The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
10X Capital Venture Acquisition Corp II | Common Stock | G87076108 | 2,000 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
26 Capital Acquisition Corp | Warrants | 90138P118 | 55 | 82,786 | SH | DFND | 1 | 0 | 82,786 | 0 | |
7GC & Co Holdings Inc | Warrants | 81786A115 | 61 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
ABG Acquisition Corp I | Common Stock | G00496102 | 978 | 100,000 | SH | DFND | 2 | 0 | 100,000 | 0 | |
Acacia Research Corp | Equity Options | 003881957 | 6 | 24,500 | SH | Put | DFND | 1 | 0 | 24,500 | 0 |
Accelerate Acquisition Corp | Common Stock | 00439D102 | 4,648 | 478,149 | SH | DFND | 1, 2 | 0 | 478,149 | 0 | |
Accelerate Acquisition Corp | Units | 00439D201 | 1,052 | 105,652 | SH | DFND | 1 | 0 | 105,652 | 0 | |
Accelerate Acquisition Corp | Warrants | 00439D110 | 28 | 33,333 | SH | DFND | 1 | 0 | 33,333 | 0 | |
ACE Convergence Acquisition Corp | Warrants | G0083D104 | 66 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
AEye, Inc. | Common Stock | 008183105 | 21,422 | 4,426,000 | SH | DFND | 0 | 4,426,000 | 0 | ||
AEye, Inc. | Warrants | 008183113 | 167 | 166,666 | SH | DFND | 0 | 166,666 | 0 | ||
Agile Growth Corp | Common Stock | G01202103 | 2,115 | 217,569 | SH | DFND | 2 | 0 | 217,569 | 0 | |
Alibaba Group Holding Ltd | Equity Options | 01609W902 | 192 | 42,500 | SH | Call | DFND | 1 | 0 | 42,500 | 0 |
Alpha Partners Technology Merger Corp | Common Stock | G63290111 | 2,246 | 231,502 | SH | DFND | 1 | 0 | 231,502 | 0 | |
Altimar Acquisition Corp III | Common Stock | G0370U108 | 576 | 59,055 | SH | DFND | 1 | 0 | 59,055 | 0 | |
Amryt Pharma PLC | Common Stock | 03217L106 | 864 | 79,966 | SH | DFND | 3 | 0 | 79,966 | 0 | |
Anzu Special Acquisition Corp I | Units | 03737A200 | 1,490 | 149,560 | SH | DFND | 1 | 0 | 149,560 | 0 | |
Anzu Special Acquisition Corp I | Warrants | 03737A119 | 34 | 43,627 | SH | DFND | 1 | 0 | 43,627 | 0 | |
Apeiron Capital Investment Corp | Units | 03752A200 | 3,027 | 300,000 | SH | DFND | 2 | 0 | 300,000 | 0 | |
Apeiron Capital Investment Corp | Warrants | 03752A119 | 750 | 750,000 | SH | DFND | 1 | 0 | 750,000 | 0 | |
Apollo Strategic Growth Capital II | Common Stock | G0412A102 | 578 | 59,109 | SH | DFND | 2 | 0 | 59,109 | 0 | |
Apollo Strategic Growth Capital II | Units | G0412A110 | 498 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
Apollo Strategic Growth Capital II | Warrants | G0412A128 | 68 | 71,821 | SH | DFND | 1,2 | 0 | 71,821 | 0 | |
Arbor Rapha Capital Bioholdings Corp I | Units | 03881F203 | 3,552 | 350,000 | SH | DFND | 2 | 0 | 350,000 | 0 | |
Arctos NorthStar Acquisition Corp | Common Stock | G0477L100 | 383 | 39,207 | SH | DFND | 2 | 0 | 39,207 | 0 | |
Arctos NorthStar Acquisition Corp | Units | G0477L118 | 3,477 | 347,725 | SH | DFND | 1 | 0 | 347,725 | 0 | |
Arctos NorthStar Acquisition Corp | Warrants | G0477L126 | 182 | 240,078 | SH | DFND | 1 | 0 | 240,078 | 0 | |
Ares Acquisition Corp | Common Stock | G33032106 | 16,678 | 1,712,305 | SH | DFND | 1,2 | 0 | 1,712,305 | 0 | |
Ares Acquisition Corp | Units | G33032114 | 3,782 | 380,898 | SH | DFND | 1 | 0 | 380,898 | 0 | |
Ares Acquisition Corp | Warrants | G33032122 | 284 | 318,344 | SH | DFND | 1,2 | 0 | 318,344 | 0 | |
Arko Corp | Warrants | 041242116 | 549 | 310,148 | SH | DFND | 1 | 0 | 310,148 | 0 | |
Arrowroot Acquisition Corp | Common Stock | 04282M102 | 3,624 | 373,398 | SH | DFND | 1,2 | 0 | 373,398 | 0 | |
Arrowroot Acquisition Corp | Units | 04282M201 | 802 | 80,401 | SH | DFND | 1 | 0 | 80,401 | 0 | |
Arrowroot Acquisition Corp | Warrants | 04282M110 | 55 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Atlantic Avenue Acquisition Corp | Common Stock | 04906P101 | 1,446 | 147,601 | SH | DFND | 2 | 0 | 147,601 | 0 | |
Atlantic Avenue Acquisition Corp | Warrants | 04906P119 | 67 | 134,430 | SH | DFND | 1 | 0 | 134,430 | 0 | |
Austerlitz Acquisition Corp II | Common Stock | G0633U101 | 16,038 | 1,650,000 | SH | DFND | 2 | 0 | 1,650,000 | 0 | |
Austerlitz Acquisition Corp II | Units | G0633U119 | 2,432 | 243,003 | SH | DFND | 1 | 0 | 243,003 | 0 | |
Austerlitz Acquisition Corp II | Warrants | G0633U127 | 17 | 17,861 | SH | DFND | 1 | 0 | 17,861 | 0 | |
Authentic Equity Acquisition Corp | Common Stock | G06607108 | 1,464 | 150,000 | SH | DFND | 2 | 0 | 150,000 | 0 | |
AxonPrime Infrastructure Acquisition Corp | Common Stock | 05467C108 | 2,160 | 220,000 | SH | DFND | 2 | 0 | 220,000 | 0 | |
B Riley Principal 150 Merger Corp | Common Stock | 05601V103 | 1,777 | 175,628 | SH | DFND | 1 | 0 | 175,628 | 0 | |
Bakkt Holdings Inc | Common Stock | 05759B107 | 2,195 | 257,981 | SH | DFND | 1 | 0 | 257,981 | 0 | |
Bakkt Holdings Inc | Equity Options | 05759B957 | 138 | 95,000 | SH | Put | DFND | 1 | 0 | 95,000 | 0 |
Banco Bilbao Vizcaya Argentaria SA | Common Stock | 05946K101 | 6,370 | 1,085,110 | SH | DFND | 3 | 0 | 1,085,110 | 0 | |
Battery Future Acquisition Corp | Units | G0888J116 | 22,500 | 2,250,000 | SH | DFND | 2 | 0 | 2,250,000 | 0 | |
Berenson Acquisition Corp I | Common Stock | 083690107 | 1,934 | 200,000 | SH | DFND | 2 | 0 | 200,000 | 0 | |
Berkshire Grey Inc | Warrants | 084656115 | 40 | 44,166 | SH | DFND | 1 | 0 | 44,166 | 0 | |
BioPlus Acquisition Corp | Units | G11217109 | 6,800 | 680,000 | SH | DFND | 1,2 | 0 | 680,000 | 0 | |
Black Spade Acquisition Co | Common Stock | G11537100 | 2,423 | 250,000 | SH | DFND | 2 | 0 | 250,000 | 0 | |
Blockchain Coinvestors Acquisition Corp I | Units | G11765123 | 5,055 | 500,000 | SH | DFND | 2 | 0 | 500,000 | 0 | |
Blue Whale Acquisition Corp I | Units | G1330M111 | 994 | 100,337 | SH | DFND | 1 | 0 | 100,337 | 0 | |
BlueRiver Acquisition Corp | Common Stock | G1261Q107 | 5,609 | 577,030 | SH | DFND | 1,2 | 0 | 577,030 | 0 | |
BlueRiver Acquisition Corp | Warrants | G1261Q115 | 30 | 49,999 | SH | DFND | 1 | 0 | 49,999 | 0 | |
BOA Acquisition Corp | Common Stock | 05601A109 | 2,791 | 283,954 | SH | DFND | 2 | 0 | 283,954 | 0 | |
BP PLC | Common Stock | 055622104 | 20,174 | 757,565 | SH | DFND | 3 | 0 | 757,565 | 0 | |
Bright Lights Acquisition Corp | Common Stock | 10920K101 | 9,732 | 987,713 | SH | DFND | 1,2 | 0 | 987,713 | 0 | |
Broadscale Acquisition Corp | Common Stock | 11134Y101 | 5,282 | 531,400 | SH | DFND | 2 | 0 | 531,400 | 0 | |
Build Acquisition Corp | Common Stock | 12008J105 | 3,416 | 350,000 | SH | DFND | 2 | 0 | 350,000 | 0 | |
Build Acquisition Corp | Warrants | 12008J113 | 80 | 116,666 | SH | DFND | 2 | 0 | 116,666 | 0 | |
Bull Horn Holdings Corp | Warrants | G1686P122 | 34 | 106,459 | SH | DFND | 1 | 0 | 106,459 | 0 | |
BuzzFeed Inc | Warrants | 12430A110 | 22 | 44,936 | SH | DFND | 1 | 0 | 44,936 | 0 | |
Cadiz Inc | Common Stock | 127537207 | 211 | 54,758 | SH | DFND | 3 | 0 | 54,758 | 0 | |
Capstar Special Purpose Acquisition Corp | Warrants | 14070Y119 | 252 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
Carney Technology Acquisition Corp II | Units | 143636207 | 171 | 17,100 | SH | DFND | 1 | 0 | 17,100 | 0 | |
Carney Technology Acquisition Corp II | Warrants | 143636116 | 423 | 613,138 | SH | DFND | 1 | 0 | 613,138 | 0 | |
Cartesian Growth Corp | Common Stock | G19276107 | 14,101 | 1,427,247 | SH | DFND | 1,2 | 0 | 1,427,247 | 0 | |
Cartesian Growth Corp | Warrants | G19276115 | 115 | 103,495 | SH | DFND | 1,2 | 0 | 103,495 | 0 | |
Cascadia Acquisition Corp | Common Stock | 14739D100 | 1,265 | 130,000 | SH | DFND | 2 | 0 | 130,000 | 0 | |
Cascadia Acquisition Corp | Warrants | 14739D118 | 77 | 143,371 | SH | DFND | 1 | 0 | 143,371 | 0 | |
Catalyst Partners Acquisition Corp | Common Stock | G19550105 | 1,902 | 195,329 | SH | DFND | 2 | 0 | 195,329 | 0 | |
Catalyst Partners Acquisition Corp | Warrants | G19550121 | 34 | 39,065 | SH | DFND | 2 | 0 | 39,065 | 0 | |
CC Neuberger Principal Holdings III | Common Stock | G1992N100 | 1,976 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
CC Neuberger Principal Holdings III | Units | G1992N118 | 4,541 | 454,076 | SH | DFND | 1 | 0 | 454,076 | 0 | |
CC Neuberger Principal Holdings III | Warrants | G1992N126 | 44 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
Cerner Corp | Common Stock | 156782104 | 1,022 | 11,000 | SH | DFND | 3 | 0 | 11,000 | 0 | |
Churchill Capital Corp VII | Common Stock | 17144M102 | 15,098 | 1,535,912 | SH | DFND | 1,2 | 0 | 1,535,912 | 0 | |
Churchill Capital Corp VII | Units | 17144M201 | 492 | 49,136 | SH | DFND | 1 | 0 | 49,136 | 0 | |
Churchill Capital Corp VII | Warrants | 17144M110 | 310 | 310,216 | SH | DFND | 1,2 | 0 | 310,216 | 0 | |
Cohn Robbins Holdings Corp | Common Stock | G23726105 | 4,915 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
Colicity Inc | Common Stock | 194170106 | 986 | 101,109 | SH | DFND | 2 | 0 | 101,109 | 0 | |
Colicity Inc | Units | 194170205 | 108 | 10,864 | SH | DFND | 1 | 0 | 10,864 | 0 | |
Colicity Inc | Warrants | 194170114 | 16 | 20,221 | SH | DFND | 2 | 0 | 20,221 | 0 | |
Coliseum Acquisition Corp | Units | G2263T115 | 990 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Compute Health Acquisition Corp | Units | 204833206 | 640 | 64,383 | SH | DFND | 1 | 0 | 64,383 | 0 | |
Compute Health Acquisition Corp | Warrants | 204833115 | 26 | 29,016 | SH | DFND | 1 | 0 | 29,016 | 0 | |
Conx Corp | Common Stock | 212873103 | 583 | 59,403 | SH | DFND | 2 | 0 | 59,403 | 0 | |
Conyers Park III Acquisition Corp. | Units | 21289P201 | 2,530 | 250,713 | SH | DFND | 1 | 0 | 250,713 | 0 | |
Corner Growth Acquisition Corp | Common Stock | G2425N105 | 2,475 | 252,598 | SH | DFND | 2 | 0 | 252,598 | 0 | |
Corner Growth Acquisition Corp | Units | G2425N121 | 1,009 | 101,400 | SH | DFND | 1 | 0 | 101,400 | 0 | |
Corner Growth Acquisition Corp | Warrants | G2425N113 | 98 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
COVA Acquisition Corp | Common Stock | G2554Y104 | 3,787 | 388,061 | SH | DFND | 1 | 0 | 388,061 | 0 | |
COVA Acquisition Corp | Units | G2554Y112 | 1,000 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
COVA Acquisition Corp | Warrants | G2554Y120 | 168 | 338,601 | SH | DFND | 1 | 0 | 338,601 | 0 | |
Crown PropTech Acquisitions | Warrants | G25741110 | 31 | 53,698 | SH | DFND | 1 | 0 | 53,698 | 0 | |
Deep Lake Capital Acquisition Corp | Common Stock | G27029100 | 293 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
Deep Lake Capital Acquisition Corp | Warrants | G27029118 | 9 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
Delwinds Insurance Acquisition Corp | Common Stock | 24803C102 | 8,919 | 900,000 | SH | DFND | 2 | 0 | 900,000 | 0 | |
DiamondHead Holdings Corp | Common Stock | 25278L105 | 2,379 | 244,300 | SH | DFND | 1,2 | 0 | 244,300 | 0 | |
DiamondHead Holdings Corp | Units | 25278L204 | 483 | 48,903 | SH | DFND | 1 | 0 | 48,903 | 0 | |
DiamondHead Holdings Corp | Warrants | 25278L113 | 7 | 12,473 | SH | DFND | 1 | 0 | 12,473 | 0 | |
DiDi Global Inc | Equity Options | 23292E908 | 3 | 66,800 | SH | Call | DFND | 1 | 0 | 66,800 | 0 |
Doma Holdings Inc | Warrants | 25703A112 | 75 | 79,204 | SH | DFND | 1 | 0 | 79,204 | 0 | |
DTRT Health Acquisition Corp | Common Stock | 23344T103 | 14,970 | 1,500,000 | SH | DFND | 2 | 0 | 1,500,000 | 0 | |
DTRT Health Acquisition Corp | Warrants | 23344T111 | 359 | 750,000 | SH | DFND | 2 | 0 | 750,000 | 0 | |
Dynamics Special Purpose Corp | Common Stock | 268010105 | 118 | 11,973 | SH | DFND | 1 | 0 | 11,973 | 0 | |
E.Merge Technology Acquisition Corp | Common Stock | 26873Y104 | 1,968 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
E.Merge Technology Acquisition Corp | Warrants | 26873Y112 | 315 | 562,460 | SH | DFND | 1 | 0 | 562,460 | 0 | |
East Resources Acquisition Co | Common Stock | 274681105 | 3,955 | 400,668 | SH | DFND | 2 | 0 | 400,668 | 0 | |
EG Acquisition Corp | Common Stock | 26846A100 | 1,003 | 103,200 | SH | DFND | 2 | 0 | 103,200 | 0 | |
Ekso Bionics Holdings | Common Stock | 282644301 | 4 | 399,003 | SH | DFND | 1 | 0 | 399,003 | 0 | |
Elliott Opportunity II Corp | Common Stock | G30092103 | 22,379 | 2,290,533 | SH | DFND | 1,2 | 0 | 2,290,533 | 0 | |
Elliott Opportunity II Corp | Units | G30092129 | 4,299 | 429,476 | SH | DFND | 1 | 0 | 429,476 | 0 | |
Endurance Acquisition Corp | Common Stock | G3041W107 | 1,000 | 1,000,000 | SH | DFND | 1 | 0 | 1,000,000 | 0 | |
Enterprise 4.0 Technology Acquisition Corp | Units | G3137C122 | 15,356 | 1,520,000 | SH | DFND | 1,2 | 0 | 1,520,000 | 0 | |
Epiphany Technology Acquisition Corp | Common Stock | 29429X109 | 732 | 425,000 | SH | DFND | 1,2 | 0 | 425,000 | 0 | |
Epiphany Technology Acquisition Corp | Warrants | 29429X117 | 162 | 217,800 | SH | DFND | 1 | 0 | 217,800 | 0 | |
Equity Distribution Acquisition Corp | Warrants | 29465E118 | 278 | 375,636 | SH | DFND | 1 | 0 | 375,636 | 0 | |
ESM Acquisition Corp | Common Stock | G3195H104 | 592 | 60,905 | SH | DFND | 2 | 0 | 60,905 | 0 | |
EVe Mobility Acquisition Corp | Units | G3218G125 | 16,987 | 1,697,143 | SH | DFND | 1,2 | 0 | 1,697,143 | 0 | |
Evolv Technologies Holdings Inc | Common Stock | 30049H102 | 1,070 | 240,000 | SH | DFND | 1 | 0 | 240,000 | 0 | |
Executive Network Partnering Corp | Units | 30158L209 | 127 | 12,700 | SH | DFND | 1 | 0 | 12,700 | 0 | |
Exela Technologies Inc | Common Stock | 30162V409 | 2,632 | 3,000,000 | SH | DFND | 1 | 0 | 3,000,000 | 0 | |
Far Peak Acquisition Corp | Common Stock | G3312L103 | 1,512 | 150,306 | SH | DFND | 1 | 0 | 150,306 | 0 | |
FAST Acquisition Corp II | Common Stock | 311874101 | 3,116 | 320,535 | SH | DFND | 2 | 0 | 320,535 | 0 | |
FAST Acquisition Corp II | Units | 311874200 | 2,519 | 254,403 | SH | DFND | 1 | 0 | 254,403 | 0 | |
FAST Acquisition Corp II | Warrants | 311874119 | 144 | 165,710 | SH | DFND | 1 | 0 | 165,710 | 0 | |
FinServ Acquisition Corp II | Units | 31809Y202 | 1,474 | 149,532 | SH | DFND | 1 | 0 | 149,532 | 0 | |
FinServ Acquisition Corp II | Warrants | 31809Y111 | 19 | 31,250 | SH | DFND | 1 | 0 | 31,250 | 0 | |
FinTech Acquisition Corp VI | Common Stock | 31811H106 | 6,780 | 691,849 | SH | DFND | 2 | 0 | 691,849 | 0 | |
FinTech Acquisition Corp VI | Units | 31811H205 | 1,100 | 110,000 | SH | DFND | 1 | 0 | 110,000 | 0 | |
FinTech Acquisition Corp VI | Warrants | 31811H114 | 43 | 47,574 | SH | DFND | 1 | 0 | 47,574 | 0 | |
Fintech Evolution Acquisition Group | Common Stock | G3R19A104 | 1,900 | 195,431 | SH | DFND | 2 | 0 | 195,431 | 0 | |
Fintech Evolution Acquisition Group | Warrants | G3R19A120 | 13 | 22,633 | SH | DFND | 2 | 0 | 22,633 | 0 | |
First Reserve Sustainable Growth Corp | Common Stock | 336169107 | 2,237 | 225,947 | SH | DFND | 2 | 0 | 225,947 | 0 | |
First Reserve Sustainable Growth Corp | Warrants | 336169115 | 33 | 40,000 | SH | DFND | 2 | 0 | 40,000 | 0 | |
First Trust TCW ESG Premier Equity ETF | Fund | 33740U877 | 658 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
Forest Road Acquisition Corp II | Units | 34619V202 | 446 | 45,048 | SH | DFND | 1 | 0 | 45,048 | 0 | |
Forest Road Acquisition Corp II | Warrants | 34619V111 | 19 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
Fortress Capital Acquisition Corp | Warrants | G36427121 | 16 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
Fortress Value Acquisition Corp IV | Common Stock | 34964K108 | 969 | 99,335 | SH | DFND | 2 | 0 | 99,335 | 0 | |
Freedom Acquisition I Corp | Units | G3663X102 | 2,794 | 284,538 | SH | DFND | 1 | 0 | 284,538 | 0 | |
FREYR Battery SA | Equity Options | L4135L900 | 23 | 38,100 | SH | Call | DFND | 1 | 0 | 38,100 | 0 |
FTAC Athena Acquisition Corp | Common Stock | G37283101 | 0 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
FTAC Athena Acquisition Corp | Warrants | G37283119 | 74 | 64,338 | SH | DFND | 1 | 0 | 64,338 | 0 | |
FTAC Hera Acquisition Corp | Common Stock | G3728Y103 | 15,142 | 1,549,814 | SH | DFND | 1,2 | 0 | 1,549,814 | 0 | |
FTAC Hera Acquisition Corp | Units | G3728Y129 | 3,713 | 372,749 | SH | DFND | 1 | 0 | 372,749 | 0 | |
FTAC Hera Acquisition Corp | Warrants | G3728Y111 | 92 | 106,250 | SH | DFND | 1 | 0 | 106,250 | 0 | |
Fusion Acquisition Corp II | Common Stock | 36118N102 | 4,265 | 439,663 | SH | DFND | 1,2 | 0 | 439,663 | 0 | |
Fusion Acquisition Corp II | Units | 36118N201 | 990 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Fusion Acquisition Corp II | Warrants | 36118N110 | 186 | 309,574 | SH | DFND | 1,2 | 0 | 309,574 | 0 | |
Future Health ESG Corp | Warrants | 36118W110 | 1,000 | 1,000,000 | SH | DFND | 1 | 0 | 1,000,000 | 0 | |
GCM Grosvenor, Inc. | Common Stock | 36831E112 | 67,741 | 6,451,535 | SH | DFND | 0 | 6,451,535 | 0 | ||
GCM Grosvenor, Inc. | Warrants | 36831E120 | 1,800 | 1,800,000 | SH | DFND | 0 | 1,800,000 | 0 | ||
GigCapital5 Inc | Common Stock | 37519U109 | 10,008 | 1,011,969 | SH | DFND | 2 | 0 | 1,011,969 | 0 | |
Global Blue Group Holding AG | Warrants | H33700115 | 177 | 294,761 | SH | DFND | 1 | 0 | 294,761 | 0 | |
Global Partner Acquisition Corp II | Common Stock | G3934P102 | 8,668 | 892,644 | SH | DFND | 1,2 | 0 | 892,644 | 0 | |
Global Partner Acquisition Corp II | Units | G3934P110 | 3,497 | 355,070 | SH | DFND | 1 | 0 | 355,070 | 0 | |
Global Partner Acquisition Corp II | Warrants | G3934P128 | 127 | 153,724 | SH | DFND | 1,2 | 0 | 153,724 | 0 | |
Global Synergy Acquisition Corp | Common Stock | G3934J106 | 6,359 | 645,948 | SH | DFND | 2 | 0 | 645,948 | 0 | |
Globalstar Inc | Equity Options | 378973908 | 117 | 730,500 | SH | Call | DFND | 1 | 0 | 730,500 | 0 |
GO Acquisition Corp | Warrants | 362019119 | 73 | 110,195 | SH | DFND | 1 | 0 | 110,195 | 0 | |
Golden Falcon Acquisition Corp | Common Stock | 38102H109 | 4,401 | 450,000 | SH | DFND | 2 | 0 | 450,000 | 0 | |
Gores Holdings VII Inc | Units | 38286T200 | 292 | 29,271 | SH | DFND | 1 | 0 | 29,271 | 0 | |
Gores Holdings VIII Inc | Common Stock | 382863108 | 8,213 | 805,239 | SH | DFND | 1,2 | 0 | 805,239 | 0 | |
Gores Holdings VIII Inc | Warrants | 382863116 | 136 | 67,096 | SH | DFND | 1,2 | 0 | 67,096 | 0 | |
Gores Technology Partners II Inc | Units | 38287L206 | 1,265 | 125,465 | SH | DFND | 1 | 0 | 125,465 | 0 | |
Gores Technology Partners Inc | Units | 382870202 | 156 | 15,548 | SH | DFND | 1 | 0 | 15,548 | 0 | |
Grifols SA | Common Stock | 398438408 | 693 | 61,667 | SH | DFND | 3 | 0 | 61,667 | 0 | |
Group Nine Acquisition Corp | Common Stock | 39947R104 | 3,739 | 383,535 | SH | DFND | 2 | 0 | 383,535 | 0 | |
Group Nine Acquisition Corp | Warrants | 39947R112 | 198 | 380,700 | SH | DFND | 1 | 0 | 380,700 | 0 | |
GX Acquisition Corp II | Common Stock | 36260F105 | 5,698 | 587,867 | SH | DFND | 2 | 0 | 587,867 | 0 | |
Hamilton Lane Alliance Holdings I Inc | Common Stock | 40749M103 | 10,341 | 1,058,475 | SH | DFND | 1,2 | 0 | 1,058,475 | 0 | |
Hamilton Lane Alliance Holdings I Inc | Units | 40749M202 | 2,156 | 216,723 | SH | DFND | 1 | 0 | 216,723 | 0 | |
Hamilton Lane Alliance Holdings I Inc | Warrants | 40749M111 | 242 | 418,767 | SH | DFND | 1,2 | 0 | 418,767 | 0 | |
Haymaker Acquisition Corp II | Common Stock | 42087R108 | 0 | 383,333 | SH | DFND | 1 | 0 | 383,333 | 0 | |
Hennessy Capital Investment Corp VI | Common Stock | 42600H108 | 6,984 | 721,007 | SH | DFND | 1,2 | 0 | 721,007 | 0 | |
Hennessy Capital Investment Corp VI | Units | 42600H207 | 917 | 91,731 | SH | DFND | 1 | 0 | 91,731 | 0 | |
Hennessy Capital Investment Corp VI | Warrants | 42600H116 | 84 | 100,268 | SH | DFND | 1,2 | 0 | 100,268 | 0 | |
Hippo Holdings Inc | Common Stock | 433539103 | 566 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
Horizon Acquisition Corp II | Common Stock | G46044106 | 3,512 | 357,278 | SH | DFND | 1 | 0 | 357,278 | 0 | |
Horizon Acquisition Corp II | Warrants | G46044114 | 248 | 266,959 | SH | DFND | 1 | 0 | 266,959 | 0 | |
Hudson Executive Investment Corp II | Warrants | 443760111 | 84 | 125,575 | SH | DFND | 1 | 0 | 125,575 | 0 | |
Hudson Executive Investment Corp III | Common Stock | 44376L107 | 7,837 | 806,324 | SH | DFND | 1,2 | 0 | 806,324 | 0 | |
Hudson Executive Investment Corp III | Warrants | 44376L115 | 158 | 211,764 | SH | DFND | 1,2 | 0 | 211,764 | 0 | |
Hycroft Mining Holding Corp | Common Stock | 44862P109 | 27 | 44,395 | SH | DFND | 1 | 0 | 44,395 | 0 | |
Hycroft Mining Holding Corp | Warrants | 44862P117 | 41 | 688,415 | SH | DFND | 1 | 0 | 688,415 | 0 | |
IG Acquisition Corp | Common Stock | 449534106 | 5,644 | 575,330 | SH | DFND | 2 | 0 | 575,330 | 0 | |
IG Acquisition Corp | Warrants | 449534114 | 75 | 94,139 | SH | DFND | 1 | 0 | 94,139 | 0 | |
Independence Holdings Corp | Common Stock | G4761A101 | 9,378 | 964,845 | SH | DFND | 1,2 | 0 | 964,845 | 0 | |
Independence Holdings Corp | Units | G4761A119 | 2,565 | 257,820 | SH | DFND | 1 | 0 | 257,820 | 0 | |
Independence Holdings Corp | Warrants | G4761A127 | 123 | 138,329 | SH | DFND | 1,2 | 0 | 138,329 | 0 | |
Inflection Point Acquisition Corp | Common Stock | G47874121 | 1,928 | 200,000 | SH | DFND | 2 | 0 | 200,000 | 0 | |
Innovative International Acquisition Corp | Units | G4809M117 | 6,539 | 650,000 | SH | DFND | 2 | 0 | 650,000 | 0 | |
Innoviz Technologies Ltd | Common Stock | M5R635108 | 951 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
Insight Acquisition Corp | Warrants | 45784L118 | 1,234 | 1,264,606 | SH | DFND | 1, 2 | 0 | 1,264,606 | 0 | |
Insight Acquisition Corp/DE | Common Stock | 45784L100 | 1,262 | 129,213 | SH | DFND | 2 | 0 | 129,213 | 0 | |
INSU Acquisition Corp III | Common Stock | 457817104 | 2,450 | 250,000 | SH | DFND | 2 | 0 | 250,000 | 0 | |
Intelligent Medicine Acquisition Corp | Units | 45828D205 | 4,080 | 400,000 | SH | DFND | 2 | 0 | 400,000 | 0 | |
Intelligent Medicine Acquisition Corp | Warrants | 45828D114 | 1,035 | 1,035,000 | SH | DFND | 1 | 0 | 1,035,000 | 0 | |
International General Insurance Holdings Ltd | Warrants | G4809J114 | 88 | 117,160 | SH | DFND | 1 | 0 | 117,160 | 0 | |
Invesco QQQ Trust Series 1 | Equity Fund Options | 46090E953 | 1,492 | 350,000 | SH | Put | DFND | 1 | 0 | 350,000 | 0 |
ITHAX Acquisition Corp | Common Stock | G49775102 | 1,936 | 196,699 | SH | DFND | 1 | 0 | 196,699 | 0 | |
ITHAX Acquisition Corp | Units | G49775110 | 503 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
ITHAX Acquisition Corp | Warrants | G49775128 | 95 | 173,299 | SH | DFND | 1 | 0 | 173,299 | 0 | |
IX Acquisition Corp | Common Stock | G5000D103 | 2,910 | 300,000 | SH | DFND | 2 | 0 | 300,000 | 0 | |
IX Acquisition Corp | Warrants | G5000D111 | 1,060 | 1,150,000 | SH | DFND | 1,2 | 0 | 1,150,000 | 0 | |
Jaws Hurricane Acquisition Corp | Units | 47201B202 | 1,080 | 107,800 | SH | DFND | 1 | 0 | 107,800 | 0 | |
Jaws Juggernaut Acquisition Corp | Units | G50735128 | 250 | 25,078 | SH | DFND | 1 | 0 | 25,078 | 0 | |
Jaws Mustang Acquisition Corp | Common Stock | G50737108 | 1,736 | 178,015 | SH | DFND | 1 | 0 | 178,015 | 0 | |
Jaws Mustang Acquisition Corp | Units | G50737116 | 1,864 | 185,875 | SH | DFND | 1 | 0 | 185,875 | 0 | |
Jaws Mustang Acquisition Corp | Warrants | G50737124 | 72 | 69,753 | SH | DFND | 1 | 0 | 69,753 | 0 | |
Kairos Acquisition Corp | Warrants | G52110106 | 24 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
Khosla Ventures Acquisition Co III | Common Stock | 482506102 | 17,854 | 1,829,257 | SH | DFND | 1,2 | 0 | 1,829,257 | 0 | |
KKR Acquisition Holdings I Corp | Common Stock | 48253T109 | 5,697 | 584,901 | SH | DFND | 1,2 | 0 | 584,901 | 0 | |
KKR Acquisition Holdings I Corp | Units | 48253T208 | 5,443 | 543,168 | SH | DFND | 1 | 0 | 543,168 | 0 | |
KKR Acquisition Holdings I Corp | Warrants | 48253T117 | 243 | 243,587 | SH | DFND | 1,2 | 0 | 243,587 | 0 | |
KL Acquisition Corp | Warrants | 49837C117 | 18 | 33,333 | SH | DFND | 1 | 0 | 33,333 | 0 | |
KludeIn I Acquisition Corp | Warrants | 49878L117 | 15 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
KORE Group Holdings Inc | Common Stock | 50066V107 | 1,011 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
KORE Group Holdings Inc | Warrants | 50066V115 | 97 | 92,663 | SH | DFND | 1 | 0 | 92,663 | 0 | |
Landcadia Holdings IV Inc | Common Stock | 51477A104 | 8,397 | 863,030 | SH | DFND | 2 | 0 | 863,030 | 0 | |
Landcadia Holdings IV Inc | Units | 51477A203 | 417 | 41,742 | SH | DFND | 1 | 0 | 41,742 | 0 | |
Landcadia Holdings IV Inc | Warrants | 51477A112 | 129 | 125,000 | SH | DFND | 1 | 0 | 125,000 | 0 | |
Las Vegas Sands Corp | Equity Options | 517834907 | 2,858 | 2,200,000 | SH | Call | DFND | 1 | 0 | 2,200,000 | 0 |
Lazard Growth Acquisition Corp I | Common Stock | G54035103 | 6,383 | 656,012 | SH | DFND | 1,2 | 0 | 656,012 | 0 | |
Lazard Growth Acquisition Corp I | Units | G54035129 | 4,856 | 490,499 | SH | DFND | 1 | 0 | 490,499 | 0 | |
Lazard Growth Acquisition Corp I | Warrants | G54035111 | 124 | 141,983 | SH | DFND | 1,2 | 0 | 141,983 | 0 | |
LDH Growth Corp I | Common Stock | G54094100 | 1,453 | 148,000 | SH | DFND | 2 | 0 | 148,000 | 0 | |
Leo Holdings Corp II | Warrants | G5463R128 | 14 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
Lerer Hippeau Acquisition Corp | Common Stock | 526749106 | 561 | 56,976 | SH | DFND | 1 | 0 | 56,976 | 0 | |
Levere Holdings Corp | Common Stock | G5462L106 | 2,840 | 291,575 | SH | DFND | 2 | 0 | 291,575 | 0 | |
Liberty Media Acquisition Corp | Units | 53073L203 | 938 | 88,374 | SH | DFND | 1 | 0 | 88,374 | 0 | |
Live Oak Mobility Acquisition Corp | Common Stock | 538126103 | 1,466 | 150,000 | SH | DFND | 2 | 0 | 150,000 | 0 | |
Live Oak Mobility Acquisition Corp | Units | 538126202 | 883 | 88,262 | SH | DFND | 1 | 0 | 88,262 | 0 | |
Longview Acquisition Corp II | Common Stock | 54319Q105 | 8,044 | 817,473 | SH | DFND | 1 | 0 | 817,473 | 0 | |
Lucid Diagnostics Inc | Common Stock | 54948X109 | 2,240 | 417,147 | SH | DFND | 1 | 0 | 417,147 | 0 | |
LumiraDx Ltd | Warrants | G5709L117 | 17 | 12,050 | SH | DFND | 1 | 0 | 12,050 | 0 | |
M3-Brigade Acquisition II Corp | Warrants | 553800111 | 2,610 | 1,740,000 | SH | DFND | 1 | 0 | 1,740,000 | 0 | |
M3-Brigade Acquisition III Corp | Units | 55407R202 | 16,483 | 1,645,000 | SH | DFND | 2 | 0 | 1,645,000 | 0 | |
Magnum Opus Acquisition Ltd | Warrants | G5S70A112 | 165 | 159,748 | SH | DFND | 1 | 0 | 159,748 | 0 | |
Marblegate Acquisition Corp | Units | 56608A204 | 3,000 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
MarketWise Inc | Warrants | 57064P115 | 67 | 70,267 | SH | DFND | 1 | 0 | 70,267 | 0 | |
Mason Industrial Technology Inc | Common Stock | 57520Y106 | 5,090 | 521,507 | SH | DFND | 2 | 0 | 521,507 | 0 | |
Mason Industrial Technology Inc | Units | 57520Y205 | 2,510 | 251,000 | SH | DFND | 1 | 0 | 251,000 | 0 | |
Mason Industrial Technology Inc | Warrants | 57520Y114 | 111 | 167,874 | SH | DFND | 1,2 | 0 | 167,874 | 0 | |
Metals Acquisition Corp | Common Stock | G60405100 | 968 | 99,900 | SH | DFND | 2 | 0 | 99,900 | 0 | |
MICT Inc | Common Stock | 55328R109 | 196 | 236,209 | SH | DFND | 3 | 0 | 236,209 | 0 | |
Momentus Inc | Common Stock | 60879E105 | 209 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
Momentus Inc | Warrants | 60879E123 | 5 | 10,500 | SH | DFND | 1 | 0 | 10,500 | 0 | |
Monument Circle Acquisition Corp | Common Stock | 61531M101 | 1,340 | 137,308 | SH | DFND | 2 | 0 | 137,308 | 0 | |
Monument Circle Acquisition Corp | Warrants | 61531M119 | 33 | 65,000 | SH | DFND | 1 | 0 | 65,000 | 0 | |
Motive Capital Corp | Warrants | G6293A111 | 94 | 91,782 | SH | DFND | 1 | 0 | 91,782 | 0 | |
MSD Acquisition Corp | Common Stock | G5709C109 | 1,985 | 200,550 | SH | DFND | 1 | 0 | 200,550 | 0 | |
MSD Acquisition Corp | Units | G5709C117 | 3,401 | 336,743 | SH | DFND | 1 | 0 | 336,743 | 0 | |
MSD Acquisition Corp | Warrants | G5709C125 | 46 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
Navient Corp | Common Stock | 63938C108 | 267,657 | 12,613,424 | SH | DFND | 3 | 0 | 12,613,424 | 0 | |
Newcourt Acquisition Corp | Units | G6448C111 | 9,460 | 937,000 | SH | DFND | 1,2 | 0 | 937,000 | 0 | |
NightDragon Acquisition Corp | Units | 65413D204 | 1,321 | 133,200 | SH | DFND | 1 | 0 | 133,200 | 0 | |
NIO Inc | Common Stock | 62914V106 | 664 | 20,947 | SH | DFND | 3 | 0 | 20,947 | 0 | |
Noble Rock Acquisition Corp | Common Stock | G6546R101 | 1,781 | 183,404 | SH | DFND | 2 | 0 | 183,404 | 0 | |
Northern Star Investment Corp III | Common Stock | 66574L100 | 15,493 | 1,589,023 | SH | DFND | 2 | 0 | 1,589,023 | 0 | |
Northern Star Investment Corp III | Warrants | 66574L118 | 123 | 139,837 | SH | DFND | 2 | 0 | 139,837 | 0 | |
Northern Star Investment Corp IV | Common Stock | 66575B101 | 15,438 | 1,585,000 | SH | DFND | 2 | 0 | 1,585,000 | 0 | |
Northern Star Investment Corp IV | Warrants | 66575B119 | 72 | 83,333 | SH | DFND | 2 | 0 | 83,333 | 0 | |
Oaktree Acquisition Corp II | Warrants | G6715X111 | 123 | 116,139 | SH | DFND | 1 | 0 | 116,139 | 0 | |
One Equity Partners Open Water I Corp | Units | 68237L204 | 311 | 31,500 | SH | DFND | 1 | 0 | 31,500 | 0 | |
Oracle Corp | Equity Options | 68389X905 | 686 | 382,500 | SH | Call | DFND | 1 | 0 | 382,500 | 0 |
Orion Acquisition Corp | Warrants | 68626A116 | 34 | 55,225 | SH | DFND | 1 | 0 | 55,225 | 0 | |
Orion Biotech Opportunities Corp | Units | G6780C125 | 2,856 | 293,200 | SH | DFND | 1,2 | 0 | 293,200 | 0 | |
Orion Biotech Opportunities Corp | Warrants | G6780C117 | 156 | 162,945 | SH | DFND | 1, 2 | 0 | 162,945 | 0 | |
Osiris Acquisition Corp | Common Stock | 68829A103 | 206 | 21,315 | SH | DFND | 1 | 0 | 21,315 | 0 | |
Osiris Acquisition Corp | Warrants | 68829A111 | 14 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
Otonomo Technologies Ltd | Common Stock | M7571L103 | 744 | 182,021 | SH | DFND | 1 | 0 | 182,021 | 0 | |
P3 Health Partners Inc | Warrants | 744413113 | 217 | 206,795 | SH | DFND | 1 | 0 | 206,795 | 0 | |
Pathfinder Acquisition Corp | Warrants | G04119122 | 21 | 34,792 | SH | DFND | 1 | 0 | 34,792 | 0 | |
Pear Therapeutics Inc | Warrants | 704723113 | 48 | 79,705 | SH | DFND | 1 | 0 | 79,705 | 0 | |
Pershing Square Tontine Holdings Ltd | Common Stock | 71531R109 | 4,930 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
Phoenix Biotech Acquisition Corp | Common Stock | 71902K105 | 7,433 | 750,000 | SH | DFND | 2 | 0 | 750,000 | 0 | |
Phoenix Biotech Acquisition Corp | Units | 71902K204 | 1,550 | 155,000 | SH | DFND | 1 | 0 | 155,000 | 0 | |
Phoenix Biotech Acquisition Corp | Warrants | 71902K113 | 158 | 375,000 | SH | DFND | 2 | 0 | 375,000 | 0 | |
Pine Technology Acquisition Corp | Common Stock | 722850104 | 579 | 58,813 | SH | DFND | 2 | 0 | 58,813 | 0 | |
Pioneer Merger Corp | Warrants | G7S24C111 | 41 | 62,800 | SH | DFND | 1 | 0 | 62,800 | 0 | |
Pivotal Investment Corp III | Common Stock | 72582M106 | 1,653 | 169,665 | SH | DFND | 2 | 0 | 169,665 | 0 | |
Playstudios Inc | Common Stock | 72815G108 | 790 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
Plum Acquisition Corp I | Common Stock | G7134L126 | 497 | 51,076 | SH | DFND | 2 | 0 | 51,076 | 0 | |
Plum Acquisition Corp I | Warrants | G7134L118 | 8 | 10,215 | SH | DFND | 2 | 0 | 10,215 | 0 | |
PMV Consumer Acquisition Corp | Warrants | 693486110 | 330 | 518,236 | SH | DFND | 1 | 0 | 518,236 | 0 | |
Pontem Corp | Common Stock | G71707106 | 12,071 | 1,231,710 | SH | DFND | 1,2 | 0 | 1,231,710 | 0 | |
Pontem Corp | Units | G71707114 | 2,330 | 231,172 | SH | DFND | 1 | 0 | 231,172 | 0 | |
Pontem Corp | Warrants | G71707122 | 67 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
Population Health Investment Co Inc | Warrants | G71716115 | 31 | 62,420 | SH | DFND | 1 | 0 | 62,420 | 0 | |
Portage Fintech Acquisition Corp | Common Stock | G7185D106 | 985 | 101,300 | SH | DFND | 2 | 0 | 101,300 | 0 | |
Portage Fintech Acquisition Corp | Units | G7185D122 | 987 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Poseida Therapeutics Inc | Common Stock | 73730P108 | 172 | 25,205 | SH | DFND | 3 | 0 | 25,205 | 0 | |
Post Holdings Partnering Corp | Common Stock | 737465104 | 930 | 94,900 | SH | DFND | 2 | 0 | 94,900 | 0 | |
Post Holdings Partnering Corp | Units | 737465203 | 160 | 15,611 | SH | DFND | 1 | 0 | 15,611 | 0 | |
Post Holdings Partnering Corp | Warrants | 737465112 | 78 | 92,093 | SH | DFND | 1 | 0 | 92,093 | 0 | |
Power & Digital Infrastructure Acquisition Corp | Common Stock | 739190106 | 712 | 65,000 | SH | DFND | 1 | 0 | 65,000 | 0 | |
Powered Brands | Common Stock | G7209M108 | 1,468 | 149,982 | SH | DFND | 2 | 0 | 149,982 | 0 | |
Prime Impact Acquisition I | Common Stock | G61074103 | 1,763 | 179,168 | SH | DFND | 2 | 0 | 179,168 | 0 | |
Prime Impact Acquisition I | Warrants | G61074129 | 55 | 101,608 | SH | DFND | 1 | 0 | 101,608 | 0 | |
Priveterra Acquisition Corp | Common Stock | 74275N102 | 779 | 80,225 | SH | DFND | 2 | 0 | 80,225 | 0 | |
Priveterra Acquisition Corp | Units | 74275N201 | 2,378 | 240,000 | SH | DFND | 1 | 0 | 240,000 | 0 | |
Priveterra Acquisition Corp | Warrants | 74275N110 | 39 | 76,741 | SH | DFND | 1,2 | 0 | 76,741 | 0 | |
Progress Acquisition Corp | Common Stock | 74327P105 | 1,463 | 150,000 | SH | DFND | 2 | 0 | 150,000 | 0 | |
PropTech Investment Corp II | Warrants | 743497117 | 194 | 323,694 | SH | DFND | 1 | 0 | 323,694 | 0 | |
Prospector Capital Corp | Common Stock | G7273A105 | 1,291 | 132,497 | SH | DFND | 2 | 0 | 132,497 | 0 | |
Prospector Capital Corp | Warrants | G7273A113 | 63 | 100,834 | SH | DFND | 1 | 0 | 100,834 | 0 | |
Provident Acquisition Corp | Common Stock | G7282L100 | 3,633 | 368,818 | SH | DFND | 2 | 0 | 368,818 | 0 | |
PureCycle Technologies Inc | Equity Options | 74623V903 | 416 | 436,200 | SH | Call | DFND | 1 | 0 | 436,200 | 0 |
PWP Forward Acquisition Corp I | Common Stock | 74709Q101 | 2,887 | 297,316 | SH | DFND | 2 | 0 | 297,316 | 0 | |
PWP Forward Acquisition Corp I | Units | 74709Q200 | 740 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
PWP Forward Acquisition Corp I | Warrants | 74709Q119 | 48 | 59,463 | SH | DFND | 2 | 0 | 59,463 | 0 | |
RedBall Acquisition Corp | Common Stock | G7417R105 | 1,523 | 153,566 | SH | DFND | 1 | 0 | 153,566 | 0 | |
Revolution Healthcare Acquisition Corp | Common Stock | 76155Y108 | 10,892 | 1,118,290 | SH | DFND | 2 | 0 | 1,118,290 | 0 | |
Revolution Healthcare Acquisition Corp | Warrants | 76155Y116 | 269 | 358,935 | SH | DFND | 1,2 | 0 | 358,935 | 0 | |
Riverview Acquisition Corp | Warrants | 769395112 | 26 | 50,043 | SH | DFND | 1 | 0 | 50,043 | 0 | |
Rocket Internet Growth Opportunities Corp | Common Stock | G7613T103 | 3,702 | 377,724 | SH | DFND | 2 | 0 | 377,724 | 0 | |
Rocket Internet Growth Opportunities Corp | Units | G7613T111 | 2,674 | 269,024 | SH | DFND | 1 | 0 | 269,024 | 0 | |
Rocket Internet Growth Opportunities Corp | Warrants | G7613T129 | 57 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
Rose Hill Acquisition Corp | Units | G7637J115 | 2,034 | 200,000 | SH | DFND | 2 | 0 | 200,000 | 0 | |
Rose Hill Acquisition Corp | Warrants | G7637J123 | 1,006 | 805,000 | SH | DFND | 1 | 0 | 805,000 | 0 | |
Ross Acquisition Corp II | Common Stock | G7641C106 | 4,711 | 482,713 | SH | DFND | 2 | 0 | 482,713 | 0 | |
Ross Acquisition Corp II | Units | G7641C122 | 2,155 | 215,085 | SH | DFND | 1 | 0 | 215,085 | 0 | |
Royal Dutch Shell PLC | Common Stock | 780259206 | 3,005 | 69,250 | SH | DFND | 3 | 0 | 69,250 | 0 | |
RXR Acquisition Corp | Units | 74981W206 | 990 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Sanofi | Common Stock | 80105N105 | 514 | 10,264 | SH | DFND | 3 | 0 | 10,264 | 0 | |
Sarissa Capital Acquisition Corp | Warrants | G7823W110 | 88 | 84,998 | SH | DFND | 1 | 0 | 84,998 | 0 | |
Science Strategic Acquisition Corp Alpha | Common Stock | 808641104 | 1,621 | 166,211 | SH | DFND | 2 | 0 | 166,211 | 0 | |
Science Strategic Acquisition Corp Alpha | Warrants | 808641112 | 30 | 55,403 | SH | DFND | 2 | 0 | 55,403 | 0 | |
Semper Paratus Acquisition Corp | Units | G8028L123 | 6,535 | 650,000 | SH | DFND | 1,2 | 0 | 650,000 | 0 | |
Senior Connect Acquisition Corp I | Common Stock | 81723H108 | 2,040 | 209,454 | SH | DFND | 2 | 0 | 209,454 | 0 | |
Sharecare Inc | Common Stock | 81948W104 | 3,031 | 675,000 | SH | DFND | 1 | 0 | 675,000 | 0 | |
Shelter Acquisition Corp I | Common Stock | 822821104 | 8,395 | 862,785 | SH | DFND | 2 | 0 | 862,785 | 0 | |
Shelter Acquisition Corp I | Warrants | 822821112 | 179 | 330,792 | SH | DFND | 2 | 0 | 330,792 | 0 | |
Shift Technologies Inc | Common Stock | 82452T107 | 192 | 56,250 | SH | DFND | 1 | 0 | 56,250 | 0 | |
Sierra Lake Acquisition Corp | Common Stock | 826332108 | 3,000 | 3,000,000 | SH | DFND | 1 | 0 | 3,000,000 | 0 | |
Silence Therapeutics PLC | Common Stock | 82686Q101 | 6,080 | 254,519 | SH | DFND | 3 | 0 | 254,519 | 0 | |
Silver Spike Acquisition Corp II | Units | G8201H121 | 2,010 | 201,441 | SH | DFND | 1 | 0 | 201,441 | 0 | |
Simon Property Group Acquisition Holdings Inc | Common Stock | 82880R103 | 1,561 | 160,268 | SH | DFND | 1 | 0 | 160,268 | 0 | |
Simon Property Group Acquisition Holdings Inc | Units | 82880R202 | 3,785 | 382,553 | SH | DFND | 1 | 0 | 382,553 | 0 | |
Simon Property Group Acquisition Holdings Inc | Warrants | 82880R111 | 71 | 82,227 | SH | DFND | 1 | 0 | 82,227 | 0 | |
Sizzle Acquisition Corp | Units | 83014E212 | 5,080 | 500,000 | SH | DFND | 2 | 0 | 500,000 | 0 | |
Slam Corp | Common Stock | G8210L105 | 15,001 | 1,542,744 | SH | DFND | 1,2 | 0 | 1,542,744 | 0 | |
Slam Corp | Units | G8210L113 | 988 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Slam Corp | Warrants | G8210L121 | 183 | 294,516 | SH | DFND | 1,2 | 0 | 294,516 | 0 | |
Social Leverage Acquisition Corp I | Common Stock | 83363K102 | 2,028 | 206,772 | SH | DFND | 2 | 0 | 206,772 | 0 | |
Social Leverage Acquisition Corp I | Units | 83363K201 | 105 | 10,500 | SH | DFND | 1 | 0 | 10,500 | 0 | |
SPDR S&P 500 ETF Trust | Equity Fund Options | 78462F953 | 1,203 | 989,900 | SH | Put | DFND | 1 | 0 | 989,900 | 0 |
SPDR S&P 500 ETF Trust | Equity Fund Options | 78462F903 | 5 | 20,000 | SH | Call | DFND | 1 | 0 | 20,000 | 0 |
Sports Ventures Acquisition Corp | Warrants | G8372A129 | 14 | 23,333 | SH | DFND | 1 | 0 | 23,333 | 0 | |
StoneBridge Acquisition Corp | Common Stock | G85094103 | 13,790 | 1,500,000 | SH | DFND | 1,2 | 0 | 1,500,000 | 0 | |
StoneBridge Acquisition Corp | Warrants | G85094129 | 337 | 700,000 | SH | DFND | 2 | 0 | 700,000 | 0 | |
Sunlight Financial Holdings Inc | Common Stock | 86738J106 | 717 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
Sunlight Financial Holdings Inc | Warrants | 86738J114 | 82 | 124,609 | SH | DFND | 1 | 0 | 124,609 | 0 | |
Supernova Partners Acquisition Co III Ltd | Common Stock | G8T90F102 | 9,947 | 1,020,190 | SH | DFND | 2 | 0 | 1,020,190 | 0 | |
Supernova Partners Acquisition Co III Ltd | Warrants | G8T90F128 | 76 | 84,408 | SH | DFND | 2 | 0 | 84,408 | 0 | |
SVF Investment Corp | Common Stock | G8601L102 | 6,671 | 664,398 | SH | DFND | 1,2 | 0 | 664,398 | 0 | |
SVF Investment Corp | Warrants | G8601L128 | 22 | 17,000 | SH | DFND | 1 | 0 | 17,000 | 0 | |
SVF Investment Corp 2 | Common Stock | G8601M100 | 6,857 | 692,489 | SH | DFND | 1,2 | 0 | 692,489 | 0 | |
SVF Investment Corp 3 | Common Stock | G8601N108 | 9,435 | 943,464 | SH | DFND | 1,2 | 0 | 943,464 | 0 | |
Tailwind Acquisition Corp | Warrants | 87403Q110 | 32 | 61,381 | SH | DFND | 1 | 0 | 61,381 | 0 | |
Tailwind International Acquisition Corp | Common Stock | G8662F101 | 2,468 | 253,124 | SH | DFND | 2 | 0 | 253,124 | 0 | |
Tailwind International Acquisition Corp | Warrants | G8662F119 | 52 | 92,530 | SH | DFND | 1,2 | 0 | 92,530 | 0 | |
Tailwind Two Acquisition Corp | Common Stock | G86613109 | 6,923 | 700,000 | SH | DFND | 2 | 0 | 700,000 | 0 | |
Tailwind Two Acquisition Corp | Warrants | G86613125 | 70 | 82,982 | SH | DFND | 1 | 0 | 82,982 | 0 | |
Talkspace Inc | Common Stock | 87427V103 | 985 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
Tastemaker Acquisition Corp | Warrants | 876545112 | 19 | 37,500 | SH | DFND | 1 | 0 | 37,500 | 0 | |
TCW Special Purpose Acquisition Corp | Units | 87301L205 | 1,694 | 171,144 | SH | DFND | 1 | 0 | 171,144 | 0 | |
TCW Special Purpose Acquisition Corp | Warrants | 87301L114 | 97 | 159,701 | SH | DFND | 1 | 0 | 159,701 | 0 | |
Tech and Energy Transition Corp | Common Stock | 87823R102 | 1,533 | 157,700 | SH | DFND | 2 | 0 | 157,700 | 0 | |
Tech and Energy Transition Corp | Warrants | 87823R110 | 37 | 52,566 | SH | DFND | 2 | 0 | 52,566 | 0 | |
Telefonica SA | Common Stock | 879382208 | 283 | 66,700 | SH | DFND | 3 | 0 | 66,700 | 0 | |
Teva Pharmaceutical Industries Ltd | Common Stock | 881624209 | 89 | 11,066 | SH | DFND | 3 | 0 | 11,066 | 0 | |
Thayer Ventures Acquisition Corp | Common Stock | 88332T100 | 4,844 | 479,574 | SH | DFND | 1 | 0 | 479,574 | 0 | |
Thunder Bridge Capital Partners III Inc | Common Stock | 88605T100 | 5,136 | 525,938 | SH | DFND | 1,2 | 0 | 525,938 | 0 | |
Thunder Bridge Capital Partners III Inc | Units | 88605T209 | 1,371 | 137,964 | SH | DFND | 1 | 0 | 137,964 | 0 | |
Thunder Bridge Capital Partners III Inc | Warrants | 88605T118 | 117 | 140,685 | SH | DFND | 1,2 | 0 | 140,685 | 0 | |
Thunder Bridge Capital Partners IV Inc | Common Stock | 88605L107 | 16,555 | 1,696,207 | SH | DFND | 2 | 0 | 1,696,207 | 0 | |
Thunder Bridge Capital Partners IV Inc | Units | 88605L206 | 2,114 | 213,527 | SH | DFND | 1 | 0 | 213,527 | 0 | |
Thunder Bridge Capital Partners IV Inc | Warrants | 88605L115 | 167 | 196,900 | SH | DFND | 1,2 | 0 | 196,900 | 0 | |
Tishman Speyer Innovation Corp II | Common Stock | 88825H100 | 1,950 | 199,997 | SH | DFND | 2 | 0 | 199,997 | 0 | |
Tishman Speyer Innovation Corp II | Units | 88825H209 | 1,994 | 202,400 | SH | DFND | 1 | 0 | 202,400 | 0 | |
Tishman Speyer Innovation Corp II | Warrants | 88825H118 | 110 | 145,300 | SH | DFND | 1 | 0 | 145,300 | 0 | |
TortoiseEcofin Acquisition Corp III | Common Stock | G8956E109 | 4,845 | 500,000 | SH | DFND | 2 | 0 | 500,000 | 0 | |
TortoiseEcofin Acquisition Corp III | Warrants | G8956E117 | 114 | 125,000 | SH | DFND | 2 | 0 | 125,000 | 0 | |
Tribe Capital Growth Corp I | Common Stock | 89601Y101 | 3,020 | 1,016,202 | SH | DFND | 1, 2 | 0 | 1,016,202 | 0 | |
Tribe Capital Growth Corp I | Warrants | 89601Y119 | 35 | 40,262 | SH | DFND | 2 | 0 | 40,262 | 0 | |
Uber Technologies Inc | Equity Options | 90353T900 | 277 | 100,000 | SH | Call | DFND | 1 | 0 | 100,000 | 0 |
USHG Acquisition Corp | Warrants | 91748P118 | 564 | 339,632 | SH | DFND | 1 | 0 | 339,632 | 0 | |
View, Inc. | Common Stock | 92671V106 | 75,541 | 19,320,000 | SH | DFND | 1 | 0 | 19,320,000 | 0 | |
View, Inc. | Warrants | 92671V114 | 367 | 366,666 | SH | DFND | 0 | 366,666 | 0 | ||
Vy Global Growth | Common Stock | G9444H100 | 13,188 | 1,344,380 | SH | DFND | 1,2 | 0 | 1,344,380 | 0 | |
Warburg Pincus Capital Corp I-A | Units | G9461D123 | 1,101 | 110,060 | SH | DFND | 1 | 0 | 110,060 | 0 | |
Warburg Pincus Capital Corp I-B | Units | G9460M116 | 2,068 | 207,858 | SH | DFND | 1 | 0 | 207,858 | 0 | |
Wynn Resorts Ltd | Equity Options | 983134907 | 1,445 | 1,237,500 | SH | Call | DFND | 1 | 0 | 1,237,500 | 0 |
Zimmer Energy Transition Acquisition Corp | Common Stock | 989570106 | 2,066 | 213,251 | SH | DFND | 2 | 0 | 213,251 | 0 | |
Zimmer Energy Transition Acquisition Corp | Warrants | 989570114 | 84 | 62,917 | SH | DFND | 2 | 0 | 62,917 | 0 | |
Z-Work Acquisition Corp | Common Stock | 98880C102 | 4,870 | 500,000 | SH | DFND | 2 | 0 | 500,000 | 0 | |
Z-Work Acquisition Corp | Warrants | 98880C110 | 103 | 166,666 | SH | DFND | 2 | 0 | 166,666 | 0 |