UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a16 OR 15d16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
For September 23, 2020
Harmony Gold Mining Company Limited
Randfontein Office Park
Corner Main Reef Road and Ward Avenue Randfontein, 1759
South Africa
(Address of principal executive offices)
*-
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20 F or Form 40F.)
Form 20F ☒ Form 40F ☐
(Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing
the information to the Commission pursuant to Rule 12g32(b) under the Securities Exchange Act of 1934.)
Yes ☐ No ☒
Harmony Gold Mining Company Ltd
Registration number: 1950/038232/06
Incorporated in the Republic of South Africa
ISIN: ZAE000015228
JSE share code: HAR
(“Harmony” or “the company”)
Johannesburg, Wednesday, 23 September 2020. In compliance with paragraphs 3.63 to 3.74 of the JSE Listings Requirements, the following information is disclosed:
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| A. | DEALING IN SECURITIES BY DIRECTORS AND PRESCRIBED OFFICERS: VESTING OF SHARES AND SETTLEMENT BY ON MARKET SALES AND EQUITY SETTLEMENT |
The following dealings in securities by directors and prescribed officers of Harmony in relation to the vesting and settlement of deferred share awards made pursuant to the provisions of the Harmony Deferred Share Plan 2018 are disclosed:
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| 1. Name of director: | P Steenkamp (Chief Executive Officer) |
| Nature of transaction: | Vesting of deferred share awards and settlement by off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2020 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 15 597 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 15 597 |
| On-market sale price per share: | Volume weighted average price of R92.82 per share (with a low of R91.51 per share and a high of R95.82 per share) |
| Total value of ordinary shares locked up towards minimum shareholding requirement: | R1 447 713 |
| Nature and extent of director’s interest: | Direct beneficial |
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| 2. Name of director: | F Abbott (Executive Director) |
| Nature of transaction: | Vesting of deferred share awards and settlement by on-market sale of shares |
| Vesting Date: | 18 September 2020 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 9 200 |
| Number of vested shares sold on market: | 9 200 |
| Date of conclusion of bulk on-market sale of shares: | 18 September 2020 |
| On-market sale price per share: | Volume weighted average price of R92.82 per share (with a low of R91.51 per share and a high of R95.82 per share) |
| Total value of shares sold on market, prior to deduction of tax liability: | R853 944 |
| Number of shares retained in own name: | - |
| Total value of shares retained in own name: | - |
| Nature and extent of director’s interest: | Direct beneficial |
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| 3. Name of director: | B Lekubo (Financial Director) |
| Nature of transaction: | Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2020 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 6 694 |
| Number of vested shares sold on market to cover tax: | 3 113 |
| Date of conclusion of bulk on-market sale of shares: | 18 September 2020 |
| On-market sale price per share: | Volume weighted average price of R92.82 per share (with a low of R91.51 per share and a high of R95.82 per share) |
| Total value of shares sold on market to cover tax: | R288 948 |
| Number of shares retained in own name: | 3 581 |
| Total value of shares retained in own name: | R332 388 |
| Nature and extent of director’s interest: | Direct beneficial |
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| 4. Name of director: | HE Mashego (Executive Director) |
| Nature of transaction: | Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2020 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 6 639 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 3 319 |
| Number of vested shares sold on market: | 3 320 |
| Date of conclusion of bulk on-market sale of shares: | 18 September 2020 |
| On-market sale price per share: | Volume weighted average price of R92.82 per share (with a low of R91.51 per share and a high of R95.82 per share) |
| Total value of shares sold on market, prior to deduction of tax liability: | R308 162 |
| Number of shares retained in own name: | - |
| Total value of shares retained in own name: | - |
| Nature and extent of director’s interest: | Direct beneficial |
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| 5. Name of prescribed officer: | B Nel |
| Nature of transaction: | Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2020 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 6 595 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 3 297
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| Number of vested shares sold on market: | 3 298 |
| Date of conclusion of bulk on-market sale of shares: | 18 September 2020 |
| On-market sale price per share: | Volume weighted average price of R92.82 per share (with a low of R91.51 per share and a high of R95.82 per share) |
| Total value of shares sold on market, prior to deduction of tax liability: | R306 120 |
| Number of shares retained in own name: | - |
| Total value of shares retained in own name: | - |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
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| 6. Name of prescribed officer: | VP Tobias |
| Nature of transaction: | Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2020 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 7 742 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 3 871
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| Number of vested shares sold on market to cover tax: | 1 800 |
| Date of conclusion of bulk on-market sale of shares: | 18 September 2020 |
| On-market sale price per share: | Volume weighted average price of R92.82 per share (with a low of R91.51 per share and a high of R95.82 per share) |
| Total value of shares sold on market to cover tax: | R167 076 |
| Number of shares retained in own name: | 2 071 |
| Total value of shares retained in own name: | R192 230 |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
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| 7. Name of prescribed officer: | J van Heerden |
| Nature of transaction: | Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2020 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 12 313 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 6 156 |
| Number of vested shares sold on market: | 6 157 |
| Date of conclusion of bulk on-market sale of shares: | 18 September 2020 |
| On-market sale price per share: | Volume weighted average price of R92.82 per share (with a low of R91.51 per share and a high of R95.82 per share) |
| Total value of shares sold on market, prior to deduction of tax liability: |
R571 493 |
| Number of shares retained in own name: | - |
| Total value of shares retained in own name: | - |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
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| 8. Name of prescribed officer: | M van der Walt |
| Nature of transaction: | Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2020 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 6 411 |
| Number of vested shares sold on market to cover tax: | 2 981 |
| Date of conclusion of bulk on-market sale of shares: | 18 September 2020 |
| On-market sale price per share: | Volume weighted average price of R92.82 per share (with a low of R91.51 per share and a high of R95.82 per share) |
| Total value of shares sold on market to cover tax: | R276 696 |
| Number of shares retained in own name: | 3 430 |
| Total value of shares retained in own name: | R318 373 |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
Prior clearance was obtained in respect of the above dealings in securities in compliance with paragraph 3.66 of the JSE Listings Requirements.
For more details contact:
Marian van der Walt
Senior Group Executive: Enterprise Risk and Investor Relations
+27(0)82 888 1242 (mobile)
Max Manoeli
Senior Investor Relations Coordinator
+27(0)82 759 1775 (mobile)
Johannesburg, South Africa
23 September 2020
Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
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| | Harmony Gold Mining Company Limited |
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| Date: September 23, 2020 | By: /s/ Boipelo Lekubo |
| | Name: Boipelo Lekubo |
| | Title: Financial Director |
