UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 |
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-07843 |
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J.P. Morgan Mutual Fund Select Group |
| |
(Exact name of registrant as specified in charter) |
| |
|
| |
522 Fifth Avenue, New York, | NY 10036 |
|
(Address of principal executive offices) | (Zip code) |
|
BISYS Fund Services, 3435 Stelzer Road, Columbus, OH 43219 |
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(Name and address of agent for service) |
|
Registrant’s telephone number, including area code: | 1-800-348-4782 |
|
Date of fiscal year end: | (August 31: JPMorgan Bond Fund II) (October 31: JPMorgan Fleming International Equity Fund, JPMorgan Tax Aware Large Cap Growth Fund, and JPMorgan Tax Aware Large Cap Value Fund) (December 31: JPMorgan Mid Cap Equity Fund and JPMorgan Trust Small Cap Equity Fund) |
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|
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Date of reporting period: | July 1, 2003 through June 30, 2004 | ||
Item 1. Proxy Voting Record.
<Attach the Proxy Voting Record for ICA # 811-07843>
FORM N-Px REPORT
ICA File Number: 811-07843
Reporting Period: 07/01/2003 - 06/30/2004
JP Morgan Mutual Fund Select Group
BOND FUND II
There were no proxy voting matters for this Fund.
FLEMING INTERNATIONAL EQUITY FUND
ABN AMRO HOLDINGS NV
Ticker: |
| Security ID: | NL0000301109 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: | APR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Report of Management Board |
|
|
| Did Not Vote |
| Management |
|
2 |
| Discussion about Company’s Corporate Governance Report |
|
|
| Did Not Vote |
| Management |
|
3.1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3.2 |
| Approve Dividends |
| For |
| Did Not Vote |
| Management |
|
3.3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
3.4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Remuneration Policy |
| For |
| Did Not Vote |
| Management |
|
5 |
| Reappoint Ernst & Young as Auditors |
| For |
| Did Not Vote |
| Management |
|
6.1 |
| Reelect T. Maas-de Bouwer to Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
6.2 |
| Elect A. Olijslager to Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
7.1 |
| Abolish Antitakeover Preference Shares through Repurchase and Cancellation of Shares |
| For |
| Did Not Vote |
| Management |
|
7.2 |
| Amend Articles to Reflect Cancellation of Preference Shares (Item 7.1) |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
9.1 |
| Grant Board Authority to Issue Ordinary Shares and Convertible Preference Shares Up to 20 Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
9.2 |
| Grant Board Authority to Exclude Preemptive Rights from Issuance Under Item 9.1 |
| For |
| Did Not Vote |
| Management |
|
10 |
| Other Business |
|
|
| Did Not Vote |
| Management |
|
1
ADECCO SA
Ticker: | ADO | Security ID: | CH0012138605 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | JUN 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
|
|
| Did Not Vote |
| Management |
|
2 |
| Receive Auditors Report |
|
|
| Did Not Vote |
| Management |
|
3 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Dividends of CHF 0.70 per Share |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
6.1 |
| Reelect Philippe Foriel-Destezet and Philippe Marcel as Directors; Elect Jakob Baer, Juergen Dormann, Klaus Jacobs, Fancis Mer, Thomas O’Neill, David Prince, and Peter Ueberoth as Directors |
| For |
| Did Not Vote |
| Management |
|
6.2.1 |
| Ratify Ernst and Young as Auditors |
| For |
| Did Not Vote |
| Management |
|
6.2.2 |
| Ratify OBT AG as Special Auditors |
| For |
| Did Not Vote |
| Management |
|
7 |
| Amend Articles Re: Remove Voting Restrictions |
| For |
| Did Not Vote |
| Management |
|
ALLIED DOMECQ PLC
Ticker: |
| Security ID: | GB0007294571 |
Meeting Date: | JAN 30, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 8.7 Pence Per Share |
| For |
| For |
| Management |
|
3 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
4 |
| Reelect Philip Bowman as Director |
| For |
| For |
| Management |
|
5 |
| Elect Bruno Angelici as Director |
| For |
| For |
| Management |
|
6 |
| Elect Paul Adams as Director |
| For |
| For |
| Management |
|
7 |
| Elect John Rishton as Director |
| For |
| For |
| Management |
|
8 |
| Approve KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
9 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 92,214,192.75 |
| For |
| For |
| Management |
|
10 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 13,832,128.75 |
| For |
| For |
| Management |
|
11 |
| Authorize 110,657,031 Shares for Share Repurchase Program |
| For |
| For |
| Management |
|
2
ALTADIS SA
Ticker: |
| Security ID: | ES0177040013 |
Meeting Date: | JUN 14, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements, Allocation of Income and Distribution of EUR 0.80 Per Share Dividend, and Discharge Directors |
| For |
| For |
| Management |
|
2 |
| Ratify Management Board |
| For |
| For |
| Management |
|
3 |
| Approve Auditors |
| For |
| For |
| Management |
|
4 |
| Approve EUR 4.4 Million Reduction in Capital Via Cancellation of 7.3 Million Shares; Ammend Company’s By-Laws Accordingly |
| For |
| For |
| Management |
|
5 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
6 |
| Authorize Issuance of Bonds |
| For |
| For |
| Management |
|
7 |
| Amend Articles 22, 23, 25, and 28 Re: Elimination of Shareholidng Requirement to Attend Shareholder Meetings, Remote Voting, Elimination of Supermajority Quorums and Vote Requirement for Certain Proposals, Increase Shareholders’ Access to Information |
| For |
| For |
| Management |
|
8 |
| Approve General Meeting Guidelines |
| For |
| For |
| Management |
|
9 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| For |
| Management |
|
AVIVA PLC
Ticker: |
| Security ID: | GB0002162385 |
Meeting Date: | APR 27, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 15.15 Pence Per Share |
| For |
| For |
| Management |
|
3 |
| Elect Anna Catalano as Director |
|
|
| None |
| Management |
|
4 |
| Elect Carole Piwnica as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect George Paul as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Philip Scott as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Patrick Snowball as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Elizabeth Vallance as Director |
| For |
| For |
| Management |
|
9 |
| Reappoint Ernst and Young LLP as Auditors of the Company |
| For |
| For |
| Management |
|
10 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 185,000,000 |
| For |
| For |
| Management |
|
12 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 28,000,000 |
| For |
| For |
| Management |
|
13 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
14 |
| Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 100,000 |
| For |
| For |
| Management |
|
15 |
| Approve Scrip Dividend Program |
| For |
| For |
| Management |
|
16 |
| Amend Articles of Association Re: Treasury Shares |
| For |
| For |
| Management |
|
17 |
| Authorise 225 Million Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
18 |
| Authorise 100 Million 8.75 Percent Preference Shares for Market Purchase1 |
| For |
| For |
| Management |
|
19 |
| Authorise 100 Million 8.375 Percent Preference Shares for Market Purchase |
| For |
| For |
| Management |
|
3
AXA SA
Ticker: | AXA | Security ID: | FR0000120628 |
Meeting Date: | APR 21, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 0.57 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Reelect Claude Bebear as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
6 |
| Ratify Mazars & Guerard as Auditors |
| For |
| Did Not Vote |
| Management |
|
7 |
| Ratify Jean Louis Simon as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
8 |
| Elect Willy Avereyn as Representative of Employee Shareholders to the Supervisory Board, Pending Approval of Item 13 |
|
|
| Did Not Vote |
| Management |
|
9 |
| Elect Cees de Jong as Representative of Employee Shareholders to the Supervisory Board, Pending Approval of Item 13 |
|
|
| Did Not Vote |
| Management |
|
10 |
| Elect Jacques Tabourot as Representative of Employee Shareholders to the Supervisory Board, Pending Approval of Item 13 |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
12 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer |
| For |
| Did Not Vote |
| Management |
|
13 |
| Amend Article 10 Re: Appointment of Representative of Employee Shareholders to the Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
14 |
| Amend Article 10 Re: Appointment of Employee Representative to the Supervisory Board |
| Against |
| Did Not Vote |
| Management |
|
15 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
16 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
4
BANCO POPULAR ESPANOL SA
Ticker: |
| Security ID: | ES0113790234 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Individual and Consolidated Financial Statements and Statutory Reports, Allocation of Income, and Discharge Directors |
| For |
| For |
| Management |
|
2 |
| Elect Management Board |
| For |
| For |
| Management |
|
3 |
| Reelect Pricewaterhouse Coopers as Auditors |
| For |
| For |
| Management |
|
4 |
| Amend Articles 14,15,16,18,21, and 22 Re: Remote Vote, Shareholder Access to Information, Number of Directors and Remuneration, Audit Committee |
| For |
| For |
| Management |
|
5 |
| Approve General Meeting Guidelines; Information Re: Board Guidelines |
| For |
| For |
| Management |
|
6 |
| Authorize Share Repurchase Program and Cancellation of Repurchased Shares; Approve Reduction in Capital |
| For |
| For |
| Management |
|
7 |
| Approve Transfer of Reserves to Early Retirement Fund |
| For |
| For |
| Management |
|
8 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| For |
| Management |
|
BARCLAYS PLC
Ticker: | BCS | Security ID: | GB0031348658 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Elect Sir Richard Broadbent as Director |
| For |
| For |
| Management |
|
4 |
| Elect Roger Davis as Director |
| For |
| For |
| Management |
|
5 |
| Elect Gary Hoffman as Director |
| For |
| For |
| Management |
|
6 |
| Elect Naguib Kheraj as Director |
| For |
| For |
| Management |
|
7 |
| Elect David Roberts as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Sir Peter Middleton as Director |
| For |
| For |
| Management |
|
9 |
| Re-elect Stephen Russell as Director |
| For |
| For |
| Management |
|
10 |
| Re-elect Christopher Lendrum as Director |
| For |
| For |
| Management |
|
11 |
| Re-elect Sir Brian Jenkins as Director |
| For |
| For |
| Management |
|
12 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company |
| For |
| For |
| Management |
|
13 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
14 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 82,053,000 |
| For |
| For |
| Management |
|
15 |
| Authorise 984,600,000 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
5
BASF AG
Ticker: | BF | Security ID: | DE0005151005 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
|
|
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 1.40 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify Deloitte & Touche GmbH as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital for Purposes of Cancellation and Reissuance without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Use of Financial Derivatives when Repurchasing Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Creation of EUR 500 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Affiliation Agreements with Subsidiary (BASF Plant Science Holding GmbH) |
| For |
| Did Not Vote |
| Management |
|
BAYERISCHE MOTOREN WERKE AG
Ticker: | BMW | Security ID: | DE0005190003 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
|
|
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 0.58 per Common Share and EUR 0.60 per Preference Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Elect Volker Doppelfeld, Franz Haniel, Arthur Kelly, Susanne Klatten, Hubert Markl, Wolfgang Mayrhuber, Joachim Milberg, Stefan Quandt, Juergen Strube, and Hans-Dietrich Winkhaus to the Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
6
BG GROUP PLC
Ticker: |
| Security ID: | GB0008762899 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 1.86 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
4 |
| Re-elect Peter Backhouse as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Paul Collins as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect William Friedrich as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Lord Sharman as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Keith Mackrell as Director |
| For |
| For |
| Management |
|
9 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company |
| For |
| For |
| Management |
|
10 |
| Authorise Audit Committee to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
11 |
| Authorise EU Political Donations and EU Political Expenditure up to Aggregate Nominal of GBP 25,000 |
| For |
| For |
| Management |
|
12 |
| Approve the Use of Treasury Shares for the Exercise of Options or the Vesting of Other Share Awards Under the Company’s Share Schemes |
| For |
| For |
| Management |
|
13 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 117,730,026 |
| For |
| For |
| Management |
|
14 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,659,504 |
| For |
| For |
| Management |
|
15 |
| Authorise 353,190,078 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
7
BHP BILLITON LTD.
Ticker: | BXL | Security ID: | AU000000BHP4 |
Meeting Date: | NOV 13, 2003 | Meeting Type: | AGM |
Record Date: | NOV 11, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements for BHP Billiton Ltd and Statutory Reports for the Year Ended June 30, 2003 |
| For |
| For |
| Management |
|
2 |
| Accept Financial Statements and Statutory Reports for BHP Billiton Plc for the Year Ended June 30, 2003 |
| For |
| For |
| Management |
|
3 |
| Elect D C Brink as Director of BHP Billiton Ltd |
| For |
| For |
| Management |
|
4 |
| Elect D C Brink as Director of BHP Billiton Plc |
| For |
| For |
| Management |
|
5 |
| Elect M A Chaney as Director of BHP Billiton Ltd |
| For |
| For |
| Management |
|
6 |
| Elect M A Chaney as Director of BHP Billiton Plc |
| For |
| For |
| Management |
|
7 |
| Elect Lord Renwick of Clifton as Director of BHP Billiton Ltd |
| For |
| For |
| Management |
|
8 |
| Elect Lord Renwick of Clifton as Director of BHP Billitoon Plc as Director |
| For |
| For |
| Management |
|
9 |
| Elect M Salamon as Director of BHP Billiton Ltd |
| For |
| For |
| Management |
|
10 |
| Elect M Salamon as Director of BHP Billiton Plc |
| For |
| For |
| Management |
|
11 |
| Elect J G Buchanan as Director of BHP Billiton Ltd |
| For |
| For |
| Management |
|
12 |
| Elect J G Buchanan as Director of BHP Billiton Plc |
| For |
| For |
| Management |
|
13 |
| Approve KPMG Audit Plc and PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
14 |
| Approve Authority to Allot Shares in BHP Billiton Plc |
| For |
| For |
| Management |
|
15 |
| Approve Renewal of Authority to Allot Equity Securities for Cash |
| For |
| For |
| Management |
|
16 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
17 |
| Approve Remuneration Report for the Year Ended June 30, 2003 |
| For |
| For |
| Management |
|
18 |
| Approve the Grant of Deferred Shares, Options and Performance Shares to Executive Director and Chief Executive Officer, C W Goodyear Under the BHP Billiton Limited Group Incentive Scheme |
| For |
| For |
| Management |
|
19 |
| Approve the Grant of Deferred Shares, Options and Performance Shares to Executive Director and Senior Minerals Executive, M Salamon Under the BHP Billiton Plc Group Incentive Scheme |
| For |
| For |
| Management |
|
8
BNP PARIBAS SA
Ticker: | BSBN | Security ID: | FR0000131104 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 2.175 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Issuance of Bonds/Debentures in the Nominal Value of Up to EUR 30 Billion |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Louis Schweitzer as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Lindsay Owen-Jones as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Confirm Expiration of Term of David Peake as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 340 Million |
| For |
| Did Not Vote |
| Management |
|
13 |
| Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
14 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer, Subject to Certain Conditions |
| For |
| Did Not Vote |
| Management |
|
15 |
| Amend Terms of Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan Submitted to Shareholder Vote at May 14, 2003, AGM/EGM |
| For |
| Did Not Vote |
| Management |
|
16 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
17 |
| Amend Articles of Association Re: Role of Chairman, Access to Information, Internal Control Procedures, Convening of Board Meetings, and Signing of the Minutes of Board Meetings |
| For |
| Did Not Vote |
| Management |
|
18 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
9
CANON INC
Ticker: | CAJ | Security ID: | JP3242800005 |
Meeting Date: | MAR 30, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 15, Final JY 35, Special JY 0 |
| For |
| Did Not Vote |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| Did Not Vote |
| Management |
|
3.1 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.2 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.3 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.4 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.5 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.6 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.7 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.8 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.9 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.10 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.11 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.12 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.13 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.14 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.15 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.16 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.17 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.18 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.19 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.20 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.21 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.22 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.23 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.24 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.25 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.26 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
3.27 |
| Elect Director |
| For |
| Did Not Vote |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| Did Not Vote |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| Did Not Vote |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| Did Not Vote |
| Management |
|
5 |
| Appoint Additional External Auditor |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Retirement Bonuses for Directors and Statutory Auditors |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Adjustment to Aggregate Compensation Ceiling for Directors and Statutory Auditors |
| For |
| Did Not Vote |
| Management |
|
10
CENTRICA PLC
Ticker: |
| Security ID: | GB0005734388 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 3.7 Pence Per Share |
| For |
| For |
| Management |
|
4 |
| Re-elect Phil Bentley as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Mark Clare as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Roger Carr as Director |
| For |
| For |
| Management |
|
7 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company |
| For |
| For |
| Management |
|
8 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
9 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,993,659 |
| For |
| For |
| Management |
|
10 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,850,317 |
| For |
| For |
| Management |
|
11 |
| Authorise 426,611,414 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
12 |
| Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 125,000 |
| For |
| For |
| Management |
|
CHEUNG KONG HOLDINGS
Ticker: |
| Security ID: | HK0001000014 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | EGM |
Record Date: | MAY 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles Re: Nomination of Directors, Voting at Meetings, Issuance of Share Certificate, Removal of Director by Ordinary Resolution |
| For |
| For |
| Management |
|
11
CHEUNG KONG HOLDINGS
Ticker: |
| Security ID: | HK0001000014 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | AGM |
Record Date: | MAY 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$1.30 Per Share |
| For |
| For |
| Management |
|
3a |
| Reelect Chung Sun Keung, Davy as Director |
| For |
| For |
| Management |
|
3b |
| Reelect Ip Tak Chuen, Edmond as Director |
| For |
| For |
| Management |
|
3c |
| Reelect Chiu Kwok Hung, Justin as Director |
| For |
| For |
| Management |
|
3d |
| Reelect Chow Kun Chee, Roland as Director |
| For |
| For |
| Management |
|
3e |
| Reelect Wong Yick-ming, Rosanna as Director |
| For |
| For |
| Management |
|
3f |
| Reelect Yeh Yuan Chang, Anthony as Director |
| For |
| For |
| Management |
|
4 |
| Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5a |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
5b |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
5c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
CHUGAI PHARMACEUTICAL CO.
Ticker: |
| Security ID: | JP3519400000 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 13, Special JY 0 |
| For |
| For |
| Management |
|
2.1 |
| Elect Director |
| For |
| For |
| Management |
|
2.2 |
| Elect Director |
| For |
| For |
| Management |
|
2.3 |
| Elect Director |
| For |
| For |
| Management |
|
2.4 |
| Elect Director |
| For |
| For |
| Management |
|
2.5 |
| Elect Director |
| For |
| For |
| Management |
|
2.6 |
| Elect Director |
| For |
| For |
| Management |
|
2.7 |
| Elect Director |
| For |
| For |
| Management |
|
2.8 |
| Elect Director |
| For |
| For |
| Management |
|
2.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
3.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4 |
| Approve Retirement Bonuses for Directors and Statutory Auditors |
| For |
| For |
| Management |
|
5 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
6 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
12
COMPAGNIE DE SAINT GOBAIN
Ticker: |
| Security ID: | FR0000125007 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 1.725 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
6 |
| Reelect Jean-Louis Beffa as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Isabelle Bouillot as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Sylvia Jay as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Jose Luis Leal as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Ratify Appointment of Gian Paolo Caccini as Director |
| For |
| Did Not Vote |
| Management |
|
11 |
| Ratify PricewaterhouseCoopers Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
12 |
| Ratify KPMG Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
13 |
| Ratify Yves Nicolas as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
14 |
| Ratify Jean-Paul Vellutini as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
15 |
| Amend Articles of Association to Reflect 2003 Legal Changes Re: Shareholding Disclosure Requirement, Access to Company Information, and Responsibilities of the Chairman |
| For |
| Did Not Vote |
| Management |
|
16 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
COMPANHIA VALE DO RIO DOCE
Ticker: |
| Security ID: | US2044122099 |
Meeting Date: | APR 28, 2004 | Meeting Type: | AGM |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPRECIATION OF THE MANAGEMENT S REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2003. |
| For |
| Did Not Vote |
| Management |
|
2 |
| PROPOSAL FOR THE DESTINATION OF THE PROFITS OF THE SAID FISCAL YEAR. |
| For |
| Did Not Vote |
| Management |
|
3 |
| ESTABLISHMENT OF THE TOTAL AND ANNUAL REMUNERATION OF THE MEMBERS OF THE COMPANY S MANAGEMENT. |
| For |
| Did Not Vote |
| Management |
|
4 |
| ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL AND ESTABLISHMENT OF THEIR REMUNERATION. |
| For |
| Did Not Vote |
| Management |
|
5 |
| PROPOSAL OF CAPITAL INCREASE, THROUGH THE CAPITALIZATION OF RESERVES, WITHOUT THE ISSUANCE OF SHARES, AND THE CONSEQUENT CHANGE OF THE HEAD SECTION OF ARTICLE 5 OF THE COMPANY S BY-LAWS. |
| For |
| Did Not Vote |
| Management |
|
13
COMPASS GROUP PLC
Ticker: |
| Security ID: | GB0005331532 |
Meeting Date: | FEB 16, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 5.7 Pence Per Share |
| For |
| For |
| Management |
|
4 |
| Re-elect Michael Bailey as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Denis Cassidy as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Sir Francis Mackay as Director |
| For |
| For |
| Management |
|
7 |
| Ratify Deloitte and Touche LLP as Auditors |
| For |
| For |
| Management |
|
8 |
| Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
9 |
| Authorise EU Political Donations up to GBP 125,000 |
| For |
| For |
| Management |
|
10 |
| Amend the Compass Group UK Savings-Related Share Option Scheme, the Compass Group PLC Internation Sharesave Scheme, the Compass Group Share Option Plan, the Compass Group Management Share Option Plan and the Compass Group Long-Term Incentive Plan |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10.8 Million |
| For |
| For |
| Management |
|
12 |
| Authorise 216,887,191 Shares for Market Repurchase |
| For |
| For |
| Management |
|
DAIKIN INDUSTRIES LTD.
Ticker: |
| Security ID: | JP3481800005 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 6, Final JY 8, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Expand Business Lines - Authorize Share Repurchases at Board’s Discretion - Streamline Board Structure |
| For |
| For |
| Management |
|
3 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
4.1 |
| Elect Director |
| For |
| For |
| Management |
|
4.2 |
| Elect Director |
| For |
| For |
| Management |
|
4.3 |
| Elect Director |
| For |
| For |
| Management |
|
4.4 |
| Elect Director |
| For |
| For |
| Management |
|
4.5 |
| Elect Director |
| For |
| For |
| Management |
|
4.6 |
| Elect Director |
| For |
| For |
| Management |
|
4.7 |
| Elect Director |
| For |
| For |
| Management |
|
4.8 |
| Elect Director |
| For |
| For |
| Management |
|
4.9 |
| Elect Director |
| For |
| For |
| Management |
|
5 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
14
DASSAULT SYSTEMES SA
Ticker: | DHEGF | Security ID: | FR0000130650 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Financial Statements and Discharge Directors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Dividends of EUR 0.51 per Share |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 140,000 |
| For |
| Did Not Vote |
| Management |
|
7 |
| Ratify Ernst & Young Audit |
| For |
| Did Not Vote |
| Management |
|
8 |
| Ratify Francois Carrega as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
9 |
| Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 1 Billion |
| For |
| Did Not Vote |
| Management |
|
10 |
| Amend Articles of Association to Reflect 2003 Legal Changes Re: Access to Information, Related-Party Transactions, and Auditors |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million |
| For |
| Did Not Vote |
| Management |
|
13 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million |
| For |
| Did Not Vote |
| Management |
|
14 |
| Authorize Capitalization of Reserves of Up to EUR 25 Million for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
15 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer |
| For |
| Did Not Vote |
| Management |
|
16 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
17 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million |
| For |
| Did Not Vote |
| Management |
|
18 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
15
DEUTSCHE BANK AG
Ticker: | DTBKY | Security ID: | DE0005140008 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | AGM |
Record Date: | MAY 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
|
|
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 1.50 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital for Trading Purposes |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Creation of EUR 150 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Creation of EUR 48 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
10 |
| Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 6 Billion with Preemptive Rights; Approve Creation of EUR 150 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
DEUTSCHE POST AG
Ticker: |
| Security ID: | DE0005552004 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
|
|
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 0.44 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify PwC Deutsche Revision AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 1 Billion with Preemptive Rights; Approve Creation of EUR 56 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
8 |
| Amend Articles Re: Board Renumeration due to Changes in German Disclosure Regulations |
| For |
| Did Not Vote |
| Management |
|
16
DEXIA SA
Ticker: |
| Security ID: | BE0003796134 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
2 |
| Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Cancellation of Company’s Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
4 |
| Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Issuance of Warrants Pursuant to 2004 Employee Shareholding Plan |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Board to Implement Approved Resolutions |
| For |
| Did Not Vote |
| Management |
|
DEXIA SA
Ticker: |
| Security ID: | BE0003796134 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 0.53 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Directors |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Auditors |
| For |
| Did Not Vote |
| Management |
|
5 |
| Elect Jan Renders as Director |
| For |
| Did Not Vote |
| Management |
|
6 |
| Elect Francis Mayer as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Elect Anne-Marie Idrac as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Confirm Nine Directors as Independent Directors in Accordance with the Requirements of the Belgian Companies Code |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Grant of Shares to Employees under Shareholding Plan |
| For |
| Did Not Vote |
| Management |
|
17
ENI SPA
Ticker: | E | Security ID: | IT0003132476 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | MIX |
Record Date: | MAY 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements, Consolidated Accounts, and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income |
| For |
| Did Not Vote |
| Management |
|
3 |
| Authorize Share Repurchase Program |
| For |
| Did Not Vote |
| Management |
|
4 |
| Elect External Auditors for the Three-Year Term 2004-2006 and Fix Remuneration of Auditors |
| For |
| Did Not Vote |
| Management |
|
5 |
| Amend Article 2 of the Set of Rules Governing General Meetings of Eni Spa |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Remuneration of Directors |
| For |
| Did Not Vote |
| Management |
|
ENI SPA
Ticker: | E | Security ID: | IT0003132476 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | MIX |
Record Date: | MAY 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles To Reflect New Italian Company Law Regulations |
| For |
| Did Not Vote |
| Management |
|
2 |
| Amend Articles 17, 19, and 28 of the Company’s Bylaws |
| For |
| Did Not Vote |
| Management |
|
FANUC LTD
Ticker: | FANUF | Security ID: | JP3802400006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 11, Final JY 12, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonuses for Directors and Statutory Auditor |
| For |
| For |
| Management |
|
18
FORTIS SA/NV
Ticker: | AGFB | Security ID: | BE0003801181 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Open Meeting |
| For |
| Did Not Vote |
| Management |
|
2.1 |
| Accept Financial Statements |
| For |
| Did Not Vote |
| Management |
|
2.2 |
| Approve Dividends in the Amount of EUR 0.92 Per Share |
| For |
| Did Not Vote |
| Management |
|
2.3 |
| Approve Discharge of Directors and Auditors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Discussion about Company’s Corporate Governance Report |
|
|
| Did Not Vote |
| Management |
|
4.1 |
| Reelect Anton van Rossum, Jan-Michiel Hessels, and Baron Piet Van Waeyenberge to Management Board |
| For |
| Did Not Vote |
| Management |
|
4.2 |
| Elect Phlippe Bodson, Richard Delbridge, Jacques Manardo, Ronald Sandler, and Rana Talwar to Management Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
6 |
| Amend Articles Re: Composition and Powers of Main Corporate Bodies; Compliance with Dutch Corporate Governance Code; Other Amendments |
| For |
| Did Not Vote |
| Management |
|
7 |
| Close Meeting |
| For |
| Did Not Vote |
| Management |
|
FORTIS SA/NV
Ticker: | AGFB | Security ID: | BE0003801181 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
2 |
| Amend Articles of Association Re: General Matters |
| For |
| Did Not Vote |
| Management |
|
19
GKN PLC
Ticker: | GKNS | Security ID: | GB0030646508 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 7.8 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
3 |
| Re-elect Roy Brown as Director |
| For |
| For |
| Management |
|
4 |
| Re-elect Ian Griffiths as Director |
| For |
| For |
| Management |
|
5 |
| Elect Helmut Mamsch as Director |
| For |
| For |
| Management |
|
6 |
| Elect Sir Christopher Meyer as Director |
| For |
| For |
| Management |
|
7 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company |
| For |
| For |
| Management |
|
8 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
9 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
10 |
| Authorise 73,411,339 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
11 |
| Amend Articles of Association Re: Sale of Treasury Shares |
| For |
| For |
| Management |
|
12 |
| Approve GKN Long Term Incentive Plan 2004 |
| For |
| For |
| Management |
|
13 |
| Approve GKN Executive Share Option Scheme 2004 |
| For |
| For |
| Management |
|
14 |
| Approve New Overseas Executive Incentive Schemes |
| For |
| For |
| Management |
|
GLAXOSMITHKLINE PLC
Ticker: |
| Security ID: | GB0009252882 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Elect Lawrence Culp as Director |
| For |
| For |
| Management |
|
4 |
| Elect Crispin Davis as Director |
| For |
| For |
| Management |
|
5 |
| Elect Sir Robert Wilson as Director |
| For |
| For |
| Management |
|
6 |
| Elect Tachi Yamada as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Sir Christopher Hogg as Director |
| For |
| For |
| Management |
|
8 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company |
| For |
| For |
| Management |
|
9 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
10 |
| Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 100,000 |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 74,330,954 |
| For |
| For |
| Management |
|
12 |
| Authorise 594,647,632 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
HIROSE ELECTRIC CO. LTD.
Ticker: |
| Security ID: | JP3799000009 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 9, Final JY 11, Special JY 3 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Appointment of Alternate Statutory Auditors - Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
20
HOLCIM
Ticker: |
| Security ID: | CH0012214059 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | AGM |
Record Date: | MAY 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles Re: Use of Electronic Means at Shareholder Meetings |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Dividends of CHF 1.15 per Share |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Creation of CHF 57.5 Million Pool of Conditional Capital without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
6 |
| Amend Articles Re: Establish a Classified Board |
| For |
| Did Not Vote |
| Management |
|
7.1.1 |
| Elect Onno Ruding as Director |
| For |
| Did Not Vote |
| Management |
|
7.1.2 |
| Reelect Rolf Soiron, Markus Akermann, and Peter Kuepfer as Directors |
| For |
| Did Not Vote |
| Management |
|
7.2 |
| Ratify Ernst & Young AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
21
HONDA MOTOR CO. LTD.
Ticker: | HMC | Security ID: | JP3854600008 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 19, Final JY 23, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
3.11 |
| Elect Director |
| For |
| For |
| Management |
|
3.12 |
| Elect Director |
| For |
| For |
| Management |
|
3.13 |
| Elect Director |
| For |
| For |
| Management |
|
3.14 |
| Elect Director |
| For |
| For |
| Management |
|
3.15 |
| Elect Director |
| For |
| For |
| Management |
|
3.16 |
| Elect Director |
| For |
| For |
| Management |
|
3.17 |
| Elect Director |
| For |
| For |
| Management |
|
3.18 |
| Elect Director |
| For |
| For |
| Management |
|
3.19 |
| Elect Director |
| For |
| For |
| Management |
|
3.20 |
| Elect Director |
| For |
| For |
| Management |
|
3.21 |
| Elect Director |
| For |
| For |
| Management |
|
3.22 |
| Elect Director |
| For |
| For |
| Management |
|
3.23 |
| Elect Director |
| For |
| For |
| Management |
|
3.24 |
| Elect Director |
| For |
| For |
| Management |
|
3.25 |
| Elect Director |
| For |
| For |
| Management |
|
3.26 |
| Elect Director |
| For |
| For |
| Management |
|
3.27 |
| Elect Director |
| For |
| For |
| Management |
|
3.28 |
| Elect Director |
| For |
| For |
| Management |
|
3.29 |
| Elect Director |
| For |
| For |
| Management |
|
3.30 |
| Elect Director |
| For |
| For |
| Management |
|
3.31 |
| Elect Director |
| For |
| For |
| Management |
|
3.32 |
| Elect Director |
| For |
| For |
| Management |
|
3.33 |
| Elect Director |
| For |
| For |
| Management |
|
3.34 |
| Elect Director |
| For |
| For |
| Management |
|
3.35 |
| Elect Director |
| For |
| For |
| Management |
|
3.36 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Adjustment to Aggregate Compensation Ceiling for Directors |
| For |
| For |
| Management |
|
6 |
| Approve Payment of Annual Bonuses to Directors and Statutory Auditors |
| For |
| For |
| Management |
|
7 |
| Approve Retirement Bonuses for Directors and Statutory Auditor |
| For |
| For |
| Management |
|
HOYA CORP.
Ticker: |
| Security ID: | JP3837800006 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles to: Expand Business Lines - Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
2.1 |
| Elect Director |
| For |
| For |
| Management |
|
2.2 |
| Elect Director |
| For |
| For |
| Management |
|
2.3 |
| Elect Director |
| For |
| For |
| Management |
|
2.4 |
| Elect Director |
| For |
| For |
| Management |
|
2.5 |
| Elect Director |
| For |
| For |
| Management |
|
2.6 |
| Elect Director |
| For |
| For |
| Management |
|
2.7 |
| Elect Director |
| For |
| For |
| Management |
|
2.8 |
| Elect Director |
| For |
| For |
| Management |
|
3 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
22
HSBC HOLDINGS PLC
Ticker: | HBC | Security ID: | GB0005405286 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2a |
| Re-elect Lord Butler as Director |
| For |
| For |
| Management |
|
2b |
| Re-elect Baroness Lydia Dunn as Director |
| For |
| For |
| Management |
|
2c |
| Elect Rona Fairhead as Director |
| For |
| For |
| Management |
|
2d |
| Re-elect William Fung as Director |
| For |
| For |
| Management |
|
2e |
| Elect Michael Geoghegan as Director |
| For |
| For |
| Management |
|
2f |
| Re-elect Sharon Hintze as Director |
| For |
| For |
| Management |
|
2g |
| Re-elect John Kemp-Welch as Director |
| For |
| For |
| Management |
|
2h |
| Re-elect Sir Mark Moody-Stuart as Director |
| For |
| For |
| Management |
|
2i |
| Re-elect Helmut Sohmen as Director |
| For |
| For |
| Management |
|
3 |
| Re-appoint KPMG Audit Plc as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
4 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
5 |
| Authorise 1,099,900,000 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
6 |
| Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, USD 100,000 and EUR 100,000; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,099,900,000 |
| For |
| For |
| Management |
|
7 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 274,975,000 |
| For |
| For |
| Management |
|
8 |
| Approve Increase in Remuneration of Non-Executive Directors from GBP 35,000 to GBP 55,000 Per Annum |
| For |
| For |
| Management |
|
23
IMERYS
Ticker: |
| Security ID: | FR0000120859 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Dividends of EUR 7.50 per Share |
| For |
| Did Not Vote |
| Management |
|
5 |
| Reelect Paul Desmarais, Jr. as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
6 |
| Reelect Jocelyn Lefebvre as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Eric Le Moyne de Serigny as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Yves-Rene Nanot as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Edouard de Rothschild as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
10 |
| Appoint Ernst & Young Audit and Deloitte Touche Tohmatsu as Auditors and Jean-Marc Montserrat and BEAS as Alternate Auditors |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Terms of Amended and Restated 2000 Employee Stock Purchase Plan Reserved for Employees of American Subsidiaries |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
13 |
| Approve Four-for-One Stock Split |
| For |
| Did Not Vote |
| Management |
|
14 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million |
| For |
| Did Not Vote |
| Management |
|
15 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million |
| For |
| Did Not Vote |
| Management |
|
16 |
| Authorize Capitalization of Reserves of Up to EUR 60 Million for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
17 |
| Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 90 Million |
| For |
| Did Not Vote |
| Management |
|
18 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
19 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
20 |
| Amend Article 24 in Accordance with 2003 Legal Changes Re: Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
21 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
ING GROEP NV
Ticker: | INFU | Security ID: | NL0000303600 |
Meeting Date: | APR 27, 2004 | Meeting Type: | AGM |
Record Date: | APR 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Open Meeting |
|
|
| Did Not Vote |
| Management |
|
2.1 |
| Receive Reports of Management and Supervisory Boards |
|
|
| Did Not Vote |
| Management |
|
2.2 |
| Receive Explanation of Reserves and Dividend Policy |
|
|
| Did Not Vote |
| Management |
|
3.1 |
| Approve Financial Statements of 2003 |
| For |
| Did Not Vote |
| Management |
|
3.2 |
| Approve Dividends |
| For |
| Did Not Vote |
| Management |
|
4 |
| Ratify Ernst & Young Accountants as Auditors |
| For |
| Did Not Vote |
| Management |
|
5.1 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
5.2 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
6 |
| Discussion about Company’s Corporate Governance Report |
|
|
| Did Not Vote |
| Management |
|
7.1 |
| Approve Remuneration Policy of Management Board |
| For |
| Did Not Vote |
| Management |
|
7.2 |
| Approve Long-Term Incentive Plan (50 Percent Stock Options and 50 Percent Performance Shares) |
| For |
| Did Not Vote |
| Management |
|
8 |
| Amend Articles Re: Binding Director Nominations; Establish Profile on Expertise and Ethical Standards for Directors; Approve Remuneration Policy for Management Board; Threshold for Submitting Shareholder Proposals; Reduce Par Value of B Preference Share |
| For |
| Did Not Vote |
| Management |
|
9.1 |
| Elect E. Boyer de la Giroday as New Member of Management Board |
| For |
| Did Not Vote |
| Management |
|
9.2 |
| Elect E. Leenaars as New Member of Management Board |
| For |
| Did Not Vote |
| Management |
|
9.3 |
| Elect H. Verkoren as New Member of Management Board |
| For |
| Did Not Vote |
| Management |
|
10 |
| Elect E. Bourdais de Charbonniere as New Member of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
11 |
| Grant Board Authority to Issue Ordinary Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Capital and All Authorized Yet Unissued B Preference Shares Restricting/Excluding Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
13 |
| Other Business |
|
|
| Did Not Vote |
| Management |
|
24
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: |
| Security ID: | GB0032612805 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 9.45 Pence Per IHG PLC Share |
| For |
| For |
| Management |
|
4a |
| Elect Richard Hartman as Director |
| For |
| For |
| Management |
|
4b |
| Elect Ralph Kugler as Director |
| For |
| For |
| Management |
|
4c |
| Elect Robert Larson as Director |
| For |
| For |
| Management |
|
4d |
| Elect Richard North as Director |
| For |
| For |
| Management |
|
4e |
| Elect Stevan Porter as Director |
| For |
| For |
| Management |
|
4f |
| Elect David Prosser as Director |
| For |
| For |
| Management |
|
4g |
| Elect Richard Solomons as Director |
| For |
| For |
| Management |
|
4h |
| Elect Sir Howard Stringer as Director |
| For |
| For |
| Management |
|
4i |
| Elect David Webster as Director |
| For |
| For |
| Management |
|
5 |
| Re-appoint Ernst and Young LLP as Auditors of the Company |
| For |
| For |
| Management |
|
6 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
7 |
| Approve Increase in Remuneration of Non-Executive Directors from GBP 550,000 to GBP 750,000 |
| For |
| For |
| Management |
|
8 |
| Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 100,000 |
| For |
| For |
| Management |
|
9 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 235,529,677 |
| For |
| For |
| Management |
|
10 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 35,329,451 |
| For |
| For |
| Management |
|
11 |
| Authorise 105,917,695 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
25
KAO CORP.
Ticker: | KAOCY | Security ID: | JP3205800000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 16, Final JY 16, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
3 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
4.1 |
| Elect Director |
| For |
| For |
| Management |
|
4.2 |
| Elect Director |
| For |
| For |
| Management |
|
4.3 |
| Elect Director |
| For |
| For |
| Management |
|
4.4 |
| Elect Director |
| For |
| For |
| Management |
|
4.5 |
| Elect Director |
| For |
| For |
| Management |
|
4.6 |
| Elect Director |
| For |
| For |
| Management |
|
4.7 |
| Elect Director |
| For |
| For |
| Management |
|
4.8 |
| Elect Director |
| For |
| For |
| Management |
|
4.9 |
| Elect Director |
| For |
| For |
| Management |
|
4.10 |
| Elect Director |
| For |
| For |
| Management |
|
4.11 |
| Elect Director |
| For |
| For |
| Management |
|
4.12 |
| Elect Director |
| For |
| For |
| Management |
|
4.13 |
| Elect Director |
| For |
| For |
| Management |
|
4.14 |
| Elect Director |
| For |
| For |
| Management |
|
4.15 |
| Elect Director |
| For |
| For |
| Management |
|
5 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
7 |
| Approve Retirement Bonuses for Directors |
| For |
| For |
| Management |
|
26
KINGFISHER PLC
Ticker: |
| Security ID: | GB0033195214 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 6.15 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
4 |
| Elect Duncan Tatton-Brown as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Sir Francis Mackay as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Michael Hepher as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Margaret Salmon as Director |
| For |
| For |
| Management |
|
8 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
9 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 108,526,099 |
| For |
| For |
| Management |
|
10 |
| Approve Scrip Dividend |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to a Nominal Value of 5 Percent of the Issued Share Capital of the Company |
| For |
| For |
| Management |
|
12 |
| Authorise 233,210,664 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
LAFARGE SA
Ticker: |
| Security ID: | FR0000120537 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income, Dividends of EUR 3.45 per Share, and Stock Dividend Program |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify Cooptation of Juan Gallardo as Director |
| For |
| Did Not Vote |
| Management |
|
6 |
| Reelect Jean Keller as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissunace of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
27
MATSUSHITA ELECTRIC INDUSTRIAL CO. LTD.
Ticker: |
| Security ID: | JP3866800000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 6.25, Final JY 6.25, Special JY 1.5 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Amend Business Lines - Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
3.11 |
| Elect Director |
| For |
| For |
| Management |
|
3.12 |
| Elect Director |
| For |
| For |
| Management |
|
3.13 |
| Elect Director |
| For |
| For |
| Management |
|
3.14 |
| Elect Director |
| For |
| For |
| Management |
|
3.15 |
| Elect Director |
| For |
| For |
| Management |
|
3.16 |
| Elect Director |
| For |
| For |
| Management |
|
3.17 |
| Elect Director |
| For |
| For |
| Management |
|
3.18 |
| Elect Director |
| For |
| For |
| Management |
|
3.19 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonuses for Directors |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonuses for Statutory Auditors |
| For |
| For |
| Management |
|
MITSUBISHI CORP.
Ticker: | MSBHY | Security ID: | JP3898400001 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 6, Special JY 2 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Reduce Directors’ Term in Office - Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonuses for Directors and Statutory Auditors |
| For |
| For |
| Management |
|
28
MITSUBISHI TOKYO FINANCIAL GROUP INC.
Ticker: |
| Security ID: | JP3902900004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 6000, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonuses for Directors and Statutory Auditor |
| For |
| For |
| Management |
|
MORRISON (W) SUPERMARKET
Ticker: |
| Security ID: | GB0006043169 |
Meeting Date: | FEB 11, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Scheme of Arrangement with Safeway plc |
| For |
| For |
| Management |
|
2 |
| Approve Increase in Authorised Capital to GBP 450,000,000; Issue of Equity with Pre-emptive Rights up to GBP 110,189,658.60 Pursuant to Merger and Otherwise up to GBP 89,193,877.70; and Issue of Equity without Pre-emptive Rights up to GBP 13,379,081.70 |
| For |
| For |
| Management |
|
3 |
| Approve Increase in Remuneration of Non-executive Directors to GBP 120,000 |
| For |
| For |
| Management |
|
MORRISON (W) SUPERMARKET
Ticker: |
| Security ID: | GB0006043169 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 2.7 Pence Per Share |
| For |
| For |
| Management |
|
3 |
| Re-elect Marie Melnyk as Director |
| For |
| For |
| Management |
|
4 |
| Re-elect Roger Owen as Director |
| For |
| For |
| Management |
|
5 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
6 |
| Re-appoint KPMG Audit Plc as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
7 |
| Authorise 151,900,000 Ordinary Shares and 144,476 Convertible Preference Shares for Market Purchase |
| For |
| For |
| Management |
|
8 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 80 Million |
| For |
| For |
| Management |
|
9 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,255,325 |
| For |
| For |
| Management |
|
29
NATIONAL AUSTRALIA BANK LTD.
Ticker: |
| Security ID: | AU000000NAB4 |
Meeting Date: | DEC 19, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Chairman’s Address and Presentation by the Managing Director and Chief Executive Officer |
|
|
| None |
| Management |
|
2 |
| Receive Financial Statements and Statutory Reports |
|
|
| None |
| Management |
|
3a |
| Elect Peter JB Duncan as Director |
| For |
| For |
| Management |
|
3b |
| Elect Edward D Tweddell as Director |
| For |
| For |
| Management |
|
3c |
| Elect Catherine M Walter as Director |
| For |
| For |
| Management |
|
3d |
| Elect John M Stewart as Director |
| For |
| For |
| Management |
|
3e |
| Elect John G Thorn as Director |
| For |
| For |
| Management |
|
4 |
| Approve Share, Option and Performance Rights Plan Grants to John M Stewart |
| For |
| For |
| Management |
|
5 |
| Approve Share, Option and Performance Rights Plan Grants to FJ Cicutto, Managing Director and Chief Executive Officer |
| For |
| For |
| Management |
|
6 |
| Approve Discontinuation of Non-Executive Directors’ Retirements Benefits Scheme |
|
|
| For |
| Management |
|
7 |
| Approve Remuneration of Directors in Amount of AUD 3.5 Million |
| the |
| For |
| Management |
|
8 |
| Approve Non-Executive Directors’ Share Plan |
| For |
| For |
| Management |
|
9 |
| Authorize Share Repurchase Program Relating to Preference Shares Associated With the Trust Units Exchangeable for Preference Shares (TrUEPrS) |
| For |
| For |
| Management |
|
30
NESTLE SA
Ticker: | NSRGY | Security ID: | CH0012056047 |
Meeting Date: | APR 22, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1a |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
1b |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of CHF 7.20 per Share |
| For |
| Did Not Vote |
| Management |
|
4a |
| Elect Edward George as Directors |
| For |
| Did Not Vote |
| Management |
|
4b |
| Elect Kaspar Villiger as Directors |
| For |
| Did Not Vote |
| Management |
|
4c |
| Elect Rolf Haenggi as Directors |
| For |
| Did Not Vote |
| Management |
|
4d |
| Elect Daniel Borel as Directors |
| For |
| Did Not Vote |
| Management |
|
4e |
| Elect Carolina Mueller as Directors |
| For |
| Did Not Vote |
| Management |
|
NEWS CORPORATION LTD
Ticker: |
| Security ID: | AU000000NCP0 |
Meeting Date: | OCT 15, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Lachlan Murdoch as Director |
| For |
| For |
| Management |
|
2 |
| Elect Thomas Perkins as Director |
| For |
| For |
| Management |
|
3 |
| Elect Stanley Shuman as Director |
| For |
| For |
| Management |
|
4 |
| Elect Arthur Siskind as Director |
| For |
| For |
| Management |
|
5 |
| Approve Stock Option Plan Grants to Executive Directors |
| For |
| For |
| Management |
|
6 |
| Approve Remuneration of Directors in the Amount of Up to AUD 1.85 Million |
| For |
| For |
| Management |
|
NIKKO CORDIAL CORP.
Ticker: |
| Security ID: | JP3670000003 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 3, Final JY 5, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Adopt U.S.-Style Board Structure - Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Approve Special Payments to Statutory Auditors in Connection with the Abolition of the Statutory Auditor Board |
| For |
| For |
| Management |
|
5 |
| Approve Deep Discount Stock Option Plan |
| For |
| For |
| Management |
|
31
NINTENDO CO. LTD.
Ticker: | NTDOY | Security ID: | JP3756600007 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 70, Final JY 70, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
3.11 |
| Elect Director |
| For |
| For |
| Management |
|
3.12 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonuses for Director and Statutory Auditor |
| For |
| For |
| Management |
|
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: | NTT | Security ID: | JP3735400008 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 2500, Final JY 2500, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
3 |
| Amend Articles to: Decrease Authorized Capital from 62.212 Million to 61.93 Million Shares to Reflect Share Repurchase |
| For |
| For |
| Management |
|
4.1 |
| Elect Director |
| For |
| For |
| Management |
|
4.2 |
| Elect Director |
| For |
| For |
| Management |
|
4.3 |
| Elect Director |
| For |
| For |
| Management |
|
4.4 |
| Elect Director |
| For |
| For |
| Management |
|
4.5 |
| Elect Director |
| For |
| For |
| Management |
|
4.6 |
| Elect Director |
| For |
| For |
| Management |
|
4.7 |
| Elect Director |
| For |
| For |
| Management |
|
4.8 |
| Elect Director |
| For |
| For |
| Management |
|
4.9 |
| Elect Director |
| For |
| For |
| Management |
|
4.10 |
| Elect Director |
| For |
| For |
| Management |
|
4.11 |
| Elect Director |
| For |
| For |
| Management |
|
5 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonuses for Directors and Statutory Auditor |
| For |
| For |
| Management |
|
32
NIPPON UNIPAC HOLDING
Ticker: |
| Security ID: | JP3754300006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 4000, Final JY 4000, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Change Company Name to Nippon Paper Group, Inc. - Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3 |
| Approve Reduction in Capital Reserves |
| For |
| For |
| Management |
|
4.1 |
| Elect Director |
| For |
| For |
| Management |
|
4.2 |
| Elect Director |
| For |
| For |
| Management |
|
5.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5.4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonuses for Directors and Statutory Auditors |
| For |
| For |
| Management |
|
NOKIA CORPORATION
Ticker: | NOK | Security ID: | FI0009000681 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Financial Statements |
|
|
| Did Not Vote |
| Management |
|
1.2 |
| Receive Auditors’ Report |
|
|
| Did Not Vote |
| Management |
|
1.3 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
1.4 |
| Approve Discharge of Board and President |
| For |
| Did Not Vote |
| Management |
|
1.5 |
| Fix Number of Directors at Eight (A Reduction from the Current Nine Directors) |
| For |
| Did Not Vote |
| Management |
|
1.6 |
| Approve Remuneration of Directors and Auditors |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Between EUR 5.7 Million and EUR 8.8 Million Reduction in Share Capital via Cancellation of Between 94.5 Million and 146 Million Shares |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Issuance of Shares, Stock Options, or Convertible Bonds up to Aggregate Nominal Value of EUR 55.5 Million (Out of Which EUR 3 Million for Incentive Plans) without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
4 |
| Authorize Repurchase of Up to 230 Million Nokia Shares |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Reissuance of 230 Million Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Allocation of EUR 5 Million to Company Foundation to Support the Scientific Development of the Information and Telecommunications Technologies and to Promote Education in the Sector |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Dividends of EUR 0.30 Per Share |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Paul Collins, Georg Ehrnrooth, Bengt Holmstroem, Per Karlsson, Jorma Ollila, Marjorie Scardino, Vesa Vainio, and Arne Wessberg |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect PricewaterhouseCoopers as Auditors |
| For |
| Did Not Vote |
| Management |
|
33
NORDEA AB
Ticker: |
| Security ID: | SE0000427361 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | AGM |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Chairman of Meeting |
| For |
| Did Not Vote |
| Management |
|
2 |
| Prepare and Approve List of Shareholders |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Agenda of Meeting |
| For |
| Did Not Vote |
| Management |
|
4 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| For |
| Did Not Vote |
| Management |
|
5 |
| Acknowledge Proper Convening of Meeting |
| For |
| Did Not Vote |
| Management |
|
6 |
| Receive Financial Statements and Statutory Reports; Receive President’s and Board Reports |
|
|
| Did Not Vote |
| Management |
|
7 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Allocation of Income and Dividends of EUR 0.25 Per Share |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Discharge of Board and President |
| For |
| Did Not Vote |
| Management |
|
10 |
| Amend Articles Re: Reduce Directors’ Term of Office from Two Years to One Year |
| For |
| Did Not Vote |
| Management |
|
11 |
| Determine Number of Members (11) and Deputy Members (0) of Board |
| For |
| Did Not Vote |
| Management |
|
12 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 950,000; Approve Remuneration of Auditors |
| For |
| Did Not Vote |
| Management |
|
13 |
| Reelect Kjell Aamot, Hans Dahlberg, Bernt Magnusson, Joergen Hoeg Pedersen, and Maija Torkko as Directors |
| For |
| Did Not Vote |
| Management |
|
14.1 |
| Authorize Chairman of Board to Appoint Members of Nominating Committee |
| For |
| Did Not Vote |
| Management |
|
14.2 |
| Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee |
| Against |
| Did Not Vote |
| Shareholder |
|
15 |
| Approve EUR 32.3 Million Reduction in Share Capital via Share Cancellation |
| For |
| Did Not Vote |
| Management |
|
16 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital for Purposes Other Than Equity Trading |
| For |
| Did Not Vote |
| Management |
|
17 |
| Authorize Repurchase of Up to Three Percent of Issued Share Capital for Equity Trading Purposes |
| For |
| Did Not Vote |
| Management |
|
34
NORDEA AB
Ticker: |
| Security ID: | SE0000427361 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | EGM |
Record Date: | OCT 10, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Chairman of Meeting |
| For |
| Did Not Vote |
| Management |
|
2 |
| Prepare and Approve List of Shareholders |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Agenda of Meeting |
| For |
| Did Not Vote |
| Management |
|
4 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| For |
| Did Not Vote |
| Management |
|
5 |
| Acknowledge Proper Convening of Meeting |
| For |
| Did Not Vote |
| Management |
|
6 |
| Amend Articles Re: Change Company Name to Nordea Bank AB; Amend Corporate Purpose; Editorial Change |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
NOVARTIS AG
Ticker: | NVS | Security ID: | CH0012005267 |
Meeting Date: | FEB 24, 2004 | Meeting Type: | AGM |
Record Date: | FEB 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Discharge of the Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of CHF 1.00 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Transfer of CHF 360.9 Million from General Reserves to Free Reserves |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve CHF 12.1 Million Reduction in Share Capital via Share Cancellation |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
7 |
| Amend Articles Re: Reduce Board Terms from Four to Three Years |
| For |
| Did Not Vote |
| Management |
|
8.1 |
| Approve Resignation of Walter Frehner and Heini Lippuner |
| For |
| Did Not Vote |
| Management |
|
8.2 |
| Elect Helmut Sihler, Hans-Joerg Rudloff and Daniel Vasella as Directors |
| For |
| Did Not Vote |
| Management |
|
9 |
| Ratify PricewaterhouseCoopers AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
35
NTT DOCOMO INC.
Ticker: | NTDZY | Security ID: | JP3165650007 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 500, Final JY 500, Special JY 500 |
| For |
| For |
| Management |
|
2 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
3 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
4.1 |
| Elect Director |
| For |
| For |
| Management |
|
4.2 |
| Elect Director |
| For |
| For |
| Management |
|
4.3 |
| Elect Director |
| For |
| For |
| Management |
|
4.4 |
| Elect Director |
| For |
| For |
| Management |
|
4.5 |
| Elect Director |
| For |
| For |
| Management |
|
4.6 |
| Elect Director |
| For |
| For |
| Management |
|
4.7 |
| Elect Director |
| For |
| For |
| Management |
|
4.8 |
| Elect Director |
| For |
| For |
| Management |
|
4.9 |
| Elect Director |
| For |
| For |
| Management |
|
4.10 |
| Elect Director |
| For |
| For |
| Management |
|
4.11 |
| Elect Director |
| For |
| For |
| Management |
|
4.12 |
| Elect Director |
| For |
| For |
| Management |
|
4.13 |
| Elect Director |
| For |
| For |
| Management |
|
4.14 |
| Elect Director |
| For |
| For |
| Management |
|
4.15 |
| Elect Director |
| For |
| For |
| Management |
|
4.16 |
| Elect Director |
| For |
| For |
| Management |
|
4.17 |
| Elect Director |
| For |
| For |
| Management |
|
4.18 |
| Elect Director |
| For |
| For |
| Management |
|
4.19 |
| Elect Director |
| For |
| For |
| Management |
|
4.20 |
| Elect Director |
| For |
| For |
| Management |
|
4.21 |
| Elect Director |
| For |
| For |
| Management |
|
4.22 |
| Elect Director |
| For |
| For |
| Management |
|
4.23 |
| Elect Director |
| For |
| For |
| Management |
|
4.24 |
| Elect Director |
| For |
| For |
| Management |
|
4.25 |
| Elect Director |
| For |
| For |
| Management |
|
5 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonuses for Directors and Statutory Auditor |
| For |
| For |
| Management |
|
36
ORIX CORP.
Ticker: | IX | Security ID: | JP3200450009 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles to: Expand Business Lines - Authorize Share Repurchases at Board’s Discretion - Limit Legal Liability of Directors and Executive Officers |
| For |
| For |
| Management |
|
2.1 |
| Elect Director |
| For |
| For |
| Management |
|
2.2 |
| Elect Director |
| For |
| For |
| Management |
|
2.3 |
| Elect Director |
| For |
| For |
| Management |
|
2.4 |
| Elect Director |
| For |
| For |
| Management |
|
2.5 |
| Elect Director |
| For |
| For |
| Management |
|
2.6 |
| Elect Director |
| For |
| For |
| Management |
|
2.7 |
| Elect Director |
| For |
| For |
| Management |
|
2.8 |
| Elect Director |
| For |
| For |
| Management |
|
2.9 |
| Elect Director |
| For |
| For |
| Management |
|
2.10 |
| Elect Director |
| For |
| For |
| Management |
|
2.11 |
| Elect Director |
| For |
| For |
| Management |
|
2.12 |
| Elect Director |
| For |
| For |
| Management |
|
3 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
PHILIPS ELECTRONICS NV
Ticker: | PHG | Security ID: | NL0000009538 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Open Meeting |
|
|
| Did Not Vote |
| Management |
|
2.1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2.2 |
| Receive Explanation of Corporate Governance Structure |
|
|
| Did Not Vote |
| Management |
|
2.3 |
| Receive Explanation of Policy on Reserves and Dividends |
|
|
| Did Not Vote |
| Management |
|
2.4 |
| Approve Dividends of EUR 0.36 Per Share |
| For |
| Did Not Vote |
| Management |
|
2.5 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
2.6 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
3.1 |
| Reelect Elect K. van Miert to Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
3.2 |
| Elect E. Kist as New Member of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
4.1 |
| Approve Remuneration Policy of Management Board |
| For |
| Did Not Vote |
| Management |
|
4.2 |
| Amend 2003 Long-Term Incentive Plan Regarding Distribution of Shares: Allocate a Maximum of 2.5 Percent of Annual Pool of Shares Reserved for LTIP to Management Board on Annual Basis |
| For |
| Did Not Vote |
| Management |
|
5 |
| Grant Board Authority to Issue Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Capital |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Board to Set Record Date |
| For |
| Did Not Vote |
| Management |
|
8 |
| Other Business (Non-Voting) |
|
|
| Did Not Vote |
| Management |
|
9 |
| Close Meeting |
|
|
| Did Not Vote |
| Management |
|
37
RECKITT BENCKISER
Ticker: |
| Security ID: | GB0007278715 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| Against |
| Management |
|
3 |
| Approve Final Dividend of 14 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
4 |
| Re-elect George Greener as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Peter White as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Colin Day as Director |
| For |
| For |
| Management |
|
7 |
| Elect Judith Sprieser as Director |
| For |
| For |
| Management |
|
8 |
| Elect Kenneth Hydon as Director |
| For |
| For |
| Management |
|
9 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
10 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,842,000 |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,726,000 |
| For |
| For |
| Management |
|
12 |
| Authorise 70,800,000 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
REED ELSEVIER NV
Ticker: | ENL | Security ID: | NL0000349488 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: | APR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Open Meeting |
|
|
| Did Not Vote |
| Management |
|
2 |
| Documents Received |
|
|
| Did Not Vote |
| Management |
|
3 |
| Receive Report of Management |
| Board |
| Did Not Vote |
| Management |
|
4 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Dividends of EUR 0.30 per Ordinary Share |
| For |
| Did Not Vote |
| Management |
|
6 |
| Discussion about Company’s Corporate Governance Report |
|
|
| Did Not Vote |
| Management |
|
7.1 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
7.2 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Deloitte Accountants as Auditors |
| For |
| Did Not Vote |
| Management |
|
9.1 |
| Reelect Lord Sharman as Member of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
9.2 |
| Reelect R. Stomberg as Member of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
9.3 |
| Reelect M. Tabaksblat as Member of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
10 |
| Reelect G. van de Aast as Member of Management Board |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
12.1 |
| Grant Board Authority to Issue Shares Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
12.2 |
| Grant Board Authority to Restrict/Exclude Preemptive Rights for Share Issuance under Item 12.1 |
| For |
| Did Not Vote |
| Management |
|
13 |
| Other Business |
|
|
| Did Not Vote |
| Management |
|
14 |
| Close Meeting |
|
|
| Did Not Vote |
| Management |
|
38
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: |
| Security ID: | GB0007547838 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 35.7 Pence Per Share |
| For |
| For |
| Management |
|
4 |
| Re-elect Emilio Botin as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Lawrence Fish as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Sir Angus Grossart as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Sir George Mathewson as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Gordon Pell as Director |
| For |
| For |
| Management |
|
9 |
| Re-elect Iain Robertson as Director |
| For |
| For |
| Management |
|
10 |
| Re-elect Sir Iain Vallance as Director |
| For |
| For |
| Management |
|
11 |
| Re-appoint Deloitte and Touche LLP as Auditors of the Company |
| For |
| For |
| Management |
|
12 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
13 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 247,120,127 |
| For |
| For |
| Management |
|
14 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,068,019 |
| For |
| For |
| Management |
|
15 |
| Authorise 296,544,152 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
16 |
| Approve Increase in Authorised Capital by Creation of 110 Million Category II Non-cumulative Dollar Preference Shares; Issue Equity with Pre-emptive Rights up to All the Existing Preference Shares |
| For |
| For |
| Management |
|
17 |
| Amend Articles Re: Preference Shares |
| For |
| For |
| Management |
|
39
SAMSUNG ELECTRONICS CO LTD
Ticker: |
| Security ID: | US7960508882 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Appropriation of Income, with Total Dividend of KRW 5500 Per Share |
| For |
| For |
| Management |
|
2.1 |
| Elect Two Outside Directors |
| For |
| For |
| Management |
|
2.2 |
| Appoint One Member of Audit Committee |
| For |
| For |
| Management |
|
2.3 |
| Elect One Executive Director |
| For |
| For |
| Management |
|
3 |
| Approve Limit on Remuneration of Directors |
| For |
| For |
| Management |
|
SCHERING AG
Ticker: | SHR | Security ID: | DE0007172009 |
Meeting Date: | APR 16, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
|
|
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 0.93 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify BDO Deutsche Warentreuhand AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Creation of EUR 97 Million Pool of Conditional Capital without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 600 Million with Preemptive Rights; Approve Creation of EUR 10 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
8 |
| Amend Articles Re: Supervisory Board Remuneration due to Changes in German Disclosure Regulations |
| For |
| Did Not Vote |
| Management |
|
9 |
| Adopt New Articles of Association |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital; Authorize Board to Issue Repurchased Shares as New Shares without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
11 |
| Elect Karl-Hermann Baumann, Piet Borst, Mathias Doepfner, John Dormandy, Reiner Hagemann, Martin Kohlhaussen, Hermann-Josef Lamberti, and Giuseppe Vita to the Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
12 |
| Approve Affiliation Agreements with Subsidiaries |
| For |
| Did Not Vote |
| Management |
|
13 |
| Approve Affiliation Agreements with Schering International Holding GmbH |
| For |
| Did Not Vote |
| Management |
|
40
SCHRODERS PLC
Ticker: |
| Security ID: | GB0002405495 |
Meeting Date: | APR 22, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 13 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
3 |
| Approve Remuneration Report |
| For |
| Against |
| Management |
|
4 |
| Elect Merlyn Lowther as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect George Mallinckrodt as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Bruno Schroder as Director |
| For |
| Against |
| Management |
|
7 |
| Reappoint PricewaterhouseCoopers LLP as Auditors of the Company |
| For |
| For |
| Management |
|
8 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
9 |
| Approve Increase in Remuneration of Non-Executive Directors from GBP 500,000 to GBP 1,000,000 |
| For |
| For |
| Management |
|
10 |
| Authorise 14,750,000 Non-Voting Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
11 |
| Amend Articles of Association Re: Treasury Shares, The Uncertificated Securities Regulations 2001 and Retirement of Directors by Rotation |
| For |
| For |
| Management |
|
12 |
| Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 50,000 |
| For |
| For |
| Management |
|
13 |
| Authorise EU Political Donations by Schroder Investment Management Ltd up to Aggregate Nominal Amount of GBP 50,000 |
| For |
| For |
| Management |
|
14 |
| Authorise EU Political Donations by Schroder Investment Management (Luxembourg) S.A. up to Aggregate Nominal Amount of GBP 50,000 |
| For |
| For |
| Management |
|
SECOM CO., LTD.
Ticker: | SOMJF | Security ID: | JP3421800008 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 45, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Expand Business Lines - Reduce Directors Term in Office - Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
3.11 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Approve Retirement Bonuses for Directors |
| For |
| For |
| Management |
|
41
SHARP CORP.
Ticker: | SHCAY | Security ID: | JP3359600008 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 8, Final JY 10, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
3.11 |
| Elect Director |
| For |
| For |
| Management |
|
3.12 |
| Elect Director |
| For |
| For |
| Management |
|
3.13 |
| Elect Director |
| For |
| For |
| Management |
|
3.14 |
| Elect Director |
| For |
| For |
| Management |
|
3.15 |
| Elect Director |
| For |
| For |
| Management |
|
3.16 |
| Elect Director |
| For |
| For |
| Management |
|
3.17 |
| Elect Director |
| For |
| For |
| Management |
|
3.18 |
| Elect Director |
| For |
| For |
| Management |
|
3.19 |
| Elect Director |
| For |
| For |
| Management |
|
3.20 |
| Elect Director |
| For |
| For |
| Management |
|
3.21 |
| Elect Director |
| For |
| For |
| Management |
|
3.22 |
| Elect Director |
| For |
| For |
| Management |
|
3.23 |
| Elect Director |
| For |
| For |
| Management |
|
3.24 |
| Elect Director |
| For |
| For |
| Management |
|
3.25 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Special Bonus for Family of Deceased Director and Approve Retirement Bonuses for Directors |
| For |
| For |
| Management |
|
42
SHIN-ETSU CHEMICAL CO., LTD.
Ticker: |
| Security ID: | JP3371200001 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 8, Final JY 8, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Approve Retirement Bonuses for Directors |
| For |
| For |
| Management |
|
5 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
SIEMENS AG
Ticker: | SMAWY | Security ID: | DE0007236101 |
Meeting Date: | JAN 22, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
|
|
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 1.10 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board for Fiscal 2002/2003 |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board for Fiscal 2002/2003 |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify KPMG as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Elect Jerry Speyer to the Supervisory Board; Elect Hans-Dieter Wiedig as a Deputy Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital; Authorize Board to Issue Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Creation of EUR 600 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 11.3 Billion with Preemptive Rights; Approve Creation of EUR 600 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
43
SK TELECOM
Ticker: |
| Security ID: | US78440P1084 |
Meeting Date: | MAR 12, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE BALANCE SHEET, THE STATEMENT OF INCOME, AND THE STATEMENT OF APPROPRIATION OF RETAINED EARNINGS OF THE 20TH FISCAL YEAR, AS SET FORTH IN ITEM 1 OF THE COMPANY S AGENDA ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF THE AMENDMENT OF THE ARTICLES OF INCORPORATION, AS SET FORTH IN ITEM 2 OF THE COMPANY S AGENDA ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
3 |
| APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION OF DIRECTORS, AS SET FORTH IN THE COMPANY S AGENDA ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
4 |
| APPROVAL OF THE APPOINTMENT OF DIRECTORS, AS SET FORTH IN ITEM 3 OF THE COMPANY S AGENDA ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
5 |
| APPROVAL OF THE APPOINTMENT OF OUTSIDE DIRECTORS WHO WILL BE AUDIT COMMITTEE MEMBERS, AS SET FORTH IN ITEM 3 OF THE COMPANY S AGENDA ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
SMC CORPORATION
Ticker: | SMCC | Security ID: | JP3162600005 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 19, Final JY 19, Special JY 10 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
3.11 |
| Elect Director |
| For |
| For |
| Management |
|
3.12 |
| Elect Director |
| For |
| For |
| Management |
|
3.13 |
| Elect Director |
| For |
| For |
| Management |
|
3.14 |
| Elect Director |
| For |
| For |
| Management |
|
3.15 |
| Elect Director |
| For |
| For |
| Management |
|
3.16 |
| Elect Director |
| For |
| For |
| Management |
|
3.17 |
| Elect Director |
| For |
| For |
| Management |
|
3.18 |
| Elect Director |
| For |
| For |
| Management |
|
3.19 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonuses for Director and Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Appoint External Auditor |
| For |
| For |
| Management |
|
44
SONY CORP.
Ticker: | SNE | Security ID: | JP3435000009 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
2.1 |
| Elect Director |
| For |
| For |
| Management |
|
2.2 |
| Elect Director |
| For |
| For |
| Management |
|
2.3 |
| Elect Director |
| For |
| For |
| Management |
|
2.4 |
| Elect Director |
| For |
| For |
| Management |
|
2.5 |
| Elect Director |
| For |
| For |
| Management |
|
2.6 |
| Elect Director |
| For |
| For |
| Management |
|
2.7 |
| Elect Director |
| For |
| For |
| Management |
|
2.8 |
| Elect Director |
| For |
| For |
| Management |
|
2.9 |
| Elect Director |
| For |
| For |
| Management |
|
2.10 |
| Elect Director |
| For |
| For |
| Management |
|
2.11 |
| Elect Director |
| For |
| For |
| Management |
|
2.12 |
| Elect Director |
| For |
| For |
| Management |
|
2.13 |
| Elect Director |
| For |
| For |
| Management |
|
2.14 |
| Elect Director |
| For |
| For |
| Management |
|
2.15 |
| Elect Director |
| For |
| For |
| Management |
|
2.16 |
| Elect Director |
| For |
| For |
| Management |
|
3 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Approve Stock Option Plan for Directors and Executives of Subsidiary Sony Communication Network |
| For |
| For |
| Management |
|
5 |
| Amend Articles to Require Disclosure of Compensation Levels of Individual Directors and Executive Officers |
| Against |
| Against |
| Shareholder |
|
45
STANDARD CHARTERED PLC
Ticker: |
| Security ID: | GB0004082847 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 36.49 US Cents Per Ordinary Share |
| For |
| For |
| Management |
|
3 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
4 |
| Elect Jamie Dundas as Director |
| For |
| For |
| Management |
|
5 |
| Elect Ruth Markland as Director |
| For |
| For |
| Management |
|
6 |
| Elect Paul Skinner as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Mervyn Davies as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Michael DeNoma as Director |
| For |
| For |
| Management |
|
9 |
| Re-elect Rudolph Markham as Director |
| For |
| For |
| Management |
|
10 |
| Re-elect Hugh Norton as Director |
| For |
| For |
| Management |
|
11 |
| Re-appoint KPMG Audit Plc as Auditors of the Company |
| For |
| For |
| Management |
|
12 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
13 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 117,487,333 and up to USD 213,708,480 Pursuant to Rights Issues, Scrip Dividends, Share Schemes and Exchangeable Securities |
| For |
| For |
| Management |
|
14 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount Equal to the Company’s Share Capital Repurchased Under Item 16 |
| For |
| For |
| Management |
|
15 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 29,370,451 |
| For |
| For |
| Management |
|
16 |
| Authorise 117,487,333 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
17 |
| Authorise 331,388 Non-Cumulative Preference Shares of USD 5 Each and 195,285,000 Non-Cumulative Preference Shares of GBP 1 Each for Market Purchase |
| For |
| For |
| Management |
|
18 |
| Amend Standard Chartered 2001 Performance Share Plan |
| For |
| For |
| Management |
|
19 |
| Adopt Standard Chartered 2004 UK Sharesave Scheme and the Standard Chartered 2004 International Sharesave Scheme |
| For |
| For |
| Management |
|
SUMITOMO CORP.
Ticker: | SSUMF | Security ID: | JP3404600003 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 4, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Expand Business Lines - Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
3.10 |
| Elect Director |
| For |
| For |
| Management |
|
3.11 |
| Elect Director |
| For |
| For |
| Management |
|
3.12 |
| Elect Director |
| For |
| For |
| Management |
|
3.13 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
6 |
| Approve Retirement Bonus for Director |
| For |
| For |
| Management |
|
46
TAKEDA CHEMICAL INDUSTRIES, LTD.
Ticker: |
| Security ID: | JP3463000004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 36, Final JY 41, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Change Company Name in English to Takeda Pharmaceutical Co. Ltd. - Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
4.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
4.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonus for Statutory Auditor |
| For |
| For |
| Management |
|
TAKEFUJI CORPORATION
Ticker: |
| Security ID: | JP3463200000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 50, Final JY 50, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3.1 |
| Elect Director |
| For |
| For |
| Management |
|
3.2 |
| Elect Director |
| For |
| For |
| Management |
|
3.3 |
| Elect Director |
| For |
| For |
| Management |
|
3.4 |
| Elect Director |
| For |
| For |
| Management |
|
3.5 |
| Elect Director |
| For |
| For |
| Management |
|
3.6 |
| Elect Director |
| For |
| For |
| Management |
|
3.7 |
| Elect Director |
| For |
| For |
| Management |
|
3.8 |
| Elect Director |
| For |
| For |
| Management |
|
3.9 |
| Elect Director |
| For |
| For |
| Management |
|
4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Retirement Bonuses for Directors and Statutory Auditor |
| For |
| For |
| Management |
|
47
TESCO PLC
Ticker: |
| Security ID: | GB0008847096 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 4.77 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
4 |
| Amend Articles of Association Re: Director’s Retirement Age |
| For |
| For |
| Management |
|
5 |
| Re-elect Charles Allen as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Philip Clarke as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Harald Einsmann as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Veronique Morali as Director |
| For |
| For |
| Management |
|
9 |
| Re-elect Graham Pimlott as Director |
| For |
| For |
| Management |
|
10 |
| Elect Richard Brasher as Director |
| For |
| For |
| Management |
|
11 |
| Elect Ken Hydon as Director |
| For |
| For |
| Management |
|
12 |
| Elect Mervyn Davies as Director |
| For |
| For |
| Management |
|
13 |
| Elect David Reid as Director |
| For |
| For |
| Management |
|
14 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
15 |
| Approve Increase in Authorised Share Capital from GBP 481,600,000 to GBP 530,000,000 |
| For |
| For |
| Management |
|
16 |
| Approve Scrip Dividend |
| For |
| For |
| Management |
|
17 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 128.07 Million |
| For |
| For |
| Management |
|
18 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19.21 Million |
| For |
| For |
| Management |
|
19 |
| Authorise 768.44 Million Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
20 |
| Authorise Tesco Stores CR a.s. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 |
| For |
| For |
| Management |
|
21 |
| Authorise Tesco Stores SR a.s. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 |
| For |
| For |
| Management |
|
22 |
| Authorise Tesco Global Rt to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 |
| For |
| For |
| Management |
|
23 |
| Authorise Tesco Polska Sp z.o.o. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 |
| For |
| For |
| Management |
|
24 |
| Approve the Tesco PLC Performance Share Plan 2004 |
| For |
| For |
| Management |
|
25 |
| Approve the Tesco PLC 2004 Discretionary Share Option Plan |
| For |
| Abstain |
| Management |
|
48
TOTAL
Ticker: | TOT | Security ID: | FR0000120271 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Net Dividends of EUR 4.70 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Issuance of Bonds/Debentures |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Thierry Desmarest as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Thierry de Rudder as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Serge Tchuruk as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Elect Daniel Boeuf as Representative of Employee Shareholders to the Board |
| For |
| Did Not Vote |
| Management |
|
11 |
| Elect Philippe Marchandise as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
12 |
| Elect Cyril Mouche as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
13 |
| Elect Alan Cramer as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
14 |
| Ratify Ernst & Young Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
15 |
| Ratify KPMG Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
16 |
| Ratify Pierre Jouanne as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
17 |
| Ratify Jean-Luc Decornoy as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
18 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 |
| For |
| Did Not Vote |
| Management |
|
19 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
20 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion |
| For |
| Did Not Vote |
| Management |
|
21 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion |
| For |
| Did Not Vote |
| Management |
|
22 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
49
UBS AG
Ticker: | UBS | Security ID: | CH0012032030 |
Meeting Date: | APR 15, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of CHF 2.60 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
4.1 |
| Reelect Peter Davis as Director |
| For |
| Did Not Vote |
| Management |
|
4.2.1 |
| Elect Stephan Haeringer as Director |
| For |
| Did Not Vote |
| Management |
|
4.2.2 |
| Elect Helmut Panke as Director |
| For |
| Did Not Vote |
| Management |
|
4.2.3 |
| Elect Peter Spuhler as Director |
| For |
| Did Not Vote |
| Management |
|
4.3 |
| Ratify Ernst and Young as Auditors |
| For |
| Did Not Vote |
| Management |
|
5.1 |
| Approve CHF 47.6 Million Reduction in Share Capital via Cancellation of Shares |
| For |
| Did Not Vote |
| Management |
|
5.2 |
| Authorize Repurchase of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
WOLSELEY PLC
Ticker: |
| Security ID: | GB0009764027 |
Meeting Date: | NOV 21, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 15.6 Pence Per Share |
| For |
| For |
| Management |
|
4 |
| Elect Gareth Davis as Director |
| For |
| For |
| Management |
|
5 |
| Elect Gerard Legtmann as Director |
| For |
| For |
| Management |
|
6 |
| Reelect John Whybrow as Director |
| For |
| For |
| Management |
|
7 |
| Reelect Stephen Webster as Director |
| For |
| For |
| Management |
|
8 |
| Reelect Fenton Hord as Director |
| For |
| For |
| Management |
|
9 |
| Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
10 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 7,259,465 |
| For |
| For |
| Management |
|
11 |
| Authorize 58,075,722 Shares for Share Repurchase Program |
| For |
| For |
| Management |
|
12 |
| Approve Wolesley Share Option Plan 2003 |
| For |
| For |
| Management |
|
13 |
| Authorize EU Political Donations up to GBP 125,000 |
| For |
| For |
| Management |
|
50
WOLTERS KLUWER NV
Ticker: |
| Security ID: | NL0000395887 |
Meeting Date: | APR 21, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Open Meeting |
|
|
| Did Not Vote |
| Management |
|
2.1 |
| Receive Report of Management Board |
|
|
| Did Not Vote |
| Management |
|
2.2 |
| Receive Report of Supervisory Board |
|
|
| Did Not Vote |
| Management |
|
2.3 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2.4 |
| Approve Allocation of Income and Dividends of EUR 0.55 Per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Discussion about Company’s Corporate Governance Report |
|
|
| Did Not Vote |
| Management |
|
4.1 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4.2 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5.1 |
| Reelect K. van Miert to Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5.2 |
| Elect H. Scheffers to Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
6.1 |
| Approve Remuneration Policy for Management Board Members |
| For |
| Did Not Vote |
| Management |
|
6.2 |
| Approve Long-Term Incentive Plan for Management Board Members |
| For |
| Did Not Vote |
| Management |
|
7 |
| Grant Board Authority to Issue Up to 20 Percent of the Authorized Yet Unissued Shares Restricting/Excluding Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
9 |
| Other Business |
|
|
| Did Not Vote |
| Management |
|
10 |
| Close Meeting |
|
|
| Did Not Vote |
| Management |
|
WOODSIDE PETROLEUM LTD.
Ticker: | PAMQF | Security ID: | AU000000WPL2 |
Meeting Date: | APR 15, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
|
|
| None |
| Management |
|
2a |
| Elect Rory Edward Stanley Argyle as Director |
| For |
| For |
| Management |
|
2b |
| Elect Charles Barrington Goode as Director |
| For |
| For |
| Management |
|
2c |
| Elect Peter Maas van Rossum as Director |
| For |
| For |
| Management |
|
3 |
| Approve Restructuring of Remuneration of Directors |
| For |
| For |
| Management |
|
4 |
| Approve Directors’ Deeds |
| For |
| For |
| Management |
|
5 |
| Adopt New Constitution |
| For |
| For |
| Management |
|
51
YAMANOUCHI PHARMACEUTICAL CO. LTD.
Ticker: | YNCHF | Security ID: | JP3942400007 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 15, Final JY 16, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Authorize Share Repurchases at Board’s Discretion |
| For |
| For |
| Management |
|
3 |
| Approve Merger Agreement with Fujisawa Pharmaceutical Co. |
| For |
| For |
| Management |
|
4.1 |
| Elect Director |
| For |
| For |
| Management |
|
4.2 |
| Elect Director |
| For |
| For |
| Management |
|
4.3 |
| Elect Director |
| For |
| For |
| Management |
|
5.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
7 |
| Approve Retirement Bonuses for Directors |
| For |
| For |
| Management |
|
YUKOS OIL
Ticker: |
| Security ID: | US98849W1080 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAY 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE ANNUAL REPORT OF YUKOS OIL COMPANY FOR 2003. |
| For |
| Did Not Vote |
| Management |
|
2 |
| APPROVAL OF THE ANNUAL ACCOUNTING REPORTS, INCLUDING THE PROFIT AND LOSS ACCOUNT, OF YUKOS OIL COMPANY FOR FY 2003. |
| For |
| Did Not Vote |
| Management |
|
3 |
| APPROVAL OF DISTRIBUTION OF PROFIT OF YUKOS OIL COMPANY FOR FY 2003, INCLUDING PAYMENT OF DIVIDEND ON COMMON SHARES OF YUKOS OIL COMPANY, AND OF LOSSES FOR FY 2003. |
| For |
| Did Not Vote |
| Management |
|
4 |
| ELECTION OF THE BOARD OF DIRECTORS OF YUKOS OIL COMPANY. |
| For |
| Did Not Vote |
| Management |
|
5 |
| ELECTION OF MURASHOVA ANTONINA B. TO THE AUDITING COMMISSION OF YUKOS OIL COMPANY. |
| For |
| Did Not Vote |
| Management |
|
6 |
| ELECTION OF BRITKOVA ELENA V. TO THE AUDITING COMMISSION OF YUKOS OIL COMPANY. |
| For |
| Did Not Vote |
| Management |
|
7 |
| ELECTION OF SERZHANOVA MARGARITA O. TO THE AUDITING COMMISSION OF YUKOS OIL COMPANY. |
| For |
| Did Not Vote |
| Management |
|
8 |
| APPROVAL OF THE AUDITOR OF YUKOS OIL COMPANY FOR 2004. |
| For |
| Did Not Vote |
| Management |
|
9 |
| APPROVAL OF THE TOTAL AMOUNT OF REMUNERATION AND REIMBURSEMENTS OF DIRECTORS OF YUKOS OIL COMPANY FOR THE PERIOD 2004-2005. |
| For |
| Did Not Vote |
| Management |
|
52
YUKOS OIL
Ticker: |
| Security ID: | US98849W1080 |
Meeting Date: | NOV 28, 2003 | Meeting Type: | EGM |
Record Date: | SEP 25, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect F K Bukle as Director |
| For |
| Abstain |
| Management |
|
1.2 |
| Elect Y A Golubev as Director |
| For |
| Abstain |
| Management |
|
1.3 |
| Elect D L Davidivich as Director |
| For |
| Abstain |
| Management |
|
1.4 |
| Elect A E Kontorovich as Director |
| For |
| Abstain |
| Management |
|
1.5 |
| Elect S G Kukes as Director |
| For |
| Abstain |
| Management |
|
1.6 |
| Elect S Keri as Director |
| For |
| Abstain |
| Management |
|
1.7 |
| Elect B Loze as Director |
| For |
| Abstain |
| Management |
|
1.8 |
| Elect M Sublen as Director |
| For |
| Abstain |
| Management |
|
1.9 |
| Elect E A Tenebaum as Director |
| For |
| Abstain |
| Management |
|
1.10 |
| Elect R M Friman as Director |
| For |
| Abstain |
| Management |
|
1.11 |
| Elect E M Shvidler as Director |
| For |
| Abstain |
| Management |
|
2 |
| Adopt New Charter |
| For |
| For |
| Management |
|
3 |
| Approve Dividends for First Nine Months of 2003 |
| For |
| For |
| Management |
|
ZURICH FINANCIAL SERVICES AG
Ticker: | ZRN | Security ID: | CH0011075394 |
Meeting Date: | APR 16, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Omission of Dividends |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve CHF 360 Million Reduction in Share Capital |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
5.1.1 |
| Elect Thomas Escher as Director |
| For |
| Did Not Vote |
| Management |
|
5.1.2 |
| Reelect Lodewijk van Wachem as Director |
| For |
| Did Not Vote |
| Management |
|
5.1.3 |
| Reelect Philippe Pidoux as Director |
| For |
| Did Not Vote |
| Management |
|
5.1.4 |
| Reelect Armin Meyer as Director |
| For |
| Did Not Vote |
| Management |
|
5.1.5 |
| Reelect Rolf Watter as Director |
| For |
| Did Not Vote |
| Management |
|
5.2 |
| Reelect PricewaterhouseCoopers AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
53
MID CAP EQUITY FUND
ACCENTURE LTD BERMUDA
Ticker: | ACN | Security ID: | G1150G111 |
Meeting Date: | FEB 5, 2004 | Meeting Type: | Annual |
Record Date: | DEC 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Appoint Dennis F. Hightower, William L. Kimsey, Robert I. Lipp, and Wulf von Schimmelmann as Directors |
| For |
| For |
| Management |
|
2 |
| Approve KPMG LLP as Independent Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
3 |
| Transact Other Business (Non-Voting) |
| None |
| None |
| Management |
|
ADOBE SYSTEMS INC.
Ticker: | ADBE | Security ID: | 00724F101 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael R. Cannon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Bruce R. Chizen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James E. Daley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Charles M. Geschke |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Delbert W. Yocam |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
4 |
| Adopt a Plocy that will Committ Executives to Hold a Significant Percentage of their Shares |
| Against |
| For |
| Shareholder |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ADVANCE AUTO PARTS INC
Ticker: | AAP | Security ID: | 00751Y106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lawrence P. Castellani |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John C. Brouillard |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gilbert T. Ray |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John M. Roth |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Carlos A. Saladrigas |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William L. Salter |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Francesca Spinelli |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Nicholas F. Taubman |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
54
AFFILIATED COMPUTER SERVICES, INC.
Ticker: | ACS | Security ID: | 008190100 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Darwin Deason |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jeffrey A. Rich |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mark A. King |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joseph P. O’Neill |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Frank A. Rossi |
| For |
| For |
| Management |
|
1.6 |
| Elect Director J. Livingston Kosberg |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Dennis McCuistion |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ALTERA CORP.
Ticker: | ALTR | Security ID: | 021441100 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John P. Daane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert W. Reed |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles M. Clough |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert J. Finocchio Jr |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Kevin Mcgarity |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Paul Newhagen |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William E. Terry |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Susan Wang |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Approve Option Expensing |
| Against |
| Against |
| Shareholder |
|
AMBAC FINANCIAL GROUP, INC.
Ticker: | ABK | Security ID: | 023139108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Phillip B. Lassiter |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael A. Callen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Renso L. Caporali |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jill M. Considine |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard Dulude |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert J. Genader |
| For |
| For |
| Management |
|
1.7 |
| Elect Director W. Grant Gregory |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Laura S. Unger |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Henry D. G. Wallace |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Amend Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
55
AMPHENOL CORP.
Ticker: | APH | Security ID: | 032095101 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Andrew E. Lietz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Martin H. Loeffler |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael W. Michelson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
5 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
APPLE COMPUTER, INC.
Ticker: | AAPL | Security ID: | 037833100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William V. Campbell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Millard S. Drexler |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Albert A. Gore, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Steven P. Jobs |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Arthur D. Levinson |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jerome B. York |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
ARROW ELECTRONICS, INC.
Ticker: | ARW | Security ID: | 042735100 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel W. Duval |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John N. Hanson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Roger King |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Karen Gordon Mills |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William E. Mitchell |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Stephen C. Patrick |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Barry W. Perry |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Richard S. Rosenbloom |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John C. Waddell |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Other Business |
| For |
| For |
| Management |
|
56
BAUSCH & LOMB INC.
Ticker: | BOL | Security ID: | 071707103 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan M. Bennett |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Domenico De Sole |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kenneth L. Wolfe |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ronald L. Zarrella |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BEA SYSTEMS, INC.
Ticker: | BEAS | Security ID: | 073325102 |
Meeting Date: | JUL 11, 2003 | Meeting Type: | Annual |
Record Date: | MAY 27, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William T. Coleman III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dale Crandall |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William H. Janeway |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BEA SYSTEMS, INC.
Ticker: | BEAS | Security ID: | 073325102 |
Meeting Date: | JUN 11, 2004 | Meeting Type: | Annual |
Record Date: | APR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dean O. Morton |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director George Reyes |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Against |
| Management |
|
BIOGEN IDEC INC
Ticker: | BIIB | Security ID: | 09062X103 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan Belzer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mary L. Good |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James C. Mullen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Bruce R. Ross |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BIOGEN, INC.
Ticker: |
| Security ID: | 090597105 |
Meeting Date: | NOV 12, 2003 | Meeting Type: | Special |
Record Date: | SEP 25, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2 |
| Adjourn Meeting |
| For |
| For |
| Management |
|
57
BMC SOFTWARE, INC.
Ticker: | BMC | Security ID: | 055921100 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 3, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director B. Garland Cupp |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Beauchamp |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jon E. Barfield |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John W. Barter |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Meldon K. Gafner |
| For |
| For |
| Management |
|
1.6 |
| Elect Director L.W. Gray |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Kathleen A. O’Neil |
| For |
| For |
| Management |
|
1.8 |
| Elect Director George F. Raymond |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Tom C. Tinsley |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BOK FINANCIAL CORP.
Ticker: | BOKF | Security ID: | 05561Q201 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Fred Ball, Jr. |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Sharon J. Bell |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Joseph E. Cappy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Luke R. Corbett |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William E. Durrett |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert G. Greer |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director David F. Griffin |
| For |
| For |
| Management |
|
1.8 |
| Elect Director V. Burns Hargis |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director E. Carey Joullian, IV |
| For |
| For |
| Management |
|
1.10 |
| Elect Director George B. Kaiser |
| For |
| Withhold |
| Management |
|
1.11 |
| Elect Director Judith Z. Kishner |
| For |
| For |
| Management |
|
1.12 |
| Elect Director David L. Kyle |
| For |
| Withhold |
| Management |
|
1.13 |
| Elect Director Robert J. LaFortune |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Stanley A. Lybarger |
| For |
| Withhold |
| Management |
|
1.15 |
| Elect Director Steven J. Malcolm |
| For |
| For |
| Management |
|
1.16 |
| Elect Director Paula Marshall-Chapman |
| For |
| For |
| Management |
|
1.17 |
| Elect Director Steven E. Moore |
| For |
| Withhold |
| Management |
|
1.18 |
| Elect Director James A. Robinson |
| For |
| Withhold |
| Management |
|
1.19 |
| Elect Director L. Francis Rooney, III |
| For |
| For |
| Management |
|
58
BROADCOM CORP.
Ticker: | BRCM | Security ID: | 111320107 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director George L. Farinsky |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John Major |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alan E. Ross |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Henry Samueli, Ph.D. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert E. Switz |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Werner F. Wolfen |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CAREMARK RX, INC.
Ticker: | CMX | Security ID: | 141705103 |
Meeting Date: | MAR 22, 2004 | Meeting Type: | Special |
Record Date: | FEB 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
2 |
| Approve Issuance of Stock in Connection with Merger Agreement |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Preferred Stock |
| For |
| Against |
| Management |
|
4 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Allow Postponement or Adjournment of Special Meeting |
| For |
| Against |
| Management |
|
CAREMARK RX, INC.
Ticker: | CMX | Security ID: | 141705103 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edwin M. Banks |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Colleen C. Welch, Ph.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Roger L. Headrick |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jean-Pierre Millon |
| For |
| For |
| Management |
|
CARMAX INC
Ticker: | KMX | Security ID: | 143130102 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | APR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Keith D. Browning |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James F. Clingman, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Hugh G. Robinson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard L. Sharp |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Thomas G. Stemberg |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
59
CBRL GROUP, INC.
Ticker: | CBRL | Security ID: | 12489V106 |
Meeting Date: | NOV 25, 2003 | Meeting Type: | Annual |
Record Date: | SEP 26, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James D. Carreker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert V. Dale |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dan W. Evins |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert C. Hilton |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Charles E. Jones, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director B. F. ‘Jack’ Lowery |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Gordon L. Miller |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Martha M. Mitchell |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director Andrea M. Weiss |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Jimmie D. White |
| For |
| Withhold |
| Management |
|
1.11 |
| Elect Director Michael A. Woodhouse |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CDW CORP.
Ticker: | CDWC | Security ID: | 12512N105 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michelle L. Collins |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Casey G. Cowell |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John A. Edwardson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Daniel S. Goldin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Donald P. Jacobs |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Michael P. Krasny |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Terry L. Lengfelder |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Susan D. Wellington |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Brian E. Williams |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| Against |
| Management |
|
CHECKFREE CORP.
Ticker: | CKFR | Security ID: | 162813109 |
Meeting Date: | OCT 29, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Mark A. Johnson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Eugene F. Quinn |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Make Effort to Locate Women and Minorities for Board Nomination |
| Against |
| For |
| Shareholder |
|
60
CHICO’S FAS, INC.
Ticker: | CHS | Security ID: | 168615102 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Helene B. Gralnick |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Verna K. Gibson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Betsy S. Atkins |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Scott A. Edmonds |
| For |
| Withhold |
| Management |
|
2 |
| Change Range for Size of the Board |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CINTAS CORP.
Ticker: | CTAS | Security ID: | 172908105 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: | AUG 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Fix Number of Directors |
| For |
| For |
| Management |
|
2.1 |
| Elect Director Richard T. Farmer |
| For |
| Withhold |
| Management |
|
2.2 |
| Elect Director Robert J. Kohlhepp |
| For |
| For |
| Management |
|
2.3 |
| Elect Director Scott D. Farmer |
| For |
| For |
| Management |
|
2.4 |
| Elect Director Paul R. Carter |
| For |
| Withhold |
| Management |
|
2.5 |
| Elect Director Gerald V. Dirvin |
| For |
| Withhold |
| Management |
|
2.6 |
| Elect Director Robert J. Herbold |
| For |
| Withhold |
| Management |
|
2.7 |
| Elect Director Roger L. Howe |
| For |
| Withhold |
| Management |
|
2.8 |
| Elect Director David C. Phillips |
| For |
| Withhold |
| Management |
|
3 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
5 |
| Establish a Nominating Committee of Independent Directors |
| Against |
| For |
| Shareholder |
|
6 |
| Require Majority of Independent Directors on Board |
| Against |
| For |
| Shareholder |
|
7 |
| Report on Code of Conduct |
| Against |
| Against |
| Shareholder |
|
COGNOS INC.
Ticker: | CSN. | Security ID: | 19244C109 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert G. Ashe |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John E. Caldwell |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Paul D. Damp |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Pierre Y. Ducros |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert W. Korthals |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John J. Rando |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Bill V. Russell |
| For |
| For |
| Management |
|
1.8 |
| Elect Director James M. Tory |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Renato Zambonini |
| For |
| For |
| Management |
|
2 |
| Ratify Ernst & Young LLP as Auditors |
| For |
| For |
| Management |
|
3 |
| Amend 2003 - 2008 Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Eliminate Class of Preferred Stock |
| For |
| For |
| Management |
|
61
COMMERCE BANCORP, INC.
Ticker: | CBH | Security ID: | 200519106 |
Meeting Date: | JUN 11, 2004 | Meeting Type: | Annual |
Record Date: | APR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Vernon W. Hill, II |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert C. Beck |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jack R Bershad |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joseph E. Buckelew |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Donald T. Difrancesco |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John P. Ferguson |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Morton N. Kerr |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Steven M. Lewis |
| For |
| For |
| Management |
|
1.9 |
| Elect Director George E. Norcross, III |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Joseph J. Plumeri, II |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Daniel J. Ragone |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Wm. A. Schwartz, Jr. |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Joseph T. Tarquini, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Stock Option Plan |
| For |
| Against |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CORNING INC.
Ticker: | GLW | Security ID: | 219350105 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jeremy R. Knowles |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Eugene C. Sit |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William D. Smithburg |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Hansel E. Tookes II |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Wendell P. Weeks |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
DAVITA INC.
Ticker: | DVA | Security ID: | 23918K108 |
Meeting Date: | MAY 24, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Nancy-Ann Deparle |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard B. Fontaine |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Peter T. Grauer |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michele J. Hooper |
| For |
| For |
| Management |
|
1.5 |
| Elect Director C. Raymond Larkin, Jr. |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director John M. Nehra |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William L. Roper |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Kent J. Thiry |
| For |
| For |
| Management |
|
62
DEL MONTE FOODS CO.
Ticker: | DLM | Security ID: | 24522P103 |
Meeting Date: | SEP 12, 2003 | Meeting Type: | Annual |
Record Date: | JUL 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Samuel H. Armacost |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Terence D. Martin |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard G. Wolford |
| For |
| For |
| Management |
|
2 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
DUN & BRADSTREET CORP, THE
Ticker: | DNB | Security ID: | 26483E100 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 11, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John W. Alden |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Allan Z. Loren |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Victor A. Pelson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
E.W. SCRIPPS CO. (THE)
Ticker: | SSP | Security ID: | 811054204 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David A. Galloway |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Nicholas B. Paumgarten |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Ronald W. Tysoe |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Julie A. Wrigley |
| For |
| For |
| Management |
|
ELECTRONIC ARTS, INC.
Ticker: | ERTS | Security ID: | 285512109 |
Meeting Date: | JUL 31, 2003 | Meeting Type: | Annual |
Record Date: | JUN 4, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director M. Richard Asher |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William J. Byron |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leonard S. Coleman |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gary M. Kusin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Gregory B. Maffei |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Timothy Mott |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Lawrence F. Probst III |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Linda J. Srere |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
63
FAIR ISAAC INC.
Ticker: | FIC | Security ID: | 303250104 |
Meeting Date: | FEB 2, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. George Battle |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Tony J. Christianson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas G. Grudnowski |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alex W. Hart |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Philip G. Heasley |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Guy R. Henshaw |
| For |
| For |
| Management |
|
1.7 |
| Elect Director David S.P. Hopkins |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Margaret L. Taylor |
| For |
| Withhold |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
FAIRMONT HOTELS & RESORTS
Ticker: | FHR. | Security ID: | 305204109 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director S. E. Bachand |
| For |
| For |
| Management |
|
1.2 |
| Elect Director W. R. Fatt |
| For |
| For |
| Management |
|
1.3 |
| Elect Director P. C. Godsoe |
| For |
| For |
| Management |
|
1.4 |
| Elect Director M. J. Kowalski |
| For |
| For |
| Management |
|
1.5 |
| Elect Director D. P. O’Brien |
| For |
| For |
| Management |
|
1.6 |
| Elect Director K. M. Rose |
| For |
| For |
| Management |
|
1.7 |
| Elect Director J. L. Sharpe |
| For |
| For |
| Management |
|
1.8 |
| Elect Director L. P. Sharpe |
| For |
| For |
| Management |
|
1.9 |
| Elect Director R. S. Singer |
| For |
| For |
| Management |
|
1.10 |
| Elect Director C. S. Taylor |
| For |
| For |
| Management |
|
2 |
| Ratify PricewaterhouseCoopers LLP as Auditors |
| For |
| For |
| Management |
|
3 |
| Reconfirm Shareholder Rights Plan (Poison Pill) |
| For |
| For |
| Management |
|
64
FMC TECHNOLOGIES, INC.
Ticker: | FTI | Security ID: | 30249U101 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Asbjorn Larsen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph H. Netherland |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James R. Thompson |
| For |
| For |
| Management |
|
FOOT LOCKER INC
Ticker: | FL | Security ID: | 344849104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James E. Preston |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Matthew D. Serra |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Christopher A. Sinclair |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dona D. Young |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
GENZYME CORP.
Ticker: | GENZ | Security ID: | 372917104 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Douglas A. Berthiaume |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Henry E. Blair |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gail K. Boudreaux |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
5 |
| Increase Authorized Preferred Stock |
| For |
| Against |
| Management |
|
6 |
| Ratify Auditors |
| For |
| For |
| Management |
|
7 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Paul Berg |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Etienne F. Davignon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James M. Denny |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John C. Martin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Gordon E. Moore |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Nicholas G. Moore |
| For |
| For |
| Management |
|
1.7 |
| Elect Director George P. Shultz |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Gayle E. Wilson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
65
HARSCO CORP.
Ticker: | HSC | Security ID: | 415864107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director G.D.H. Butler |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J.I. Scheiner |
| For |
| For |
| Management |
|
1.3 |
| Elect Director R.C. Wilburn |
| For |
| For |
| Management |
|
2 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
HCC INSURANCE HOLDINGS, INC.
Ticker: | HCC | Security ID: | 404132102 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank J. Bramanti |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Patrick B. Collins |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James R. Crane |
| For |
| For |
| Management |
|
1.4 |
| Elect Director J. Robert Dickerson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Edward H. Ellis, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director James C. Flagg |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Allan W. Fulkerson |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Walter J. Lack |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Michael A.F. Roberts |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Stephen L. Way |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
HEALTH MANAGEMENT ASSOCIATES, INC.
Ticker: | HMA | Security ID: | 421933102 |
Meeting Date: | FEB 17, 2004 | Meeting Type: | Annual |
Record Date: | DEC 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William J. Schoen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph V. Vumbacco |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kent P. Dauten |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Donald E. Kiernan |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert A. Knox |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William E. Mayberry, M.D. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William C. Steere, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Randolph W. Westerfield, Ph.D. |
| For |
| For |
| Management |
|
66
HEWITT ASSOCIATES, INC.
Ticker: | HEW | Security ID: | 42822Q100 |
Meeting Date: | JAN 28, 2004 | Meeting Type: | Annual |
Record Date: | DEC 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael E. Greenlees |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James P. Kelly |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Steven P. Stanbrook |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
HILTON HOTELS CORP.
Ticker: | HLT | Security ID: | 432848109 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. Steven Crown |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David Michels |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John H. Myers |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Donna F. Tuttle |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
6 |
| Require Majority of Independent Directors on Board |
| Against |
| For |
| Shareholder |
|
ICOS CORP.
Ticker: | ICOS | Security ID: | 449295104 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Paul N. Clark |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Vaughn D. Bryson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William H. Gates III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert W. Pangia |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Review/Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
67
INTERNATIONAL GAME TECHNOLOGY
Ticker: | IGT | Security ID: | 459902102 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual |
Record Date: | JAN 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director G. Thomas Baker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Neil Barsky |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert A. Bittman |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard R. Burt |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Leslie S. Heisz |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert A. Mathewson |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas J. Matthews |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert Miller |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director Frederick B. Rentschler |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
INTUIT, INC.
Ticker: | INTU | Security ID: | 461202103 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: | SEP 2, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen M. Bennett |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Christopher W. Brody |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William V. Campbell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Scott D. Cook |
| For |
| For |
| Management |
|
1.5 |
| Elect Director L. John Doerr |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Donna L. Dubinsky |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael R. Hallman |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Stratton D. Sclavos |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
JABIL CIRCUIT, INC.
Ticker: | JBL | Security ID: | 466313103 |
Meeting Date: | JAN 13, 2004 | Meeting Type: | Annual |
Record Date: | NOV 14, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William D. Morean |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas A. Sansone |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Timothy L. Main |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Lawrence J. Murphy |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Mel S. Lavitt |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Steven A. Raymund |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Frank A. Newman |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Laurence S. Grafstein |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
68
JDS UNIPHASE CORP.
Ticker: | JDSU | Security ID: | 46612J101 |
Meeting Date: | NOV 6, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert E. Enos |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Peter A. Guglielmi |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
JUNIPER NETWORKS, INC.
Ticker: | JNPR | Security ID: | 48203R104 |
Meeting Date: | APR 16, 2004 | Meeting Type: | Special |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Issue Shares in Connection with an Acquisition |
| For |
| For |
| Management |
|
JUNIPER NETWORKS, INC.
Ticker: | JNPR | Security ID: | 48203R104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pradeep Sindhu |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert M. Calderoni |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kenneth Levy |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
KLA-TENCOR CORP.
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.a |
| Elect Director H. Raymond Bingham |
| For |
| For |
| Management |
|
1.b |
| Elect Director Robert T. Bond |
| For |
| For |
| Management |
|
1.c |
| Elect Director Richard J. Elkus, Jr. |
| For |
| For |
| Management |
|
1.d |
| Elect Director Michael E. Marks |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: | LH | Security ID: | 50540R409 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Thomas P. Mac Mahon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jean-Luc Belingard |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Wendy E. Lane |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.E. Mittelstaedt, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Andrew G. Wallace, M.D. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director M. Keith Weikel |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Craig M. Watson |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
69
LENNAR CORP.
Ticker: | LEN | Security ID: | 526057104 |
Meeting Date: | MAR 30, 2004 | Meeting Type: | Annual |
Record Date: | FEB 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Irving Bolotin |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director R. Kirk Landon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Donna E. Shalala |
| For |
| For |
| Management |
|
2 |
| Other Business |
| For |
| For |
| Management |
|
LEXMARK INTERNATIONAL, INC.
Ticker: | LXK | Security ID: | 529771107 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank T. Cary |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul J. Curlander |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Martin D. Walker |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James F. Hardymon |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
LUCENT TECHNOLOGIES INC.
Ticker: | LU | Security ID: | 549463107 |
Meeting Date: | FEB 18, 2004 | Meeting Type: | Annual |
Record Date: | DEC 22, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Karl J. Krapek |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Patricia F. Russo |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Henry B. Schacht |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
2 |
| Declassify the Board of Directors and Amend Director Removal Provision |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Reverse Stock Split |
| For |
| For |
| Management |
|
5 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
6 |
| Prohibit Awards to Executives |
| Against |
| For |
| Shareholder |
|
70
M & T BANK CORP.
Ticker: | MTB | Security ID: | 55261F104 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William F. Allyn |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Brent D. Baird |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert J. Bennett |
| For |
| For |
| Management |
|
1.4 |
| Elect Director C. Angela Bontempo |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert T. Brady |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Emerson L. Brumback |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael D. Buckley |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Patrick J. Callan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director R. Carlos Carballada |
| For |
| For |
| Management |
|
1.10 |
| Elect Director T. Jefferson Cunningham III |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Donald Devorris |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Richard E. Garman |
| For |
| Withhold |
| Management |
|
1.13 |
| Elect Director James V. Glynn |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Derek C. Hathaway |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Daniel R. Hawbaker |
| For |
| For |
| Management |
|
1.16 |
| Elect Director Patrick W.E. Hodgson |
| For |
| For |
| Management |
|
1.17 |
| Elect Director Gary Kennedy |
| For |
| For |
| Management |
|
1.18 |
| Elect Director Richard G. King |
| For |
| For |
| Management |
|
1.19 |
| Elect Director Reginald B. Newman, II |
| For |
| For |
| Management |
|
1.20 |
| Elect Director Jorge G. Pereira |
| For |
| For |
| Management |
|
1.21 |
| Elect Director Michael P. Pinto |
| For |
| For |
| Management |
|
1.22 |
| Elect Director Robert E. Sadler, Jr. |
| For |
| For |
| Management |
|
1.23 |
| Elect Director Eugene J. Sheehy |
| For |
| For |
| Management |
|
1.24 |
| Elect Director Stephen G. Sheetz |
| For |
| For |
| Management |
|
1.25 |
| Elect Director Herbert L. Washington |
| For |
| For |
| Management |
|
1.26 |
| Elect Director Robert G. Wilmers |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MACROMEDIA, INC.
Ticker: | MACR | Security ID: | 556100105 |
Meeting Date: | JUL 24, 2003 | Meeting Type: | Annual |
Record Date: | MAY 27, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert K. Burgess |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John (Ian) Giffen |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director William H. Harris, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert A. Kotick |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Donald L. Lucas |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Timothy O’Reilly |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William B. Welty |
| For |
| For |
| Management |
|
2 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
71
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: | MXIM | Security ID: | 57772K101 |
Meeting Date: | NOV 13, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Bergman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John F. Gifford |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director B. Kipling Hagopian |
| For |
| For |
| Management |
|
1.4 |
| Elect Director M. D. Sampels |
| For |
| For |
| Management |
|
1.5 |
| Elect Director A. R. Frank Wazzan |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MEDICIS PHARMACEUTICAL CORP.
Ticker: | MRX | Security ID: | 584690309 |
Meeting Date: | NOV 19, 2003 | Meeting Type: | Annual |
Record Date: | OCT 10, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Arthur G. Altschul, Jr. |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Philip S. Schein, M.D. |
| For |
| Withhold |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| Against |
| Management |
|
MEMC ELECTRONIC MATERIALS, INC.
Ticker: | WFR | Security ID: | 552715104 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John Marren |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director William E. Stevens |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William D. Watkins |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James B. Williams |
| For |
| Withhold |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
MERCURY INTERACTIVE CORP.
Ticker: | MERQ | Security ID: | 589405109 |
Meeting Date: | DEC 10, 2003 | Meeting Type: | Special |
Record Date: | OCT 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
72
MERCURY INTERACTIVE CORP.
Ticker: | MERQ | Security ID: | 589405109 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Amnon Landan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Igal Kohavi |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Clyde Ostler |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Yair Shamir |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Giora Yaron |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Anthony Zingale |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MICROCHIP TECHNOLOGY, INC.
Ticker: | MCHP | Security ID: | 595017104 |
Meeting Date: | AUG 15, 2003 | Meeting Type: | Annual |
Record Date: | JUN 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steve Sanghi |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Albert J. Hugo-Martinez |
| For |
| For |
| Management |
|
1.3 |
| Elect Director L.B. Day |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Matthew W. Chapman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Wade F. Meyercord |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
MILLENNIUM PHARMACEUTICALS, INC.
Ticker: | MLNM | Security ID: | 599902103 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Charles J. Homcy, M.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Raju S. Kucherlapati, Ph.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Eric S. Lander, Ph.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NABORS INDUSTRIES, LTD.
Ticker: | NBR | Security ID: | G6359F103 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James L. Payne |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Hans W. Schmidt |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| SHAREHOLDER PROPOSAL TO CHANGE NABORS JURISDICTION OF INCORPORATION FROM BERMUDA TO DELAWARE. |
| Against |
| Against |
| Management |
|
73
NBTY, INC.
Ticker: | NTY | Security ID: | 628782104 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Arthur Rudolph |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Glenn Cohen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael L. Ashner |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael C. Slade |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NETWORK APPLIANCE, INC.
Ticker: | NTAP | Security ID: | 64120L104 |
Meeting Date: | SEP 2, 2003 | Meeting Type: | Annual |
Record Date: | JUL 7, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel J. Warmenhoven |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Donald T. Valentine |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Sanjiv Ahuja |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Carol A. Bartz |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Michael R. Hallman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Nicholas G. Moore |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Dr. Sachio Semmoto |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert T. Wall |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Other Business |
| For |
| For |
| Management |
|
NEXTEL COMMUNICATIONS, INC.
Ticker: | NXTL | Security ID: | 65332V103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Keith J. Bane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director V. Janet Hill |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
74
NEXTEL PARTNERS, INC.
Ticker: | NXTP | Security ID: | 65333F107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Adam Aron |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John Chapple |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Steven B. Dodge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Timothy Donahue |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Caroline H. Rapking |
| For |
| For |
| Management |
|
1.6 |
| Elect Director James N. Perry, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Dennis M. Weibling |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
4 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
5 |
| Permit Board to Amend Bylaws Without Shareholder Consent |
| For |
| Against |
| Management |
|
NOVELLUS SYSTEMS, INC.
Ticker: | NVLS | Security ID: | 670008101 |
Meeting Date: | APR 16, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard S. Hill |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Neil R. Bonke |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Youssef A. El-Mansy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director J. David Litster |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Yoshio Nishi |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Glen G. Possley |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ann D. Rhoads |
| For |
| For |
| Management |
|
1.8 |
| Elect Director William R. Spivey |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Delbert A. Whitaker |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Provision of Non-Audit Services by Independent Auditors |
| Against |
| Against |
| Shareholder |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
OMNICARE, INC.
Ticker: | OCR | Security ID: | 681904108 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward L. Hutton |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joel F. Gemunder |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles H. Erhart, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David W. Froesel, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Sandra E. Laney |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Andrea R. Lindell, DNSc, RN |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Sheldon Margen, M.D. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John H. Timoney |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Amy Wallman |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
75
OUTBACK STEAKHOUSE, INC.
Ticker: | OSI | Security ID: | 689899102 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John A. Brabson, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lee Roy Selmon |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Other Business |
| For |
| For |
| Management |
|
PAR PHARMACEUTICAL COS INC
Ticker: | PRX | Security ID: | 717125108 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Peter W. Williams |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mark Auerbach |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John D. Abernathy |
| For |
| For |
| Management |
|
2 |
| Change Company Name |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
5 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
PETSMART
Ticker: | PETM | Security ID: | 716768106 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Barbara A. Munder |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas G. Stemberg |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Nancy J. Pedot |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jeffery W. Yabuki |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Rita V. Foley |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PIONEER NATURAL RESOURCES CO.
Ticker: | PXD | Security ID: | 723787107 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director R. Hartwell Gardner |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James L. Houghton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Linda K. Lawson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
76
PMC-SIERRA, INC.
Ticker: | PMCS | Security ID: | 69344F106 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert Bailey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alexandre Balkanski |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard Belluzzo |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James Diller |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Jonathan Judge |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William Kurtz |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Frank Marshall |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Lewis Wilks |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
POLARIS INDUSTRIES, INC.
Ticker: | PII | Security ID: | 731068102 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Andris A. Baltins |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Thomas C. Tiller |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Approve Long Term Incentive Plan |
| For |
| For |
| Management |
|
4 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
5 |
| Other Business |
| For |
| For |
| Management |
|
POLYCOM, INC.
Ticker: | PLCM | Security ID: | 73172K104 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Betsy S. Atkins |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John Seely Brown |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert C. Hagerty |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John A. Kelley, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Michael R. Kourey |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Stanley J. Meresman |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William A. Owens |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director Durk I. Jager |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Thomas G. Stemberg |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
77
PRIDE INTERNATIONAL, INC.
Ticker: | PDE | Security ID: | 74153Q102 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert L. Barbanell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul A. Bragg |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David A.B. Brown |
| For |
| For |
| Management |
|
1.4 |
| Elect Director J.C. Burton |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jorge E. Estrada |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William E. Macaulay |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ralph D. Mcbride |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director David B. Robson |
| For |
| For |
| Management |
|
2 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ROYAL CARIBBEAN CRUISES LTD.
Ticker: | RCL | Security ID: | V7780T103 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Tor B. Arneberg |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William L. Kimsey |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gert W. Munthe |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas J. Pritzker |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF THE AMENDED AND RESTATED 2000 STOCK AWARD PLAN. |
| For |
| For |
| Management |
|
3 |
| RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004. |
| For |
| For |
| Management |
|
RUBY TUESDAY, INC.
Ticker: | RI | Security ID: | 781182100 |
Meeting Date: | OCT 7, 2003 | Meeting Type: | Annual |
Record Date: | AUG 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dr. Donald Ratajczak |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Samuel E. Beall, III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Claire L. Arnold |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Report on Impact of Genetically Engineered Foods |
| Against |
| Against |
| Shareholder |
|
78
SEPRACOR INC.
Ticker: | SEPR | Security ID: | 817315104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | APR 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Digby W. Barrios |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alan A. Steigrod |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
SIEBEL SYSTEMS, INC.
Ticker: | SEBL | Security ID: | 826170102 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | APR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Scott Hartz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles R. Schwab |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George T. Shaheen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John W. White |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Abstain |
| Against |
| Shareholder |
|
SILICON LABORATORIES, INC.
Ticker: | SLAB | Security ID: | 826919102 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel A. Artusi |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William G. Bock |
| For |
| For |
| Management |
|
1.3 |
| Elect Director R. Ted Enloe III |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
SKYWEST, INC.
Ticker: | SKYW | Security ID: | 830879102 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jerry C. Atkin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J. Ralph Atkin |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Steven F. Udvar-Hazy |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Ian M. Cumming |
| For |
| For |
| Management |
|
1.5 |
| Elect Director W. Steve Albrecht |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Mervyn K. Cox |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Sidney J. Atkin |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director Hyrum W. Smith |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Robert G. Sarver |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
79
STAPLES, INC.
Ticker: | SPLS | Security ID: | 855030102 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Arthur M. Blank |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gary L. Crittenden |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Martin Trust |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Paul F. Walsh |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
8 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
9 |
| Prohibit Auditor from Providing Non-Audit Services |
| Against |
| Against |
| Shareholder |
|
STATION CASINOS, INC.
Ticker: | STN | Security ID: | 857689103 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lorenzo J. Fertitta |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Blake L. Sartini |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director James E. Nave, D.V.M. |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Other Business |
| For |
| For |
| Management |
|
STERIS CORP.
Ticker: | STE | Security ID: | 859152100 |
Meeting Date: | JUL 25, 2003 | Meeting Type: | Annual |
Record Date: | MAY 29, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen R. Hardis |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Raymond A. Lancaster |
| For |
| For |
| Management |
|
1.3 |
| Elect Director J.B. Richey |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Les C. Vinney |
| For |
| For |
| Management |
|
2 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
80
SYMANTEC CORP.
Ticker: | SYMC | Security ID: | 871503108 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Tania Amochaev |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William Coleman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dr. Per-Kristian Halvorsen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David Mahoney |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert S. Miller |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Bill Owens |
| For |
| For |
| Management |
|
1.7 |
| Elect Director George Reyes |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Daniel H. Schulman |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John W. Thompson |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
T. ROWE PRICE GROUP, INC.
Ticker: | TROW | Security ID: | 74144T108 |
Meeting Date: | APR 8, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward C. Bernard |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James T. Brady |
| For |
| For |
| Management |
|
1.3 |
| Elect Director D. William J. Garrett |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Donald B. Hebb, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James A.C. Kennedy |
| For |
| For |
| Management |
|
1.6 |
| Elect Director James S. Riepe |
| For |
| For |
| Management |
|
1.7 |
| Elect Director George A. Roche |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Brian C. Rogers |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Dr. Alfred Sommer |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Dwight S. Taylor |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Anne Marie Whittemore |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Other Business |
| For |
| For |
| Management |
|
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: | TTWO | Security ID: | 874054109 |
Meeting Date: | NOV 17, 2003 | Meeting Type: | Special |
Record Date: | OCT 6, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
81
TALBOTS, INC., THE
Ticker: | TLB | Security ID: | 874161102 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Arnold B. Zetcher |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director John W. Gleeson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Elizabeth T. Kennan |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Yoichi Kimura |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Motoya Okada |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Gary M. Pfeiffer |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Susan M. Swain |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Toshiji Tokiwa |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director Isao Tsuruta |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
TECH DATA CORP.
Ticker: | TECD | Security ID: | 878237106 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Charles E. Adair |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Maximilian Ardelt |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John Y. Williams |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Eliminate Class of Preferred Stock |
| For |
| For |
| Management |
|
TEMPUR-PEDIC INTL INC
Ticker: | TPX | Security ID: | 88023U101 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert B. Trussell, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director P. Andrews McLane |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jeffrey S. Barber |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Tully M. Friedman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Christopher A. Masto |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Francis A. Doyle |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Nancy F. Koehn |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
82
TIFFANY & CO.
Ticker: | TIF | Security ID: | 886547108 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Kowalski |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Rose Marie Bravo |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William R. Chaney |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Samuel L. Hayes III |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Abby F. Kohnstamm |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Charles K. Marquis |
| For |
| For |
| Management |
|
1.7 |
| Elect Director J. Thomas Presby |
| For |
| For |
| Management |
|
1.8 |
| Elect Director James E. Quinn |
| For |
| For |
| Management |
|
1.9 |
| Elect Director William A. Shutzer |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
UNIVISION COMMUNICATIONS INC.
Ticker: | UVN | Security ID: | 914906102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. Jerrold Perenchio |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Fernando Aguirre |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Harold Gaba |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alan F. Horn |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John G. Perenchio |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Ray Rodriguez |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director McHenry T. Tichenor, Jr. |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
VARIAN MEDICAL SYSTEMS INC
Ticker: | VAR | Security ID: | 92220P105 |
Meeting Date: | FEB 19, 2004 | Meeting Type: | Annual |
Record Date: | DEC 22, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John Seely Brown |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Samuel Hellman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Terry R. Lautenbach |
| For |
| For |
| Management |
|
2 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
VISHAY INTERTECHNOLOGY, INC.
Ticker: | VSH | Security ID: | 928298108 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dr. Felix Zandman |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Philippe Gazeau |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Zvi Grinfas |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dr. Gerald Paul |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Approve Restricted Stock Plan |
| For |
| For |
| Management |
|
83
WELLPOINT HEALTH NETWORKS INC.
Ticker: | WLP | Security ID: | 94973H108 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
WENDY’S INTERNATIONAL, INC.
Ticker: | WEN | Security ID: | 950590109 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Janet Hill |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul D. House |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John R. Thompson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director J. Randolph Lewis |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
WHOLE FOODS MARKET, INC.
Ticker: | WFMI | Security ID: | 966837106 |
Meeting Date: | MAR 22, 2004 | Meeting Type: | Annual |
Record Date: | JAN 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David W. Dupree |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gabrielle E. Greene |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John P. Mackey |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Morris J. Siegel |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
XTO ENERGY CORP
Ticker: | XTO | Security ID: | 98385X106 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Phillip R. Kevil |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Scott G. Sherman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Bob R. Simpson |
| For |
| Withhold |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
84
ZEBRA TECHNOLOGIES CORP.
Ticker: | ZBRA | Security ID: | 989207105 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gerhard Cless |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael A. Smith |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Adopt Charter Language on Board Diversity |
| Against |
| Against |
| Shareholder |
|
ZIMMER HOLDINGS INC
Ticker: | ZMH | Security ID: | 98956P102 |
Meeting Date: | JUL 22, 2003 | Meeting Type: | Special |
Record Date: | JUN 16, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Issue Shares in Connection with an Acquisition |
| For |
| For |
| Management |
|
ZIMMER HOLDINGS INC
Ticker: | ZMH | Security ID: | 98956P102 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Larry C. Glasscock |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director John L. McGoldrick |
| For |
| Withhold |
| Management |
|
2 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
3 |
| Ratify Auditors |
| Against |
| For |
| Shareholder |
|
TAX AWARE LARGE CAP GROWTH FUND
3M CO
Ticker: | MMM | Security ID: | 88579Y101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward A. Brennan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael L. Eskew |
| For |
| For |
| Management |
|
1.3 |
| Elect Director W. James McNerney, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kevin W. Sharer |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
85
ADVANCE AUTO PARTS INC
Ticker: | AAP | Security ID: | 00751Y106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lawrence P. Castellani |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John C. Brouillard |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gilbert T. Ray |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John M. Roth |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Carlos A. Saladrigas |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William L. Salter |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Francesca Spinelli |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Nicholas F. Taubman |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ALTERA CORP.
Ticker: | ALTR | Security ID: | 021441100 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John P. Daane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert W. Reed |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles M. Clough |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert J. Finocchio Jr |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Kevin Mcgarity |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Paul Newhagen |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William E. Terry |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Susan Wang |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Approve Option Expensing |
| Against |
| Against |
| Shareholder |
|
86
AMBAC FINANCIAL GROUP, INC.
Ticker: | ABK | Security ID: | 023139108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Phillip B. Lassiter |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael A. Callen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Renso L. Caporali |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jill M. Considine |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard Dulude |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert J. Genader |
| For |
| For |
| Management |
|
1.7 |
| Elect Director W. Grant Gregory |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Laura S. Unger |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Henry D. G. Wallace |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Amend Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
AMGEN, INC.
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank J. Biondi, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jerry D. Choate |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Frank C. Herringer |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gilbert S. Omenn |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Prepare Glass Ceiling Report |
| Against |
| Against |
| Shareholder |
|
4 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Issue Shares in Connection with an Acquisition |
| For |
| For |
| Management |
|
2 |
| Change Company Name |
| For |
| For |
| Management |
|
BIOGEN IDEC INC
Ticker: | BIIB | Security ID: | 09062X103 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan Belzer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mary L. Good |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James C. Mullen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Bruce R. Ross |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
87
CARDINAL HEALTH, INC.
Ticker: | CAH | Security ID: | 14149Y108 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dave Bing |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John F. Finn |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John F. Havens |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David W. Raisbeck |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert D. Walter |
| For |
| For |
| Management |
|
CAREER EDUCATION CORP.
Ticker: | CECO | Security ID: | 141665109 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Thomas B. Lally |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John M. Larson |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Carol A. Bartz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Larry R. Carter |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John T. Chambers |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dr. James F. Gibbons |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dr. John L. Hennessy |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roderick C. McGeary |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James C. Morgan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John P. Morgridge |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Donald T. Valentine |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Steven M. West |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jerry Yang |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Report on Company Products Used by the Government to Monitor the Internet |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
88
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Michael Armstrong |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alain J.P. Belda |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George David |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kenneth T. Derr |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John M. Deutch |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roberto Hernandez Ramirez |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ann Dibble Jordan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dudley C. Mecum |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Andrall E. Pearson |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Charles Prince |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Robert E. Rubin |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Sanford I. Weill |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert B. Willumstad |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
COCA-COLA COMPANY, THE
Ticker: | KO | Security ID: | 191216100 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Herbert A. Allen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ronald W. Allen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Cathleen P. Black |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Warren E. Buffett |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Douglas N. Daft |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Barry Diller |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald R. Keough |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Susan Bennett King |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Maria Elena Lagomasino |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Donald F. Mchenry |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Robert L. Nardelli |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Sam Nunn |
| For |
| For |
| Management |
|
1.13 |
| Elect Director J. Pedro Reinhard |
| For |
| For |
| Management |
|
1.14 |
| Elect Director James D. Robinson III |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Peter V. Ueberroth |
| For |
| For |
| Management |
|
1.16 |
| Elect Director James B. Williams |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Operational Impact of HIV/AIDS Pandemic |
| For |
| For |
| Shareholder |
|
4 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Submit Executive Compensation to Vote |
| Against |
| For |
| Shareholder |
|
7 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
8 |
| Implement China Principles |
| Against |
| Against |
| Shareholder |
|
9 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
89
COLGATE-PALMOLIVE CO.
Ticker: | CL | Security ID: | 194162103 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jill K. Conway |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ronald E. Ferguson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Carlos M. Gutierrez |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ellen M. Hancock |
| For |
| For |
| Management |
|
1.5 |
| Elect Director David W. Johnson |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard J. Kogan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Delano E. Lewis |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Reuben Mark |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Elizabeth A. Monrad |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
5 |
| Adopt ILO Based Code of Conduct |
| Against |
| Against |
| Shareholder |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
DIRECTV GROUP, INC, THE
Ticker: | DTV | Security ID: | 25459L106 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director K. Rupert Murdoch |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Neil R. Austrian |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles R. Lee |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
EBAY INC.
Ticker: | EBAY | Security ID: | 278642103 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Philippe Bourguignon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas J. Tierney |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Margaret C. Whitman |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
90
ELI LILLY AND CO.
Ticker: | LLY | Security ID: | 532457108 |
Meeting Date: | APR 19, 2004 | Meeting Type: | Annual |
Record Date: | FEB 13, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven C. Beering |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Winfried Bischoff |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Franklyn G. Prendergast |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kathi P. Seifert |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
EMERSON ELECTRIC CO.
Ticker: | EMR | Security ID: | 291011104 |
Meeting Date: | FEB 3, 2004 | Meeting Type: | Annual |
Record Date: | NOV 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Fernandez G. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director C.F. Knight |
| For |
| For |
| Management |
|
1.3 |
| Elect Director G.A. Lodge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.L. Ridgway |
| For |
| For |
| Management |
|
1.5 |
| Elect Director E.E. Whitacre, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
FAMILY DOLLAR STORES, INC.
Ticker: | FDO | Security ID: | 307000109 |
Meeting Date: | JAN 15, 2004 | Meeting Type: | Annual |
Record Date: | NOV 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Howard R. Levine |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George R. Mahoney, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mark R. Bernstein |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sharon Allred Decker |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Edward C. Dolby |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Glenn A. Eisenberg |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James G. Martin |
| For |
| For |
| Management |
|
2 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
91
FANNIE MAE
Ticker: | FNM | Security ID: | 313586109 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen B. Ashley |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Kenneth M. Duberstein |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas P. Gerrity |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Timothy Howard |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ann Korologos |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Frederic V. Malek |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald B. Marron |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Daniel H. Mudd |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Anne M. Mulcahy |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Joe K. Pickett |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Leslie Rahl |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.13 |
| Elect Director H. Patrick Swygert |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Provide for Cumulative Voting |
| Against |
| For |
| Shareholder |
|
FIFTH THIRD BANCORP
Ticker: | FITB | Security ID: | 316773100 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | Annual |
Record Date: | JAN 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Darryl F. Allen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Allen M. Hill |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dr Mitchel D Livingston |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Hendrik G. Meijer |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James E. Rogers |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Adopt Sexual Orientation Non-Discrimination Policy |
| None |
| Against |
| Shareholder |
|
FIRST DATA CORP.
Ticker: | FDC | Security ID: | 319963104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Henry C. Duques |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles T. Fote |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard P. Kiphart |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joan E. Spero |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
FIRST DATA CORP.
Ticker: | FDC | Security ID: | 319963104 |
Meeting Date: | OCT 28, 2003 | Meeting Type: | Special |
Record Date: | SEP 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
92
FOREST LABORATORIES, INC.
Ticker: | FRX | Security ID: | 345838106 |
Meeting Date: | AUG 11, 2003 | Meeting Type: | Annual |
Record Date: | JUN 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Howard Solomon |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director William J. Candee, III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George S. Cohan |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dan L. Goldwasser |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Lester B. Salans, M.D. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Kenneth E. Goodman |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Phillip M. Satow |
| For |
| Withhold |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
GENERAL ELECTRIC CO.
Ticker: | GE | Security ID: | 369604103 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James I. Cash, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dennis D. Dammerman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ann M. Fudge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Claudio X. Gonzalez |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jeffrey R. Immelt |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Andrea Jung |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Alan G. Lafley |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Kenneth G. Langone |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Ralph S. Larsen |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Rochelle B. Lazarus |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Sam Nunn |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Roger S. Penske |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Robert J. Swieringa |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Douglas A. Warner III |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert C. Wright |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
5 |
| Eliminate Animal Testing |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Nuclear Fuel Storage Risks |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on PCB Clean-up |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Foreign Outsourcing |
| Against |
| Against |
| Shareholder |
|
9 |
| Prepare Sustainability Report |
| Against |
| Against |
| Shareholder |
|
10 |
| Limit Composition of Management Development and Compensation Committee to Independent Directors |
| Against |
| Against |
| Shareholder |
|
11 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
12 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
13 |
| Limit Board Service for Other Companies |
| Against |
| Against |
| Shareholder |
|
14 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
15 |
| Hire Advisor/Maximize Shareholder Value |
| Against |
| Against |
| Shareholder |
|
16 |
| Adopt a Retention Ratio for Executives and Directors |
| Against |
| Against |
| Shareholder |
|
17 |
| Require 70% to 80% Independent Board |
| Against |
| Against |
| Shareholder |
|
18 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
93
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Paul Berg |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Etienne F. Davignon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James M. Denny |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John C. Martin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Gordon E. Moore |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Nicholas G. Moore |
| For |
| For |
| Management |
|
1.7 |
| Elect Director George P. Shultz |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Gayle E. Wilson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
GOLDMAN SACHS GROUP, INC., THE
Ticker: | GS | Security ID: | 38141G104 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lloyd C. Blankfein |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lord Browne Of Madingley |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Claes Dahlback |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James A. Johnson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Lois D. Juliber |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
GUIDANT CORP.
Ticker: | GDT | Security ID: | 401698105 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 11, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Maurice A. Cox, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Nancy-Ann Min DeParle |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ronald W. Dollens |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Enrique C. Falla |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Kristina M. Johnson, Ph.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
94
HOME DEPOT, INC. (THE)
Ticker: | HD | Security ID: | 437076102 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gregory D. Brenneman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard H. Brown |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John L. Clendenin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Berry R. Cox |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Claudio X. Gonzalez |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Milledge A. Hart, III |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Bonnie G. Hill |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Kenneth G. Langone |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Robert L. Nardelli |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Roger S. Penske |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Establish Term Limits for Directors |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
5 |
| Performance- Based/Indexed Options |
| Against |
| For |
| Shareholder |
|
6 |
| Adopt ILO Based Code of Conduct |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
8 |
| Require Affirmative Vote of the Majority of the Shares to Elect Directors |
| Against |
| Against |
| Shareholder |
|
IAC / INTERACTIVECORP
Ticker: | IACI | Security ID: | 45840Q101 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | APR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard N. Barton |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert R. Bennett |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Edgar Bronfman, Jr. |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Barry Diller |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Victor A. Kaufman |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Donald R. Keough |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Marie-Josee Kravis |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John C. Malone |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Steven Rattner |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Gen. H.N. Schwarzkopf |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Alan G. Spoon |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Diane Von Furstenberg |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
95
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William F. Aldinger |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael J. Birck |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Marvin D. Brailsford |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James R. Cantalupo |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Susan Crown |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Don H. Davis, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director W. James Farrell |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert C. McCormack |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Robert S. Morrison |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Harold B. Smith |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
INTEL CORP.
Ticker: | INTC | Security ID: | 458140100 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Craig R. Barrett |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charlene Barshefsky |
| For |
| For |
| Management |
|
1.3 |
| Elect Director E. John P. Browne |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Andrew S. Grove |
| For |
| For |
| Management |
|
1.5 |
| Elect Director D. James Guzy |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Reed E. Hundt |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Paul S. Otellini |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David S. Pottruck |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jane E. Shaw |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John L. Thornton |
| For |
| For |
| Management |
|
1.11 |
| Elect Director David B. Yoffie |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
5 |
| Limit/Prohibit Awards to Executives |
| Against |
| For |
| Shareholder |
|
6 |
| Performance- Based/Indexed Options |
| Against |
| Against |
| Shareholder |
|
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gerard N. Burrow |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mary S. Coleman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James G. Cullen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert J. Darretta |
| For |
| For |
| Management |
|
1.5 |
| Elect Director M. Judah Folkman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ann D. Jordan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Arnold G. Langbo |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Susan L. Lindquist |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Leo F. Mullin |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Steven S Reinemund |
| For |
| For |
| Management |
|
1.11 |
| Elect Director David Satcher |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Henry B. Schacht |
| For |
| For |
| Management |
|
1.13 |
| Elect Director William C. Weldon |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Cease Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
96
JUNIPER NETWORKS, INC.
Ticker: | JNPR | Security ID: | 48203R104 |
Meeting Date: | APR 16, 2004 | Meeting Type: | Special |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Issue Shares in Connection with an Acquisition |
| For |
| For |
| Management |
|
JUNIPER NETWORKS, INC.
Ticker: | JNPR | Security ID: | 48203R104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pradeep Sindhu |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert M. Calderoni |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kenneth Levy |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: | LH | Security ID: | 50540R409 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Thomas P. Mac Mahon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jean-Luc Belingard |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Wendy E. Lane |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.E. Mittelstaedt, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Andrew G. Wallace, M.D. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director M. Keith Weikel |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Craig M. Watson |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
97
LIBERTY MEDIA CORP.
Ticker: | L | Security ID: | 530718105 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert R. Bennett |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Paul A. Gould |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John C. Malone |
| For |
| Withhold |
| Management |
|
2 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
LINEAR TECHNOLOGY CORP.
Ticker: | LLTC | Security ID: | 535678106 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert H. Swanson, Jr. |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director David S. Lee |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leo T. McCarthy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard M. Moley |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Thomas S. Volpe |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MEDTRONIC, INC.
Ticker: | MDT | Security ID: | 585055106 |
Meeting Date: | AUG 28, 2003 | Meeting Type: | Annual |
Record Date: | JUL 3, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard H. Anderson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael R. Bonsignore |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gordon M. Sprenger |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
MERCURY INTERACTIVE CORP.
Ticker: | MERQ | Security ID: | 589405109 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Amnon Landan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Igal Kohavi |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Clyde Ostler |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Yair Shamir |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Giora Yaron |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Anthony Zingale |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
98
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William H. Gates, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Steven A. Ballmer |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James I. Cash, Jr., Ph.D. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Raymond V. Gilmartin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ann McLaughlin Korologos |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David F. Marquardt |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Charles H. Noski |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dr. Helmut Panke |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Wm. G. Reed, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Jon A. Shirley |
| For |
| Withhold |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Refrain from Giving Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
NEXTEL COMMUNICATIONS, INC.
Ticker: | NXTL | Security ID: | 65332V103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Keith J. Bane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director V. Janet Hill |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
NOKIA CORP.
Ticker: | NOK | Security ID: | 654902204 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | JAN 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE SHEETS. |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. |
| For |
| For |
| Management |
|
3 |
| APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. |
| For |
| For |
| Management |
|
4.1 |
| Elect Director Paul J. Collins |
| For |
| For |
| Management |
|
4.2 |
| Elect Director Georg Ehrnrooth |
| For |
| For |
| Management |
|
4.3 |
| Elect Director Bengt Holmstrom |
| For |
| For |
| Management |
|
4.4 |
| Elect Director Per Karlsson |
| For |
| For |
| Management |
|
4.5 |
| Elect Director Jorma Ollila |
| For |
| For |
| Management |
|
4.6 |
| Elect Director Marjorie Scardino |
| For |
| For |
| Management |
|
4.7 |
| Elect Director Vesa Vainio |
| For |
| For |
| Management |
|
4.8 |
| Elect Director Arne Wessberg |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY THE COMPANY |
| For |
| For |
| Management |
|
7 |
| APPROVAL OF THE AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY. |
| For |
| For |
| Management |
|
8 |
| APPROVAL OF THE AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA SHARES. |
| For |
| For |
| Management |
|
9 |
| APPROVAL OF THE AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA SHARES HELD BY THE COMPANY. |
| For |
| For |
| Management |
|
10 |
| APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION. |
| For |
| For |
| Management |
|
11 |
| MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL POWER OF SUBSTITUTION) TO VOTE, IN THEIR DISCR |
| None |
| Against |
| Management |
|
99
OMNICARE, INC.
Ticker: | OCR | Security ID: | 681904108 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward L. Hutton |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joel F. Gemunder |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles H. Erhart, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David W. Froesel, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Sandra E. Laney |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Andrea R. Lindell, DNSc, RN |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Sheldon Margen, M.D. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John H. Timoney |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Amy Wallman |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ORACLE CORP.
Ticker: | ORCL | Security ID: | 68389X105 |
Meeting Date: | OCT 13, 2003 | Meeting Type: | Annual |
Record Date: | AUG 21, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lawrence J. Ellison |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Donald L. Lucas |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael J. Boskin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jeffrey O. Henley |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jack F. Kemp |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jeffrey Berg |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Safra Catz |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Hector Garcia-Molina |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Joseph A. Grundfest |
| For |
| For |
| Management |
|
1.10 |
| Elect Director H. Raymond Bingham |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Amend Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Implement China Principles |
| Against |
| Against |
| Shareholder |
|
100
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael S. Brown |
| For |
| For |
| Management |
|
1.2 |
| Elect Director M. Anthony Burns |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert N. Burt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Don Cornwell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William H. Gray III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Constance J. Horner |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Stanley O. Ikenberry |
| For |
| For |
| Management |
|
1.9 |
| Elect Director George A. Lorch |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Henry A. Mckinnell |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Dana G. Mead |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Ruth J. Simmons |
| For |
| For |
| Management |
|
1.14 |
| Elect Director William C. Steere, Jr. |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Jean-Paul Valles |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
5 |
| Cease Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
7 |
| Establish Term Limits for Directors |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
9 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
10 |
| Amend Animal Testing Policy |
| Against |
| Against |
| Shareholder |
|
PROCTER & GAMBLE COMPANY, THE
Ticker: | PG | Security ID: | 742718109 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: | AUG 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Norman R. Augustine |
| For |
| For |
| Management |
|
1.2 |
| Elect Director A.G. Lafley |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Johnathan A. Rodgers |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John F. Smith, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Margaret C. Whitman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
5 |
| Label Genetically Engineered Foods |
| Against |
| Against |
| Shareholder |
|
101
SEPRACOR INC.
Ticker: | SEPR | Security ID: | 817315104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | APR 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Digby W. Barrios |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alan A. Steigrod |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
STAPLES, INC.
Ticker: | SPLS | Security ID: | 855030102 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Arthur M. Blank |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gary L. Crittenden |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Martin Trust |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Paul F. Walsh |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
8 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
9 |
| Prohibit Auditor from Providing Non-Audit Services |
| Against |
| Against |
| Shareholder |
|
SYSCO CORPORATION
Ticker: | SYY | Security ID: | 871829107 |
Meeting Date: | NOV 7, 2003 | Meeting Type: | Annual |
Record Date: | SEP 9, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jonathan Golden as Class II Director |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Joseph A. Hafner, Jr. as Class II Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas E. Lankford as Class II Director |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Richard J. Schnieders as Class II Director |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director John K. Stubblefield, Jr. as Class III Director |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Report on the Impact of Genetically Engineered Products |
| Against |
| Against |
| Shareholder |
|
102
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: | TEVA | Security ID: | 881624209 |
Meeting Date: | OCT 27, 2003 | Meeting Type: | Special |
Record Date: | SEP 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect G. Shalev as an External Director |
| For |
| For |
| Management |
|
2 |
| Approve Increase in Remuneration of Directors other than the Chairman |
| For |
| For |
| Management |
|
UNITED TECHNOLOGIES CORP.
Ticker: | UTX | Security ID: | 913017109 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Betsy J. Bernard |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George David |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jean-Pierre Garnier |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jamie S. Gorelick |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Charles R. Lee |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard D. McCormick |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Harold McGraw III |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Frank P. Popoff |
| For |
| For |
| Management |
|
1.9 |
| Elect Director H. Patrick Swygert |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Andre Villeneuve |
| For |
| For |
| Management |
|
1.11 |
| Elect Director H. A. Wagner |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Christine Todd Whitman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Disclosure of Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Develop Ethical Criteria for Military Contracts |
| Against |
| Against |
| Shareholder |
|
5 |
| Performance-Based/Indexed Options |
| Against |
| Against |
| Shareholder |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
103
WAL-MART STORES, INC.
Ticker: | WMT | Security ID: | 931142103 |
Meeting Date: | JUN 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James W. Breyer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director M. Michele Burns |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas M. Coughlin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David D. Glass |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Roland A. Hernandez |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Dawn G. Lepore |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John D. Opie |
| For |
| For |
| Management |
|
1.8 |
| Elect Director J. Paul Reason |
| For |
| For |
| Management |
|
1.9 |
| Elect Director H. Lee Scott, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Jack C. Shewmaker |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jose H. Villarreal |
| For |
| For |
| Management |
|
1.12 |
| Elect Director John T. Walton |
| For |
| For |
| Management |
|
1.13 |
| Elect Director S. Robson Walton |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Christopher J. Williams |
| For |
| For |
| Management |
|
2 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
7 |
| Prepare Sustainability Report |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| For |
| Shareholder |
|
9 |
| Report on Genetically Modified Organisms (GMO) |
| Against |
| Against |
| Shareholder |
|
10 |
| Prepare Diversity Report |
| Against |
| For |
| Shareholder |
|
11 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
WALT DISNEY COMPANY, THE
Ticker: | DIS | Security ID: | 254687106 |
Meeting Date: | MAR 3, 2004 | Meeting Type: | Annual |
Record Date: | JAN 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John E. Bryson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John S. Chen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael D. Eisner |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Judith L. Estrin |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Robert A. Iger |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Aylwin B. Lewis |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Monica C. Lozano |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert W. Matschullat |
| For |
| For |
| Management |
|
1.9 |
| Elect Director George J. Mitchell |
| For |
| Withhold |
| Management |
|
1.10 |
| Elect Director Leo J. O’Donovan, S.J. |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gary L. Wilson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| China Principles |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Supplier Labor Standards in China |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Amusement Park Safety |
| Against |
| Against |
| Shareholder |
|
WEIGHT WATCHERS INTERNATIONAL, INC.
Ticker: | WTW | Security ID: | 948626106 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Linda Huett |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Sam K. Reed |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Philippe J. Amouyal |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
104
WILLIS GROUP HOLDINGS LTD
Ticker: | WSH | Security ID: | G96655108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William W. Bradley |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph A. Califano, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James R. Fisher |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Perry Golkin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Paul M. Hazen |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Wendy E. Lane |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James F. Mccann |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Scott C. Nuttall |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Joseph J. Plumeri |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Douglas B. Roberts |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Clifford L. Alexander, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank A. Bennack, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard L. Carrion |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert Essner |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John D. Feerick |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert Langer |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John P. Mascotte |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Mary Lake Polan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Ivan G. Seidenberg |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John R. Torell III |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
4 |
| Amend Animal Testing Policy |
| Against |
| Against |
| Shareholder |
|
105
YUM BRANDS, INC.
Ticker: | YUM | Security ID: | 988498101 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert Holland, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David C. Novak |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jackie Trujillo |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Adopt Smoke-Free Restaurant Policy |
| Against |
| Against |
| Shareholder |
|
5 |
| Prepare a Sustainability Report |
| Against |
| Against |
| Shareholder |
|
6 |
| Adopt MacBride Principles |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Genetically Modified Organisms (GMO) |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Animal Welfare Standards |
| Against |
| Against |
| Shareholder |
|
TAX AWARE LARGE CAP VALUE FUND
ACCENTURE LTD.
Ticker: | ACN | Security ID: | G1150G111 |
Meeting Date: | FEB 5, 2004 | Meeting Type: | Annual |
Record Date: | DEC 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Dennis F. Hightower |
| FOR |
| FOR |
| Management |
|
1.02 |
| Elect Director William L. Kimsey |
| FOR |
| FOR |
| Management |
|
1.03 |
| Elect Director Robert I. Lipp |
| FOR |
| FOR |
| Management |
|
1.04 |
| Elect Director Wulf Von Schinnelmann |
| FOR |
| FOR |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| FOR |
| Management |
|
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | FEB 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Alain J.P. Belda |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Carlos Ghosn |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Henry B. Schacht |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Franklin A. Thomas |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| FOR |
| Did Not Vote |
| Management |
|
3A |
| Report on Pay Disparity |
| AGAINST |
| Did Not Vote |
| Management |
|
3B |
| Severance Plan (Change-in-Control) |
| AGAINST |
| Did Not Vote |
| Management |
|
106
ALTRIA GROUP, INC.
Ticker: | MO | Security ID: | 02209S103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Elizabeth E. Bailey |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Mathis Cabiallavetta |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Louis C. Camilleri |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director J. Dudley Fishburn |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director Robert E. R. Huntley |
| FOR |
| Did Not Vote |
| Management |
|
1.06 |
| Elect Director Thomas W. Jones |
| FOR |
| Did Not Vote |
| Management |
|
1.07 |
| Elect Director Lucio A. Noto |
| FOR |
| Did Not Vote |
| Management |
|
1.08 |
| Elect Director John S. Reed |
| FOR |
| Did Not Vote |
| Management |
|
1.09 |
| Elect Director Carlos Slim Helu |
| FOR |
| Did Not Vote |
| Management |
|
1.10 |
| Elect Director Stephen M. Wolf |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Report on Product Warnings for Pregnant Women |
| AGAINST |
| Did Not Vote |
| Management |
|
4 |
| Health Risks Associated with Cigarette Filters |
| AGAINST |
| Did Not Vote |
| Management |
|
5 |
| Political Contributions/Activities |
| AGAINST |
| Did Not Vote |
| Management |
|
6 |
| End Use of Light & Ultra Light in Cigarette Market |
| AGAINST |
| Did Not Vote |
| Management |
|
7 |
| Canadian Style Warnings on Cigarette Pack |
| AGAINST |
| Did Not Vote |
| Management |
|
8 |
| Separate Chairman and CEO Positions |
| AGAINST |
| Did Not Vote |
| Management |
|
AMBAC FINANCIAL GROUP INC.
Ticker: | ABK | Security ID: | 023139108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Phillip B. Lassiter |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Michael A. Callen |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Renso L. Caporali |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Jill M. Considine |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director Richard Dulude |
| FOR |
| Did Not Vote |
| Management |
|
1.06 |
| Elect Director Robert J. Genader |
| FOR |
| Did Not Vote |
| Management |
|
1.07 |
| Elect Director W. Grant Gregory |
| FOR |
| Did Not Vote |
| Management |
|
1.08 |
| Elect Director Laura S. Unger |
| FOR |
| Did Not Vote |
| Management |
|
1.09 |
| Elect Director Henry D. G. Wallace |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Increase Authorized Common Stock |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Amend Non-Employee Director Omnibus Plan |
| FOR |
| Did Not Vote |
| Management |
|
4 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
107
AMERICAN STANDARD COMPANIES, INC.
Ticker: | ASD | Security ID: | 029712106 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Steven E. Anderson |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director James F. Hardymon |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Ruth Ann Marshall |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Increase Authorized Common Stock |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
ANADARKO PETROLEUM CORP.
Ticker: | APC | Security ID: | 032511107 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Larry Barcus |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director James L. Bryan |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director James T. Hackett |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| Did Not Vote |
| Management |
|
3 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
4 |
| Report on Greenhouse Gas Emissions |
| Against |
| Did Not Vote |
| Shareholder |
|
108
BAKER HUGHES INC.
Ticker: | BHI | Security ID: | 057224107 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Edward P. Djerejian |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director H. John Riley, Jr. |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Charles L. Watson |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Declassify the Board of Directors |
| AGAINST |
| Did Not Vote |
| Management |
|
4 |
| Shareholder Rights Plan (Poison Pill) |
| AGAINST |
| Did Not Vote |
| Management |
|
BANK OF AMERICA CORPORATION
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Consent |
Record Date: | JAN 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adoption of Mercer Agreement |
| FOR |
| FOR |
| Management |
|
2 |
| Adoption of BOA’s Amended Stock Plan |
| FOR |
| FOR |
| Management |
|
3 |
| Adoption of amendment to increase number of shares |
| FOR |
| FOR |
| Management |
|
4 |
| Approval to Adjourn meeting to solicit add’l proxies |
| FOR |
| FOR |
| Management |
|
BOWATER
Ticker: | BOW | Security ID: | 102183100 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Arnold M. Nemirow |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Arthur R. Sawchuk |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Gordon D. Giffin |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Douglas A. Pertz |
| FOR |
| Did Not Vote |
| Management |
|
109
CHEVRONTEXACO CORP.
Ticker: | CVX | Security ID: | 166764100 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Samuel H. Armacost |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Samuel H. Armacost |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Robert J. Eaton |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Sam Ginn |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director Carla Anderson Hills |
| FOR |
| Did Not Vote |
| Management |
|
1.06 |
| Elect Director Franklyn G. Jenifer |
| FOR |
| Did Not Vote |
| Management |
|
1.07 |
| Elect Director J. Bennett Johnston |
| FOR |
| Did Not Vote |
| Management |
|
1.08 |
| Elect Director Sam Nunn |
| FOR |
| Did Not Vote |
| Management |
|
1.09 |
| Elect Director David J. O’Reilly |
| FOR |
| Did Not Vote |
| Management |
|
1.10 |
| Elect Director Peter J. Robertson |
| FOR |
| Did Not Vote |
| Management |
|
1.11 |
| Elect Director Charles R. Shoemate |
| FOR |
| Did Not Vote |
| Management |
|
1.12 |
| Elect Director Carl Ware |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Adopt Shareholder Rights Plan (Poison Pill) Policy |
| FOR |
| Did Not Vote |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| FOR |
| Did Not Vote |
| Management |
|
5 |
| Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| AGAINST |
| Did Not Vote |
| Management |
|
6 |
| Political Contributions/Activities |
| AGAINST |
| Did Not Vote |
| Management |
|
7 |
| Affirmative Vote of a Majority of the Shares to Elect Directors |
| AGAINST |
| Did Not Vote |
| Management |
|
8 |
| Report on Health and Environmental Initiatives in Ecuador |
| AGAINST |
| Did Not Vote |
| Management |
|
9 |
| Report on Renewable Energy |
| AGAINST |
| Did Not Vote |
| Management |
|
CIT GROUP INC
Ticker: | CIT | Security ID: | 125581108 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Albert R. Gamper, Jr. |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director Gary C. Butler |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director William A. Farlinger |
| For |
| Did Not Vote |
| Management |
|
1.4 |
| Elect Director William M. Freeman |
| For |
| Did Not Vote |
| Management |
|
1.5 |
| Elect Director Hon. Thomas H. Kean |
| For |
| Did Not Vote |
| Management |
|
1.6 |
| Elect Director Edward J. Kelly, III |
| For |
| Did Not Vote |
| Management |
|
1.7 |
| Elect Director Marianne Miller Parrs |
| For |
| Did Not Vote |
| Management |
|
1.8 |
| Elect Director Jeffrey M. Peek |
| For |
| Did Not Vote |
| Management |
|
1.9 |
| Elect Director John R. Ryan |
| For |
| Did Not Vote |
| Management |
|
1.10 |
| Elect Director Peter J. Tobin |
| For |
| Did Not Vote |
| Management |
|
1.11 |
| Elect Director Lois M. Van Deusen |
| For |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Other Business |
| For |
| Did Not Vote |
| Management |
|
110
CITIGROUP INC.
Ticker: | C | Security ID: | 107962101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director C. Michael Armstrong |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Alain J.P. Belda |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director George David |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Kenneth T. Derr |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director John M. Deutch |
| FOR |
| Did Not Vote |
| Management |
|
1.06 |
| Elect Director Roberto Hernandez Ramirez |
| FOR |
| Did Not Vote |
| Management |
|
1.07 |
| Elect Director Ann Dibble Jordan |
| FOR |
| Did Not Vote |
| Management |
|
1.08 |
| Elect Director Dudley C. Mecum |
| FOR |
| Did Not Vote |
| Management |
|
1.09 |
| Elect Director Richard D. Parsons |
| FOR |
| Did Not Vote |
| Management |
|
1.10 |
| Elect Director Andrall E. Pearson |
| FOR |
| Did Not Vote |
| Management |
|
1.11 |
| Elect Director Charles Prince |
| FOR |
| Did Not Vote |
| Management |
|
1.12 |
| Elect Director Robert E. Rubin |
| FOR |
| Did Not Vote |
| Management |
|
1.13 |
| Elect Director Franklin A. Thomas |
| FOR |
| Did Not Vote |
| Management |
|
1.14 |
| Elect Director Sanford I. Weill |
| FOR |
| Did Not Vote |
| Management |
|
1.15 |
| Elect Director Robert B. Willumstad |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Limit Executive Compensation |
| AGAINST |
| Did Not Vote |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| AGAINST |
| Did Not Vote |
| Management |
|
5 |
| Prohibit Awards to Executives |
| AGAINST |
| Did Not Vote |
| Management |
|
6 |
| Separate Chairman and CEO Positions |
| AGAINST |
| Did Not Vote |
| Management |
|
111
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director David L. Boren |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director James E. Copeland, Jr. |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Kenneth M. Duberstein |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Ruth R. Harkin |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director William R. Rhodes |
| FOR |
| Did Not Vote |
| Management |
|
1.06 |
| Elect Director J. Stapleton Roy |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| FOR |
| Did Not Vote |
| Management |
|
4 |
| Limit Executive Compensation |
| AGAINST |
| Did Not Vote |
| Management |
|
5 |
| Limit Executive Compensation |
| AGAINST |
| Did Not Vote |
| Management |
|
6 |
| ANWR Drilling |
| AGAINST |
| Did Not Vote |
| Management |
|
CONSOLIDATED EDISON, INC.
Ticker: | ED | Security ID: | 209115104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Vincent A. Calarco |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director George Campbell, Jr. |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director Gordon J. Davis |
| For |
| Did Not Vote |
| Management |
|
1.4 |
| Elect Director Michael J. Del Giudice |
| For |
| Did Not Vote |
| Management |
|
1.5 |
| Elect Director Joan S. Freilich |
| For |
| Did Not Vote |
| Management |
|
1.6 |
| Elect Director Ellen V. Futter |
| For |
| Did Not Vote |
| Management |
|
1.7 |
| Elect Director Sally Hernandez-Pinero |
| For |
| Did Not Vote |
| Management |
|
1.8 |
| Elect Director Peter W. Likins |
| For |
| Did Not Vote |
| Management |
|
1.9 |
| Elect Director Eugene R. McGrath |
| For |
| Did Not Vote |
| Management |
|
1.10 |
| Elect Director Frederic V. Salerno |
| For |
| Did Not Vote |
| Management |
|
1.11 |
| Elect Director Stephen R. Volk |
| For |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Employee Stock Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
4 |
| Increase Disclosure of Executive Compensation |
| Against |
| Did Not Vote |
| Shareholder |
|
112
CVS CORPORATION
Ticker: | CVS | Security ID: | 126650100 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director W. Don Cornwell |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Thomas P. Gerrity |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Stanley P. Goldstein |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Marian L. Heard |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director William H. Joyce |
| FOR |
| Did Not Vote |
| Management |
|
1.06 |
| Elect Director Terry R. Lautenbach |
| FOR |
| Did Not Vote |
| Management |
|
1.07 |
| Elect Director Terrence Murray |
| FOR |
| Did Not Vote |
| Management |
|
1.08 |
| Elect Director Sheli Z. Rosenberg |
| FOR |
| Did Not Vote |
| Management |
|
1.09 |
| Elect Director Thomas M. Ryan |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
4 |
| Limit Executive Compensation |
| FOR |
| Did Not Vote |
| Management |
|
FEDERAL HOME LOAN CORPORATION
Ticker: | FRE | Security ID: | 313400301 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 28, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Joan E. Donoghue |
| FOR |
| FOR |
| Management |
|
1.02 |
| Elect Director Michelle Engler |
| FOR |
| FOR |
| Management |
|
1.03 |
| Elect Director Richard Karl Goeltz |
| FOR |
| FOR |
| Management |
|
1.04 |
| Elect Director George D. Gould |
| FOR |
| FOR |
| Management |
|
1.05 |
| Elect Director Henry Kaufman |
| FOR |
| FOR |
| Management |
|
1.06 |
| Elect Director John B. McCoy |
| FOR |
| FOR |
| Management |
|
1.07 |
| Elect Director Shaun F. O’Malley |
| FOR |
| FOR |
| Management |
|
1.08 |
| Elect Director Ronald F. Poe |
| FOR |
| FOR |
| Management |
|
1.09 |
| Elect Director Stephen A. Ross |
| FOR |
| FOR |
| Management |
|
1.10 |
| Elect Director Donald J. Schuenke |
| FOR |
| FOR |
| Management |
|
1.11 |
| Elect Director Christina Seix |
| FOR |
| FOR |
| Management |
|
1.12 |
| Elect Director Richard F. Syron |
| FOR |
| FOR |
| Management |
|
1.13 |
| Elect Director William J. Turner |
| FOR |
| FOR |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| FOR |
| Management |
|
113
GANNETT CO., INC.
Ticker: | GCI | Security ID: | 364730101 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director James A. Johnson |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Douglas H. McCorkindale |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Stephen P. Munn |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| FOR |
| Did Not Vote |
| Management |
|
4 |
| Limit Executive Compensation |
| AGAINST |
| Did Not Vote |
| Management |
|
HEWLETT-PACKARD COMPANY
Ticker: | HPQ | Security ID: | 428236103 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Annual |
Record Date: | JAN 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director L.T. Babbio, Jr. |
| FOR |
| FOR |
| Management |
|
1.02 |
| Elect Director P.C. Dunn |
| FOR |
| FOR |
| Management |
|
1.03 |
| Elect Director C.S. Fiorina |
| FOR |
| FOR |
| Management |
|
1.04 |
| Elect Director R.A. Hackborn |
| FOR |
| FOR |
| Management |
|
1.05 |
| Elect Director G.A. Keyworth II |
| FOR |
| FOR |
| Management |
|
1.06 |
| Elect Director R.E. Knowling, Jr. |
| FOR |
| FOR |
| Management |
|
1.07 |
| Elect Director S.N. Litvack |
| FOR |
| FOR |
| Management |
|
1.08 |
| Elect Director R.L. Ryan |
| FOR |
| FOR |
| Management |
|
1.09 |
| Elect Director L.S. Salhany |
| FOR |
| FOR |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| FOR |
| Management |
|
3 |
| Approve HP 2004 Stock Incentive Plan |
| FOR |
| FOR |
| Management |
|
4 |
| Stock Option Expensing Proposal |
| AGAINST |
| AGAINST |
| Management |
|
114
HONEYWELL INTERNATIONAL, INC.
Ticker: | HON | Security ID: | 438516106 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director James J. Howard |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Bruce Karatz |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Russell E. Palmer |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Ivan G. Seidenberg |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director Eric K. Shinseki |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Declassify the Board of Directors |
| AGAINST |
| Did Not Vote |
| Management |
|
4 |
| Amend Vote Requirements to Amend Articles/Bylaws/Charter |
| AGAINST |
| Did Not Vote |
| Management |
|
5 |
| Severance Agreement (Change-in-Control) |
| AGAINST |
| Did Not Vote |
| Management |
|
6 |
| Report on Pay Disparity |
| AGAINST |
| Did Not Vote |
| Management |
|
7 |
| Provide for Cumulative Voting |
| AGAINST |
| Did Not Vote |
| Management |
|
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: | IBM | Security ID: | 459200101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director C. Black |
| FOR |
| FOR |
| Management |
|
1.02 |
| Elect Director K.I. Chenault |
| FOR |
| FOR |
| Management |
|
1.03 |
| Elect Director C. Ghosn |
| FOR |
| FOR |
| Management |
|
1.04 |
| Elect Director N.O. Keohane |
| FOR |
| FOR |
| Management |
|
1.05 |
| Elect Director C.F. Knight |
| FOR |
| FOR |
| Management |
|
1.06 |
| Elect Director L.A. Moto |
| FOR |
| FOR |
| Management |
|
1.07 |
| Elect Director S.J. Palmisano |
| FOR |
| FOR |
| Management |
|
1.08 |
| Elect Director J.B. Slaughter |
| FOR |
| FOR |
| Management |
|
1.09 |
| Elect Director J.E. Spero |
| FOR |
| FOR |
| Management |
|
1.10 |
| Elect Director S. Taurel |
| FOR |
| FOR |
| Management |
|
1.11 |
| Elect Director C.M. Vest |
| FOR |
| FOR |
| Management |
|
1.12 |
| Elect Director L.H. Zambrano |
| FOR |
| FOR |
| Management |
|
2 |
| Ratify Accountants |
| FOR |
| FOR |
| Management |
|
3 |
| Ratify Consultants |
| FOR |
| FOR |
| Management |
|
4 |
| Approve Long-Term Incentive Performance Terms (Executives) |
| FOR |
| FOR |
| Management |
|
5 |
| Cumulative Voting |
| AGAINST |
| FOR |
| Management |
|
6 |
| Pension and Retirement Medical |
| AGAINST |
| AGAINST |
| Management |
|
7 |
| Executive Compensation |
| AGAINST |
| FOR |
| Management |
|
8 |
| Expensing Stock Options |
| AGAINST |
| AGAINST |
| Management |
|
9 |
| Disclosure of Executive Compensation |
| AGAINST |
| AGAINST |
| Management |
|
10 |
| China Business Principles |
| AGAINST |
| AGAINST |
| Management |
|
11 |
| Political Contributions |
| AGAINST |
| AGAINST |
| Management |
|
12 |
| Review Executive Compensation Policies |
| AGAINST |
| AGAINST |
| Management |
|
115
JANUS CAPITAL GROUP INC.
Ticker: | JNS | Security ID: | 47102X105 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director G. Andrew Cox |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director James P. Craig, III |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director Deborah R. Gatzek |
| For |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Gerard N. Burrow |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Mary S. Coleman |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director James G. Cullen |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Robert J. Darretta |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director M. Judah Folkman |
| FOR |
| Did Not Vote |
| Management |
|
1.06 |
| Elect Director Ann D. Jordan |
| FOR |
| Did Not Vote |
| Management |
|
1.07 |
| Elect Director Arnold G. Langbo |
| FOR |
| Did Not Vote |
| Management |
|
1.08 |
| Elect Director Susan L. Lindquist |
| FOR |
| Did Not Vote |
| Management |
|
1.09 |
| Elect Director Leo F. Mullin |
| FOR |
| Did Not Vote |
| Management |
|
1.10 |
| Elect Director Steven S Reinemund |
| FOR |
| Did Not Vote |
| Management |
|
1.11 |
| Elect Director David Satcher |
| FOR |
| Did Not Vote |
| Management |
|
1.12 |
| Elect Director Henry B. Schacht |
| FOR |
| Did Not Vote |
| Management |
|
1.13 |
| Elect Director William C. Weldon |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Cease Charitable Contributions |
| AGAINST |
| Did Not Vote |
| Management |
|
116
JOHNSON CONTROLS, INC.
Ticker: | JCI | Security ID: | 478366107 |
Meeting Date: | JAN 28, 2004 | Meeting Type: | Annual |
Record Date: | NOV 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Robert L. Barnett |
| FOR |
| FOR |
| Management |
|
1.02 |
| Elect Director Willie D. Davis |
| FOR |
| FOR |
| Management |
|
1.03 |
| Elect Director Jeffrey A. Joerres |
| FOR |
| FOR |
| Management |
|
1.04 |
| Elect Director Richard F. Teerlink |
| FOR |
| FOR |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| FOR |
| Management |
|
3 |
| Ratify Long-Term Performance Plan |
| FOR |
| FOR |
| Management |
|
4 |
| Ratify Executive Incentive Compensation Plan |
| FOR |
| FOR |
| Management |
|
5 |
| Ratify the 2003 Stock Plan for outside directors |
| FOR |
| FOR |
| Management |
|
6 |
| Approve 2001 Restricted Stock Plan Amendment |
| FOR |
| FOR |
| Management |
|
KRAFT FOODS INC.
Ticker: | KFT | Security ID: | 50075N104 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Louis C. Canilleri |
| FOR |
| WITHHOLD |
| Management |
|
1.02 |
| Elect Director Roger K. Deronedi |
| FOR |
| WITHHOLD |
| Management |
|
1.03 |
| Elect Director Dinyar S. Devitre |
| FOR |
| WITHHOLD |
| Management |
|
1.04 |
| Elect Director W. James Farrell |
| FOR |
| FOR |
| Management |
|
1.05 |
| Elect Director Betsy D. Holden |
| FOR |
| WITHHOLD |
| Management |
|
1.06 |
| Elect Director John C. Pope |
| FOR |
| FOR |
| Management |
|
1.07 |
| Elect Director Mary L. Schapiro |
| FOR |
| FOR |
| Management |
|
1.08 |
| Elect Director Charles R. Wall |
| FOR |
| WITHHOLD |
| Management |
|
1.09 |
| Elect Director Deborah C. Wright |
| FOR |
| FOR |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| FOR |
| Management |
|
LIBERTY MEDIA CORP.
Ticker: | L | Security ID: | 530718105 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert R. Bennett |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Paul A. Gould |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John C. Malone |
| For |
| Withhold |
| Management |
|
2 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MERRILL LYNCH & CO., INC.
Ticker: | MER | Security ID: | 590188108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director David K. Newbigging |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Joseph W. Prueher |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| AGAINST |
| Did Not Vote |
| Management |
|
4 |
| Separate Chairman and CEO Positions |
| AGAINST |
| Did Not Vote |
| Management |
|
117
PPL CORP.
Ticker: | PPL | Security ID: | 69351T106 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director William F. Hecht |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Stuart Heydt |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director W. Keith Smith |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
PRAXAIR, INC.
Ticker: | PX | Security ID: | 74005P104 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Alejandro Achaval |
| FOR |
| FOR |
| Management |
|
1.02 |
| Elect Director Ronald L. Kuehn, Jr. |
| FOR |
| FOR |
| Management |
|
1.03 |
| Elect Director H. Mitchell Watson, Jr. |
| FOR |
| FOR |
| Management |
|
2 |
| Proposal to amend Long Term Incentive Plan |
| FOR |
| FOR |
| Management |
|
3 |
| Proposal to amend Certificate of Incorporation |
| FOR |
| FOR |
| Management |
|
4 |
| Proposal to approve Stockholders Protection Rights Agreement |
| FOR |
| FOR |
| Management |
|
RAYTHEON CO.
Ticker: | RTN | Security ID: | 755111507 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director John M. Deutch |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Michael C. Ruettgers |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director William R. Spivey |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director William H. Swanson |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director Linda G. Stuntz |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Develop Ethical Criteria for Military Contracts |
| AGAINST |
| Did Not Vote |
| Management |
|
4 |
| Shareholder Rights Plan (Poison Pill) |
| AGAINST |
| Did Not Vote |
| Management |
|
5 |
| Declassify the Board of Directors |
| AGAINST |
| Did Not Vote |
| Management |
|
6 |
| Implement MacBride Principles |
| AGAINST |
| Did Not Vote |
| Management |
|
7 |
| Expense Stock Options |
| AGAINST |
| Did Not Vote |
| Management |
|
8 |
| Submit Executive Pension Benefit to Vote |
| AGAINST |
| Did Not Vote |
| Management |
|
9 |
| Limit Executive Compensation |
| AGAINST |
| Did Not Vote |
| Management |
|
118
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director James E. Barnes |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director James A. Henderson |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director John B. McCoy |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director S. Donley Ritchey |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director Joyce M. Roche |
| FOR |
| Did Not Vote |
| Management |
|
1.06 |
| Elect Director Patricia P. Upton |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Amend Bylaws |
| FOR |
| Did Not Vote |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| AGAINST |
| Did Not Vote |
| Management |
|
5 |
| Change Size of Board of Directors |
| AGAINST |
| Did Not Vote |
| Management |
|
SCHERING-PLOUGH CORPORATION
Ticker: | SGP | Security ID: | 806605101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Fred Hassan |
| FOR |
| FOR |
| Management |
|
1.02 |
| Elect Director Philip Leder, M.D. |
| FOR |
| FOR |
| Management |
|
1.03 |
| Elect Director Eugene R. McGrath |
| FOR |
| FOR |
| Management |
|
1.04 |
| Elect Director Richard De J. Osbourne |
| FOR |
| FOR |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| FOR |
| Management |
|
3 |
| Approval of Operations Management Team Incentives Plan |
| FOR |
| FOR |
| Management |
|
119
SMURFIT-STONE CONTAINER CORP.
Ticker: | SSCC | Security ID: | 832727101 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director James R. Boris |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Alan E. Goldberg |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director William T. Lynch, Jr. |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Patrick J. Moore |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director James J. O’Connor |
| FOR |
| Did Not Vote |
| Management |
|
1.06 |
| Elect Director Jerry K. Pearlman |
| FOR |
| Did Not Vote |
| Management |
|
1.07 |
| Elect Director Thomas A. Reynolds, III |
| FOR |
| Did Not Vote |
| Management |
|
1.08 |
| Elect Director William D. Smithburg |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| FOR |
| Did Not Vote |
| Management |
|
4 |
| Approve Deferred Compensation Plan |
| FOR |
| Did Not Vote |
| Management |
|
5 |
| Submit Executive Compensation to Vote |
| AGAINST |
| Did Not Vote |
| Management |
|
THE BANK OF NEW YORK COMPANY, INC.
Ticker: | BK | Security ID: | 064057102 |
Meeting Date: | APR 13, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Mr. Biondi |
| FOR |
| FOR |
| Management |
|
1.02 |
| Elect Director Mr. Donofrio |
| FOR |
| FOR |
| Management |
|
1.03 |
| Elect Director Mr. Griffith |
| FOR |
| FOR |
| Management |
|
1.04 |
| Elect Director Mr. Hassell |
| FOR |
| FOR |
| Management |
|
1.05 |
| Elect Director Mr. Kogan |
| FOR |
| FOR |
| Management |
|
1.06 |
| Elect Director Mr. Komalski |
| FOR |
| FOR |
| Management |
|
1.07 |
| Elect Director Mr. Luke |
| FOR |
| FOR |
| Management |
|
1.08 |
| Elect Director Mr. Malone |
| FOR |
| FOR |
| Management |
|
1.09 |
| Elect Director Mr. Myners |
| FOR |
| FOR |
| Management |
|
1.10 |
| Elect Director Mr. Pozen |
| FOR |
| FOR |
| Management |
|
1.11 |
| Elect Director Mr. Rein |
| FOR |
| FOR |
| Management |
|
1.12 |
| Elect Director Mr. Renyi |
| FOR |
| FOR |
| Management |
|
1.13 |
| Elect Director Mr. Richardson |
| FOR |
| FOR |
| Management |
|
1.14 |
| Elect Director Mr. Roberts |
| FOR |
| FOR |
| Management |
|
1.15 |
| Elect Director Mr. Scott |
| FOR |
| FOR |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| FOR |
| Management |
|
3 |
| Approve Amendment to 2004 Mgmt. Incentive Comp. Plan |
| FOR |
| FOR |
| Management |
|
4 |
| Political Contributions |
| AGAINST |
| AGAINST |
| Management |
|
5 |
| Executive Compensation |
| AGAINST |
| AGAINST |
| Management |
|
6 |
| Composition of the Risk Committee |
| AGAINST |
| AGAINST |
| Management |
|
7 |
| Company’s Rights Paln |
| AGAINST |
| FOR |
| Management |
|
120
THE BLACKER & DECKER CORPORATION
Ticker: | BDK | Security ID: | 091797100 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director N.D. Archibald |
| FOR |
| FOR |
| Management |
|
1.02 |
| Elect Director N.R. Augustine |
| FOR |
| FOR |
| Management |
|
1.03 |
| Elect Director B.L. Bomles |
| FOR |
| FOR |
| Management |
|
1.04 |
| Elect Director N.A. Burns |
| FOR |
| FOR |
| Management |
|
1.05 |
| Elect Director K.B. Clark |
| FOR |
| FOR |
| Management |
|
1.06 |
| Elect Director N.A. Fernandez |
| FOR |
| FOR |
| Management |
|
1.07 |
| Elect Director B.H. Grishold, IV |
| FOR |
| FOR |
| Management |
|
1.08 |
| Elect Director A. Luiso |
| FOR |
| FOR |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| FOR |
| Management |
|
3 |
| Approve 2004 Restricted Stock Plan |
| FOR |
| FOR |
| Management |
|
4 |
| Stockholder proposal |
| AGAINST |
| AGAINST |
| Management |
|
THE GOLDMAN SACHS GROUP, INC.
Ticker: | GS | Security ID: | 38141G104 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Lloyd C. Blankfein |
| FOR |
| FOR |
| Management |
|
1.02 |
| Elect Director LD Browne of Madingley |
| FOR |
| FOR |
| Management |
|
1.03 |
| Elect Director Claes Dahlback |
| FOR |
| FOR |
| Management |
|
1.04 |
| Elect Director James A. Johnson |
| FOR |
| FOR |
| Management |
|
1.05 |
| Elect Director Lois D. Juliber |
| FOR |
| FOR |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| FOR |
| Management |
|
3 |
| Annual election of Directors to Board of Directors |
| AGAINST |
| FOR |
| Management |
|
121
THE PROCTER & GAMBLE COMPANY
Ticker: | PG | Security ID: | 742718109 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: | AUG 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Norman R. Augustine |
| FOR |
| FOR |
| Management |
|
1.02 |
| Elect Director A.G. Lafley |
| FOR |
| FOR |
| Management |
|
1.03 |
| Elect Director Johnathan A. Rodgers |
| FOR |
| FOR |
| Management |
|
1.04 |
| Elect Director John F. Smith, Jr. |
| FOR |
| FOR |
| Management |
|
1.05 |
| Elect Director Mararet C. Whitman |
| FOR |
| FOR |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| FOR |
| Management |
|
3 |
| Approve Non-employee Directors Stock Plan |
| FOR |
| FOR |
| Management |
|
4 |
| Board of Directors’ Terms |
| AGAINST |
| FOR |
| Management |
|
5 |
| Label Genetically engineered foods |
| AGAINST |
| AGAINST |
| Management |
|
THE TIMKEN CO.
Ticker: | TKR | Security ID: | 887389104 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director James W. Griffith |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Jerry J. Jasinowski |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director John A. Luke, Jr. |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Frank C. Sullivan |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director Ward J. Timken |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| FOR |
| Did Not Vote |
| Management |
|
TORCHMARK CORP.
Ticker: | TMK | Security ID: | 891027104 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Charles E. Adair |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Joseph M. Farley |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director C. B. Hudson |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Joseph L. Lanier, Jr. |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director R. K. Richey |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Limit Executive Compensation |
| AGAINST |
| Did Not Vote |
| Management |
|
4 |
| Divest Investments in Tobacco Companies |
| AGAINST |
| Did Not Vote |
| Management |
|
122
TYCO INTERNATIONAL LTD.
Ticker: | TYC | Security ID: | 902124106 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Dennis C. Blair |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Edward D. Breen |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director George W. Buckley |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Brian Duperreault |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director Bruce S. Gordon |
| FOR |
| Did Not Vote |
| Management |
|
1.06 |
| Elect Director John A. Krol |
| FOR |
| Did Not Vote |
| Management |
|
1.07 |
| Elect Director Mackey J. Mcdonald |
| FOR |
| Did Not Vote |
| Management |
|
1.08 |
| Elect Director H. Carl Mccall |
| FOR |
| Did Not Vote |
| Management |
|
1.09 |
| Elect Director Brendan R. O’Neill |
| FOR |
| Did Not Vote |
| Management |
|
1.10 |
| Elect Director Sandra S. Wijnberg |
| FOR |
| Did Not Vote |
| Management |
|
1.11 |
| Elect Director Jerome B. York |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Adoption of amended & restated by-laws |
| FOR |
| Did Not Vote |
| Management |
|
4 |
| Approval of TYCO 2004 stock & incentive plan |
| FOR |
| Did Not Vote |
| Management |
|
5 |
| Environment Reporting |
| FOR |
| Did Not Vote |
| Management |
|
6 |
| Change TYCO Jurisdiction of incorporation from Bermuda to US |
| AGAINST |
| Did Not Vote |
| Management |
|
7 |
| Common Sense Executive Compensation |
| AGAINST |
| Did Not Vote |
| Management |
|
U.S. BANCORP
Ticker: | USB | Security ID: | 902973304 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Victoria Buyniski Gluckman |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Arthur D. Collins, Jr. |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Jerry W. Levin |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Thomas E. Petry |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director Richard G. Reiten |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Limit Executive Compensation |
| AGAINST |
| Did Not Vote |
| Management |
|
4 |
| Submit Executive Compensation to Vote |
| AGAINST |
| Did Not Vote |
| Management |
|
5 |
| Amend Vote Requirements to Amend Articles/Bylaws/Charter |
| AGAINST |
| Did Not Vote |
| Management |
|
123
VERIZON COMMUNICATIONS
Ticker: | VZ | Security ID: | 92343V104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director James R. Barker |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Richard L. Carrion |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Robert W. Lane |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Sandra O. Moose |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director Joseph Neubauer |
| FOR |
| Did Not Vote |
| Management |
|
1.06 |
| Elect Director Thomas H. O’Brien |
| FOR |
| Did Not Vote |
| Management |
|
1.07 |
| Elect Director Hugh B. Price |
| FOR |
| Did Not Vote |
| Management |
|
1.08 |
| Elect Director Ivan G. Seidenberg |
| FOR |
| Did Not Vote |
| Management |
|
1.09 |
| Elect Director Walter V. Shipley |
| FOR |
| Did Not Vote |
| Management |
|
1.10 |
| Elect Director John R. Stafford |
| FOR |
| Did Not Vote |
| Management |
|
1.11 |
| Elect Director Robert D. Storey |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| AGAINST |
| Did Not Vote |
| Management |
|
4 |
| Require Majority of Independent Directors on Board |
| AGAINST |
| Did Not Vote |
| Management |
|
5 |
| Separate Chairman and CEO Positions |
| AGAINST |
| Did Not Vote |
| Management |
|
6 |
| Shareholder Rights Plan (Poison Pill) |
| AGAINST |
| Did Not Vote |
| Management |
|
7 |
| Submit Executive Compensation to Vote |
| AGAINST |
| Did Not Vote |
| Management |
|
8 |
| Prohibit Awards to Executives |
| AGAINST |
| Did Not Vote |
| Management |
|
9 |
| Stock Option Distribution by Race and Gender |
| AGAINST |
| Did Not Vote |
| Management |
|
10 |
| Report on Political Contributions/Activities |
| AGAINST |
| Did Not Vote |
| Management |
|
11 |
| Cease Charitable Contributions |
| AGAINST |
| Did Not Vote |
| Management |
|
124
WACHOVIA CORP.
Ticker: | WB | Security ID: | 929903102 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director James S. Balloun |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director John T. Casteen, III |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Joseph Neubauer |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Lanty L. Smith |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director Dona Davis Young |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Require Two Candidates for Each Board Seat |
| AGAINST |
| Did Not Vote |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| AGAINST |
| Did Not Vote |
| Management |
|
5 |
| Separate Chairman and CEO Positions |
| AGAINST |
| Did Not Vote |
| Management |
|
WASHINGTON MUTUAL, INC.
Ticker: | WM | Security ID: | 939322103 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Anne V. Farrell |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Stephen E. Frank |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Margaret Osmer Mcquade |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director William D. Schulte |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Limit Executive Compensation |
| AGAINST |
| Did Not Vote |
| Management |
|
125
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director J.A. Blanchard III |
| FOR |
| FOR |
| Management |
|
1.02 |
| Elect Director Susan E. Engel |
| FOR |
| FOR |
| Management |
|
1.03 |
| Elect Director Enrique Hernandez, Jr. |
| FOR |
| FOR |
| Management |
|
1.04 |
| Elect Director Robert L. Joss |
| FOR |
| FOR |
| Management |
|
1.05 |
| Elect Director Reatha Clark King |
| FOR |
| FOR |
| Management |
|
1.06 |
| Elect Director Richard M. Kovacevich |
| FOR |
| FOR |
| Management |
|
1.07 |
| Elect Director Richard D. McCormick |
| FOR |
| FOR |
| Management |
|
1.08 |
| Elect Director Cynthia H. Milligan |
| FOR |
| FOR |
| Management |
|
1.09 |
| Elect Director Philip J. Quigley |
| FOR |
| FOR |
| Management |
|
1.10 |
| Elect Director Donald B. Rice |
| FOR |
| WITHHOLD |
| Management |
|
1.11 |
| Elect Director Judith M. Runstad |
| FOR |
| WITHHOLD |
| Management |
|
1.12 |
| Elect Director Stephen W. Sanger |
| FOR |
| FOR |
| Management |
|
1.13 |
| Elect Director Susan G. Swenson |
| FOR |
| FOR |
| Management |
|
1.14 |
| Elect Director Michael W. Wright |
| FOR |
| WITHHOLD |
| Management |
|
2 |
| Approve Supplemental 401(K) Plan |
| FOR |
| AGAINST |
| Management |
|
3 |
| Ratify Auditors |
| FOR |
| FOR |
| Management |
|
4 |
| Expensing Stock Options |
| AGAINST |
| FOR |
| Management |
|
5 |
| Restricted Stock |
| AGAINST |
| AGAINST |
| Management |
|
6 |
| Executive Compensation and Preporatory Lending |
| AGAINST |
| AGAINST |
| Management |
|
7 |
| Political Contributions |
| AGAINST |
| AGAINST |
| Management |
|
WILLIS GROUP HOLDINGS LTD.
Ticker: | WSH | Security ID: | G96655108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director William W. Bradley |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Joseph A. Califano, Jr. |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director James R. Fisher |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Perry Golkin |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director Paul M. Hazen |
| FOR |
| Did Not Vote |
| Management |
|
1.06 |
| Elect Director Wendy E. Lane |
| FOR |
| Did Not Vote |
| Management |
|
1.07 |
| Elect Director James F. Mccann |
| FOR |
| Did Not Vote |
| Management |
|
1.08 |
| Elect Director Scott C. Nuttall |
| FOR |
| Did Not Vote |
| Management |
|
1.09 |
| Elect Director Joseph J. Plumeri |
| FOR |
| Did Not Vote |
| Management |
|
1.10 |
| Elect Director Douglas B. Roberts |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
126
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.01 |
| Elect Director Clifford L. Alexander, Jr. |
| FOR |
| Did Not Vote |
| Management |
|
1.02 |
| Elect Director Frank A. Bennack, Jr. |
| FOR |
| Did Not Vote |
| Management |
|
1.03 |
| Elect Director Richard L. Carrion |
| FOR |
| Did Not Vote |
| Management |
|
1.04 |
| Elect Director Robert Essner |
| FOR |
| Did Not Vote |
| Management |
|
1.05 |
| Elect Director John D. Feerick |
| FOR |
| Did Not Vote |
| Management |
|
1.06 |
| Elect Director Robert Langer |
| FOR |
| Did Not Vote |
| Management |
|
1.07 |
| Elect Director John P. Mascotte |
| FOR |
| Did Not Vote |
| Management |
|
1.08 |
| Elect Director Mary Lake Polan |
| FOR |
| Did Not Vote |
| Management |
|
1.09 |
| Elect Director Ivan G. Seidenberg |
| FOR |
| Did Not Vote |
| Management |
|
1.10 |
| Elect Director Walter V. Shipley |
| FOR |
| Did Not Vote |
| Management |
|
1.11 |
| Elect Director John R. Torell III |
| FOR |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| FOR |
| Did Not Vote |
| Management |
|
3 |
| Report on Drug Pricing |
| AGAINST |
| Did Not Vote |
| Management |
|
4 |
| Amend Animal Testing Policy |
| AGAINST |
| Did Not Vote |
| Management |
|
TRUST SMALL CAP EQUITY FUND
AARON RENTS, INC.
Ticker: | RNT.A | Security ID: | 002535201 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director R Charles Loudermilk Sr |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Robert C. Loudermilk Jr |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Gilbert L. Danielson |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Earl Dolive |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ronald W. Allen |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Leo Benatar |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ingrid Saunders Jones |
| For |
| For |
| Management |
|
1.8 |
| Elect Director William K. Butler, Jr. |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director Ray M. Robinson |
| For |
| For |
| Management |
|
1.10 |
| Elect Director David L. Kolb |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
127
ACTUANT CORP
Ticker: | ATU | Security ID: | 00508X203 |
Meeting Date: | JAN 9, 2004 | Meeting Type: | Annual |
Record Date: | NOV 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert C. Arzbaecher |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gustav H.P. Boel |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Bruce S. Chelberg |
| For |
| For |
| Management |
|
1.4 |
| Elect Director H. Richard Crowther |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Thomas J. Fischer |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director William K. Hall |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Kathleen J. Hempel |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director Robert A. Peterson |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director William P. Sovey |
| For |
| Withhold |
| Management |
|
2 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
ADVANCED MEDICAL OPTICS INC
Ticker: | AVO | Security ID: | 00763M108 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William Grant |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Christopher Chavez |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
AFFILIATED MANAGERS GROUP, INC.
Ticker: | AMG | Security ID: | 008252108 |
Meeting Date: | JUN 8, 2004 | Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William J. Nutt |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Sean M. Healey |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard E. Floor |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Stephen J. Lockwood |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Harold J. Meyerman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert C. Puff, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Dr. Rita M. Rodriguez |
| For |
| For |
| Management |
|
ALBANY INTERNATIONAL CORP.
Ticker: | AIN | Security ID: | 012348108 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank R. Schmeler |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Thomas R. Beecher, Jr. |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Francis L. McKone |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Barbara P. Wright |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joseph G. Morone |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Christine L. Standish |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Erland E. Kailbourne |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John C. Standish |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director Hugh J. Murphy |
| For |
| For |
| Management |
|
2 |
| Approve Outside Director Stock Awards in Lieu of Cash |
| For |
| For |
| Management |
|
128
ALBEMARLE CORP.
Ticker: | ALB | Security ID: | 012653101 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 13, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Mark C. Rohr |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lloyd B. Andrew |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles E. Stewart |
| For |
| For |
| Management |
|
1.4 |
| Elect Director William M. Gottwald |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Seymour S. Preston III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John Sherman, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Floyd D. Gottwald, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Richard L. Morrill |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Anne Marie Whittemore |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John D. Gottwald |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ALLIANT TECHSYSTEMS INC.
Ticker: | ATK | Security ID: | 018804104 |
Meeting Date: | AUG 5, 2003 | Meeting Type: | Annual |
Record Date: | JUN 10, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frances D. Cook |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gilbert F. Decker |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jonathan G. Guss |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Admiral David E. Jeremiah, USN (Ret.) |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Admiral Paul David Miller, USN (Ret.) |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Daniel J. Murphy, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director General Robert W. RisCassi, USA (Ret.) |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Michael T. Smith |
| For |
| For |
| Management |
|
1.9 |
| Elect Director William G. Van Dyke |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Space-Based Weapons |
| Against |
| Against |
| Shareholder |
|
AMERICAN STATES WATER COMPANY
Ticker: | AWR | Security ID: | 029899101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jean E. Auer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director N.P. Dodge, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert F. Kathol |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Lloyd E. Ross |
| For |
| For |
| Management |
|
2 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
129
AMERIGROUP CORP.
Ticker: | AGP | Security ID: | 03073T102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jeffrey L. McWaters |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Uwe E. Reinhardt, Ph.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
AMETEK, INC.
Ticker: | AME | Security ID: | 031100100 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lewis G. Cole |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles D. Klein |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ANADIGICS, INC.
Ticker: | ANAD | Security ID: | 032515108 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ronald Rosenzweig |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lewis Solomon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Garry Mcguire |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ANNTAYLOR STORES CORP.
Ticker: | ANN | Security ID: | 036115103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert C. Grayson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Rochelle B. Lazarus |
| For |
| For |
| Management |
|
1.3 |
| Elect Director J. Patrick Spainhour |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael W. Trapp |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
130
APPLEBEE’S INTERNATIONAL, INC.
Ticker: | APPB | Security ID: | 037899101 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jack P. Helms |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lloyd L. Hill |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Burton M. Sack |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael A. Volkema |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Steven K. Lumpkin |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Genetically Modified Organisms |
| Against |
| Against |
| Shareholder |
|
APTARGROUP, INC.
Ticker: | ATR | Security ID: | 038336103 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 11, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alain Chevassus |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Stephen J. Hagge |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Carl A. Siebel |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
AQUA AMERICA, INC.
Ticker: | WTR | Security ID: | 03836W103 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard L. Smoot |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William P. Hankowsky |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John E. Menario |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
131
ARKANSAS BEST CORP.
Ticker: | ABFS | Security ID: | 040790107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert A. Young, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank Edelstein |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ATMOS ENERGY CORP.
Ticker: | ATO | Security ID: | 049560105 |
Meeting Date: | FEB 11, 2004 | Meeting Type: | Annual |
Record Date: | DEC 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert W. Best |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas J. Garland |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Phillip E. Nichol |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Charles K. Vaughan |
| For |
| For |
| Management |
|
AVOCENT CORPORATION
Ticker: | AVCT | Security ID: | 053893103 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William H. McAleer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David P. Vieau |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Doyle C. Weeks |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BANK OF THE OZARKS, INC.
Ticker: | OZRK | Security ID: | 063904106 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director George Gleason |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mark Ross |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jean Arehart |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Steven Arnold |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard Cisne |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jerry Davis |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Robert East |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Linda Gleason |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Porter Hillard |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Henry Mariani |
| For |
| For |
| Management |
|
1.11 |
| Elect Director James Matthews |
| For |
| For |
| Management |
|
1.12 |
| Elect Director R.L. Qualls |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Kennith Smith |
| For |
| For |
| Management |
|
2 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
132
BANTA CORP.
Ticker: | BN | Security ID: | 066821109 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jameson A. Baxter |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John F. Bergstrom |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Henry T. DeNero |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Paul C. Reyelts |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ray C. Richelsen |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Stephanie A. Streeter |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael J. Winkler |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BENCHMARK ELECTRONICS, INC.
Ticker: | BHE | Security ID: | 08160H101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Donald E. Nigbor |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Cary T. Fu |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Steven A. Barton |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John W. Cox |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John C. Custer |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Peter G. Dorflinger |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Bernee D. L. Strom |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BORG-WARNER, INC.
Ticker: | BWA | Security ID: | 099724106 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jere A. Drummond |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Timothy M. Manganello |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ernest J. Novak, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
133
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Ticker: | BPFH | Security ID: | 101119105 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Eugene S. Colangelo |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Harold A. Fick |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Allen L. Sinai |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Timothy L. Vaill |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
BOYD GAMING CORP.
Ticker: | BYD | Security ID: | 103304101 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2.1 |
| Elect Director William S. Boyd |
| For |
| Withhold |
| Management |
|
2.2 |
| Elect Director Frederick J. Schwab |
| For |
| For |
| Management |
|
2.3 |
| Elect Director Peter M. Thomas |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
CACI INTERNATIONAL, INC.
Ticker: | CAI | Security ID: | 127190304 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | Annual |
Record Date: | SEP 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Bayer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Peter A. Derow |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard L. Leatherwood |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dr. J. Phillip London |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Barbara A. McNamara |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Arthur L. Money |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Dr. Warren R. Phillips |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Charles P. Revoile |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard P. Sullivan |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John M. Toups |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Larry D. Welch |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
134
CEPHALON, INC.
Ticker: | CEPH | Security ID: | 156708109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank Baldino, Jr., Ph.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William P. Egan |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert J. Feeney, Ph.D. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Martyn D. Greenacre |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Charles A. Sanders, M.D. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Gail R. Wilensky, Ph.D. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Dennis L. Winger |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Horst Witzel, Dr.-Ing. |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
CHARLOTTE RUSSE HOLDINGS INC.
Ticker: | CHIC | Security ID: | 161048103 |
Meeting Date: | FEB 10, 2004 | Meeting Type: | Annual |
Record Date: | JAN 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Bernard Zeichner |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Mark A. Hoffman |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Paul R. Del Rossi |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Thomas Gould |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Allan W. Karp |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Leonard H. Mogil |
| For |
| For |
| Management |
|
1.7 |
| Elect Director David J. Oddi |
| For |
| For |
| Management |
|
CHICO’S FAS, INC.
Ticker: | CHS | Security ID: | 168615102 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Helene B. Gralnick |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Verna K. Gibson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Betsy S. Atkins |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Scott A. Edmonds |
| For |
| Withhold |
| Management |
|
2 |
| Change Range for Size of the Board |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CHURCH & DWIGHT CO., INC.
Ticker: | CHD | Security ID: | 171340102 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert H. Beeby |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dwight C. Minton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director J. Richard Leaman, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John O. Whitney |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
135
COMMSCOPE, INC.
Ticker: | CTV | Security ID: | 203372107 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 11, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Boyd L. George |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George N. Hutton, Jr. |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
COOPER COMPANIES, INC., THE
Ticker: | COO | Security ID: | 216648402 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. Thomas Bender |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael H. Kalkstein |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Moses Marx |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Donald Press |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Steven Rosenberg |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Allan E Rubenstein M.D. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Robert S. Weiss |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Stanley Zinberg, M.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
CUBIC CORP.
Ticker: | CUB | Security ID: | 229669106 |
Meeting Date: | FEB 10, 2004 | Meeting Type: | Annual |
Record Date: | DEC 29, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Walter J. Zable |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Walter C. Zable |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director William W. Boyle |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dr. Richard C. Atkinson |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Raymond L. deKozan |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert T. Monagan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Raymond E. Peet |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Other Business |
| For |
| For |
| Management |
|
136
CURTISS-WRIGHT CORP.
Ticker: | CW | Security ID: | 231561101 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director S. Marce Fuller |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
DATASCOPE CORP.
Ticker: | DSCP | Security ID: | 238113104 |
Meeting Date: | DEC 9, 2003 | Meeting Type: | Annual |
Record Date: | OCT 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lawrence Saper |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Arno Nash |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert Klatell |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
EAST WEST BANCORP, INC.
Ticker: | EWBC | Security ID: | 27579R104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Julia Gouw |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Peggy Cherng |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
EDUCATION MANAGEMENT CORP.
Ticker: | EDMC | Security ID: | 28139T101 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | Annual |
Record Date: | SEP 23, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert H. Atwell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William M. Campbell, III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Friedrich Teroerde |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ELECTRONICS FOR IMAGING, INC.
Ticker: | EFII | Security ID: | 286082102 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gill Cogan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jean-Louis Gassee |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Guy Gecht |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James S. Greene |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dan Maydan |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Fred Rosenzweig |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas I. Unterberg |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David Peterschmidt |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
137
EMMIS COMMUNICATIONS CORP.
Ticker: | EMMS | Security ID: | 291525103 |
Meeting Date: | JUN 30, 2004 | Meeting Type: | Annual |
Record Date: | APR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jeffrey H. Smulyan |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Walter Z. Berger |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Greg A. Nathanson |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
FILENET CORP.
Ticker: | FILE | Security ID: | 316869106 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director L. George Klaus |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William P. Lyons |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Lee D. Roberts |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John C. Savage |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Roger S. Siboni |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Theodore J. Smith |
| For |
| Withhold |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
FOSSIL, INC.
Ticker: | FOSL | Security ID: | 349882100 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Tom Kartsotis |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Jal S. Shroff |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Donald J. Stone |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
138
GEORGIA GULF CORP.
Ticker: | GGC | Security ID: | 373200203 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jerry R. Satrum |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Edward A. Schmitt |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Yoshi Kawashima |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
GRAY TELEVISION INC.
Ticker: | GTN.A | Security ID: | 389375106 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J. Mack Robinson |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Robert S. Prather, Jr. |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Hilton H. Howell, Jr. |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director William E. Mayher, III |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard L. Boger |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ray M. Deaver |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director T.L. Elder |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Howell W. Newton |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Hugh E. Norton |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Harriet J. Robinson |
| For |
| Withhold |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
HANCOCK HOLDING CO.
Ticker: | HBHC | Security ID: | 410120109 |
Meeting Date: | FEB 26, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James B. Estabrook, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert W. Roseberry |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leo W. Seal, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
HANGER ORTHOPEDIC GROUP, INC.
Ticker: | HGR | Security ID: | 41043F208 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edmond E. Charrette, Md |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas P. Cooper, Md |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Eric Green |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas F. Kirk |
| For |
| For |
| Management |
|
1.5 |
| Elect Director C. Raymond Larkin, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Cynthia L. Feldmann |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ivan R. Sabel, Cpo |
| For |
| For |
| Management |
|
1.8 |
| Elect Director H.E. Thranhardt, Cpo |
| For |
| For |
| Management |
|
139
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: | HAR | Security ID: | 413086109 |
Meeting Date: | NOV 12, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward H. Meyer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gregory P. Stapleton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stanley A. Weiss |
| For |
| For |
| Management |
|
2 |
| Approve Stock Split |
| For |
| For |
| Management |
|
HELEN OF TROY LTD.
Ticker: | HELE | Security ID: | G4388N106 |
Meeting Date: | AUG 26, 2003 | Meeting Type: | Annual |
Record Date: | JUL 9, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect G. Abromovitz, J. Butterworth, C. Carameros, D. Montano, B. Rubin, G. Rubin, and S. Rubin as Directors |
| For |
| For |
| Management |
|
2 |
| Increase Number of Shares Reserved Under the Helen of Troy Limited 1998 Stock Option and Restricted Stock Plan from 6 Million to 8 Million |
| For |
| Against |
| Management |
|
3 |
| Amend the Helen of Troy 1997 Cash Bonus Performance Plan |
| For |
| For |
| Management |
|
4 |
| Ratify KPMG as Auditors |
| For |
| For |
| Management |
|
5 |
| Transact Other Business (Non-Voting) |
| None |
| None |
| Management |
|
HOLLY CORP.
Ticker: | HOC | Security ID: | 435758305 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director B.P. Berry |
| For |
| For |
| Management |
|
1.2 |
| Elect Director M.P. Clifton |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director W.J. Glancy |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director W.J. Gray |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director M.R. Hickerson |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director T.K. Matthews |
| For |
| For |
| Management |
|
1.7 |
| Elect Director R.G. Mckenzie |
| For |
| For |
| Management |
|
1.8 |
| Elect Director L. Norsworthy |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director J.P. Reid |
| For |
| Withhold |
| Management |
|
1.10 |
| Elect Director P.T. Stoffel |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
140
HUDSON UNITED BANCORP
Ticker: | HU | Security ID: | 444165104 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert J. Burke |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joan David |
| For |
| For |
| Management |
|
2 |
| Amend Restricted Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
HUGHES SUPPLY, INC.
Ticker: | HUG | Security ID: | 444482103 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John D. Baker II |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dale E. Jones |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William P. Kennedy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Patrick J. Knipe |
| For |
| For |
| Management |
|
2 |
| Other Business |
| For |
| For |
| Management |
|
HUTCHINSON TECHNOLOGY INCORPORATED
Ticker: | HTCH | Security ID: | 448407106 |
Meeting Date: | JAN 28, 2004 | Meeting Type: | Annual |
Record Date: | DEC 4, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director W. Thomas Brunberg |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Archibald Cox, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Wayne M. Fortun |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jeffrey W. Green |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Russell Huffer |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director R. Frederick McCoy, Jr. |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director William T. Monahan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Richard B. Solum |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Against |
| Management |
|
HYPERION SOLUTIONS CORP.
Ticker: | HYSL | Security ID: | 44914M104 |
Meeting Date: | NOV 10, 2003 | Meeting Type: | Annual |
Record Date: | SEP 16, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jeffrey Rodek |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Aldo Papone |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
141
IDEX CORP.
Ticker: | IEX | Security ID: | 45167R104 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Paul E. Raether |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Neil A. Springer |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dennis K. Williams |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
IDEXX LABORATORIES, INC.
Ticker: | IDXX | Security ID: | 45168D104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jonathan W. Ayers |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James L. Moody, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
IMATION CORP.
Ticker: | IMN | Security ID: | 45245A107 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Glen A. Taylor |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Daryl J. White |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
142
INAMED CORP.
Ticker: | IMDC | Security ID: | 453235103 |
Meeting Date: | JUL 11, 2003 | Meeting Type: | Annual |
Record Date: | MAY 30, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Nicholas L. Teti |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James E. Bolin |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Malcolm R. Currie, Ph.D. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John F. Doyle |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Mitchell S. Rosenthal, M.D. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Joy A. Amundson |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Terry E. Vandewarker |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Approve Restricted Stock Plan |
| For |
| For |
| Management |
|
4 |
| Amend Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| Other Business |
| For |
| For |
| Management |
|
INTEGRATED CIRCUIT SYSTEMS, INC.
Ticker: | ICST | Security ID: | 45811K208 |
Meeting Date: | OCT 29, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Hock E. Tan |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Nam P. Suh, Ph.D. |
| For |
| For |
| Management |
|
INTER-TEL, INC.
Ticker: | INTL | Security ID: | 458372109 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven G. Mihaylo |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J. Robert Anderson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jerry W. Chapman |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gary D. Edens |
| For |
| For |
| Management |
|
1.5 |
| Elect Director C. Roland Haden |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Other Business |
| For |
| For |
| Management |
|
INTERGRAPH CORP.
Ticker: | INGR | Security ID: | 458683109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Sidney L. McDonald |
| For |
| For |
| Management |
|
1.2 |
| Elect Director R. Halsey Wise |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Larry J. Laster |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas J. Lee |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Lawrence R. Greenwood |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Linda L. Green |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard W. Cardin |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Michael D. Bills |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
6 |
| Ratify Auditors |
| For |
| For |
| Management |
|
143
INTERNATIONAL RECTIFIER CORP.
Ticker: | IRF | Security ID: | 460254105 |
Meeting Date: | JAN 26, 2004 | Meeting Type: | Special |
Record Date: | DEC 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
INTERNATIONAL RECTIFIER CORP.
Ticker: | IRF | Security ID: | 460254105 |
Meeting Date: | NOV 24, 2003 | Meeting Type: | Annual |
Record Date: | SEP 26, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James D. Plummer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Minoru Matsuda |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert S. Attiyeh |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
INVACARE CORP.
Ticker: | IVC | Security ID: | 461203101 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gerald B. Blouch |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John R. Kasich |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dan T. Moore, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joseph B. Richey, II |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
JACOBS ENGINEERING GROUP INC.
Ticker: | JEC | Security ID: | 469814107 |
Meeting Date: | FEB 10, 2004 | Meeting Type: | Annual |
Record Date: | JAN 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert C. Davidson, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Edward V. Fritzky |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert B. Gwyn |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Linda K. Jacobs |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Benjamin F. Montoya |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
144
JARDEN CORP.
Ticker: | JAH | Security ID: | 471109108 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ian G.H. Ashken |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard L. Molen |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Other Business |
| For |
| For |
| Management |
|
KAYDON CORP.
Ticker: | KDN | Security ID: | 486587108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David A. Brandon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gerald J. Breen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Brian P. Campbell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas C. Sullivan |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert M. Teeter |
| For |
| For |
| Management |
|
1.6 |
| Elect Director B. Joseph White |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
KENNAMETAL, INC.
Ticker: | KMT | Security ID: | 489170100 |
Meeting Date: | OCT 28, 2003 | Meeting Type: | Annual |
Record Date: | SEP 9, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ronald M. DeFeo |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William R. Newlin |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Lawrence W. Stranghoener |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
KENNETH COLE PRODUCTIONS, INC.
Ticker: | KCP | Security ID: | 193294105 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Paul Blum |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Kenneth D. Cole |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Robert C. Grayson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Denis F. Kelly |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Stanley A. Mayer |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Philip B. Miller |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
145
KINDRED HEALTHCARE, INC.
Ticker: | KIND | Security ID: | 494580103 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward L. Kuntz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas P. Cooper, M.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Paul J. Diaz |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael J. Embler |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Garry N. Garrison |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Isaac Kaufman |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John H. Klein |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Eddy J. Rogers, Jr. |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
LANDSTAR SYSTEM, INC.
Ticker: | LSTR | Security ID: | 515098101 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William S. Elston |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Merritt J. Mott |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Diana M. Murphy |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
LITHIA MOTORS, INC.
Ticker: | LAD | Security ID: | 536797103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Sidney B. DeBoer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director R. Bradford Gray |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gerald F. Taylor |
| For |
| For |
| Management |
|
1.4 |
| Elect Director M.L. Dick Heimann |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William J. Young |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas Becker |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Philip J. Romero |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
146
LONE STAR STEAKHOUSE & SALOON, INC.
Ticker: | STAR | Security ID: | 542307103 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Anthony Bergamo |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael A. Ledeen, Phd |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mark G. Saltzgaber |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MACROMEDIA, INC.
Ticker: | MACR | Security ID: | 556100105 |
Meeting Date: | JUL 24, 2003 | Meeting Type: | Annual |
Record Date: | MAY 27, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert K. Burgess |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John (Ian) Giffen |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director William H. Harris, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert A. Kotick |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Donald L. Lucas |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Timothy O’Reilly |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William B. Welty |
| For |
| For |
| Management |
|
2 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MANITOWOC COMPANY, INC., THE
Ticker: | MTW | Security ID: | 563571108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert C. Stift |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Virgis W. Colbert |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kenneth W. Krueger |
| For |
| For |
| Management |
|
2 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
147
MB FINANCIAL, INC.
Ticker: | MBFI | Security ID: | 55264U108 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director E.M. Bakwin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mitchell Feiger |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James N. Hallene |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David L. Husman |
| For |
| For |
| Management |
|
MEDICINES COMPANY (THE)
Ticker: | MDCO | Security ID: | 584688105 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William W. Crouse |
| For |
| For |
| Management |
|
1.2 |
| Elect Director T. Scott Johnson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David M. Stack |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
MEN’S WEARHOUSE, INC., THE
Ticker: | MW | Security ID: | 587118100 |
Meeting Date: | JUN 30, 2004 | Meeting Type: | Annual |
Record Date: | MAY 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director George Zimmer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David H. Edwab |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Rinaldo S. Brutoco |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael L. Ray, Ph.D. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Sheldon I. Stein |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Kathleen Mason |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Deepak Chopra, M.D. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director William B. Sechrest |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
5 |
| Implement ILO Based Code of Conduct |
| Against |
| Against |
| Shareholder |
|
6 |
| Require Two-Thirds Majority of Independent Directors on Board |
| Against |
| For |
| Shareholder |
|
MICROS SYSTEMS, INC.
Ticker: | MCRS | Security ID: | 594901100 |
Meeting Date: | NOV 21, 2003 | Meeting Type: | Annual |
Record Date: | OCT 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. L. Giannopoulos |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Louis M. Brown, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director B. Gary Dando |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John G. Puente |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dwight S. Taylor |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William S. Watson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
148
MPS GROUP INC
Ticker: | MPS | Security ID: | 553409103 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Derek E. Dewan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Timothy D. Payne |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Peter J. Tanous |
| For |
| For |
| Management |
|
1.4 |
| Elect Director T. Wayne Davis |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John R. Kennedy |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Michael D. Abney |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William M. Isaac |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Darla D. Moore |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Arthur B. Laffer |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
NCI BUILDING SYSTEMS, INC.
Ticker: | NCS | Security ID: | 628852105 |
Meeting Date: | MAR 12, 2004 | Meeting Type: | Annual |
Record Date: | JAN 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gary L. Forbes |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Max L. Lukens |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George Martinez |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Norman C. Chambers |
| For |
| For |
| Management |
|
2 |
| Other Business |
| For |
| For |
| Management |
|
NEUROCRINE BIOSCIENCES, INC.
Ticker: | NBIX | Security ID: | 64125C109 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard F. Pops |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Stephen A. Sherwin, M.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
149
NEW JERSEY RESOURCES CORP.
Ticker: | NJR | Security ID: | 646025106 |
Meeting Date: | JAN 21, 2004 | Meeting Type: | Annual |
Record Date: | DEC 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lawrence R. Codey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Laurence M. Downes |
| For |
| For |
| Management |
|
1.3 |
| Elect Director R. Barbara Gotenstein |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alfred C. Koeppe |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William H. Turner |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NVR, INC.
Ticker: | NVR | Security ID: | 62944T105 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Manuel H. Johnson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David A. Preiser |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John M. Toups |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Establish Range For Board Size |
| For |
| For |
| Management |
|
4 |
| Amend Director Qualifications |
| For |
| For |
| Management |
|
5 |
| Amend Bylaws |
| For |
| For |
| Management |
|
6 |
| Establish Range For Board Size |
| For |
| For |
| Management |
|
7 |
| Amend Bylaws |
| For |
| For |
| Management |
|
8 |
| Prepare Sustainability Report |
| Against |
| For |
| Shareholder |
|
OSHKOSH TRUCK CORP.
Ticker: | OSK | Security ID: | 688239201 |
Meeting Date: | FEB 3, 2004 | Meeting Type: | Annual |
Record Date: | DEC 10, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J. William Andersen as Class A Director |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert G. Bohn as Class A Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Frederick M. Franks, Jr. as Class A Director |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael W. Grebe as Class A Director |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Kathleen J. Hempel as Class A Director |
| For |
| For |
| Management |
|
1.6 |
| Elect Director J. Peter Mosling, Jr. as Class A Director |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Stephen P. Mosling as Class A Director |
| For |
| For |
| Management |
|
1.8 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
150
PATINA OIL & GAS CORP.
Ticker: | POG | Security ID: | 703224105 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Charles E. Bayless |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jeffrey L. Berenson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert J. Clark |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jay W. Decker |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Thomas J. Edelman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Elizabeth K. Lanier |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Alexander P. Lynch |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Paul M. Rady |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jon R. Whitney |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Other Business |
| For |
| Against |
| Management |
|
PHILADELPHIA CONSOLIDATED HOLDING CORP.
Ticker: | PHLY | Security ID: | 717528103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Cascio |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Elizabeth H. Gemmill |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William J. Henrich, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James J. Maguire |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James J. Maguire, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Margaret M. Mattix |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Maureen H. McCullough |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Michael J. Morris |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Donald A. Pizer |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Dirk A. Stuurop |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Sean S. Sweeney |
| For |
| For |
| Management |
|
1.12 |
| Elect Director J. Eustace Wolfington |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PIPER JAFFRAY COS
Ticker: | PJC | Security ID: | 724078100 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Andrew S. Duff |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Samuel L. Kaplan |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Frank L. Sims |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
151
PLAINS EXPLORATION & PRODUCTION CO
Ticker: | PXP | Security ID: | 726505100 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Special |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4.1 |
| Elect Director James C. Flores |
| For |
| For |
| Management |
|
4.2 |
| Elect Director Alan R. Buckwalter, III |
| For |
| For |
| Management |
|
4.3 |
| Elect Director Jerry L. Dees |
| For |
| For |
| Management |
|
4.4 |
| Elect Director Tom H. Delimitros |
| For |
| For |
| Management |
|
4.5 |
| Elect Director John H. Lollar |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PLATINUM UNDERWRITERS HOLDINGS LTD
Ticker: | PTP | Security ID: | G7127P100 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director H. Furlong Baldwin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jonathan F. Bank |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dan R. Carmichael |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Neill A. Currie |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jay S. Fishman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Gregory E.A. Morrison |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven H. Newman |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Peter T. Pruitt |
| For |
| For |
| Management |
|
2 |
| THE PROPOSAL TO ELECT GREGORY E.A. MORRISON TO THE BOARD OF DIRECTORS OF PLATINUM UNDERWRITERS BERMUDA, LTD. |
| For |
| For |
| Management |
|
3 |
| THE PROPOSAL TO ELECT MICHAEL D. PRICE TO THE BOARD OF DIRECTORS OF PLATINUM UNDERWRITERS BERMUDA, LTD. |
| For |
| For |
| Management |
|
4 |
| THE PROPOSAL TO ELECT WILLIAM A. ROBBIE TO THE BOARD OF DIRECTORS OF PLATINUM UNDERWRITERS BERMUDA, LTD. |
| For |
| For |
| Management |
|
5 |
| THE PROPOSAL TO RATIFY THE APPOINTMENT OF WILLIAM A. ROBBIE TO THE BOARD OF DIRECTORS OF PLATINUM RE (UK) LIMITED. |
| For |
| For |
| Management |
|
6 |
| THE PROPOSAL TO RATIFY THE APPOINTMENT OF RUSSELL WORSLEY TO THE BOARD OF DIRECTORS OF PLATINUM RE (UK) LIMITED. |
| For |
| For |
| Management |
|
7 |
| THE PROPOSAL TO AMEND BYE-LAWS OF THE COMPANY BY REMOVING SECTION 44(2), WHICH REQUIRES THE SHAREHOLDERS OF THE COMPANY TO CONSIDER MATTERS THAT ARE SUBMITTED TO THE SHAREHOLDERS OF THE COMPANY S NON-U.S. SUBSIDIARIES. |
| For |
| For |
| Management |
|
8 |
| THE PROPOSAL TO APPROVE THE COMPANY S 2002 SHARE INCENTIVE PLAN. |
| For |
| For |
| Management |
|
9 |
| Ratify Auditors |
| For |
| For |
| Management |
|
152
POLARIS INDUSTRIES, INC.
Ticker: | PII | Security ID: | 731068102 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Andris A. Baltins |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Thomas C. Tiller |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Approve Long Term Incentive Plan |
| For |
| For |
| Management |
|
4 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
5 |
| Other Business |
| For |
| For |
| Management |
|
PROASSURANCE CORP
Ticker: | PRA | Security ID: | 74267C106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Victor T. Adamo |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul R. Butrus |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
QUIKSILVER, INC.
Ticker: | ZQK | Security ID: | 74838C106 |
Meeting Date: | MAR 26, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William M. Barnum, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles E. Crowe |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Michael H. Gray |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert G. Kirby |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Bernard Mariette |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Robert B. McKnight, Jr. |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Franck Riboud |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director Tom Roach |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approval of the Terms of the Executive Incentive Plan |
| For |
| For |
| Management |
|
153
RAYMOND JAMES FINANCIAL, INC.
Ticker: | RJF | Security ID: | 754730109 |
Meeting Date: | FEB 12, 2004 | Meeting Type: | Annual |
Record Date: | DEC 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Angela M. Biever |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jonathan A. Bulkley |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Francis S. Godbold |
| For |
| For |
| Management |
|
1.4 |
| Elect Director H. William Habermeyer, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Chet Helck |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Harvard H. Hill, Jr., CFP |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas A. James |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dr. Paul W. Marshall |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Kenneth A. Shields |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Hardwick Simmons |
| For |
| For |
| Management |
|
2 |
| Approve Incentive Compensation Criteria for Certain Executive Officers |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
REGAL-BELOIT CORP.
Ticker: | RBC | Security ID: | 758750103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John A. McKay |
| For |
| For |
| Management |
|
1.2 |
| Elect Director G. Frederick Kasten, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Christopher L. Doerr |
| For |
| For |
| Management |
|
REGIS CORP.
Ticker: | RGS | Security ID: | 758932107 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Rolf E. Bjelland |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul D. Finkelstein |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas L. Gregory |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Van Zandt Hawn |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Susan S. Hoyt |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David B. Kunin |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Myron Kunin |
| For |
| For |
| Management |
|
RESPIRONICS, INC.
Ticker: | RESP | Security ID: | 761230101 |
Meeting Date: | NOV 18, 2003 | Meeting Type: | Annual |
Record Date: | OCT 3, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Joseph C. Lawyer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Sean McDonald |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John C. Miles II |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
154
SCOTTS CO., THE
Ticker: | SMG | Security ID: | 810186106 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Mark R. Baker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph P. Flannery |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Katherine Hagedorn Littlefield |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Patrick J. Norton |
| For |
| For |
| Management |
|
SEROLOGICALS CORP.
Ticker: | SERO | Security ID: | 817523103 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ralph E. Christoffersen, Ph.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Desmond H. O’Connell, Jr. |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director George M. Shaw, M.D., Ph.D. |
| For |
| For |
| Management |
|
SIERRA HEALTH SERVICES, INC.
Ticker: | SIE | Security ID: | 826322109 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Albert L. Greene |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Erin E. MacDonald |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William J. Raggio |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Charles L. Ruthe |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
SINCLAIR BROADCAST GROUP, INC.
Ticker: | SBGI | Security ID: | 829226109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David D. Smith |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Frederick G. Smith |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director J. Duncan Smith |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Robert E. Smith |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Basil A. Thomas |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Lawrence E. Mccanna |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Daniel C. Keith |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director Martin R. Leader |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Against |
| Management |
|
155
SOUTH FINANCIAL GROUP INC., THE
Ticker: | TSFG | Security ID: | 837841105 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William P. Brant |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J. W. Davis |
| For |
| For |
| Management |
|
1.3 |
| Elect Director C. Claymon Grimes, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director William S. Hummers III |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William R. Timmons III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David C. Wakefield III |
| For |
| Against |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
5 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
6 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
7 |
| Ratify Auditors |
| For |
| For |
| Management |
|
SOUTHWESTERN ENERGY CO.
Ticker: | SWN | Security ID: | 845467109 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lewis Epley, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John Hammerschmidt |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert Howard |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Harold Korell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Vello Kuuskraa |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Kenneth Mourton |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Charles Scharlau |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
SPARTECH CORP.
Ticker: | SEH | Security ID: | 847220209 |
Meeting Date: | MAR 10, 2004 | Meeting Type: | Annual |
Record Date: | JAN 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Bradley B. Buechler |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Randy C. Martin |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Calvin J. O’Connor |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
156
ST. MARY LAND & EXPLORATION CO.
Ticker: | SM | Security ID: | 792228108 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Barbara M. Baumann |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Larry W. Bickle |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ronald D. Boone |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas E. Congdon |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William J. Gardiner |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Mark A. Hellerstein |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John M. Seidl |
| For |
| For |
| Management |
|
1.8 |
| Elect Director William D. Sullivan |
| For |
| For |
| Management |
|
2 |
| Approve Restricted Stock Plan |
| For |
| For |
| Management |
|
STERIS CORP.
Ticker: | STE | Security ID: | 859152100 |
Meeting Date: | JUL 25, 2003 | Meeting Type: | Annual |
Record Date: | MAY 29, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen R. Hardis |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Raymond A. Lancaster |
| For |
| For |
| Management |
|
1.3 |
| Elect Director J.B. Richey |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Les C. Vinney |
| For |
| For |
| Management |
|
2 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
SWIFT ENERGY CO.
Ticker: | SFY | Security ID: | 870738101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. Earl Swift |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Greg Matiuk |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Henry C. Montgomery |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Deanna L. Cannon |
| For |
| For |
| Management |
|
SYBRON DENTAL SPECIALTIES, INC.
Ticker: | SYD | Security ID: | 871142105 |
Meeting Date: | FEB 6, 2004 | Meeting Type: | Annual |
Record Date: | DEC 17, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Parks |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Floyd W. Pickrell, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William E. B. Siart |
| For |
| For |
| Management |
|
157
TETRA TECHNOLOGIES, INC.
Ticker: | TTI | Security ID: | 88162F105 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ralph S. Cunningham |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Tom H. Delimitros |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Geoffrey M. Hertel |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
THOMAS INDUSTRIES INC.
Ticker: | TII | Security ID: | 884425109 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director H. Joseph Ferguson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Anthony A. Massaro |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George H. Walls, Jr. |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
TIMBERLAND CO., THE
Ticker: | TBL | Security ID: | 887100105 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Fix Number of and Elect Director Sidney W. Swartz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jeffrey B. Swartz |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John E. Beard |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director John F. Brennan |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ian W. Diery |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Irene M. Esteves |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John A. Fitzsimmons |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Virginia H. Kent |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Bill Shore |
| For |
| For |
| Management |
|
158
TORO COMPANY, THE
Ticker: | TTC | Security ID: | 891092108 |
Meeting Date: | MAR 12, 2004 | Meeting Type: | Annual |
Record Date: | JAN 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert C. Buhrmaster |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Winslow H. Buxton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert H. Nassau |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Christopher A. Twomey |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Other Business |
| For |
| For |
| Management |
|
TRANSACTION SYSTEMS ARCHITECTS, INC.
Ticker: | TSAI | Security ID: | 893416107 |
Meeting Date: | MAR 9, 2004 | Meeting Type: | Annual |
Record Date: | JAN 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Roger K. Alexander |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John D. Curtis |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gregory D. Derkacht |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jim D. Kever |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Frank R. Sanchez |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Harlan F. Seymour |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John E. Stokely |
| For |
| For |
| Management |
|
2 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
UCBH HOLDINGS, INC.
Ticker: | UCBH | Security ID: | 90262T308 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | FEB 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Anthony Y. Chan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph J. Jou |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dr. Godwin Wong |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas S. Wu |
| For |
| For |
| Management |
|
2 |
| Amend Certificate to Remove Anti-Takeover Provision |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
159
UNITED BANKSHARES, INC.
Ticker: | UBSI | Security ID: | 909907107 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard M. Adams |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert G. Astorg |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas J. Blair, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Harry L. Buch |
| For |
| For |
| Management |
|
1.5 |
| Elect Director W. Gaston Caperton, III |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Lawrence K. Doll |
| For |
| For |
| Management |
|
1.7 |
| Elect Director H. Smoot Fahlgren |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director Theodore J. Georgelas |
| For |
| For |
| Management |
|
1.9 |
| Elect Director F.T. Graff, Jr. |
| For |
| Withhold |
| Management |
|
1.10 |
| Elect Director Russell L. Isaacs |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John M. Mcmahon |
| For |
| For |
| Management |
|
1.12 |
| Elect Director J. Paul Mcnamara |
| For |
| For |
| Management |
|
1.13 |
| Elect Director G. Ogden Nutting |
| For |
| For |
| Management |
|
1.14 |
| Elect Director William C. Pitt, III |
| For |
| For |
| Management |
|
1.15 |
| Elect Director I. N. Smith, Jr. |
| For |
| For |
| Management |
|
1.16 |
| Elect Director James G. Tardiff |
| For |
| For |
| Management |
|
1.17 |
| Elect Director Mary K. Weddle |
| For |
| For |
| Management |
|
1.18 |
| Elect Director P. Clinton Winter, Jr. |
| For |
| For |
| Management |
|
2 |
| Other Business |
| For |
| For |
| Management |
|
UTI WORLDWIDE INC.
Ticker: | UTIW | Security ID: | G87210103 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | Special |
Record Date: | JAN 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO APPROVE THE UTI WORLDWIDE INC. 2004 LONG-TERM INCENTIVE PLAN. |
| For |
| Against |
| Management |
|
UTI WORLDWIDE INC.
Ticker: | UTIW | Security ID: | G87210103 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: | MAY 28, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan C. Draper |
| For |
| For |
| Management |
|
1.2 |
| Elect Director C. John Langley, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Allan M. Rosenzweig |
| For |
| For |
| Management |
|
2 |
| TO APPROVE THE 2004 UTI WORLDWIDE INC. NON-EMPLOYEE DIRECTORS SHARE INCENTIVE PLAN. |
| For |
| For |
| Management |
|
VARIAN INC
Ticker: | VARI | Security ID: | 922206107 |
Meeting Date: | FEB 4, 2004 | Meeting Type: | Annual |
Record Date: | DEC 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John G. McDonald |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Wayne R. Moon |
| For |
| For |
| Management |
|
2 |
| Approve/Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
160
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
Ticker: | VSEA | Security ID: | 922207105 |
Meeting Date: | FEB 10, 2004 | Meeting Type: | Annual |
Record Date: | DEC 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert W. Dutton |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
WASTE CONNECTIONS, INC.
Ticker: | WCN | Security ID: | 941053100 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ronald J. Mittelstaedt |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock and Eliminate Class of Preferred Stock |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
WERNER ENTERPRISES, INC.
Ticker: | WERN | Security ID: | 950755108 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Curtis G. Werner |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gerald H. Timmerman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kenneth M. Bird |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Board Diversity |
| Against |
| Against |
| Shareholder |
|
WEST MARINE, INC.
Ticker: | WMAR | Security ID: | 954235107 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Randolph K. Repass |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John Edmondson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard E. Everett |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Geoffrey A. Eisenberg |
| For |
| For |
| Management |
|
1.5 |
| Elect Director David Mccomas |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Peter Roy |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Daniel J. Sweeney |
| For |
| For |
| Management |
|
1.8 |
| Elect Director William U. Westerfield |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Diane Greene |
| For |
| For |
| Management |
|
161
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
Ticker: | WAB | Security ID: | 929740108 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert J. Brooks |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William E. Kassling |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James P. Miscoll |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
WINNEBAGO INDUSTRIES, INC.
Ticker: | WGO | Security ID: | 974637100 |
Meeting Date: | JAN 13, 2004 | Meeting Type: | Annual |
Record Date: | NOV 10, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Joseph W. England |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Irvin E. Aal |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
WINTRUST FINANCIAL CORP.
Ticker: | WTFC | Security ID: | 97650W108 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Bruce K. Crowther |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Bert A. Getz, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Paul J. Liska |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Albin F. Moschner |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ingrid S. Stafford |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
ZEBRA TECHNOLOGIES CORP.
Ticker: | ZBRA | Security ID: | 989207105 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gerhard Cless |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael A. Smith |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Adopt Charter Language on Board Diversity |
| Against |
| Against |
| Shareholder |
|
END NPX REPORT
162
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | J.P. Morgan Mutual Fund Select Group |
| |||
| |||||
By (Signature and Title) | /s/ George C.W. Gatch |
| |||
| George C.W. Gatch, President |
| |||
| |||||
Date | August 26, 2004 |
| |||
Pursuant to the requirements of the Investment Company Act of 1940, this report has been signed below by the principal executive officer on behalf of the registrant and on the date indicated.
By (Signature and Title)* | /s/ George C.W. Gatch |
| ||
| George C.W. Gatch, President |
| ||
| ||||
Date | August 26, 2004 |
| ||
* Print the name and title of each signing officer under his or her signature.
163