UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 14D-9
SOLICITATION/RECOMMENDATION STATEMENT UNDER
SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. __)
SonomaWest Holdings, Inc.
(Name of Subject Company)
SonomaWest Holdings, Inc.
(Name of Person(s) Filing Statement)
Common Stock, $0.0001 Par Value
(Title of Class of Securities)
835637109
(CUSIP Number of Class of Securities)
Craig R. Stapleton
President/Chief Executive Officer
SonomaWest Holdings, Inc.
2064 Highway 116 North
Sebastopol, CA 95472
United States of America
(707) 824-2534
(Name, address and telephone number of person
authorized to receive notices and communications on behalf of the person(s) filing statement)
x | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
ITEM 9. EXHIBITS
The following exhibit is a preliminary communication by SonomaWest Holdings, Inc. made before the commencement of a tender offer.
Exhibit Number | Description | |
99.1 | Press Release, dated February 24, 2011 | |