UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07917
Wilshire Variable Insurance Trust
(Exact name of registrant as specified in charter)
Wilshire Associates Incorporated
1299 Ocean Avenue, Suite 700
Santa Monica, CA 90401
(Address of principal executive offices) (Zip code)
Lawrence Davanzo, President
1299 Ocean Avenue, Suite 700
Santa Monica, CA 90401
(Name and address of agent for service)
Registrant’s telephone number, including area code: 310-260-6639
Date of fiscal year end: December 31
Date of reporting period: July 1, 2006 – June 30, 2007
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2006 TO JUNE 30, 2007
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Univision Communications Inc. | 914906102 | 9/27/2006 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Univision Communications Inc. | 914906102 | 9/27/2006 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
AmSouth Bancorporation | 32165102 | 10/3/2006 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
AmSouth Bancorporation | 32165102 | 10/3/2006 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Regions Financial Corp. | RF | 7591EP100 | 10/3/2006 | Adjourn Meeting | Issuer | Yes | Against | Against | ||||||||
Regions Financial Corp. | RF | 7591EP100 | 10/3/2006 | Approve Merger Agreement | Issuer | Yes | For | For | ||||||||
Michaels Stores, Inc. | 594087108 | 10/5/2006 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Michaels Stores, Inc. | 594087108 | 10/5/2006 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Palm Inc | PALM | 696643105 | 10/5/2006 | Elect Director William T. Coleman | Issuer | Yes | For | For | ||||||||
Palm Inc | PALM | 696643105 | 10/5/2006 | Elect Director Bruce W. Dunlevie | Issuer | Yes | For | For | ||||||||
Palm Inc | PALM | 696643105 | 10/5/2006 | Elect Director Robert C. Hagerty | Issuer | Yes | For | For | ||||||||
Palm Inc | PALM | 696643105 | 10/5/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
National Semiconductor Corp. | NSM | 637640103 | 10/6/2006 | Elect Director Brian L. Halla | Issuer | Yes | For | For | ||||||||
National Semiconductor Corp. | NSM | 637640103 | 10/6/2006 | Elect Director Steven R. Appleton | Issuer | Yes | For | For | ||||||||
National Semiconductor Corp. | NSM | 637640103 | 10/6/2006 | Elect Director Gary P. Arnold | Issuer | Yes | For | For | ||||||||
National Semiconductor Corp. | NSM | 637640103 | 10/6/2006 | Elect Director Richard J. Danzig | Issuer | Yes | For | For | ||||||||
National Semiconductor Corp. | NSM | 637640103 | 10/6/2006 | Elect Director John T. Dickson | Issuer | Yes | For | For | ||||||||
National Semiconductor Corp. | NSM | 637640103 | 10/6/2006 | Elect Director Robert J. Frankenberg | Issuer | Yes | For | For | ||||||||
National Semiconductor Corp. | NSM | 637640103 | 10/6/2006 | Elect Director E. Floyd Kvamme | Issuer | Yes | For | For | ||||||||
National Semiconductor Corp. | NSM | 637640103 | 10/6/2006 | Elect Director Modesto A. Maidique | Issuer | Yes | For | For | ||||||||
National Semiconductor Corp. | NSM | 637640103 | 10/6/2006 | Elect Director Edward McCracken | Issuer | Yes | For | For | ||||||||
National Semiconductor Corp. | NSM | 637640103 | 10/6/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
AmerUs Group Co. | 03072M108 | 10/19/2006 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Elect Director Richard H. Ayers | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Elect Director Jean-Luc Belingard | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Elect Director Robert H. Hayes | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Elect Director Arnold J. Levine | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Elect Director William H. Longfield | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Elect Director Theodore E. Martin | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Elect Director Carolyn W. Slayman | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Elect Director Orin R. Smith | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Elect Director James R. Tobin | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Elect Director Tony L. White | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Change Company Name | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | |||||||||
Applera Corp | 38020103 | 10/19/2006 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | |||||||||
Fidelity National Financial, Inc. | 316326107 | 10/23/2006 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Fidelity National Financial, Inc. | 316326107 | 10/23/2006 | Elect Director John F. Farrell, Jr. | Issuer | Yes | For | For | |||||||||
Fidelity National Financial, Inc. | 316326107 | 10/23/2006 | Elect Director Daniel D. (Ron) Lane | Issuer | Yes | For | For | |||||||||
Fidelity National Financial, Inc. | 316326107 | 10/23/2006 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
Reynolds & Reynolds Co. (The) | 761695105 | 10/23/2006 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Reynolds & Reynolds Co. (The) | 761695105 | 10/23/2006 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director Roger Agnelli | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director Paul M. Anderson | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director William Barnet, III | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director G. Alex Bernhardt, Sr. | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director Michael G. Browning | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director Phillip R. Cox | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director William T. Esrey | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director Ann Maynard Gray | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director James H. Hance, Jr. | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director Dennis R. Hendrix | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director Michael E.J. Phelps | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director James T. Rhodes | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director James E. Rogers | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director Mary L. Schapiro | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Elect Director Dudley S. Taft | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 10/24/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
AmeriCredit Corp. | ACF | 03060R101 | 10/25/2006 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
AmeriCredit Corp. | ACF | 03060R101 | 10/25/2006 | Elect Director Daniel E. Berce | Issuer | Yes | For | For | ||||||||
AmeriCredit Corp. | ACF | 03060R101 | 10/25/2006 | Elect Director James H. Greer | Issuer | Yes | For | For | ||||||||
Parker-Hannifin Corp. | PH | 701094104 | 10/25/2006 | Declassify the Board of Directors | Shareholder | Yes | For | Against | ||||||||
Parker-Hannifin Corp. | PH | 701094104 | 10/25/2006 | Elect Director Robert J. Kohlhepp | Issuer | Yes | For | For | ||||||||
Parker-Hannifin Corp. | PH | 701094104 | 10/25/2006 | Elect Director Giulio Mazzalupi | Issuer | Yes | For | For | ||||||||
Parker-Hannifin Corp. | PH | 701094104 | 10/25/2006 | Elect Director Klaus-Peter Mueller | Issuer | Yes | For | For | ||||||||
Parker-Hannifin Corp. | PH | 701094104 | 10/25/2006 | Elect Director Markos I. Tambakeras | Issuer | Yes | For | For | ||||||||
Parker-Hannifin Corp. | PH | 701094104 | 10/25/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Regis Corp. | RGS | 758932107 | 10/26/2006 | Elect Director Rolf F. Bjelland | Issuer | Yes | For | For | ||||||||
Regis Corp. | RGS | 758932107 | 10/26/2006 | Elect Director Paul D. Finkelstein | Issuer | Yes | For | For | ||||||||
Regis Corp. | RGS | 758932107 | 10/26/2006 | Elect Director Thomas L. Gregory | Issuer | Yes | For | For | ||||||||
Regis Corp. | RGS | 758932107 | 10/26/2006 | Elect Director Van Zandt Hawn | Issuer | Yes | For | For | ||||||||
Regis Corp. | RGS | 758932107 | 10/26/2006 | Elect Director Susan Hoyt | Issuer | Yes | For | For | ||||||||
Regis Corp. | RGS | 758932107 | 10/26/2006 | Elect Director David B. Kunin | Issuer | Yes | For | For | ||||||||
Regis Corp. | RGS | 758932107 | 10/26/2006 | Elect Director Myron Kunin | Issuer | Yes | For | For | ||||||||
Regis Corp. | RGS | 758932107 | 10/26/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Approve Report of the Compensation Committee | Shareholder | Yes | Against | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Elect Director Brenda C. Barnes | Issuer | Yes | For | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Elect Director J.T. Battenberg, III | Issuer | Yes | For | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Elect Director Christopher B. Begley | Issuer | Yes | For | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Elect Director Cynthia B. Carroll | Issuer | Yes | For | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Elect Director Virgis W. Colbert | Issuer | Yes | For | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Elect Director James S. Crown | Issuer | Yes | For | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Elect Director Willie D. Davis | Issuer | Yes | For | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Elect Director Laurette T. Koellner | Issuer | Yes | For | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Elect Director Cornelis J.A. Van Lede | Issuer | Yes | For | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Elect Director Sir Ian Prosser | Issuer | Yes | For | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Elect Director Rozanne L. Ridgway | Issuer | Yes | For | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Elect Director Jonathan P. Ward | Issuer | Yes | For | For | ||||||||
Sara Lee Corp. | SLE | 803111103 | 10/26/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Molex Incorporated | MOLX | 608554101 | 10/27/2006 | Elect Director Michelle L. Collins | Issuer | Yes | For | For | ||||||||
Molex Incorporated | MOLX | 608554101 | 10/27/2006 | Elect Director David L. Landsittel | Issuer | Yes | For | For | ||||||||
Molex Incorporated | MOLX | 608554101 | 10/27/2006 | Elect Director Joe W. Laymon | Issuer | Yes | For | For | ||||||||
Molex Incorporated | MOLX | 608554101 | 10/27/2006 | Elect Director Fred L. Krehbiel | Issuer | Yes | For | For | ||||||||
Molex Incorporated | MOLX | 608554101 | 10/27/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Estee Lauder Companies Inc. | EL | 518439104 | 10/31/2006 | Elect Director Rose Marie Bravo | Issuer | Yes | For | For | ||||||||
The Estee Lauder Companies Inc. | EL | 518439104 | 10/31/2006 | Elect Director Paul J. Fribourg | Issuer | Yes | For | For | ||||||||
The Estee Lauder Companies Inc. | EL | 518439104 | 10/31/2006 | Elect Director Mellody Hobson | Issuer | Yes | For | For | ||||||||
The Estee Lauder Companies Inc. | EL | 518439104 | 10/31/2006 | Elect Director Irvine O. Hockaday, Jr. | Issuer | Yes | For | For | ||||||||
The Estee Lauder Companies Inc. | EL | 518439104 | 10/31/2006 | Elect Director Barry S. Sternlicht | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
The Estee Lauder Companies Inc. | EL | 518439104 | 10/31/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
CheckFree Corp. | CKFR | 162813109 | 11/1/2006 | Elect Director Mark A. Johnson | Issuer | Yes | For | For | ||||||||
CheckFree Corp. | CKFR | 162813109 | 11/1/2006 | Elect Director Eugene F. Quinn | Issuer | Yes | For | For | ||||||||
CheckFree Corp. | CKFR | 162813109 | 11/1/2006 | Approve Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/2/2006 | Report on Genetically Modified Organisms (GMO) | Shareholder | Yes | Against | For | ||||||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/2/2006 | Adopt ILO Standards | Shareholder | Yes | Against | For | ||||||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/2/2006 | Elect Director G.A. Andreas | Issuer | Yes | For | For | ||||||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/2/2006 | Elect Director A.L. Boeckmann | Issuer | Yes | For | For | ||||||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/2/2006 | Elect Director M.H. Carter | Issuer | Yes | For | For | ||||||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/2/2006 | Elect Director R.S. Joslin | Issuer | Yes | For | For | ||||||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/2/2006 | Elect Director A. Maciel | Issuer | Yes | For | For | ||||||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/2/2006 | Elect Director P.J. Moore | Issuer | Yes | For | For | ||||||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/2/2006 | Elect Director M.B. Mulroney | Issuer | Yes | For | For | ||||||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/2/2006 | Elect Director T.F. O’Neill | Issuer | Yes | For | For | ||||||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/2/2006 | Elect Director O.G. Webb | Issuer | Yes | For | For | ||||||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/2/2006 | Elect Director K.R. Westbrook | Issuer | Yes | For | For | ||||||||
Archer-Daniels-Midland Company | ADM | 39483102 | 11/2/2006 | Elect Director P.A. Woertz | Issuer | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/2/2006 | Report on Animal Welfare Standards | Shareholder | Yes | Against | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/2/2006 | Elect Director Douglas H. Brooks | Issuer | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/2/2006 | Elect Director Robert M. Gates | Issuer | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/2/2006 | Elect Director Marvin J. Girouard | Issuer | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/2/2006 | Elect Director Ronald Kirk | Issuer | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/2/2006 | Elect Director George R. Mrkonic | Issuer | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/2/2006 | Elect Director Erle Nye | Issuer | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/2/2006 | Elect Director James E. Oesterreicher | Issuer | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/2/2006 | Elect Director Rosendo G. Parra | Issuer | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/2/2006 | Elect Director Cece Smith | Issuer | Yes | For | For | ||||||||
Brinker International, Inc. | EAT | 109641100 | 11/2/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Lam Research Corp. | LRCX | 512807108 | 11/2/2006 | Elect Director James W. Bagley | Issuer | Yes | For | For | ||||||||
Lam Research Corp. | LRCX | 512807108 | 11/2/2006 | Elect Director David G. Arscott | Issuer | Yes | For | For | ||||||||
Lam Research Corp. | LRCX | 512807108 | 11/2/2006 | Elect Director Robert M. Berdahl | Issuer | Yes | For | For | ||||||||
Lam Research Corp. | LRCX | 512807108 | 11/2/2006 | Elect Director Richard J. Elkus, Jr. | Issuer | Yes | For | For | ||||||||
Lam Research Corp. | LRCX | 512807108 | 11/2/2006 | Elect Director Jack R. Harris | Issuer | Yes | For | For | ||||||||
Lam Research Corp. | LRCX | 512807108 | 11/2/2006 | Elect Director Grant M. Inman | Issuer | Yes | For | For | ||||||||
Lam Research Corp. | LRCX | 512807108 | 11/2/2006 | Elect Director Catherine P. Lego | Issuer | Yes | For | For | ||||||||
Lam Research Corp. | LRCX | 512807108 | 11/2/2006 | Elect Director Stephen G. Newberry | Issuer | Yes | For | For | ||||||||
Lam Research Corp. | LRCX | 512807108 | 11/2/2006 | Elect Director Seiichi Watanabe | Issuer | Yes | For | For | ||||||||
Lam Research Corp. | LRCX | 512807108 | 11/2/2006 | Elect Director Patricia S. Wolpert | Issuer | Yes | For | For | ||||||||
Lam Research Corp. | LRCX | 512807108 | 11/2/2006 | Approve/Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Lam Research Corp. | LRCX | 512807108 | 11/2/2006 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Lam Research Corp. | LRCX | 512807108 | 11/2/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Cree, Inc. | CREE | 225447101 | 11/3/2006 | Elect Director Charles M. Swoboda | Issuer | Yes | For | For | ||||||||
Cree, Inc. | CREE | 225447101 | 11/3/2006 | Elect Director John W. Palmour, Ph.D. | Issuer | Yes | For | For | ||||||||
Cree, Inc. | CREE | 225447101 | 11/3/2006 | Elect Director Dolph W. Von Arx | Issuer | Yes | For | For | ||||||||
Cree, Inc. | CREE | 225447101 | 11/3/2006 | Elect Director James E. Dykes | Issuer | Yes | For | For | ||||||||
Cree, Inc. | CREE | 225447101 | 11/3/2006 | Elect Director Clyde R. Hosein | Issuer | Yes | For | For | ||||||||
Cree, Inc. | CREE | 225447101 | 11/3/2006 | Elect Director Robert J. Potter, Ph.D. | Issuer | Yes | For | For | ||||||||
Cree, Inc. | CREE | 225447101 | 11/3/2006 | Elect Director Harvey A. Wagner | Issuer | Yes | For | For | ||||||||
Cree, Inc. | CREE | 225447101 | 11/3/2006 | Elect Director Thomas H. Werner | Issuer | Yes | For | For | ||||||||
Cree, Inc. | CREE | 225447101 | 11/3/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2006 | Increase Disclosure of Executive Compensation | Shareholder | Yes | Against | For | ||||||||
Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2006 | Submit Severance Agreements (Change-in-Control)to Shareholder Vote | Shareholder | Yes | For | Against | ||||||||
Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2006 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2006 | Elect Director John F. Finn | Issuer | Yes | For | For | ||||||||
Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2006 | Elect Director David W. Raisbeck | Issuer | Yes | For | For | ||||||||
Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2006 | Elect Director Robert D. Walter | Issuer | Yes | For | For | ||||||||
Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Freescale Semiconductor, Inc. | 35687M206 | 11/13/2006 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Freescale Semiconductor, Inc. | 35687M206 | 11/13/2006 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Automatic Data Processing, Inc. | ADP | 53015103 | 11/14/2006 | Elect Director Gregory D. Brenneman | Issuer | Yes | For | For | ||||||||
Automatic Data Processing, Inc. | ADP | 53015103 | 11/14/2006 | Elect Director Leslie A. Brun | Issuer | Yes | For | For | ||||||||
Automatic Data Processing, Inc. | ADP | 53015103 | 11/14/2006 | Elect Director Gary C. Butler | Issuer | Yes | For | For | ||||||||
Automatic Data Processing, Inc. | ADP | 53015103 | 11/14/2006 | Elect Director Leon G. Cooperman | Issuer | Yes | For | For | ||||||||
Automatic Data Processing, Inc. | ADP | 53015103 | 11/14/2006 | Elect Director R. Glenn Hubbard | Issuer | Yes | For | For | ||||||||
Automatic Data Processing, Inc. | ADP | 53015103 | 11/14/2006 | Elect Director John P. Jones | Issuer | Yes | For | For | ||||||||
Automatic Data Processing, Inc. | ADP | 53015103 | 11/14/2006 | Elect Director Ann Dibble Jordan | Issuer | Yes | For | For | ||||||||
Automatic Data Processing, Inc. | ADP | 53015103 | 11/14/2006 | Elect Director Frederic V. Malek | Issuer | Yes | For | For | ||||||||
Automatic Data Processing, Inc. | ADP | 53015103 | 11/14/2006 | Elect Director Henry Taub | Issuer | Yes | For | For | ||||||||
Automatic Data Processing, Inc. | ADP | 53015103 | 11/14/2006 | Elect Director Arthur F. Weinbach | Issuer | Yes | For | For | ||||||||
Automatic Data Processing, Inc. | ADP | 53015103 | 11/14/2006 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Automatic Data Processing, Inc. | ADP | 53015103 | 11/14/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | Cease Product Sales that Can Be Used to Violate Human Rights | Shareholder | Yes | Against | For | ||||||||
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | Amend EEO Statement to Not Reference Sexual Orientation | Shareholder | Yes | Against | For | ||||||||
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | Establish Shareholder Advisory Committee | Shareholder | Yes | Against | For | ||||||||
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | Elect Director William H. Gates, III | Issuer | Yes | For | For | ||||||||
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | Elect Director Steven A. Ballmer | Issuer | Yes | For | For | ||||||||
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | Elect Director James I. Cash, Jr., Ph.D. | Issuer | Yes | For | For | ||||||||
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | Elect Director Dina Dublon | Issuer | Yes | For | For | ||||||||
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | Elect Director Raymond V. Gilmartin | Issuer | Yes | For | For | ||||||||
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | Elect Director David F. Marquardt | Issuer | Yes | For | For | ||||||||
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | Elect Director Charles H. Noski | Issuer | Yes | For | For | ||||||||
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | Elect Director Helmut Panke | Issuer | Yes | For | For | ||||||||
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | Elect Director Jon A. Shirley | Issuer | Yes | For | For | ||||||||
Microsoft Corp. | MSFT | 594918104 | 11/14/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Report on Pay Disparity | Shareholder | Yes | Against | For | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Report on Internet Fragmentation | Shareholder | Yes | Against | For | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Elect Director Carol A. Bartz | Issuer | Yes | For | For | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Elect Director M. Michele Burns | Issuer | Yes | For | For | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Elect Director Michael D. Capellas | Issuer | Yes | For | For | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Elect Director Larry R. Carter | Issuer | Yes | For | For | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Elect Director John T. Chambers | Issuer | Yes | For | For | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Elect Director Dr. John L. Hennessy | Issuer | Yes | For | For | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Elect Director Richard M. Kovacevich | Issuer | Yes | For | For | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Elect Director Roderick C. McGeary | Issuer | Yes | For | For | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Elect Director Steven M. West | Issuer | Yes | For | For | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Elect Director Jerry Yang | Issuer | Yes | For | For | ||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/15/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Devry Inc. | DV | 251893103 | 11/15/2006 | Elect Director Daniel Hamburger* | Issuer | Yes | For | For | ||||||||
Devry Inc. | DV | 251893103 | 11/15/2006 | Elect Director Charles A. Bowsher** | Issuer | Yes | For | For | ||||||||
Devry Inc. | DV | 251893103 | 11/15/2006 | Elect Director William T. Keevan** | Issuer | Yes | For | For | ||||||||
Devry Inc. | DV | 251893103 | 11/15/2006 | Elect Director Robert C. Mccormack** | Issuer | Yes | For | For | ||||||||
Devry Inc. | DV | 251893103 | 11/15/2006 | Elect Director Julia A. Mcgee** | Issuer | Yes | For | For | ||||||||
Devry Inc. | DV | 251893103 | 11/15/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Sustainability Report | Shareholder | Yes | Against | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director Edmund M. Carpenter | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director Paul R. Charron | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director Douglas R. Conant | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director Bennett Dorrance | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director Kent B. Foster | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director Harvey Golub | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director Randall W. Larrimore | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director Philip E. Lippincott | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director Mary Alice D. Malone | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director Sara Mathew | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director David C. Patterson | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director Charles R. Perrin | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director A. Barry Rand | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director George Strawbridge, Jr. | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director Les C. Vinney | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Elect Director Charlotte C. Weber | Issuer | Yes | For | For | ||||||||
Campbell Soup Co. | CPB | 134429109 | 11/16/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
HCA, Inc. | HCA | 404119109 | 11/16/2006 | Adjourn Meeting | Issuer | Yes | Against | Against | ||||||||
HCA, Inc. | HCA | 404119109 | 11/16/2006 | Approve Merger Agreement | Issuer | Yes | For | For | ||||||||
Dycom Industries, Inc. | DY | 267475101 | 11/21/2006 | Elect Director Stephen C. Coley | Issuer | Yes | For | For | ||||||||
Dycom Industries, Inc. | DY | 267475101 | 11/21/2006 | Elect Director Steven E. Nielsen | Issuer | Yes | For | For | ||||||||
Dycom Industries, Inc. | DY | 267475101 | 11/21/2006 | Elect Director Jack H. Smith | Issuer | Yes | For | For | ||||||||
Dycom Industries, Inc. | DY | 267475101 | 11/21/2006 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
CBRL Group, Inc. | CBRL | 12489V106 | 11/28/2006 | Elect Director James D. Carreker | Issuer | Yes | For | For | ||||||||
CBRL Group, Inc. | CBRL | 12489V106 | 11/28/2006 | Elect Director Robert V. Dale | Issuer | Yes | For | For | ||||||||
CBRL Group, Inc. | CBRL | 12489V106 | 11/28/2006 | Elect Director Richard J. Dobkin | Issuer | Yes | For | For | ||||||||
CBRL Group, Inc. | CBRL | 12489V106 | 11/28/2006 | Elect Director Robert C. Hilton | Issuer | Yes | For | For | ||||||||
CBRL Group, Inc. | CBRL | 12489V106 | 11/28/2006 | Elect Director Charles E. Jones, Jr. | Issuer | Yes | For | For | ||||||||
CBRL Group, Inc. | CBRL | 12489V106 | 11/28/2006 | Elect Director B.F. Lowery | Issuer | Yes | For | For | ||||||||
CBRL Group, Inc. | CBRL | 12489V106 | 11/28/2006 | Elect Director Martha M. Mitchell | Issuer | Yes | For | For | ||||||||
CBRL Group, Inc. | CBRL | 12489V106 | 11/28/2006 | Elect Director Erik Vonk | Issuer | Yes | For | For | ||||||||
CBRL Group, Inc. | CBRL | 12489V106 | 11/28/2006 | Elect Director Andrea M. Weiss | Issuer | Yes | For | For | ||||||||
CBRL Group, Inc. | CBRL | 12489V106 | 11/28/2006 | Elect Director Jimmie D. White | Issuer | Yes | For | For | ||||||||
CBRL Group, Inc. | CBRL | 12489V106 | 11/28/2006 | Elect Director Michael A. Woodhouse | Issuer | Yes | For | For | ||||||||
CBRL Group, Inc. | CBRL | 12489V106 | 11/28/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Mentor Graphics Corp. | MENT | 587200106 | 11/29/2006 | Amend Stock Option Plan | Issuer | Yes | Against | Against | ||||||||
Micron Technology, Inc. | MU | 595112103 | 12/5/2006 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation or Gender Identity | Shareholder | Yes | For | Against | ||||||||
Micron Technology, Inc. | MU | 595112103 | 12/5/2006 | Elect Director Steven R. Appleton | Issuer | Yes | For | For | ||||||||
Micron Technology, Inc. | MU | 595112103 | 12/5/2006 | Elect Director Teruaki Aoki | Issuer | Yes | For | For | ||||||||
Micron Technology, Inc. | MU | 595112103 | 12/5/2006 | Elect Director James W. Bagley | Issuer | Yes | For | For | ||||||||
Micron Technology, Inc. | MU | 595112103 | 12/5/2006 | Elect Director Mercedes Johnson | Issuer | Yes | For | For | ||||||||
Micron Technology, Inc. | MU | 595112103 | 12/5/2006 | Elect Director Lawrence N. Mondry | Issuer | Yes | For | For | ||||||||
Micron Technology, Inc. | MU | 595112103 | 12/5/2006 | Elect Director Gordon C. Smith | Issuer | Yes | For | For | ||||||||
Micron Technology, Inc. | MU | 595112103 | 12/5/2006 | Elect Director Robert E. Switz | Issuer | Yes | For | For | ||||||||
Micron Technology, Inc. | MU | 595112103 | 12/5/2006 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Micron Technology, Inc. | MU | 595112103 | 12/5/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Thor Industries, Inc. | THO | 885160101 | 12/5/2006 | Elect Director Neil D. Chrisman | Issuer | Yes | For | For | ||||||||
Thor Industries, Inc. | THO | 885160101 | 12/5/2006 | Elect Director Alan Siegel | Issuer | Yes | For | For | ||||||||
Thor Industries, Inc. | THO | 885160101 | 12/5/2006 | Elect Director Geoffrey A. Thompson | Issuer | Yes | For | For | ||||||||
Thor Industries, Inc. | THO | 885160101 | 12/5/2006 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Peoples Energy Corp. | 711030106 | 12/6/2006 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Peoples Energy Corp. | 711030106 | 12/6/2006 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Constellation Energy Group, Inc. | CEG | 210371100 | 12/8/2006 | Elect Director Douglas L. Becker | Issuer | Yes | For | For | ||||||||
Constellation Energy Group, Inc. | CEG | 210371100 | 12/8/2006 | Elect Director Edward A. Crooke | Issuer | Yes | For | For | ||||||||
Constellation Energy Group, Inc. | CEG | 210371100 | 12/8/2006 | Elect Director Mayo A. Shattuck III | Issuer | Yes | For | For | ||||||||
Constellation Energy Group, Inc. | CEG | 210371100 | 12/8/2006 | Elect Director Michael D. Sullivan | Issuer | Yes | For | For | ||||||||
Constellation Energy Group, Inc. | CEG | 210371100 | 12/8/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Constellation Energy Group, Inc. | CEG | 210371100 | 12/8/2006 | Declassify the Board of Directors | Shareholder | Yes | For | NA | ||||||||
AutoZone, Inc. | AZO | 53332102 | 12/13/2006 | Elect Director Charles M. Elson | Issuer | Yes | For | For | ||||||||
AutoZone, Inc. | AZO | 53332102 | 12/13/2006 | Elect Director Sue E. Gove | Issuer | Yes | For | For | ||||||||
AutoZone, Inc. | AZO | 53332102 | 12/13/2006 | Elect Director Earl G. Graves, Jr. | Issuer | Yes | For | For | ||||||||
AutoZone, Inc. | AZO | 53332102 | 12/13/2006 | Elect Director N. Gerry House | Issuer | Yes | For | For | ||||||||
AutoZone, Inc. | AZO | 53332102 | 12/13/2006 | Elect Director J.R. Hyde, III | Issuer | Yes | For | For | ||||||||
AutoZone, Inc. | AZO | 53332102 | 12/13/2006 | Elect Director W. Andrew McKenna | Issuer | Yes | For | For | ||||||||
AutoZone, Inc. | AZO | 53332102 | 12/13/2006 | Elect Director George R. Mrkonic, Jr. | Issuer | Yes | For | For | ||||||||
AutoZone, Inc. | AZO | 53332102 | 12/13/2006 | Elect Director William C. Rhodes, III | Issuer | Yes | For | For | ||||||||
AutoZone, Inc. | AZO | 53332102 | 12/13/2006 | Elect Director Theodore W. Ullyot | Issuer | Yes | For | For | ||||||||
AutoZone, Inc. | AZO | 53332102 | 12/13/2006 | Approve Stock Option Plan | Issuer | Yes | For | For | ||||||||
AutoZone, Inc. | AZO | 53332102 | 12/13/2006 | Amend Nonqualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
AutoZone, Inc. | AZO | 53332102 | 12/13/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
FPL Group, Inc. | FPL | 302571104 | 12/15/2006 | Elect Director Sherry S. Barrat | Issuer | Yes | For | For | ||||||||
FPL Group, Inc. | FPL | 302571104 | 12/15/2006 | Elect Director Robert M. Beall, II | Issuer | Yes | For | For | ||||||||
FPL Group, Inc. | FPL | 302571104 | 12/15/2006 | Elect Director J. Hyatt Brown | Issuer | Yes | For | For | ||||||||
FPL Group, Inc. | FPL | 302571104 | 12/15/2006 | Elect Director James L. Camaren | Issuer | Yes | For | For | ||||||||
FPL Group, Inc. | FPL | 302571104 | 12/15/2006 | Elect Director J. Brian Ferguson | Issuer | Yes | For | For | ||||||||
FPL Group, Inc. | FPL | 302571104 | 12/15/2006 | Elect Director Lewis Hay, III | Issuer | Yes | For | For | ||||||||
FPL Group, Inc. | FPL | 302571104 | 12/15/2006 | Elect Director Rudy E. Schupp | Issuer | Yes | For | For | ||||||||
FPL Group, Inc. | FPL | 302571104 | 12/15/2006 | Elect Director Michael H. Thaman | Issuer | Yes | For | For | ||||||||
FPL Group, Inc. | FPL | 302571104 | 12/15/2006 | Elect Director Hansel E. Tookes, II | Issuer | Yes | For | For | ||||||||
FPL Group, Inc. | FPL | 302571104 | 12/15/2006 | Elect Director Paul R. Tregurtha | Issuer | Yes | For | For | ||||||||
FPL Group, Inc. | FPL | 302571104 | 12/15/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Intuit Inc. | INTU | 461202103 | 12/15/2006 | Elect Director Stephen M. Bennett | Issuer | Yes | For | For | ||||||||
Intuit Inc. | INTU | 461202103 | 12/15/2006 | Elect Director Christopher W. Brody | Issuer | Yes | For | For | ||||||||
Intuit Inc. | INTU | 461202103 | 12/15/2006 | Elect Director William V. Campbell | Issuer | Yes | For | For | ||||||||
Intuit Inc. | INTU | 461202103 | 12/15/2006 | Elect Director Scott D. Cook | Issuer | Yes | For | For | ||||||||
Intuit Inc. | INTU | 461202103 | 12/15/2006 | Elect Director L. John Doerr | Issuer | Yes | For | For | ||||||||
Intuit Inc. | INTU | 461202103 | 12/15/2006 | Elect Director Diane B. Greene | Issuer | Yes | For | For | ||||||||
Intuit Inc. | INTU | 461202103 | 12/15/2006 | Elect Director Michael R. Hallman | Issuer | Yes | For | For | ||||||||
Intuit Inc. | INTU | 461202103 | 12/15/2006 | Elect Director Dennis D. Powell | Issuer | Yes | For | For | ||||||||
Intuit Inc. | INTU | 461202103 | 12/15/2006 | Elect Director Stratton D. Sclavos | Issuer | Yes | For | For | ||||||||
Intuit Inc. | INTU | 461202103 | 12/15/2006 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Intuit Inc. | INTU | 461202103 | 12/15/2006 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Intuit Inc. | INTU | 461202103 | 12/15/2006 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
Kinder Morgan, Inc. | 49455P101 | 12/19/2006 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Kinder Morgan, Inc. | 49455P101 | 12/19/2006 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Banta Corp. | 66821109 | 1/9/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Banta Corp. | 66821109 | 1/9/2007 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Symbol Technologies, Inc. | 871508107 | 1/9/2007 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Solectron Corp. | SLR | 834182107 | 1/10/2007 | Elect Director Michael R. Cannon | Issuer | Yes | For | For | ||||||||
Solectron Corp. | SLR | 834182107 | 1/10/2007 | Elect Director H. Paulett Eberhart | Issuer | Yes | For | For | ||||||||
Solectron Corp. | SLR | 834182107 | 1/10/2007 | Elect Director Heinz Fridrich | Issuer | Yes | For | For | ||||||||
Solectron Corp. | SLR | 834182107 | 1/10/2007 | Elect Director William R. Graber | Issuer | Yes | For | For | ||||||||
Solectron Corp. | SLR | 834182107 | 1/10/2007 | Elect Director C. Wesley M. Scott | Issuer | Yes | For | For | ||||||||
Solectron Corp. | SLR | 834182107 | 1/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Solectron Corp. | SLR | 834182107 | 1/10/2007 | Elect Director William A. Hasler | Issuer | Yes | Withhold | Against | ||||||||
Solectron Corp. | SLR | 834182107 | 1/10/2007 | Elect Director Richard A. D’Amore | Issuer | Yes | Withhold | Against | ||||||||
Solectron Corp. | SLR | 834182107 | 1/10/2007 | Elect Director Paul R. Low | Issuer | Yes | Withhold | Against | ||||||||
Solectron Corp. | SLR | 834182107 | 1/10/2007 | Elect Director Cyril Yansouni | Issuer | Yes | Withhold | Against | ||||||||
American Power Conversion Corp. | 29066107 | 1/16/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
American Power Conversion Corp. | 29066107 | 1/16/2007 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Monsanto Co. | MON | 61166W101 | 1/17/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Monsanto Co. | MON | 61166W101 | 1/17/2007 | Elect Director Frank V. Atlee III | Issuer | Yes | For | For | ||||||||
Monsanto Co. | MON | 61166W101 | 1/17/2007 | Elect Director Arthur H. Harper | Issuer | Yes | For | For | ||||||||
Monsanto Co. | MON | 61166W101 | 1/17/2007 | Elect Director Gwendolyn S. King | Issuer | Yes | For | For | ||||||||
Monsanto Co. | MON | 61166W101 | 1/17/2007 | Elect Director Sharon R. Long, Ph.D. | Issuer | Yes | For | For | ||||||||
Monsanto Co. | MON | 61166W101 | 1/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Energizer Holdings, Inc. | ENR | 29266R108 | 1/22/2007 | Elect Director R. David Hoover | Issuer | Yes | For | For | ||||||||
Energizer Holdings, Inc. | ENR | 29266R108 | 1/22/2007 | Elect Director John C. Hunter | Issuer | Yes | For | For | ||||||||
Energizer Holdings, Inc. | ENR | 29266R108 | 1/22/2007 | Elect Director John E. Klein | Issuer | Yes | For | For | ||||||||
Energizer Holdings, Inc. | ENR | 29266R108 | 1/22/2007 | Elect Director John R. Roberts | Issuer | Yes | For | For | ||||||||
Plexus Corp. | PLXS | 729132100 | 1/22/2007 | Elect Director Ralf R. Boer | Issuer | Yes | For | For | ||||||||
Plexus Corp. | PLXS | 729132100 | 1/22/2007 | Elect Director Stephen P. Cortinovis | Issuer | Yes | For | For | ||||||||
Plexus Corp. | PLXS | 729132100 | 1/22/2007 | Elect Director David J. Drury | Issuer | Yes | For | For | ||||||||
Plexus Corp. | PLXS | 729132100 | 1/22/2007 | Elect Director Dean A. Foate | Issuer | Yes | For | For | ||||||||
Plexus Corp. | PLXS | 729132100 | 1/22/2007 | Elect Director Peter Kelly | Issuer | Yes | For | For | ||||||||
Plexus Corp. | PLXS | 729132100 | 1/22/2007 | Elect Director John L. Nussbaum | Issuer | Yes | For | For | ||||||||
Plexus Corp. | PLXS | 729132100 | 1/22/2007 | Elect Director Michael V. Schrock | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Plexus Corp. | PLXS | 729132100 | 1/22/2007 | Elect Director Charles M. Strother | Issuer | Yes | For | For | ||||||||
Plexus Corp. | PLXS | 729132100 | 1/22/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Ashland Inc. | ASH | 44209104 | 1/25/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Ashland Inc. | ASH | 44209104 | 1/25/2007 | Elect Director Ernest H. Drew | Issuer | Yes | For | For | ||||||||
Ashland Inc. | ASH | 44209104 | 1/25/2007 | Elect Director Mannie L. Jackson | Issuer | Yes | For | For | ||||||||
Ashland Inc. | ASH | 44209104 | 1/25/2007 | Elect Director Theodore M. Solso | Issuer | Yes | For | For | ||||||||
Ashland Inc. | ASH | 44209104 | 1/25/2007 | Elect Director Michael J. Ward | Issuer | Yes | For | For | ||||||||
Ashland Inc. | ASH | 44209104 | 1/25/2007 | Elect Director John F. Turner | Issuer | Yes | For | For | ||||||||
Ashland Inc. | ASH | 44209104 | 1/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation | Shareholder | Yes | Against | For | ||||||||
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Elect Director Moses Feldman | Issuer | Yes | For | For | ||||||||
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Elect Director Stanley A. Rabin | Issuer | Yes | For | For | ||||||||
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Elect Director Ralph E. Loewenberg | Issuer | Yes | For | For | ||||||||
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Elect Director Murray R. McClean | Issuer | Yes | For | For | ||||||||
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Amend Non-Employee Director Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Commercial Metals Co. | CMC | 201723103 | 1/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Corinthian Colleges, Inc. | COCO | 218868107 | 1/25/2007 | Elect Director Paul R. St. Pierre | Issuer | Yes | For | For | ||||||||
Corinthian Colleges, Inc. | COCO | 218868107 | 1/25/2007 | Elect Director Linda Arey Skladany | Issuer | Yes | For | For | ||||||||
Corinthian Colleges, Inc. | COCO | 218868107 | 1/25/2007 | Elect Director Robert Lee | Issuer | Yes | For | For | ||||||||
Corinthian Colleges, Inc. | COCO | 218868107 | 1/25/2007 | Approve Increase in Size of Board | Issuer | Yes | For | For | ||||||||
Corinthian Colleges, Inc. | COCO | 218868107 | 1/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Elect Director Samuel H. Armacost | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Elect Director Charles Crocker | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Elect Director Joseph R. Hardiman | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Elect Director Robert D. Joffe | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Elect Director Charles B. Johnson | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Elect Director Gregory E. Johnson | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Elect Director Rupert H. Johnson, Jr. | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Elect Director Thomas H. Kean | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Elect Director Chutta Ratnathicam | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Elect Director Peter M. Sacerdote | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Elect Director Laura Stein | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Elect Director Anne M. Tatlock | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Elect Director Louis E. Woodworth | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Franklin Resources, Inc. | BEN | 354613101 | 1/25/2007 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
McData Corporation | 580031201 | 1/25/2007 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
ArvinMeritor, Inc. | ARM | 43353101 | 1/26/2007 | Elect Director Rhonda L. Brooks | Issuer | Yes | For | For | ||||||||
ArvinMeritor, Inc. | ARM | 43353101 | 1/26/2007 | Elect Director Ivor J. Evans | Issuer | Yes | For | For | ||||||||
ArvinMeritor, Inc. | ARM | 43353101 | 1/26/2007 | Elect Director Charles G. Mcclure, Jr. | Issuer | Yes | For | For | ||||||||
ArvinMeritor, Inc. | ARM | 43353101 | 1/26/2007 | Elect Director William R. Newlin | Issuer | Yes | For | For | ||||||||
ArvinMeritor, Inc. | ARM | 43353101 | 1/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
ArvinMeritor, Inc. | ARM | 43353101 | 1/26/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Becton, Dickinson and Company | BDX | 75887109 | 1/30/2007 | Restore or Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
Becton, Dickinson and Company | BDX | 75887109 | 1/30/2007 | Elect Director Claire Fraser-Liggett | Issuer | Yes | For | For | ||||||||
Becton, Dickinson and Company | BDX | 75887109 | 1/30/2007 | Elect Director Henry P. Becton, Jr. | Issuer | Yes | For | For | ||||||||
Becton, Dickinson and Company | BDX | 75887109 | 1/30/2007 | Elect Director Edward F. Degraan | Issuer | Yes | For | For | ||||||||
Becton, Dickinson and Company | BDX | 75887109 | 1/30/2007 | Elect Director Adel A.F. Mahmoud | Issuer | Yes | For | For | ||||||||
Becton, Dickinson and Company | BDX | 75887109 | 1/30/2007 | Elect Director James F. Orr | Issuer | Yes | For | For | ||||||||
Becton, Dickinson and Company | BDX | 75887109 | 1/30/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Becton, Dickinson and Company | BDX | 75887109 | 1/30/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Report on Feasibility of Improving Animal Welfare Standards | Shareholder | Yes | Against | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director John R. Block | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Jeffrey M. Ettinger | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director E. Peter Gillette, Jr. | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Luella G. Goldberg | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Susan I. Marvin | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Michael J. Mccoy | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director John L. Morrison | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Elsa A. Murano | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Robert C. Nakasone | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Dakota A. Pippins | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Gary J. Ray | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director Hugh C. Smith, M.D. | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Elect Director John G. Turner | Issuer | Yes | For | For | ||||||||
Hormel Foods Corp. | HRL | 440452100 | 1/30/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Oshkosh Truck Corp. | OSK | 688239201 | 2/6/2007 | Elect Director J. William Andersen | Issuer | Yes | For | For | ||||||||
Oshkosh Truck Corp. | OSK | 688239201 | 2/6/2007 | Elect Director Robert G. Bohn | Issuer | Yes | For | For | ||||||||
Oshkosh Truck Corp. | OSK | 688239201 | 2/6/2007 | Elect Director Robert A. Cornog | Issuer | Yes | For | For | ||||||||
Oshkosh Truck Corp. | OSK | 688239201 | 2/6/2007 | Elect Director Richard M. Donnelly | Issuer | Yes | For | For | ||||||||
Oshkosh Truck Corp. | OSK | 688239201 | 2/6/2007 | Elect Director Donald V. Fites | Issuer | Yes | For | For | ||||||||
Oshkosh Truck Corp. | OSK | 688239201 | 2/6/2007 | Elect Director Frederick M. Franks, Jr | Issuer | Yes | For | For | ||||||||
Oshkosh Truck Corp. | OSK | 688239201 | 2/6/2007 | Elect Director Michael W. Grebe | Issuer | Yes | For | For | ||||||||
Oshkosh Truck Corp. | OSK | 688239201 | 2/6/2007 | Elect Director Kathleen J. Hempel | Issuer | Yes | For | For | ||||||||
Oshkosh Truck Corp. | OSK | 688239201 | 2/6/2007 | Elect Director Harvey N. Medvin | Issuer | Yes | For | For | ||||||||
Oshkosh Truck Corp. | OSK | 688239201 | 2/6/2007 | Elect Director J. Peter Mosling, Jr. | Issuer | Yes | For | For | ||||||||
Oshkosh Truck Corp. | OSK | 688239201 | 2/6/2007 | Elect Director Richard G. Sim | Issuer | Yes | For | For | ||||||||
Oshkosh Truck Corp. | OSK | 688239201 | 2/6/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Western Digital Corp. | WDC | 958102105 | 2/6/2007 | Elect Director Matthew E. Massengill | Issuer | Yes | For | For | ||||||||
Western Digital Corp. | WDC | 958102105 | 2/6/2007 | Elect Director Peter D. Behrendt | Issuer | Yes | For | For | ||||||||
Western Digital Corp. | WDC | 958102105 | 2/6/2007 | Elect Director Kathleen A. Cote | Issuer | Yes | For | For | ||||||||
Western Digital Corp. | WDC | 958102105 | 2/6/2007 | Elect Director John F. Coyne | Issuer | Yes | For | For | ||||||||
Western Digital Corp. | WDC | 958102105 | 2/6/2007 | Elect Director Henry T. Denero | Issuer | Yes | For | For | ||||||||
Western Digital Corp. | WDC | 958102105 | 2/6/2007 | Elect Director William L. Kimsey | Issuer | Yes | For | For | ||||||||
Western Digital Corp. | WDC | 958102105 | 2/6/2007 | Elect Director Michael D. Lambert | Issuer | Yes | For | For | ||||||||
Western Digital Corp. | WDC | 958102105 | 2/6/2007 | Elect Director Roger H. Moore | Issuer | Yes | For | For | ||||||||
Western Digital Corp. | WDC | 958102105 | 2/6/2007 | Elect Director Thomas E. Pardun | Issuer | Yes | For | For | ||||||||
Western Digital Corp. | WDC | 958102105 | 2/6/2007 | Elect Director Arif Shakeel | Issuer | Yes | For | For | ||||||||
Western Digital Corp. | WDC | 958102105 | 2/6/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Fair Isaac Corp. | FIC | 303250104 | 2/12/2007 | Elect Director A. George Battle | Issuer | Yes | For | For | ||||||||
Fair Isaac Corp. | FIC | 303250104 | 2/12/2007 | Elect Director Andrew Cecere | Issuer | Yes | For | For | ||||||||
Fair Isaac Corp. | FIC | 303250104 | 2/12/2007 | Elect Director Tony J. Christianson | Issuer | Yes | For | For | ||||||||
Fair Isaac Corp. | FIC | 303250104 | 2/12/2007 | Elect Director Guy R. Henshaw | Issuer | Yes | For | For | ||||||||
Fair Isaac Corp. | FIC | 303250104 | 2/12/2007 | Elect Director Alex W. Hart | Issuer | Yes | For | For | ||||||||
Fair Isaac Corp. | FIC | 303250104 | 2/12/2007 | Elect Director Margaret L. Taylor | Issuer | Yes | For | For | ||||||||
Fair Isaac Corp. | FIC | 303250104 | 2/12/2007 | Elect Director William J. Lansing | Issuer | Yes | For | For | ||||||||
Fair Isaac Corp. | FIC | 303250104 | 2/12/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Avaya Inc | AV | 53499109 | 2/15/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | Against | For | ||||||||
Avaya Inc | AV | 53499109 | 2/15/2007 | Elect Director Joseph P. Landy | Issuer | Yes | For | For | ||||||||
Avaya Inc | AV | 53499109 | 2/15/2007 | Elect Director Mark Leslie | Issuer | Yes | For | For | ||||||||
Avaya Inc | AV | 53499109 | 2/15/2007 | Elect Director Daniel C. Stanzione | Issuer | Yes | For | For | ||||||||
Avaya Inc | AV | 53499109 | 2/15/2007 | Elect Director Anthony P. Terracciano | Issuer | Yes | For | For | ||||||||
Avaya Inc | AV | 53499109 | 2/15/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Avaya Inc | AV | 53499109 | 2/15/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Raymond James Financial, Inc. | RJF | 754730109 | 2/15/2007 | Approve Stock Option Plan | Issuer | Yes | Against | Against | ||||||||
Raymond James Financial, Inc. | RJF | 754730109 | 2/15/2007 | Elect Director Angela M. Biever | Issuer | Yes | For | For | ||||||||
Raymond James Financial, Inc. | RJF | 754730109 | 2/15/2007 | Elect Director Francis S. Godbold | Issuer | Yes | For | For | ||||||||
Raymond James Financial, Inc. | RJF | 754730109 | 2/15/2007 | Elect Director H William Habermeyer Jr | Issuer | Yes | For | For | ||||||||
Raymond James Financial, Inc. | RJF | 754730109 | 2/15/2007 | Elect Director Chet Helck | Issuer | Yes | For | For | ||||||||
Raymond James Financial, Inc. | RJF | 754730109 | 2/15/2007 | Elect Director Thomas A. James | Issuer | Yes | For | For | ||||||||
Raymond James Financial, Inc. | RJF | 754730109 | 2/15/2007 | Elect Director Paul W. Marshall | Issuer | Yes | For | For | ||||||||
Raymond James Financial, Inc. | RJF | 754730109 | 2/15/2007 | Elect Director Paul C. Reilly | Issuer | Yes | For | For | ||||||||
Raymond James Financial, Inc. | RJF | 754730109 | 2/15/2007 | Elect Director Kenneth A. Shields | Issuer | Yes | For | For | ||||||||
Raymond James Financial, Inc. | RJF | 754730109 | 2/15/2007 | Elect Director Hardwick Simmons | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Raymond James Financial, Inc. | RJF | 754730109 | 2/15/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Raymond James Financial, Inc. | RJF | 754730109 | 2/15/2007 | Approve Restricted Stock Plan | Issuer | Yes | For | For | ||||||||
Raymond James Financial, Inc. | RJF | 754730109 | 2/15/2007 | Amend Restricted Stock Plan | Issuer | Yes | For | For | ||||||||
National Fuel Gas Co. | NFG | 636180101 | 2/15/2007 | Non-Employee Director Compensation | Shareholder | Yes | Against | For | ||||||||
National Fuel Gas Co. | NFG | 636180101 | 2/15/2007 | Elect Director Philip C. Ackerman | Issuer | Yes | For | For | ||||||||
National Fuel Gas Co. | NFG | 636180101 | 2/15/2007 | Elect Director Craig G. Matthews | Issuer | Yes | For | For | ||||||||
National Fuel Gas Co. | NFG | 636180101 | 2/15/2007 | Elect Director Richard G. Reiten | Issuer | Yes | For | For | ||||||||
National Fuel Gas Co. | NFG | 636180101 | 2/15/2007 | Elect Director David F. Smith | Issuer | Yes | For | For | ||||||||
National Fuel Gas Co. | NFG | 636180101 | 2/15/2007 | Elect Director Stephen E. Ewing | Issuer | Yes | For | For | ||||||||
National Fuel Gas Co. | NFG | 636180101 | 2/15/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
National Fuel Gas Co. | NFG | 636180101 | 2/15/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
National Fuel Gas Co. | NFG | 636180101 | 2/15/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
AmerisourceBergen Corp | ABC | 3.07E+108 | 2/16/2007 | Elect Director Edward E. Hagenlocker | Issuer | Yes | For | For | ||||||||
AmerisourceBergen Corp | ABC | 3.07E+108 | 2/16/2007 | Elect Director Kurt J. Hilzinger | Issuer | Yes | For | For | ||||||||
AmerisourceBergen Corp | ABC | 3.07E+108 | 2/16/2007 | Elect Director Henry W. McGee | Issuer | Yes | For | For | ||||||||
AmerisourceBergen Corp | ABC | 3.07E+108 | 2/16/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Nordson Corp. | NDSN | 655663102 | 2/20/2007 | Elect Director William D. Ginn | Issuer | Yes | For | For | ||||||||
Nordson Corp. | NDSN | 655663102 | 2/20/2007 | Elect Director William L. Robinson | Issuer | Yes | For | For | ||||||||
Nordson Corp. | NDSN | 655663102 | 2/20/2007 | Elect Director Benedict P. Rosen | Issuer | Yes | For | For | ||||||||
Nordson Corp. | NDSN | 655663102 | 2/20/2007 | Elect Director Stephen R. Hardis | Issuer | Yes | Withhold | Against | ||||||||
Lee Enterprises, Inc. | LEE | 523768109 | 2/21/2007 | Other Business | Issuer | Yes | Against | Against | ||||||||
Lee Enterprises, Inc. | LEE | 523768109 | 2/21/2007 | Elect Director Mary E. Junck | Issuer | Yes | For | For | ||||||||
Lee Enterprises, Inc. | LEE | 523768109 | 2/21/2007 | Elect Director Andrew E. Newman | Issuer | Yes | For | For | ||||||||
Lee Enterprises, Inc. | LEE | 523768109 | 2/21/2007 | Elect Director Gordon D. Prichett | Issuer | Yes | For | For | ||||||||
The Valspar Corp. | VAL | 920355104 | 2/28/2007 | Elect Director Charles W. Gaillard | Issuer | Yes | For | For | ||||||||
The Valspar Corp. | VAL | 920355104 | 2/28/2007 | Elect Director Mae C. Jemison | Issuer | Yes | For | For | ||||||||
The Valspar Corp. | VAL | 920355104 | 2/28/2007 | Elect Director Gregory R. Palen | Issuer | Yes | For | For | ||||||||
The Valspar Corp. | VAL | 920355104 | 2/28/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Company-Specific—Governance-Related - No Greenmail payments | Shareholder | Yes | For | Against | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Approve/Amend Terms of Existing Poison Pill | Shareholder | Yes | For | Against | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Elect Director John E. Bryson | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Elect Director John S. Chen | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Elect Director Judith L. Estrin | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Elect Director Robert A. Iger | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Elect Director Steven P. Jobs | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Elect Director Fred H. Langhammer | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Elect Director Aylwin B. Lewis | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Elect Director Monica C. Lozano | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Elect Director Robert W. Matschullat | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Elect Director John E. Pepper, Jr. | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Elect Director Orin C. Smith | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
The Walt Disney Company | DIS | 254687106 | 3/8/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | Elect Director Dennis C. Blair | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | Elect Director Edward D. Breen | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | Elect Director Brian Duperreault | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | Elect Director Bruce S. Gordon | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | Elect Director Rajiv L. Gupta | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | Elect Director John A. Krol | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | Elect Director H. Carl Mccall | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | Elect Director Brendan R. O’Neill | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | Elect Director William S. Stavropoulous | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | Elect Director Sandra S. Wijnberg | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | Elect Director Jerome B. York | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | APPROVAL OF REVERSE STOCK SPLIT OF THE COMPANYS COMMON SHARES AT A SPLIT RATIO OF 1 FOR 4 | Issuer | Yes | For | For | ||||||||
Tyco International Ltd. | TYC | 902124106 | 3/8/2007 | APPROVAL OF CONSEQUENTIAL AMENDMENT TO THE COMPANY S AMENDED AND RESTATED BYE-LAWS. | Issuer | Yes | For | For | ||||||||
Analog Devices, Inc. | ADI | 32654105 | 3/13/2007 | Performance-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
Analog Devices, Inc. | ADI | 32654105 | 3/13/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Analog Devices, Inc. | ADI | 32654105 | 3/13/2007 | Elect Director Jerald G. Fishman | Issuer | Yes | For | For | ||||||||
Analog Devices, Inc. | ADI | 32654105 | 3/13/2007 | Elect Director John C. Hodgson | Issuer | Yes | For | For | ||||||||
Analog Devices, Inc. | ADI | 32654105 | 3/13/2007 | Elect Director F. Grant Saviers | Issuer | Yes | For | For | ||||||||
Analog Devices, Inc. | ADI | 32654105 | 3/13/2007 | Elect Director Paul J. Severino | Issuer | Yes | For | For | ||||||||
Analog Devices, Inc. | ADI | 32654105 | 3/13/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Elect Director Michael H. Armacost | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Elect Director Robert H. Brust | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Elect Director Deborah A. Coleman | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Elect Director Philip V. Gerdine | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Elect Director Thomas J. Iannotti | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Elect Director Charles Y.S. Liu | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Elect Director James C. Morgan | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Elect Director Gerhard H. Parker | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Elect Director Willem P. Roelandts | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Elect Director Michael R. Splinter | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Applied Materials, Inc. | AMAT | 38222105 | 3/14/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Hewlett-Packard Co. | HPQ | 428236103 | 3/14/2007 | Require Director Nominee Qualifications | Shareholder | Yes | Against | For | ||||||||
Hewlett-Packard Co. | HPQ | 428236103 | 3/14/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Hewlett-Packard Co. | HPQ | 428236103 | 3/14/2007 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Yes | For | Against | ||||||||
Hewlett-Packard Co. | HPQ | 428236103 | 3/14/2007 | Performance-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
Hewlett-Packard Co. | HPQ | 428236103 | 3/14/2007 | Elect Director L.T. Babbio, Jr. | Issuer | Yes | For | For | ||||||||
Hewlett-Packard Co. | HPQ | 428236103 | 3/14/2007 | Elect Director S.M. Baldauf | Issuer | Yes | For | For | ||||||||
Hewlett-Packard Co. | HPQ | 428236103 | 3/14/2007 | Elect Director R.A. Hackborn | Issuer | Yes | For | For | ||||||||
Hewlett-Packard Co. | HPQ | 428236103 | 3/14/2007 | Elect Director J.H. Hammergren | Issuer | Yes | For | For | ||||||||
Hewlett-Packard Co. | HPQ | 428236103 | 3/14/2007 | Elect Director M.V. Hurd | Issuer | Yes | For | For | ||||||||
Hewlett-Packard Co. | HPQ | 428236103 | 3/14/2007 | Elect Director R.L. Ryan | Issuer | Yes | For | For | ||||||||
Hewlett-Packard Co. | HPQ | 428236103 | 3/14/2007 | Elect Director L.S. Salhany | Issuer | Yes | For | For | ||||||||
Hewlett-Packard Co. | HPQ | 428236103 | 3/14/2007 | Elect Director G.K.Thompson | Issuer | Yes | For | For | ||||||||
Hewlett-Packard Co. | HPQ | 428236103 | 3/14/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Phelps Dodge Corp. | 717265102 | 3/14/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Phelps Dodge Corp. | 717265102 | 3/14/2007 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 3/14/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | ||||||||
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 3/14/2007 | Increase Authorized Common Stock | Issuer | Yes | For | For | ||||||||
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 3/14/2007 | Issue Shares in Connection with an Acquisition | Issuer | Yes | For | For | ||||||||
Caremark Rx, Inc. | 141705103 | 3/16/2007 | Approve Merger Agreement | Issuer | Yes | None | NA | |||||||||
Caremark Rx, Inc. | 141705103 | 3/16/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Caremark Rx, Inc. | 141705103 | 3/16/2007 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Caremark Rx, Inc. | 141705103 | 3/16/2007 | Adjourn Meeting | Issuer | Yes | None | NA | |||||||||
Synopsys, Inc. | SNPS | 871607107 | 3/23/2007 | Elect Director Aart J. De Geus | Issuer | Yes | For | For | ||||||||
Synopsys, Inc. | SNPS | 871607107 | 3/23/2007 | Elect Director Chi-Foon Chan | Issuer | Yes | For | For | ||||||||
Synopsys, Inc. | SNPS | 871607107 | 3/23/2007 | Elect Director Bruce R. Chizen | Issuer | Yes | For | For | ||||||||
Synopsys, Inc. | SNPS | 871607107 | 3/23/2007 | Elect Director Deborah A. Coleman | Issuer | Yes | For | For | ||||||||
Synopsys, Inc. | SNPS | 871607107 | 3/23/2007 | Elect Director Sasson Somekh | Issuer | Yes | For | For | ||||||||
Synopsys, Inc. | SNPS | 871607107 | 3/23/2007 | Elect Director Roy Vallee | Issuer | Yes | For | For | ||||||||
Synopsys, Inc. | SNPS | 871607107 | 3/23/2007 | Elect Director Steven C. Walske | Issuer | Yes | For | For | ||||||||
Synopsys, Inc. | SNPS | 871607107 | 3/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Lennar Corp. | LEN | 526057104 | 3/28/2007 | Prepare Sustainability Report | Shareholder | Yes | Against | For | ||||||||
Lennar Corp. | LEN | 526057104 | 3/28/2007 | Pay For Superior Performance | Shareholder | Yes | For | Against | ||||||||
Lennar Corp. | LEN | 526057104 | 3/28/2007 | Elect Director Irving Bolotin | Issuer | Yes | For | For | ||||||||
Lennar Corp. | LEN | 526057104 | 3/28/2007 | Elect Director Kirk Landon | Issuer | Yes | For | For | ||||||||
Lennar Corp. | LEN | 526057104 | 3/28/2007 | Elect Director Donna E. Shalala | Issuer | Yes | For | For | ||||||||
Lennar Corp. | LEN | 526057104 | 3/28/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Lennar Corp. | LEN | 526057104 | 3/28/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Sabre Holdings Corporation | 785905100 | 3/29/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Sabre Holdings Corporation | 785905100 | 3/29/2007 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Agere Systems Inc. | 00845V308 | 3/29/2007 | Approve Merger Agreement | Issuer | Yes | For | �� | For | ||||||||
Agere Systems Inc. | 00845V308 | 3/29/2007 | Elect Director Richard L. Clemmer | Issuer | Yes | For | For | |||||||||
Agere Systems Inc. | 00845V308 | 3/29/2007 | Elect Director Michael J. Mancuso | Issuer | Yes | For | For | |||||||||
Agere Systems Inc. | 00845V308 | 3/29/2007 | Elect Director Kari-Pekka Wilska | Issuer | Yes | For | For | |||||||||
Agere Systems Inc. | 00845V308 | 3/29/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | |||||||||
Agere Systems Inc. | 00845V308 | 3/29/2007 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
Realogy Corp | 7.56E+104 | 3/30/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Realogy Corp | 7.56E+104 | 3/30/2007 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
CBOT Holdings, Inc. | 14984K106 | 4/4/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
CBOT Holdings, Inc. | 14984K106 | 4/4/2007 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Harrah’s Entertainment, Inc. | HET | 413619107 | 4/5/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | ||||||||
Harrah’s Entertainment, Inc. | HET | 413619107 | 4/5/2007 | Approve Merger Agreement | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Yes | For | Against | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Restore or Provide for Cumulative Voting | Shareholder | Yes | For | Against | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Elect Director Mr. Biondi | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Elect Director Mr. Donofrio | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Elect Director Mr. Hassell | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Elect Director Mr. Kogan | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Elect Director Mr. Kowalski | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Elect Director Mr. Luke | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Elect Director Ms. Rein | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Elect Director Mr. Renyi | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Elect Director Mr. Richardson | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Elect Director Mr. Scott | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Elect Director Mr. Vaughan | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 4/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Yes | For | Against | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Approve Report of the Compensation Committee | Shareholder | Yes | For | Against | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Approve Omnibus Stock Plan | Issuer | Yes | Against | Against | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Elect Director Roy J. Bostock | Issuer | Yes | For | For | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Elect Director Erskine B. Bowles | Issuer | Yes | For | For | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Elect Director Howard J. Davies | Issuer | Yes | For | For | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Elect Director C. Robert Kidder | Issuer | Yes | For | For | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Elect Director John J. Mack | Issuer | Yes | For | For | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Elect Director Donald T. Nicolaisen | Issuer | Yes | For | For | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Elect Director Charles H. Noski | Issuer | Yes | For | For | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Elect Director Hutham S. Olayan | Issuer | Yes | For | For | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Elect Director Charles E. Phillips, Jr. | Issuer | Yes | For | For | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Elect Director Griffith Sexton | Issuer | Yes | For | For | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Elect Director Laura D. Tyson | Issuer | Yes | For | For | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Elect Director Klaus Zumwinkel | Issuer | Yes | For | For | |||||||||
Morgan Stanley | 617446448 | 4/10/2007 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
Albemarle Corp. | ALB | 12653101 | 4/11/2007 | Elect Director J. Alfred Broaddus, Jr. | Issuer | Yes | For | For | ||||||||
Albemarle Corp. | ALB | 12653101 | 4/11/2007 | Elect Director John D. Gottwald | Issuer | Yes | For | For | ||||||||
Albemarle Corp. | ALB | 12653101 | 4/11/2007 | Elect Director William M. Gottwald | Issuer | Yes | For | For | ||||||||
Albemarle Corp. | ALB | 12653101 | 4/11/2007 | Elect Director R. William Ide III | Issuer | Yes | For | For | ||||||||
Albemarle Corp. | ALB | 12653101 | 4/11/2007 | Elect Director Richard L. Morrill | Issuer | Yes | For | For | ||||||||
Albemarle Corp. | ALB | 12653101 | 4/11/2007 | Elect Director Seymour S. Preston III | Issuer | Yes | For | For | ||||||||
Albemarle Corp. | ALB | 12653101 | 4/11/2007 | Elect Director Mark C. Rohr | Issuer | Yes | For | For | ||||||||
Albemarle Corp. | ALB | 12653101 | 4/11/2007 | Elect Director John Sherman, Jr. | Issuer | Yes | For | For | ||||||||
Albemarle Corp. | ALB | 12653101 | 4/11/2007 | Elect Director Charles E. Stewart | Issuer | Yes | For | For | ||||||||
Albemarle Corp. | ALB | 12653101 | 4/11/2007 | Elect Director Harriett Tee Taggart | Issuer | Yes | For | For | ||||||||
Albemarle Corp. | ALB | 12653101 | 4/11/2007 | Elect Director Anne Marie Whittemore | Issuer | Yes | For | For | ||||||||
Albemarle Corp. | ALB | 12653101 | 4/11/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Equitable Resources, Inc. | EQT | 294549100 | 4/11/2007 | Pay For Superior Performance | Shareholder | Yes | Against | For | ||||||||
Equitable Resources, Inc. | EQT | 294549100 | 4/11/2007 | Elect Director Vicky A. Bailey | Issuer | Yes | For | For | ||||||||
Equitable Resources, Inc. | EQT | 294549100 | 4/11/2007 | Elect Director Murry S. Gerber | Issuer | Yes | For | For | ||||||||
Equitable Resources, Inc. | EQT | 294549100 | 4/11/2007 | Elect Director George L. Miles, Jr. | Issuer | Yes | For | For | ||||||||
Equitable Resources, Inc. | EQT | 294549100 | 4/11/2007 | Elect Director James W. Whalen | Issuer | Yes | For | For | ||||||||
Equitable Resources, Inc. | EQT | 294549100 | 4/11/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Equitable Resources, Inc. | EQT | 294549100 | 4/11/2007 | Amend Articles/Bylaws/Charter General Matters | Issuer | Yes | For | For | ||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Report on Charitable Contributions | Shareholder | Yes | Against | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Sustainability Report | Shareholder | Yes | Against | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Prohibit Executive Stock-Based Awards | Shareholder | Yes | Against | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Elect Director Lloyd C. Blankfein | Issuer | Yes | For | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Elect Director Lord Browne of Madingley | Issuer | Yes | For | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Elect Director John H. Bryan | Issuer | Yes | For | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Elect Director Gary D. Cohn | Issuer | Yes | For | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Elect Director Claes Dahlback | Issuer | Yes | For | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Elect Director Stephen Friedman | Issuer | Yes | For | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Elect Director William W. George | Issuer | Yes | For | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Elect Director Rajat K. Gupta | Issuer | Yes | For | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Elect Director James A. Johnson | Issuer | Yes | For | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Elect Director Lois D. Juliber | Issuer | Yes | For | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Elect Director Edward M. Liddy | Issuer | Yes | For | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Elect Director Ruth J. Simmons | Issuer | Yes | For | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Elect Director Jon Winkelried | Issuer | Yes | For | For | |||||||||
The Goldman Sachs Group, Inc. | 38141G104 | 4/11/2007 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
Waddell & Reed Financial, Inc. | WDR | 930059100 | 4/11/2007 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Waddell & Reed Financial, Inc. | WDR | 930059100 | 4/11/2007 | Elect Director Henry J. Herrmann | Issuer | Yes | For | For | ||||||||
Waddell & Reed Financial, Inc. | WDR | 930059100 | 4/11/2007 | Elect Director James M. Raines | Issuer | Yes | For | For | ||||||||
Waddell & Reed Financial, Inc. | WDR | 930059100 | 4/11/2007 | Elect Director William L. Rogers | Issuer | Yes | For | For | ||||||||
Waddell & Reed Financial, Inc. | WDR | 930059100 | 4/11/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/12/2007 | Approve Non-Employee Director Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/12/2007 | Other Business | Issuer | Yes | Against | Against | ||||||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/12/2007 | Elect Director Edward C. Bernard | Issuer | Yes | For | For | ||||||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/12/2007 | Elect Director James T. Brady | Issuer | Yes | For | For | ||||||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/12/2007 | Elect Director J. Alfred Broaddus, Jr. | Issuer | Yes | For | For | ||||||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/12/2007 | Elect Director Donald B. Hebb, Jr. | Issuer | Yes | For | For | ||||||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/12/2007 | Elect Director James A.C. Kennedy | Issuer | Yes | For | For | ||||||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/12/2007 | Elect Director Brian C. Rogers | Issuer | Yes | For | For | ||||||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/12/2007 | Elect Director Dr. Alfred Sommer | Issuer | Yes | For | For | ||||||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/12/2007 | Elect Director Dwight S. Taylor | Issuer | Yes | For | For | ||||||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/12/2007 | Elect Director Anne Marie Whittemore | Issuer | Yes | For | For | ||||||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/12/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 4/12/2007 | Publish Political Contributions | Shareholder | Yes | Against | For | ||||||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 4/12/2007 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 4/12/2007 | Elect Director Michael L. Ainslie | Issuer | Yes | For | For | ||||||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 4/12/2007 | Elect Director John F. Akers | Issuer | Yes | For | For | ||||||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 4/12/2007 | Elect Director Roger S. Berlind | Issuer | Yes | For | For | ||||||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 4/12/2007 | Elect Director Thomas H. Cruikshank | Issuer | Yes | For | For | ||||||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 4/12/2007 | Elect Director Marsha Johnson Evans | Issuer | Yes | For | For | ||||||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 4/12/2007 | Elect Director Richard S. Fuld, Jr. | Issuer | Yes | For | For | ||||||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 4/12/2007 | Elect Director Christopher Gent | Issuer | Yes | For | For | ||||||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 4/12/2007 | Elect Director Roland A. Hernandez | Issuer | Yes | For | For | ||||||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 4/12/2007 | Elect Director Henry Kaufman | Issuer | Yes | For | For | ||||||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 4/12/2007 | Elect Director John D. Macomber | Issuer | Yes | For | For | ||||||||
Lehman Brothers Holdings Inc. | LEH | 524908100 | 4/12/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Report on Government Service of Employees | Shareholder | Yes | Against | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Report on Charitable Contributions | Shareholder | Yes | Against | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Report on Pay Disparity | Shareholder | Yes | Against | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Stock Retention/Holding Period | Shareholder | Yes | Against | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Restore or Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Approve Report of the Compensation Committee | Shareholder | Yes | For | Against | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Amend Bylaws to Permit Shareholders to Call Special Meetings | Shareholder | Yes | For | Against | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director C. Michael Armstrong | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director Alain J.P. Belda | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director George David | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director Kenneth T. Derr | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director John M. Deutch | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director Roberto Hernandez Ramirez | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director Klaus Kleinfeld | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director Andrew N. Liveris | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director Anne Mulcahy | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director Richard D. Parsons | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director Charles Prince | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director Judith Rodin | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director Robert E. Rubin | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Elect Director Franklin A. Thomas | Issuer | Yes | For | For | ||||||||
Citigroup Inc. | C | 172967101 | 4/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Convergys Corp. | CVG | 212485106 | 4/17/2007 | Reincorporate in Another State [ Ohio to Delaware ] | Shareholder | Yes | For | Against | ||||||||
Convergys Corp. | CVG | 212485106 | 4/17/2007 | Elect Director Zoe Baird | Issuer | Yes | For | For | ||||||||
Convergys Corp. | CVG | 212485106 | 4/17/2007 | Elect Director Philip A. Odeen | Issuer | Yes | For | For | ||||||||
Convergys Corp. | CVG | 212485106 | 4/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Convergys Corp. | CVG | 212485106 | 4/17/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Amend Bylaws — Call Special Meetings | Shareholder | Yes | For | Against | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Elect Director W. Roy Dunbar | Issuer | Yes | For | For | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Elect Director Martin C. Faga | Issuer | Yes | For | For | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Elect Director S. Malcolm Gillis | Issuer | Yes | For | For | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Elect Director Ray J. Groves | Issuer | Yes | For | For | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Elect Director Ellen M. Hancock | Issuer | Yes | For | For | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Elect Director Jeffrey M. Heller | Issuer | Yes | For | For | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Elect Director Ray L. Hunt | Issuer | Yes | For | For | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Elect Director Michael H. Jordan | Issuer | Yes | For | For | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Elect Director Edward A. Kangas | Issuer | Yes | For | For | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Elect Director James K. Sims | Issuer | Yes | For | For | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Elect Director R. David Yost | Issuer | Yes | For | For | ||||||||
Electronic Data Systems Corp. | EDS | 285661104 | 4/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
First Horizon National Corp | FHN | 320517105 | 4/17/2007 | Elect Director Robert C. Blattberg | Issuer | Yes | For | For | ||||||||
First Horizon National Corp | FHN | 320517105 | 4/17/2007 | Elect Director Michael D. Rose | Issuer | Yes | For | For | ||||||||
First Horizon National Corp | FHN | 320517105 | 4/17/2007 | Elect Director Luke Yancy III | Issuer | Yes | For | For | ||||||||
First Horizon National Corp | FHN | 320517105 | 4/17/2007 | Elect Director Gerald L. Baker | Issuer | Yes | For | For | ||||||||
First Horizon National Corp | FHN | 320517105 | 4/17/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
First Horizon National Corp | FHN | 320517105 | 4/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director Linda Walker Bynoe | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director Nicholas D. Chabraja | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director Susan Crown | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director Dipak C. Jain | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director Arthur L. Kelly | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director Robert C. Mccormack | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director Edward J. Mooney | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director William A. Osborn | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director John W. Rowe | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director Harold B. Smith | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director William D. Smithburg | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director Enrique J. Sosa | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director Charles A. Tribbett III | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Elect Director Frederick H. Waddell | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Northern Trust Corp. | NTRS | 665859104 | 4/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Require Director Nominee Qualifications | Shareholder | Yes | Against | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Establish SERP Policy | Shareholder | Yes | For | Against | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Elect Director Anne V. Farrell | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Elect Director Stephen E. Frank | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Elect Director Kerry K. Killinger | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Elect Director Thomas C. Leppert | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Elect Director Charles M. Lillis | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Elect Director Phillip D. Matthews | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Elect Director Regina T. Montoya | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Elect Director Michael K. Murphy | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Elect Director Margaret Osmer Mcquade | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Elect Director Mary E. Pugh | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Elect Director William G. Reed, Jr. | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Elect Director Orin C. Smith | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Elect Director James H. Stever | Issuer | Yes | For | For | ||||||||
Washington Mutual, Inc | WM | 939322103 | 4/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Require Director Nominee Qualifications | Shareholder | Yes | Against | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Approve Report of the Compensation Committee | Shareholder | Yes | For | Against | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Elect Director Ernest S. Rady | Issuer | Yes | For | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Elect Director Jerry Gitt | Issuer | Yes | For | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Elect Director John T. Casteen, III | Issuer | Yes | For | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Elect Director Maryellen C. Herringer | Issuer | Yes | For | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Elect Director Joseph Neubauer | Issuer | Yes | For | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Elect Director Timothy D. Proctor | Issuer | Yes | For | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Elect Director Van L. Richey | Issuer | Yes | For | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Elect Director Dona Davis Young | Issuer | Yes | For | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Company Specific—Provide for Majority Voting | Issuer | Yes | For | For | ||||||||
Wachovia Corp. | WB | 929903102 | 4/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Dover Corporation | DOV | 260003108 | 4/17/2007 | Sustainability Report | Shareholder | Yes | Against | For | ||||||||
Dover Corporation | DOV | 260003108 | 4/17/2007 | Other Business | Issuer | Yes | Against | Against | ||||||||
Dover Corporation | DOV | 260003108 | 4/17/2007 | Elect Director D. H. Benson | Issuer | Yes | For | For | ||||||||
Dover Corporation | DOV | 260003108 | 4/17/2007 | Elect Director R. W. Cremin | Issuer | Yes | For | For | ||||||||
Dover Corporation | DOV | 260003108 | 4/17/2007 | Elect Director J-P. M. Ergas | Issuer | Yes | For | For | ||||||||
Dover Corporation | DOV | 260003108 | 4/17/2007 | Elect Directors K. C. Graham | Issuer | Yes | For | For | ||||||||
Dover Corporation | DOV | 260003108 | 4/17/2007 | Elect Director R. L. Hoffman | Issuer | Yes | For | For | ||||||||
Dover Corporation | DOV | 260003108 | 4/17/2007 | Elect Director J. L. Koley | Issuer | Yes | For | For | ||||||||
Dover Corporation | DOV | 260003108 | 4/17/2007 | Elect Director R. K. Lochridge | Issuer | Yes | For | For | ||||||||
Dover Corporation | DOV | 260003108 | 4/17/2007 | Elect Director T. L. Reece | Issuer | Yes | For | For | ||||||||
Dover Corporation | DOV | 260003108 | 4/17/2007 | Elect Director B. G. Rethore | Issuer | Yes | For | For | ||||||||
Dover Corporation | DOV | 260003108 | 4/17/2007 | Elect Director M. B. Stubbs | Issuer | Yes | For | For | ||||||||
Dover Corporation | DOV | 260003108 | 4/17/2007 | Elect Director M. A. Winston | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director Darryl F. Allen | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director John F. Barrett | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director James P. Hackett | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director Gary R. Heminger | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director Joan R. Herschede | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director Allen M. Hill | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director Kevin T. Kabat | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director Robert L. Koch II | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director Mitchel D. Livingston | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director Hendrik G. Meijer | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director James E. Rogers | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director George A. Schaefer, Jr. | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director John J. Schiff, Jr. | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director Dudley S. Taft | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Elect Director Thomas W. Traylor | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Company Specific-Equity-Related | Issuer | Yes | For | For | ||||||||
Fifth Third Bancorp | FITB | 316773100 | 4/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
FirstMerit Corp. | FMER | 337915102 | 4/18/2007 | Elect Director Richard Colella | Issuer | Yes | For | For | ||||||||
FirstMerit Corp. | FMER | 337915102 | 4/18/2007 | Elect Director J.Michael Hochschwender | Issuer | Yes | For | For | ||||||||
FirstMerit Corp. | FMER | 337915102 | 4/18/2007 | Elect Director Philip A. Lloyd, II | Issuer | Yes | For | For | ||||||||
FirstMerit Corp. | FMER | 337915102 | 4/18/2007 | Elect Director Richard N. Seaman | Issuer | Yes | For | For | ||||||||
FirstMerit Corp. | FMER | 337915102 | 4/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
FirstMerit Corp. | FMER | 337915102 | 4/18/2007 | Amend Articles/Bylaws/Charter-Non-Routine—Code of Regulations | Issuer | Yes | For | For | ||||||||
FirstMerit Corp. | FMER | 337915102 | 4/18/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
Sonoco Products Co. | SON | 835495102 | 4/18/2007 | Elect Director Fitz L.H. Coker | Issuer | Yes | For | For | ||||||||
Sonoco Products Co. | SON | 835495102 | 4/18/2007 | Elect Director Caleb C. Fort | Issuer | Yes | For | For | ||||||||
Sonoco Products Co. | SON | 835495102 | 4/18/2007 | Elect Director John H. Mullin, III | Issuer | Yes | For | For | ||||||||
Sonoco Products Co. | SON | 835495102 | 4/18/2007 | Elect Director Thomas E. Whiddon | Issuer | Yes | For | For | ||||||||
Sonoco Products Co. | SON | 835495102 | 4/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Limit Executive Compensation | Shareholder | Yes | Against | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Report on Chemical and Biological Testing Data | Shareholder | Yes | Against | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Report on Environmental Liabilities in India | Shareholder | Yes | Against | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Elect Director Herbert A. Allen | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Elect Director Ronald W. Allen | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Elect Director Cathleen P. Black | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Elect Director Barry Diller | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Elect Director E. Neville Isdell | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Elect Director Donald R. Keough | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Elect Director Donald F. McHenry | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Elect Director Sam Nunn | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Elect Director James D. Robinson, III | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Elect Director Peter V. Ueberroth | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Elect Director James B. Williams | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Coca-Cola Company | KO | 191216100 | 4/18/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Pay For Superior Performance | Shareholder | Yes | For | Against | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Amend Stock Option Plan | Issuer | Yes | Against | Against | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Amend Restricted Stock Plan | Issuer | Yes | Against | Against | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Elect Director James E. Cayne | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Elect Director Henry S. Bienen | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Elect Director Carl D. Glickman | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Elect Director Michael Goldstein | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Elect Director Alan C. Greenberg | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Elect Director Donald J. Harrington | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Elect Director Frank T. Nickell | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Elect Director Paul A. Novelly | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Elect Director Frederic V. Salerno | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Elect Director Alan D. Schwartz | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Elect Director Warren J. Spector | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Elect Director Vincent Tese | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Elect Director Wesley S. Williams Jr. | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
The Bear Stearns Companies Inc. | BSC | 73902108 | 4/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Sherwin-Williams Co. | SHW | 824348106 | 4/18/2007 | Elect Director A.F. Anton | Issuer | Yes | For | For | ||||||||
The Sherwin-Williams Co. | SHW | 824348106 | 4/18/2007 | Elect Director J.C. Boland | Issuer | Yes | For | For | ||||||||
The Sherwin-Williams Co. | SHW | 824348106 | 4/18/2007 | Elect Director C.M. Connor | Issuer | Yes | For | For | ||||||||
The Sherwin-Williams Co. | SHW | 824348106 | 4/18/2007 | Elect Director D.E. Evans | Issuer | Yes | For | For | ||||||||
The Sherwin-Williams Co. | SHW | 824348106 | 4/18/2007 | Elect Director D.F. Hodnik | Issuer | Yes | For | For | ||||||||
The Sherwin-Williams Co. | SHW | 824348106 | 4/18/2007 | Elect Director S.J. Kropf | Issuer | Yes | For | For | ||||||||
The Sherwin-Williams Co. | SHW | 824348106 | 4/18/2007 | Elect Director R.W. Mahoney | Issuer | Yes | For | For | ||||||||
The Sherwin-Williams Co. | SHW | 824348106 | 4/18/2007 | Elect Director G.E. McCullough | Issuer | Yes | For | For | ||||||||
The Sherwin-Williams Co. | SHW | 824348106 | 4/18/2007 | Elect Director A.M. Mixon, III | Issuer | Yes | For | For | ||||||||
The Sherwin-Williams Co. | SHW | 824348106 | 4/18/2007 | Elect Director C.E. Moll | Issuer | Yes | For | For | ||||||||
The Sherwin-Williams Co. | SHW | 824348106 | 4/18/2007 | Elect Director R.K. Smucker | Issuer | Yes | For | For | ||||||||
The Sherwin-Williams Co. | SHW | 824348106 | 4/18/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
The Sherwin-Williams Co. | SHW | 824348106 | 4/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Hercules Inc. | HPC | 427056106 | 4/19/2007 | Elect Director John C. Hunter, III | Issuer | Yes | For | For | ||||||||
Hercules Inc. | HPC | 427056106 | 4/19/2007 | Elect Director Robert D. Kennedy | Issuer | Yes | For | For | ||||||||
Hercules Inc. | HPC | 427056106 | 4/19/2007 | Elect Director Craig A. Rogerson | Issuer | Yes | For | For | ||||||||
Hercules Inc. | HPC | 427056106 | 4/19/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Hercules Inc. | HPC | 427056106 | 4/19/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
Invitrogen Corp. | IVGN | 46185R100 | 4/19/2007 | Elect Director Per A. Peterson | Issuer | Yes | For | For | ||||||||
Invitrogen Corp. | IVGN | 46185R100 | 4/19/2007 | Elect Director Bradley G. Lorimier | Issuer | Yes | For | For | ||||||||
Invitrogen Corp. | IVGN | 46185R100 | 4/19/2007 | Elect Director Raymond V. Dittamore | Issuer | Yes | For | For | ||||||||
Invitrogen Corp. | IVGN | 46185R100 | 4/19/2007 | Elect Director D.C. U’Prichard | Issuer | Yes | For | For | ||||||||
Invitrogen Corp. | IVGN | 46185R100 | 4/19/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Regions Financial Corp. | RF | 7591EP100 | 4/19/2007 | Elect Director Samuel W. Bartholomew, Jr. | Issuer | Yes | For | For | ||||||||
Regions Financial Corp. | RF | 7591EP100 | 4/19/2007 | Elect Director Susan W. Matlock | Issuer | Yes | For | For | ||||||||
Regions Financial Corp. | RF | 7591EP100 | 4/19/2007 | Elect Director Jackson W. Moore | Issuer | Yes | For | For | ||||||||
Regions Financial Corp. | RF | 7591EP100 | 4/19/2007 | Elect Director Allen B. Morgan, Jr. | Issuer | Yes | For | For | ||||||||
Regions Financial Corp. | RF | 7591EP100 | 4/19/2007 | Elect Director John R. Roberts | Issuer | Yes | For | For | ||||||||
Regions Financial Corp. | RF | 7591EP100 | 4/19/2007 | Elect Director Lee J. Styslinger, III | Issuer | Yes | For | For | ||||||||
Regions Financial Corp. | RF | 7591EP100 | 4/19/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Regions Financial Corp. | RF | 7591EP100 | 4/19/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
The Black & Decker Corp. | BDK | 91797100 | 4/19/2007 | Pay For Superior Performance | Shareholder | Yes | For | Against | ||||||||
The Black & Decker Corp. | BDK | 91797100 | 4/19/2007 | Elect Director Nolan D. Archibald | Issuer | Yes | For | For | ||||||||
The Black & Decker Corp. | BDK | 91797100 | 4/19/2007 | Elect Director Norman R. Augustine | Issuer | Yes | For | For | ||||||||
The Black & Decker Corp. | BDK | 91797100 | 4/19/2007 | Elect Director Barbara L. Bowles | Issuer | Yes | For | For | ||||||||
The Black & Decker Corp. | BDK | 91797100 | 4/19/2007 | Elect Director George W. Buckley | Issuer | Yes | For | For | ||||||||
The Black & Decker Corp. | BDK | 91797100 | 4/19/2007 | Elect Director M. Anthony Burns | Issuer | Yes | For | For | ||||||||
The Black & Decker Corp. | BDK | 91797100 | 4/19/2007 | Elect Director Kim B. Clark | Issuer | Yes | For | For | ||||||||
The Black & Decker Corp. | BDK | 91797100 | 4/19/2007 | Elect Director Manuel A. Fernandez | Issuer | Yes | For | For | ||||||||
The Black & Decker Corp. | BDK | 91797100 | 4/19/2007 | Elect Director Benjamin H. Griswold, IV | Issuer | Yes | For | For | ||||||||
The Black & Decker Corp. | BDK | 91797100 | 4/19/2007 | Elect Director Anthony Luiso | Issuer | Yes | For | For | ||||||||
The Black & Decker Corp. | BDK | 91797100 | 4/19/2007 | Elect Director Robert L. Ryan | Issuer | Yes | For | For | ||||||||
The Black & Decker Corp. | BDK | 91797100 | 4/19/2007 | Elect Director Mark H. Willes | Issuer | Yes | For | For | ||||||||
The Black & Decker Corp. | BDK | 91797100 | 4/19/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Progressive Corp. | PGR | 743315103 | 4/20/2007 | Elect Director Abby F. Kohnstamm | Issuer | Yes | For | For | ||||||||
The Progressive Corp. | PGR | 743315103 | 4/20/2007 | Elect Director Peter B. Lewis | Issuer | Yes | For | For | ||||||||
The Progressive Corp. | PGR | 743315103 | 4/20/2007 | Elect Director Patrick H. Nettles | Issuer | Yes | For | For | ||||||||
The Progressive Corp. | PGR | 743315103 | 4/20/2007 | Elect Director Glenn M. Renwick | Issuer | Yes | For | For | ||||||||
The Progressive Corp. | PGR | 743315103 | 4/20/2007 | Elect Director Donald B. Shackelford | Issuer | Yes | For | For | ||||||||
The Progressive Corp. | PGR | 743315103 | 4/20/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
The Progressive Corp. | PGR | 743315103 | 4/20/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
The Progressive Corp. | PGR | 743315103 | 4/20/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Daniel F. Akerson | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Charlene Barshefsky | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Ursula M. Burns | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Kenneth I. Chenault | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Peter Chernin | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Vernon E. Jordan, Jr. | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Jan Leschly | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Richard C. Levin | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Richard A. McGinn | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Edward D. Miller | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Frank P. Popoff | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Steven S. Reinemund | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Robert D. Walter | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Elect Director Ronald A. Williams | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
American Express Co. | AXP | 25816109 | 4/23/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
The Lubrizol Corp. | LZ | 549271104 | 4/23/2007 | Elect Director James L. Hambrick | Issuer | Yes | For | For | ||||||||
The Lubrizol Corp. | LZ | 549271104 | 4/23/2007 | Elect Director Gordon D. Harnett | Issuer | Yes | For | For | ||||||||
The Lubrizol Corp. | LZ | 549271104 | 4/23/2007 | Elect Director Victoria F. Haynes | Issuer | Yes | For | For | ||||||||
The Lubrizol Corp. | LZ | 549271104 | 4/23/2007 | Elect Director William P. Madar | Issuer | Yes | For | For | ||||||||
The Lubrizol Corp. | LZ | 549271104 | 4/23/2007 | Elect Director James E. Sweetnam | Issuer | Yes | For | For | ||||||||
The Lubrizol Corp. | LZ | 549271104 | 4/23/2007 | Elect Director Harriett Tee Taggart | Issuer | Yes | For | For | ||||||||
The Lubrizol Corp. | LZ | 549271104 | 4/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Claw-back of Payments under Restatements | Shareholder | Yes | Against | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Remove Six Sigma Terminology | Shareholder | Yes | Against | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Amend Articles/Bylaws/Charter — Call Special Meetings | Shareholder | Yes | For | Against | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Elect Director Gordon M. Bethune | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Elect Director Jaime Chico Pardo | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Elect Director David M. Cote | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Elect Director D. Scott Davis | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Elect Director Linnet F. Deily | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Elect Director Clive R. Hollick | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Elect Director James J. Howard | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Elect Director Ivan G. Seidenberg | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Elect Director Bradley T. Sheares | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Elect Director Eric K. Shinseki | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Elect Director John R. Stafford | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Elect Director Michael W. Wright | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Honeywell International, Inc. | HON | 438516106 | 4/23/2007 | Approve Nonqualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director John A. Allison Iv | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director Jennifer S. Banner | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director Anna R. Cablik | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director Nelle R. Chilton | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director Ronald E. Deal | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director Tom D. Efird | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director Barry J. Fitzpatrick | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director L. Vincent Hackley | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director Jane P. Helm | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director John P. Howe, III, M.D. | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director James H. Maynard | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director Albert O. McCauley | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director J. Holmes Morrison | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director Nido R. Qubein | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Elect Director E. Rhone Sasser | Issuer | Yes | For | For | ||||||||
BB&T Corporation | BBT | 54937107 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Coca-Cola Enterprises Inc. | CCE | 191219104 | 4/24/2007 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Yes | For | Against | ||||||||
Coca-Cola Enterprises Inc. | CCE | 191219104 | 4/24/2007 | Approve Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Coca-Cola Enterprises Inc. | CCE | 191219104 | 4/24/2007 | Elect Director Gary P. Fayard | Issuer | Yes | For | For | ||||||||
Coca-Cola Enterprises Inc. | CCE | 191219104 | 4/24/2007 | Elect Director Marvin J. Herb | Issuer | Yes | For | For | ||||||||
Coca-Cola Enterprises Inc. | CCE | 191219104 | 4/24/2007 | Elect Director L. Phillip Humann | Issuer | Yes | For | For | ||||||||
Coca-Cola Enterprises Inc. | CCE | 191219104 | 4/24/2007 | Elect Director Paula R. Reynolds | Issuer | Yes | For | For | ||||||||
Coca-Cola Enterprises Inc. | CCE | 191219104 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
COOPER INDUSTRIES LTD | CBE | G24182100 | 4/24/2007 | ILO Standards | Shareholder | Yes | Against | For | ||||||||
COOPER INDUSTRIES LTD | CBE | G24182100 | 4/24/2007 | Elect Director S.G. Butler | Issuer | Yes | For | For | ||||||||
COOPER INDUSTRIES LTD | CBE | G24182100 | 4/24/2007 | Elect Director D.F. Smith | Issuer | Yes | For | For | ||||||||
COOPER INDUSTRIES LTD | CBE | G24182100 | 4/24/2007 | Elect Director G.B. Smith | Issuer | Yes | For | For | ||||||||
COOPER INDUSTRIES LTD | CBE | G24182100 | 4/24/2007 | Elect Director M.S. Thompson | Issuer | Yes | For | For | ||||||||
COOPER INDUSTRIES LTD | CBE | G24182100 | 4/24/2007 | Elect Director L.D. Kingsley | Issuer | Yes | For | For | ||||||||
COOPER INDUSTRIES LTD | CBE | G24182100 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
COOPER INDUSTRIES LTD | CBE | G24182100 | 4/24/2007 | AMENDMENT TO COOPER S BYE-LAWS TO INCREASE AUTHORIZED SHARES. | Issuer | Yes | For | For | ||||||||
FMC Corp. | FMC | 302491303 | 4/24/2007 | Elect Director William F. Reilly | Issuer | Yes | For | For | ||||||||
FMC Corp. | FMC | 302491303 | 4/24/2007 | Elect Director William G. Walter | Issuer | Yes | For | For | ||||||||
FMC Corp. | FMC | 302491303 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Gannett Co., Inc. | GCI | 364730101 | 4/24/2007 | Company Specific-Governance Related—Require Chairman to be Independent | Shareholder | Yes | Against | For | ||||||||
Gannett Co., Inc. | GCI | 364730101 | 4/24/2007 | Elect Director Charles B. Fruit | Issuer | Yes | For | For | ||||||||
Gannett Co., Inc. | GCI | 364730101 | 4/24/2007 | Elect Director Arthur H. Harper | Issuer | Yes | For | For | ||||||||
Gannett Co., Inc. | GCI | 364730101 | 4/24/2007 | Elect Director John Jeffry Louis | Issuer | Yes | For | For | ||||||||
Gannett Co., Inc. | GCI | 364730101 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Gannett Co., Inc. | GCI | 364730101 | 4/24/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Restore or Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Evaluate Age Discrimination in Retirement Plans | Shareholder | Yes | Against | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Review Executive Compensation | Shareholder | Yes | Against | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Report on Outsourcing | Shareholder | Yes | Against | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Elect Director Cathleen Black | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Elect Director Kenneth I. Chenault | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Elect Director Juergen Dormann | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Elect Director Michael L. Eskew | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Elect Director Shirley Ann Jackson | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Elect Director Minoru Makihara | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Elect Director Lucio A. Noto | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Elect Director James W. Owens | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Elect Director Samuel J. Palmisano | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Elect Director Joan E. Spero | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Elect Director Sidney Taurel | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Elect Director Lorenzo H. Zambrano | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
International Business Machines Corp. | IBM | 459200101 | 4/24/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
L-3 Communications Holdings, Inc. | LLL | 502424104 | 4/24/2007 | Elect Director Michael T. Strianese | Issuer | Yes | For | For | ||||||||
L-3 Communications Holdings, Inc. | LLL | 502424104 | 4/24/2007 | Elect Director Claude R. Canizares | Issuer | Yes | For | For | ||||||||
L-3 Communications Holdings, Inc. | LLL | 502424104 | 4/24/2007 | Elect Director Thomas A. Corcoran | Issuer | Yes | For | For | ||||||||
L-3 Communications Holdings, Inc. | LLL | 502424104 | 4/24/2007 | Elect Director Alan H. Washkowitz | Issuer | Yes | For | For | ||||||||
L-3 Communications Holdings, Inc. | LLL | 502424104 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Publish Political Contributions | Shareholder | Yes | Against | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Elect Director Richard T. Clark | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Elect Director Johnnetta B. Cole, Ph.D. | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Elect Director William B. Harrison, Jr. | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Elect Director William N. Kelley, M.D. | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Elect Director Rochelle B. Lazarus | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Elect Director Thomas E. Shenk, Ph.D. | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Elect Director Anne M. Tatlock | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Elect Director Samuel O. Thier, M.D. | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Elect Director Wendell P. Weeks | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Elect Director Peter C. Wendell | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Establish Range For Board Size | Issuer | Yes | For | For | ||||||||
Merck & Co., Inc. | MRK | 589331107 | 4/24/2007 | Replace Cumulative Voting to Majority Vote Standard for the Election of Directors | Issuer | Yes | For | For | ||||||||
MetLife, Inc | MET | 59156R108 | 4/24/2007 | Elect Director Burton A. Dole, Jr. | Issuer | Yes | For | For | ||||||||
MetLife, Inc | MET | 59156R108 | 4/24/2007 | Elect Director R. Glenn Hubbard | Issuer | Yes | For | For | ||||||||
MetLife, Inc | MET | 59156R108 | 4/24/2007 | Elect Director James M. Kilts | Issuer | Yes | For | For | ||||||||
MetLife, Inc | MET | 59156R108 | 4/24/2007 | Elect Director Charles M. Leighton | Issuer | Yes | For | For | ||||||||
MetLife, Inc | MET | 59156R108 | 4/24/2007 | Elect Director David Satcher | Issuer | Yes | For | For | ||||||||
MetLife, Inc | MET | 59156R108 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Moody’s Corporation | MCO | 615369105 | 4/24/2007 | Declassify the Board of Directors | Shareholder | Yes | For | Against | ||||||||
Moody’s Corporation | MCO | 615369105 | 4/24/2007 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Moody’s Corporation | MCO | 615369105 | 4/24/2007 | Elect Director Basil L. Anderson | Issuer | Yes | For | For | ||||||||
Moody’s Corporation | MCO | 615369105 | 4/24/2007 | Elect Director Raymond W. McDaniel, Jr. | Issuer | Yes | For | For | ||||||||
Moody’s Corporation | MCO | 615369105 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
National City Corp. | NCC | 635405103 | 4/24/2007 | Pay For Superior Performance | Shareholder | Yes | For | Against | ||||||||
National City Corp. | NCC | 635405103 | 4/24/2007 | Elect Director J.E. Barfield | Issuer | Yes | For | For | ||||||||
National City Corp. | NCC | 635405103 | 4/24/2007 | Elect Director J.S. Broadhurst | Issuer | Yes | For | For | ||||||||
National City Corp. | NCC | 635405103 | 4/24/2007 | Elect Director C.M. Connor | Issuer | Yes | For | For | ||||||||
National City Corp. | NCC | 635405103 | 4/24/2007 | Elect Director D.A. Daberko | Issuer | Yes | For | For | ||||||||
National City Corp. | NCC | 635405103 | 4/24/2007 | Elect Director B.P. Healy | Issuer | Yes | For | For | ||||||||
National City Corp. | NCC | 635405103 | 4/24/2007 | Elect Director M.B McCallister | Issuer | Yes | For | For | ||||||||
National City Corp. | NCC | 635405103 | 4/24/2007 | Elect Director P.A. Ormond | Issuer | Yes | For | For | ||||||||
National City Corp. | NCC | 635405103 | 4/24/2007 | Elect Director P.E. Raskind | Issuer | Yes | For | For | ||||||||
National City Corp. | NCC | 635405103 | 4/24/2007 | Elect Director G.L. Shaheen | Issuer | Yes | For | For | ||||||||
National City Corp. | NCC | 635405103 | 4/24/2007 | Elect Director J.S. Thornton | Issuer | Yes | For | For | ||||||||
National City Corp. | NCC | 635405103 | 4/24/2007 | Elect Director M. Weiss | Issuer | Yes | For | For | ||||||||
National City Corp. | NCC | 635405103 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 4/24/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 4/24/2007 | Amend Stock Option Plan | Issuer | Yes | Against | Against | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 4/24/2007 | Elect Director Jeffrey L. Berenson | Issuer | Yes | For | For | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 4/24/2007 | Elect Director Michael A. Cawley | Issuer | Yes | For | For | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 4/24/2007 | Elect Director Edward F. Cox | Issuer | Yes | For | For | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 4/24/2007 | Elect Director Charles D. Davidson | Issuer | Yes | For | For | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 4/24/2007 | Elect Director Thomas J. Edelman | Issuer | Yes | For | For | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 4/24/2007 | Elect Director Kirby L. Hedrick | Issuer | Yes | For | For | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 4/24/2007 | Elect Director Bruce A. Smith | Issuer | Yes | For | For | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 4/24/2007 | Elect Director William T. Van Kleef | Issuer | Yes | For | For | ||||||||
Noble Energy, Inc. | NBL | 655044105 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Paccar Inc. | PCAR | 693718108 | 4/24/2007 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Yes | For | Against | ||||||||
Paccar Inc. | PCAR | 693718108 | 4/24/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Paccar Inc. | PCAR | 693718108 | 4/24/2007 | Elect Director Alison J. Carnwath | Issuer | Yes | For | For | ||||||||
Paccar Inc. | PCAR | 693718108 | 4/24/2007 | Elect Director Robert T. Parry | Issuer | Yes | For | For | ||||||||
Paccar Inc. | PCAR | 693718108 | 4/24/2007 | Elect Director Harold A. Wagner | Issuer | Yes | For | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Elect Director Zoe Bard | Issuer | Yes | For | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Elect Director Sheila P. Burke | Issuer | Yes | For | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Elect Director James I. Cash, Jr. | Issuer | Yes | For | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Elect Director Joel J. Cohen | Issuer | Yes | For | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Elect Director John D. Finnegan | Issuer | Yes | For | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Elect Director Klaus J. Mangold | Issuer | Yes | For | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Elect Director David G. Scholey | Issuer | Yes | For | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Elect Director Lawrence M. Small | Issuer | Yes | For | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Elect Director Daniel E. Somers | Issuer | Yes | For | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Elect Director Karen Hastie Williams | Issuer | Yes | For | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Elect Director Alfred W. Zollar | Issuer | Yes | For | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Chubb Corp. | CB | 171232101 | 4/24/2007 | Amend Articles/Bylaws/Charter General Matters—Adopt Majority Vote Standard for the Election of Directors | Issuer | Yes | For | For | ||||||||
VF Corp. | VFC | 918204108 | 4/24/2007 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
VF Corp. | VFC | 918204108 | 4/24/2007 | Elect Director Edward E. Crutchfield | Issuer | Yes | For | For | ||||||||
VF Corp. | VFC | 918204108 | 4/24/2007 | Elect Director George Fellows | Issuer | Yes | For | For | ||||||||
VF Corp. | VFC | 918204108 | 4/24/2007 | Elect Director Daniel R. Hesse | Issuer | Yes | For | For | ||||||||
VF Corp. | VFC | 918204108 | 4/24/2007 | Elect Director Clarence Otis, Jr. | Issuer | Yes | For | For | ||||||||
VF Corp. | VFC | �� | 918204108 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | |||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Report on Racial and Ethnic Disparities in Loan Pricing | Shareholder | Yes | Against | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Report on Emission Reduction Goals | Shareholder | Yes | Against | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | For | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Establish SERP Policy | Shareholder | Yes | For | Against | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director John S. Chen | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Lloyd H. Dean | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Susan E. Engel | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Enrique Hernandez, Jr. | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Robert L. Joss | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Richard M. Kovacevich | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Richard D. McCormick | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Cynthia H. Milligan | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Nicholas G. Moore | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Philip J. Quigley | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Donald B. Rice | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Judith M. Runstad | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Stephen W. Sanger | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Susan G. Swenson | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director John G. Stumpf | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Elect Director Michael W. Wright | Issuer | Yes | For | For | ||||||||
Wells Fargo & Company | WFC | 949746101 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
United States Steel Corp. | X | 912909108 | 4/24/2007 | Elect Director Robert J. Darnall | Issuer | Yes | For | For | ||||||||
United States Steel Corp. | X | 912909108 | 4/24/2007 | Elect Director John G. Drosdick | Issuer | Yes | For | For | ||||||||
United States Steel Corp. | X | 912909108 | 4/24/2007 | Elect Director Charles R. Lee | Issuer | Yes | For | For | ||||||||
United States Steel Corp. | X | 912909108 | 4/24/2007 | Elect Director Jeffrey M. Lipton | Issuer | Yes | For | For | ||||||||
United States Steel Corp. | X | 912909108 | 4/24/2007 | Elect Director Glenda G. McNeal | Issuer | Yes | For | For | ||||||||
United States Steel Corp. | X | 912909108 | 4/24/2007 | Elect Director Patricia A. Tracey | Issuer | Yes | For | For | ||||||||
United States Steel Corp. | X | 912909108 | 4/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Associated Banc-Corp. | ASBC | 45487105 | 4/25/2007 | Elect Director Paul S. Beideman | Issuer | Yes | For | For | ||||||||
Associated Banc-Corp. | ASBC | 45487105 | 4/25/2007 | Elect Director Robert C. Gallagher | Issuer | Yes | For | For | ||||||||
Associated Banc-Corp. | ASBC | 45487105 | 4/25/2007 | Elect Director Eileen A. Kamerick | Issuer | Yes | For | For | ||||||||
Associated Banc-Corp. | ASBC | 45487105 | 4/25/2007 | Elect Director John C. Meng | Issuer | Yes | For | For | ||||||||
Associated Banc-Corp. | ASBC | 45487105 | 4/25/2007 | Elect Director Carlos E. Santiago | Issuer | Yes | For | For | ||||||||
Associated Banc-Corp. | ASBC | 45487105 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Prohibit Executive Stock-Based Awards | Shareholder | Yes | Against | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Change Size of Board of Directors | Shareholder | Yes | Against | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director William Barnet, III | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director Frank P. Bramble, Sr. | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director John T. Collins | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director Gary L. Countryman | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director Tommy R. Franks | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director Charles K. Gifford | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director W. Steven Jones | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director Kenneth D. Lewis | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director Monica C. Lozano | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director Walter E. Massey | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director Thomas J. May | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director Patricia E. Mitchell | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director Thomas M. Ryan | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director O. Temple Sloan, Jr. | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director Meredith R. Spangler | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director Robert L. Tillman | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Elect Director Jackie M. Ward | Issuer | Yes | For | For | ||||||||
Bank of America Corp. | BAC | 60505104 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Adopt Human Rights Policy | Shareholder | Yes | Against | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Adopt Greenhouse Gas Emission Reduction Goals | Shareholder | Yes | Against | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Adopt Animal Welfare Policy | Shareholder | Yes | Against | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Approve/Amend Terms of Existing Poison Pill | Shareholder | Yes | Against | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Report on Market Specific Environmental Laws | Shareholder | Yes | Against | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director Samuel H. Armacost | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director Linnet F. Deily | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director Robert E. Denham | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director Robert J. Eaton | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director Sam Ginn | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director Franklyn G. Jenifer | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director Sam Nunn | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director David J. O’Reilly | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director Donald B. Rice | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director Peter J. Robertson | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director Kevin W. Sharer | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director Charles R. Shoemate | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director Ronald D. Sugar | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Elect Director Carl Ware | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Chevron Corporation | CVX | 166764100 | 4/25/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
CIGNA Corp. | CI | 125509109 | 4/25/2007 | Elect Director Robert H. Campbell | Issuer | Yes | For | For | ||||||||
CIGNA Corp. | CI | 125509109 | 4/25/2007 | Elect Director Isaiah Harris, Jr. | Issuer | Yes | For | For | ||||||||
CIGNA Corp. | CI | 125509109 | 4/25/2007 | Elect Director Jane E. Henney, M.D. | Issuer | Yes | For | For | ||||||||
CIGNA Corp. | CI | 125509109 | 4/25/2007 | Elect Director Donna F. Zarcone | Issuer | Yes | For | For | ||||||||
CIGNA Corp. | CI | 125509109 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
CIGNA Corp. | CI | 125509109 | 4/25/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
City National Corp. | CYN | 178566105 | 4/25/2007 | Elect Director Russell Goldsmith | Issuer | Yes | For | For | ||||||||
City National Corp. | CYN | 178566105 | 4/25/2007 | Elect Director Michael L. Meyer | Issuer | Yes | For | For | ||||||||
City National Corp. | CYN | 178566105 | 4/25/2007 | Elect Director Linda M. Griego | Issuer | Yes | For | For | ||||||||
City National Corp. | CYN | 178566105 | 4/25/2007 | Elect Director Ronald L. Olson | Issuer | Yes | For | For | ||||||||
City National Corp. | CYN | 178566105 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director Charles A. Haggerty | Issuer | Yes | For | For | ||||||||
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director Isaiah Harris, Jr. | Issuer | Yes | For | For | ||||||||
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director William A. Hawkins, III | Issuer | Yes | For | For | ||||||||
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director C. Mayberry Mckissack | Issuer | Yes | For | For | ||||||||
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director Stephen P. Nachtsheim | Issuer | Yes | For | For | ||||||||
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director Mary Ann O’Dwyer | Issuer | Yes | For | For | ||||||||
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director Martyn R. Redgrave | Issuer | Yes | For | For | ||||||||
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Elect Director Lee J. Schram | Issuer | Yes | For | For | ||||||||
Deluxe Corp. | DLX | 248019101 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Eaton Corporation | ETN | 278058102 | 4/25/2007 | Elect Director Christopher M. Connor | Issuer | Yes | For | For | ||||||||
Eaton Corporation | ETN | 278058102 | 4/25/2007 | Elect Director Michael J. Critelli | Issuer | Yes | For | For | ||||||||
Eaton Corporation | ETN | 278058102 | 4/25/2007 | Elect Director Charles E. Golden | Issuer | Yes | For | For | ||||||||
Eaton Corporation | ETN | 278058102 | 4/25/2007 | Elect Director Ernie Green | Issuer | Yes | For | For | ||||||||
Eaton Corporation | ETN | 278058102 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Marathon Oil Corp | MRO | 565849106 | 4/25/2007 | Increase Authorized Common Stock | Issuer | Yes | Against | Against | ||||||||
Marathon Oil Corp | MRO | 565849106 | 4/25/2007 | Elect Director Charles F. Bolden, Jr. | Issuer | Yes | For | For | ||||||||
Marathon Oil Corp | MRO | 565849106 | 4/25/2007 | Elect Director Charles R. Lee | Issuer | Yes | For | For | ||||||||
Marathon Oil Corp | MRO | 565849106 | 4/25/2007 | Elect Director Dennis H. Reilley | Issuer | Yes | For | For | ||||||||
Marathon Oil Corp | MRO | 565849106 | 4/25/2007 | Elect Director John W. Snow | Issuer | Yes | For | For | ||||||||
Marathon Oil Corp | MRO | 565849106 | 4/25/2007 | Elect Director Thomas J. Usher | Issuer | Yes | For | For | ||||||||
Marathon Oil Corp | MRO | 565849106 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Marathon Oil Corp | MRO | 565849106 | 4/25/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Marathon Oil Corp | MRO | 565849106 | 4/25/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Elect Director Lee A. Ault, III | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Elect Director Neil R. Austrian | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Elect Director David W. Bernauer | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Elect Director Abelardo E. Bru | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Elect Director Marsha J. Evans | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Elect Director David I. Fuente | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Elect Director Brenda J. Gaines | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Elect Director Myra M. Hart | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Elect Director W. Scott Hedrick | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Elect Director Kathleen Mason | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Elect Director Michael J. Myers | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Elect Director Steve Odland | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Office Depot, Inc. | ODP | 676220106 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
OfficeMax Incorporated | OMX | 67622P101 | 4/25/2007 | Establish an Engagement Process with Proponents of a Shareholder Proposal | Shareholder | Yes | Against | For | ||||||||
OfficeMax Incorporated | OMX | 67622P101 | 4/25/2007 | Elect Director Dorrit J. Bern | Issuer | Yes | For | For | ||||||||
OfficeMax Incorporated | OMX | 67622P101 | 4/25/2007 | Elect Director Warren F. Bryant | Issuer | Yes | For | For | ||||||||
OfficeMax Incorporated | OMX | 67622P101 | 4/25/2007 | Elect Director Brian C. Cornell | Issuer | Yes | For | For | ||||||||
OfficeMax Incorporated | OMX | 67622P101 | 4/25/2007 | Elect Director Joseph M. DePinto | Issuer | Yes | For | For | ||||||||
OfficeMax Incorporated | OMX | 67622P101 | 4/25/2007 | Elect Director Sam K. Duncan | Issuer | Yes | For | For | ||||||||
OfficeMax Incorporated | OMX | 67622P101 | 4/25/2007 | Elect Director Rakesh Gangwal | Issuer | Yes | For | For | ||||||||
OfficeMax Incorporated | OMX | 67622P101 | 4/25/2007 | Elect Director Gary G. Michael | Issuer | Yes | For | For | ||||||||
OfficeMax Incorporated | OMX | 67622P101 | 4/25/2007 | Elect Director Francesca Ruiz de Luzuriaga | Issuer | Yes | For | For | ||||||||
OfficeMax Incorporated | OMX | 67622P101 | 4/25/2007 | Elect Director David M. Szymanski | Issuer | Yes | For | For | ||||||||
OfficeMax Incorporated | OMX | 67622P101 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
OfficeMax Incorporated | OMX | 67622P101 | 4/25/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director Daniel P. Amos | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director Richard E. Anthony | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director James H. Blanchard | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director Richard Y. Bradley | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director Frank W. Brumley | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director Elizabeth W. Camp | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director Gardiner W. Garrard, Jr. | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director T. Michael Goodrich | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director Frederick L. Green, III | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director V. Nathaniel Hansford | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director Alfred W. Jones III | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director Mason H. Lampton | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director Elizabeth C. Ogie | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director H. Lynn Page | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director J. Neal Purcell | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director Melvin T. Stith | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director William B. Turner, Jr. | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Elect Director James D. Yancey | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Synovus Financial Corp. | SNV | 87161C105 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
TCF Financial Corp. | TCB | 872275102 | 4/25/2007 | Elect Director Luella G. Goldberg | Issuer | Yes | For | For | ||||||||
TCF Financial Corp. | TCB | 872275102 | 4/25/2007 | Elect Director George G. Johnson | Issuer | Yes | For | For | ||||||||
TCF Financial Corp. | TCB | 872275102 | 4/25/2007 | Elect Director Lynn A. Nagorske | Issuer | Yes | For | For | ||||||||
TCF Financial Corp. | TCB | 872275102 | 4/25/2007 | Elect Director Gregory J. Pulles | Issuer | Yes | For | For | ||||||||
TCF Financial Corp. | TCB | 872275102 | 4/25/2007 | Elect Director Ralph Strangis | Issuer | Yes | For | For | ||||||||
TCF Financial Corp. | TCB | 872275102 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The McGraw-Hill Companies, Inc. | MHP | 580645109 | 4/25/2007 | Political Contributions/Activities | Shareholder | Yes | Against | For | ||||||||
The McGraw-Hill Companies, Inc. | MHP | 580645109 | 4/25/2007 | Declassify the Board of Directors | Shareholder | Yes | For | Against | ||||||||
The McGraw-Hill Companies, Inc. | MHP | 580645109 | 4/25/2007 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Yes | For | Against | ||||||||
The McGraw-Hill Companies, Inc. | MHP | 580645109 | 4/25/2007 | Elect Director Pedro Aspe | Issuer | Yes | For | For | ||||||||
The McGraw-Hill Companies, Inc. | MHP | 580645109 | 4/25/2007 | Elect Director Robert P. Mcgraw | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
The McGraw-Hill Companies, Inc. | MHP | 580645109 | 4/25/2007 | Elect Director H. Ochoa-Brillembourg | Issuer | Yes | For | For | ||||||||
The McGraw-Hill Companies, Inc. | MHP | 580645109 | 4/25/2007 | Elect Director Edward B. Rust, Jr. | Issuer | Yes | For | For | ||||||||
The McGraw-Hill Companies, Inc. | MHP | 580645109 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Stanley Works | SWK | 854616109 | 4/25/2007 | Declassify the Board of Directors | Shareholder | Yes | For | Against | ||||||||
The Stanley Works | SWK | 854616109 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Stanley Works | SWK | 854616109 | 4/25/2007 | Elect Director John G. Breen | Issuer | Yes | Withhold | Against | ||||||||
The Stanley Works | SWK | 854616109 | 4/25/2007 | Elect Director Virgis W. Colbert | Issuer | Yes | Withhold | Against | ||||||||
The Stanley Works | SWK | 854616109 | 4/25/2007 | Elect Director John F. Lundgren | Issuer | Yes | Withhold | Against | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Company-Specific — Adopt Policy on Overboarded Directors | Shareholder | Yes | Against | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Company-Specific — One Director from the Ranks of Retirees | Shareholder | Yes | Against | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Limit Dividend and Dividend Equivalent Payments to Executives | Shareholder | Yes | Against | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Report on Charitable Contributions | Shareholder | Yes | Against | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Report on Global Warming | Shareholder | Yes | Against | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Adopt Ethical Criteria for Military Contracts | Shareholder | Yes | Against | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Report on Pay Disparity | Shareholder | Yes | Against | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director James I. Cash, Jr. | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director William M. Castell | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Ann M. Fudge | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Claudio X. Gonzalez | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Susan Hockfield | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Jerry R. Immelt | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Andrea Jung | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Alan G. Lafley | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Robert W. Lane | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Ralph S. Larsen | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Rochelle B. Lazarus | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Sam Nunn | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Roger S. Penske | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Robert J. Swieringa | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Douglas A. Warner III | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Elect Director Robert C. Wright | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Adopt Majority Vote Standard in Director Elections | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
General Electric Co. | GE | 369604103 | 4/25/2007 | Company-Specific-Approve Material Terms of Senior Officer Performance Goals | Issuer | Yes | For | For | ||||||||
Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2007 | Elect Director James M. Cracchiolo | Issuer | Yes | For | For | ||||||||
Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2007 | Elect Director Warren D. Knowlton | Issuer | Yes | For | For | ||||||||
Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2007 | Elect Director H. Jay Sarles | Issuer | Yes | For | For | ||||||||
Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2007 | Elect Director Robert F. Sharpe, Jr. | Issuer | Yes | For | For | ||||||||
Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
AGCO Corp. | AG | 1084102 | 4/26/2007 | Elect Director W. Wayne Booker | Issuer | Yes | For | For | ||||||||
AGCO Corp. | AG | 1084102 | 4/26/2007 | Elect Director Francisco R. Gros | Issuer | Yes | For | For | ||||||||
AGCO Corp. | AG | 1084102 | 4/26/2007 | Elect Director Gerald B. Johanneson | Issuer | Yes | For | For | ||||||||
AGCO Corp. | AG | 1084102 | 4/26/2007 | Elect Director Curtis E. Moll | Issuer | Yes | For | For | ||||||||
AGCO Corp. | AG | 1084102 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Disclose Information on Secondhand Smoke | Shareholder | Yes | Against | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Cease Add Campaigns Oriented to Prevent Youth Smoking | Shareholder | Yes | Against | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Cease Production, Promotion, and Marketing of Tobacco Products | Shareholder | Yes | Against | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Adopt Animal Welfare Policy | Shareholder | Yes | Against | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Elect Director Elizabeth E. Bailey | Issuer | Yes | For | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Elect Director Harold Brown | Issuer | Yes | For | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Elect Director Mathis Cabiallavetta | Issuer | Yes | For | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Elect Director Louis C. Camilleri | Issuer | Yes | For | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Elect Director J. Dudley Fishburn | Issuer | Yes | For | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Elect Director Robert E. R. Huntley | Issuer | Yes | For | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Elect Director Thomas W. Jones | Issuer | Yes | For | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Elect Director George Munoz | Issuer | Yes | For | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Elect Director Lucio A. Noto | Issuer | Yes | For | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Elect Director John S. Reed | Issuer | Yes | For | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Elect Director Stephen M. Wolf | Issuer | Yes | For | For | ||||||||
Altria Group, Inc. | MO | 02209S103 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Avery Dennison Corp. | AVY | 53611109 | 4/26/2007 | Elect Director Rolf Borjesson | Issuer | Yes | For | For | ||||||||
Avery Dennison Corp. | AVY | 53611109 | 4/26/2007 | Elect Director Peter W. Mullin | Issuer | Yes | For | For | ||||||||
Avery Dennison Corp. | AVY | 53611109 | 4/26/2007 | Elect Director Patrick T. Siewert | Issuer | Yes | For | For | ||||||||
Avery Dennison Corp. | AVY | 53611109 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/26/2007 | Elect Director Richard W. Evans, Jr. | Issuer | Yes | For | For | ||||||||
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/26/2007 | Elect Director Karen E. Jennings | Issuer | Yes | For | For | ||||||||
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/26/2007 | Elect Director R.M. Kleberg, III | Issuer | Yes | For | For | ||||||||
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/26/2007 | Elect Director Horace Wilkins, Jr | Issuer | Yes | For | For | ||||||||
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/26/2007 | Elect Director T.C. Frost | Issuer | Yes | For | For | ||||||||
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/26/2007 | Approve Non-Employee Director Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Other Business | Issuer | Yes | Against | Against | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Elect Director Louis V. Bockius, III | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Elect Director Phillip R. Cox | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Elect Director Richard L. Crandall | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Elect Director Gale S. Fitzgerald | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Elect Director Phillip B. Lassiter | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Elect Director John N. Lauer | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Elect Director Eric J. Roorda | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Elect Director Thomas W. Swidarski | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Elect Director Henry D.G. Wallace | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Elect Director Alan J. Weber | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Amend Articles/Code of Regulations—Modernization and Clarification of Existing Code | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Amend Articles/Code of Regulations—Requirement for the Issuance of Uncertified Shares | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Amend Director and Officer Indemnification | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Amend Articles/Bylaws/Charter—Notice of Shareholder Proposals | Issuer | Yes | For | For | ||||||||
Diebold, Inc. | DBD | 253651103 | 4/26/2007 | Company Specific—Permit the Board to Amend the Code | Issuer | Yes | For | For | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Elect Director John E. Bryson | Issuer | Yes | For | For | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Elect Director Vanessa C.L. Chang | Issuer | Yes | For | For | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Elect Director France A. Cordova | Issuer | Yes | For | For | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Elect Director Charles B. Curtis | Issuer | Yes | For | For | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Elect Director Bradford M. Freeman | Issuer | Yes | For | For | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Elect Director Luis G. Nogales | Issuer | Yes | For | For | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Elect Director Ronald L. Olson | Issuer | Yes | For | For | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Elect Director James M. Rosser | Issuer | Yes | For | For | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Elect Director Richard T. Schlosberg, III | Issuer | Yes | For | For | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Elect Director Robert H. Smith | Issuer | Yes | For | For | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Elect Director Thomas C. Sutton | Issuer | Yes | For | For | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Edison International | EIX | 281020107 | 4/26/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Embarq Corp | EQ | 2.91E+109 | 4/26/2007 | Elect Director Peter C. Brown | Issuer | Yes | For | For | ||||||||
Embarq Corp | EQ | 2.91E+109 | 4/26/2007 | Elect Director Steven A. Davis | Issuer | Yes | For | For | ||||||||
Embarq Corp | EQ | 2.91E+109 | 4/26/2007 | Elect Director Daniel R. Hesse | Issuer | Yes | For | For | ||||||||
Embarq Corp | EQ | 2.91E+109 | 4/26/2007 | Elect Director John P. Mullen | Issuer | Yes | For | For | ||||||||
Embarq Corp | EQ | 2.91E+109 | 4/26/2007 | Elect Director William A. Owens | Issuer | Yes | For | For | ||||||||
Embarq Corp | EQ | 2.91E+109 | 4/26/2007 | Elect Director Dinesh C. Paliwal | Issuer | Yes | For | For | ||||||||
Embarq Corp | EQ | 2.91E+109 | 4/26/2007 | Elect Director Stephanie M. Shern | Issuer | Yes | For | For | ||||||||
Embarq Corp | EQ | 2.91E+109 | 4/26/2007 | Elect Director Laurie A. Siegel | Issuer | Yes | For | For | ||||||||
Embarq Corp | EQ | 2.91E+109 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Harrah’s Entertainment, Inc. | HET | 413619107 | 4/26/2007 | Elect Director Stephen F. Bollenbach | Issuer | Yes | For | For | ||||||||
Harrah’s Entertainment, Inc. | HET | 413619107 | 4/26/2007 | Elect Director Ralph Horn | Issuer | Yes | For | For | ||||||||
Harrah’s Entertainment, Inc. | HET | 413619107 | 4/26/2007 | Elect Director Gary W. Loveman | Issuer | Yes | For | For | ||||||||
Harrah’s Entertainment, Inc. | HET | 413619107 | 4/26/2007 | Elect Director Boake A. Sells | Issuer | Yes | For | For | ||||||||
Harrah’s Entertainment, Inc. | HET | 413619107 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Humana Inc. | HUM | 444859102 | 4/26/2007 | Elect Director David A. Jones, Jr. | Issuer | Yes | For | For | ||||||||
Humana Inc. | HUM | 444859102 | 4/26/2007 | Elect Director Frank A. D’Amelio | Issuer | Yes | For | For | ||||||||
Humana Inc. | HUM | 444859102 | 4/26/2007 | Elect Director W. Roy Dunbar | Issuer | Yes | For | For | ||||||||
Humana Inc. | HUM | 444859102 | 4/26/2007 | Elect Director Kurt J. Hilzinger | Issuer | Yes | For | For | ||||||||
Humana Inc. | HUM | 444859102 | 4/26/2007 | Elect Director Michael B. McCallister | Issuer | Yes | For | For | ||||||||
Humana Inc. | HUM | 444859102 | 4/26/2007 | Elect Director James J. O’Brien | Issuer | Yes | For | For | ||||||||
Humana Inc. | HUM | 444859102 | 4/26/2007 | Elect Director W. Ann Reynolds | Issuer | Yes | For | For | ||||||||
Humana Inc. | HUM | 444859102 | 4/26/2007 | Elect Director James O. Robbins | Issuer | Yes | For | For | ||||||||
Humana Inc. | HUM | 444859102 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Shareholder | Yes | For | Against | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Elect Director Mary Sue Coleman | Issuer | Yes | For | For | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Elect Director James G. Cullen | Issuer | Yes | For | For | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Elect Director Michael M.E. Johns | Issuer | Yes | For | For | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Elect Director Arnold G. Langbo | Issuer | Yes | For | For | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Elect Director Susan L. Lindquist | Issuer | Yes | For | For | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Elect Director Leo F. Mullin | Issuer | Yes | For | For | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Elect Director Christine A. Poon | Issuer | Yes | For | For | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Elect Director Charles Prince | Issuer | Yes | For | For | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Elect Director Steven S Reinemund | Issuer | Yes | For | For | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Elect Director David Satcher | Issuer | Yes | For | For | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Elect Director William C. Weldon | Issuer | Yes | For | For | ||||||||
Johnson & Johnson | JNJ | 478160104 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Kimberly-Clark Corp. | KMB | 494368103 | 4/26/2007 | Adopt ILO Standards | Shareholder | Yes | Against | For | ||||||||
Kimberly-Clark Corp. | KMB | 494368103 | 4/26/2007 | Report on Feasibility of Phasing Out the Use of Non-certified Wood Fiber | Shareholder | Yes | Against | For | ||||||||
Kimberly-Clark Corp. | KMB | 494368103 | 4/26/2007 | Adopt Simple Majority Vote | Shareholder | Yes | For | Against | ||||||||
Kimberly-Clark Corp. | KMB | 494368103 | 4/26/2007 | Elect Director James M. Jenness | Issuer | Yes | For | For | ||||||||
Kimberly-Clark Corp. | KMB | 494368103 | 4/26/2007 | Elect Director Linda Johnson Rice | Issuer | Yes | For | For | ||||||||
Kimberly-Clark Corp. | KMB | 494368103 | 4/26/2007 | Elect Director Marc J. Shapiro | Issuer | Yes | For | For | ||||||||
Kimberly-Clark Corp. | KMB | 494368103 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Kimberly-Clark Corp. | KMB | 494368103 | 4/26/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
Lexmark International, Inc. | LXK | 529771107 | 4/26/2007 | Elect Director Paul J. Curlander | Issuer | Yes | For | For | ||||||||
Lexmark International, Inc. | LXK | 529771107 | 4/26/2007 | Elect Director James F. Hardymon | Issuer | Yes | For | For | ||||||||
Lexmark International, Inc. | LXK | 529771107 | 4/26/2007 | Elect Director Kathi P. Seifert | Issuer | Yes | For | For | ||||||||
Lexmark International, Inc. | LXK | 529771107 | 4/26/2007 | Elect Director Jean-Paul L. Montupet | Issuer | Yes | For | For | ||||||||
Lexmark International, Inc. | LXK | 529771107 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Increase Disclosure of Executive Compensation | Shareholder | Yes | Against | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Report on Nuclear Weapons | Shareholder | Yes | Against | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director E. C. Aldridge, Jr. | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director Nolan D. Archibald | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director Marcus C. Bennett | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director James O. Ellis, Jr. | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director Gwendolyn S. King | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director James M. Loy | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director Douglas H. McCorkindale | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director Eugene F. Murphy | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director Joseph W. Ralston | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director Frank Savage | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director James M. Schneider | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director Anne Stevens | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director Robert J. Stevens | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director James R. Ukropina | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Elect Director Douglas C. Yearley | Issuer | Yes | For | For | ||||||||
Lockheed Martin Corp. | LMT | 539830109 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Reduce Supermajority Vote Requirement | Shareholder | Yes | For | Against | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Elect Director Robert M. Beavers, Jr. | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Elect Director Bruce P. Bickner | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Elect Director John H. Birdsall, III | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Elect Director N.R. Bobins | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Elect Director Thomas A. Donahoe | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Elect Director Brenda J. Gaines | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Elect Director Raymond A. Jean | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Elect Director Dennis J. Keller | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Elect Director R. Eden Martin | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Elect Director Georgia R. Nelson | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Elect Director John Rau | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Elect Director John F. Riordan | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Elect Director Russ M. Strobel | Issuer | Yes | For | For | ||||||||
Nicor Inc. | GAS | 654086107 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
PepsiAmericas, Inc. | PAS | 71343P200 | 4/26/2007 | Elect Director Herbert M. Baum | Issuer | Yes | For | For | ||||||||
PepsiAmericas, Inc. | PAS | 71343P200 | 4/26/2007 | Elect Director Richard G. Cline | Issuer | Yes | For | For | ||||||||
PepsiAmericas, Inc. | PAS | 71343P200 | 4/26/2007 | Elect Director Michael J. Corliss | Issuer | Yes | For | For | ||||||||
PepsiAmericas, Inc. | PAS | 71343P200 | 4/26/2007 | Elect Director Pierre S. du Pont | Issuer | Yes | For | For | ||||||||
PepsiAmericas, Inc. | PAS | 71343P200 | 4/26/2007 | Elect Director Archie R. Dykes | Issuer | Yes | For | For | ||||||||
PepsiAmericas, Inc. | PAS | 71343P200 | 4/26/2007 | Elect Director Jarobin Gilbert, Jr. | Issuer | Yes | For | For | ||||||||
PepsiAmericas, Inc. | PAS | 71343P200 | 4/26/2007 | Elect Director James R. Kackley | Issuer | Yes | For | For | ||||||||
PepsiAmericas, Inc. | PAS | 71343P200 | 4/26/2007 | Elect Director Matthew M. McKenna | Issuer | Yes | For | For | ||||||||
PepsiAmericas, Inc. | PAS | 71343P200 | 4/26/2007 | Elect Director Robert C. Pohlad | Issuer | Yes | For | For | ||||||||
PepsiAmericas, Inc. | PAS | 71343P200 | 4/26/2007 | Elect Director Deborah E. Powell, M.D. | Issuer | Yes | For | For | ||||||||
PepsiAmericas, Inc. | PAS | 71343P200 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Restore or Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Report on Animal Testing Policies | Shareholder | Yes | Against | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Amend Animal Welfare Policy | Shareholder | Yes | Against | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Require Director Nominee Qualifications | Shareholder | Yes | Against | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Elect Director Dennis A. Ausiello | Issuer | Yes | For | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Elect Director Michael S. Brown | Issuer | Yes | For | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Elect Director M. Anthony Burns | Issuer | Yes | For | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Elect Director Robert N. Burt | Issuer | Yes | For | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Elect Director W. Don Cornwell | Issuer | Yes | For | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Elect Director William H. Gray, III | Issuer | Yes | For | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Elect Director Constance J. Horner | Issuer | Yes | For | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Elect Director William R. Howell | Issuer | Yes | For | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Elect Director Jeffrey B. Kindler | Issuer | Yes | For | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Elect Director George A. Lorch | Issuer | Yes | For | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Elect Director Dana G. Mead | Issuer | Yes | For | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Elect Director William C. Steere, Jr. | Issuer | Yes | For | For | ||||||||
Pfizer Inc. | PFE | 717081103 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Sensient Technologies Corp. | SXT | 81725T100 | 4/26/2007 | Elect Director Hank Brown | Issuer | Yes | For | For | ||||||||
Sensient Technologies Corp. | SXT | 81725T100 | 4/26/2007 | Elect Director Fergus M. Clydesdale | Issuer | Yes | For | For | ||||||||
Sensient Technologies Corp. | SXT | 81725T100 | 4/26/2007 | Elect Director James A.D. Croft | Issuer | Yes | For | For | ||||||||
Sensient Technologies Corp. | SXT | 81725T100 | 4/26/2007 | Elect Director William V. Hickey | Issuer | Yes | For | For | ||||||||
Sensient Technologies Corp. | SXT | 81725T100 | 4/26/2007 | Elect Director Kenneth P. Manning | Issuer | Yes | For | For | ||||||||
Sensient Technologies Corp. | SXT | 81725T100 | 4/26/2007 | Elect Director Peter M. Salmon | Issuer | Yes | For | For | ||||||||
Sensient Technologies Corp. | SXT | 81725T100 | 4/26/2007 | Elect Director Elaine R. Wedral | Issuer | Yes | For | For | ||||||||
Sensient Technologies Corp. | SXT | 81725T100 | 4/26/2007 | Elect Director Essie Whitelaw | Issuer | Yes | For | For | ||||||||
Sensient Technologies Corp. | SXT | 81725T100 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Sensient Technologies Corp. | SXT | 81725T100 | 4/26/2007 | Approve Restricted Stock Plan | Issuer | Yes | For | For | ||||||||
Snap-on Incorporated | SNA | 833034101 | 4/26/2007 | Elect Director John F. Fiedler | Issuer | Yes | For | For | ||||||||
Snap-on Incorporated | SNA | 833034101 | 4/26/2007 | Elect Director W. Dudley Lehman | Issuer | Yes | For | For | ||||||||
Snap-on Incorporated | SNA | 833034101 | 4/26/2007 | Elect Director Edward H. Rensi | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Snap-on Incorporated | SNA | 833034101 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
SVB FINANCIAL GROUP | SIVB | 78486Q101 | 4/26/2007 | Elect Director Eric A. Benhamou | Issuer | Yes | For | For | ||||||||
SVB FINANCIAL GROUP | SIVB | 78486Q101 | 4/26/2007 | Elect Director David M. Clapper | Issuer | Yes | For | For | ||||||||
SVB FINANCIAL GROUP | SIVB | 78486Q101 | 4/26/2007 | Elect Director Roger F. Dunbar | Issuer | Yes | For | For | ||||||||
SVB FINANCIAL GROUP | SIVB | 78486Q101 | 4/26/2007 | Elect Director Joel P. Friedman | Issuer | Yes | For | For | ||||||||
SVB FINANCIAL GROUP | SIVB | 78486Q101 | 4/26/2007 | Elect Director G. Felda Hardymon | Issuer | Yes | For | For | ||||||||
SVB FINANCIAL GROUP | SIVB | 78486Q101 | 4/26/2007 | Elect Director Alex W. Hart | Issuer | Yes | For | For | ||||||||
SVB FINANCIAL GROUP | SIVB | 78486Q101 | 4/26/2007 | Elect Director C. Richard Kramlich | Issuer | Yes | For | For | ||||||||
SVB FINANCIAL GROUP | SIVB | 78486Q101 | 4/26/2007 | Elect Director James R. Porter | Issuer | Yes | For | For | ||||||||
SVB FINANCIAL GROUP | SIVB | 78486Q101 | 4/26/2007 | Elect Director Michaela K. Rodeno | Issuer | Yes | For | For | ||||||||
SVB FINANCIAL GROUP | SIVB | 78486Q101 | 4/26/2007 | Elect Director Kenneth P. Wilcox | Issuer | Yes | For | For | ||||||||
SVB FINANCIAL GROUP | SIVB | 78486Q101 | 4/26/2007 | Elect Director Kyung H. Yoon | Issuer | Yes | For | For | ||||||||
SVB FINANCIAL GROUP | SIVB | 78486Q101 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Torchmark Corp. | TMK | 891027104 | 4/26/2007 | Commit to Board Diversity | Shareholder | Yes | Against | For | ||||||||
Torchmark Corp. | TMK | 891027104 | 4/26/2007 | Elect Director Charles E. Adair | Issuer | Yes | For | For | ||||||||
Torchmark Corp. | TMK | 891027104 | 4/26/2007 | Elect Director Joseph L. Lanier, Jr. | Issuer | Yes | For | For | ||||||||
Torchmark Corp. | TMK | 891027104 | 4/26/2007 | Elect Director Lloyd W. Newton | Issuer | Yes | For | For | ||||||||
Torchmark Corp. | TMK | 891027104 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Torchmark Corp. | TMK | 891027104 | 4/26/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | Establish SERP Policy | Shareholder | Yes | For | Against | ||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | Elect Director Ruben M. Escobedo | Issuer | Yes | For | For | ||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | Elect Director Bob Marbut | Issuer | Yes | For | For | ||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | Elect Director Robert A. Profusek | Issuer | Yes | For | For | ||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Wendy’s International, Inc. | WEN | 950590109 | 4/26/2007 | Label Genetically Modified Organisms | Shareholder | Yes | Against | For | ||||||||
Wendy’s International, Inc. | WEN | 950590109 | 4/26/2007 | Prepare Sustainability Report | Shareholder | Yes | Against | For | ||||||||
Wendy’s International, Inc. | WEN | 950590109 | 4/26/2007 | Report on Animal Welfare Standards | Shareholder | Yes | Against | For | ||||||||
Wendy’s International, Inc. | WEN | 950590109 | 4/26/2007 | Elect Director Janet Hill | Issuer | Yes | For | For | ||||||||
Wendy’s International, Inc. | WEN | 950590109 | 4/26/2007 | Elect Director John R. Thompson | Issuer | Yes | For | For | ||||||||
Wendy’s International, Inc. | WEN | 950590109 | 4/26/2007 | Elect Director J. Randolph Lewis | Issuer | Yes | For | For | ||||||||
Wendy’s International, Inc. | WEN | 950590109 | 4/26/2007 | Elect Director Stuart I. Oran | Issuer | Yes | For | For | ||||||||
Wendy’s International, Inc. | WEN | 950590109 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Wendy’s International, Inc. | WEN | 950590109 | 4/26/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Wendy’s International, Inc. | WEN | 950590109 | 4/26/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Westamerica Bancorporation | WABC | 957090103 | 4/26/2007 | Elect Director E. Allen | Issuer | Yes | For | For | ||||||||
Westamerica Bancorporation | WABC | 957090103 | 4/26/2007 | Elect Director L. Bartolini | Issuer | Yes | For | For | ||||||||
Westamerica Bancorporation | WABC | 957090103 | 4/26/2007 | Elect Director E.J. Bowler | Issuer | Yes | For | For | ||||||||
Westamerica Bancorporation | WABC | 957090103 | 4/26/2007 | Elect Director A. Latno, Jr. | Issuer | Yes | For | For | ||||||||
Westamerica Bancorporation | WABC | 957090103 | 4/26/2007 | Elect Director P. Lynch | Issuer | Yes | For | For | ||||||||
Westamerica Bancorporation | WABC | 957090103 | 4/26/2007 | Elect Director C. Macmillan | Issuer | Yes | For | For | ||||||||
Westamerica Bancorporation | WABC | 957090103 | 4/26/2007 | Elect Director R. Nelson | Issuer | Yes | For | For | ||||||||
Westamerica Bancorporation | WABC | 957090103 | 4/26/2007 | Elect Director D. Payne | Issuer | Yes | For | For | ||||||||
Westamerica Bancorporation | WABC | 957090103 | 4/26/2007 | Elect Director E. Sylvester | Issuer | Yes | For | For | ||||||||
Capital One Financial Corp. | COF | 14040H105 | 4/26/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Capital One Financial Corp. | COF | 14040H105 | 4/26/2007 | Elect Director W. Ronald Dietz | Issuer | Yes | For | For | ||||||||
Capital One Financial Corp. | COF | 14040H105 | 4/26/2007 | Elect Director Lewis Hay, III | Issuer | Yes | For | For | ||||||||
Capital One Financial Corp. | COF | 14040H105 | 4/26/2007 | Elect Director Mayo A. Shattuck, III | Issuer | Yes | For | For | ||||||||
Capital One Financial Corp. | COF | 14040H105 | 4/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Capital One Financial Corp. | COF | 14040H105 | 4/26/2007 | Amend Articles of Incorporation - Remove Provision of Plurality Voting for the Election of Directors | Issuer | Yes | For | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Restore or Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Require Director Nominee Qualifications | Shareholder | Yes | Against | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Elect Director Frank M. Clark | Issuer | Yes | For | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Elect Director Betsy Z. Cohen | Issuer | Yes | For | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Elect Director Molly J. Coye, M.D. | Issuer | Yes | For | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Elect Director Barbara Hackman Franklin | Issuer | Yes | For | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Elect Director Jeffrey E. Garten | Issuer | Yes | For | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Elect Director Earl G. Graves, Sr. | Issuer | Yes | For | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Elect Director Gerald Greenwald | Issuer | Yes | For | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Elect Director Ellen M. Hancock | Issuer | Yes | For | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Elect Director Edward J. Ludwig | Issuer | Yes | For | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Elect Director Joseph P. Newhouse | Issuer | Yes | For | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Elect Director Ronald A. Williams | Issuer | Yes | For | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Aetna Inc. | AET | 00817Y108 | 4/27/2007 | Company Specific-Majority Vote Standard for the Election of Directors in Uncontested Election | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Pay For Superior Performance | Shareholder | Yes | Against | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Amend Articles/Bylaws/Charter - Call Special Meetings | Shareholder | Yes | For | Against | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Establish SERP Policy | Shareholder | Yes | For | Against | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director William F. Aldinger III | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director Gilbert F. Amelio | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director Reuben V. Anderson | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director James H. Blanchard | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director August A. Busch III | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director James P. Kelly | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director Charles F. Knight | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director Jon C. Madonna | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director Lynn M. Martin | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director John B. McCoy | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director Mary S. Metz | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director Toni Rembe | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director Joyce M. Roche | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director Randall L. Stephenson | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director Laura D’ Andrea Tyson | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director Patricia P. Upton | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Elect Director Edward E. Whitacre, Jr. | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
AT&T Inc | T | 00206R102 | 4/27/2007 | Compensation Specific-Severance Payments to Executives | Issuer | Yes | For | For | ||||||||
Merrill Lynch & Co., Inc. | 590188108 | 4/27/2007 | Restore or Provide for Cumulative Voting | Shareholder | Yes | Against | For | |||||||||
Merrill Lynch & Co., Inc. | 590188108 | 4/27/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | |||||||||
Merrill Lynch & Co., Inc. | 590188108 | 4/27/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | |||||||||
Merrill Lynch & Co., Inc. | 590188108 | 4/27/2007 | Elect Director John D. Finnegan | Issuer | Yes | For | For | |||||||||
Merrill Lynch & Co., Inc. | 590188108 | 4/27/2007 | Elect Director Joseph W. Prueher | Issuer | Yes | For | For | |||||||||
Merrill Lynch & Co., Inc. | 590188108 | 4/27/2007 | Elect Director Ann N. Reese | Issuer | Yes | For | For | |||||||||
Merrill Lynch & Co., Inc. | 590188108 | 4/27/2007 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
XL Capital Ltd | XL | G98255105 | 4/27/2007 | Elect Director Joseph Mauriello | Issuer | Yes | For | For | ||||||||
XL Capital Ltd | XL | G98255105 | 4/27/2007 | Elect Director Eugene M. Mcquade | Issuer | Yes | For | For | ||||||||
XL Capital Ltd | XL | G98255105 | 4/27/2007 | Elect Director Robert S. Parker | Issuer | Yes | For | For | ||||||||
XL Capital Ltd | XL | G98255105 | 4/27/2007 | Elect Director Alan Z. Senter | Issuer | Yes | For | For | ||||||||
XL Capital Ltd | XL | G98255105 | 4/27/2007 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW YORK TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/28/2007 | Elect Director Barry K. Allen | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/28/2007 | Elect Director Richard I. Beattie | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/28/2007 | Elect Director Judson C. Green | Issuer | Yes | For | For | ||||||||
Harley-Davidson, Inc. | HOG | 412822108 | 4/28/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Report on Foreign Arms Sales | Shareholder | Yes | Against | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Adopt Human Rights Policy | Shareholder | Yes | Against | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Report on Charitable Contributions | Shareholder | Yes | Against | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Claw-back of Payments under Restatements | Shareholder | Yes | Against | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Yes | For | Against | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Elect Director John H. Biggs | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Elect Director John E. Bryson | Issuer | Yes | For | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Elect Director Arthur D. Collins, Jr. | Issuer | Yes | For | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Elect Director Linda Z. Cook | Issuer | Yes | For | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Elect Director William M. Daley | Issuer | Yes | For | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Elect Director Kenneth M. Duberstein | Issuer | Yes | For | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Elect Director John F. McDonnell | Issuer | Yes | For | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Elect Director W. James McNerney, Jr. | Issuer | Yes | For | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Elect Director Richard D. Nanula | Issuer | Yes | For | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Elect Director Rozanne L. Ridgway | Issuer | Yes | For | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Elect Director Mike S. Zafirovski | Issuer | Yes | For | For | ||||||||
The Boeing Co. | BA | 97023105 | 4/30/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
ChoicePoint Inc. | CPS | 170388102 | 5/1/2007 | Elect Director Ray M. Robinson | Issuer | Yes | For | For | ||||||||
ChoicePoint Inc. | CPS | 170388102 | 5/1/2007 | Elect Director Derek V. Smith | Issuer | Yes | For | For | ||||||||
ChoicePoint Inc. | CPS | 170388102 | 5/1/2007 | Elect Director M. Anne Szostak | Issuer | Yes | For | For | ||||||||
ChoicePoint Inc. | CPS | 170388102 | 5/1/2007 | Company Specific-Provide for Majority Voting for Directors | Issuer | Yes | For | For | ||||||||
ChoicePoint Inc. | CPS | 170388102 | 5/1/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
ChoicePoint Inc. | CPS | 170388102 | 5/1/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Great Plains Energy, Inc. | GXP | 391164100 | 5/1/2007 | Elect Director David L. Bodde | Issuer | Yes | For | For | ||||||||
Great Plains Energy, Inc. | GXP | 391164100 | 5/1/2007 | Elect Director Michael J. Chesser | Issuer | Yes | For | For | ||||||||
Great Plains Energy, Inc. | GXP | 391164100 | 5/1/2007 | Elect Director William H. Downey | Issuer | Yes | For | For | ||||||||
Great Plains Energy, Inc. | GXP | 391164100 | 5/1/2007 | Elect Director Mark A. Ernst | Issuer | Yes | For | For | ||||||||
Great Plains Energy, Inc. | GXP | 391164100 | 5/1/2007 | Elect Director Randall C. Ferguson, Jr. | Issuer | Yes | For | For | ||||||||
Great Plains Energy, Inc. | GXP | 391164100 | 5/1/2007 | Elect Director William K. Hall | Issuer | Yes | For | For | ||||||||
Great Plains Energy, Inc. | GXP | 391164100 | 5/1/2007 | Elect Director Luis A. Jimenez | Issuer | Yes | For | For | ||||||||
Great Plains Energy, Inc. | GXP | 391164100 | 5/1/2007 | Elect Director James A. Mitchell | Issuer | Yes | For | For | ||||||||
Great Plains Energy, Inc. | GXP | 391164100 | 5/1/2007 | Elect Director William C. Nelson | Issuer | Yes | For | For | ||||||||
Great Plains Energy, Inc. | GXP | 391164100 | 5/1/2007 | Elect Director Linda H. Talbott | Issuer | Yes | For | For | ||||||||
Great Plains Energy, Inc. | GXP | 391164100 | 5/1/2007 | Elect Director Robert H. West | Issuer | Yes | For | For | ||||||||
Great Plains Energy, Inc. | GXP | 391164100 | 5/1/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Great Plains Energy, Inc. | GXP | 391164100 | 5/1/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Janus Capital Group Inc. | JNS | 47102X105 | 5/1/2007 | Elect Director G. Andrew Cox | Issuer | Yes | For | For | ||||||||
Janus Capital Group Inc. | JNS | 47102X105 | 5/1/2007 | Elect Director Deborah R. Gatzek | Issuer | Yes | For | For | ||||||||
Janus Capital Group Inc. | JNS | 47102X105 | 5/1/2007 | Elect Director Robert T. Parry | Issuer | Yes | For | For | ||||||||
Janus Capital Group Inc. | JNS | 47102X105 | 5/1/2007 | Elect Director Jock Patton | Issuer | Yes | For | For | ||||||||
Janus Capital Group Inc. | JNS | 47102X105 | 5/1/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Elect Director J.D. Barr | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Elect Director J.P. Clancey | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Elect Director P. Diaz Dennis | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Elect Director V.A. Gierer | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Elect Director J.E. Heid | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Elect Director M.S. Kessler | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Elect Director P.J. Neff | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Elect Director A.J. Parsons | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Elect Director R.J. Rossi | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Elect Director J.P. Clancey | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Elect Director V.A. Gierer, Jr. | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Elect Director J.E. Heid | Issuer | Yes | For | For | ||||||||
UST Inc. | UST | 902911106 | 5/1/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Brunswick Corp. | BC | 117043109 | 5/2/2007 | Elect Director Nolan D. Archibald | Issuer | Yes | For | For | ||||||||
Brunswick Corp. | BC | 117043109 | 5/2/2007 | Elect Director Jeffrey L. Bleustein | Issuer | Yes | For | For | ||||||||
Brunswick Corp. | BC | 117043109 | 5/2/2007 | Elect Director Graham H. Phillips | Issuer | Yes | For | For | ||||||||
Brunswick Corp. | BC | 117043109 | 5/2/2007 | Elect Director Lawrence A. Zimmerman | Issuer | Yes | For | For | ||||||||
Brunswick Corp. | BC | 117043109 | 5/2/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Limit Executive Compensation | Shareholder | Yes | Against | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Yes | For | Against | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Amend Articles/Bylaws/Charter — Call Special Meetings | Shareholder | Yes | For | Against | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Elect Director D.M. Alvarado | Issuer | Yes | For | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Elect Director E.E. Bailey | Issuer | Yes | For | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Elect Director Sen. J.B. Breaux | Issuer | Yes | For | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Elect Director S.T. Halverson | Issuer | Yes | For | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Elect Director E.J. Kelly, III | Issuer | Yes | For | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Elect Director R.D. Kunisch | Issuer | Yes | For | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Elect Director S.J. Morcott | Issuer | Yes | For | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Elect Director D.M. Ratcliffe | Issuer | Yes | For | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Elect Director W.C. Richardson | Issuer | Yes | For | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Elect Director F.S. Royal, M.D. | Issuer | Yes | For | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Elect Director D.J. Shepard | Issuer | Yes | For | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Elect Director M.J. Ward | Issuer | Yes | For | For | ||||||||
CSX Corp. | CSX | 126408103 | 5/2/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Imation Corp. | IMN | 45245A107 | 5/2/2007 | Elect Director Charles A. Haggerty | Issuer | Yes | For | For | ||||||||
Imation Corp. | IMN | 45245A107 | 5/2/2007 | Elect Director Glen A. Taylor | Issuer | Yes | For | For | ||||||||
Imation Corp. | IMN | 45245A107 | 5/2/2007 | Elect Director Daryl J. White | Issuer | Yes | For | For | ||||||||
Imation Corp. | IMN | 45245A107 | 5/2/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Manpower Inc. | MAN | 56418H100 | 5/2/2007 | MacBride Principles | Shareholder | Yes | Against | For | ||||||||
Manpower Inc. | MAN | 56418H100 | 5/2/2007 | Elect Director Gina R. Boswell | Issuer | Yes | For | For | ||||||||
Manpower Inc. | MAN | 56418H100 | 5/2/2007 | Elect Director Willie D. Davis | Issuer | Yes | For | For | ||||||||
Manpower Inc. | MAN | 56418H100 | 5/2/2007 | Elect Director Jack M. Greenberg | Issuer | Yes | For | For | ||||||||
Manpower Inc. | MAN | 56418H100 | 5/2/2007 | Elect Director Terry A. Hueneke | Issuer | Yes | For | For | ||||||||
Manpower Inc. | MAN | 56418H100 | 5/2/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Manpower Inc. | MAN | 56418H100 | 5/2/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
PepsiCo, Inc. | PEP | 713448108 | 5/2/2007 | Report on Charitable Contributions | Shareholder | Yes | Against | For | ||||||||
PepsiCo, Inc. | PEP | 713448108 | 5/2/2007 | Elect Director Dina Dublon | Issuer | Yes | For | For | ||||||||
PepsiCo, Inc. | PEP | 713448108 | 5/2/2007 | Elect Director Victor J. Dzau, M.D. | Issuer | Yes | For | For | ||||||||
PepsiCo, Inc. | PEP | 713448108 | 5/2/2007 | Elect Director Ray L. Hunt | Issuer | Yes | For | For | ||||||||
PepsiCo, Inc. | PEP | 713448108 | 5/2/2007 | Elect Director Alberto Ibarguen | Issuer | Yes | For | For | ||||||||
PepsiCo, Inc. | PEP | 713448108 | 5/2/2007 | Elect Director Arthur C. Martinez | Issuer | Yes | For | For | ||||||||
PepsiCo, Inc. | PEP | 713448108 | 5/2/2007 | Elect Director Indra K. Nooyi | Issuer | Yes | For | For | ||||||||
PepsiCo, Inc. | PEP | 713448108 | 5/2/2007 | Elect Director Sharon Percy Rockefeller | Issuer | Yes | For | For | ||||||||
PepsiCo, Inc. | PEP | 713448108 | 5/2/2007 | Elect Director James J. Schiro | Issuer | Yes | For | For | ||||||||
PepsiCo, Inc. | PEP | 713448108 | 5/2/2007 | Elect Director Daniel Vasella | Issuer | Yes | For | For | ||||||||
PepsiCo, Inc. | PEP | 713448108 | 5/2/2007 | Elect Director Michael D. White | Issuer | Yes | For | For | ||||||||
PepsiCo, Inc. | PEP | 713448108 | 5/2/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
PepsiCo, Inc. | PEP | 713448108 | 5/2/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Raytheon Co. | RTN | 755111507 | 5/2/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Raytheon Co. | RTN | 755111507 | 5/2/2007 | Restore or Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
Raytheon Co. | RTN | 755111507 | 5/2/2007 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Shareholder | Yes | For | Against | ||||||||
Raytheon Co. | RTN | 755111507 | 5/2/2007 | Elect Director Barbara M. Barrett | Issuer | Yes | For | For | ||||||||
Raytheon Co. | RTN | 755111507 | 5/2/2007 | Elect Director Vernon E. Clark | Issuer | Yes | For | For | ||||||||
Raytheon Co. | RTN | 755111507 | 5/2/2007 | Elect Director John M. Deutch | Issuer | Yes | For | For | ||||||||
Raytheon Co. | RTN | 755111507 | 5/2/2007 | Elect Director Frederic M. Poses | Issuer | Yes | For | For | ||||||||
Raytheon Co. | RTN | 755111507 | 5/2/2007 | Elect Director Michael C. Ruettgers | Issuer | Yes | For | For | ||||||||
Raytheon Co. | RTN | 755111507 | 5/2/2007 | Elect Director Ronald L. Skates | Issuer | Yes | For | For | ||||||||
Raytheon Co. | RTN | 755111507 | 5/2/2007 | Elect Director William R. Spivey | Issuer | Yes | For | For | ||||||||
Raytheon Co. | RTN | 755111507 | 5/2/2007 | Elect Director Linda G. Stuntz | Issuer | Yes | For | For | ||||||||
Raytheon Co. | RTN | 755111507 | 5/2/2007 | Elect Director William H. Swanson | Issuer | Yes | For | For | ||||||||
Raytheon Co. | RTN | 755111507 | 5/2/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Dun & Bradstreet Corp | DNB | 2.65E+104 | 5/2/2007 | Elect Director John W. Alden | Issuer | Yes | For | For | ||||||||
The Dun & Bradstreet Corp | DNB | 2.65E+104 | 5/2/2007 | Elect Director Christopher J. Coughlin | Issuer | Yes | For | For | ||||||||
The Dun & Bradstreet Corp | DNB | 2.65E+104 | 5/2/2007 | Elect Director Victor A. Pelson | Issuer | Yes | For | For | ||||||||
The Dun & Bradstreet Corp | DNB | 2.65E+104 | 5/2/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Dun & Bradstreet Corp | DNB | 2.65E+104 | 5/2/2007 | Amend Non-Employee Director Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Thomas & Betts Corp. | TNB | 884315102 | 5/2/2007 | Elect Director E.H. Drew | Issuer | Yes | For | For | ||||||||
Thomas & Betts Corp. | TNB | 884315102 | 5/2/2007 | Elect Director J.K. Hauswald | Issuer | Yes | For | For | ||||||||
Thomas & Betts Corp. | TNB | 884315102 | 5/2/2007 | Elect Director D. Jernigan | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Thomas & Betts Corp. | TNB | 884315102 | 5/2/2007 | Elect Director R.B. Kalich Sr. | Issuer | Yes | For | For | ||||||||
Thomas & Betts Corp. | TNB | 884315102 | 5/2/2007 | Elect Director K.R. Masterson | Issuer | Yes | For | For | ||||||||
Thomas & Betts Corp. | TNB | 884315102 | 5/2/2007 | Elect Director D.J. Pileggi | Issuer | Yes | For | For | ||||||||
Thomas & Betts Corp. | TNB | 884315102 | 5/2/2007 | Elect Director J.P. Richard | Issuer | Yes | For | For | ||||||||
Thomas & Betts Corp. | TNB | 884315102 | 5/2/2007 | Elect Director K.L. Roberg | Issuer | Yes | For | For | ||||||||
Thomas & Betts Corp. | TNB | 884315102 | 5/2/2007 | Elect Director D.D. Stevens | Issuer | Yes | For | For | ||||||||
Thomas & Betts Corp. | TNB | 884315102 | 5/2/2007 | Elect Director W.H. Waltrip | Issuer | Yes | For | For | ||||||||
Thomas & Betts Corp. | TNB | 884315102 | 5/2/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Unitrin, Inc. | UTR | 913275103 | 5/2/2007 | Elect Director James E. Annable | Issuer | Yes | For | For | ||||||||
Unitrin, Inc. | UTR | 913275103 | 5/2/2007 | Elect Director Eric J. Draut | Issuer | Yes | For | For | ||||||||
Unitrin, Inc. | UTR | 913275103 | 5/2/2007 | Elect Director Donald V. Fites | Issuer | Yes | For | For | ||||||||
Unitrin, Inc. | UTR | 913275103 | 5/2/2007 | Elect Director Douglas G. Geoga | Issuer | Yes | For | For | ||||||||
Unitrin, Inc. | UTR | 913275103 | 5/2/2007 | Elect Director Reuben L. Hedlund | Issuer | Yes | For | For | ||||||||
Unitrin, Inc. | UTR | 913275103 | 5/2/2007 | Elect Director Jerrold V. Jerome | Issuer | Yes | For | For | ||||||||
Unitrin, Inc. | UTR | 913275103 | 5/2/2007 | Elect Director William E. Johnston Jr. | Issuer | Yes | For | For | ||||||||
Unitrin, Inc. | UTR | 913275103 | 5/2/2007 | Elect Director Wayne Kauth | Issuer | Yes | For | For | ||||||||
Unitrin, Inc. | UTR | 913275103 | 5/2/2007 | Elect Director Fayez S. Sarofim | Issuer | Yes | For | For | ||||||||
Unitrin, Inc. | UTR | 913275103 | 5/2/2007 | Elect Director Donald G. Southwell | Issuer | Yes | For | For | ||||||||
Unitrin, Inc. | UTR | 913275103 | 5/2/2007 | Elect Director Richard C. Vie | Issuer | Yes | For | For | ||||||||
Unitrin, Inc. | UTR | 913275103 | 5/2/2007 | Elect Director Ann E. Ziegler | Issuer | Yes | For | For | ||||||||
Unitrin, Inc. | UTR | 913275103 | 5/2/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | Against | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Elect Director Steven A. Burd | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Elect Director Wayne Embry | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Elect Director James D. Ericson | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Elect Director John F. Herma | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Elect Director William S. Kellogg | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Elect Director Kevin Mansell | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Elect Director R. Lawrence Montgomery | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Elect Director Frank V. Sica | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Elect Director Peter M. Sommerhauser | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Elect Director Stephen E. Watson | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Elect Director R. Elton White | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Kohl’s Corp. | KSS | 500255104 | 5/2/2007 | Company Specific-Adopt Majority Vote for Election of Directors | Issuer | Yes | For | For | ||||||||
Safeco Corp. | SAF | 786429100 | 5/2/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Safeco Corp. | SAF | 786429100 | 5/2/2007 | Elect Director Robert S. Cline | Issuer | Yes | For | For | ||||||||
Safeco Corp. | SAF | 786429100 | 5/2/2007 | Elect Director Maria S. Eitel | Issuer | Yes | For | For | ||||||||
Safeco Corp. | SAF | 786429100 | 5/2/2007 | Elect Director John S. Hamlin | Issuer | Yes | For | For | ||||||||
Safeco Corp. | SAF | 786429100 | 5/2/2007 | Elect Director Paula Rosput Reynolds | Issuer | Yes | For | For | ||||||||
Safeco Corp. | SAF | 786429100 | 5/2/2007 | Elect Director Charles R. Rinehart | Issuer | Yes | For | For | ||||||||
Safeco Corp. | SAF | 786429100 | 5/2/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Avon Products, Inc. | AVP | 54303102 | 5/3/2007 | Pay For Superior Performance | Shareholder | Yes | Against | For | ||||||||
Avon Products, Inc. | AVP | 54303102 | 5/3/2007 | Elect Director W. Don Cornwell | Issuer | Yes | For | For | ||||||||
Avon Products, Inc. | AVP | 54303102 | 5/3/2007 | Elect Director Edward T. Fogarty | Issuer | Yes | For | For | ||||||||
Avon Products, Inc. | AVP | 54303102 | 5/3/2007 | Elect Director Fred Hassan | Issuer | Yes | For | For | ||||||||
Avon Products, Inc. | AVP | 54303102 | 5/3/2007 | Elect Director Andrea Jung | Issuer | Yes | For | For | ||||||||
Avon Products, Inc. | AVP | 54303102 | 5/3/2007 | Elect Director Maria Elena Lagomasino | Issuer | Yes | For | For | ||||||||
Avon Products, Inc. | AVP | 54303102 | 5/3/2007 | Elect Director Ann S. Moore | Issuer | Yes | For | For | ||||||||
Avon Products, Inc. | AVP | 54303102 | 5/3/2007 | Elect Director Paul S. Pressler | Issuer | Yes | For | For | ||||||||
Avon Products, Inc. | AVP | 54303102 | 5/3/2007 | Elect Director Gary M. Rodkin | Issuer | Yes | For | For | ||||||||
Avon Products, Inc. | AVP | 54303102 | 5/3/2007 | Elect Director Paula Stern | Issuer | Yes | For | For | ||||||||
Avon Products, Inc. | AVP | 54303102 | 5/3/2007 | Elect Director Lawrence A. Weinbach | Issuer | Yes | For | For | ||||||||
Avon Products, Inc. | AVP | 54303102 | 5/3/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Avon Products, Inc. | AVP | 54303102 | 5/3/2007 | Amend Articles/Bylaws/Charter-Adopt Majority Voting | Issuer | Yes | For | For | ||||||||
Cincinnati Bell Inc. | CBB | 171871106 | 5/3/2007 | Elect Director Phillip R. Cox | Issuer | Yes | For | For | ||||||||
Cincinnati Bell Inc. | CBB | 171871106 | 5/3/2007 | Elect Director Michael G. Morris | Issuer | Yes | For | For | ||||||||
Cincinnati Bell Inc. | CBB | 171871106 | 5/3/2007 | Elect Director John M. Zrno | Issuer | Yes | For | For | ||||||||
Cincinnati Bell Inc. | CBB | 171871106 | 5/3/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Cincinnati Bell Inc. | CBB | 171871106 | 5/3/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Cincinnati Bell Inc. | CBB | 171871106 | 5/3/2007 | Approve Non-Employee Director Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Entercom Communications Corp. | ETM | 293639100 | 5/3/2007 | Elect Director David J. Berkman | Issuer | Yes | For | For | ||||||||
Entercom Communications Corp. | ETM | 293639100 | 5/3/2007 | Elect Director Daniel E. Gold | Issuer | Yes | For | For | ||||||||
Entercom Communications Corp. | ETM | 293639100 | 5/3/2007 | Elect Director Joseph M. Field | Issuer | Yes | For | For | ||||||||
Entercom Communications Corp. | ETM | 293639100 | 5/3/2007 | Elect Director David J. Field | Issuer | Yes | For | For | ||||||||
Entercom Communications Corp. | ETM | 293639100 | 5/3/2007 | Elect Director John C. Donlevie | Issuer | Yes | For | For | ||||||||
Entercom Communications Corp. | ETM | 293639100 | 5/3/2007 | Elect Director Edward H. West | Issuer | Yes | For | For | ||||||||
Entercom Communications Corp. | ETM | 293639100 | 5/3/2007 | Elect Director Robert S. Wiesenthal | Issuer | Yes | For | For | ||||||||
Entercom Communications Corp. | ETM | 293639100 | 5/3/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Louisiana-Pacific Corp | LPX | 546347105 | 5/3/2007 | Elect Director Lizanne C. Gottung | Issuer | Yes | For | For | ||||||||
Louisiana-Pacific Corp | LPX | 546347105 | 5/3/2007 | Elect Director Dustan E. McCoy | Issuer | Yes | For | For | ||||||||
Louisiana-Pacific Corp | LPX | 546347105 | 5/3/2007 | Elect Director Colin D. Watson | Issuer | Yes | For | For | ||||||||
Louisiana-Pacific Corp | LPX | 546347105 | 5/3/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Lyondell Chemical Co. | LYO | 552078107 | 5/3/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
Lyondell Chemical Co. | LYO | 552078107 | 5/3/2007 | Elect Director Carol A. Anderson | Issuer | Yes | For | For | ||||||||
Lyondell Chemical Co. | LYO | 552078107 | 5/3/2007 | Elect Director Susan K. Carter | Issuer | Yes | For | For | ||||||||
Lyondell Chemical Co. | LYO | 552078107 | 5/3/2007 | Elect Director Stephen I. Chazen | Issuer | Yes | For | For | ||||||||
Lyondell Chemical Co. | LYO | 552078107 | 5/3/2007 | Elect Director Travis Engen | Issuer | Yes | For | For | ||||||||
Lyondell Chemical Co. | LYO | 552078107 | 5/3/2007 | Elect Director Paul S. Halata | Issuer | Yes | For | For | ||||||||
Lyondell Chemical Co. | LYO | 552078107 | 5/3/2007 | Elect Director Danny W. Huff | Issuer | Yes | For | For | ||||||||
Lyondell Chemical Co. | LYO | 552078107 | 5/3/2007 | Elect Director David J. Lesar | Issuer | Yes | For | For | ||||||||
Lyondell Chemical Co. | LYO | 552078107 | 5/3/2007 | Elect Director David J.P. Meachin | Issuer | Yes | For | For | ||||||||
Lyondell Chemical Co. | LYO | 552078107 | 5/3/2007 | Elect Director Daniel J. Murphy | Issuer | Yes | For | For | ||||||||
Lyondell Chemical Co. | LYO | 552078107 | 5/3/2007 | Elect Director Dan F. Smith | Issuer | Yes | For | For | ||||||||
Lyondell Chemical Co. | LYO | 552078107 | 5/3/2007 | Elect Director William R. Spivey | Issuer | Yes | For | For | ||||||||
Lyondell Chemical Co. | LYO | 552078107 | 5/3/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
NSTAR | NST | 6.70E+111 | 5/3/2007 | Elect Director Gary L. Countryman | Issuer | Yes | For | For | ||||||||
NSTAR | NST | 6.70E+111 | 5/3/2007 | Elect Director Daniel Dennis | Issuer | Yes | For | For | ||||||||
NSTAR | NST | 6.70E+111 | 5/3/2007 | Elect Director Thomas J. May | Issuer | Yes | For | For | ||||||||
NSTAR | NST | 6.70E+111 | 5/3/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
NSTAR | NST | 6.70E+111 | 5/3/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Plains Exploration & Production Co | PXP | 726505100 | 5/3/2007 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Plains Exploration & Production Co | PXP | 726505100 | 5/3/2007 | Elect Director James C. Flores | Issuer | Yes | For | For | ||||||||
Plains Exploration & Production Co | PXP | 726505100 | 5/3/2007 | Elect Director Isaac Arnold, Jr. | Issuer | Yes | For | For | ||||||||
Plains Exploration & Production Co | PXP | 726505100 | 5/3/2007 | Elect Director Alan R. Buckwalter, III | Issuer | Yes | For | For | ||||||||
Plains Exploration & Production Co | PXP | 726505100 | 5/3/2007 | Elect Director Jerry L. Dees | Issuer | Yes | For | For | ||||||||
Plains Exploration & Production Co | PXP | 726505100 | 5/3/2007 | Elect Director Tom H. Delimitros | Issuer | Yes | For | For | ||||||||
Plains Exploration & Production Co | PXP | 726505100 | 5/3/2007 | Elect Director Robert L. Gerry, III | Issuer | Yes | For | For | ||||||||
Plains Exploration & Production Co | PXP | 726505100 | 5/3/2007 | Elect Director John H. Lollar | Issuer | Yes | For | For | ||||||||
Plains Exploration & Production Co | PXP | 726505100 | 5/3/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Limit Executive Compensation | Shareholder | Yes | Against | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Disclose Information on Compensation Consultant | Shareholder | Yes | Against | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Adopt Policy on Overboarded Director | Shareholder | Yes | Against | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Approve Terms of Existing Poison Pill | Shareholder | Yes | Against | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Report on Charitable Contributions | Shareholder | Yes | Against | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Eliminate or Restrict Severance Agreements (Change-in-Control) | Shareholder | Yes | For | Against | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Advisory Vote to Ratify Named Executive Officer’s Compensation | Shareholder | Yes | For | Against | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director James R. Barker | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director Richard L. Carrion | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director M. Frances Keeth | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director Robert W. Lane | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director Sandra O. Moose | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director Joseph Neubauer | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director Donald T. Nicolaisen | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director Thomas H. O’Brien | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director Clarence Otis, Jr. | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director Hugh B. Price | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director Ivan G. Seidenberg | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director Walter V. Shipley | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director John W. Snow | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director John R. Stafford | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Elect Director Robert D. Storey | Issuer | Yes | For | For | ||||||||
Verizon Communications | VZ | 92343V104 | 5/3/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | Elect Director R. J. Darnall | Issuer | Yes | For | For | ||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | Elect Director J. G. Drosdick | Issuer | Yes | For | For | ||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | Elect Director U. O. Fairbairn | Issuer | Yes | For | For | ||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | Elect Director T. P. Gerrity | Issuer | Yes | For | For | ||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | Elect Director R. B. Greco | Issuer | Yes | For | For | ||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | Elect Director J. P. Jones, III | Issuer | Yes | For | For | ||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | Elect Director J. G. Kaiser | Issuer | Yes | For | For | ||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | Elect Director R. A. Pew | Issuer | Yes | For | For | ||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | Elect Director G. J. Ratcliffe | Issuer | Yes | For | For | ||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | Elect Director J. W. Rowe | Issuer | Yes | For | For | ||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | Elect Director J. K. Wulff | Issuer | Yes | For | For | ||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Eastman Chemical Co. | EMN | 277432100 | 5/3/2007 | Establish SERP Policy | Shareholder | Yes | For | Against | ||||||||
Eastman Chemical Co. | EMN | 277432100 | 5/3/2007 | Elect Director Renee J. Hornbaker | Issuer | Yes | For | For | ||||||||
Eastman Chemical Co. | EMN | 277432100 | 5/3/2007 | Elect Director Thomas H. McLain | Issuer | Yes | For | For | ||||||||
Eastman Chemical Co. | EMN | 277432100 | 5/3/2007 | Elect Director Peter M. Wood | Issuer | Yes | For | For | ||||||||
Eastman Chemical Co. | EMN | 277432100 | 5/3/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Eastman Chemical Co. | EMN | 277432100 | 5/3/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Apria Healthcare Group, Inc. | AHG | 37933108 | 5/4/2007 | Elect Director Vicente Anido, Jr. | Issuer | Yes | For | For | ||||||||
Apria Healthcare Group, Inc. | AHG | 37933108 | 5/4/2007 | Elect Director Terry P. Bayer | Issuer | Yes | For | For | ||||||||
Apria Healthcare Group, Inc. | AHG | 37933108 | 5/4/2007 | Elect Director I.T. Corley | Issuer | Yes | For | For | ||||||||
Apria Healthcare Group, Inc. | AHG | 37933108 | 5/4/2007 | Elect Director David L. Goldsmith | Issuer | Yes | For | For | ||||||||
Apria Healthcare Group, Inc. | AHG | 37933108 | 5/4/2007 | Elect Director Lawrence M. Higby | Issuer | Yes | For | For | ||||||||
Apria Healthcare Group, Inc. | AHG | 37933108 | 5/4/2007 | Elect Director Richard H. Koppes | Issuer | Yes | For | For | ||||||||
Apria Healthcare Group, Inc. | AHG | 37933108 | 5/4/2007 | Elect Director Philip R. Lochner, Jr. | Issuer | Yes | For | For | ||||||||
Apria Healthcare Group, Inc. | AHG | 37933108 | 5/4/2007 | Elect Director Norman C. Payson, M.D. | Issuer | Yes | For | For | ||||||||
Apria Healthcare Group, Inc. | AHG | 37933108 | 5/4/2007 | Elect Director Mahvash Yazdi | Issuer | Yes | For | For | ||||||||
Apria Healthcare Group, Inc. | AHG | 37933108 | 5/4/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Limit Executive Compensation | Shareholder | Yes | Against | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Elect Director Maureen Scannell Bateman | Issuer | Yes | For | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Elect Director W. Frank Blount | Issuer | Yes | For | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Elect Director Simon D. DeBree | Issuer | Yes | For | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Elect Director Gary W. Edwards | Issuer | Yes | For | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Elect Director Alexis M. Herman | Issuer | Yes | For | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Elect Director Donald C. Hintz | Issuer | Yes | For | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Elect Director J. Wayne Leonard | Issuer | Yes | For | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Elect Director Stuart L. Levenick | Issuer | Yes | For | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Elect Director James R. Nichols | Issuer | Yes | For | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Elect Director William A. Percy, II | Issuer | Yes | For | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Elect Director W.J. Tauzin | Issuer | Yes | For | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Elect Director Steven V. Wilkinson | Issuer | Yes | For | For | ||||||||
Entergy Corp. | ETR | 29364G103 | 5/4/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2007 | Elect Director William F. Aldinger | Issuer | Yes | For | For | ||||||||
Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2007 | Elect Director Michael J. Birck | Issuer | Yes | For | For | ||||||||
Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2007 | Elect Director Marvin D. Brailsford | Issuer | Yes | For | For | ||||||||
Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2007 | Elect Director Susan Crown | Issuer | Yes | For | For | ||||||||
Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2007 | Elect Director Don H. Davis, Jr. | Issuer | Yes | For | For | ||||||||
Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2007 | Elect Director Robert C. McCormack | Issuer | Yes | For | For | ||||||||
Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2007 | Elect Director Robert S. Morrison | Issuer | Yes | For | For | ||||||||
Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2007 | Elect Director James A. Skinner | Issuer | Yes | For | For | ||||||||
Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2007 | Elect Director Harold B. Smith | Issuer | Yes | For | For | ||||||||
Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2007 | Elect Director David B. Speer | Issuer | Yes | For | For | ||||||||
Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Publish a Scientific Global Warming Report | Shareholder | Yes | Against | For | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Advisory Vote to Ratify Named Executive Officers Compensation | Shareholder | Yes | For | Against | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Elect Director Spencer Abraham | Issuer | Yes | Against | Against | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Elect Director John S. Chalsty | Issuer | Yes | Against | Against | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Elect Director R. Chad Dreier | Issuer | Yes | Against | Against | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Elect Director Irvin W. Maloney | Issuer | Yes | Against | Against | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Elect Director Rodolfo Segovia | Issuer | Yes | Against | Against | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Elect Director Rosemary Tomich | Issuer | Yes | Against | Against | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Elect Director Ronald W. Burkle | Issuer | Yes | For | For | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Elect Director Edward P. Djerejian | Issuer | Yes | For | For | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Elect Director John E. Feick | Issuer | Yes | For | For | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Elect Director Ray R. Irani | Issuer | Yes | For | For | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Elect Director Aziz D. Syriani | Issuer | Yes | For | For | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Elect Director Walter L. Weisman | Issuer | Yes | For | For | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/4/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Sears Holdings Corp | SHLD | 812350106 | 5/4/2007 | Elect Director William C. Crowley | Issuer | Yes | For | For | ||||||||
Sears Holdings Corp | SHLD | 812350106 | 5/4/2007 | Elect Director Edward S. Lampert | Issuer | Yes | For | For | ||||||||
Sears Holdings Corp | SHLD | 812350106 | 5/4/2007 | Elect Director Aylwin B. Lewis | Issuer | Yes | For | For | ||||||||
Sears Holdings Corp | SHLD | 812350106 | 5/4/2007 | Elect Director Steven T. Mnuchin | Issuer | Yes | For | For | ||||||||
Sears Holdings Corp | SHLD | 812350106 | 5/4/2007 | Elect Director Richard C. Perry | Issuer | Yes | For | For | ||||||||
Sears Holdings Corp | SHLD | 812350106 | 5/4/2007 | Elect Director Ann N. Reese | Issuer | Yes | For | For | ||||||||
Sears Holdings Corp | SHLD | 812350106 | 5/4/2007 | Elect Director Emily Scott | Issuer | Yes | For | For | ||||||||
Sears Holdings Corp | SHLD | 812350106 | 5/4/2007 | Elect Director Thomas J. Tisch | Issuer | Yes | For | For | ||||||||
Sears Holdings Corp | SHLD | 812350106 | 5/4/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Sears Holdings Corp | SHLD | 812350106 | 5/4/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
SPX Corp. | SPW | 784635104 | 5/4/2007 | Elect Director J. Michael Fitzpatrick | Issuer | Yes | For | For | ||||||||
SPX Corp. | SPW | 784635104 | 5/4/2007 | Elect Director Albert A. Koch | Issuer | Yes | For | For | ||||||||
SPX Corp. | SPW | 784635104 | 5/4/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Teleflex Inc. | TFX | 879369106 | 5/4/2007 | Increase Authorized Common Stock | Issuer | Yes | Against | Against | ||||||||
Teleflex Inc. | TFX | 879369106 | 5/4/2007 | Elect Director Patricia C. Barron | Issuer | Yes | For | For | ||||||||
Teleflex Inc. | TFX | 879369106 | 5/4/2007 | Elect Director Jeffrey A. Graves | Issuer | Yes | For | For | ||||||||
Teleflex Inc. | TFX | 879369106 | 5/4/2007 | Elect Director James W. Zug | Issuer | Yes | For | For | ||||||||
Teleflex Inc. | TFX | 879369106 | 5/4/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Temple-Inland Inc. | TIN | 879868107 | 5/4/2007 | Elect Director Donald M. Carlton | Issuer | Yes | For | For | ||||||||
Temple-Inland Inc. | TIN | 879868107 | 5/4/2007 | Elect Director E. Linn Draper, Jr. | Issuer | Yes | For | For | ||||||||
Temple-Inland Inc. | TIN | 879868107 | 5/4/2007 | Elect Director Kenneth M. Jastrow, II | Issuer | Yes | For | For | ||||||||
Temple-Inland Inc. | TIN | 879868107 | 5/4/2007 | Elect Director James A. Johnson | Issuer | Yes | For | For | ||||||||
Temple-Inland Inc. | TIN | 879868107 | 5/4/2007 | Company Specific— Majority Vote for the Election of Director | Issuer | Yes | For | For | ||||||||
Temple-Inland Inc. | TIN | 879868107 | 5/4/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
Temple-Inland Inc. | TIN | 879868107 | 5/4/2007 | Authorize Board to Fill Vacancies | Issuer | Yes | For | For | ||||||||
Temple-Inland Inc. | TIN | 879868107 | 5/4/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Waste Management, Inc. | WMI | 94106L109 | 5/4/2007 | Elect Director Pastora San Juan Cafferty | Issuer | Yes | For | For | ||||||||
Waste Management, Inc. | WMI | 94106L109 | 5/4/2007 | Elect Director Frank M. Clark, Jr. | Issuer | Yes | For | For | ||||||||
Waste Management, Inc. | WMI | 94106L109 | 5/4/2007 | Elect Director Patrick W. Gross | Issuer | Yes | For | For | ||||||||
Waste Management, Inc. | WMI | 94106L109 | 5/4/2007 | Elect Director Thomas I. Morgan | Issuer | Yes | For | For | ||||||||
Waste Management, Inc. | WMI | 94106L109 | 5/4/2007 | Elect Director John C. Pope | Issuer | Yes | For | For | ||||||||
Waste Management, Inc. | WMI | 94106L109 | 5/4/2007 | Elect Director W. Robert Reum | Issuer | Yes | For | For | ||||||||
Waste Management, Inc. | WMI | 94106L109 | 5/4/2007 | Elect Director Steven G. Rothmeier | Issuer | Yes | For | For | ||||||||
Waste Management, Inc. | WMI | 94106L109 | 5/4/2007 | Elect Director David P. Steiner | Issuer | Yes | For | For | ||||||||
Waste Management, Inc. | WMI | 94106L109 | 5/4/2007 | Elect Director Thomas H. Weidemeyer | Issuer | Yes | For | For | ||||||||
Waste Management, Inc. | WMI | 94106L109 | 5/4/2007 | Ratify Auditors | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Watson Pharmaceuticals, Inc. | WPI | 942683103 | 5/4/2007 | Elect Director Allen Chao | Issuer | Yes | For | For | ||||||||
Watson Pharmaceuticals, Inc. | WPI | 942683103 | 5/4/2007 | Elect Director Michel J. Feldman | Issuer | Yes | For | For | ||||||||
Watson Pharmaceuticals, Inc. | WPI | 942683103 | 5/4/2007 | Elect Director Fred G. Weiss | Issuer | Yes | For | For | ||||||||
Watson Pharmaceuticals, Inc. | WPI | 942683103 | 5/4/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Watson Pharmaceuticals, Inc. | WPI | 942683103 | 5/4/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Daniel P. Amos | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director John Shelby Amos, II | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Paul S. Amos, II | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Yoshiro Aoki | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Michael H. Armacost | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Kriss Cloninger, III | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Joe Frank Harris | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Elizabeth J. Hudson | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Kenneth S. Janke, Sr. | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Douglas W. Johnson | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Robert B. Johnson | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Charles B. Knapp | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director E. Stephen Purdom, M.D. | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Barbara K. Rimer, Ph.D. | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Marvin R. Schuster | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director David Gary Thompson | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Elect Director Robert L. Wright | Issuer | Yes | For | For | ||||||||
AFLAC Incorporated | AFL | 1055102 | 5/7/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Adopt Board Diversity Policies | Shareholder | Yes | Against | For | ||||||||
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Approve Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director John P. Byrnes | Issuer | Yes | For | For | ||||||||
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director Stuart H. Altman, Ph.D. | Issuer | Yes | For | For | ||||||||
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director Chester B. Black | Issuer | Yes | For | For | ||||||||
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director Frank D. Byrne, M.D. | Issuer | Yes | For | For | ||||||||
Lincare Holdings, Inc. | LNCR | 532791100 | 5/7/2007 | Elect Director William F. Miller, III | Issuer | Yes | For | For | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Claw-back of Payments under Restatements | Shareholder | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director E. Zander | Issuer | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director D. Dorman | Issuer | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director J. Lewent | Issuer | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director T. Meredith | Issuer | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director N. Negroponte | Issuer | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director S. Scott, III | Issuer | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director R. Sommer | Issuer | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director J. Stengel | Issuer | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director D. Warner, III | Issuer | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director J. White | Issuer | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director M. White | Issuer | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | Do Not Vote | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director Carl C. Icahn | Issuer | Yes | For | For | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director E. Zander | Issuer | Yes | For | For | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director D. Dorman | Issuer | Yes | For | For | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director J. Lewent | Issuer | Yes | For | For | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director T. Meredith | Issuer | Yes | For | For | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director N. Negroponte | Issuer | Yes | For | For | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director S. Scott, III | Issuer | Yes | For | For | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director R. Sommer | Issuer | Yes | For | For | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director J. Stengel | Issuer | Yes | For | For | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director D. Warner, III | Issuer | Yes | For | For | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Elect Director M. White | Issuer | Yes | For | For | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | For | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | NA | ||||||||
Motorola, Inc. | MOT | 620076109 | 5/7/2007 | Claw-back of Payments under Restatements | Shareholder | Yes | For | NA | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Elect Director H. Corbin Day | Issuer | Yes | For | For | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Elect Director James S.M. French | Issuer | Yes | For | For | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Elect Director Thomas L. Hamby | Issuer | Yes | For | For | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Elect Director John D. Johns | Issuer | Yes | For | For | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Elect Director Vanessa Leonard | Issuer | Yes | For | For | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Elect Director Charles D. McCrary | Issuer | Yes | For | For | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Elect Director John J. McMahon, Jr. | Issuer | Yes | For | For | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Elect Director Malcolm Portera | Issuer | Yes | For | For | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Elect Director C. Dowd Ritter | Issuer | Yes | For | For | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Elect Director William A. Terry | Issuer | Yes | For | For | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Elect Director W. Michael Warren, Jr. | Issuer | Yes | For | For | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Elect Director Vanessa Wilson | Issuer | Yes | For | For | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Protective Life Corp. | PL | 743674103 | 5/7/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Amend Non-Employee Director Stock Option Plan | Issuer | Yes | Against | Against | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Elect Director John M. Angelo | Issuer | Yes | For | For | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Elect Director Michael Blakenham | Issuer | Yes | For | For | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Elect Director The Duke Of Devonshire | Issuer | Yes | For | For | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Elect Director Allen Questrom | Issuer | Yes | For | For | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Elect Director William F. Ruprecht | Issuer | Yes | For | For | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Elect Director Michael I. Sovern | Issuer | Yes | For | For | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Elect Director Donald M. Stewart | Issuer | Yes | For | For | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Elect Director Robert S. Taubman | Issuer | Yes | For | For | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Elect Director Diana L. Taylor | Issuer | Yes | For | For | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Elect Director Dennis M. Weibling | Issuer | Yes | For | For | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Elect Director Robin G. Woodhead | Issuer | Yes | For | For | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Sotheby’s | BID | 835898107 | 5/7/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
StanCorp Financial Group, Inc. | SFG | 852891100 | 5/7/2007 | Elect Director Jerome J. Meyer | Issuer | Yes | For | For | ||||||||
StanCorp Financial Group, Inc. | SFG | 852891100 | 5/7/2007 | Elect Director Ralph R. Peterson | Issuer | Yes | For | For | ||||||||
StanCorp Financial Group, Inc. | SFG | 852891100 | 5/7/2007 | Elect Director E. Kay Stepp | Issuer | Yes | For | For | ||||||||
StanCorp Financial Group, Inc. | SFG | 852891100 | 5/7/2007 | Elect Director Michael G. Thorne | Issuer | Yes | For | For | ||||||||
StanCorp Financial Group, Inc. | SFG | 852891100 | 5/7/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
StanCorp Financial Group, Inc. | SFG | 852891100 | 5/7/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Zimmer Holdings Inc | ZMH | 98956P102 | 5/7/2007 | Adopt Simple Majority Vote | Shareholder | Yes | For | Against | ||||||||
Zimmer Holdings Inc | ZMH | 98956P102 | 5/7/2007 | Elect Director Larry C. Glasscock | Issuer | Yes | For | For | ||||||||
Zimmer Holdings Inc | ZMH | 98956P102 | 5/7/2007 | Elect Director John L. McGoldrick | Issuer | Yes | For | For | ||||||||
Zimmer Holdings Inc | ZMH | 98956P102 | 5/7/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Zimmer Holdings Inc | ZMH | 98956P102 | 5/7/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
Altera Corp. | ALTR | 21441100 | 5/8/2007 | Elect Director John P. Daane | Issuer | Yes | For | For | ||||||||
Altera Corp. | ALTR | 21441100 | 5/8/2007 | Elect Director Robert W. Reed | Issuer | Yes | For | For | ||||||||
Altera Corp. | ALTR | 21441100 | 5/8/2007 | Elect Director Robert J. Finocchio, Jr. | Issuer | Yes | For | For | ||||||||
Altera Corp. | ALTR | 21441100 | 5/8/2007 | Elect Director Kevin McGarity | Issuer | Yes | For | For | ||||||||
Altera Corp. | ALTR | 21441100 | 5/8/2007 | Elect Director John Shoemaker | Issuer | Yes | For | For | ||||||||
Altera Corp. | ALTR | 21441100 | 5/8/2007 | Elect Director Susan Wang | Issuer | Yes | For | For | ||||||||
Altera Corp. | ALTR | 21441100 | 5/8/2007 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
Altera Corp. | ALTR | 21441100 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Ambac Financial Group, Inc. | ABK | 23139108 | 5/8/2007 | Elect Director Michael A. Callen | Issuer | Yes | For | For | ||||||||
Ambac Financial Group, Inc. | ABK | 23139108 | 5/8/2007 | Elect Director Jill M. Considine | Issuer | Yes | For | For | ||||||||
Ambac Financial Group, Inc. | ABK | 23139108 | 5/8/2007 | Elect Director Phillip N. Duff | Issuer | Yes | For | For | ||||||||
Ambac Financial Group, Inc. | ABK | 23139108 | 5/8/2007 | Elect Director Robert J. Genader | Issuer | Yes | For | For | ||||||||
Ambac Financial Group, Inc. | ABK | 23139108 | 5/8/2007 | Elect Director W. Grant Gregory | Issuer | Yes | For | For | ||||||||
Ambac Financial Group, Inc. | ABK | 23139108 | 5/8/2007 | Elect Director Thomas C. Theobald | Issuer | Yes | For | For | ||||||||
Ambac Financial Group, Inc. | ABK | 23139108 | 5/8/2007 | Elect Director Laura S. Unger | Issuer | Yes | For | For | ||||||||
Ambac Financial Group, Inc. | ABK | 23139108 | 5/8/2007 | Elect Director Hery D.G. Wallace | Issuer | Yes | For | For | ||||||||
Ambac Financial Group, Inc. | ABK | 23139108 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Cummins , Inc. | CMI | 231021106 | 5/8/2007 | Elect Director Robert J. Darnall | Issuer | Yes | For | For | ||||||||
Cummins , Inc. | CMI | 231021106 | 5/8/2007 | Elect Director John M. Deutch | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Cummins , Inc. | CMI | 231021106 | 5/8/2007 | Elect Director Alexis M. Herman | Issuer | Yes | For | For | ||||||||
Cummins , Inc. | CMI | 231021106 | 5/8/2007 | Elect Director F. Joseph Loughrey | Issuer | Yes | For | For | ||||||||
Cummins , Inc. | CMI | 231021106 | 5/8/2007 | Elect Director William I. Miller | Issuer | Yes | For | For | ||||||||
Cummins , Inc. | CMI | 231021106 | 5/8/2007 | Elect Director Georgia R. Nelson | Issuer | Yes | For | For | ||||||||
Cummins , Inc. | CMI | 231021106 | 5/8/2007 | Elect Director Theodore M. Solso | Issuer | Yes | For | For | ||||||||
Cummins , Inc. | CMI | 231021106 | 5/8/2007 | Elect Director Carl Ware | Issuer | Yes | For | For | ||||||||
Cummins , Inc. | CMI | 231021106 | 5/8/2007 | Elect Director J. Lawrence Wilson | Issuer | Yes | For | For | ||||||||
Cummins , Inc. | CMI | 231021106 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Cummins , Inc. | CMI | 231021106 | 5/8/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Cummins , Inc. | CMI | 231021106 | 5/8/2007 | Increase Authorized Common Stock | Issuer | Yes | For | For | ||||||||
International Flavors & Fragrances Inc. | IFF | 459506101 | 5/8/2007 | Elect Director Margaret Hayes Adame | Issuer | Yes | For | For | ||||||||
International Flavors & Fragrances Inc. | IFF | 459506101 | 5/8/2007 | Elect Director Robert M. Amen | Issuer | Yes | For | For | ||||||||
International Flavors & Fragrances Inc. | IFF | 459506101 | 5/8/2007 | Elect Director G� 1/4nter Blobel | Issuer | Yes | For | For | ||||||||
International Flavors & Fragrances Inc. | IFF | 459506101 | 5/8/2007 | Elect Director J. Michael Cook | Issuer | Yes | For | For | ||||||||
International Flavors & Fragrances Inc. | IFF | 459506101 | 5/8/2007 | Elect Director Peter A. Georgescu | Issuer | Yes | For | For | ||||||||
International Flavors & Fragrances Inc. | IFF | 459506101 | 5/8/2007 | Elect Director Alexandra A. Herzan | Issuer | Yes | For | For | ||||||||
International Flavors & Fragrances Inc. | IFF | 459506101 | 5/8/2007 | Elect Director Henry W. Howell, Jr. | Issuer | Yes | For | For | ||||||||
International Flavors & Fragrances Inc. | IFF | 459506101 | 5/8/2007 | Elect Director Arthur C. Martinez | Issuer | Yes | For | For | ||||||||
International Flavors & Fragrances Inc. | IFF | 459506101 | 5/8/2007 | Elect Director Burton M. Tansky | Issuer | Yes | For | For | ||||||||
International Flavors & Fragrances Inc. | IFF | 459506101 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
International Flavors & Fragrances Inc. | IFF | 459506101 | 5/8/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
ITT Corp. | ITT | 450911102 | 5/8/2007 | Elect Director Steven R. Loranger | Issuer | Yes | For | For | ||||||||
ITT Corp. | ITT | 450911102 | 5/8/2007 | Elect Director Curtis J. Crawford | Issuer | Yes | For | For | ||||||||
ITT Corp. | ITT | 450911102 | 5/8/2007 | Elect Director Christina A. Gold | Issuer | Yes | For | For | ||||||||
ITT Corp. | ITT | 450911102 | 5/8/2007 | Elect Director Ralph F. Hake | Issuer | Yes | For | For | ||||||||
ITT Corp. | ITT | 450911102 | 5/8/2007 | Elect Director John J. Hamre | Issuer | Yes | For | For | ||||||||
ITT Corp. | ITT | 450911102 | 5/8/2007 | Elect Director Raymond W. LeBoeuf | Issuer | Yes | For | For | ||||||||
ITT Corp. | ITT | 450911102 | 5/8/2007 | Elect Director Frank T. MacInnis | Issuer | Yes | For | For | ||||||||
ITT Corp. | ITT | 450911102 | 5/8/2007 | Elect Director Linda S. Sanford | Issuer | Yes | For | For | ||||||||
ITT Corp. | ITT | 450911102 | 5/8/2007 | Elect Director Markos I. Tambakeras | Issuer | Yes | For | For | ||||||||
ITT Corp. | ITT | 450911102 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
ITT Educational Services, Inc. | ESI | 45068B109 | 5/8/2007 | Elect Director Rene R. Champagne | Issuer | Yes | For | For | ||||||||
ITT Educational Services, Inc. | ESI | 45068B109 | 5/8/2007 | Elect Director John F. Cozzi | Issuer | Yes | For | For | ||||||||
ITT Educational Services, Inc. | ESI | 45068B109 | 5/8/2007 | Elect Director Kevin M. Modany | Issuer | Yes | For | For | ||||||||
ITT Educational Services, Inc. | ESI | 45068B109 | 5/8/2007 | Elect Director Thomas I. Morgan | Issuer | Yes | For | For | ||||||||
ITT Educational Services, Inc. | ESI | 45068B109 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Masco Corporation | MAS | 574599106 | 5/8/2007 | Elect Director Dennis W. Archer | Issuer | Yes | For | For | ||||||||
Masco Corporation | MAS | 574599106 | 5/8/2007 | Elect Director Anthony F. Earley, Jr. | Issuer | Yes | For | For | ||||||||
Masco Corporation | MAS | 574599106 | 5/8/2007 | Elect Director Lisa A. Payne | Issuer | Yes | For | For | ||||||||
Masco Corporation | MAS | 574599106 | 5/8/2007 | Elect Director Peter A. Dow | Issuer | Yes | For | For | ||||||||
Masco Corporation | MAS | 574599106 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Quest Diagnostics, Incorporated | DGX | 74834L100 | 5/8/2007 | Elect Director John C. Baldwin, M.D. | Issuer | Yes | For | For | ||||||||
Quest Diagnostics, Incorporated | DGX | 74834L100 | 5/8/2007 | Elect Director Surya N. Mohapatra, Ph.D. | Issuer | Yes | For | For | ||||||||
Quest Diagnostics, Incorporated | DGX | 74834L100 | 5/8/2007 | Elect Director Gary M. Pfeiffer | Issuer | Yes | For | For | ||||||||
Quest Diagnostics, Incorporated | DGX | 74834L100 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
W. R. Berkley Corp. | BER | 84423102 | 5/8/2007 | Elect Director W. Robert Berkley, Jr. | Issuer | Yes | For | For | ||||||||
W. R. Berkley Corp. | BER | 84423102 | 5/8/2007 | Elect Director Mark E. Brockbank | Issuer | Yes | For | For | ||||||||
W. R. Berkley Corp. | BER | 84423102 | 5/8/2007 | Elect Director Ronald E. Blaylock | Issuer | Yes | For | For | ||||||||
W. R. Berkley Corp. | BER | 84423102 | 5/8/2007 | Elect Director Mary C. Farrell | Issuer | Yes | For | For | ||||||||
W. R. Berkley Corp. | BER | 84423102 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Newell Rubbermaid Inc. | NWL | 651229106 | 5/8/2007 | Adopt Simple Majority Vote | Shareholder | Yes | For | Against | ||||||||
Newell Rubbermaid Inc. | NWL | 651229106 | 5/8/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Newell Rubbermaid Inc. | NWL | 651229106 | 5/8/2007 | Elect Director Michael A. Todman | Issuer | Yes | For | For | ||||||||
Newell Rubbermaid Inc. | NWL | 651229106 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Newell Rubbermaid Inc. | NWL | 651229106 | 5/8/2007 | Elect Director Scott S. Cowen | Issuer | Yes | Withhold | Against | ||||||||
Newell Rubbermaid Inc. | NWL | 651229106 | 5/8/2007 | Elect Director Cynthia A. Montgomery | Issuer | Yes | Withhold | Against | ||||||||
Newell Rubbermaid Inc. | NWL | 651229106 | 5/8/2007 | Elect Director Gordon R. Sullivan | Issuer | Yes | Withhold | Against | ||||||||
Boston Scientific Corp. | BSX | 101137107 | 5/8/2007 | Stock Retention/Holding Period | Shareholder | Yes | Against | For | ||||||||
Boston Scientific Corp. | BSX | 101137107 | 5/8/2007 | Other Business | Issuer | Yes | Against | Against | ||||||||
Boston Scientific Corp. | BSX | 101137107 | 5/8/2007 | Elect Director Ursula M. Burns | Issuer | Yes | For | For | ||||||||
Boston Scientific Corp. | BSX | 101137107 | 5/8/2007 | Elect Director Marye Anne Fox | Issuer | Yes | For | For | ||||||||
Boston Scientific Corp. | BSX | 101137107 | 5/8/2007 | Elect Director N.J. Nicholas, Jr. | Issuer | Yes | For | For | ||||||||
Boston Scientific Corp. | BSX | 101137107 | 5/8/2007 | Elect Director John E. Pepper | Issuer | Yes | For | For | ||||||||
Boston Scientific Corp. | BSX | 101137107 | 5/8/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
Boston Scientific Corp. | BSX | 101137107 | 5/8/2007 | Approve Increase in Size of Board | Issuer | Yes | For | For | ||||||||
Boston Scientific Corp. | BSX | 101137107 | 5/8/2007 | Approve Repricing of Options | Issuer | Yes | For | For | ||||||||
Boston Scientific Corp. | BSX | 101137107 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Sprint Nextel Corp | S | 852061100 | 5/8/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Sprint Nextel Corp | S | 852061100 | 5/8/2007 | Approve Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Sprint Nextel Corp | S | 852061100 | 5/8/2007 | Elect Director Keith J. Bane | Issuer | Yes | For | For | ||||||||
Sprint Nextel Corp | S | 852061100 | 5/8/2007 | Elect Director Robert R. Bennett | Issuer | Yes | For | For | ||||||||
Sprint Nextel Corp | S | 852061100 | 5/8/2007 | Elect Director Gordon M. Bethune | Issuer | Yes | For | For | ||||||||
Sprint Nextel Corp | S | 852061100 | 5/8/2007 | Elect Director Frank M. Drendel | Issuer | Yes | For | For | ||||||||
Sprint Nextel Corp | S | 852061100 | 5/8/2007 | Elect Director Gary D. Forsee | Issuer | Yes | For | For | ||||||||
Sprint Nextel Corp | S | 852061100 | 5/8/2007 | Elect Director James H. Hance, Jr. | Issuer | Yes | For | For | ||||||||
Sprint Nextel Corp | S | 852061100 | 5/8/2007 | Elect Director V. Janet Hill | Issuer | Yes | For | For | ||||||||
Sprint Nextel Corp | S | 852061100 | 5/8/2007 | Elect Director Irvine O. Hockaday, Jr. | Issuer | Yes | For | For | ||||||||
Sprint Nextel Corp | S | 852061100 | 5/8/2007 | Elect Director Linda Koch Lorimer | Issuer | Yes | For | For | ||||||||
Sprint Nextel Corp | S | 852061100 | 5/8/2007 | Elect Director William H. Swanson | Issuer | Yes | For | For | ||||||||
Sprint Nextel Corp | S | 852061100 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Abitibi Consolidated Inc. | A | 3924107 | 5/8/2007 | Elect Director John Q. Anderson | Issuer | Yes | For | For | ||||||||
Abitibi Consolidated Inc. | A | 3924107 | 5/8/2007 | Elect Director Hans P. Black | Issuer | Yes | For | For | ||||||||
Abitibi Consolidated Inc. | A | 3924107 | 5/8/2007 | Elect Director Jacques Bougie | Issuer | Yes | For | For | ||||||||
Abitibi Consolidated Inc. | A | 3924107 | 5/8/2007 | Elect Director Marlene Davidge | Issuer | Yes | For | For | ||||||||
Abitibi Consolidated Inc. | A | 3924107 | 5/8/2007 | Elect Director William E. Davis | Issuer | Yes | For | For | ||||||||
Abitibi Consolidated Inc. | A | 3924107 | 5/8/2007 | Elect Director David A. Galloway | Issuer | Yes | For | For | ||||||||
Abitibi Consolidated Inc. | A | 3924107 | 5/8/2007 | Elect Director Lise Lachapelle | Issuer | Yes | For | For | ||||||||
Abitibi Consolidated Inc. | A | 3924107 | 5/8/2007 | Elect Director Gary J. Lukassen | Issuer | Yes | For | For | ||||||||
Abitibi Consolidated Inc. | A | 3924107 | 5/8/2007 | Elect Director John A. Tory | Issuer | Yes | For | For | ||||||||
Abitibi Consolidated Inc. | A | 3924107 | 5/8/2007 | Elect Director John W. Weaver | Issuer | Yes | For | For | ||||||||
Abitibi Consolidated Inc. | A | 3924107 | 5/8/2007 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | ||||||||
Abitibi Consolidated Inc. | A | 3924107 | 5/8/2007 | Amend Stock Option Plan | Issuer | Yes | For | For | ||||||||
Belo Corp. | BLC | 80555105 | 5/8/2007 | Declassify the Board of Directors | Shareholder | Yes | For | Against | ||||||||
Belo Corp. | BLC | 80555105 | 5/8/2007 | Elect Director Louis E. Caldera | Issuer | Yes | For | For | ||||||||
Belo Corp. | BLC | 80555105 | 5/8/2007 | Elect Director Judith L. Craven M.D. | Issuer | Yes | For | For | ||||||||
Belo Corp. | BLC | 80555105 | 5/8/2007 | Elect Director Dealey D. Herndon | Issuer | Yes | For | For | ||||||||
Belo Corp. | BLC | 80555105 | 5/8/2007 | Elect Director Wayne R. Sanders | Issuer | Yes | For | For | ||||||||
Belo Corp. | BLC | 80555105 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Loews Corp. | 540424108 | 5/8/2007 | Provide for Cumulative Voting | Shareholder | Yes | Against | For | |||||||||
Loews Corp. | 540424108 | 5/8/2007 | Social Proposal | Shareholder | Yes | Against | For | |||||||||
Loews Corp. | 540424108 | 5/8/2007 | Elect Director Ann E. Berman | Issuer | Yes | For | For | |||||||||
Loews Corp. | 540424108 | 5/8/2007 | Elect Director Joseph L. Bower | Issuer | Yes | For | For | |||||||||
Loews Corp. | 540424108 | 5/8/2007 | Elect Director Charles M. Diker | Issuer | Yes | For | For | |||||||||
Loews Corp. | 540424108 | 5/8/2007 | Elect Director Paul J. Fribourg | Issuer | Yes | For | For | |||||||||
Loews Corp. | 540424108 | 5/8/2007 | Elect Director Walter L. Harris | Issuer | Yes | For | For | |||||||||
Loews Corp. | 540424108 | 5/8/2007 | Elect Director Philip A. Laskawy | Issuer | Yes | For | For | |||||||||
Loews Corp. | 540424108 | 5/8/2007 | Elect Director Gloria R. Scott | Issuer | Yes | For | For | |||||||||
Loews Corp. | 540424108 | 5/8/2007 | Elect Director Andrew H. Tisch | Issuer | Yes | For | For | |||||||||
Loews Corp. | 540424108 | 5/8/2007 | Elect Director James S. Tisch | Issuer | Yes | For | For | |||||||||
Loews Corp. | 540424108 | 5/8/2007 | Elect Director Jonathan M. Tisch | Issuer | Yes | For | For | |||||||||
Loews Corp. | 540424108 | 5/8/2007 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
Loews Corp. | 540424108 | 5/8/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | |||||||||
Amgen, Inc. | AMGN | 31162100 | 5/9/2007 | Develop an Animal Welfare Policy | Shareholder | Yes | Against | For | ||||||||
Amgen, Inc. | AMGN | 31162100 | 5/9/2007 | Prepare a Sustainability Report | Shareholder | Yes | Against | For | ||||||||
Amgen, Inc. | AMGN | 31162100 | 5/9/2007 | Elect Director Frank J. Biondi, Jr. | Issuer | Yes | For | For | ||||||||
Amgen, Inc. | AMGN | 31162100 | 5/9/2007 | Elect Director Jerry D. Choate | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Amgen, Inc. | AMGN | 31162100 | 5/9/2007 | Elect Director Frank C. Herringer | Issuer | Yes | For | For | ||||||||
Amgen, Inc. | AMGN | 31162100 | 5/9/2007 | Elect Director Gilbert S. Omenn | Issuer | Yes | For | For | ||||||||
Amgen, Inc. | AMGN | 31162100 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Amgen, Inc. | AMGN | 31162100 | 5/9/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
Amgen, Inc. | AMGN | 31162100 | 5/9/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
Cameron International Corp | CAM | 13342B105 | 5/9/2007 | Elect Director Michael E. Patrick | Issuer | Yes | For | For | ||||||||
Cameron International Corp | CAM | 13342B105 | 5/9/2007 | Elect Director Bruce W. Wilkinson | Issuer | Yes | For | For | ||||||||
Cameron International Corp | CAM | 13342B105 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Intersil Corporation | ISIL | 46069S109 | 5/9/2007 | Elect Director David B. Bell | Issuer | Yes | For | For | ||||||||
Intersil Corporation | ISIL | 46069S109 | 5/9/2007 | Elect Director Richard M. Beyer | Issuer | Yes | For | For | ||||||||
Intersil Corporation | ISIL | 46069S109 | 5/9/2007 | Elect Director Robert W. Conn | Issuer | Yes | For | For | ||||||||
Intersil Corporation | ISIL | 46069S109 | 5/9/2007 | Elect Director James V. Diller | Issuer | Yes | For | For | ||||||||
Intersil Corporation | ISIL | 46069S109 | 5/9/2007 | Elect Director Gary E. Gist | Issuer | Yes | For | For | ||||||||
Intersil Corporation | ISIL | 46069S109 | 5/9/2007 | Elect Director Mercedes Johnson | Issuer | Yes | For | For | ||||||||
Intersil Corporation | ISIL | 46069S109 | 5/9/2007 | Elect Director Gregory Lang | Issuer | Yes | For | For | ||||||||
Intersil Corporation | ISIL | 46069S109 | 5/9/2007 | Elect Director Jan Peeters | Issuer | Yes | For | For | ||||||||
Intersil Corporation | ISIL | 46069S109 | 5/9/2007 | Elect Director Robert N. Pokelwaldt | Issuer | Yes | For | For | ||||||||
Intersil Corporation | ISIL | 46069S109 | 5/9/2007 | Elect Director James A. Urry | Issuer | Yes | For | For | ||||||||
Intersil Corporation | ISIL | 46069S109 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Mercury General Corp. | MCY | 589400100 | 5/9/2007 | Elect Director George Joseph | Issuer | Yes | For | For | ||||||||
Mercury General Corp. | MCY | 589400100 | 5/9/2007 | Elect Director Charles E. Mcclung | Issuer | Yes | For | For | ||||||||
Mercury General Corp. | MCY | 589400100 | 5/9/2007 | Elect Director Donald R. Spuehler | Issuer | Yes | For | For | ||||||||
Mercury General Corp. | MCY | 589400100 | 5/9/2007 | Elect Director Richard E. Grayson | Issuer | Yes | For | For | ||||||||
Mercury General Corp. | MCY | 589400100 | 5/9/2007 | Elect Director Donald P. Newell | Issuer | Yes | For | For | ||||||||
Mercury General Corp. | MCY | 589400100 | 5/9/2007 | Elect Director Bruce A. Bunner | Issuer | Yes | For | For | ||||||||
Mercury General Corp. | MCY | 589400100 | 5/9/2007 | Elect Director Nathan Bessin | Issuer | Yes | For | For | ||||||||
Mercury General Corp. | MCY | 589400100 | 5/9/2007 | Elect Director Michael D. Curtius | Issuer | Yes | For | For | ||||||||
Mercury General Corp. | MCY | 589400100 | 5/9/2007 | Elect Director Gabriel Tirador | Issuer | Yes | For | For | ||||||||
MoneyGram International, Inc. | MGI | 60935Y109 | 5/9/2007 | Elect Director Jess T. Hay | Issuer | Yes | For | For | ||||||||
MoneyGram International, Inc. | MGI | 60935Y109 | 5/9/2007 | Elect Director Linda Johnson Rice | Issuer | Yes | For | For | ||||||||
MoneyGram International, Inc. | MGI | 60935Y109 | 5/9/2007 | Elect Director Albert M. Teplin | Issuer | Yes | For | For | ||||||||
MoneyGram International, Inc. | MGI | 60935Y109 | 5/9/2007 | Elect Director Timothy R. Wallace | Issuer | Yes | For | For | ||||||||
MoneyGram International, Inc. | MGI | 60935Y109 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Nuveen Investments, Inc | JNC | 67090F106 | 5/9/2007 | Elect Director John P. Amboian | Issuer | Yes | For | For | ||||||||
Nuveen Investments, Inc | JNC | 67090F106 | 5/9/2007 | Elect Director Willard L. Boyd | Issuer | Yes | For | For | ||||||||
Nuveen Investments, Inc | JNC | 67090F106 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Elect Director James E. Bostic, Jr. | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Elect Director David L. Burner | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Elect Director Richard L. Daugherty | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Elect Director Harris E. DeLoach, Jr. | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Elect Director Robert W. Jones | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Elect Director W. Steven Jones | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Elect Director Robert B. McGehee | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Elect Director E. Marie McKee | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Elect Director John H. Mullin, III | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Elect Director Carlos A. Saladrigas | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Elect Director Theresa M. Stone | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Elect Director Alfred C. Tollison, Jr. | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Progress Energy, Inc. | PGN | 743263105 | 5/9/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Radian Group Inc. | RDN | 750236101 | 5/9/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | ||||||||
Radian Group Inc. | RDN | 750236101 | 5/9/2007 | Approve Merger Agreement | Issuer | Yes | For | For | ||||||||
Radian Group Inc. | RDN | 750236101 | 5/9/2007 | Elect Directors Herbert Wender | Issuer | Yes | For | For | ||||||||
Radian Group Inc. | RDN | 750236101 | 5/9/2007 | Elect Directors David C. Carney | Issuer | Yes | For | For | ||||||||
Radian Group Inc. | RDN | 750236101 | 5/9/2007 | Elect Directors Howard B. Culang | Issuer | Yes | For | For | ||||||||
Radian Group Inc. | RDN | 750236101 | 5/9/2007 | Elect Directors Stephen T. Hopkins | Issuer | Yes | For | For | ||||||||
Radian Group Inc. | RDN | 750236101 | 5/9/2007 | Elect Directors Sanford A. Ibrahim | Issuer | Yes | For | For | ||||||||
Radian Group Inc. | RDN | 750236101 | 5/9/2007 | Elect Directors James W. Jennings | Issuer | Yes | For | For | ||||||||
Radian Group Inc. | RDN | 750236101 | 5/9/2007 | Elect Directors Ronald W. Moore | Issuer | Yes | For | For | ||||||||
Radian Group Inc. | RDN | 750236101 | 5/9/2007 | Elect Directors Jan Nicholson | Issuer | Yes | For | For | ||||||||
Radian Group Inc. | RDN | 750236101 | 5/9/2007 | Elect Directors Robert W. Richards | Issuer | Yes | For | For | ||||||||
Radian Group Inc. | RDN | 750236101 | 5/9/2007 | Elect Directors Anthony W. Schweiger | Issuer | Yes | For | For | ||||||||
Radian Group Inc. | RDN | 750236101 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Cadence Design Systems, Inc. | CDNS | 127387108 | 5/9/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Cadence Design Systems, Inc. | CDNS | 127387108 | 5/9/2007 | Amend Stock Option Plan | Issuer | Yes | Against | Against | ||||||||
Cadence Design Systems, Inc. | CDNS | 127387108 | 5/9/2007 | Amend Stock Option Plan | Issuer | Yes | Against | Against | ||||||||
Cadence Design Systems, Inc. | CDNS | 127387108 | 5/9/2007 | Elect Director Michael J. Fister | Issuer | Yes | For | For | ||||||||
Cadence Design Systems, Inc. | CDNS | 127387108 | 5/9/2007 | Elect Director Donald L. Lucas | Issuer | Yes | For | For | ||||||||
Cadence Design Systems, Inc. | CDNS | 127387108 | 5/9/2007 | Elect Director Alberto Sangiovanni-Vincentelli | Issuer | Yes | For | For | ||||||||
Cadence Design Systems, Inc. | CDNS | 127387108 | 5/9/2007 | Elect Director George M. Scalise | Issuer | Yes | For | For | ||||||||
Cadence Design Systems, Inc. | CDNS | 127387108 | 5/9/2007 | Elect Director John B. Shoven | Issuer | Yes | For | For | ||||||||
Cadence Design Systems, Inc. | CDNS | 127387108 | 5/9/2007 | Elect Director Roger S. Siboni | Issuer | Yes | For | For | ||||||||
Cadence Design Systems, Inc. | CDNS | 127387108 | 5/9/2007 | Elect Director Lip-Bu Tan | Issuer | Yes | For | For | ||||||||
Cadence Design Systems, Inc. | CDNS | 127387108 | 5/9/2007 | Elect Director John A.C. Swainson | Issuer | Yes | For | For | ||||||||
Cadence Design Systems, Inc. | CDNS | 127387108 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
AutoNation, Inc. | AN | 05329W102 | 5/9/2007 | Amend Articles/Bylaws/Charter — Call Special Meetings | Shareholder | Yes | For | Against | ||||||||
AutoNation, Inc. | AN | 05329W102 | 5/9/2007 | Elect Director Mike Jackson | Issuer | Yes | For | For | ||||||||
AutoNation, Inc. | AN | 05329W102 | 5/9/2007 | Elect Director Robert J. Brown | Issuer | Yes | For | For | ||||||||
AutoNation, Inc. | AN | 05329W102 | 5/9/2007 | Elect Director Rick L. Burdick | Issuer | Yes | For | For | ||||||||
AutoNation, Inc. | AN | 05329W102 | 5/9/2007 | Elect Director William C. Crowley | Issuer | Yes | For | For | ||||||||
AutoNation, Inc. | AN | 05329W102 | 5/9/2007 | Elect Director Kim C. Goodman | Issuer | Yes | For | For | ||||||||
AutoNation, Inc. | AN | 05329W102 | 5/9/2007 | Elect Director Robert R. Grusky | Issuer | Yes | For | For | ||||||||
AutoNation, Inc. | AN | 05329W102 | 5/9/2007 | Elect Director Michael E. Maroone | Issuer | Yes | For | For | ||||||||
AutoNation, Inc. | AN | 05329W102 | 5/9/2007 | Elect Director Carlos A. Migoya | Issuer | Yes | For | For | ||||||||
AutoNation, Inc. | AN | 05329W102 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
AutoNation, Inc. | AN | 05329W102 | 5/9/2007 | Approve Non-Employee Director Stock Option Plan | Issuer | Yes | For | For | ||||||||
AutoNation, Inc. | AN | 05329W102 | 5/9/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Eastman Kodak Co. | EK | 277461109 | 5/9/2007 | Limit Executive Compensation | Shareholder | Yes | Against | For | ||||||||
Eastman Kodak Co. | EK | 277461109 | 5/9/2007 | Elect Director Michael J. Hawley | Issuer | Yes | For | For | ||||||||
Eastman Kodak Co. | EK | 277461109 | 5/9/2007 | Elect Director William H. Hernandez | Issuer | Yes | For | For | ||||||||
Eastman Kodak Co. | EK | 277461109 | 5/9/2007 | Elect Director Hector de J. Ruiz | Issuer | Yes | For | For | ||||||||
Eastman Kodak Co. | EK | 277461109 | 5/9/2007 | Elect Director Laura D’Andrea Tyson | Issuer | Yes | For | For | ||||||||
Eastman Kodak Co. | EK | 277461109 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Amend EEO Statement to Prohibit Discrimination based on Sexual Orientation | Shareholder | Yes | Against | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Elect Director Raymond F. Bentele | Issuer | Yes | For | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Elect Director Ralph W. Clark | Issuer | Yes | For | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Elect Director Harry M. Cornell, Jr. | Issuer | Yes | For | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Elect Director Robert Ted Enloe, III | Issuer | Yes | For | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Elect Director Richard T. Fisher | Issuer | Yes | For | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Elect Director Karl G. Glassman | Issuer | Yes | For | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Elect Director David S. Haffner | Issuer | Yes | For | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Elect Director Joseph W. McClanathan | Issuer | Yes | For | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Elect Director Judy C. Odom | Issuer | Yes | For | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Elect Director Maurice E. Purnell, Jr. | Issuer | Yes | For | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Elect Director Phoebe A. Wood | Issuer | Yes | For | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Elect Director Felix E. Wright | Issuer | Yes | For | For | ||||||||
Leggett & Platt, Inc. | LEG | 524660107 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
ConocoPhillips | COP | 20825C104 | 5/9/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
ConocoPhillips | COP | 20825C104 | 5/9/2007 | Report on Renewable Energy Sources | Shareholder | Yes | Against | For | ||||||||
ConocoPhillips | COP | 20825C104 | 5/9/2007 | Require Director Nominee Qualifications | Shareholder | Yes | Against | For | ||||||||
ConocoPhillips | COP | 20825C104 | 5/9/2007 | Report on Environmental Damage from Drilling in the National Petroleum Reserve | Shareholder | Yes | Against | For | ||||||||
ConocoPhillips | COP | 20825C104 | 5/9/2007 | Report on Indigenous Peoples Rights Policies | Shareholder | Yes | Against | For | ||||||||
ConocoPhillips | COP | 20825C104 | 5/9/2007 | Report on Community Impact of Operations | Shareholder | Yes | Against | For | ||||||||
ConocoPhillips | COP | 20825C104 | 5/9/2007 | Elect Director James E. Copeland, Jr. | Issuer | �� | Yes | For | For | |||||||
ConocoPhillips | COP | 20825C104 | 5/9/2007 | Elect Director Kenneth M. Duberstein | Issuer | Yes | For | For | ||||||||
ConocoPhillips | COP | 20825C104 | 5/9/2007 | Elect Director Ruth R. Harkin | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
ConocoPhillips | COP | 20825C104 | 5/9/2007 | Elect Director William R. Rhodes | Issuer | Yes | For | For | ||||||||
ConocoPhillips | COP | 20825C104 | 5/9/2007 | Elect Director J. Stapleton Roy | Issuer | Yes | For | For | ||||||||
ConocoPhillips | COP | 20825C104 | 5/9/2007 | Elect Director William E. Wade, Jr. | Issuer | Yes | For | For | ||||||||
ConocoPhillips | COP | 20825C104 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Limit Executive Compensation | Shareholder | Yes | Against | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Prepare Sustainability Report | Shareholder | Yes | Against | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Disclose Information on Compensation Consultant | Shareholder | Yes | Against | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Compensation Specific- Policy on Stock Option Grants/Option Backdating | Shareholder | Yes | For | Against | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director Edwin M. Banks | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director C. David Brown II | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director Edwin Mac Crawford | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director David W. Dorman | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director Kristen E. Gibney Williams | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director Roger L. Headrick | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director Marian L. Heard | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director William H. Joyce | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director Jean-Pierre Million | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director Terrence Murray | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director C.A. Lance Piccolo | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director Sheli Z. Rosenberg | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director Thomas M. Ryan | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Elect Director Richard J. Swift | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Approve Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
CVS Caremark Corp | CVS | 126650100 | 5/9/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Windstream Corp. | WIN | 97381W104 | 5/9/2007 | Stock Retention/Holding Period | Shareholder | Yes | Against | For | ||||||||
Windstream Corp. | WIN | 97381W104 | 5/9/2007 | Elect Director Samuel E. Beall, III | Issuer | Yes | For | For | ||||||||
Windstream Corp. | WIN | 97381W104 | 5/9/2007 | Elect Director Dennis E. Foster | Issuer | Yes | For | For | ||||||||
Windstream Corp. | WIN | 97381W104 | 5/9/2007 | Elect Director Francis X. Frantz | Issuer | Yes | For | For | ||||||||
Windstream Corp. | WIN | 97381W104 | 5/9/2007 | Elect Director Jeffery R. Gardner | Issuer | Yes | For | For | ||||||||
Windstream Corp. | WIN | 97381W104 | 5/9/2007 | Elect Director Jeffrey T. Hinson | Issuer | Yes | For | For | ||||||||
Windstream Corp. | WIN | 97381W104 | 5/9/2007 | Elect Director Judy K. Jones | Issuer | Yes | For | For | ||||||||
Windstream Corp. | WIN | 97381W104 | 5/9/2007 | Elect Director William A. Montgomery | Issuer | Yes | For | For | ||||||||
Windstream Corp. | WIN | 97381W104 | 5/9/2007 | Elect Director Frank E. Reed | Issuer | Yes | For | For | ||||||||
Windstream Corp. | WIN | 97381W104 | 5/9/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Windstream Corp. | WIN | 97381W104 | 5/9/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 5/10/2007 | Elect Director William Barnet, III | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 5/10/2007 | Elect Director G. Alex Bernhardt, Sr. | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 5/10/2007 | Elect Director Michael G. Browning | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 5/10/2007 | Elect Director Phillip R. Cox | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 5/10/2007 | Elect Director Ann Maynard Gray | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 5/10/2007 | Elect Director James H. Hance, Jr | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 5/10/2007 | Elect Director James T. Rhodes | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 5/10/2007 | Elect Director James E. Rogers | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 5/10/2007 | Elect Director Mary L. Schapiro | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 5/10/2007 | Elect Director Dudley S. Taft | Issuer | Yes | For | For | ||||||||
Duke Energy Corp. | DUK | 26441C105 | 5/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Edwards Lifesciences Corporation | EW | 2.82E+112 | 5/10/2007 | Elect Director Robert A. Ingram | Issuer | Yes | For | For | ||||||||
Edwards Lifesciences Corporation | EW | 2.82E+112 | 5/10/2007 | Elect Director Vernon R. Loucks Jr. | Issuer | Yes | For | For | ||||||||
Edwards Lifesciences Corporation | EW | 2.82E+112 | 5/10/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Edwards Lifesciences Corporation | EW | 2.82E+112 | 5/10/2007 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
Edwards Lifesciences Corporation | EW | 2.82E+112 | 5/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Yes | Against | For | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Elect Director Eric Schmidt | Issuer | Yes | For | For | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Elect Director Sergey Brin | Issuer | Yes | For | For | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Elect Director Larry Page | Issuer | Yes | For | For | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Elect Director L. John Doerr | Issuer | Yes | For | For | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Elect Director John L. Hennessy | Issuer | Yes | For | For | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Elect Director Arthur D. Levinson | Issuer | Yes | For | For | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Elect Director Ann Mather | Issuer | Yes | For | For | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Elect Director Paul S. Otellini | Issuer | Yes | For | For | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Elect Director K. Ram Shriram | Issuer | Yes | For | For | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Elect Director Shirley M. Tilghman | Issuer | Yes | For | For | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Google Inc | GOOG | 38259P508 | 5/10/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Lincoln National Corp. | LNC | 534187109 | 5/10/2007 | Elect Director William J. Avery | Issuer | Yes | For | For | ||||||||
Lincoln National Corp. | LNC | 534187109 | 5/10/2007 | Elect Director William H. Cunningham | Issuer | Yes | For | For | ||||||||
Lincoln National Corp. | LNC | 534187109 | 5/10/2007 | Elect Director William Porter Payne | Issuer | Yes | For | For | ||||||||
Lincoln National Corp. | LNC | 534187109 | 5/10/2007 | Elect Director Patrick S. Pittard | Issuer | Yes | For | For | ||||||||
Lincoln National Corp. | LNC | 534187109 | 5/10/2007 | Elect Director Jill S. Ruckelshaus | Issuer | Yes | For | For | ||||||||
Lincoln National Corp. | LNC | 534187109 | 5/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Lincoln National Corp. | LNC | 534187109 | 5/10/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Lincoln National Corp. | LNC | 534187109 | 5/10/2007 | Approve Non-Employee Director Stock Option Plan | Issuer | Yes | For | For | ||||||||
MGIC Investment Corp. | MTG | 552848103 | 5/10/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | ||||||||
MGIC Investment Corp. | MTG | 552848103 | 5/10/2007 | Approve Merger Agreement | Issuer | Yes | For | For | ||||||||
MGIC Investment Corp. | MTG | 552848103 | 5/10/2007 | Elect Director James A. Abbott | Issuer | Yes | For | For | ||||||||
MGIC Investment Corp. | MTG | 552848103 | 5/10/2007 | Elect Director Thomas M. Hagerty | Issuer | Yes | For | For | ||||||||
MGIC Investment Corp. | MTG | 552848103 | 5/10/2007 | Elect Director Michael E. Lehman | Issuer | Yes | For | For | ||||||||
MGIC Investment Corp. | MTG | 552848103 | 5/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Nucor Corp. | NUE | 670346105 | 5/10/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Nucor Corp. | NUE | 670346105 | 5/10/2007 | Elect Director Daniel R. DiMicco | Issuer | Yes | For | For | ||||||||
Nucor Corp. | NUE | 670346105 | 5/10/2007 | Elect Director James D. Hlavacek | Issuer | Yes | For | For | ||||||||
Nucor Corp. | NUE | 670346105 | 5/10/2007 | Elect Director Raymond J. Milchovich | Issuer | Yes | For | For | ||||||||
Nucor Corp. | NUE | 670346105 | 5/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Report on Remediation Policies in Bhopal | Shareholder | Yes | Against | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Report on Genetically Modified Organisms | Shareholder | Yes | Against | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Report on Environmental Remediation | Shareholder | Yes | Against | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Evaluate Potential Links Between Company Products and Asthma | Shareholder | Yes | Against | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Elect Director Arnold A. Allemang | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Elect Director Jacqueline K. Barton | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Elect Director James A. Bell | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Elect Director Jeff M. Fettig | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Elect Director Barbara H. Franklin | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Elect Director John B. Hess | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Elect Director Andrew N. Liveris | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Elect Director Geoffery E. Merszei | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Elect Director James M. Ringler | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Elect Director Ruth G. Shaw | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Elect Director Paul G. Stern | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
The Dow Chemical Company | DOW | 260543103 | 5/10/2007 | WITHDRAWN | Issuer | Yes | Withhold | NA | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/10/2007 | Elect Director Michael J. Burns | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/10/2007 | Elect Director D. Scott Davis | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/10/2007 | Elect Director Stuart E. Eizenstat | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/10/2007 | Elect Director Michael L. Eskew | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/10/2007 | Elect Director James P. Kelly | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/10/2007 | Elect Director Ann M. Livermore | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/10/2007 | Elect Director Victor A. Pelson | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/10/2007 | Elect Director John W. Thompson | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/10/2007 | Elect Director Carol B. Tome | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/10/2007 | Elect Director Ben Verwaayen | Issuer | Yes | For | For | ||||||||
United Parcel Service, Inc. | UPS | 911312106 | 5/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Western Union Co | WU | 959802109 | 5/10/2007 | Elect Director Dinyar S. Devitre | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Western Union Co | WU | 959802109 | 5/10/2007 | Elect Director Betsy D. Holden | Issuer | Yes | For | For | ||||||||
Western Union Co | WU | 959802109 | 5/10/2007 | Elect Director Christina A. Gold | Issuer | Yes | For | For | ||||||||
Western Union Co | WU | 959802109 | 5/10/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Western Union Co | WU | 959802109 | 5/10/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Western Union Co | WU | 959802109 | 5/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
CenturyTel, Inc. | CTL | 156700106 | 5/10/2007 | Approve Report of the Compensation Committee | Shareholder | Yes | Against | For | ||||||||
CenturyTel, Inc. | CTL | 156700106 | 5/10/2007 | Elect Director William R. Boles, Jr. | Issuer | Yes | For | For | ||||||||
CenturyTel, Inc. | CTL | 156700106 | 5/10/2007 | Elect Director W. Bruce Hanks | Issuer | Yes | For | For | ||||||||
CenturyTel, Inc. | CTL | 156700106 | 5/10/2007 | Elect Director C.G. Melville, Jr. | Issuer | Yes | For | For | ||||||||
CenturyTel, Inc. | CTL | 156700106 | 5/10/2007 | Elect Director Glen F. Post, III | Issuer | Yes | For | For | ||||||||
CenturyTel, Inc. | CTL | 156700106 | 5/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Increase Disclosure of Executive Compensation | Shareholder | Yes | Against | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Adopt Greenhouse Gas Emissions Goals | Shareholder | Yes | Against | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Report on Global Warming | Shareholder | Yes | Against | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Amend EEO Policy to Exclude Reference to Sexual Orientation | Shareholder | Yes | Against | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Performance-Based Awards | Shareholder | Yes | Against | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Report on Implications of Rising Health Care Costs | Shareholder | Yes | Against | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Amend Articles/Bylaws/Charter — Call Special Meetings | Shareholder | Yes | For | Against | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Company-Specific — Adopt Recapitalization Plan | Shareholder | Yes | For | Against | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Elect Director John R. H. Bond | Issuer | Yes | For | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Elect Director Stephen G. Butler | Issuer | Yes | For | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Elect Director Kimberly A. Casiano | Issuer | Yes | For | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Elect Director Edsel B. Ford, II | Issuer | Yes | For | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Elect Director William Clay Ford, Jr. | Issuer | Yes | For | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Elect Director Irvine O. Hockaday, Jr. | Issuer | Yes | For | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Elect Director Richard A. Manoogian | Issuer | Yes | For | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Elect Director Ellen R. Marram | Issuer | Yes | For | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Elect Director Alan Mulally | Issuer | Yes | For | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Elect Director Homer A. Neal | Issuer | Yes | For | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Elect Director Jorma Ollila | Issuer | Yes | For | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Elect Director John L. Thornton | Issuer | Yes | For | For | ||||||||
Ford Motor Company | F | 345370860 | 5/10/2007 | Ratify Auditor | Issuer | Yes | For | For | ||||||||
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Amend EEO Statement to Include Reference to Sexual Orientation | Shareholder | Yes | Against | For | ||||||||
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director Frank J. Bramanti | Issuer | Yes | For | For | ||||||||
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director Patrick B. Collins | Issuer | Yes | For | For | ||||||||
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director James R. Crane | Issuer | Yes | For | For | ||||||||
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director J. Robert Dickerson | Issuer | Yes | For | For | ||||||||
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director Walter M. Duer | Issuer | Yes | For | For | ||||||||
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director Edward H. Ellis, Jr. | Issuer | Yes | For | For | ||||||||
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director James C. Flagg, Ph.D. | Issuer | Yes | For | For | ||||||||
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director Allan W. Fulkerson | Issuer | Yes | For | For | ||||||||
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director John N. Molbeck, Jr. | Issuer | Yes | For | For | ||||||||
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Elect Director Michael A.F. Roberts | Issuer | Yes | For | For | ||||||||
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Report on Feasibility of Adopting a Toxic Chemical Elimination Policy | Shareholder | Yes | Against | For | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Stock Retention/Holding Period | Shareholder | Yes | Against | For | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Report on Computer Recycling Policy | Shareholder | Yes | Against | For | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Compensation Specific—Option Dating Policy | Shareholder | Yes | For | Against | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Pay For Superior Performance | Shareholder | Yes | For | Against | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Elect Director Steven P. Jobs | Issuer | Yes | For | For | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Elect Director Eric E. Schmidt, Ph.D. | Issuer | Yes | For | For | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Amend Non-Employee Director Stock Option Plan | Issuer | Yes | For | For | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Elect Director William V. Campbell | Issuer | Yes | Withhold | Against | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Elect Director Millard S. Drexler | Issuer | Yes | Withhold | Against | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Elect Director Albert A. Gore, Jr. | Issuer | Yes | Withhold | Against | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Elect Director Arthur D. Levinson, Ph.D. | Issuer | Yes | Withhold | Against | ||||||||
Apple, Inc. | AAPL | 37833100 | 5/10/2007 | Elect Director Jerome B. York | Issuer | Yes | Withhold | Against | ||||||||
Novellus Systems, Inc. | NVLS | 670008101 | 5/11/2007 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Novellus Systems, Inc. | NVLS | 670008101 | 5/11/2007 | Elect Director Richard S. Hill | Issuer | Yes | For | For | ||||||||
Novellus Systems, Inc. | NVLS | 670008101 | 5/11/2007 | Elect Director Neil R. Bonke | Issuer | Yes | For | For | ||||||||
Novellus Systems, Inc. | NVLS | 670008101 | 5/11/2007 | Elect Director Youssef A. El-Mansy | Issuer | Yes | For | For | ||||||||
Novellus Systems, Inc. | NVLS | 670008101 | 5/11/2007 | Elect Director J. David Litster | Issuer | Yes | For | For | ||||||||
Novellus Systems, Inc. | NVLS | 670008101 | 5/11/2007 | Elect Director Yoshio Nishi | Issuer | Yes | For | For | ||||||||
Novellus Systems, Inc. | NVLS | 670008101 | 5/11/2007 | Elect Director Glen G. Possley | Issuer | Yes | For | For | ||||||||
Novellus Systems, Inc. | NVLS | 670008101 | 5/11/2007 | Elect Director Ann D. Rhoads | Issuer | Yes | For | For | ||||||||
Novellus Systems, Inc. | NVLS | 670008101 | 5/11/2007 | Elect Director William R. Spivey | Issuer | Yes | For | For | ||||||||
Novellus Systems, Inc. | NVLS | 670008101 | 5/11/2007 | Elect Director Delbert A. Whitaker | Issuer | Yes | For | For | ||||||||
Novellus Systems, Inc. | NVLS | 670008101 | 5/11/2007 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
Novellus Systems, Inc. | NVLS | 670008101 | 5/11/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Reynolds American Inc | RAI | 761713106 | 5/11/2007 | Elect Director Martin D. Feinstein | Issuer | Yes | For | For | ||||||||
Reynolds American Inc | RAI | 761713106 | 5/11/2007 | Elect Director Susan M. Ivey | Issuer | Yes | For | For | ||||||||
Reynolds American Inc | RAI | 761713106 | 5/11/2007 | Elect Director Neil R. Withington | Issuer | Yes | For | For | ||||||||
Reynolds American Inc | RAI | 761713106 | 5/11/2007 | Elect Director John T. Chain, Jr. | Issuer | Yes | For | For | ||||||||
Reynolds American Inc | RAI | 761713106 | 5/11/2007 | Increase Authorized Common Stock | Issuer | Yes | For | For | ||||||||
Reynolds American Inc | RAI | 761713106 | 5/11/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Vulcan Materials Co. | VMC | 929160109 | 5/11/2007 | Elect Director Douglas J. McGregor | Issuer | Yes | For | For | ||||||||
Vulcan Materials Co. | VMC | 929160109 | 5/11/2007 | Elect Director Donald B. Rice | Issuer | Yes | For | For | ||||||||
Vulcan Materials Co. | VMC | 929160109 | 5/11/2007 | Elect Director Vincent J. Trosino | Issuer | Yes | For | For | ||||||||
Vulcan Materials Co. | VMC | 929160109 | 5/11/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
ALLTEL Corp. | AT | 20039103 | 5/15/2007 | Elect Director Scott T. Ford | Issuer | Yes | For | For | ||||||||
ALLTEL Corp. | AT | 20039103 | 5/15/2007 | Elect Director L.L Gellerstedt, III | Issuer | Yes | For | For | ||||||||
ALLTEL Corp. | AT | 20039103 | 5/15/2007 | Elect Director Emon A. Mahony, Jr. | Issuer | Yes | For | For | ||||||||
ALLTEL Corp. | AT | 20039103 | 5/15/2007 | Elect Director Ronald Townsend | Issuer | Yes | For | For | ||||||||
ALLTEL Corp. | AT | 20039103 | 5/15/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 5/15/2007 | Elect Director Thomas E. Baker | Issuer | Yes | For | For | ||||||||
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 5/15/2007 | Elect Director Daniel W. Judge | Issuer | Yes | For | For | ||||||||
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 5/15/2007 | Elect Director John R. Koelmel | Issuer | Yes | For | For | ||||||||
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 5/15/2007 | Elect Director George M. Philip | Issuer | Yes | For | For | ||||||||
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 5/15/2007 | Elect Director Louise Woerner | Issuer | Yes | For | For | ||||||||
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 5/15/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Genworth Financial, Inc. | GNW | 37247D106 | 5/15/2007 | Elect Director Frank J. Borelli | Issuer | Yes | For | For | ||||||||
Genworth Financial, Inc. | GNW | 37247D106 | 5/15/2007 | Elect Director Michael D. Fraizer | Issuer | Yes | For | For | ||||||||
Genworth Financial, Inc. | GNW | 37247D106 | 5/15/2007 | Elect Director Nancy J. Karch | Issuer | Yes | For | For | ||||||||
Genworth Financial, Inc. | GNW | 37247D106 | 5/15/2007 | Elect Director J. Robert Kerrey | Issuer | Yes | For | For | ||||||||
Genworth Financial, Inc. | GNW | 37247D106 | 5/15/2007 | Elect Director Saiyid T. Naqvi | Issuer | Yes | For | For | ||||||||
Genworth Financial, Inc. | GNW | 37247D106 | 5/15/2007 | Elect Director James A. Parke | Issuer | Yes | For | For | ||||||||
Genworth Financial, Inc. | GNW | 37247D106 | 5/15/2007 | Elect Director James S. Riepe | Issuer | Yes | For | For | ||||||||
Genworth Financial, Inc. | GNW | 37247D106 | 5/15/2007 | Elect Director Barrett A. Toan | Issuer | Yes | For | For | ||||||||
Genworth Financial, Inc. | GNW | 37247D106 | 5/15/2007 | Elect Director Thomas B. Wheeler | Issuer | Yes | For | For | ||||||||
Genworth Financial, Inc. | GNW | 37247D106 | 5/15/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Harte-Hanks, Inc. | HHS | 416196103 | 5/15/2007 | Elect Director William F. Farley | Issuer | Yes | For | For | ||||||||
Harte-Hanks, Inc. | HHS | 416196103 | 5/15/2007 | Elect Director Larry Franklin | Issuer | Yes | For | For | ||||||||
Harte-Hanks, Inc. | HHS | 416196103 | 5/15/2007 | Elect Director William K. Gayden | Issuer | Yes | For | For | ||||||||
Pogo Producing Co. | PPP | 730448107 | 5/15/2007 | Elect Director Paul G. Van Wagenen | Issuer | Yes | For | For | ||||||||
Pogo Producing Co. | PPP | 730448107 | 5/15/2007 | Elect Director Robert H. Campbell | Issuer | Yes | For | For | ||||||||
Pogo Producing Co. | PPP | 730448107 | 5/15/2007 | Elect Director Charles G. Groat | Issuer | Yes | For | For | ||||||||
Pogo Producing Co. | PPP | 730448107 | 5/15/2007 | Elect Director Daniel S. Loeb | Issuer | Yes | For | For | ||||||||
Pogo Producing Co. | PPP | 730448107 | 5/15/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Rent-A-Center, Inc. | RCII | 76009N100 | 5/15/2007 | Elect Director Mary Elizabeth Burton | Issuer | Yes | For | For | ||||||||
Rent-A-Center, Inc. | RCII | 76009N100 | 5/15/2007 | Elect Director Peter P. Copses | Issuer | Yes | For | For | ||||||||
Rent-A-Center, Inc. | RCII | 76009N100 | 5/15/2007 | Elect Director Mitchell E. Fadel | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Rent-A-Center, Inc. | RCII | 76009N100 | 5/15/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Elect Director F. Duane Ackerman | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Elect Director James G. Andress | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Elect Director Robert D. Beyer | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Elect Director W. James Farrell | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Elect Director Jack M. Greenberg | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Elect Director Ronald T. LeMay | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Elect Director Edward M. Liddy | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Elect Director J. Christopher Reyes | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Elect Director H. John Riley, Jr. | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Elect Director Joshua I. Smith | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Elect Director Judith A. Sprieser | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Elect Director Mary Alice Taylor | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Elect Director Thomas J. Wilson | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Allstate Corp. | ALL | 20002101 | 5/15/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/15/2007 | Elect Director Marijn E. Dekkers | Issuer | Yes | For | For | ||||||||
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/15/2007 | Approve Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/15/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Valassis Communications, Inc. | VCI | 918866104 | 5/15/2007 | Elect Director Joseph B. Anderson, Jr. | Issuer | Yes | For | For | ||||||||
Valassis Communications, Inc. | VCI | 918866104 | 5/15/2007 | Elect Director Patrick F. Brennan | Issuer | Yes | For | For | ||||||||
Valassis Communications, Inc. | VCI | 918866104 | 5/15/2007 | Elect Director Kenneth V. Darish | Issuer | Yes | For | For | ||||||||
Valassis Communications, Inc. | VCI | 918866104 | 5/15/2007 | Elect Director Barry P. Hoffman | Issuer | Yes | For | For | ||||||||
Valassis Communications, Inc. | VCI | 918866104 | 5/15/2007 | Elect Director Dr. Walter H. Ku | �� | Issuer | Yes | For | For | |||||||
Valassis Communications, Inc. | VCI | 918866104 | 5/15/2007 | Elect Director Robert L. Recchia | Issuer | Yes | For | For | ||||||||
Valassis Communications, Inc. | VCI | 918866104 | 5/15/2007 | Elect Director Marcella A. Sampson | Issuer | Yes | For | For | ||||||||
Valassis Communications, Inc. | VCI | 918866104 | 5/15/2007 | Elect Director Alan F. Schultz | Issuer | Yes | For | For | ||||||||
Valassis Communications, Inc. | VCI | 918866104 | 5/15/2007 | Elect Director Faith Whittlesey | Issuer | Yes | For | For | ||||||||
Valassis Communications, Inc. | VCI | 918866104 | 5/15/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Comerica Inc. | CMA | 200340107 | 5/15/2007 | Prepare Sustainability Report | Shareholder | Yes | Against | For | ||||||||
Comerica Inc. | CMA | 200340107 | 5/15/2007 | Elect Director Ralph W. Babb, Jr. | Issuer | Yes | For | For | ||||||||
Comerica Inc. | CMA | 200340107 | 5/15/2007 | Elect Director James F. Cordes | Issuer | Yes | For | For | ||||||||
Comerica Inc. | CMA | 200340107 | 5/15/2007 | Elect Director Peter D. Cummings | Issuer | Yes | For | For | ||||||||
Comerica Inc. | CMA | 200340107 | 5/15/2007 | Elect Director William P. Vititoe | Issuer | Yes | For | For | ||||||||
Comerica Inc. | CMA | 200340107 | 5/15/2007 | Elect Director Kenneth L. Way | Issuer | Yes | For | For | ||||||||
Comerica Inc. | CMA | 200340107 | 5/15/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Put Repricing of Stock Options to Shareholder Vote | Shareholder | Yes | Against | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse | Shareholder | Yes | Against | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Elect Director Crandall C. Bowles | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Elect Director Stephen B. Burke | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Elect Director James S. Crown | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Elect Director James Dimon | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Elect Director Ellen V. Futter | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Elect Director William H. Gray, III | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Elect Director Laban P. Jackson, Jr. | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Elect Director Robert I. Lipp | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Elect Director David C. Novak | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Elect Director Lee R. Raymond | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Elect Director William C. Weldon | Issuer | Yes | For | For | ||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Brown & Brown, Inc. | BRO | 115236101 | 5/16/2007 | Elect Director J. Hyatt Brown | Issuer | Yes | For | For | ||||||||
Brown & Brown, Inc. | BRO | 115236101 | 5/16/2007 | Elect Director Samuel P. Bell, III | Issuer | Yes | For | For | ||||||||
Brown & Brown, Inc. | BRO | 115236101 | 5/16/2007 | Elect Director Hugh M. Brown | Issuer | Yes | For | For | ||||||||
Brown & Brown, Inc. | BRO | 115236101 | 5/16/2007 | Elect Director Bradley Currey, Jr. | Issuer | Yes | For | For | ||||||||
Brown & Brown, Inc. | BRO | 115236101 | 5/16/2007 | Elect Director Jim W. Henderson | Issuer | Yes | For | For | ||||||||
Brown & Brown, Inc. | BRO | 115236101 | 5/16/2007 | Elect Director Theodore J. Hoepner | Issuer | Yes | For | For | ||||||||
Brown & Brown, Inc. | BRO | 115236101 | 5/16/2007 | Elect Director David H. Hughes | Issuer | Yes | For | For | ||||||||
Brown & Brown, Inc. | BRO | 115236101 | 5/16/2007 | Elect Director Toni Jennings | Issuer | Yes | For | For | ||||||||
Brown & Brown, Inc. | BRO | 115236101 | 5/16/2007 | Elect Director John R. Riedman | Issuer | Yes | For | For | ||||||||
Brown & Brown, Inc. | BRO | 115236101 | 5/16/2007 | Elect Director Jan E. Smith | Issuer | Yes | For | For | ||||||||
Brown & Brown, Inc. | BRO | 115236101 | 5/16/2007 | Elect Director Chilton D. Varner | Issuer | Yes | For | For | ||||||||
King Pharmaceuticals Inc. | KG | 495582108 | 5/16/2007 | Elect Director Philip A. Incarnati | Issuer | Yes | For | For | ||||||||
King Pharmaceuticals Inc. | KG | 495582108 | 5/16/2007 | Elect Director Gregory D. Jordan | Issuer | Yes | For | For | ||||||||
King Pharmaceuticals Inc. | KG | 495582108 | 5/16/2007 | Elect Director Brian A. Markison | Issuer | Yes | For | For | ||||||||
King Pharmaceuticals Inc. | KG | 495582108 | 5/16/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
King Pharmaceuticals Inc. | KG | 495582108 | 5/16/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Laboratory Corporation of America Holdings | LH | 50540R409 | 5/16/2007 | Elect Director Thomas P. Mac Mahon | Issuer | Yes | For | For | ||||||||
Laboratory Corporation of America Holdings | LH | 50540R409 | 5/16/2007 | Elect Director Kerrii B. Anderson | Issuer | Yes | For | For | ||||||||
Laboratory Corporation of America Holdings | LH | 50540R409 | 5/16/2007 | Elect Director Jean-Luc Belingard | Issuer | Yes | For | For | ||||||||
Laboratory Corporation of America Holdings | LH | 50540R409 | 5/16/2007 | Elect Director David P. King | Issuer | Yes | For | For | ||||||||
Laboratory Corporation of America Holdings | LH | 50540R409 | 5/16/2007 | Elect Director Wendy E. Lane | Issuer | Yes | For | For | ||||||||
Laboratory Corporation of America Holdings | LH | 50540R409 | 5/16/2007 | Elect Director Robert E. Mittelstaedt, Jr. | Issuer | Yes | For | For | ||||||||
Laboratory Corporation of America Holdings | LH | 50540R409 | 5/16/2007 | Elect Director Arthur H. Rubenstein | Issuer | Yes | For | For | ||||||||
Laboratory Corporation of America Holdings | LH | 50540R409 | 5/16/2007 | Elect Director Bradford T. Smith | Issuer | Yes | For | For | ||||||||
Laboratory Corporation of America Holdings | LH | 50540R409 | 5/16/2007 | Elect Director M. Smith Weikel | Issuer | Yes | For | For | ||||||||
Laboratory Corporation of America Holdings | LH | 50540R409 | 5/16/2007 | Elect Director R. Sanders Williams | Issuer | Yes | For | For | ||||||||
Laboratory Corporation of America Holdings | LH | 50540R409 | 5/16/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 5/16/2007 | Elect Director Phyllis O. Bonanno | Issuer | Yes | For | For | ||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 5/16/2007 | Elect Director David L. Kolb | Issuer | Yes | For | For | ||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 5/16/2007 | Elect Director W. Christopher Wellborn | Issuer | Yes | For | For | ||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 5/16/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Molson Coors Brewing Co | TAP | 60871R209 | 5/16/2007 | Elect Director John E. Cleghorn | Issuer | Yes | For | For | ||||||||
Molson Coors Brewing Co | TAP | 60871R209 | 5/16/2007 | Elect Director Charles M. Herington | Issuer | Yes | For | For | ||||||||
Molson Coors Brewing Co | TAP | 60871R209 | 5/16/2007 | Elect Director David P. O’Brien | Issuer | Yes | For | For | ||||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/16/2007 | Elect Director Ramani Ayer | Issuer | Yes | For | For | ||||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/16/2007 | Elect Director Ramon De Oliveira | Issuer | Yes | For | For | ||||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/16/2007 | Elect Director Trevor Fetter | Issuer | Yes | For | For | ||||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/16/2007 | Elect Director Edward J. Kelly, III | Issuer | Yes | For | For | ||||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/16/2007 | Elect Director Paul G. Kirk, Jr. | Issuer | Yes | For | For | ||||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/16/2007 | Elect Director Thomas M. Marra | Issuer | Yes | For | For | ||||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/16/2007 | Elect Director Gail J. Mcgovern | Issuer | Yes | For | For | ||||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/16/2007 | Elect Director Michael G. Morris | Issuer | Yes | For | For | ||||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/16/2007 | Elect Director Robert W. Selander | Issuer | Yes | For | For | ||||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/16/2007 | Elect Director Charles B. Strauss | Issuer | Yes | For | For | ||||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/16/2007 | Elect Director H. Patrick Swygert | Issuer | Yes | For | For | ||||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/16/2007 | Elect Director David K. Zwiener | Issuer | Yes | For | For | ||||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/16/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Tupperware Brands Corp. | TUP | 899896104 | 5/16/2007 | Elect Director Rita Bornstein, Ph.D. | Issuer | Yes | For | For | ||||||||
Tupperware Brands Corp. | TUP | 899896104 | 5/16/2007 | Elect Director E.V. Goings | Issuer | Yes | For | For | ||||||||
Tupperware Brands Corp. | TUP | 899896104 | 5/16/2007 | Elect Director Joyce M. Roche | Issuer | Yes | For | For | ||||||||
Tupperware Brands Corp. | TUP | 899896104 | 5/16/2007 | Elect Director M. Anne Szostak | Issuer | Yes | For | For | ||||||||
Tupperware Brands Corp. | TUP | 899896104 | 5/16/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Tupperware Brands Corp. | TUP | 899896104 | 5/16/2007 | Eliminate the Plurality Voting for Uncontested Director Election | Issuer | Yes | For | For | ||||||||
Tupperware Brands Corp. | TUP | 899896104 | 5/16/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
Tupperware Brands Corp. | TUP | 899896104 | 5/16/2007 | Amend Articles—Vote Requirement on Business Combinations and Amend Business Combination Provision | Issuer | Yes | For | For | ||||||||
Wellpoint Inc | WLP | 94973V107 | 5/16/2007 | Elect Director Sheila P. Burke | Issuer | Yes | For | For | ||||||||
Wellpoint Inc | WLP | 94973V107 | 5/16/2007 | Elect Director Victor S. Liss | Issuer | Yes | For | For | ||||||||
Wellpoint Inc | WLP | 94973V107 | 5/16/2007 | Elect Director Jane G. Pisano, Ph.D. | Issuer | Yes | For | For | ||||||||
Wellpoint Inc | WLP | 94973V107 | 5/16/2007 | Elect Director George A. Schaefer, Jr. | Issuer | Yes | For | For | ||||||||
Wellpoint Inc | WLP | 94973V107 | 5/16/2007 | Elect Director Jackie M. Ward | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Wellpoint Inc | WLP | 94973V107 | 5/16/2007 | Elect Director John E. Zuccotti | Issuer | Yes | For | For | ||||||||
Wellpoint Inc | WLP | 94973V107 | 5/16/2007 | Company Specific—Approve Majority Voting for the Non- Contested Election of Directors | Issuer | Yes | For | For | ||||||||
Wellpoint Inc | WLP | 94973V107 | 5/16/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Label Genetically Modified Organisms | Shareholder | Yes | Against | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Prepare Sustainability Report | Shareholder | Yes | Against | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Report on Feasibility of Improving Animal Welfare Standards | Shareholder | Yes | Against | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Elect Director Steven A. Burd | Issuer | Yes | For | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Elect Director Janet E. Grove | Issuer | Yes | For | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Elect Director Mohan Gyani | Issuer | Yes | For | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Elect Director Paul Hazen | Issuer | Yes | For | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Elect Director Robert I. MacDonnell | Issuer | Yes | For | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Elect Director Douglas J. MacKenzie | Issuer | Yes | For | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Elect Director Rebecca A. Stirn | Issuer | Yes | For | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Elect Director William Y. Tauscher | Issuer | Yes | For | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Elect Director Raymond G. Viault | Issuer | Yes | For | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Safeway Inc. | SWY | 786514208 | 5/16/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Limit Executive Compensation | Shareholder | Yes | Against | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Elect Director Craig R. Barrett | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Elect Director Charlene Barshefsky | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Elect Director Susan L. Decker | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Elect Director D. James Guzy | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Elect Director Reed E. Hundt | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Elect Director Paul S. Otellini | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Elect Director James D. Plummer | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Elect Director David S. Pottruck | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Elect Director Jane E. Shaw | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Elect Director John L. Thornton | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Elect Director David B. Yoffie | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Intel Corp. | INTC | 458140100 | 5/16/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Review Human Rights Policies | Shareholder | Yes | Against | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Amend Terms of Existing Poison Pill | Shareholder | Yes | Against | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Elect Director Kathleen M. Bader | Issuer | Yes | For | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Elect Director Alan M. Bennett | Issuer | Yes | For | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Elect Director James R. Boyd | Issuer | Yes | For | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Elect Director Milton Carroll | Issuer | Yes | For | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Elect Director Robert L. Crandall | Issuer | Yes | For | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Elect Director Kenneth T. Derr | Issuer | Yes | For | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Elect Director S. Malcolm Gillis | Issuer | Yes | For | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Elect Director W. R. Howell | Issuer | Yes | For | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Elect Director David J. Lesar | Issuer | Yes | For | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Elect Director J. Landis Martin | Issuer | Yes | For | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Elect Director Jay A. Precourt | Issuer | Yes | For | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Elect Director Debra L. Reed | Issuer | Yes | For | For | ||||||||
Halliburton Co. | HAL | 406216101 | 5/16/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Report on Foreign Arms Sales | Shareholder | Yes | Against | For | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Approve Non-Employee Director Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Elect Director Lewis W. Coleman | Issuer | Yes | For | For | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Elect Director Victor H. Fazio | Issuer | Yes | For | For | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Elect Director Donald E. Felsinger | Issuer | Yes | For | For | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Elect Director Stephen E. Frank | Issuer | Yes | For | For | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Elect Director Charles R. Larson | Issuer | Yes | For | For | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Elect Director Richard B. Myers | Issuer | Yes | For | For | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Elect Director Philip A. Odeen | Issuer | Yes | For | For | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Elect Director Aulana L. Peters | Issuer | Yes | For | For | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Elect Director Kevin W. Sharer | Issuer | Yes | For | For | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Elect Director Ronald D. Sugar | Issuer | Yes | For | For | ||||||||
Northrop Grumman Corp. | NOC | 666807102 | 5/16/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director Marshall A. Cohen | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director Martin S. Feldstein | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director Ellen V. Futter | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director Stephen L. Hammerman | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director Richard C. Holbrooke | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director Fred H. Langhammer | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director George L. Miles, Jr. | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director Morris W. Offit | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director James F. Orr, III | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director Virginia M. Rometty | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director Martin J. Sullivan | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director Michael H. Sutton | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director Edmund S.W. Tse | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director Robert B. Willumstad | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Elect Director Frank G. Zarb | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
American International Group, Inc. | AIG | 26874107 | 5/16/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Ace Ltd. | ACE | G0070K103 | 5/17/2007 | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Issuer | Yes | For | For | ||||||||
Ace Ltd. | ACE | G0070K103 | 5/17/2007 | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | Issuer | Yes | For | For | ||||||||
Ace Ltd. | ACE | G0070K103 | 5/17/2007 | ELECTION OF DIRECTOR: PETER MENIKOFF | Issuer | Yes | For | For | ||||||||
Ace Ltd. | ACE | G0070K103 | 5/17/2007 | ELECTION OF DIRECTOR: ROBERT RIPP | Issuer | Yes | For | For | ||||||||
Ace Ltd. | ACE | G0070K103 | 5/17/2007 | ELECTION OF DIRECTOR: DERMOT F. SMURFIT | Issuer | Yes | For | For | ||||||||
Ace Ltd. | ACE | G0070K103 | 5/17/2007 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 | Issuer | Yes | For | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Claw-back of Payments under Restatements | Shareholder | Yes | Against | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Report on Impact of Utilizing the National Interest Electric Transmission Corridor | Shareholder | Yes | Against | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Report on Power Plant Emissions | Shareholder | Yes | Against | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Amend Articles/Bylaws/Charter — Call Special Meetings | Shareholder | Yes | For | Against | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Elect Director H. Furlong Baldwin | Issuer | Yes | For | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Elect Director Eleanor Baum | Issuer | Yes | For | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Elect Director Paul J. Evanson | Issuer | Yes | For | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Elect Director Cyrus F. Freidheim, Jr | Issuer | Yes | For | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Elect Director Julia L. Johnson | Issuer | Yes | For | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Elect Director Ted J. Kleisner | Issuer | Yes | For | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Elect Director Steven H. Rice | Issuer | Yes | For | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Elect Director Gunner E. Sarsten | Issuer | Yes | For | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Elect Director Michael H. Sutton | Issuer | Yes | For | For | ||||||||
Allegheny Energy, Inc. | AYE | 17361106 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
American Financial Group, Inc. | AFG | 25932104 | 5/17/2007 | Elect Director Carl H. Lindner | Issuer | Yes | For | For | ||||||||
American Financial Group, Inc. | AFG | 25932104 | 5/17/2007 | Elect Director Carl H. Lindner, III | Issuer | Yes | For | For | ||||||||
American Financial Group, Inc. | AFG | 25932104 | 5/17/2007 | Elect Director S. Craig Lindner | Issuer | Yes | For | For | ||||||||
American Financial Group, Inc. | AFG | 25932104 | 5/17/2007 | Elect Director Kenneth C. Ambrecht | Issuer | Yes | For | For | ||||||||
American Financial Group, Inc. | AFG | 25932104 | 5/17/2007 | Elect Director Theodore H. Emmerich | Issuer | Yes | For | For | ||||||||
American Financial Group, Inc. | AFG | 25932104 | 5/17/2007 | Elect Director James E. Evans | Issuer | Yes | For | For | ||||||||
American Financial Group, Inc. | AFG | 25932104 | 5/17/2007 | Elect Director Terry S. Jacobs | Issuer | Yes | For | For | ||||||||
American Financial Group, Inc. | AFG | 25932104 | 5/17/2007 | Elect Director William R. Martin | Issuer | Yes | For | For | ||||||||
American Financial Group, Inc. | AFG | 25932104 | 5/17/2007 | Elect Director William W. Verity | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
American Financial Group, Inc. | AFG | 25932104 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
American Financial Group, Inc. | AFG | 25932104 | 5/17/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
AnnTaylor Stores Corp. | ANN | 36115103 | 5/17/2007 | Elect Director Robert C. Grayson | Issuer | Yes | For | For | ||||||||
AnnTaylor Stores Corp. | ANN | 36115103 | 5/17/2007 | Elect Director Michael W. Trapp | Issuer | Yes | For | For | ||||||||
AnnTaylor Stores Corp. | ANN | 36115103 | 5/17/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
AnnTaylor Stores Corp. | ANN | 36115103 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Barr Pharmaceuticals Inc | BRL | 68306109 | 5/17/2007 | Elect Director Bruce L. Downey | Issuer | Yes | For | For | ||||||||
Barr Pharmaceuticals Inc | BRL | 68306109 | 5/17/2007 | Elect Director Paul M. Bisaro | Issuer | Yes | For | For | ||||||||
Barr Pharmaceuticals Inc | BRL | 68306109 | 5/17/2007 | Elect Director George P. Stephan | Issuer | Yes | For | For | ||||||||
Barr Pharmaceuticals Inc | BRL | 68306109 | 5/17/2007 | Elect Director Harold N. Chefitz | Issuer | Yes | For | For | ||||||||
Barr Pharmaceuticals Inc | BRL | 68306109 | 5/17/2007 | Elect Director Richard R. Frankovic | Issuer | Yes | For | For | ||||||||
Barr Pharmaceuticals Inc | BRL | 68306109 | 5/17/2007 | Elect Director Peter R. Seaver | Issuer | Yes | For | For | ||||||||
Barr Pharmaceuticals Inc | BRL | 68306109 | 5/17/2007 | Elect Director James S. Gilmore, III | Issuer | Yes | For | For | ||||||||
Barr Pharmaceuticals Inc | BRL | 68306109 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Barr Pharmaceuticals Inc | BRL | 68306109 | 5/17/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Barr Pharmaceuticals Inc | BRL | 68306109 | 5/17/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Career Education Corp. | CECO | 141665109 | 5/17/2007 | Elect Director Patrick W. Gross | Issuer | Yes | For | For | ||||||||
Career Education Corp. | CECO | 141665109 | 5/17/2007 | Elect Director Thomas B. Lally | Issuer | Yes | For | For | ||||||||
Career Education Corp. | CECO | 141665109 | 5/17/2007 | Elect Director Steven H. Lesnik | Issuer | Yes | For | For | ||||||||
Career Education Corp. | CECO | 141665109 | 5/17/2007 | Elect Director Gary E. Mccullough | Issuer | Yes | For | For | ||||||||
Career Education Corp. | CECO | 141665109 | 5/17/2007 | Elect Director Keith K. Ogata | Issuer | Yes | For | For | ||||||||
Career Education Corp. | CECO | 141665109 | 5/17/2007 | Elect Director Leslie T. Thornton | Issuer | Yes | For | For | ||||||||
Career Education Corp. | CECO | 141665109 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Coventry Health Care Inc. | CVH | 222862104 | 5/17/2007 | Elect Director L. Dale Crandall | Issuer | Yes | For | For | ||||||||
Coventry Health Care Inc. | CVH | 222862104 | 5/17/2007 | Elect Director Elizabeth E. Tallett | Issuer | Yes | For | For | ||||||||
Coventry Health Care Inc. | CVH | 222862104 | 5/17/2007 | Elect Director Allen F. Wise | Issuer | Yes | For | For | ||||||||
Coventry Health Care Inc. | CVH | 222862104 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
MPS GROUP INC | MPS | 553409103 | 5/17/2007 | Elect Director Derek E. Dewan | Issuer | Yes | For | For | ||||||||
MPS GROUP INC | MPS | 553409103 | 5/17/2007 | Elect Director Timothy D. Payne | Issuer | Yes | For | For | ||||||||
MPS GROUP INC | MPS | 553409103 | 5/17/2007 | Elect Director Peter J. Tanous | Issuer | Yes | For | For | ||||||||
MPS GROUP INC | MPS | 553409103 | 5/17/2007 | Elect Director T. Wayne Davis | Issuer | Yes | For | For | ||||||||
MPS GROUP INC | MPS | 553409103 | 5/17/2007 | Elect Director John R. Kennedy | Issuer | Yes | For | For | ||||||||
MPS GROUP INC | MPS | 553409103 | 5/17/2007 | Elect Director Michael D. Abney | Issuer | Yes | For | For | ||||||||
MPS GROUP INC | MPS | 553409103 | 5/17/2007 | Elect Director William M. Isaac | Issuer | Yes | For | For | ||||||||
MPS GROUP INC | MPS | 553409103 | 5/17/2007 | Elect Director Darla D. Moore | Issuer | Yes | For | For | ||||||||
MPS GROUP INC | MPS | 553409103 | 5/17/2007 | Elect Director Arthur B. Laffer, Ph.D. | Issuer | Yes | For | For | ||||||||
Netflix. Inc | NFLX | 64110L106 | 5/17/2007 | Elect Director Timothy M. Haley | Issuer | Yes | For | For | ||||||||
Netflix. Inc | NFLX | 64110L106 | 5/17/2007 | Elect Director Michael N. Schuh | Issuer | Yes | For | For | ||||||||
Netflix. Inc | NFLX | 64110L106 | 5/17/2007 | Elect Director Gregory S. Stanger | Issuer | Yes | For | For | ||||||||
Netflix. Inc | NFLX | 64110L106 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
OGE Energy Corp. | OGE | 670837103 | 5/17/2007 | Elect Director Luke R. Corbett | Issuer | Yes | For | For | ||||||||
OGE Energy Corp. | OGE | 670837103 | 5/17/2007 | Elect Director Peter B. Delaney | Issuer | Yes | For | For | ||||||||
OGE Energy Corp. | OGE | 670837103 | 5/17/2007 | Elect Director Robert Kelley | Issuer | Yes | For | For | ||||||||
OGE Energy Corp. | OGE | 670837103 | 5/17/2007 | Elect Director J.D. Williams | Issuer | Yes | For | For | ||||||||
OGE Energy Corp. | OGE | 670837103 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Steel Dynamics, Inc. | STLD | 858119100 | 5/17/2007 | Elect Director Keith E. Busse | Issuer | Yes | For | For | ||||||||
Steel Dynamics, Inc. | STLD | 858119100 | 5/17/2007 | Elect Director Mark D. Millett | Issuer | Yes | For | For | ||||||||
Steel Dynamics, Inc. | STLD | 858119100 | 5/17/2007 | Elect Director Richard P. Teets, Jr. | Issuer | Yes | For | For | ||||||||
Steel Dynamics, Inc. | STLD | 858119100 | 5/17/2007 | Elect Director John C. Bates | Issuer | Yes | For | For | ||||||||
Steel Dynamics, Inc. | STLD | 858119100 | 5/17/2007 | Elect Director Frank D. Byrne, M.D. | Issuer | Yes | For | For | ||||||||
Steel Dynamics, Inc. | STLD | 858119100 | 5/17/2007 | Elect Director Paul B. Edgerley | Issuer | Yes | For | For | ||||||||
Steel Dynamics, Inc. | STLD | 858119100 | 5/17/2007 | Elect Director Richard J. Freeland | Issuer | Yes | For | For | ||||||||
Steel Dynamics, Inc. | STLD | 858119100 | 5/17/2007 | Elect Director Jurgen Kolb | Issuer | Yes | For | For | ||||||||
Steel Dynamics, Inc. | STLD | 858119100 | 5/17/2007 | Elect Director James C. Marcuccilli | Issuer | Yes | For | For | ||||||||
Steel Dynamics, Inc. | STLD | 858119100 | 5/17/2007 | Elect Director Joseph D. Ruffolo | Issuer | Yes | For | For | ||||||||
Steel Dynamics, Inc. | STLD | 858119100 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Terex Corp. | TEX | 880779103 | 5/17/2007 | Increase Authorized Common Stock | Issuer | Yes | Against | Against | ||||||||
Terex Corp. | TEX | 880779103 | 5/17/2007 | Elect Director Ronald M. DeFeo | Issuer | Yes | For | For | ||||||||
Terex Corp. | TEX | 880779103 | 5/17/2007 | Elect Director G. Chris Andersen | Issuer | Yes | For | For | ||||||||
Terex Corp. | TEX | 880779103 | 5/17/2007 | Elect Director Paula H.J. Cholmondeley | Issuer | Yes | For | For | ||||||||
Terex Corp. | TEX | 880779103 | 5/17/2007 | Elect Director Don DeFosset | Issuer | Yes | For | For | ||||||||
Terex Corp. | TEX | 880779103 | 5/17/2007 | Elect Director William H. Fike | Issuer | Yes | For | For | ||||||||
Terex Corp. | TEX | 880779103 | 5/17/2007 | Elect Director Donald P. Jacobs | Issuer | Yes | For | For | ||||||||
Terex Corp. | TEX | 880779103 | 5/17/2007 | Elect Director David A. Sachs | Issuer | Yes | For | For | ||||||||
Terex Corp. | TEX | 880779103 | 5/17/2007 | Elect Director Oren G. Shaffer | Issuer | Yes | For | For | ||||||||
Terex Corp. | TEX | 880779103 | 5/17/2007 | Elect Director Helge H. Wehmeier | Issuer | Yes | For | For | ||||||||
Terex Corp. | TEX | 880779103 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Terex Corp. | TEX | 880779103 | 5/17/2007 | Approve Nonqualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Elect Director Mariann Byerwalter | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Elect Director James C. Castle | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Elect Director Carmine Guerro | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Elect Director Wayne E. Hedien | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Elect Director Louis G. Lower Ii | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Elect Director Raymond L. Ocampo Jr. | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Elect Director John D. Roach | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Elect Director Kenneth T. Rosen | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Elect Director Steven L. Scheid | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Elect Director L. Stephen Smith | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Elect Director Jose H. Villarreal | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Elect Director Mary Lee Widener | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Elect Director Ronald H. Zech | Issuer | Yes | For | For | ||||||||
The PMI Group, Inc. | PMI | 69344M101 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director Cassandra C. Carr | Issuer | Yes | For | For | ||||||||
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director Howard M. Dean | Issuer | Yes | For | For | ||||||||
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director John F. Fiedler | Issuer | Yes | For | For | ||||||||
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director Dennis E. Foster | Issuer | Yes | For | For | ||||||||
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director John C. McKelvey | Issuer | Yes | For | For | ||||||||
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director Phillip J. Meek | Issuer | Yes | For | For | ||||||||
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director William L. Trubeck | Issuer | Yes | For | For | ||||||||
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director Carl W. Vogt | Issuer | Yes | For | For | ||||||||
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Elect Director William D. Zollars | Issuer | Yes | For | For | ||||||||
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
YRC Worldwide Inc | YRCW | 984249102 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Charles Schwab Corp. | SCHW | 808513105 | 5/17/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
The Charles Schwab Corp. | SCHW | 808513105 | 5/17/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
The Charles Schwab Corp. | SCHW | 808513105 | 5/17/2007 | Elect Director William F. Aldinger, III | Issuer | Yes | For | For | ||||||||
The Charles Schwab Corp. | SCHW | 808513105 | 5/17/2007 | Elect Director Donald G. Fisher | Issuer | Yes | For | For | ||||||||
The Charles Schwab Corp. | SCHW | 808513105 | 5/17/2007 | Elect Director Paula A. Sneed | Issuer | Yes | For | For | ||||||||
The Charles Schwab Corp. | SCHW | 808513105 | 5/17/2007 | Approve Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
The Charles Schwab Corp. | SCHW | 808513105 | 5/17/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Adopt MacBride Principles | Shareholder | Yes | Against | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Report on Sustainable Fish/Seafood Sourcing Policies | Shareholder | Yes | Against | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Report on Animal Welfare Policies | Shareholder | Yes | Against | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Pay For Superior Performance | Shareholder | Yes | For | Against | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Yes | For | Against | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Elect Director David W. Dorman | Issuer | Yes | For | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Elect Director Massimo Ferragamo | Issuer | Yes | For | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Elect Director J. David Grissom | Issuer | Yes | For | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Elect Director Bonnie G. Hill | Issuer | Yes | For | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Elect Director Robert Holland, Jr. | Issuer | Yes | For | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Elect Director Kenneth G. Langone | Issuer | Yes | For | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Elect Director Jonathan S. Linen | Issuer | Yes | For | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Elect Director Thomas C. Nelson | Issuer | Yes | For | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Elect Director David C. Novak | Issuer | Yes | For | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Elect Director Thomas M. Ryan | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Elect Director Jackie Trujillo | Issuer | Yes | For | For | ||||||||
Yum Brands, Inc. | YUM | 988498101 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Liz Claiborne, Inc. | LIZ | 539320101 | 5/17/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Liz Claiborne, Inc. | LIZ | 539320101 | 5/17/2007 | Elect Director Raul J. Fernandez | Issuer | Yes | For | For | ||||||||
Liz Claiborne, Inc. | LIZ | 539320101 | 5/17/2007 | Elect Director Kenneth P. Kopelman | Issuer | Yes | For | For | ||||||||
Liz Claiborne, Inc. | LIZ | 539320101 | 5/17/2007 | Elect Director Arthur C. Martinez | Issuer | Yes | For | For | ||||||||
Liz Claiborne, Inc. | LIZ | 539320101 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Oneok, Inc. | OKE | 682680103 | 5/17/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Oneok, Inc. | OKE | 682680103 | 5/17/2007 | Elect Director William M. Bell | Issuer | Yes | For | For | ||||||||
Oneok, Inc. | OKE | 682680103 | 5/17/2007 | Elect Director John W. Gibson | Issuer | Yes | For | For | ||||||||
Oneok, Inc. | OKE | 682680103 | 5/17/2007 | Elect Director Pattye L. Moore | Issuer | Yes | For | For | ||||||||
Oneok, Inc. | OKE | 682680103 | 5/17/2007 | Elect Director David J. Tippeconnic | Issuer | Yes | For | For | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Amend Articles/Bylaws/Charter — Call Special Meetings | Shareholder | Yes | For | Against | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Elect Director Frank J. Belatti | Issuer | Yes | For | For | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Elect Director Julian C. Day | Issuer | Yes | For | For | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Elect Director Robert S. Falcone | Issuer | Yes | For | For | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Elect Director Daniel R. Feehan | Issuer | Yes | For | For | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Elect Director Richard J. Hernandez | Issuer | Yes | For | For | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Elect Director H. Eugene Lockhart | Issuer | Yes | For | For | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Elect Director Jack L. Messman | Issuer | Yes | For | For | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Elect Director William G. Morton, Jr. | Issuer | Yes | For | For | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Elect Director Thomas G. Plaskett | Issuer | Yes | For | For | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Elect Director Edwina D. Woodbury | Issuer | Yes | For | For | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Approve Restricted Stock Plan | Issuer | Yes | For | For | ||||||||
Radioshack Corp. | RSH | 750438103 | 5/17/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director Patrick G. Ryan | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director Gregory C. Case | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director Edgar D. Jannotta | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director Jan Kalff | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director Lester B. Knight | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director J. Michael Losh | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director R. Eden Martin | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director Andrew J. McKenna | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director Robert S. Morrison | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director Richard B. Myers | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director Richard C. Notebaert | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director John W. Rogers, Jr. | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director Gloria Santona | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Elect Director Carolyn Y. Woo | Issuer | Yes | For | For | ||||||||
Aon Corp. | AOC | 37389103 | 5/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Atmel Corp. | ATML | 49513104 | 5/18/2007 | Remove Directors Pierre Fougere, T. Peter Thomas, Chaiho Kim, David Sugishita and Steven Laub | Shareholder | Yes | Against | For | ||||||||
Atmel Corp. | ATML | 49513104 | 5/18/2007 | Remove Existing Director Pierre Fougere | Shareholder | Yes | Do Not Vote | NA | ||||||||
Atmel Corp. | ATML | 49513104 | 5/18/2007 | Remove Existing Director Chaiho Kim | Shareholder | Yes | Do Not Vote | NA | ||||||||
Atmel Corp. | ATML | 49513104 | 5/18/2007 | Remove Existing Steven Laub | Shareholder | Yes | Do Not Vote | NA | ||||||||
Atmel Corp. | ATML | 49513104 | 5/18/2007 | Remove Existing David Sugishita | Shareholder | Yes | Do Not Vote | NA | ||||||||
Atmel Corp. | ATML | 49513104 | 5/18/2007 | Remove Existing T. Peter Thomas | Shareholder | Yes | Do Not Vote | NA | ||||||||
Atmel Corp. | ATML | 49513104 | 5/18/2007 | Elect Director Brian S. Bean | Issuer | Yes | Do Not Vote | NA | ||||||||
Atmel Corp. | ATML | 49513104 | 5/18/2007 | Elect Director Joseph F. Berardino | Issuer | Yes | Do Not Vote | NA | ||||||||
Atmel Corp. | ATML | 49513104 | 5/18/2007 | Elect Director Bernd U Braune | Issuer | Yes | Do Not Vote | NA | ||||||||
Atmel Corp. | ATML | 49513104 | 5/18/2007 | Elect Director John D Kubiatowicz | Issuer | Yes | Do Not Vote | NA | ||||||||
Atmel Corp. | ATML | 49513104 | 5/18/2007 | Elect Director George A. Vandeman | Issuer | Yes | Do Not Vote | NA | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Elect Director Kathleen Q. Abernathy | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Elect Director Leroy T. Barnes, Jr. | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Elect Director Michael T. Dugan | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Elect Director Jeri Finard | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Elect Director Lawton Wehle Fitt | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Elect Director William M. Kraus | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Elect Director Howard L. Schrott | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Elect Director Larraine D. Segil | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Elect Director Bradley E. Singer | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Elect Director David H. Ward | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Elect Director Myron A. Wick, III | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Elect Director Mary Agnes Wilderotter | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Citizens Communications Co. | CZN | 17453B101 | 5/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Dean Foods Company | DF | 242370104 | 5/18/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Dean Foods Company | DF | 242370104 | 5/18/2007 | Elect Director Alan J. Bernon | Issuer | Yes | For | For | ||||||||
Dean Foods Company | DF | 242370104 | 5/18/2007 | Elect Director Gregg L. Engles | Issuer | Yes | For | For | ||||||||
Dean Foods Company | DF | 242370104 | 5/18/2007 | Elect Director Ronald Kirk | Issuer | Yes | For | For | ||||||||
Dean Foods Company | DF | 242370104 | 5/18/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Dean Foods Company | DF | 242370104 | 5/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Macy’s Inc | M | 31410H101 | 5/18/2007 | Elect Director Sara Levinson | Issuer | Yes | For | For | ||||||||
Macy’s Inc | M | 31410H101 | 5/18/2007 | Elect Director Joseph Neubauer | Issuer | Yes | For | For | ||||||||
Macy’s Inc | M | 31410H101 | 5/18/2007 | Elect Director Joseph Pichler | Issuer | Yes | For | For | ||||||||
Macy’s Inc | M | 31410H101 | 5/18/2007 | Elect Director Joyce M. Roche | Issuer | Yes | For | For | ||||||||
Macy’s Inc | M | 31410H101 | 5/18/2007 | Elect Director Karl von der Heyden | Issuer | Yes | For | For | ||||||||
Macy’s Inc | M | 31410H101 | 5/18/2007 | Elect Director Craig E. Weatherup | Issuer | Yes | For | For | ||||||||
Macy’s Inc | M | 31410H101 | 5/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Macy’s Inc | M | 31410H101 | 5/18/2007 | Change Company Name | Issuer | Yes | For | For | ||||||||
Macy’s Inc | M | 31410H101 | 5/18/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Macy’s Inc | M | 31410H101 | 5/18/2007 | Approve Deferred Compensation Plan | Issuer | Yes | For | For | ||||||||
Pactiv Corp. | PTV | 695257105 | 5/18/2007 | Elect Director Larry Brady | Issuer | Yes | For | For | ||||||||
Pactiv Corp. | PTV | 695257105 | 5/18/2007 | Elect Director K. Dane Brooksher | Issuer | Yes | For | For | ||||||||
Pactiv Corp. | PTV | 695257105 | 5/18/2007 | Elect Director Robert J. Darnall | Issuer | Yes | For | For | ||||||||
Pactiv Corp. | PTV | 695257105 | 5/18/2007 | Elect Director Mary R. (Nina) Henderson | Issuer | Yes | For | For | ||||||||
Pactiv Corp. | PTV | 695257105 | 5/18/2007 | Elect Director N. Thomas Linebarger | Issuer | Yes | For | For | ||||||||
Pactiv Corp. | PTV | 695257105 | 5/18/2007 | Elect Director Roger B. Porter | Issuer | Yes | For | For | ||||||||
Pactiv Corp. | PTV | 695257105 | 5/18/2007 | Elect Director Richard L. Wambold | Issuer | Yes | For | For | ||||||||
Pactiv Corp. | PTV | 695257105 | 5/18/2007 | Elect Director Norman H. Wesley | Issuer | Yes | For | For | ||||||||
Pactiv Corp. | PTV | 695257105 | 5/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Sealed Air Corporation | SEE | 81211K100 | 5/18/2007 | Elect Director Hank Brown | Issuer | Yes | For | For | ||||||||
Sealed Air Corporation | SEE | 81211K100 | 5/18/2007 | Elect Director Michael Chu | Issuer | Yes | For | For | ||||||||
Sealed Air Corporation | SEE | 81211K100 | 5/18/2007 | Elect Director Lawrence R. Codey | Issuer | Yes | For | For | ||||||||
Sealed Air Corporation | SEE | 81211K100 | 5/18/2007 | Elect Director T. J. Dermot Dunphy | Issuer | Yes | For | For | ||||||||
Sealed Air Corporation | SEE | 81211K100 | 5/18/2007 | Elect Director Charles F. Farrell, Jr. | Issuer | Yes | For | For | ||||||||
Sealed Air Corporation | SEE | 81211K100 | 5/18/2007 | Elect Director William V. Hickey | Issuer | Yes | For | For | ||||||||
Sealed Air Corporation | SEE | 81211K100 | 5/18/2007 | Elect Director Jacqueline B. Kosecoff | Issuer | Yes | For | For | ||||||||
Sealed Air Corporation | SEE | 81211K100 | 5/18/2007 | Elect Director Kenneth P. Manning | Issuer | Yes | For | For | ||||||||
Sealed Air Corporation | SEE | 81211K100 | 5/18/2007 | Elect Director William J. Marino | Issuer | Yes | For | For | ||||||||
Sealed Air Corporation | SEE | 81211K100 | 5/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Unum Group | UNM | 91529Y106 | 5/18/2007 | Elect Director E. Michael Caulfield | Issuer | Yes | For | For | ||||||||
Unum Group | UNM | 91529Y106 | 5/18/2007 | Elect Director Ronald E. Goldsberry | Issuer | Yes | For | For | ||||||||
Unum Group | UNM | 91529Y106 | 5/18/2007 | Elect Director Michael J. Passarella | Issuer | Yes | For | For | ||||||||
Unum Group | UNM | 91529Y106 | 5/18/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Unum Group | UNM | 91529Y106 | 5/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Limit Executive Compensation | Shareholder | Yes | Against | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Report Progress on Improving Work and Living Conditions | Shareholder | Yes | Against | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Pay for Superior Performance | Shareholder | Yes | For | Against | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Elect Director Michael J. Dolan | Issuer | Yes | For | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Elect Director Robert A. Eckert | Issuer | Yes | For | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Elect Director Frances D. Fergusson | Issuer | Yes | For | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Elect Director Tully M. Friedman | Issuer | Yes | For | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Elect Director Dominic Ng | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Elect Director Andrea L. Rich | Issuer | Yes | For | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Elect Director Ronald L. Sargent | Issuer | Yes | For | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Elect Director Dean A. Scarborough | Issuer | Yes | For | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Elect Director Christopher A. Sinclair | Issuer | Yes | For | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Elect Director G. Craig Sullivan | Issuer | Yes | For | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Elect Director Kathy Brittain White | Issuer | Yes | For | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Company Specific- Approve Majority Vote and Eliminate Cumulative Voting | Issuer | Yes | For | For | ||||||||
Mattel, Inc. | MAT | 577081102 | 5/18/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Elect Director Hans W. Becherer | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Elect Director Thomas J. Colligan | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Elect Director Fred Hassan | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Elect Director C. Robert Kidder | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Elect Director Philip Leder, M.D. | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Elect Director Eugene R. McGrath | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Elect Director Carl E. Mundy, Jr. | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Elect Director Antonio M. Perez | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Elect Director Patricia F. Russo | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Elect Director Jack L. Stahl | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Elect Director Kathryn C. Turner | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Elect Director Robert F.W. van Oordt | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Elect Director Arthur F. Weinbach | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
Schering-Plough Corp. | SGP | 806605101 | 5/18/2007 | Company Specific—Adopt Majority Voting | Issuer | Yes | For | For | ||||||||
J. C. Penney Co., Inc (HLDG CO) | JCP | 708160106 | 5/18/2007 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Yes | For | Against | ||||||||
J. C. Penney Co., Inc (HLDG CO) | JCP | 708160106 | 5/18/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
J. C. Penney Co., Inc (HLDG CO) | JCP | 708160106 | 5/18/2007 | Elect Director Colleen C. Barrett | Issuer | Yes | For | For | ||||||||
J. C. Penney Co., Inc (HLDG CO) | JCP | 708160106 | 5/18/2007 | Elect Director M. Anthony Burns | Issuer | Yes | For | For | ||||||||
J. C. Penney Co., Inc (HLDG CO) | JCP | 708160106 | 5/18/2007 | Elect Director Maxine K. Clark | Issuer | Yes | For | For | ||||||||
J. C. Penney Co., Inc (HLDG CO) | JCP | 708160106 | 5/18/2007 | Elect Director Anne Marie Tallman | Issuer | Yes | For | For | ||||||||
J. C. Penney Co., Inc (HLDG CO) | JCP | 708160106 | 5/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Company-Specific- Stockholder Ratification of Director Compensation, When a Stockholder Rights Plan Has Been Adopted | Shareholder | Yes | Against | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Advisory Vote to Ratify Named Executive Officers’Compensation | Shareholder | Yes | For | Against | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Company Specific- Adopt Simple Majority Vote | Shareholder | Yes | For | Against | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Amend Articles/Bylaws/Charter — Call Special Meetings | Shareholder | Yes | For | Against | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Elect Director James L. Barksdale | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Elect Director Jeffrey L. Bewkes | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Elect Director Stephen F. Bollenbach | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Elect Director Frank J. Caufield | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Elect Director Robert C. Clark | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Elect Director Mathias Dopfner | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Elect Director Jessica P. Einhorn | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Elect Director Reuben Mark | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Elect Director Michael A. Miles | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Elect Director Kenneth J. Novack | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Elect Director Richard D. Parsons | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Elect Director Francis T. Vincent, Jr. | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Elect Director Deborah C. Wright | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Time Warner Inc | TWX | 887317105 | 5/18/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
Dillards, Inc | DDS | 254067101 | 5/19/2007 | Prepare Sustainability Report | Shareholder | Yes | Against | For | ||||||||
Dillards, Inc | DDS | 254067101 | 5/19/2007 | Elect Director Robert C. Connor | Issuer | Yes | For | For | ||||||||
Dillards, Inc | DDS | 254067101 | 5/19/2007 | Elect Director Will D. Davis | Issuer | Yes | For | For | ||||||||
Dillards, Inc | DDS | 254067101 | 5/19/2007 | Elect Director John Paul Hammerschmidt | Issuer | Yes | For | For | ||||||||
Dillards, Inc | DDS | 254067101 | 5/19/2007 | Elect Director Peter R. Johnson | Issuer | Yes | For | For | ||||||||
Dillards, Inc | DDS | 254067101 | 5/19/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Avis Budget Group, Inc | CAR | 53774105 | 5/21/2007 | Elect Director Ronald L. Nelson | Issuer | Yes | For | For | ||||||||
Avis Budget Group, Inc | CAR | 53774105 | 5/21/2007 | Elect Director Mary C. Choksi | Issuer | Yes | For | For | ||||||||
Avis Budget Group, Inc | CAR | 53774105 | 5/21/2007 | Elect Director Leonard S. Coleman | Issuer | Yes | For | For | ||||||||
Avis Budget Group, Inc | CAR | 53774105 | 5/21/2007 | Elect Director Lynn Krominga | Issuer | Yes | For | For | ||||||||
Avis Budget Group, Inc | CAR | 53774105 | 5/21/2007 | Elect Director Martin L . Edelman | Issuer | Yes | For | For | ||||||||
Avis Budget Group, Inc | CAR | 53774105 | 5/21/2007 | Elect Director Sheli Z. Rosenberg | Issuer | Yes | For | For | ||||||||
Avis Budget Group, Inc | CAR | 53774105 | 5/21/2007 | Elect Director F. Robert Salerno | Issuer | Yes | For | For | ||||||||
Avis Budget Group, Inc | CAR | 53774105 | 5/21/2007 | Elect Director Stender E. Sweeney | Issuer | Yes | For | For | ||||||||
Avis Budget Group, Inc | CAR | 53774105 | 5/21/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Avis Budget Group, Inc | CAR | 53774105 | 5/21/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Granite Construction Inc. | GVA | 387328107 | 5/21/2007 | Elect Director William G. Dorey | Issuer | Yes | For | For | ||||||||
Granite Construction Inc. | GVA | 387328107 | 5/21/2007 | Elect Director Rebecca A. McDonald | Issuer | Yes | For | For | ||||||||
Granite Construction Inc. | GVA | 387328107 | 5/21/2007 | Elect Director William H. Powell | Issuer | Yes | For | For | ||||||||
Granite Construction Inc. | GVA | 387328107 | 5/21/2007 | Elect Director Claes G. Bjork | Issuer | Yes | For | For | ||||||||
Granite Construction Inc. | GVA | 387328107 | 5/21/2007 | Company Specific- Majority Vote for the Election of Directors | Issuer | Yes | For | For | ||||||||
Granite Construction Inc. | GVA | 387328107 | 5/21/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Advanced Medical Optics, Inc. | EYE | 00763M108 | 5/22/2007 | Elect Director Christopher G. Chavez | Issuer | Yes | For | For | ||||||||
Advanced Medical Optics, Inc. | EYE | 00763M108 | 5/22/2007 | Elect Director Elizabeth H. Davila | Issuer | Yes | For | For | ||||||||
Advanced Medical Optics, Inc. | EYE | 00763M108 | 5/22/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Approve Merger Agreement | Issuer | Yes | Against | Against | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Other Business | Issuer | Yes | Against | Against | ||||||||
Ensco International, Inc. | ESV | 26874Q100 | 5/22/2007 | Other Business | Issuer | Yes | Against | Against | ||||||||
Ensco International, Inc. | ESV | 26874Q100 | 5/22/2007 | Elect Director David M. Carmichael | Issuer | Yes | For | For | ||||||||
Ensco International, Inc. | ESV | 26874Q100 | 5/22/2007 | Elect Director Thomas L. Kelly II | Issuer | Yes | For | For | ||||||||
Ensco International, Inc. | ESV | 26874Q100 | 5/22/2007 | Elect Director Rita M. Rodriguez | Issuer | Yes | For | For | ||||||||
Ensco International, Inc. | ESV | 26874Q100 | 5/22/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Nordstrom, Inc. | JWN | 655664100 | 5/22/2007 | Elect Director Phyllis J. Campbell | Issuer | Yes | For | For | ||||||||
Nordstrom, Inc. | JWN | 655664100 | 5/22/2007 | Elect Director Enrique Hernandez, Jr. | Issuer | Yes | For | For | ||||||||
Nordstrom, Inc. | JWN | 655664100 | 5/22/2007 | Elect Director Jeanne P. Jackson | Issuer | Yes | For | For | ||||||||
Nordstrom, Inc. | JWN | 655664100 | 5/22/2007 | Elect Director Robert G. Miller | Issuer | Yes | For | For | ||||||||
Nordstrom, Inc. | JWN | 655664100 | 5/22/2007 | Elect Director Blake W. Nordstrom | Issuer | Yes | For | For | ||||||||
Nordstrom, Inc. | JWN | 655664100 | 5/22/2007 | Elect Director Erik B. Nordstrom | Issuer | Yes | For | For | ||||||||
Nordstrom, Inc. | JWN | 655664100 | 5/22/2007 | Elect Director Peter E. Nordstrom | Issuer | Yes | For | For | ||||||||
Nordstrom, Inc. | JWN | 655664100 | 5/22/2007 | Elect Director Philip G. Satre | Issuer | Yes | For | For | ||||||||
Nordstrom, Inc. | JWN | 655664100 | 5/22/2007 | Elect Director Alison A. Winter | Issuer | Yes | For | For | ||||||||
Nordstrom, Inc. | JWN | 655664100 | 5/22/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Omnicom Group Inc. | OMC | 681919106 | 5/22/2007 | Approve Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Omnicom Group Inc. | OMC | 681919106 | 5/22/2007 | Elect Director John D. Wren | Issuer | Yes | For | For | ||||||||
Omnicom Group Inc. | OMC | 681919106 | 5/22/2007 | Elect Director Bruce Crawford | Issuer | Yes | For | For | ||||||||
Omnicom Group Inc. | OMC | 681919106 | 5/22/2007 | Elect Director Robert Charles Clark | Issuer | Yes | For | For | ||||||||
Omnicom Group Inc. | OMC | 681919106 | 5/22/2007 | Elect Director Leonard S. Coleman, Jr. | Issuer | Yes | For | For | ||||||||
Omnicom Group Inc. | OMC | 681919106 | 5/22/2007 | Elect Director Errol M. Cook | Issuer | Yes | For | For | ||||||||
Omnicom Group Inc. | OMC | 681919106 | 5/22/2007 | Elect Director Susan S. Denison | Issuer | Yes | For | For | ||||||||
Omnicom Group Inc. | OMC | 681919106 | 5/22/2007 | Elect Director Michael A. Henning | Issuer | Yes | For | For | ||||||||
Omnicom Group Inc. | OMC | 681919106 | 5/22/2007 | Elect Director John R. Murphy | Issuer | Yes | For | For | ||||||||
Omnicom Group Inc. | OMC | 681919106 | 5/22/2007 | Elect Director John R. Purcell | Issuer | Yes | For | For | ||||||||
Omnicom Group Inc. | OMC | 681919106 | 5/22/2007 | Elect Director Linda Johnson Rice | Issuer | Yes | For | For | ||||||||
Omnicom Group Inc. | OMC | 681919106 | 5/22/2007 | Elect Director Gary L. Roubos | Issuer | Yes | For | For | ||||||||
Omnicom Group Inc. | OMC | 681919106 | 5/22/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Principal Financial Group, Inc. | PFG | 74251V102 | 5/22/2007 | Elect Director Michael T. Dan | Issuer | Yes | For | For | ||||||||
Principal Financial Group, Inc. | PFG | 74251V102 | 5/22/2007 | Elect Director C. Daniel Gelatt | Issuer | Yes | For | For | ||||||||
Principal Financial Group, Inc. | PFG | 74251V102 | 5/22/2007 | Elect Director Sandra L. Helton | Issuer | Yes | For | For | ||||||||
Principal Financial Group, Inc. | PFG | 74251V102 | 5/22/2007 | Elect Director Larry D. Zimpleman | Issuer | Yes | For | For | ||||||||
Principal Financial Group, Inc. | PFG | 74251V102 | 5/22/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Vishay Intertechnology, Inc. | VSH | 928298108 | 5/22/2007 | Elect Director Felix Zandman | Issuer | Yes | For | For | ||||||||
Vishay Intertechnology, Inc. | VSH | 928298108 | 5/22/2007 | Elect Director Zvi Grinfas | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Vishay Intertechnology, Inc. | VSH | 928298108 | 5/22/2007 | Elect Director Gerald Paul | Issuer | Yes | For | For | ||||||||
Vishay Intertechnology, Inc. | VSH | 928298108 | 5/22/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Vishay Intertechnology, Inc. | VSH | 928298108 | 5/22/2007 | Approve Stock Option Plan Grants | Issuer | Yes | For | For | ||||||||
Vishay Intertechnology, Inc. | VSH | 928298108 | 5/22/2007 | Approve Stock Option Plan | Issuer | Yes | For | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Establish a Compensation Committee | Shareholder | Yes | Against | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Pay for Superior Performance | Shareholder | Yes | For | Against | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Elect Director Alan D. Feld | Issuer | Yes | For | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Elect Director Perry J. Lewis | Issuer | Yes | For | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Elect Director L. Lowry Mays | Issuer | Yes | For | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Elect Director Mark P. Mays | Issuer | Yes | For | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Elect Director Randall T. Mays | Issuer | Yes | For | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Elect Director B. J. McCombs | Issuer | Yes | For | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Elect Director Phyllis B. Riggins | Issuer | Yes | For | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Elect Director Theodore H. Strauss | Issuer | Yes | For | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Elect Director J. C. Watts | Issuer | Yes | For | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Elect Director John H. Williams | Issuer | Yes | For | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Elect Director John B. Zachry | Issuer | Yes | For | For | ||||||||
Clear Channel Communications, Inc. | CCU | 184502102 | 5/22/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Everest Re Group LTD | RE | G3223R108 | 5/23/2007 | Elect Director Kenneth J. Duffy | Issuer | Yes | For | For | ||||||||
Everest Re Group LTD | RE | G3223R108 | 5/23/2007 | Elect Director Joseph V. Taranto | Issuer | Yes | For | For | ||||||||
Everest Re Group LTD | RE | G3223R108 | 5/23/2007 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOU | Issuer | Yes | For | For | ||||||||
Fidelity National Financial, Inc. | FNF | 31620R105 | 5/23/2007 | Elect Director Cary H. Thompson | Issuer | Yes | For | For | ||||||||
Fidelity National Financial, Inc. | FNF | 31620R105 | 5/23/2007 | Elect Director Daniel D. (Ron) Lane | Issuer | Yes | For | For | ||||||||
Fidelity National Financial, Inc. | FNF | 31620R105 | 5/23/2007 | Elect Director General William Lyon | Issuer | Yes | For | For | ||||||||
Fidelity National Financial, Inc. | FNF | 31620R105 | 5/23/2007 | Elect Director Richard N. Massey | Issuer | Yes | For | For | ||||||||
Fidelity National Financial, Inc. | FNF | 31620R105 | 5/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Fidelity National Information Services Inc | FIS | 31620M106 | 5/23/2007 | Elect Director Lee A. Kennedy | Issuer | Yes | For | For | ||||||||
Fidelity National Information Services Inc | FIS | 31620M106 | 5/23/2007 | Elect Director Keith W. Hughes | Issuer | Yes | For | For | ||||||||
Fidelity National Information Services Inc | FIS | 31620M106 | 5/23/2007 | Elect Director James K. Hunt | Issuer | Yes | For | For | ||||||||
Fidelity National Information Services Inc | FIS | 31620M106 | 5/23/2007 | Elect Director Richard N. Massey | Issuer | Yes | For | For | ||||||||
Fidelity National Information Services Inc | FIS | 31620M106 | 5/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Fiserv, Inc. | FISV | 337738108 | 5/23/2007 | Elect Director Kim M. Robak | Issuer | Yes | For | For | ||||||||
Fiserv, Inc. | FISV | 337738108 | 5/23/2007 | Elect Director Thomas C. Wertheimer | Issuer | Yes | For | For | ||||||||
Fiserv, Inc. | FISV | 337738108 | 5/23/2007 | Company Specific- Provide Majority Vote for the Election of Directors | Issuer | Yes | For | For | ||||||||
Fiserv, Inc. | FISV | 337738108 | 5/23/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Fiserv, Inc. | FISV | 337738108 | 5/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Horace Mann Educators Corp. | HMN | 440327104 | 5/23/2007 | Elect Director Mary H. Futrell | Issuer | Yes | For | For | ||||||||
Horace Mann Educators Corp. | HMN | 440327104 | 5/23/2007 | Elect Director Stephen J. Hasenmiller | Issuer | Yes | For | For | ||||||||
Horace Mann Educators Corp. | HMN | 440327104 | 5/23/2007 | Elect Director Louis G. Lower II | Issuer | Yes | For | For | ||||||||
Horace Mann Educators Corp. | HMN | 440327104 | 5/23/2007 | Elect Director Joseph J. Melone | Issuer | Yes | For | For | ||||||||
Horace Mann Educators Corp. | HMN | 440327104 | 5/23/2007 | Elect Director Jeffrey L. Morby | Issuer | Yes | For | For | ||||||||
Horace Mann Educators Corp. | HMN | 440327104 | 5/23/2007 | Elect Director Charles A. Parker | Issuer | Yes | For | For | ||||||||
Horace Mann Educators Corp. | HMN | 440327104 | 5/23/2007 | Elect Director Roger J. Steinbecker | Issuer | Yes | For | For | ||||||||
Horace Mann Educators Corp. | HMN | 440327104 | 5/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Minerals Technologies, Inc. | MTX | 603158106 | 5/23/2007 | Elect Director Joseph C. Muscari | Issuer | Yes | For | For | ||||||||
Minerals Technologies, Inc. | MTX | 603158106 | 5/23/2007 | Elect Director William C. Stivers | Issuer | Yes | For | For | ||||||||
Minerals Technologies, Inc. | MTX | 603158106 | 5/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Pacific Sunwear of California, Inc. | PSUN | 694873100 | 5/23/2007 | Elect Director Pearson C. Cummin III | Issuer | Yes | For | For | ||||||||
Pacific Sunwear of California, Inc. | PSUN | 694873100 | 5/23/2007 | Elect Director Michael Goldstein | Issuer | Yes | For | For | ||||||||
Pacific Sunwear of California, Inc. | PSUN | 694873100 | 5/23/2007 | Elect Director Julius Jensen III | Issuer | Yes | For | For | ||||||||
Pacific Sunwear of California, Inc. | PSUN | 694873100 | 5/23/2007 | Elect Director Michael Weiss | Issuer | Yes | For | For | ||||||||
Pacific Sunwear of California, Inc. | PSUN | 694873100 | 5/23/2007 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
Pacific Sunwear of California, Inc. | PSUN | 694873100 | 5/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Pepsi Bottling Group, Inc. | PBG | 713409100 | 5/23/2007 | Elect Director Linda G. Alvarado | Issuer | Yes | For | For | ||||||||
The Pepsi Bottling Group, Inc. | PBG | 713409100 | 5/23/2007 | Elect Director Barry H. Beracha | Issuer | Yes | For | For | ||||||||
The Pepsi Bottling Group, Inc. | PBG | 713409100 | 5/23/2007 | Elect Director Eric J. Foss | Issuer | Yes | For | For | ||||||||
The Pepsi Bottling Group, Inc. | PBG | 713409100 | 5/23/2007 | Elect Director Ira D. Hall | Issuer | Yes | For | For | ||||||||
The Pepsi Bottling Group, Inc. | PBG | 713409100 | 5/23/2007 | Elect Director Hugh F. Johnston | Issuer | Yes | For | For | ||||||||
The Pepsi Bottling Group, Inc. | PBG | 713409100 | 5/23/2007 | Elect Director Susan D. Kronick | Issuer | Yes | For | For | ||||||||
The Pepsi Bottling Group, Inc. | PBG | 713409100 | 5/23/2007 | Elect Director Blythe J. McGarvie | Issuer | Yes | �� | For | For | |||||||
The Pepsi Bottling Group, Inc. | PBG | 713409100 | 5/23/2007 | Elect Director Margaret D. Moore | Issuer | Yes | For | For | ||||||||
The Pepsi Bottling Group, Inc. | PBG | 713409100 | 5/23/2007 | Elect Director John A. Quelch | Issuer | Yes | For | For | ||||||||
The Pepsi Bottling Group, Inc. | PBG | 713409100 | 5/23/2007 | Elect Director Javier G. Teruel | Issuer | Yes | For | For | ||||||||
The Pepsi Bottling Group, Inc. | PBG | 713409100 | 5/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Prohibit Executive Stock-Based Awards | Shareholder | Yes | Against | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Prepare Sustainability Report | Shareholder | Yes | Against | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | Against | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Report on Pay Disparity | Shareholder | Yes | Against | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Company-Specific — Adopt Recapitalization Plan | Shareholder | Yes | For | Against | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Elect Director S. Decker Anstrom | Issuer | Yes | For | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Elect Director Kenneth J. Bacon | Issuer | Yes | For | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Elect Director Sheldon M. Bonovitz | Issuer | Yes | For | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Elect Director Edward D. Breen | Issuer | Yes | For | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Elect Director Julian A. Brodsky | Issuer | Yes | For | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Elect Director Joseph J. Collins | Issuer | Yes | For | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Elect Director J. Michael Cook | Issuer | Yes | For | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Elect Director Jeffrey A. Honickman | Issuer | Yes | For | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Elect Director Brian L. Roberts | Issuer | Yes | For | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Elect Director Ralph J. Roberts | Issuer | Yes | For | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Elect Director Judith Rodin | Issuer | Yes | For | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Elect Director Michael I. Sovern | Issuer | Yes | For | For | ||||||||
Comcast Corp. | CMCSA | 20030N101 | 5/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | Against | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Shareholder | Yes | For | Against | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Elect Director Richard C. Notebaert | Issuer | Yes | For | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Elect Director Linda G. Alvarado | Issuer | Yes | For | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Elect Director Charles L. Biggs | Issuer | Yes | For | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Elect Director K. Dane Brooksher | Issuer | Yes | For | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Elect Director Peter S. Hellman | Issuer | Yes | For | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Elect Director R. David Hoover | Issuer | Yes | For | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Elect Director Patrick J. Martin | Issuer | Yes | For | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Elect Director Caroline Matthews | Issuer | Yes | For | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Elect Director Wayne W. Murdy | Issuer | Yes | For | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Elect Director Frank P. Popoff | Issuer | Yes | For | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Elect Director James A. Unruh | Issuer | Yes | For | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Elect Director Anthony Welters | Issuer | Yes | For | For | ||||||||
Qwest Communications International Inc. | Q | 749121109 | 5/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Pay For Superior Performance | Shareholder | Yes | Against | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Elect Director C. Coney Burgess | Issuer | Yes | For | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Elect Director Fredric W. Corrigan | Issuer | Yes | For | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Elect Director Richard K. Davis | Issuer | Yes | For | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Elect Director Roger R. Hemminghaus | Issuer | Yes | For | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Elect Director A. Barry Hirschfeld | Issuer | Yes | For | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Elect Director Richard C. Kelly | Issuer | Yes | For | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Elect Director Douglas W. Leatherdale | Issuer | Yes | For | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Elect Director Albert F. Moreno | Issuer | Yes | For | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Elect Director Margaret R. Preska | Issuer | Yes | For | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Elect Director A. Patricia Sampson | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Elect Director Richard H. Truly | Issuer | Yes | For | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Elect Director David A. Westerlund | Issuer | Yes | For | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Elect Director Timothy V. Wolf | Issuer | Yes | For | For | ||||||||
Xcel Energy Inc. | XEL | 98389B100 | 5/23/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Claires Stores, Inc. | 179584107 | 5/24/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Claires Stores, Inc. | 179584107 | 5/24/2007 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director George L. Argyros | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director Gary J. Beban | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director J. David Chatham | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director William G. Davis | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director James L. Doti | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director Lewis W. Douglas, Jr. | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director D.P. Kennedy | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director Parker S. Kennedy | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director Frank E. O’Bryan | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director Roslyn B. Payne | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director D. Van Skilling | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director Herbert B. Tasker | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director Virginia M. Ueberroth | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Elect Director Mary Lee Widener | Issuer | Yes | For | For | ||||||||
First American Corp. | FAF | 318522307 | 5/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Micrel, Inc. | MCRL | 594793101 | 5/24/2007 | Other Business | Issuer | Yes | Against | Against | ||||||||
Micrel, Inc. | MCRL | 594793101 | 5/24/2007 | Elect Director Raymond D. Zinn | Issuer | Yes | For | For | ||||||||
Micrel, Inc. | MCRL | 594793101 | 5/24/2007 | Elect Director Michael J. Callahan | Issuer | Yes | For | For | ||||||||
Micrel, Inc. | MCRL | 594793101 | 5/24/2007 | Elect Director David W. Conrath | Issuer | Yes | For | For | ||||||||
Micrel, Inc. | MCRL | 594793101 | 5/24/2007 | Elect Director Neil J. Miotto | Issuer | Yes | For | For | ||||||||
Micrel, Inc. | MCRL | 594793101 | 5/24/2007 | Elect Director Frank W. Schneider | Issuer | Yes | For | For | ||||||||
Micrel, Inc. | MCRL | 594793101 | 5/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Payless Shoesource, Inc. | PSS | 704379106 | 5/24/2007 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Payless Shoesource, Inc. | PSS | 704379106 | 5/24/2007 | Elect Director Daniel Boggan, Jr. | Issuer | Yes | For | For | ||||||||
Payless Shoesource, Inc. | PSS | 704379106 | 5/24/2007 | Elect Director Michael A. Weiss | Issuer | Yes | For | For | ||||||||
Payless Shoesource, Inc. | PSS | 704379106 | 5/24/2007 | Elect Director Robert C. Wheeler | Issuer | Yes | For | For | ||||||||
Payless Shoesource, Inc. | PSS | 704379106 | 5/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Payless Shoesource, Inc. | PSS | 704379106 | 5/24/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 7.48E+106 | 5/24/2007 | Elect Director James R. Ball | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 7.48E+106 | 5/24/2007 | Elect Director John R. Colson | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 7.48E+106 | 5/24/2007 | Elect Director Ralph R. Disibio | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 7.48E+106 | 5/24/2007 | Elect Director Bernard Fried | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 7.48E+106 | 5/24/2007 | Elect Director Louis C. Golm | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 7.48E+106 | 5/24/2007 | Elect Director Worthing F. Jackman | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 7.48E+106 | 5/24/2007 | Elect Director Bruce Ranck | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 7.48E+106 | 5/24/2007 | Elect Director Gary A. Tucci | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 7.48E+106 | 5/24/2007 | Elect Director John R. Wilson | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 7.48E+106 | 5/24/2007 | Elect Director Pat Wood, III | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 7.48E+106 | 5/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Quanta Services, Inc. | PWR | 7.48E+106 | 5/24/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Ross Stores, Inc. | ROST | 778296103 | 5/24/2007 | Elect Director Michael J. Bush | Issuer | Yes | For | For | ||||||||
Ross Stores, Inc. | ROST | 778296103 | 5/24/2007 | Elect Director Norman A. Ferber | Issuer | Yes | For | For | ||||||||
Ross Stores, Inc. | ROST | 778296103 | 5/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Teradyne, Inc. | TER | 880770102 | 5/24/2007 | Elect Director Edwin J. Gillis | Issuer | Yes | For | For | ||||||||
Teradyne, Inc. | TER | 880770102 | 5/24/2007 | Elect Director Paul J. Tufano | Issuer | Yes | For | For | ||||||||
Teradyne, Inc. | TER | 880770102 | 5/24/2007 | Elect Director Patricia S. Wolpert | Issuer | Yes | For | For | ||||||||
Teradyne, Inc. | TER | 880770102 | 5/24/2007 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
Teradyne, Inc. | TER | 880770102 | 5/24/2007 | Company Specific—Provide for Majority Voting for Uncontested Election of Directors | Issuer | Yes | For | For | ||||||||
Teradyne, Inc. | TER | 880770102 | 5/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 5/24/2007 | Approve Merger Agreement | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 5/24/2007 | Adopt Supermajority Vote Requirement for Mergers | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 5/24/2007 | Increase Authorized Preferred and Common Stock | Issuer | Yes | For | For | ||||||||
The Bank Of New York Mellon Corp. | BK | 64057102 | 5/24/2007 | Adjourn Meeting | Issuer | Yes | For | For | ||||||||
McDonald’s Corp. | MCD | 580135101 | 5/24/2007 | Label Genetically Modified Organisms | Shareholder | Yes | Against | For | ||||||||
McDonald’s Corp. | MCD | 580135101 | 5/24/2007 | Adopt and Implement ILO Based Code of Conduct | Shareholder | Yes | Against | For | ||||||||
McDonald’s Corp. | MCD | 580135101 | 5/24/2007 | Elect Director Edward A. Brennan | Issuer | Yes | For | For | ||||||||
McDonald’s Corp. | MCD | 580135101 | 5/24/2007 | Elect Director Walter E. Massey | Issuer | Yes | For | For | ||||||||
McDonald’s Corp. | MCD | 580135101 | 5/24/2007 | Elect Director John W. Rogers, Jr. | Issuer | Yes | For | For | ||||||||
McDonald’s Corp. | MCD | 580135101 | 5/24/2007 | Elect Director Roger W. Stone | Issuer | Yes | For | For | ||||||||
McDonald’s Corp. | MCD | 580135101 | 5/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Prepare Sustainability Report | Shareholder | Yes | Against | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Elect Director Basil L. Anderson | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Elect Director Alan R. Batkin | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Elect Director Frank J. Biondi, Jr. | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Elect Director John M. Connors, Jr. | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Elect Director Michael W.O. Garrett | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Elect Director E. Gordon Gee | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Elect Director Jack M. Greenberg | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Elect Director Alan G. Hassenfeld | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Elect Director Claudine B. Malone | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Elect Director Edward M. Philip | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Elect Director Paula Stern | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Elect Director Alfred J. Verrecchia | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Hasbro, Inc. | HAS | 418056107 | 5/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/24/2007 | Prepare a Sustainability Report | Shareholder | Yes | Against | For | ||||||||
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/24/2007 | Declassify the Board of Directors | Shareholder | Yes | For | Against | ||||||||
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/24/2007 | Elect Director Thomas J. Quinlan, III | Issuer | Yes | For | For | ||||||||
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/24/2007 | Elect Director Oliver R. Sockwell | Issuer | Yes | For | For | ||||||||
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/24/2007 | Elect Director Stephen M. Wolf | Issuer | Yes | For | For | ||||||||
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/24/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/24/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Adopt ILO Based Vendor Standards | Shareholder | Yes | Against | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Elect Director Glenn A. Britt | Issuer | Yes | For | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Elect Director Ursula M. Burns | Issuer | Yes | For | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Elect Director Richard J. Harrington | Issuer | Yes | For | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Elect Director William Curt Hunter | Issuer | Yes | For | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Elect Director Vernon E. Jordan, Jr. | Issuer | Yes | For | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Elect Director Ralph S. Larsen | Issuer | Yes | For | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Elect Director Robert A. McDonald | Issuer | Yes | For | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Elect Director Anne M. Mulcahy | Issuer | Yes | For | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Elect Director N. J. Nicholas, Jr. | Issuer | Yes | For | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Elect Director Ann N. Reese | Issuer | Yes | For | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Elect Director Mary Agnes Wilderotter | Issuer | Yes | For | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Xerox Corp. | XRX | 984121103 | 5/24/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
CSG Systems International, Inc. | CSGS | 126349109 | 5/25/2007 | Elect Director Edward C. Nafus | Issuer | Yes | For | For | ||||||||
CSG Systems International, Inc. | CSGS | 126349109 | 5/25/2007 | Elect Director Janice I. Obuchowski | Issuer | Yes | For | For | ||||||||
CSG Systems International, Inc. | CSGS | 126349109 | 5/25/2007 | Elect Director Donald B. Reed | Issuer | Yes | For | For | ||||||||
CSG Systems International, Inc. | CSGS | 126349109 | 5/25/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
CSG Systems International, Inc. | CSGS | 126349109 | 5/25/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
CSG Systems International, Inc. | CSGS | 126349109 | 5/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Old Republic International Corp. | ORI | 680223104 | 5/25/2007 | Elect Director Jimmy A. Dew | Issuer | Yes | For | For | ||||||||
Old Republic International Corp. | ORI | 680223104 | 5/25/2007 | Elect Director John M. Dixon | Issuer | Yes | For | For | ||||||||
Old Republic International Corp. | ORI | 680223104 | 5/25/2007 | Elect Director John W. Popp | Issuer | Yes | For | For | ||||||||
Old Republic International Corp. | ORI | 680223104 | 5/25/2007 | Elect Director Dennis P. Van Mieghem | Issuer | Yes | For | For | ||||||||
Sybase, Inc. | SY | 871130100 | 5/29/2007 | Elect Director Cecilia Claudio | Issuer | Yes | For | For | ||||||||
Sybase, Inc. | SY | 871130100 | 5/29/2007 | Elect Director L. William Krause | Issuer | Yes | For | For | ||||||||
Sybase, Inc. | SY | 871130100 | 5/29/2007 | Elect Director Robert P. Wayman | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Sybase, Inc. | SY | 871130100 | 5/29/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Sybase, Inc. | SY | 871130100 | 5/29/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
Sybase, Inc. | SY | 871130100 | 5/29/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Establish SERP Policy | Shareholder | Yes | Against | For | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Equal Access to the Proxy for Purpose of Electing a Director | Shareholder | Yes | Against | For | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Yes | For | Against | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Elect Director William C. Ballard, Jr. | Issuer | Yes | For | For | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Elect Director Richard T. Burke | Issuer | Yes | For | For | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Elect Director Stephen J. Hemsley | Issuer | Yes | For | For | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Elect Director Robert J. Darretta | Issuer | Yes | For | For | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Company Specific—Majority Vote for the Election of Directors | Issuer | Yes | For | For | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Reduce Supermajority Vote Requirement for Removal of Directors | Issuer | Yes | For | For | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Amend Articles-Make Stylistic, Clarifying and Conforming Changes | Issuer | Yes | For | For | ||||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | 5/29/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Barnes & Noble, Inc. | BKS | 67774109 | 5/30/2007 | Elect Director Leonard Riggio | Issuer | Yes | For | For | ||||||||
Barnes & Noble, Inc. | BKS | 67774109 | 5/30/2007 | Elect Director Michael J. Del Giudice | Issuer | Yes | For | For | ||||||||
Barnes & Noble, Inc. | BKS | 67774109 | 5/30/2007 | Elect Director Lawrence S. Zilavy | Issuer | Yes | For | For | ||||||||
Barnes & Noble, Inc. | BKS | 67774109 | 5/30/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Barnes & Noble, Inc. | BKS | 67774109 | 5/30/2007 | Elect Director William Sheluck, Jr. | Issuer | Yes | Withhold | Against | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Restore or Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Initiate Payment of Cash Dividend | Shareholder | Yes | Against | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Company-Specific- Amend Article IX of the Corporation’s by-laws | Shareholder | Yes | Against | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Review Executive Compensation | Shareholder | Yes | Against | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Limit Executive Compensation | Shareholder | Yes | Against | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation | Shareholder | Yes | Against | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Report on Environmental Accountability | Shareholder | Yes | Against | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Report on Emission Reduction Goals | Shareholder | Yes | Against | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Report on Carbon Dioxide Emissions Information at Gas Stations | Shareholder | Yes | Against | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Adopt Policy to Increase Renewable Energy Portfolio | Shareholder | Yes | Against | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Amend Articles/Bylaws/Charter — Call Special Meetings | Shareholder | Yes | For | Against | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Claw-back of Payments under Restatements | Shareholder | Yes | For | Against | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Elect Director Michael J. Boskin | Issuer | Yes | For | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Elect Director William W. George | Issuer | Yes | For | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Elect Director James R. Houghton | Issuer | Yes | For | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Elect Director William R. Howell | Issuer | Yes | For | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Elect Director Reatha Clark King | Issuer | Yes | For | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Elect Director Philip E. Lippincott | Issuer | Yes | For | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Elect Director Marilyn Carlson Nelson | Issuer | Yes | For | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Elect Director Samuel J. Palmisano | Issuer | Yes | For | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Elect Director Steven S Reinemund | Issuer | Yes | For | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Elect Director Walter V. Shipley | Issuer | Yes | For | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Elect Director J. Stephen Simon | Issuer | Yes | For | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Elect Director Rex W. Tillerson | Issuer | Yes | For | For | ||||||||
Exxon Mobil Corp. | XOM | 30231G102 | 5/30/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
First Data Corp. | FDC | 319963104 | 5/30/2007 | Approve Non-Employee Director Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
First Data Corp. | FDC | 319963104 | 5/30/2007 | Elect Director David A. Coulter | Issuer | Yes | For | For | ||||||||
First Data Corp. | FDC | 319963104 | 5/30/2007 | Elect Director Henry C. Duques | Issuer | Yes | For | For | ||||||||
First Data Corp. | FDC | 319963104 | 5/30/2007 | Elect Director Richard P. Kiphart | Issuer | Yes | For | For | ||||||||
First Data Corp. | FDC | 319963104 | 5/30/2007 | Elect Director Joan E. Spero | Issuer | Yes | For | For | ||||||||
First Data Corp. | FDC | 319963104 | 5/30/2007 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
First Data Corp. | FDC | 319963104 | 5/30/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
First Data Corp. | FDC | 319963104 | 5/30/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Other Business | Issuer | Yes | Against | Against | ||||||||
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Organization-Related-Approve Issuance of Common Stock without Par Value in Connection with the Merger | Issuer | Yes | For | For | ||||||||
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Elect Director Thomas E. Hoaglin | Issuer | Yes | For | For | ||||||||
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Elect Director David P. Lauer | Issuer | Yes | For | For | ||||||||
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Elect Director Kathleen H. Ransier | Issuer | Yes | For | For | ||||||||
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Huntington Bancshares Inc. | HBAN | 446150104 | 5/30/2007 | Increase Authorized Common Stock | Issuer | Yes | For | For | ||||||||
Polycom, Inc. | PLCM | 73172K104 | 5/30/2007 | Elect Director Robert C. Hagerty | Issuer | Yes | For | For | ||||||||
Polycom, Inc. | PLCM | 73172K104 | 5/30/2007 | Elect Director Michael R. Kourey | Issuer | Yes | For | For | ||||||||
Polycom, Inc. | PLCM | 73172K104 | 5/30/2007 | Elect Director Betsy S. Atkins | Issuer | Yes | For | For | ||||||||
Polycom, Inc. | PLCM | 73172K104 | 5/30/2007 | Elect Director John Seely Brown | Issuer | Yes | For | For | ||||||||
Polycom, Inc. | PLCM | 73172K104 | 5/30/2007 | Elect Director David G. DeWalt | Issuer | Yes | For | For | ||||||||
Polycom, Inc. | PLCM | 73172K104 | 5/30/2007 | Elect Director Durk I. Jager | Issuer | Yes | For | For | ||||||||
Polycom, Inc. | PLCM | 73172K104 | 5/30/2007 | Elect Director John A. Kelley, Jr. | Issuer | Yes | For | For | ||||||||
Polycom, Inc. | PLCM | 73172K104 | 5/30/2007 | Elect Director William A. Owens | Issuer | Yes | For | For | ||||||||
Polycom, Inc. | PLCM | 73172K104 | 5/30/2007 | Elect Director Kevin T. Parker | Issuer | Yes | For | For | ||||||||
Polycom, Inc. | PLCM | 73172K104 | 5/30/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Polycom, Inc. | PLCM | 73172K104 | 5/30/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Big Lots Inc. | BIG | 89302103 | 5/31/2007 | Elect Director Jeffrey P. Berger | Issuer | Yes | For | For | ||||||||
Big Lots Inc. | BIG | 89302103 | 5/31/2007 | Elect Director Sheldon M. Berman | Issuer | Yes | For | For | ||||||||
Big Lots Inc. | BIG | 89302103 | 5/31/2007 | Elect Director Steven S. Fishman | Issuer | Yes | For | For | ||||||||
Big Lots Inc. | BIG | 89302103 | 5/31/2007 | Elect Director David T. Kollat | Issuer | Yes | For | For | ||||||||
Big Lots Inc. | BIG | 89302103 | 5/31/2007 | Elect Director Brenda J. Lauderback | Issuer | Yes | For | For | ||||||||
Big Lots Inc. | BIG | 89302103 | 5/31/2007 | Elect Director Philip E. Mallott | Issuer | Yes | For | For | ||||||||
Big Lots Inc. | BIG | 89302103 | 5/31/2007 | Elect Director Russell Solt | Issuer | Yes | For | For | ||||||||
Big Lots Inc. | BIG | 89302103 | 5/31/2007 | Elect Director James R. Tener | Issuer | Yes | For | For | ||||||||
Big Lots Inc. | BIG | 89302103 | 5/31/2007 | Elect Director Dennis B. Tishkoff | Issuer | Yes | For | For | ||||||||
Big Lots Inc. | BIG | 89302103 | 5/31/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
ValueClick, Inc. | VCLK | 92046N102 | 6/1/2007 | Elect Director James R. Zarley | Issuer | Yes | For | For | ||||||||
ValueClick, Inc. | VCLK | 92046N102 | 6/1/2007 | Elect Director David S. Buzby | Issuer | Yes | For | For | ||||||||
ValueClick, Inc. | VCLK | 92046N102 | 6/1/2007 | Elect Director Martin T. Hart | Issuer | Yes | For | For | ||||||||
ValueClick, Inc. | VCLK | 92046N102 | 6/1/2007 | Elect Director Tom A. Vadnais | Issuer | Yes | For | For | ||||||||
ValueClick, Inc. | VCLK | 92046N102 | 6/1/2007 | Elect Director Jeffrey F. Rayport | Issuer | Yes | For | For | ||||||||
ValueClick, Inc. | VCLK | 92046N102 | 6/1/2007 | Approve Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Report on Charitable Contributions | Shareholder | Yes | Against | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Report on Healthcare Policies | Shareholder | Yes | Against | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Pay For Superior Performance | Shareholder | Yes | Against | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Report on Equity Compensation by Race and Gender | Shareholder | Yes | Against | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Report on Pay Disparity | Shareholder | Yes | Against | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Prepare Business Social Responsibility Report | Shareholder | Yes | Against | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Report on Political Contributions | Shareholder | Yes | Against | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Report on Social and Reputation Impact of Failure to Comply with ILO Conventions | Shareholder | Yes | Against | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Restore or Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Require Director Nominee Qualifications | Shareholder | Yes | Against | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director Aida M. Alvarez | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director James W. Breyer | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director M. Michele Burns | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director James I. Cash, Jr. | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director Roger C. Corbett | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director Douglas N. Daft | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director David D. Glass | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director Roland A. Hernandez | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director Allen I. Questrom | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director H. Lee Scott, Jr. | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director Jack C. Shewmaker | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director Jim C. Walton | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director S. Robson Walton | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director Christopher J. Williams | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Elect Director Linda S. Wolf | Issuer | Yes | For | For | ||||||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/1/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
United Rentals, Inc. | URI | 911363109 | 6/4/2007 | Elect Director Bradley S. Jacobs | Issuer | Yes | For | For | ||||||||
United Rentals, Inc. | URI | 911363109 | 6/4/2007 | Elect Director Howard L. Clark, Jr. | Issuer | Yes | For | For | ||||||||
United Rentals, Inc. | URI | 911363109 | 6/4/2007 | Elect Director Mark A. Suwyn | Issuer | Yes | For | For | ||||||||
United Rentals, Inc. | URI | 911363109 | 6/4/2007 | Elect Director Lawrence ‘Keith’ Wimbush | Issuer | Yes | For | For | ||||||||
United Rentals, Inc. | URI | 911363109 | 6/4/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
United Rentals, Inc. | URI | 911363109 | 6/4/2007 | Declassify the Board of Directors | Issuer | Yes | For | For | ||||||||
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Michelle L. Collins | Issuer | Yes | For | For | ||||||||
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Casey G. Cowell | Issuer | Yes | For | For | ||||||||
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director John A. Edwardson | Issuer | Yes | For | For | ||||||||
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Daniel S. Goldin | Issuer | Yes | For | For | ||||||||
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Thomas J. Hansen | Issuer | Yes | For | For | ||||||||
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Donald P. Jacobs | Issuer | Yes | For | For | ||||||||
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Stephan A. James | Issuer | Yes | For | For | ||||||||
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Michael P. Krasny | Issuer | Yes | For | For | ||||||||
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Terry L. Lengfelder | Issuer | Yes | For | For | ||||||||
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Susan D. Wellington | Issuer | Yes | For | For | ||||||||
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Elect Director Brian E. Williams | Issuer | Yes | For | For | ||||||||
CDW Corp. | CDWC | 12512N105 | 6/5/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Gartner , Inc. | IT | 366651107 | 6/5/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | Against | Against | ||||||||
Gartner , Inc. | IT | 366651107 | 6/5/2007 | Elect Director Michael J. Bingle | Issuer | Yes | For | For | ||||||||
Gartner , Inc. | IT | 366651107 | 6/5/2007 | Elect Director Richard J. Bressler | Issuer | Yes | For | For | ||||||||
Gartner , Inc. | IT | 366651107 | 6/5/2007 | Elect Director Russell P. Fradin | Issuer | Yes | For | For | ||||||||
Gartner , Inc. | IT | 366651107 | 6/5/2007 | Elect Director Anne Sutherland Fuchs | Issuer | Yes | For | For | ||||||||
Gartner , Inc. | IT | 366651107 | 6/5/2007 | Elect Director William O. Grabe | Issuer | Yes | For | For | ||||||||
Gartner , Inc. | IT | 366651107 | 6/5/2007 | Elect Director Eugene A. Hall | Issuer | Yes | For | For | ||||||||
Gartner , Inc. | IT | 366651107 | 6/5/2007 | Elect Director Max D. Hopper | Issuer | Yes | For | For | ||||||||
Gartner , Inc. | IT | 366651107 | 6/5/2007 | Elect Director John R. Joyce | Issuer | Yes | For | For | ||||||||
Gartner , Inc. | IT | 366651107 | 6/5/2007 | Elect Director Stephen G. Pagliuca | Issuer | Yes | For | For | ||||||||
Gartner , Inc. | IT | 366651107 | 6/5/2007 | Elect Director James C. Smith | Issuer | Yes | For | For | ||||||||
Gartner , Inc. | IT | 366651107 | 6/5/2007 | Elect Director Jeffrey W. Ubben | Issuer | Yes | For | For | ||||||||
Gartner , Inc. | IT | 366651107 | 6/5/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
National Oilwell Varco, Inc. | NOV | 637071101 | 6/5/2007 | Elect Director Ben A. Guill | Issuer | Yes | For | For | ||||||||
National Oilwell Varco, Inc. | NOV | 637071101 | 6/5/2007 | Elect Director Roger L. Jarvis | Issuer | Yes | For | For | ||||||||
National Oilwell Varco, Inc. | NOV | 637071101 | 6/5/2007 | Elect Director Eric L. Mattson | Issuer | Yes | For | For | ||||||||
National Oilwell Varco, Inc. | NOV | 637071101 | 6/5/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Elect Director Morten Arntzen | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Elect Director Oudi Recanati | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Elect Director G. Allen Andreas III | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Elect Director Alan R. Batkin | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Elect Director Thomas B. Coleman | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Elect Director Charles A. Fribourg | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Elect Director Stanley Komaroff | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Elect Director Solomon N. Merkin | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Elect Director Joel I. Picket | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Elect Director Ariel Recanati | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Elect Director Thomas F. Robards | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Elect Director Jean-Paul Vettier | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Elect Director Michael J. Zimmerman | Issuer | Yes | For | For | ||||||||
Overseas Shipholding Group, Inc. | OSG | 690368105 | 6/5/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Tech Data Corp. | TECD | 878237106 | 6/5/2007 | Elect Director Charles E. Adair | Issuer | Yes | For | For | ||||||||
Tech Data Corp. | TECD | 878237106 | 6/5/2007 | Elect Director Maximilian Ardelt | Issuer | Yes | For | For | ||||||||
Tech Data Corp. | TECD | 878237106 | 6/5/2007 | Elect Director John Y. Williams | Issuer | Yes | For | For | ||||||||
Tech Data Corp. | TECD | 878237106 | 6/5/2007 | Elect Director Thomas I. Morgan | Issuer | Yes | For | For | ||||||||
Tech Data Corp. | TECD | 878237106 | 6/5/2007 | Elect Director Robert M. Dutkowsky | Issuer | Yes | For | For | ||||||||
Tech Data Corp. | TECD | 878237106 | 6/5/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
The DirecTV Group, Inc | DTV | 25459L106 | 6/5/2007 | Elect Director Neil R. Austrian | Issuer | Yes | For | For | ||||||||
The DirecTV Group, Inc | DTV | 25459L106 | 6/5/2007 | Elect Director Charles R. Lee | Issuer | Yes | For | For | ||||||||
The DirecTV Group, Inc | DTV | 25459L106 | 6/5/2007 | Elect Director K. Rupert Murdoch | Issuer | Yes | For | For | ||||||||
The DirecTV Group, Inc | DTV | 25459L106 | 6/5/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The DirecTV Group, Inc | DTV | 25459L106 | 6/5/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
The DirecTV Group, Inc | DTV | 25459L106 | 6/5/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
The Gap, Inc. | GPS | 364760108 | 6/5/2007 | Elect Director Howard P. Behar | Issuer | Yes | For | For | ||||||||
The Gap, Inc. | GPS | 364760108 | 6/5/2007 | Elect Director Adrian D.P. Bellamy | Issuer | Yes | For | For | ||||||||
The Gap, Inc. | GPS | 364760108 | 6/5/2007 | Elect Director Domenico De Sole | Issuer | Yes | For | For | ||||||||
The Gap, Inc. | GPS | 364760108 | 6/5/2007 | Elect Director Donald G. Fisher | Issuer | Yes | For | For | ||||||||
The Gap, Inc. | GPS | 364760108 | 6/5/2007 | Elect Director Doris F. Fisher | Issuer | Yes | For | For | ||||||||
The Gap, Inc. | GPS | 364760108 | 6/5/2007 | Elect Director Robert J. Fisher | Issuer | Yes | For | �� | For | |||||||
The Gap, Inc. | GPS | 364760108 | 6/5/2007 | Elect Director Penelope L. Hughes | Issuer | Yes | For | For | ||||||||
The Gap, Inc. | GPS | 364760108 | 6/5/2007 | Elect Director Bob L. Martin | Issuer | Yes | For | For | ||||||||
The Gap, Inc. | GPS | 364760108 | 6/5/2007 | Elect Director Jorge P. Montoya | Issuer | Yes | For | For | ||||||||
The Gap, Inc. | GPS | 364760108 | 6/5/2007 | Elect Director James M. Schneider | Issuer | Yes | For | For | ||||||||
The Gap, Inc. | GPS | 364760108 | 6/5/2007 | Elect Director Mayo A. Shattuck, III | Issuer | Yes | For | For | ||||||||
The Gap, Inc. | GPS | 364760108 | 6/5/2007 | Elect Director Kneeland C. Youngblood | Issuer | Yes | For | For | ||||||||
The Gap, Inc. | GPS | 364760108 | 6/5/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
The TJX Companies, Inc. | TJX | 872540109 | 6/5/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
The TJX Companies, Inc. | TJX | 872540109 | 6/5/2007 | Elect Director David A. Brandon | Issuer | Yes | For | For | ||||||||
The TJX Companies, Inc. | TJX | 872540109 | 6/5/2007 | Elect Director Bernard Cammarata | Issuer | Yes | For | For | ||||||||
The TJX Companies, Inc. | TJX | 872540109 | 6/5/2007 | Elect Director David T. Ching | Issuer | Yes | For | For | ||||||||
The TJX Companies, Inc. | TJX | 872540109 | 6/5/2007 | Elect Director Michael F. Hines | Issuer | Yes | For | For | ||||||||
The TJX Companies, Inc. | TJX | 872540109 | 6/5/2007 | Elect Director Amy B. Lane | Issuer | Yes | For | For | ||||||||
The TJX Companies, Inc. | TJX | 872540109 | 6/5/2007 | Elect Director Carol Meyrowitz | Issuer | Yes | For | For | ||||||||
The TJX Companies, Inc. | TJX | 872540109 | 6/5/2007 | Elect Director John F. O’Brien | Issuer | Yes | For | For | ||||||||
The TJX Companies, Inc. | TJX | 872540109 | 6/5/2007 | Elect Director Robert F. Shapiro | Issuer | Yes | For | For | ||||||||
The TJX Companies, Inc. | TJX | 872540109 | 6/5/2007 | Elect Director Willow B. Shire | Issuer | Yes | For | For | ||||||||
The TJX Companies, Inc. | TJX | 872540109 | 6/5/2007 | Elect Director Fletcher H. Wiley | Issuer | Yes | For | For | ||||||||
The TJX Companies, Inc. | TJX | 872540109 | 6/5/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
The TJX Companies, Inc. | TJX | 872540109 | 6/5/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Alliance Data Systems Corp. | ADS | 18581108 | 6/6/2007 | Elect Director Lawrence M. Benveniste, Ph.D. | Issuer | Yes | For | For | ||||||||
Alliance Data Systems Corp. | ADS | 18581108 | 6/6/2007 | Elect Director D. Keith Cobb | Issuer | Yes | For | For | ||||||||
Alliance Data Systems Corp. | ADS | 18581108 | 6/6/2007 | Elect Director Kenneth R. Jensen | Issuer | Yes | For | For | ||||||||
Alliance Data Systems Corp. | ADS | 18581108 | 6/6/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Blyth Inc. | BTH | 09643P108 | 6/6/2007 | Elect Director Robert B. Goergen | Issuer | Yes | For | For | ||||||||
Blyth Inc. | BTH | 09643P108 | 6/6/2007 | Elect Director Neal I. Goldman | Issuer | Yes | For | For | ||||||||
Blyth Inc. | BTH | 09643P108 | 6/6/2007 | Elect Director Howard E. Rose | Issuer | Yes | For | For | ||||||||
Blyth Inc. | BTH | 09643P108 | 6/6/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Ingersoll-Rand Company Limited | IR | G4776G101 | 6/6/2007 | SHAREHOLDER PROPOSAL TO REQUIRE A SHAREHOLDER VOTE ON AN ADVISORY RESOLUTION WITH RESPECT TO EXECUTIVE COMPENSATION. | Shareholder | Yes | For | Against | ||||||||
Ingersoll-Rand Company Limited | IR | G4776G101 | 6/6/2007 | Elect Director G.D. Forsee | Issuer | Yes | For | For | ||||||||
Ingersoll-Rand Company Limited | IR | G4776G101 | 6/6/2007 | Elect Director P.C. Godsoe | Issuer | Yes | For | For | ||||||||
Ingersoll-Rand Company Limited | IR | G4776G101 | 6/6/2007 | Elect Director C.J. Horner | Issuer | Yes | For | For | ||||||||
Ingersoll-Rand Company Limited | IR | G4776G101 | 6/6/2007 | Elect Director T.E. Martin | Issuer | Yes | For | For | ||||||||
Ingersoll-Rand Company Limited | IR | G4776G101 | 6/6/2007 | Elect Director P. Nachtigal | Issuer | Yes | For | For | ||||||||
Ingersoll-Rand Company Limited | IR | G4776G101 | 6/6/2007 | Elect Director O.R. Smith | Issuer | Yes | For | For | ||||||||
Ingersoll-Rand Company Limited | IR | G4776G101 | 6/6/2007 | Elect Director R.J. Swift | Issuer | Yes | For | For | ||||||||
Ingersoll-Rand Company Limited | IR | G4776G101 | 6/6/2007 | ADOPTION OF THE INCENTIVE STOCK PLAN OF 2007. | Issuer | Yes | For | For | ||||||||
Ingersoll-Rand Company Limited | IR | G4776G101 | 6/6/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Saks Incorporated | SKS | 79377W108 | 6/6/2007 | Provide for Cumulative Voting | Shareholder | Yes | Against | For | ||||||||
Saks Incorporated | SKS | 79377W108 | 6/6/2007 | Elect Director Stanton J. Bluestone | Issuer | Yes | For | For | ||||||||
Saks Incorporated | SKS | 79377W108 | 6/6/2007 | Elect Director Robert B. Carter | Issuer | Yes | For | For | ||||||||
Saks Incorporated | SKS | 79377W108 | 6/6/2007 | Elect Director Donald E. Hess | Issuer | Yes | For | For | ||||||||
Saks Incorporated | SKS | 79377W108 | 6/6/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Saks Incorporated | SKS | 79377W108 | 6/6/2007 | Ratify Auditors | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
PATTERSON-UTI ENERGY INC. | PTEN | 703481101 | 6/7/2007 | Elect Director Mark S. Siegel | Issuer | Yes | For | For | ||||||||
PATTERSON-UTI ENERGY INC. | PTEN | 703481101 | 6/7/2007 | Elect Director Cloyce A. Talbott | Issuer | Yes | For | For | ||||||||
PATTERSON-UTI ENERGY INC. | PTEN | 703481101 | 6/7/2007 | Elect Director Kenneth N. Berns | Issuer | Yes | For | For | ||||||||
PATTERSON-UTI ENERGY INC. | PTEN | 703481101 | 6/7/2007 | Elect Director Charles O. Buckner | Issuer | Yes | For | For | ||||||||
PATTERSON-UTI ENERGY INC. | PTEN | 703481101 | 6/7/2007 | Elect Director Curtis W. Huff | Issuer | Yes | For | For | ||||||||
PATTERSON-UTI ENERGY INC. | PTEN | 703481101 | 6/7/2007 | Elect Director Terry H. Hunt | Issuer | Yes | For | For | ||||||||
PATTERSON-UTI ENERGY INC. | PTEN | 703481101 | 6/7/2007 | Elect Director Kenneth R. Peak | Issuer | Yes | For | For | ||||||||
PATTERSON-UTI ENERGY INC. | PTEN | 703481101 | 6/7/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Affiliated Computer Services, Inc. | ACS | 8190100 | 6/7/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Affiliated Computer Services, Inc. | ACS | 8190100 | 6/7/2007 | Approve Stock Option Plan | Issuer | Yes | Against | Against | ||||||||
Affiliated Computer Services, Inc. | ACS | 8190100 | 6/7/2007 | Elect Director John H. Rexford | Issuer | Yes | For | For | ||||||||
Affiliated Computer Services, Inc. | ACS | 8190100 | 6/7/2007 | Elect Director Robert B. Holland, III | Issuer | Yes | For | For | ||||||||
Affiliated Computer Services, Inc. | ACS | 8190100 | 6/7/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Affiliated Computer Services, Inc. | ACS | 8190100 | 6/7/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Affiliated Computer Services, Inc. | ACS | 8190100 | 6/7/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Affiliated Computer Services, Inc. | ACS | 8190100 | 6/7/2007 | Elect Director Darwin Deason | Issuer | Yes | Withhold | Against | ||||||||
Affiliated Computer Services, Inc. | ACS | 8190100 | 6/7/2007 | Elect Director Lynn R. Blodgett | Issuer | Yes | Withhold | Against | ||||||||
Affiliated Computer Services, Inc. | ACS | 8190100 | 6/7/2007 | Elect Director Joseph P. O’Neill | Issuer | Yes | Withhold | Against | ||||||||
Affiliated Computer Services, Inc. | ACS | 8190100 | 6/7/2007 | Elect Director Frank A. Rossi | Issuer | Yes | Withhold | Against | ||||||||
Affiliated Computer Services, Inc. | ACS | 8190100 | 6/7/2007 | Elect Director J. Livingston Kosberg | Issuer | Yes | Withhold | Against | ||||||||
Affiliated Computer Services, Inc. | ACS | 8190100 | 6/7/2007 | Elect Director Dennis McCuistion | Issuer | Yes | Withhold | Against | ||||||||
Biomet, Inc. | BMET | 90613100 | 6/8/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | ||||||||
Biomet, Inc. | BMET | 90613100 | 6/8/2007 | Approve Merger Agreement | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Elect Director Barbara T. Alexander | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Elect Director Geoffrey T. Boisi | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Elect Director Michelle Engler | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Elect Director Robert R. Glauber | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Elect Director Richard Karl Goeltz | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Elect Director Thomas S. Johnson | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Elect Director William M. Lewis, Jr | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Elect Director Eugene M. McQuade | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Elect Director Shaud F. O Malley | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Elect Director Jeffrey M. Peek | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Elect Director Nicolas P. Retsinas | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Elect Director Stephen A. Ross | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Elect Director Richard F. Syron | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Freddie Mac | FRE | 313400301 | 6/8/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
American Eagle Outfitters, Inc. | AEO | 2.55E+109 | 6/12/2007 | Elect Director Jon P. Diamond | Issuer | No | NA | |||||||||
American Eagle Outfitters, Inc. | AEO | 2.55E+109 | 6/12/2007 | Elect Director Alan T. Kane | Issuer | No | NA | |||||||||
American Eagle Outfitters, Inc. | AEO | 2.55E+109 | 6/12/2007 | Elect Director Cary D. Mcmillan | Issuer | No | NA | |||||||||
American Eagle Outfitters, Inc. | AEO | 2.55E+109 | 6/12/2007 | Elect Director James V. O’Donnell | Issuer | No | NA | |||||||||
American Eagle Outfitters, Inc. | AEO | 2.55E+109 | 6/12/2007 | Increase Authorized Common Stock | Issuer | No | NA | |||||||||
American Eagle Outfitters, Inc. | AEO | 2.55E+109 | 6/12/2007 | Ratify Auditors | Issuer | No | NA | |||||||||
Wellcare Health Plans Inc | WCG | 94946T106 | 6/12/2007 | Elect Director Alif Hourani | Issuer | Yes | For | For | ||||||||
Wellcare Health Plans Inc | WCG | 94946T106 | 6/12/2007 | Elect Director Neal Moszkowski | Issuer | Yes | For | For | ||||||||
Wellcare Health Plans Inc | WCG | 94946T106 | 6/12/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 2896207 | 6/13/2007 | Approve Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Abercrombie & Fitch Co. | ANF | 2896207 | 6/13/2007 | Elect Director John A. Golden | Issuer | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 2896207 | 6/13/2007 | Elect Director Edward F. Limato | Issuer | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 2896207 | 6/13/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Abercrombie & Fitch Co. | ANF | 2896207 | 6/13/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
IAC/InteractiveCorp. | IACI | 44919P300 | 6/13/2007 | Elect Director William H. Berkman | Issuer | Yes | For | For | ||||||||
IAC/InteractiveCorp. | IACI | 44919P300 | 6/13/2007 | Elect Director Edgar Bronfman, Jr. | Issuer | Yes | For | For | ||||||||
IAC/InteractiveCorp. | IACI | 44919P300 | 6/13/2007 | Elect Director Barry Diller | Issuer | Yes | For | For | ||||||||
IAC/InteractiveCorp. | IACI | 44919P300 | 6/13/2007 | Elect Director Victor A. Kaufman | Issuer | Yes | For | For | ||||||||
IAC/InteractiveCorp. | IACI | 44919P300 | 6/13/2007 | Elect Director Donald R. Keough | Issuer | Yes | For | For | ||||||||
IAC/InteractiveCorp. | IACI | 44919P300 | 6/13/2007 | Elect Director Bryan Lourd | Issuer | Yes | For | For | ||||||||
IAC/InteractiveCorp. | IACI | 44919P300 | 6/13/2007 | Elect Director John C. Malone | Issuer | Yes | For | For | ||||||||
IAC/InteractiveCorp. | IACI | 44919P300 | 6/13/2007 | Elect Director Arthur C. Martinez | Issuer | Yes | For | For | ||||||||
IAC/InteractiveCorp. | IACI | 44919P300 | 6/13/2007 | Elect Director Steven Rattner | Issuer | Yes | For | For | ||||||||
IAC/InteractiveCorp. | IACI | 44919P300 | 6/13/2007 | Elect Director H. Norman Schwarzkopf | Issuer | Yes | For | For | ||||||||
IAC/InteractiveCorp. | IACI | 44919P300 | 6/13/2007 | Elect Director Alan G. Spoon | Issuer | Yes | For | For | ||||||||
IAC/InteractiveCorp. | IACI | 44919P300 | 6/13/2007 | Elect Director Diane Von Furstenberg | Issuer | Yes | For | For | ||||||||
IAC/InteractiveCorp. | IACI | 44919P300 | 6/13/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Caterpillar Inc. | CAT | 149123101 | 6/13/2007 | Separate Chairman and CEO Positions | Shareholder | Yes | Against | For | ||||||||
Caterpillar Inc. | CAT | 149123101 | 6/13/2007 | Require a Majority Vote for the Election of Directors | Shareholder | Yes | For | Against | ||||||||
Caterpillar Inc. | CAT | 149123101 | 6/13/2007 | Elect Director John T. Dillon | Issuer | Yes | For | For | ||||||||
Caterpillar Inc. | CAT | 149123101 | 6/13/2007 | Elect Director Juan Gallardo | Issuer | Yes | For | For | ||||||||
Caterpillar Inc. | CAT | 149123101 | 6/13/2007 | Elect Director William A. Osborn | Issuer | Yes | For | For | ||||||||
Caterpillar Inc. | CAT | 149123101 | 6/13/2007 | Elect Director Edward B. Rust, Jr. | Issuer | Yes | For | For | ||||||||
Caterpillar Inc. | CAT | 149123101 | 6/13/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
eBay Inc. | EBAY | 278642103 | 6/14/2007 | Elect Director Philippe Bourguignon | Issuer | Yes | For | For | ||||||||
eBay Inc. | EBAY | 278642103 | 6/14/2007 | Elect Director Thomas J. Tierney | Issuer | Yes | For | For | ||||||||
eBay Inc. | EBAY | 278642103 | 6/14/2007 | Elect Director Margaret C. Whitman | Issuer | Yes | For | For | ||||||||
eBay Inc. | EBAY | 278642103 | 6/14/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
eBay Inc. | EBAY | 278642103 | 6/14/2007 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||
eBay Inc. | EBAY | 278642103 | 6/14/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Mentor Graphics Corp. | MENT | 587200106 | 6/14/2007 | Amend Non-Employee Director Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Mentor Graphics Corp. | MENT | 587200106 | 6/14/2007 | Elect Director Peter L. Bonfield | Issuer | Yes | For | For | ||||||||
Mentor Graphics Corp. | MENT | 587200106 | 6/14/2007 | Elect Director Marsha B. Congdon | Issuer | Yes | For | For | ||||||||
Mentor Graphics Corp. | MENT | 587200106 | 6/14/2007 | Elect Director James R. Fiebiger | Issuer | Yes | For | For | ||||||||
Mentor Graphics Corp. | MENT | 587200106 | 6/14/2007 | Elect Director Gregory K. Hinckley | Issuer | Yes | For | For | ||||||||
Mentor Graphics Corp. | MENT | 587200106 | 6/14/2007 | Elect Director Kevin C. Mcdonough | Issuer | Yes | For | For | ||||||||
Mentor Graphics Corp. | MENT | 587200106 | 6/14/2007 | Elect Director Patrick B. Mcmanus | Issuer | Yes | For | For | ||||||||
Mentor Graphics Corp. | MENT | 587200106 | 6/14/2007 | Elect Director Walden C. Rhines | Issuer | Yes | For | For | ||||||||
Mentor Graphics Corp. | MENT | 587200106 | 6/14/2007 | Elect Director Fontaine K. Richardson | Issuer | Yes | For | For | ||||||||
Mentor Graphics Corp. | MENT | 587200106 | 6/14/2007 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Mentor Graphics Corp. | MENT | 587200106 | 6/14/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Jones Apparel Group, Inc. | JNY | 480074103 | 6/14/2007 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Shareholder | Yes | For | Against | ||||||||
Jones Apparel Group, Inc. | JNY | 480074103 | 6/14/2007 | Elect Director Peter Boneparth | Issuer | Yes | For | For | ||||||||
Jones Apparel Group, Inc. | JNY | 480074103 | 6/14/2007 | Elect Director Sidney Kimmel | Issuer | Yes | For | For | ||||||||
Jones Apparel Group, Inc. | JNY | 480074103 | 6/14/2007 | Elect Director Howard Gittis | Issuer | Yes | For | For | ||||||||
Jones Apparel Group, Inc. | JNY | 480074103 | 6/14/2007 | Elect Director Matthew H. Kamens | Issuer | Yes | For | For | ||||||||
Jones Apparel Group, Inc. | JNY | 480074103 | 6/14/2007 | Elect Director J. Robert Kerrey | Issuer | Yes | For | For | ||||||||
Jones Apparel Group, Inc. | JNY | 480074103 | 6/14/2007 | Elect Director Ann N. Reese | Issuer | Yes | For | For | ||||||||
Jones Apparel Group, Inc. | JNY | 480074103 | 6/14/2007 | Elect Director Gerald C. Crotty | Issuer | Yes | For | For | ||||||||
Jones Apparel Group, Inc. | JNY | 480074103 | 6/14/2007 | Elect Director Lowell W. Robinson | Issuer | Yes | For | For | ||||||||
Jones Apparel Group, Inc. | JNY | 480074103 | 6/14/2007 | Elect Director Frits D. van Paasschen | Issuer | Yes | For | For | ||||||||
Jones Apparel Group, Inc. | JNY | 480074103 | 6/14/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Jones Apparel Group, Inc. | JNY | 480074103 | 6/14/2007 | Company Specific—Adopt majority vote standard for election of directors | Issuer | Yes | For | For | ||||||||
Jones Apparel Group, Inc. | JNY | 480074103 | 6/14/2007 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For | ||||||||
Family Dollar Stores, Inc. | FDO | 307000109 | 6/19/2007 | Elect Director Mark R. Bernstein | Issuer | Yes | For | For | ||||||||
Family Dollar Stores, Inc. | FDO | 307000109 | 6/19/2007 | Elect Director Sharon Allred Decker | Issuer | Yes | For | For | ||||||||
Family Dollar Stores, Inc. | FDO | 307000109 | 6/19/2007 | Elect Director Edward C. Dolby | Issuer | Yes | For | For | ||||||||
Family Dollar Stores, Inc. | FDO | 307000109 | 6/19/2007 | Elect Director Glenn A. Eisenberg | Issuer | Yes | For | For | ||||||||
Family Dollar Stores, Inc. | FDO | 307000109 | 6/19/2007 | Elect Director Howard R. Levine | Issuer | Yes | For | For | ||||||||
Family Dollar Stores, Inc. | FDO | 307000109 | 6/19/2007 | Elect Director George R. Mahoney, Jr. | Issuer | Yes | For | For | ||||||||
Family Dollar Stores, Inc. | FDO | 307000109 | 6/19/2007 | Elect Director James G. Martin | Issuer | Yes | For | For | ||||||||
Family Dollar Stores, Inc. | FDO | 307000109 | 6/19/2007 | Elect Director Dale C. Pond | Issuer | Yes | For | For | ||||||||
Family Dollar Stores, Inc. | FDO | 307000109 | 6/19/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/19/2007 | Elect Director Mary Baglivo | Issuer | Yes | For | For | ||||||||
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/19/2007 | Elect Director Emanuel Chirico | Issuer | Yes | For | For | ||||||||
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/19/2007 | Elect Director Edward H. Cohen | Issuer | Yes | For | For | ||||||||
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/19/2007 | Elect Director Joseph B. Fuller | Issuer | Yes | For | For | ||||||||
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/19/2007 | Elect Director Margaret L. Jenkins | Issuer | Yes | For | For |
Equity Fund - NYLIM
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether | Fund’s Vote For | Whether Vote Was For | ||||||||
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/19/2007 | Elect Director Bruce Maggin | Issuer | Yes | For | For | ||||||||
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/19/2007 | Elect Director V. James Marino | Issuer | Yes | For | For | ||||||||
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/19/2007 | Elect Director Henry Nasella | Issuer | Yes | For | For | ||||||||
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/19/2007 | Elect Director Rita M. Rodriguez | Issuer | Yes | For | For | ||||||||
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/19/2007 | Elect Director Craig Rydin | Issuer | Yes | For | For | ||||||||
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/19/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Aeropostale, Inc | ARO | 7865108 | 6/20/2007 | Elect Director Julian R. Geiger | Issuer | Yes | For | For | ||||||||
Aeropostale, Inc | ARO | 7865108 | 6/20/2007 | Elect Director Bodil Arlander | Issuer | Yes | For | For | ||||||||
Aeropostale, Inc | ARO | 7865108 | 6/20/2007 | Elect Director Ronald Beegle | Issuer | Yes | For | For | ||||||||
Aeropostale, Inc | ARO | 7865108 | 6/20/2007 | Elect Director John Haugh | Issuer | Yes | For | For | ||||||||
Aeropostale, Inc | ARO | 7865108 | 6/20/2007 | Elect Director Robert B. Chavez | Issuer | Yes | For | For | ||||||||
Aeropostale, Inc | ARO | 7865108 | 6/20/2007 | Elect Director Mindy C. Meads | Issuer | Yes | For | For | ||||||||
Aeropostale, Inc | ARO | 7865108 | 6/20/2007 | Elect Director John D. Howard | Issuer | Yes | For | For | ||||||||
Aeropostale, Inc | ARO | 7865108 | 6/20/2007 | Elect Director David B. Vermylen | Issuer | Yes | For | For | ||||||||
Aeropostale, Inc | ARO | 7865108 | 6/20/2007 | Elect Director Karin Hirtler-Garvey | Issuer | Yes | For | For | ||||||||
Aeropostale, Inc | ARO | 7865108 | 6/20/2007 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | ||||||||
Aeropostale, Inc | ARO | 7865108 | 6/20/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Investors Financial Services Corp. | 461915100 | 6/20/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Investors Financial Services Corp. | 461915100 | 6/20/2007 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Charming Shoppes, Inc. | CHRS | 161133103 | 6/21/2007 | Elect Director Pamela Davies | Issuer | Yes | For | For | ||||||||
Charming Shoppes, Inc. | CHRS | 161133103 | 6/21/2007 | Elect Director Katherine M. Hudson | Issuer | Yes | For | For | ||||||||
Charming Shoppes, Inc. | CHRS | 161133103 | 6/21/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Dollar General Corp. | 256669102 | 6/21/2007 | Adjourn Meeting | Issuer | Yes | Against | Against | |||||||||
Dollar General Corp. | 256669102 | 6/21/2007 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
Nvidia Corporation | NVDA | 67066G104 | 6/21/2007 | Approve Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
Nvidia Corporation | NVDA | 67066G104 | 6/21/2007 | Elect Director James C. Gaither | Issuer | Yes | For | For | ||||||||
Nvidia Corporation | NVDA | 67066G104 | 6/21/2007 | Elect Director Jen-Hsun Huang | Issuer | Yes | For | For | ||||||||
Nvidia Corporation | NVDA | 67066G104 | 6/21/2007 | Elect Director A. Brooke Seawell | Issuer | Yes | For | For | ||||||||
Nvidia Corporation | NVDA | 67066G104 | 6/21/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Dollar Tree Stores, Inc. | DLTR | 256747106 | 6/21/2007 | Company Specific - Adopt Simple Majority Vote | Shareholder | Yes | For | Against | ||||||||
Dollar Tree Stores, Inc. | DLTR | 256747106 | 6/21/2007 | Elect Director H. Ray Compton | Issuer | Yes | For | For | ||||||||
Dollar Tree Stores, Inc. | DLTR | 256747106 | 6/21/2007 | Elect Director Bob Sasser | Issuer | Yes | For | For | ||||||||
Dollar Tree Stores, Inc. | DLTR | 256747106 | 6/21/2007 | Elect Director Alan L. Wurtzel | Issuer | Yes | For | For | ||||||||
American Greetings Corp. | AM | 26375105 | 6/22/2007 | Approve Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
American Greetings Corp. | AM | 26375105 | 6/22/2007 | Elect Director Dr. Scott S. Cowen | Issuer | Yes | For | For | ||||||||
American Greetings Corp. | AM | 26375105 | 6/22/2007 | Elect Director William E MacDonald, III | Issuer | Yes | For | For | ||||||||
American Greetings Corp. | AM | 26375105 | 6/22/2007 | Elect Director Charles A. Ratner | Issuer | Yes | For | For | ||||||||
American Greetings Corp. | AM | 26375105 | 6/22/2007 | Elect Director Zev Weiss | Issuer | Yes | For | For | ||||||||
M.D.C. Holdings, Inc. | MDC | 552676108 | 6/25/2007 | Elect Director Michael A. Berman | Issuer | Yes | For | For | ||||||||
M.D.C. Holdings, Inc. | MDC | 552676108 | 6/25/2007 | Elect Director Herbert T. Buchwald | Issuer | Yes | For | For | ||||||||
M.D.C. Holdings, Inc. | MDC | 552676108 | 6/25/2007 | Elect Director Larry A. Mizel | Issuer | Yes | For | For | ||||||||
The AES Corp. | AES | 00130H105 | 6/25/2007 | Elect Director Richard Darman | Issuer | Yes | For | For | ||||||||
The AES Corp. | AES | 00130H105 | 6/25/2007 | Elect Director Paul Hanrahan | Issuer | Yes | For | For | ||||||||
The AES Corp. | AES | 00130H105 | 6/25/2007 | Elect Director Kristina M. Johnson | Issuer | Yes | For | For | ||||||||
The AES Corp. | AES | 00130H105 | 6/25/2007 | Elect Director John A. Koskinen | Issuer | Yes | For | For | ||||||||
The AES Corp. | AES | 00130H105 | 6/25/2007 | Elect Director Philip Lader | Issuer | Yes | For | For | ||||||||
The AES Corp. | AES | 00130H105 | 6/25/2007 | Elect Director John H. McArthur | Issuer | Yes | For | For | ||||||||
The AES Corp. | AES | 00130H105 | 6/25/2007 | Elect Director Sandra O. Moose | Issuer | Yes | For | For | ||||||||
The AES Corp. | AES | 00130H105 | 6/25/2007 | Elect Director Philip A. Odeen | Issuer | Yes | For | For | ||||||||
The AES Corp. | AES | 00130H105 | 6/25/2007 | Elect Director Charles O. Rossotti | Issuer | Yes | For | For | ||||||||
The AES Corp. | AES | 00130H105 | 6/25/2007 | Elect Director Sven Sandstrom | Issuer | Yes | For | For | ||||||||
The AES Corp. | AES | 00130H105 | 6/25/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
Circuit City Stores, Inc. | CC | 172737108 | 6/26/2007 | Elect Director Barbara S. Feigin | Issuer | Yes | For | For | ||||||||
Circuit City Stores, Inc. | CC | 172737108 | 6/26/2007 | Elect Director Allen B. King | Issuer | Yes | For | For | ||||||||
Circuit City Stores, Inc. | CC | 172737108 | 6/26/2007 | Elect Director Carolyn Y. Woo | Issuer | Yes | For | For | ||||||||
Circuit City Stores, Inc. | CC | 172737108 | 6/26/2007 | Elect Director James F. Hardymon | Issuer | Yes | For | For | ||||||||
Circuit City Stores, Inc. | CC | 172737108 | 6/26/2007 | Ratify Auditors | Issuer | Yes | For | For | ||||||||
GameStop Corp. | GME | 36467W109 | 6/28/2007 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against | ||||||||
GameStop Corp. | GME | 36467W109 | 6/28/2007 | Elect Director R. Richard Fontaine | Issuer | Yes | For | For | ||||||||
GameStop Corp. | GME | 36467W109 | 6/28/2007 | Elect Director Jerome L. Davis | Issuer | Yes | For | For | ||||||||
GameStop Corp. | GME | 36467W109 | 6/28/2007 | Elect Director Stephanie M. Shern | Issuer | Yes | For | For | ||||||||
GameStop Corp. | GME | 36467W109 | 6/28/2007 | Elect Director Steven R. Koonin | Issuer | Yes | For | For | ||||||||
GameStop Corp. | GME | 36467W109 | 6/28/2007 | Ratify Auditors | Issuer | Yes | For | For |
ICA File Number: 811-ALLIA
Reporting Period: 07/01/2006 – 06/30/2007
Alliance Generic
WILSHIRE VIT Equity Fund
AT&T INC | ||||||
Ticker: | T | Security ID: | 00206R102 | |||
Meeting Date: | JUL 21, 2006 | Meeting Type: | Special | |||
Record Date: | JUN 1, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management |
BELLSOUTH CORP. | ||||||
Ticker: | BLS | Security ID: | 079860102 | |||
Meeting Date: | JUL 21, 2006 | Meeting Type: | Special | |||
Record Date: | JUN 1, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management |
BJ SERVICES COMPANY | ||||||
Ticker: | BJS | Security ID: | 055482103 | |||
Meeting Date: | JAN 30, 2007 | Meeting Type: | Annual | |||
Record Date: | DEC 8, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Don D. Jordan | For | For | Management | ||||
1.2 | Elect Director William H. White | For | For | Management |
CISCO SYSTEMS, INC. | ||||||
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 15, 2006 | Meeting Type: | Annual | |||
Record Date: | SEP 18, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carol A. Bartz | For | For | Management | ||||
1.2 | Elect Director M. Michele Burns | For | For | Management | ||||
1.3 | Elect Director Michael D. Capellas | For | For | Management | ||||
1.4 | Elect Director Larry R. Carter | For | For | Management | ||||
1.5 | Elect Director John T. Chambers | For | For | Management | ||||
1.6 | Elect Director Dr. John L. Hennessy | For | For | Management | ||||
1.7 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
1.8 | Elect Director Roderick C. McGeary | For | For | Management | ||||
1.9 | Elect Director Steven M. West | For | For | Management | ||||
1.10 | Elect Director Jerry Yang | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Performance-Based and/or Time-Based Equity Awards | Against | Against | Shareholder | ||||
4 | Report on Pay Disparity | Against | Against | Shareholder | ||||
5 | Report on Internet Fragmentation | Against | Against | Shareholder |
DELL INC. | ||||||
Ticker: | DELL | Security ID: | 24702R101 | |||
Meeting Date: | JUL 21, 2006 | Meeting Type: | Annual | |||
Record Date: | MAY 26, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donald J. Carty | For | For | Management | ||||
1.2 | Elect Director Michael S. Dell | For | For | Management | ||||
1.3 | Elect Director William H. Gray, III | For | For | Management | ||||
1.4 | Elect Director Sallie L. Krawcheck | For | For | Management | ||||
1.5 | Elect Director Alan (A.G.) Lafley | For | For | Management | ||||
1.6 | Elect Director Judy C. Lewent | For | For | Management | ||||
1.7 | Elect Director Klaus S. Luft | For | For | Management | ||||
1.8 | Elect Director Alex J. Mandl | For | For | Management | ||||
1.9 | Elect Director Michael A. Miles | For | For | Management | ||||
1.10 | Elect Director Samuel A. Nunn, Jr. | For | For | Management | ||||
1.11 | Elect Director Kevin B. Rollins | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Adopt ILO-Based Code of Conduct | Against | Against | Shareholder | ||||
4 | Compensation Company | Against | Against | Shareholder | ||||
Specific—Declaration of Dividend |
EMERSON ELECTRIC CO. | ||||||
Ticker: | EMR | Security ID: | 291011104 | |||
Meeting Date: | FEB 6, 2007 | Meeting Type: | Annual | |||
Record Date: | NOV 28, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director C. Fernandez G | For | For | Management | ||||
1.2 | Elect Director W. J. Galvin | For | For | Management | ||||
1.3 | Elect Director R. L. Ridgway | For | For | Management | ||||
1.4 | Elect Director R. L. Stephenson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
FREDDIE MAC | ||||||
Ticker: | FRE | Security ID: | 313400301 | |||
Meeting Date: | SEP 8, 2006 | Meeting Type: | Annual | |||
Record Date: | JUN 30, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Geoffrey T. Boisi | For | For | Management | ||||
1.3 | Elect Director Michelle Engler | For | For | Management | ||||
1.4 | Elect Director Robert R. Glauber | For | For | Management | ||||
1.5 | Elect Director Richard Karl Goeltz | For | For | Management | ||||
1.6 | Elect Director Thomas S. Johnson | For | For | Management | ||||
1.7 | Elect Director William M. Lewis, Jr. | For | For | Management | ||||
1.8 | Elect Director Eugene M. McQuade | For | For | Management | ||||
1.9 | Elect Director Shaun F. O’Malley | For | For | Management | ||||
1.10 | Elect Director Jeffrey M. Peek | For | For | Management | ||||
1.11 | Elect Director Ronald F. Poe | For | For | Management | ||||
1.12 | Elect Director Stephen A. Ross | For | For | Management | ||||
1.13 | Elect Director Richard F. Syron | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Charitable Contributions | Against | Against | Shareholder |
MONSANTO CO. | ||||||
Ticker: | MON | Security ID: | 61166W101 | |||
Meeting Date: | JAN 17, 2007 | Meeting Type: | Annual | |||
Record Date: | NOV 20, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Frank V. Atlee III | For | For | Management | ||||
1.2 | Elect Director Arthur H. Harper | For | For | Management | ||||
1.3 | Elect Director Gwendolyn S. King | For | For | Management | ||||
1.4 | Elect Director Sharon R. Long, Ph.D. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
NYSE GROUP INC | ||||||
Ticker: | NYX | Security ID: | 62949W103 | |||
Meeting Date: | DEC 20, 2006 | Meeting Type: | Special | |||
Record Date: | NOV 17, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Amend Articles/Bylaws/Charter-Organization-Related | For | For | Management | ||||
3 | Amend Articles/Bylaws/Charter-Organization-Related | For | For | Management |
TEVA PHARMACEUTICAL INDUSTRIES | ||||||
Ticker: | TEVA | Security ID: | 881624209 | |||
Meeting Date: | OCT 5, 2006 | Meeting Type: | Special | |||
Record Date: | AUG 29, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | TO APPROVE THE REMUNERATION OF MR. ELI HURVITZ IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF TEVA, IN AN AMOUNT OF THE NIS EQUIVALENT OF $300,000 PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE INCREASE OF THE ISRAELI CONSUMER PRICE INDEX, TOGETHER WITH AN OFFIC | For | For | Management | ||||
2 | TO APPROVE THE REMUNERATION OF DR. PHILLIP FROST IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD OF TEVA AND CHAIRMAN OF THE BOARD S SCIENCE AND TECHNOLOGY COMMITTEE, IN AN AMOUNT OF THE NIS EQUIVALENT OF $275,000 PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE | For | For | Management | ||||
WACHOVIA CORP. | ||||||
Ticker: | WB | Security ID: | 929903102 | |||
Meeting Date: | AUG 31, 2006 | Meeting Type: | Special | |||
Record Date: | JUL 11, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with an Acquisition | For | Against | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management |
END NPX REPORT
Equity Fund—Pzena
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
12/13/06 | AutoZone, Inc. - AZO | 053332102 | With | |||||
Elect Director Charles M. Elson | Mgmt | For | For | |||||
Elect Director Sue E. Gove | Mgmt | For | For | |||||
Elect Director Earl G. Graves, Jr. | Mgmt | For | For | |||||
Elect Director N. Gerry House | Mgmt | For | For | |||||
Elect Director J.R. Hyde, III | Mgmt | For | For | |||||
Elect Director W. Andrew McKenna | Mgmt | For | For | |||||
Elect Director George R. Mrkonic, Jr. | Mgmt | For | For | |||||
Elect Director William C. Rhodes, III | Mgmt | For | For | |||||
Elect Director Theodore W. Ullyot | Mgmt | For | For | |||||
Approve Stock Option Plan | Mgmt | For | For | |||||
Amend Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
02/16/07 | AmerisourceBergen Corp - ABC | 03073E105 | With | |||||
Elect Director Edward E. Hagenlocker | Mgmt | For | For | |||||
Elect Director Kurt J. Hilzinger | Mgmt | For | For | |||||
Elect Director Henry W. McGee | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
03/08/07 | Tyco International Ltd - TYC | 902124106 | ||||||
Meeting for ADR Holders | ||||||||
Elect Director Dennis C. Blair | Mgmt | For | For | |||||
Elect Director Edward D. Breen | Mgmt | For | For | |||||
Elect Director Brian Duperreault | Mgmt | For | For | |||||
Elect Director Bruce S. Gordon | Mgmt | For | For | |||||
Elect Director Rajiv L. Gupta | Mgmt | For | For | |||||
Elect Director John A. Krol | Mgmt | For | For | |||||
Elect Director H. Carl Mccall | Mgmt | For | For | |||||
Elect Director Brendan R. O’Neill | Mgmt | For | For | |||||
Elect Director William S. Stavropoulous | Mgmt | For | For | |||||
Elect Director Sandra S. Wijnberg | Mgmt | For | For | |||||
Elect Director Jerome B. York | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
03/08/07 | Tyco International Ltd. - TYC | 902124106 | ||||||
Meeting for ADR Holders |
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
APPROVAL OF REVERSE STOCK SPLIT OF THE COMPANYS COMMON SHARES AT A SPLIT RATIO OF 1 FOR 4 | Mgmt | For | For | |||||
APPROVAL OF CONSEQUENTIAL AMENDMENT TO THE COMPANY S AMENDED AND RESTATED BYE-LAWS. | Mgmt | For | For | |||||
04/10/07 | Morgan Stanley - MS | 617446448 | ||||||
Elect Director Roy J. Bostock | Mgmt | For | For | |||||
Elect Director Erskine B. Bowles | Mgmt | For | For | |||||
Elect Director Howard J. Davies | Mgmt | For | For | |||||
Elect Director C. Robert Kidder | Mgmt | For | For | |||||
Elect Director John J. Mack | Mgmt | For | For | |||||
Elect Director Donald T. Nicolaisen | Mgmt | For | For | |||||
Elect Director Charles H. Noski | Mgmt | For | For | |||||
Elect Director Hutham S. Olayan | Mgmt | For | For | |||||
Elect Director Charles E. Phillips, Jr. | Mgmt | For | For | |||||
Elect Director Griffith Sexton | Mgmt | For | For | |||||
Elect Director Laura D. Tyson | Mgmt | For | For | |||||
Elect Director Klaus Zumwinkel | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Approve Omnibus Stock Plan | Mgmt | For | For | |||||
Amend Vote Requirements to Amend Articles/Bylaws/Charter | ShrHoldr | Against | For | |||||
User | ||||||||
Notes: | We generally are against any supermajority voting provisions. We believe in a simple majority of voting shares should be sufficient to effect change in a company’s corporate governance. | |||||||
Approve Report of the Compensation Committee | ShrHoldr | Against | Against | |||||
04/12/07 | BP plc | 055622104 | ||||||
Meeting for Holders of ADRs | ||||||||
TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS | Mgmt | For | For | |||||
TO APPROVE THE DIRECTORS REMUNERATION REPORT | Mgmt | For | For | |||||
Elect Director Dr D C Allen | Mgmt | For | For | |||||
Elect Director Lord Browne | Mgmt | For | For | |||||
Elect Director Mr A Burgmans | Mgmt | For | For | |||||
Elect Director Sir William Castell | Mgmt | For | For | |||||
Elect Director Mr I C Conn | Mgmt | For | For |
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Mr E B Davis, Jr | Mgmt | For | For | |||||
Elect Director Mr D J Flint | Mgmt | For | For | |||||
Elect Director Dr B E Grote | Mgmt | For | For | |||||
Elect Director Dr A B Hayward | Mgmt | For | For | |||||
Elect Director Mr A G Inglis | Mgmt | For | For | |||||
Elect Director Dr D S Julius | Mgmt | For | For | |||||
Elect Director Sir Tom Mckillop | Mgmt | For | For | |||||
Elect Director Mr J A Manzoni | Mgmt | For | For | |||||
Elect Director Dr W E Massey | Mgmt | For | For | |||||
Elect Director Sir Ian Prosser | Mgmt | For | For | |||||
Elect Director Mr P D Sutherland | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Mgmt | For | For | |||||
TO AUTHORIZE THE USE OF ELECTRONIC COMMUNICATIONS | Mgmt | For | For | |||||
SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | Mgmt | For | For | |||||
TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | Mgmt | For | For | |||||
SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | Mgmt | For | For | |||||
04/17/07 | Whirlpool Corp. | 963320106 | With | |||||
Elect Director Michael F. Johnston | Mgmt | For | For | |||||
Elect Director William T. Kerr | Mgmt | For | For | |||||
Elect Director Janice D. Stoney | Mgmt | For | For | |||||
Elect Director Michael D. White | Mgmt | For | For | |||||
Approve Omnibus Stock Plan | Mgmt | For | For | |||||
04/17/07 | Citigroup Inc. - C | 172967101 | With | |||||
Elect Director C. Michael Armstrong | Mgmt | For | For | |||||
Elect Director Alain J.P. Belda | Mgmt | For | For | |||||
Elect Director George David | Mgmt | For | For | |||||
Elect Director Kenneth T. Derr | Mgmt | For | For | |||||
Elect Director John M. Deutch | Mgmt | For | For |
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Roberto Hernandez Ramirez | Mgmt | For | For | |||||
Elect Director Klaus Kleinfeld | Mgmt | For | For | |||||
Elect Director Andrew N. Liveris | Mgmt | For | For | |||||
Elect Director Anne Mulcahy | Mgmt | For | For | |||||
Elect Director Richard D. Parsons | Mgmt | For | For | |||||
Elect Director Charles Prince | Mgmt | For | For | |||||
Elect Director Judith Rodin | Mgmt | For | For | |||||
Elect Director Robert E. Rubin | Mgmt | For | For | |||||
Elect Director Franklin A. Thomas | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Report on Government Service of Employees | ShrHoldr | Against | Against | |||||
Report on Political Contributions | ShrHoldr | Against | Against | |||||
Report on Charitable Contributions | ShrHoldr | Against | Against | |||||
Approve Report of the Compensation Committee | ShrHoldr | Against | Against | |||||
Report on Pay Disparity | ShrHoldr | Against | Against | |||||
Separate Chairman and CEO Positions | ShrHoldr | Against | Against | |||||
Stock Retention/Holding Period | ShrHoldr | Against | Against | |||||
Restore or Provide for Cumulative Voting | ShrHoldr | Against | Against | |||||
Amend Bylaws to Permit Shareholders to Call Special Meetings | ShrHoldr | Against | Against | |||||
04/17/07 | Washington Mutual, Inc - WM | 939322103 | With | |||||
Elect Director Anne V. Farrell | Mgmt | For | For | |||||
Elect Director Stephen E. Frank | Mgmt | For | For | |||||
Elect Director Kerry K. Killinger | Mgmt | For | For | |||||
Elect Director Thomas C. Leppert | Mgmt | For | For | |||||
Elect Director Charles M. Lillis | Mgmt | For | For | |||||
Elect Director Phillip D. Matthews | Mgmt | For | For | |||||
Elect Director Regina T. Montoya | Mgmt | For | For | |||||
Elect Director Michael K. Murphy | Mgmt | For | For | |||||
Elect Director Margaret Osmer Mcquade | Mgmt | For | For | |||||
Elect Director Mary E. Pugh | Mgmt | For | For | |||||
Elect Director William G. Reed, Jr. | Mgmt | For | For | |||||
Elect Director Orin C. Smith | Mgmt | For | For | |||||
Elect Director James H. Stever | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Establish SERP Policy | ShrHoldr | Against | Against |
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
Require a Majority Vote for the Election of Directors | ShrHoldr | Against | Against | |||||
Require Director Nominee Qualifications | ShrHoldr | Against | Against | |||||
04/24/07 | MetLife, Inc - MET | 59156R108 | With | |||||
Elect Director Burton A. Dole, Jr. | Mgmt | For | For | |||||
Elect Director R. Glenn Hubbard | Mgmt | For | For | |||||
Elect Director James M. Kilts | Mgmt | For | For | |||||
Elect Director Charles M. Leighton | Mgmt | For | For | |||||
Elect Director David Satcher | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
04/25/07 | Bank of America Corp. - BAC | 060505104 | With | |||||
Elect Director William Barnet, III | Mgmt | For | For | |||||
Elect Director Frank P. Bramble, Sr. | Mgmt | For | For | |||||
Elect Director John T. Collins | Mgmt | For | For | |||||
Elect Director Gary L. Countryman | Mgmt | For | For | |||||
Elect Director Tommy R. Franks | Mgmt | For | For | |||||
Elect Director Charles K. Gifford | Mgmt | For | For | |||||
Elect Director W. Steven Jones | Mgmt | For | For | |||||
Elect Director Kenneth D. Lewis | Mgmt | For | For | |||||
Elect Director Monica C. Lozano | Mgmt | For | For | |||||
Elect Director Walter E. Massey | Mgmt | For | For | |||||
Elect Director Thomas J. May | Mgmt | For | For | |||||
Elect Director Patricia E. Mitchell | Mgmt | For | For | |||||
Elect Director Thomas M. Ryan | Mgmt | For | For | |||||
Elect Director O. Temple Sloan, Jr. | Mgmt | For | For | |||||
Elect Director Meredith R. Spangler | Mgmt | For | For | |||||
Elect Director Robert L. Tillman | Mgmt | For | For | |||||
Elect Director Jackie M. Ward | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Prohibit Executive Stock-Based Awards | ShrHoldr | Against | Against | |||||
Change Size of Board of Directors | ShrHoldr | Against | Against | |||||
Separate Chairman and CEO Positions | ShrHoldr | Against | Against | |||||
04/26/07 | Sempra Energy - SRE | 816851109 | ||||||
Elect Director Wilford D. Godbold, Jr. | Mgmt | For | For | |||||
Elect Director Richard G. Newman | Mgmt | For | For | |||||
Elect Director Neal E. Schmale | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Amend Vote Requirements to Amend Articles/Bylaws/Charter | ShrHoldr | Against | For |
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
User | ||||||||
Notes: | We generally support the notion of majority vote requirement and oppose super-majority requirements per policy. | |||||||
Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
User | ||||||||
Notes: | We generally support the notion of majority vote requirement and oppose super-majority requirements per policy. | |||||||
Establish SERP Policy | ShrHoldr | Against | Against | |||||
User | ||||||||
Notes: | In agreement w/ management but to clarify, on this item we would allow management the lattitude to design compensation including SERP. Our policy appears to diverge from ISS on this. | |||||||
04/26/07 | Pfizer Inc. - PFE | 717081103 | With | |||||
Elect Director Dennis A. Ausiello | Mgmt | For | For | |||||
Elect Director Michael S. Brown | Mgmt | For | For | |||||
Elect Director M. Anthony Burns | Mgmt | For | For | |||||
Elect Director Robert N. Burt | Mgmt | For | For | |||||
Elect Director W. Don Cornwell | Mgmt | For | For | |||||
Elect Director William H. Gray, III | Mgmt | For | For | |||||
Elect Director Constance J. Horner | Mgmt | For | For | |||||
Elect Director William R. Howell | Mgmt | For | For | |||||
Elect Director Jeffrey B. Kindler | Mgmt | For | For | |||||
Elect Director George A. Lorch | Mgmt | For | For | |||||
Elect Director Dana G. Mead | Mgmt | For | For | |||||
Elect Director William C. Steere, Jr. | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Restore or Provide for Cumulative Voting | ShrHoldr | Against | Against | |||||
Report on Animal Testing Policies | ShrHoldr | Against | Against | |||||
Amend Animal Welfare Policy | ShrHoldr | Against | Against | |||||
Require Director Nominee Qualifications | ShrHoldr | Against | Against | |||||
04/26/07 | Torchmark Corp. - TMK | 891027104 | With | |||||
Elect Director Charles E. Adair | Mgmt | For | For | |||||
Elect Director Joseph L. Lanier, Jr. | Mgmt | For | For | |||||
Elect Director Lloyd W. Newton | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Approve Omnibus Stock Plan | Mgmt | For | For | |||||
Commit to Board Diversity | ShrHoldr | Against | Against | |||||
05/01/07 | Bristol-Myers Squibb Co. - BMY | 110122108 | With | |||||
Elect Director Lewis B. Campbell | Mgmt | For | For |
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director James M. Cornelius | Mgmt | For | For | |||||
Elect Director Louis J. Freeh | Mgmt | For | For | |||||
Elect Director Laurie H. Glimcher | Mgmt | For | For | |||||
Elect Director Michael Grobstein | Mgmt | For | For | |||||
Elect Director Leif Johansson | Mgmt | For | For | |||||
Elect Director James D. Robinson III | Mgmt | For | For | |||||
Elect Director Vicki L. Sato | Mgmt | For | For | |||||
Elect Director R. Sanders Williams | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Approve Omnibus Stock Plan | Mgmt | For | For | |||||
Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||||
Increase Disclosure of Executive Compensation | ShrHoldr | Against | Against | |||||
Claw-back of Payments under Restatements | ShrHoldr | Against | Against | |||||
Restore or Provide for Cumulative Voting | ShrHoldr | Against | Against | |||||
05/03/07 | Wisconsin Energy Corp. - WEC | 976657106 | With | |||||
Elect Director John F. Ahearne | Mgmt | For | For | |||||
Elect Director John F. Bergstrom | Mgmt | For | For | |||||
Elect Director Barbara L. Bowles | Mgmt | For | For | |||||
Elect Director Patricia W. Chadwick | Mgmt | For | For | |||||
Elect Director Robert A. Cornog | Mgmt | For | For | |||||
Elect Director Curt S. Culver | Mgmt | For | For | |||||
Elect Director Thomas J. Fischer | Mgmt | For | For | |||||
Elect Director Gale E. Klappa | Mgmt | For | For | |||||
Elect Director Ulice Payne Jr | Mgmt | For | For | |||||
Elect Director Frederick P Stratton Jr | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
05/10/07 | Magna International Inc. - MGA | 559222401 | ||||||
Meeting for Class A Subordinate Voting and Class B Shareholders | ||||||||
Elect Director Michael D. Harris | Mgmt | For | Withhold | |||||
Elect Director Louis E. Lataif | Mgmt | For | For | |||||
Elect Director Klaus Mangold | Mgmt | For | Withhold | |||||
Elect Director Donald Resnick | Mgmt | For | For | |||||
Elect Director Frank Stronach | Mgmt | For | For |
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Franz Vranitzky | Mgmt | For | For | |||||
Elect Director Donald J. Walker | Mgmt | For | For | |||||
Elect Director Siegfried Wolf | Mgmt | For | For | |||||
Elect Director Lawrence D. Worrall | Mgmt | For | For | |||||
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | |||||
Amend Stock Option Plan | Mgmt | For | For | |||||
05/15/07 | JPMorgan Chase & Co. - JPM | 46625h100 | ||||||
Meeting Notes: | Elect Director Crandall C. Bowles | Mgmt | For | For | ||||
Elect Director Stephen B. Burke | Mgmt | For | For | |||||
Elect Director James S. Crown | Mgmt | For | For | |||||
Elect Director James Dimon | Mgmt | For | For | |||||
Elect Director Ellen V. Futter | Mgmt | For | For | |||||
Elect Director William H. Gray, III | Mgmt | For | For | |||||
Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | |||||
Elect Director Robert I. Lipp | Mgmt | For | For | |||||
Elect Director David C. Novak | Mgmt | For | For | |||||
Elect Director Lee R. Raymond | Mgmt | For | For | |||||
Elect Director William C. Weldon | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Put Repricing of Stock Options to Shareholder Vote | ShrHoldr | Against | Against | |||||
Performance-Based and/or Time-Based Equity Awards | ShrHoldr | Against | For | |||||
Advisory Vote to Ratify Named Executive Officers’ Compensation | ShrHoldr | Against | For | |||||
Separate Chairman and CEO Positions | ShrHoldr | Against | Against | |||||
Provide for Cumulative Voting | ShrHoldr | Against | For | |||||
Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
Report on Political Contributions | ShrHoldr | Against | Against | |||||
Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse | ShrHoldr | Against | Against |
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
05/15/07 | The Allstate Corp. - ALL | 020002101 | With | |||||
Meeting Notes: | Elect Director F. Duane Ackerman | Mgmt | For | For | ||||
Elect Director James G. Andress | Mgmt | For | For | |||||
Elect Director Robert D. Beyer | Mgmt | For | For | |||||
Elect Director W. James Farrell | Mgmt | For | For | |||||
Elect Director Jack M. Greenberg | Mgmt | For | For | |||||
Elect Director Ronald T. LeMay | Mgmt | For | For | |||||
Elect Director Edward M. Liddy | Mgmt | For | For | |||||
Elect Director J. Christopher Reyes | Mgmt | For | For | |||||
Elect Director H. John Riley, Jr. | Mgmt | For | For | |||||
Elect Director Joshua I. Smith | Mgmt | For | For | |||||
Elect Director Judith A. Sprieser | Mgmt | For | For | |||||
Elect Director Mary Alice Taylor | Mgmt | For | For | |||||
Elect Director Thomas J. Wilson | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Reduce Supermajority Vote Requirement | Mgmt | For | For | |||||
05/15/07 | Comerica Inc. - CMA | 200340107 | With | |||||
Elect Director Ralph W. Babb, Jr. | Mgmt | For | For | |||||
Elect Director James F. Cordes | Mgmt | For | For | |||||
Elect Director Peter D. Cummings | Mgmt | For | For | |||||
Elect Director William P. Vititoe | Mgmt | For | For | |||||
Elect Director Kenneth L. Way | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Prepare Sustainability Report | ShrHoldr | Against | Against | |||||
05/18/07 | Aon Corp. - AOC | 037389103 | With | |||||
Elect Director Patrick G. Ryan | Mgmt | For | For | |||||
Elect Director Gregory C. Case | Mgmt | For | For | |||||
Elect Director Edgar D. Jannotta | Mgmt | For | For | |||||
Elect Director Jan Kalff | Mgmt | For | For | |||||
Elect Director Lester B. Knight | Mgmt | For | For | |||||
Elect Director J. Michael Losh | Mgmt | For | For | |||||
Elect Director R. Eden Martin | Mgmt | For | For | |||||
Elect Director Andrew J. McKenna | Mgmt | For | For | |||||
Elect Director Robert S. Morrison | Mgmt | For | For | |||||
Elect Director Richard B. Myers | Mgmt | For | For | |||||
Elect Director Richard C. Notebaert | Mgmt | For | For | |||||
Elect Director John W. Rogers, Jr. | Mgmt | For | For | |||||
Elect Director Gloria Santona | Mgmt | For | For | |||||
Elect Director Carolyn Y. Woo | Mgmt | For | For |
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
Ratify Auditors | Mgmt | For | For | |||||
05/23/07 | Fidelity National Financial, Inc. - FNF | 31620R105 | With | |||||
Elect Director Cary H. Thompson | Mgmt | For | For | |||||
Elect Director Daniel D. (Ron) Lane | Mgmt | For | For | |||||
Elect Director General William Lyon | Mgmt | For | For | |||||
Elect Director Richard N. Massey | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
05/24/07 | Home Depot, Inc. - HD | 437076102 | ||||||
Elect Director David H. Batchelder | Mgmt | For | For | |||||
Elect Director Francis S. Blake | Mgmt | For | For | |||||
Elect Director Gregory D. Brenneman | Mgmt | For | For | |||||
Elect Director John L. Clendenin | Mgmt | For | For | |||||
Elect Director Claudio X. Gonzalez | Mgmt | For | For | |||||
Elect Director Milledge A. Hart, III | Mgmt | For | For | |||||
Elect Director Bonnie G. Hill | Mgmt | For | For | |||||
Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | |||||
Elect Director Helen Johnson-Leipold | Mgmt | For | For | |||||
Elect Director Lawrence R. Johnston | Mgmt | For | For | |||||
Elect Director Kenneth G. Langone | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | ShrHoldr | Against | For | |||||
User Notes: | This protects shareholder rights and does not unduly burden management. | |||||||
Prepare Employment Diversity Report | ShrHoldr | Against | Against | |||||
Advisory Vote to Ratify Named Executive Officers’ Compensation | ShrHoldr | Against | Against | |||||
Claw-back of Payments under Restatements | ShrHoldr | Against | Against | |||||
Submit Supplemental Executive Retirement Plans to Shareholder vote | ShrHoldr | Against | For | |||||
User Notes: | Given SERP awarded in the past to the former CEO, we believe this oversight level is justified. | |||||||
Performance-Based Equity Awards | ShrHoldr | Against | For | |||||
User Notes: | This is in accordance with Pzena policy. | |||||||
Pay for Superior Performance | ShrHoldr | Against | Against | |||||
Affirm Political Non-partisanship | ShrHoldr | Against | Against | |||||
Separate Chairman and CEO Positions | ShrHoldr | Against | Against |
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
06/01/07 | Alcatel-Lucent | 013904305 | ||||||
Meeting for Holders of ADRs | ||||||||
APPROVAL OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006. | Mgmt | For | For | |||||
APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006. | Mgmt | For | For | |||||
RESULTS FOR THE FISCAL YEAR - APPROPRIATION. | Mgmt | For | For | |||||
SETTLING OF ATTENDANCE FEES ATTRIBUTED TO THE DIRECTORS. | Mgmt | For | For | |||||
SETTLING OF THE REMUNERATION ATTRIBUTED TO THE CENSEURS. | Mgmt | For | For | |||||
RATIFICATION OF THE APPOINTMENT OF LADY JAY AS MEMBER OF THE BOARD OF DIRECTORS. | Mgmt | For | For | |||||
RATIFICATION OF THE APPOINTMENT OF MR JEAN-CYRIL SPINETTA AS MEMBER OF THE BOARD OF DIRECTORS. | Mgmt | For | For | |||||
APPROVAL OF RELATED PARTY AGREEMENTS ENTERED INTO OR WHICH REMAINED IN FORCE DURING THE FISCAL YEAR. | Mgmt | For | For | |||||
APPROVAL OF AGREEMENTS WITH THE CHIEF EXECUTIVE OFFICER. | Mgmt | For | For | |||||
AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS OWN SHARES. | Mgmt | For | For | |||||
AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL OF THE COMPANY. | Mgmt | For | For | |||||
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH (I) THE ISSUE WITHOUT CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS OF ORDINARY SHARES AND OF SECURITIES CONFERRING AN IMMEDIATE OR FUTURE RIGHT TO THE SHARE CAPITAL OF THE COMPANY OR O | Mgmt | For | For |
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ISSUE OF CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF (I) ORDINARY SHARES AND ANY SECURITIES CONFERRING AN IMMEDIATE OR FUTURE RIGHT TO THE SHARE CAPITAL OF THE COMPANY OR OF I | Mgmt | For | For | |||||
DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT A SHARE CAPITAL INCREASE TO REMUNERATE CONTRIBUTIONS IN KIND OF CAPITAL STOCK OR MARKETABLE SECURITIES GIVING ACCESS TO THE CAPITAL OF THIRD-PARTY COMPANIES. | Mgmt | For | For | |||||
AGGREGATE LIMIT TO THE AMOUNT OF ISSUANCES CARRIED OUT BY VIRTUE OF THE 12TH, 13TH, AND 14TH RESOLUTIONS. | Mgmt | For | For | |||||
DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE DISPOSAL OR INCREASE OF SHARE CAPITAL BY THE ISSUANCES OF SHARES RESERVED TO THE PARTICIPANTS IN A COMPANY SAVINGS PLAN. | Mgmt | For | For | |||||
AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS FOR A FREE BONUS ISSUE OF EXISTING SHARES OR OF SHARES TO BE ISSUED BY THE COMPANY. | Mgmt | For | For |
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
MODIFICATION OF BY-LAWS ARTICLE NUMBER 21 RELATING TO SHAREHOLDERS MEETINGS. | Mgmt | For | For | |||||
POWERS. | Mgmt | For | For | |||||
RESOLUTION A PROPOSED BY SHAREHOLDERS - NOT AGREED BY THE BOARD OF DIRECTORS: MODIFICATION OF ARTICLE 22 OF THE BY-LAWS; CANCELLATION OF THE PROVISIONS LIMITING VOTING RIGHTS. | ShrHoldr | Against | For | |||||
User Notes: | Considering that this resolution seeks to improve the company’s comrporate governance structure, we are supporting this proposal to eliminate Alcatel Lucent’s voting right limitation provision from it’s bylaws. | |||||||
AMENDMENTS OR NEW RESOLUTIONS PROPOSED AT THE MEETING. | Mgmt | For | For | |||||
06/05/07 | The TJX Companies, Inc. - TJX | 872540109 | With | |||||
Elect Director David A. Brandon | Mgmt | For | For | |||||
Elect Director Bernard Cammarata | Mgmt | For | For | |||||
Elect Director David T. Ching | Mgmt | For | For | |||||
Elect Director Michael F. Hines | Mgmt | For | For | |||||
Elect Director Amy B. Lane | Mgmt | For | For | |||||
Elect Director Carol Meyrowitz | Mgmt | For | For | |||||
Elect Director John F. O’Brien | Mgmt | For | For | |||||
Elect Director Robert F. Shapiro | Mgmt | For | For | |||||
Elect Director Willow B. Shire | Mgmt | For | For | |||||
Elect Director Fletcher H. Wiley | Mgmt | For | For | |||||
Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Require a Majority Vote for the Election of Directors | ShrHoldr | Against | Against | |||||
06/07/07 | Affiliated Computer Services, Inc. - ACS | 008190100 | ||||||
Elect Director Darwin Deason | Mgmt | For | Withhold | |||||
Elect Director Lynn R. Blodgett | Mgmt | For | For | |||||
Elect Director John H. Rexford | Mgmt | For | For | |||||
Elect Director Joseph P. O’Neill | Mgmt | For | For | |||||
Elect Director Frank A. Rossi | Mgmt | For | For |
Mtg Date/Type | Company/ Ballot Issues | Security/ Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director J. Livingston Kosberg | Mgmt | For | For | |||||
Elect Director Dennis McCuistion | Mgmt | For | For | |||||
Elect Director Robert B. Holland, III | Mgmt | For | For | |||||
Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||||
Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Approve Stock Option Plan | Mgmt | For | Against | |||||
Advisory Vote to Ratify Named Executive Officers’ Compensation | ShrHoldr | Against | Against | |||||
06/13/07 | Countrywide Financial Corp. - CFC | 222372104 | With | |||||
Elect Director Henry G. Cisneros | Mgmt | For | For | |||||
Elect Director Robert J. Donato | Mgmt | For | For | |||||
Elect Director Harley W. Snyder | Mgmt | For | For | |||||
Ratify Auditors | Mgmt | For | For | |||||
Advisory Vote to Ratify Named Executive Officers’ Compensation | ShrHoldr | Against | Against |
Socially Responsible Fund – Alliance
WILSHIRE VIT SOCIALLY RESPONSIBLE FUND
ABBOTT LABORATORIES | ||||||
Ticker: | ABT | Security ID: | 002824100 | |||
Meeting Date: | APR 27, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director R.S. Austin | For | For | Management | ||||
1.2 | Elect Director W.M. Daley | For | For | Management | ||||
1.3 | Elect Director W.J. Farrell | For | For | Management | ||||
1.4 | Elect Director H.L. Fuller | For | For | Management | ||||
1.5 | Elect Director R.A. Gonzalez | For | For | Management | ||||
1.6 | Elect Director D.A.L. Owen | For | For | Management | ||||
1.7 | Elect Director B. Powell Jr. | For | For | Management | ||||
1.8 | Elect Director W.A. Reynolds | For | For | Management | ||||
1.9 | Elect Director R.S. Roberts | For | For | Management | ||||
1.10 | Elect Director S.C. Scott III | For | For | Management | ||||
1.11 | Elect Director W.D. Smithburg | For | For | Management | ||||
1.12 | Elect Director G.F. Tilton | For | For | Management | ||||
1.13 | Elect Director M.D. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder | ||||
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
ACE LTD. | ||||||
Ticker: | ACE | Security ID: | G0070K103 | |||
Meeting Date: | MAY 17, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | For | For | Management | ||||
2 | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | For | For | Management | ||||
3 | ELECTION OF DIRECTOR: PETER MENIKOFF | For | For | Management | ||||
4 | ELECTION OF DIRECTOR: ROBERT RIPP | For | For | Management | ||||
5 | ELECTION OF DIRECTOR: DERMOT F. SMURFIT | For | For | Management | ||||
6 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 | For | For | Management |
ALLSTATE CORP., THE | ||||||
Ticker: | ALL | Security ID: | 020002101 | |||
Meeting Date: | MAY 15, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director F. Duane Ackerman | For | For | Management | ||||
2 | Elect Director James G. Andress | For | For | Management | ||||
3 | Elect Director Robert D. Beyer | For | For | Management | ||||
4 | Elect Director W. James Farrell | For | For | Management | ||||
5 | Elect Director Jack M. Greenberg | For | For | Management | ||||
6 | Elect Director Ronald T. LeMay | For | For | Management | ||||
7 | Elect Director Edward M. Liddy | For | For | Management | ||||
8 | Elect Director J. Christopher Reyes | For | For | Management | ||||
9 | Elect Director H. John Riley, Jr. | For | For | Management | ||||
10 | Elect Director Joshua I. Smith | For | For | Management | ||||
11 | Elect Director Judith A. Sprieser | For | For | Management | ||||
12 | Elect Director Mary Alice Taylor | For | For | Management | ||||
13 | Elect Director Thomas J. Wilson | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Reduce Supermajority Vote Requirement | For | For | Management |
AMERICAN INTERNATIONAL GROUP, INC. | ||||||
Ticker: | AIG | Security ID: | 026874107 | |||
Meeting Date: | MAY 16, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Marshall A. Cohen | For | For | Management | ||||
1.2 | Elect Director Martin S. Feldstein | For | For | Management | ||||
1.3 | Elect Director Ellen V. Futter | For | For | Management | ||||
1.4 | Elect Director Stephen L. Hammerman | For | For | Management | ||||
1.5 | Elect Director Richard C. Holbrooke | For | For | Management | ||||
1.6 | Elect Director Fred H. Langhammer | For | For | Management | ||||
1.7 | Elect Director George L. Miles, Jr. | For | For | Management | ||||
1.8 | Elect Director Morris W. Offit | For | For | Management | ||||
1.9 | Elect Director James F. Orr, III | For | For | Management | ||||
1.10 | Elect Director Virginia M. Rometty | For | For | Management | ||||
1.11 | Elect Director Martin J. Sullivan | For | For | Management | ||||
1.12 | Elect Director Michael H. Sutton | For | For | Management | ||||
1.13 | Elect Director Edmund S.W. Tse | For | For | Management | ||||
1.14 | Elect Director Robert B. Willumstad | For | For | Management | ||||
1.15 | Elect Director Frank G. Zarb | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Performance-Based and/or Time-Based Equity Awards | Against | Against | Shareholder |
AMERICAN TOWER CORP. | ||||||
Ticker: | AMT | Security ID: | 029912201 | |||
Meeting Date: | MAY 9, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raymond P. Dolan | For | For | Management | ||||
1.2 | Elect Director Ronald M. Dykes | For | For | Management | ||||
1.3 | Elect Director Carolyn F. Katz | For | For | Management | ||||
1.4 | Elect Director Gustavo Lara Cantu | For | For | Management | ||||
1.5 | Elect Director Pamela D.A. Reeve | For | For | Management | ||||
1.6 | Elect Director David E. Sharbutt | For | For | Management | ||||
1.7 | Elect Director James D. Taiclet, Jr. | For | For | Management | ||||
1.8 | Elect Director Samme L. Thompson | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
AMERISOURCEBERGEN CORP | ||||||
Ticker: | ABC | Security ID: | 03073E105 | |||
Meeting Date: | FEB 16, 2007 | Meeting Type: | Annual | |||
Record Date: | DEC 20, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward E. Hagenlocker | For | For | Management | ||||
1.2 | Elect Director Kurt J. Hilzinger | For | For | Management | ||||
1.3 | Elect Director Henry W. McGee | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
AMGEN, INC. | ||||||
Ticker: | AMGN | Security ID: | 031162100 | |||
Meeting Date: | MAY 9, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Frank J. Biondi, Jr. | For | For | Management | ||||
2 | Elect Director Jerry D. Choate | For | For | Management | ||||
3 | Elect Director Frank C. Herringer | For | For | Management | ||||
4 | Elect Director Gilbert S. Omenn | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Declassify the Board of Directors | For | For | Management | ||||
7 | Declassify the Board of Directors | For | For | Management | ||||
8 | Develop an Animal Welfare Policy | Against | Against | Shareholder | ||||
9 | Prepare a Sustainability Report | Against | Against | Shareholder |
ARROW ELECTRONICS, INC. | ||||||
Ticker: | ARW | Security ID: | 042735100 | |||
Meeting Date: | MAY 8, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel W. Duval | For | For | Management | ||||
1.2 | Elect Director John N. Hanson | For | For | Management | ||||
1.3 | Elect Director Richard S. Hill | For | For | Management | ||||
1.4 | Elect Director M.F. (Fran) Keeth | For | For | Management | ||||
1.5 | Elect Director Roger King | For | For | Management | ||||
1.6 | Elect Director Karen Gordon Mills | For | For | Management | ||||
1.7 | Elect Director William E. Mitchell | For | For | Management | ||||
1.8 | Elect Director Stephen C. Patrick | For | For | Management | ||||
1.9 | Elect Director Barry W. Perry | For | For | Management | ||||
1.10 | Elect Director John C. Waddell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ASHLAND INC. | ||||||
Ticker: | ASH | Security ID: | 044209104 | |||
Meeting Date: | JAN 25, 2007 | Meeting Type: | Annual | |||
Record Date: | NOV 20, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ernest H. Drew | For | For | Management | ||||
1.2 | Elect Director Mannie L. Jackson | For | For | Management | ||||
1.3 | Elect Director Theodore M. Solso | For | For | Management | ||||
1.4 | Elect Director Michael J. Ward | For | For | Management | ||||
1.5 | Elect Director John F. Turner | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
AT&T INC | ||||||
Ticker: | T | Security ID: | 00206R102 | |||
Meeting Date: | JUL 21, 2006 | Meeting Type: | Special | |||
Record Date: | JUN 1, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management |
AT&T INC | ||||||
Ticker: | T | Security ID: | 00206R102 | |||
Meeting Date: | APR 27, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William F. Aldinger III | For | For | Management | ||||
2 | Elect Director Gilbert F. Amelio | For | For | Management | ||||
3 | Elect Director Reuben V. Anderson | For | For | Management | ||||
4 | Elect Director James H. Blanchard | For | For | Management | ||||
5 | Elect Director August A. Busch III | For | For | Management | ||||
6 | Elect Director James P. Kelly | For | For | Management | ||||
7 | Elect Director Charles F. Knight | For | For | Management | ||||
8 | Elect Director Jon C. Madonna | For | For | Management | ||||
9 | Elect Director Lynn M. Martin | For | For | Management | ||||
10 | Elect Director John B. McCoy | For | For | Management | ||||
11 | Elect Director Mary S. Metz | For | For | Management | ||||
12 | Elect Director Toni Rembe | For | For | Management | ||||
13 | Elect Director Joyce M. Roche | For | For | Management | ||||
14 | Elect Director Randall L. Stephenson | For | For | Management | ||||
15 | Elect Director Laura D’ Andrea Tyson | For | For | Management | ||||
16 | Elect Director Patricia P. Upton | For | For | Management | ||||
17 | Elect Director Edward E. Whitacre, Jr. | For | For | Management | ||||
18 | Ratify Auditors | For | For | Management | ||||
19 | Compensation Specific-Severance Payments to Executives | For | For | Management | ||||
20 | Report on Political Contributions | Against | Against | Shareholder | ||||
21 | Amend Articles/Bylaws/Charter - Call Special Meetings | Against | Against | Shareholder | ||||
22 | Pay For Superior Performance | Against | Against | Shareholder | ||||
23 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder | ||||
24 | Establish SERP Policy | Against | Against | Shareholder |
AUTOLIV INC. | ||||||
Ticker: | ALV | Security ID: | 052800109 | |||
Meeting Date: | MAY 3, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 6, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert W. Alspaugh | For | For | Management | ||||
1.2 | Elect Director Lars Westerberg | For | For | Management | ||||
1.3 | Elect Director Walter Kunerth | For | For | Management | ||||
1.4 | Elect Director Lars Nyberg | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
AVERY DENNISON CORP. | ||||||
Ticker: | AVY | Security ID: | 053611109 | |||
Meeting Date: | APR 26, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rolf Borjesson | For | For | Management | ||||
1.2 | Elect Director Peter W. Mullin | For | For | Management | ||||
1.3 | Elect Director Patrick T. Siewert | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
BANK OF AMERICA CORP. | ||||||
Ticker: | BAC | Security ID: | 060505104 | |||
Meeting Date: | APR 25, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 2, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William Barnet, III | For | For | Management | ||||
2 | Elect Director Frank P. Bramble, Sr. | For | For | Management | ||||
3 | Elect Director John T. Collins | For | For | Management | ||||
4 | Elect Director Gary L. Countryman | For | For | Management | ||||
5 | Elect Director Tommy R. Franks | For | For | Management | ||||
6 | Elect Director Charles K. Gifford | For | For | Management | ||||
7 | Elect Director W. Steven Jones | For | For | Management | ||||
8 | Elect Director Kenneth D. Lewis | For | For | Management | ||||
9 | Elect Director Monica C. Lozano | For | For | Management | ||||
10 | Elect Director Walter E. Massey | For | For | Management | ||||
11 | Elect Director Thomas J. May | For | For | Management | ||||
12 | Elect Director Patricia E. Mitchell | For | For | Management | ||||
13 | Elect Director Thomas M. Ryan | For | For | Management | ||||
14 | Elect Director O. Temple Sloan, Jr. | For | For | Management | ||||
15 | Elect Director Meredith R. Spangler | For | For | Management | ||||
16 | Elect Director Robert L. Tillman | For | For | Management | ||||
17 | Elect Director Jackie M. Ward | For | For | Management | ||||
18 | Ratify Auditors | For | For | Management | ||||
19 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||||
20 | Change Size of Board of Directors | Against | Against | Shareholder | ||||
21 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
BB&T CORPORATION | ||||||
Ticker: | BBT | Security ID: | 054937107 | |||
Meeting Date: | APR 24, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John A. Allison Iv | For | For | Management | ||||
1.2 | Elect Director Jennifer S. Banner | For | For | Management | ||||
1.3 | Elect Director Anna R. Cablik | For | For | Management | ||||
1.4 | Elect Director Nelle R. Chilton | For | For | Management | ||||
1.5 | Elect Director Ronald E. Deal | For | For | Management | ||||
1.6 | Elect Director Tom D. Efird | For | For | Management | ||||
1.7 | Elect Director Barry J. Fitzpatrick | For | For | Management | ||||
1.8 | Elect Director L. Vincent Hackley | For | For | Management | ||||
1.9 | Elect Director Jane P. Helm | For | For | Management | ||||
1.10 | Elect Director John P. Howe, III, M.D. | For | For | Management | ||||
1.11 | Elect Director James H. Maynard | For | For | Management | ||||
1.12 | Elect Director Albert O. McCauley | For | For | Management | ||||
1.13 | Elect Director J. Holmes Morrison | For | For | Management | ||||
1.14 | Elect Director Nido R. Qubein | For | For | Management | ||||
1.15 | Elect Director E. Rhone Sasser | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
BELLSOUTH CORP. | ||||||
Ticker: | BLS | Security ID: | 079860102 | |||
Meeting Date: | JUL 21, 2006 | Meeting Type: | Special | |||
Record Date: | JUN 1, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management |
BEMIS COMPANY, INC. | ||||||
Ticker: | BMS | Security ID: | 081437105 | |||
Meeting Date: | MAY 3, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 9, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nancy P. McDonald | For | For | Management | ||||
1.2 | Elect Director Jeffrey H. Curler | For | For | Management | ||||
1.3 | Elect Director Roger D. O’Shaughnessy | For | For | Management | ||||
1.4 | Elect Director David S. Haffner | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Pay Disparity | Against | Against | Shareholder |
BJ SERVICES COMPANY | ||||||
Ticker: | BJS | Security ID: | 055482103 | |||
Meeting Date: | JAN 30, 2007 | Meeting Type: | Annual | |||
Record Date: | DEC 8, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Don D. Jordan | For | For | Management | ||||
1.2 | Elect Director William H. White | For | For | Management |
BLACK & DECKER CORP., THE | ||||||
Ticker: | BDK | Security ID: | 091797100 | |||
Meeting Date: | APR 19, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 20, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nolan D. Archibald | For | For | Management | ||||
1.2 | Elect Director Norman R. Augustine | For | For | Management | ||||
1.3 | Elect Director Barbara L. Bowles | For | For | Management | ||||
1.4 | Elect Director George W. Buckley | For | For | Management | ||||
1.5 | Elect Director M. Anthony Burns | For | For | Management | ||||
1.6 | Elect Director Kim B. Clark | For | For | Management | ||||
1.7 | Elect Director Manuel A. Fernandez | For | For | Management | ||||
1.8 | Elect Director Benjamin H. Griswold, IV | For | For | Management | ||||
1.9 | Elect Director Anthony Luiso | For | For | Management | ||||
1.10 | Elect Director Robert L. Ryan | For | For | Management | ||||
1.11 | Elect Director Mark H. Willes | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Pay For Superior Performance | Against | Against | Shareholder |
BORG-WARNER, INC. | ||||||
Ticker: | BWA | Security ID: | 099724106 | |||
Meeting Date: | APR 25, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 2, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jere A. Drummond | For | For | Management | ||||
1.2 | Elect Director Timothy M. Manganello | For | For | Management | ||||
1.3 | Elect Director Ernest J. Novak, Jr. | For | For | Management | ||||
2 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
3 | Ratify Auditors | For | For | Management |
BRISTOL-MYERS SQUIBB CO. | ||||||
Ticker: | BMY | Security ID: | 110122108 | |||
Meeting Date: | MAY 1, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 5, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lewis B. Campbell | For | For | Management | ||||
2 | Elect Director James M. Cornelius | For | For | Management | ||||
3 | Elect Director Louis J. Freeh | For | For | Management | ||||
4 | Elect Director Laurie H. Glimcher | For | For | Management | ||||
5 | Elect Director Michael Grobstein | For | For | Management | ||||
6 | Elect Director Leif Johansson | For | For | Management | ||||
7 | Elect Director James D. Robinson III | For | For | Management | ||||
8 | Elect Director Vicki L. Sato | For | For | Management | ||||
9 | Elect Director R. Sanders Williams | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Approve Omnibus Stock Plan | For | For | Management | ||||
12 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
13 | Increase Disclosure of Executive Compensation | Against | Against | Shareholder | ||||
14 | Claw-back of Payments under Restatements | Against | Against | Shareholder | ||||
15 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder |
CARDINAL HEALTH, INC. | ||||||
Ticker: | CAH | Security ID: | 14149Y108 | |||
Meeting Date: | NOV 8, 2006 | Meeting Type: | Annual | |||
Record Date: | SEP 11, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Finn | For | For | Management | ||||
1.2 | Elect Director David W. Raisbeck | For | For | Management | ||||
1.3 | Elect Director Robert D. Walter | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Submit Severance Agreements (Change-in-Control)to Shareholder Vote | Against | For | Shareholder | ||||
4 | Performance-Based and/or Time-Based Equity Awards | Against | For | Shareholder | ||||
5 | Increase Disclosure of Executive Compensation | Against | Against | Shareholder |
CHUBB CORP., THE | ||||||
Ticker: | CB | Security ID: | 171232101 | |||
Meeting Date: | APR 24, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 5, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Zoe Bard | For | For | Management | ||||
1.2 | Elect Director Sheila P. Burke | For | For | Management | ||||
1.3 | Elect Director James I. Cash, Jr. | For | For | Management | ||||
1.4 | Elect Director Joel J. Cohen | For | For | Management | ||||
1.5 | Elect Director John D. Finnegan | For | For | Management | ||||
1.6 | Elect Director Klaus J. Mangold | For | For | Management | ||||
1.7 | Elect Director David G. Scholey | For | For | Management | ||||
1.8 | Elect Director Lawrence M. Small | For | For | Management | ||||
1.9 | Elect Director Daniel E. Somers | For | For | Management | ||||
1.10 | Elect Director Karen Hastie Williams | For | For | Management | ||||
1.11 | Elect Director Alfred W. Zollar | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Articles/Bylaws/Charter General Matters--Adopt Majority Vote Standard for the Election of Directors | For | For | Management | ||||
4 | Report on Political Contributions | Against | Against | Shareholder |
CISCO SYSTEMS, INC. | ||||||
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 15, 2006 | Meeting Type: | Annual | |||
Record Date: | SEP 18, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carol A. Bartz | For | For | Management | ||||
1.2 | Elect Director M. Michele Burns | For | For | Management | ||||
1.3 | Elect Director Michael D. Capellas | For | For | Management | ||||
1.4 | Elect Director Larry R. Carter | For | For | Management | ||||
1.5 | Elect Director John T. Chambers | For | For | Management | ||||
1.6 | Elect Director Dr. John L. Hennessy | For | For | Management | ||||
1.7 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
1.8 | Elect Director Roderick C. McGeary | For | For | Management | ||||
1.9 | Elect Director Steven M. West | For | For | Management | ||||
1.10 | Elect Director Jerry Yang | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Performance-Based and/or Time-Based Equity Awards | Against | Against | Shareholder | ||||
4 | Report on Pay Disparity | Against | Against | Shareholder | ||||
5 | Report on Internet Fragmentation | Against | Against | Shareholder |
CITIGROUP INC. | ||||||
Ticker: | C | Security ID: | 172967101 | |||
Meeting Date: | APR 17, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 21, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director C. Michael Armstrong | For | For | Management | ||||
2 | Elect Director Alain J.P. Belda | For | For | Management | ||||
3 | Elect Director George David | For | For | Management | ||||
4 | Elect Director Kenneth T. Derr | For | For | Management | ||||
5 | Elect Director John M. Deutch | For | For | Management | ||||
6 | Elect Director Roberto Hernandez Ramirez | For | For | Management | ||||
7 | Elect Director Klaus Kleinfeld | For | For | Management | ||||
8 | Elect Director Andrew N. Liveris | For | For | Management | ||||
9 | Elect Director Anne Mulcahy | For | For | Management | ||||
10 | Elect Director Richard D. Parsons | For | For | Management | ||||
11 | Elect Director Charles Prince | For | For | Management | ||||
12 | Elect Director Judith Rodin | For | For | Management | ||||
13 | Elect Director Robert E. Rubin | For | For | Management | ||||
14 | Elect Director Franklin A. Thomas | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Report on Government Service of Employees | Against | Against | Shareholder | ||||
17 | Report on Political Contributions | Against | Against | Shareholder | ||||
18 | Report on Charitable Contributions | Against | Against | Shareholder | ||||
19 | Approve Report of the Compensation Committee | Against | Against | Shareholder | ||||
20 | Report on Pay Disparity | Against | Against | Shareholder | ||||
21 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
22 | Stock Retention/Holding Period | Against | Against | Shareholder | ||||
23 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||
24 | Amend Bylaws to Permit Shareholders to Call Special Meetings | Against | Against | Shareholder |
COCA-COLA COMPANY, THE | ||||||
Ticker: | KO | Security ID: | 191216100 | |||
Meeting Date: | APR 18, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 20, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Herbert A. Allen | For | For | Management | ||||
2 | Elect Director Ronald W. Allen | For | For | Management | ||||
3 | Elect Director Cathleen P. Black | For | For | Management | ||||
4 | Elect Director Barry Diller | For | For | Management | ||||
5 | Elect Director E. Neville Isdell | For | For | Management | ||||
6 | Elect Director Donald R. Keough | For | For | Management | ||||
7 | Elect Director Donald F. McHenry | For | For | Management | ||||
8 | Elect Director Sam Nunn | For | For | Management | ||||
9 | Elect Director James D. Robinson, III | For | For | Management | ||||
10 | Elect Director Peter V. Ueberroth | For | For | Management | ||||
11 | Elect Director James B. Williams | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
14 | Limit Executive Compensation | Against | Against | Shareholder | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder | ||||
16 | Report on Chemical and Biological Testing Data | Against | Against | Shareholder | ||||
17 | Report on Environmental Liabilities in India | Against | Against | Shareholder | ||||
18 | Performance-Based and/or Time-Based Equity Awards | Against | Against | Shareholder |
COLGATE-PALMOLIVE CO. | ||||||
Ticker: | CL | Security ID: | 194162103 | |||
Meeting Date: | MAY 3, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John T. Cahill | For | For | Management | ||||
2 | Elect Director Jill K. Conway | For | For | Management | ||||
3 | Elect Director Ellen M. Hancock | For | For | Management | ||||
4 | Elect Director David W. Johnson | For | For | Management | ||||
5 | Elect Director Richard J. Kogan | For | For | Management | ||||
6 | Elect Director Delano E. Lewis | For | For | Management | ||||
7 | Elect Director Reuben Mark | For | For | Management | ||||
8 | Elect Director J. Pedro Reinhard | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | Against | Shareholder | ||||
11 | Pay for Superior Performance | Against | Against | Shareholder |
COMCAST CORP. | ||||||
Ticker: | CMCSA | Security ID: | 20030N101 | |||
Meeting Date: | MAY 23, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director S. Decker Anstrom | For | For | Management | ||||
1.2 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management | ||||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||||
1.5 | Elect Director Julian A. Brodsky | For | For | Management | ||||
1.6 | Elect Director Joseph J. Collins | For | For | Management | ||||
1.7 | Elect Director J. Michael Cook | For | For | Management | ||||
1.8 | Elect Director Jeffrey A. Honickman | For | For | Management | ||||
1.9 | Elect Director Brian L. Roberts | For | For | Management | ||||
1.10 | Elect Director Ralph J. Roberts | For | For | Management | ||||
1.11 | Elect Director Judith Rodin | For | For | Management | ||||
1.12 | Elect Director Michael I. Sovern | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||||
4 | Separate Chairman and CEO Positions | Against | For | Shareholder | ||||
5 | Prepare Sustainability Report | Against | Against | Shareholder | ||||
6 | Company-Specific — Adopt Recapitalization Plan | Against | For | Shareholder | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder | ||||
8 | Report on Pay Disparity | Against | Against | Shareholder | ||||
9 | Report on Political Contributions | Against | Against | Shareholder |
COMERICA INC. | ||||||
Ticker: | CMA | Security ID: | 200340107 | |||
Meeting Date: | MAY 15, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ralph W. Babb, Jr. | For | For | Management | ||||
2 | Elect Director James F. Cordes | For | For | Management | ||||
3 | Elect Director Peter D. Cummings | For | For | Management | ||||
4 | Elect Director William P. Vititoe | For | For | Management | ||||
5 | Elect Director Kenneth L. Way | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Prepare Sustainability Report | Against | Against | Shareholder |
CONAGRA FOODS INC. | ||||||
Ticker: | CAG | Security ID: | 205887102 | |||
Meeting Date: | SEP 28, 2006 | Meeting Type: | Annual | |||
Record Date: | JUL 31, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David H. Batchelder | For | For | Management | ||||
1.2 | Elect Director Steven F. Goldstone | For | For | Management | ||||
1.3 | Elect Director Mark H. Rauenhorst | For | For | Management | ||||
1.4 | Elect Director Gary M. Rodkin | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
CONSOL ENERGY, INC. | ||||||
Ticker: | CNX | Security ID: | 20854P109 | |||
Meeting Date: | MAY 1, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Whitmire | For | For | Management | ||||
1.2 | Elect Director J. Brett Harvey | For | For | Management | ||||
1.3 | Elect Director James E. Altmeyer, Sr. | For | For | Management | ||||
1.4 | Elect Director William E. Davis | For | For | Management | ||||
1.5 | Elect Director Raj K. Gupta | For | For | Management | ||||
1.6 | Elect Director Patricia A. Hammick | For | For | Management | ||||
1.7 | Elect Director David C. Hardesty, Jr. | For | For | Management | ||||
1.8 | Elect Director John T. Mills | For | For | Management | ||||
1.9 | Elect Director William P. Powell | For | For | Management | ||||
1.10 | Elect Director Joseph T. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Report on Emissions | Against | Against | Shareholder |
CONSTELLATION ENERGY GROUP, INC. | ||||||
Ticker: | CEG | Security ID: | 210371100 | |||
Meeting Date: | DEC 8, 2006 | Meeting Type: | Annual | |||
Record Date: | OCT 27, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Douglas L. Becker | For | For | Management | ||||
1.2 | Elect Director Edward A. Crooke | For | For | Management | ||||
1.3 | Elect Director Mayo A. Shattuck III | For | For | Management | ||||
1.4 | Elect Director Michael D. Sullivan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | None | For | Shareholder |
CONSTELLATION ENERGY GROUP, INC. | ||||||
Ticker: | CEG | Security ID: | 210371100 | |||
Meeting Date: | MAY 18, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Yves C. de Balmann | For | For | Management | ||||
2 | Elect Director Douglas L. Becker | For | For | Management | ||||
3 | Elect Director James T. Brady | For | For | Management | ||||
4 | Elect Director Edward A. Crooke | For | For | Management | ||||
5 | Elect Director James R. Curtiss | For | For | Management | ||||
6 | Elect Director Freeman A. Hrabowski, III | For | For | Management | ||||
7 | Elect Director Nancy Lampton | For | For | Management | ||||
8 | Elect Director Robert J. Lawless | For | For | Management | ||||
9 | Elect Director Lynn M. Martin | For | For | Management | ||||
10 | Elect Director Mayo A. Shattuck, III | For | For | Management | ||||
11 | Elect Director Michael D. Sullivan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||
14 | Approve Executive Incentive Bonus Plan | For | For | Management |
COOPER INDUSTRIES LTD | ||||||
Ticker: | CBE | Security ID: | G24182100 | |||
Meeting Date: | APR 24, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Director S.G. Butler | For | For | Management | ||||
1b | Elect Director D.F. Smith | For | For | Management | ||||
1c | Elect Director G.B. Smith | For | For | Management | ||||
1d | Elect Director M.S. Thompson | For | For | Management | ||||
1e | Elect Director L.D. Kingsley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | AMENDMENT TO COOPER S BYE-LAWS TO INCREASE AUTHORIZED SHARES. | For | For | Management | ||||
4 | ILO Standards | Against | Against | Shareholder |
COUNTRYWIDE FINANCIAL CORP. | ||||||
Ticker: | CFC | Security ID: | 222372104 | |||
Meeting Date: | JUN 13, 2007 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Henry G. Cisneros | For | For | Management | ||||
1.2 | Elect Director Robert J. Donato | For | For | Management | ||||
1.3 | Elect Director Harley W. Snyder | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder |
CROWN CASTLE INTERNATIONAL CORP. | ||||||
Ticker: | CCI | Security ID: | 228227104 | |||
Meeting Date: | JAN 11, 2007 | Meeting Type: | Special | |||
Record Date: | NOV 27, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management |
CROWN HOLDINGS, INC. | ||||||
Ticker: | CCK | Security ID: | 228368106 | |||
Meeting Date: | APR 26, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 13, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jenne K. Britell, Ph.D. | For | For | Management | ||||
1.2 | Elect Director ohn W. Conway | For | For | Management | ||||
1.3 | Elect Director Arnold W. Donald | For | For | Management | ||||
1.4 | Elect Director William G. Little | For | For | Management | ||||
1.5 | Elect Director Hans J. Loliger | For | For | Management | ||||
1.6 | Elect Director Thomas A. Ralph | For | For | Management | ||||
1.7 | Elect Director Hugues du Rouret | For | For | Management | ||||
1.8 | Elect Director Alan W. Rutherford | For | For | Management | ||||
1.9 | Elect Director Jim L. Turner | For | For | Management | ||||
1.10 | Elect Director William S. Urkiel | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Limit Executive Compensation | Against | Against | Shareholder |
CSX CORP. | ||||||
Ticker: | CSX | Security ID: | 126408103 | |||
Meeting Date: | MAY 2, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director D.M. Alvarado | For | For | Management | ||||
1.2 | Elect Director E.E. Bailey | For | For | Management | ||||
1.3 | Elect Director Sen. J.B. Breaux | For | For | Management | ||||
1.4 | Elect Director S.T. Halverson | For | For | Management | ||||
1.5 | Elect Director E.J. Kelly, III | For | For | Management | ||||
1.6 | Elect Director R.D. Kunisch | For | For | Management | ||||
1.7 | Elect Director S.J. Morcott | For | For | Management | ||||
1.8 | Elect Director D.M. Ratcliffe | For | For | Management | ||||
1.9 | Elect Director W.C. Richardson | For | For | Management | ||||
1.10 | Elect Director F.S. Royal, M.D. | For | For | Management | ||||
1.11 | Elect Director D.J. Shepard | For | For | Management | ||||
1.12 | Elect Director M.J. Ward | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Limit Executive Compensation | Against | Against | Shareholder | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
5 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | For | Shareholder | ||||
6 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | Against | Shareholder |
DEL MONTE FOODS CO. | ||||||
Ticker: | DLM | Security ID: | 24522P103 | |||
Meeting Date: | SEP 21, 2006 | Meeting Type: | Annual | |||
Record Date: | AUG 3, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Samuel H. Armacost | For | For | Management | ||||
1.2 | Elect Director Terence D. Martin | For | For | Management | ||||
1.3 | Elect Director Richard G. Wolford | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
DELL INC. | ||||||
Ticker: | DELL | Security ID: | 24702R101 | |||
Meeting Date: | JUL 21, 2006 | Meeting Type: | Annual | |||
Record Date: | MAY 26, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donald J. Carty | For | For | Management | ||||
1.2 | Elect Director Michael S. Dell | For | For | Management | ||||
1.3 | Elect Director William H. Gray, III | For | For | Management | ||||
1.4 | Elect Director Sallie L. Krawcheck | For | For | Management | ||||
1.5 | Elect Director Alan (A.G.) Lafley | For | For | Management | ||||
1.6 | Elect Director Judy C. Lewent | For | For | Management | ||||
1.7 | Elect Director Klaus S. Luft | For | For | Management | ||||
1.8 | Elect Director Alex J. Mandl | For | For | Management | ||||
1.9 | Elect Director Michael A. Miles | For | For | Management | ||||
1.10 | Elect Director Samuel A. Nunn, Jr. | For | For | Management | ||||
1.11 | Elect Director Kevin B. Rollins | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Adopt ILO-Based Code of Conduct | Against | Against | Shareholder | ||||
4 | Compensation Company Specific--Declaration of Dividend | Against | Against | Shareholder |
DIAMOND OFFSHORE DRILLING, INC. | ||||||
Ticker: | DO | Security ID: | 25271C102 | |||
Meeting Date: | MAY 15, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James S. Tisch | For | For | Management | ||||
1.2 | Elect Director Lawrence R. Dickerson | For | For | Management | ||||
1.3 | Elect Director Alan R. Batkin | For | For | Management | ||||
1.4 | Elect Director John R. Bolton | For | For | Management | ||||
1.5 | Elect Director Charles L. Fabrikant | For | For | Management | ||||
1.6 | Elect Director Paul G. Gaffney, II | For | For | Management | ||||
1.7 | Elect Director Herbert C. Hofmann | For | For | Management | ||||
1.8 | Elect Director Arthur L. Rebell | For | For | Management | ||||
1.9 | Elect Director Raymond S. Troubh | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
DILLARDS, INC | ||||||
Ticker: | DDS | Security ID: | 254067101 | |||
Meeting Date: | MAY 19, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert C. Connor | For | Did Not Vote | Management | ||||
1.2 | Elect Director Will D. Davis | For | Did Not Vote | Management | ||||
1.3 | Elect Director John Paul Hammerschmidt | For | Did Not Vote | Management | ||||
1.4 | Elect Director Peter R. Johnson | For | Did Not Vote | Management | ||||
2 | Ratify Auditors | For | Did Not Vote | Management | ||||
3 | Prepare Sustainability Report | Against | Did Not Vote | Shareholder |
DOMINION RESOURCES, INC. | ||||||
Ticker: | D | Security ID: | 25746U109 | |||
Meeting Date: | APR 27, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter W. Brown | For | For | Management | ||||
1.2 | Elect Director George A. Davidson, Jr. | For | For | Management | ||||
1.3 | Elect Director Thomas F. Farrell, II | For | For | Management | ||||
1.4 | Elect Director John W. Harris | For | For | Management | ||||
1.5 | Elect Director Robert S. Jepson, Jr. | For | For | Management | ||||
1.6 | Elect Director Mark J. Kington | For | For | Management | ||||
1.7 | Elect Director Benjamin J. Lambert, III | For | For | Management | ||||
1.8 | Elect Director Margaret A. McKenna | For | For | Management | ||||
1.9 | Elect Director Frank S. Royal, M.D. | For | For | Management | ||||
1.10 | Elect Director David A. Wollard | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Greenhouse Gas Emissions | Against | Against | Shareholder | ||||
4 | Report on Impact of Utilizing National Interest Electric Transmission Corridor | Against | Against | Shareholder |
DOW CHEMICAL COMPANY, THE | ||||||
Ticker: | DOW | Security ID: | 260543103 | |||
Meeting Date: | MAY 10, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Arnold A. Allemang | For | Did Not Vote | Management | ||||
1.2 | Elect Director Jacqueline K. Barton | For | Did Not Vote | Management | ||||
1.3 | Elect Director James A. Bell | For | Did Not Vote | Management | ||||
1.4 | Elect Director Jeff M. Fettig | For | Did Not Vote | Management | ||||
1.5 | Elect Director Barbara H. Franklin | For | Did Not Vote | Management | ||||
1.6 | Elect Director John B. Hess | For | Did Not Vote | Management | ||||
1.7 | Elect Director Andrew N. Liveris | For | Did Not Vote | Management | ||||
1.8 | Elect Director Geoffery E. Merszei | For | Did Not Vote | Management | ||||
1.9 | WITHDRAWN | None | Did Not Vote | Management | ||||
1.10 | Elect Director James M. Ringler | For | Did Not Vote | Management | ||||
1.11 | Elect Director Ruth G. Shaw | For | Did Not Vote | Management | ||||
1.12 | Elect Director Paul G. Stern | For | Did Not Vote | Management | ||||
2 | Ratify Auditors | For | Did Not Vote | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | Did Not Vote | Management | ||||
4 | Report on Remediation Policies in Bhopal | Against | Did Not Vote | Shareholder | ||||
5 | Report on Genetically Modified Organisms | Against | Did Not Vote | Shareholder | ||||
6 | Report on Environmental Remediation | Against | Did Not Vote | Shareholder | ||||
7 | Evaluate Potential Links Between Company Products and Asthma | Against | Did Not Vote | Shareholder |
EATON CORPORATION | ||||||
Ticker: | ETN | Security ID: | 278058102 | |||
Meeting Date: | APR 25, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Christopher M. Connor | For | For | Management | ||||
1.2 | Elect Director Michael J. Critelli | For | For | Management | ||||
1.3 | Elect Director Charles E. Golden | For | For | Management | ||||
1.4 | Elect Director Ernie Green | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ELECTRONIC DATA SYSTEMS CORP. | ||||||
Ticker: | EDS | Security ID: | 285661104 | |||
Meeting Date: | APR 17, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director W. Roy Dunbar | For | For | Management | ||||
2 | Elect Director Martin C. Faga | For | For | Management | ||||
3 | Elect Director S. Malcolm Gillis | For | For | Management | ||||
4 | Elect Director Ray J. Groves | For | For | Management | ||||
5 | Elect Director Ellen M. Hancock | For | For | Management | ||||
6 | Elect Director Jeffrey M. Heller | For | For | Management | ||||
7 | Elect Director Ray L. Hunt | For | For | Management | ||||
8 | Elect Director Michael H. Jordan | For | For | Management | ||||
9 | Elect Director Edward A. Kangas | For | For | Management | ||||
10 | Elect Director James K. Sims | For | For | Management | ||||
11 | Elect Director R. David Yost | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Performance-Based and/or Time-Based Equity Awards | Against | Against | Shareholder | ||||
14 | Amend Bylaws -- Call Special Meetings | Against | Against | Shareholder |
EMBARQ CORP | ||||||
Ticker: | EQ | Security ID: | 29078E105 | |||
Meeting Date: | APR 26, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 5, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter C. Brown | For | For | Management | ||||
1.2 | Elect Director Steven A. Davis | For | For | Management | ||||
1.3 | Elect Director Daniel R. Hesse | For | For | Management | ||||
1.4 | Elect Director John P. Mullen | For | For | Management | ||||
1.5 | Elect Director William A. Owens | For | For | Management | ||||
1.6 | Elect Director Dinesh C. Paliwal | For | For | Management | ||||
1.7 | Elect Director Stephanie M. Shern | For | For | Management | ||||
1.8 | Elect Director Laurie A. Siegel | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
EMC CORP. | ||||||
Ticker: | EMC | Security ID: | 268648102 | |||
Meeting Date: | MAY 3, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 5, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael W. Brown | For | For | Management | ||||
1.2 | Elect Director John R. Egan | For | For | Management | ||||
1.3 | Elect Director David N. Strohm | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Declassify the Board of Directors | For | For | Management | ||||
6 | Limit Composition of Committee(s) to Independent Directors | Against | Against | Shareholder | ||||
7 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
8 | Company Specific-Adopt Simple Majority Vote | Against | For | Shareholder | ||||
9 | Pay For Superior Performance | Against | Against | Shareholder |
EMERSON ELECTRIC CO. | ||||||
Ticker: | EMR | Security ID: | 291011104 | |||
Meeting Date: | FEB 6, 2007 | Meeting Type: | Annual | |||
Record Date: | NOV 28, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director C. Fernandez G | For | For | Management | ||||
1.2 | Elect Director W. J. Galvin | For | For | Management | ||||
1.3 | Elect Director R. L. Ridgway | For | For | Management | ||||
1.4 | Elect Director R. L. Stephenson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ENTERGY CORP. | ||||||
Ticker: | ETR | Security ID: | 29364G103 | |||
Meeting Date: | MAY 4, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 6, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Maureen Scannell Bateman | For | For | Management | ||||
1.2 | Elect Director W. Frank Blount | For | For | Management | ||||
1.3 | Elect Director Simon D. DeBree | For | For | Management | ||||
1.4 | Elect Director Gary W. Edwards | For | For | Management | ||||
1.5 | Elect Director Alexis M. Herman | For | For | Management | ||||
1.6 | Elect Director Donald C. Hintz | For | For | Management | ||||
1.7 | Elect Director J. Wayne Leonard | For | For | Management | ||||
1.8 | Elect Director Stuart L. Levenick | For | For | Management | ||||
1.9 | Elect Director James R. Nichols | For | For | Management | ||||
1.10 | Elect Director William A. Percy, II | For | For | Management | ||||
1.11 | Elect Director W.J. Tauzin | For | For | Management | ||||
1.12 | Elect Director Steven V. Wilkinson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Political Contributions | Against | Against | Shareholder | ||||
4 | Limit Executive Compensation | Against | Against | Shareholder |
FAMILY DOLLAR STORES, INC. | ||||||
Ticker: | FDO | Security ID: | 307000109 | |||
Meeting Date: | JUN 19, 2007 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark R. Bernstein | For | For | Management | ||||
1.2 | Elect Director Sharon Allred Decker | For | For | Management | ||||
1.3 | Elect Director Edward C. Dolby | For | For | Management | ||||
1.4 | Elect Director Glenn A. Eisenberg | For | For | Management | ||||
1.5 | Elect Director Howard R. Levine | For | For | Management | ||||
1.6 | Elect Director George R. Mahoney, Jr. | For | For | Management | ||||
1.7 | Elect Director James G. Martin | For | For | Management | ||||
1.8 | Elect Director Dale C. Pond | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
FEDERATED DEPARTMENT STORES, INC. | ||||||
Ticker: | FD | Security ID: | 31410H101 | |||
Meeting Date: | MAY 18, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sara Levinson | For | For | Management | ||||
1.2 | Elect Director Joseph Neubauer | For | For | Management | ||||
1.3 | Elect Director Joseph Pichler | For | For | Management | ||||
1.4 | Elect Director Joyce M. Roche | For | For | Management | ||||
1.5 | Elect Director Karl von der Heyden | For | For | Management | ||||
1.6 | Elect Director Craig E. Weatherup | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Change Company Name | For | For | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Approve Deferred Compensation Plan | For | For | Management |
FIFTH THIRD BANCORP | ||||||
Ticker: | FITB | Security ID: | 316773100 | |||
Meeting Date: | APR 17, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Darryl F. Allen | For | For | Management | ||||
1.2 | Elect Director John F. Barrett | For | For | Management | ||||
1.3 | Elect Director James P. Hackett | For | For | Management | ||||
1.4 | Elect Director Gary R. Heminger | For | For | Management | ||||
1.5 | Elect Director Joan R. Herschede | For | For | Management | ||||
1.6 | Elect Director Allen M. Hill | For | For | Management | ||||
1.7 | Elect Director Kevin T. Kabat | For | For | Management | ||||
1.8 | Elect Director Robert L. Koch II | For | For | Management | ||||
1.9 | Elect Director Mitchel D. Livingston | For | For | Management | ||||
1.10 | Elect Director Hendrik G. Meijer | For | For | Management | ||||
1.11 | Elect Director James E. Rogers | For | For | Management | ||||
1.12 | Elect Director George A. Schaefer, Jr. | For | For | Management | ||||
1.13 | Elect Director John J. Schiff, Jr. | For | For | Management | ||||
1.14 | Elect Director Dudley S. Taft | For | For | Management | ||||
1.15 | Elect Director Thomas W. Traylor | For | For | Management | ||||
2 | Company Specific-Equity-Related | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
FREDDIE MAC | ||||||
Ticker: | FRE | Security ID: | 313400301 | |||
Meeting Date: | SEP 8, 2006 | Meeting Type: | Annual | |||
Record Date: | JUN 30, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Geoffrey T. Boisi | For | For | Management | ||||
1.3 | Elect Director Michelle Engler | For | For | Management | ||||
1.4 | Elect Director Robert R. Glauber | For | For | Management | ||||
1.5 | Elect Director Richard Karl Goeltz | For | For | Management | ||||
1.6 | Elect Director Thomas S. Johnson | For | For | Management | ||||
1.7 | Elect Director William M. Lewis, Jr. | For | For | Management | ||||
1.8 | Elect Director Eugene M. McQuade | For | For | Management | ||||
1.9 | Elect Director Shaun F. O’Malley | For | For | Management | ||||
1.10 | Elect Director Jeffrey M. Peek | For | For | Management | ||||
1.11 | Elect Director Ronald F. Poe | For | For | Management | ||||
1.12 | Elect Director Stephen A. Ross | For | For | Management | ||||
1.13 | Elect Director Richard F. Syron | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Charitable Contributions | Against | Against | Shareholder |
FREDDIE MAC | ||||||
Ticker: | FRE | Security ID: | 313400301 | |||
Meeting Date: | JUN 8, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
2 | Elect Director Geoffrey T. Boisi | For | For | Management | ||||
3 | Elect Director Michelle Engler | For | For | Management | ||||
4 | Elect Director Robert R. Glauber | For | For | Management | ||||
5 | Elect Director Richard Karl Goeltz | For | For | Management | ||||
6 | Elect Director Thomas S. Johnson | For | For | Management | ||||
7 | Elect Director William M. Lewis, Jr | For | For | Management | ||||
8 | Elect Director Eugene M. McQuade | For | For | Management | ||||
9 | Elect Director Shaud F. O Malley | For | For | Management | ||||
10 | Elect Director Jeffrey M. Peek | For | For | Management | ||||
11 | Elect Director Nicolas P. Retsinas | For | For | Management | ||||
12 | Elect Director Stephen A. Ross | For | For | Management | ||||
13 | Elect Director Richard F. Syron | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management |
GANNETT CO., INC. | ||||||
Ticker: | GCI | Security ID: | 364730101 | |||
Meeting Date: | APR 24, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles B. Fruit | For | For | Management | ||||
1.2 | Elect Director Arthur H. Harper | For | For | Management | ||||
1.3 | Elect Director John Jeffry Louis | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Company Specific-Governance Related--Require Chairman to be Independent | Against | For | Shareholder |
GAP, INC., THE | ||||||||
Ticker: | GPS | Security ID: | 364760108 | |||||
Meeting Date: | JUN 5, 2007 | Meeting Type: | Annual | |||||
Record Date: | APR 9, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Howard P. Behar | For | For | Management | ||||
1.2 | Elect Director Adrian D.P. Bellamy | For | For | Management | ||||
1.3 | Elect Director Domenico De Sole | For | For | Management | ||||
1.4 | Elect Director Donald G. Fisher | For | For | Management | ||||
1.5 | Elect Director Doris F. Fisher | For | For | Management | ||||
1.6 | Elect Director Robert J. Fisher | For | For | Management | ||||
1.7 | Elect Director Penelope L. Hughes | For | For | Management | ||||
1.8 | Elect Director Bob L. Martin | For | For | Management | ||||
1.9 | Elect Director Jorge P. Montoya | For | For | Management | ||||
1.10 | Elect Director James M. Schneider | For | For | Management | ||||
1.11 | Elect Director Mayo A. Shattuck, III | For | For | Management | ||||
1.12 | Elect Director Kneeland C. Youngblood | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
GENERAL MILLS, INC. | ||||||
Ticker: | GIS | Security ID: | 370334104 | |||
Meeting Date: | SEP 25, 2006 | Meeting Type: | Annual | |||
Record Date: | JUL 27, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul Danos | For | For | Management | ||||
1.2 | Elect Director William T. Esrey | For | For | Management | ||||
1.3 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
1.4 | Elect Director Judith Richards Hope | For | For | Management | ||||
1.5 | Elect Director Heidi G. Miller | For | For | Management | ||||
1.6 | Elect Director H. Ochoa-Brillembourg | For | For | Management | ||||
1.7 | Elect Director Steve Odland | For | For | Management | ||||
1.8 | Elect Director Kendall J. Powell | For | For | Management | ||||
1.9 | Elect Director Michael D. Rose | For | For | Management | ||||
1.10 | Elect Director Robert L. Ryan | For | For | Management | ||||
1.11 | Elect Director Stephen W. Sanger | For | For | Management | ||||
1.12 | Elect Director A. Michael Spence | For | For | Management | ||||
1.13 | Elect Director Dorothy A. Terrell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management | ||||
4 | Label Genetically Modified Ingredients | Against | Against | Shareholder |
GOLDMAN SACHS GROUP, INC., THE | ||||||
Ticker: | GS | Security ID: | 38141G104 | |||
Meeting Date: | APR 11, 2007 | Meeting Type: | Annual | |||
Record Date: | JAN 26, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||
2 | Elect Director Lord Browne of Madingley | For | For | Management | ||||
3 | Elect Director John H. Bryan | For | For | Management | ||||
4 | Elect Director Gary D. Cohn | For | For | Management | ||||
5 | Elect Director Claes Dahlback | For | For | Management | ||||
6 | Elect Director Stephen Friedman | For | For | Management | ||||
7 | Elect Director William W. George | For | For | Management | ||||
8 | Elect Director Rajat K. Gupta | For | For | Management | ||||
9 | Elect Director James A. Johnson | For | For | Management | ||||
10 | Elect Director Lois D. Juliber | For | For | Management | ||||
11 | Elect Director Edward M. Liddy | For | For | Management | ||||
12 | Elect Director Ruth J. Simmons | For | For | Management | ||||
13 | Elect Director Jon Winkelried | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Report on Charitable Contributions | Against | Against | Shareholder | ||||
16 | Sustainability Report | Against | Against | Shareholder | ||||
17 | Prohibit Executive Stock-Based Awards | Against | Shareholder |
GOOGLE INC | ||||||
Ticker: | GOOG | Security ID: | 38259P508 | |||
Meeting Date: | MAY 10, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Eric Schmidt | For | For | Management | ||||
1.2 | Elect Director Sergey Brin | For | For | Management | ||||
1.3 | Elect Director Larry Page | For | For | Management | ||||
1.4 | Elect Director L. John Doerr | For | For | Management | ||||
1.5 | Elect Director John L. Hennessy | For | For | Management | ||||
1.6 | Elect Director Arthur D. Levinson | For | For | Management | ||||
1.7 | Elect Director Ann Mather | For | For | Management | ||||
1.8 | Elect Director Paul S. Otellini | For | For | Management | ||||
1.9 | Elect Director K. Ram Shriram | For | For | Management | ||||
1.10 | Elect Director Shirley M. Tilghman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Adopt Policies to Protect Freedom of Access to the Internet | Against | Against | Shareholder |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE | ||||||
Ticker: | HIG | Security ID: | 416515104 | |||
Meeting Date: | MAY 16, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ramani Ayer | For | For | Management | ||||
1.2 | Elect Director Ramon De Oliveira | For | For | Management | ||||
1.3 | Elect Director Trevor Fetter | For | For | Management | ||||
1.4 | Elect Director Edward J. Kelly, III | For | For | Management | ||||
1.5 | Elect Director Paul G. Kirk, Jr. | For | For | Management | ||||
1.6 | Elect Director Thomas M. Marra | For | For | Management | ||||
1.7 | Elect Director Gail J. Mcgovern | For | For | Management | ||||
1.8 | Elect Director Michael G. Morris | For | For | Management | ||||
1.9 | Elect Director Robert W. Selander | For | For | Management | ||||
1.10 | Elect Director Charles B. Strauss | For | For | Management | ||||
1.11 | Elect Director H. Patrick Swygert | For | For | Management | ||||
1.12 | Elect Director David K. Zwiener | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
HERCULES INC. | ||||||
Ticker: | HPC | Security ID: | 427056106 | |||
Meeting Date: | APR 19, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 5, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John C. Hunter, III | For | For | Management | ||||
1.2 | Elect Director Robert D. Kennedy | For | For | Management | ||||
1.3 | Elect Director Craig A. Rogerson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management |
HEWLETT-PACKARD CO. | ||||||
Ticker: | HPQ | Security ID: | 428236103 | |||
Meeting Date: | MAR 14, 2007 | Meeting Type: | Annual | |||
Record Date: | JAN 16, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director L.T. Babbio, Jr. | For | For | Management | ||||
2 | Elect Director S.M. Baldauf | For | For | Management | ||||
3 | Elect Director R.A. Hackborn | For | For | Management | ||||
4 | Elect Director J.H. Hammergren | For | For | Management | ||||
5 | Elect Director M.V. Hurd | For | For | Management | ||||
6 | Elect Director R.L. Ryan | For | For | Management | ||||
7 | Elect Director L.S. Salhany | For | For | Management | ||||
8 | Elect Director G.K.Thompson | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||
11 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
12 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder | ||||
13 | Performance-Based Equity Awards | Against | Against | Shareholder |
INGRAM MICRO, INC. | ||||||
Ticker: | IM | Security ID: | 457153104 | |||
Meeting Date: | JUN 6, 2007 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Orrin H. Ingram, Ii | For | For | Management | ||||
1.2 | Elect Director Michael T. Smith | For | For | Management | ||||
1.3 | Elect Director Gregory M.E. Spierkel | For | For | Management | ||||
1.4 | Elect Director Joe B. Wyatt | For | For | Management | ||||
1.5 | Elect Director Leslie S. Heisz | For | For | Management |
INTEL CORP. | ||||||
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 16, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Craig R. Barrett | For | For | Management | ||||
2 | Elect Director Charlene Barshefsky | For | For | Management | ||||
3 | Elect Director Susan L. Decker | For | For | Management | ||||
4 | Elect Director D. James Guzy | For | For | Management | ||||
5 | Elect Director Reed E. Hundt | For | For | Management | ||||
6 | Elect Director Paul S. Otellini | For | For | Management | ||||
7 | Elect Director James D. Plummer | For | For | Management | ||||
8 | Elect Director David S. Pottruck | For | For | Management | ||||
9 | Elect Director Jane E. Shaw | For | For | Management | ||||
10 | Elect Director John L. Thornton | For | For | Management | ||||
11 | Elect Director David B. Yoffie | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
15 | Limit Executive Compensation | Against | Against | Shareholder |
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: | APR 24, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Cathleen Black | For | For | Management | ||||
1.2 | Elect Director Kenneth I. Chenault | For | For | Management | ||||
1.3 | Elect Director Juergen Dormann | For | For | Management | ||||
1.4 | Elect Director Michael L. Eskew | For | For | Management | ||||
1.5 | Elect Director Shirley Ann Jackson | For | For | Management | ||||
1.6 | Elect Director Minoru Makihara | For | For | Management | ||||
1.7 | Elect Director Lucio A. Noto | For | For | Management | ||||
1.8 | Elect Director James W. Owens | For | For | Management | ||||
1.9 | Elect Director Samuel J. Palmisano | For | For | Management | ||||
1.10 | Elect Director Joan E. Spero | For | For | Management | ||||
1.11 | Elect Director Sidney Taurel | For | For | Management | ||||
1.12 | Elect Director Lorenzo H. Zambrano | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
5 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
7 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||
8 | Evaluate Age Discrimination in Retirement Plans | Against | Against | Shareholder | ||||
9 | Review Executive Compensation | Against | For | Shareholder | ||||
10 | Report on Outsourcing | Against | Against | Shareholder | ||||
11 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||
Ticker: | IFF | Security ID: | 459506101 | |||
Meeting Date: | MAY 8, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Margaret Hayes Adame | For | For | Management | ||||
1.2 | Elect Director Robert M. Amen | For | For | Management | ||||
1.3 | Elect Director G� 1/4nter Blobel | For | For | Management | ||||
1.4 | Elect Director J. Michael Cook | For | For | Management | ||||
1.5 | Elect Director Peter A. Georgescu | For | For | Management | ||||
1.6 | Elect Director Alexandra A. Herzan | For | For | Management | ||||
1.7 | Elect Director Henry W. Howell, Jr. | For | For | Management | ||||
1.8 | Elect Director Arthur C. Martinez | For | For | Management | ||||
1.9 | Elect Director Burton M. Tansky | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management |
JOHNSON & JOHNSON | ||||||
Ticker: | JNJ | Security ID: | 478160104 | |||
Meeting Date: | APR 26, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mary Sue Coleman | For | For | Management | ||||
1.2 | Elect Director James G. Cullen | For | For | Management | ||||
1.3 | Elect Director Michael M.E. Johns | For | For | Management | ||||
1.4 | Elect Director Arnold G. Langbo | For | For | Management | ||||
1.5 | Elect Director Susan L. Lindquist | For | For | Management | ||||
1.6 | Elect Director Leo F. Mullin | For | For | Management | ||||
1.7 | Elect Director Christine A. Poon | For | For | Management | ||||
1.8 | Elect Director Charles Prince | For | For | Management | ||||
1.9 | Elect Director Steven S Reinemund | For | For | Management | ||||
1.10 | Elect Director David Satcher | For | For | Management | ||||
1.11 | Elect Director William C. Weldon | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
4 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Against | Against | Shareholder |
JONES APPAREL GROUP, INC. | ||||||
Ticker: | JNY | Security ID: | 480074103 | |||
Meeting Date: | JUN 14, 2007 | Meeting Type: | Annual | |||
Record Date: | APR 9, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter Boneparth | For | For | Management | ||||
1.2 | Elect Director Sidney Kimmel | For | For | Management | ||||
1.3 | Elect Director Howard Gittis | For | For | Management | ||||
1.4 | Elect Director Matthew H. Kamens | For | For | Management | ||||
1.5 | Elect Director J. Robert Kerrey | For | For | Management | ||||
1.6 | Elect Director Ann N. Reese | For | For | Management | ||||
1.7 | Elect Director Gerald C. Crotty | For | For | Management | ||||
1.8 | Elect Director Lowell W. Robinson | For | For | Management | ||||
1.9 | Elect Director Frits D. van Paasschen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Company Specific--Adopt majority vote standard for election of directors | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder |
JPMORGAN CHASE & CO. | ||||||
Ticker: | JPM | Security ID: | 46625H100 | |||
Meeting Date: | MAY 15, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Crandall C. Bowles | For | For | Management | ||||
1.2 | Elect Director Stephen B. Burke | For | For | Management | ||||
1.3 | Elect Director James S. Crown | For | For | Management | ||||
1.4 | Elect Director James Dimon | For | For | Management | ||||
1.5 | Elect Director Ellen V. Futter | For | For | Management | ||||
1.6 | Elect Director William H. Gray, III | For | For | Management | ||||
1.7 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||||
1.8 | Elect Director Robert I. Lipp | For | For | Management | ||||
1.9 | Elect Director David C. Novak | For | For | Management | ||||
1.10 | Elect Director Lee R. Raymond | For | For | Management | ||||
1.11 | Elect Director William C. Weldon | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Put Repricing of Stock Options to Shareholder Vote | Against | Against | Shareholder | ||||
4 | Performance-Based and/or Time-Based Equity Awards | Against | Against | Shareholder | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder | ||||
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
7 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||
8 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
9 | Report on Political Contributions | Against | Against | Shareholder | ||||
10 | Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse | Against | Against | Shareholder |
KELLOGG CO. | ||||||
Ticker: | K | Security ID: | 487836108 | |||
Meeting Date: | APR 27, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Benjamin S. Carson, Sr. | For | For | Management | ||||
1.2 | Elect Director Gordon Gund | For | For | Management | ||||
1.3 | Elect Director Dorothy A. Johnson | For | For | Management | ||||
1.4 | Elect Director Ann McLaughlin Korologos | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Prepare a Sustainability Report | Against | Against | Shareholder | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
KEYCORP | ||||||
Ticker: | KEY | Security ID: | 493267108 | |||
Meeting Date: | MAY 10, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 13, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alexander M. Cutler | For | For | Management | ||||
1.2 | Elect Director Eduardo R. Menasce | For | For | Management | ||||
1.3 | Elect Director Henry L. Meyer, III | For | For | Management | ||||
1.4 | Elect Director Peter G. Ten Eyck, II | For | For | Management | ||||
2 | Establish Range For Board Size | For | For | Management | ||||
3 | Declassify the Board of Directors | Against | For | Shareholder | ||||
4 | Ratify Auditors | For | For | Management |
KIMBERLY-CLARK CORP. | ||||||
Ticker: | KMB | Security ID: | 494368103 | |||
Meeting Date: | APR 26, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James M. Jenness | For | For | Management | ||||
2 | Elect Director Linda Johnson Rice | For | For | Management | ||||
3 | Elect Director Marc J. Shapiro | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Declassify the Board of Directors | For | For | Management | ||||
6 | Adopt Simple Majority Vote | Against | For | Shareholder | ||||
7 | Adopt ILO Standards | Against | Against | Shareholder | ||||
8 | Report on Feasibility of Phasing Out the Use of Non-certified Wood Fiber | Against | Against | Shareholder |
KRAFT FOODS INC | ||||||
Ticker: | KFT | Security ID: | 50075N104 | |||
Meeting Date: | APR 24, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ajay Banga | For | For | Management | ||||
1.2 | Elect Director Jan Bennink | For | For | Management | ||||
1.3 | Elect Director Louis C. Camilleri | For | For | Management | ||||
1.4 | Elect Director Mark D. Ketchum | For | For | Management | ||||
1.5 | Elect Director Richard A. Lemer | For | For | Management | ||||
1.6 | Elect Director John C. Pope | For | For | Management | ||||
1.7 | Elect Director Irene B. Rosenfeld | For | For | Management | ||||
1.8 | Elect Director Mary L. Shapiro | For | For | Management | ||||
1.9 | Elect Director Deborah C. Wright | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
KROGER CO., THE | ||||||
Ticker: | KR | Security ID: | 501044101 | |||
Meeting Date: | JUN 28, 2007 | Meeting Type: | Annual | |||
Record Date: | APR 30, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Reuben V. Anderson | For | For | Management | ||||
1.2 | Elect Director John L. Clendenin | For | For | Management | ||||
1.3 | Elect Director David B. Dillon | For | For | Management | ||||
1.4 | Elect Director David B. Lewis | For | For | Management | ||||
1.5 | Elect Director Don W. McGeorge | For | For | Management | ||||
1.6 | Elect Director W. Rodney McMullen | For | For | Management | ||||
1.7 | Elect Director Jorge P. Montoya | For | For | Management | ||||
1.8 | Elect Director Clyde R. Moore | For | For | Management | ||||
1.9 | Elect Director Susan M. Phillips | For | For | Management | ||||
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||||
1.11 | Elect Director James A. Runde | For | For | Management | ||||
1.12 | Elect Director Ronald L. Sargent | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Amend Articles/Regulations--i)Rules of Conduct in Connection with Shareholder Meetings and (ii) Meetings Outside Cincinnati | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Report on Climate Change | Against | Against | Shareholder |
LEXMARK INTERNATIONAL, INC. | ||||||
Ticker: | LXK | Security ID: | 529771107 | |||
Meeting Date: | APR 26, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 2, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Paul J. Curlander | For | For | Management | ||||
2 | Elect Director James F. Hardymon | For | For | Management | ||||
3 | Elect Director Kathi P. Seifert | For | For | Management | ||||
4 | Elect Director Jean-Paul L. Montupet | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
LIMITED BRANDS | ||||||
Ticker: | LTD | Security ID: | 532716107 | |||
Meeting Date: | MAY 21, 2007 | Meeting Type: | Annual | |||
Record Date: | APR 5, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dennis S. Hersch | For | For | Management | ||||
1.2 | Elect Director David T. Kollat | For | For | Management | ||||
1.3 | Elect Director William R. Loomis, Jr. | For | For | Management | ||||
1.4 | Elect Director Leslie H. Wexner | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Declassify the Board of Directors | Against | For | Shareholder |
LIZ CLAIBORNE, INC. | ||||||
Ticker: | LIZ | Security ID: | 539320101 | |||
Meeting Date: | MAY 17, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raul J. Fernandez | For | For | Management | ||||
1.2 | Elect Director Kenneth P. Kopelman | For | For | Management | ||||
1.3 | Elect Director Arthur C. Martinez | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
LOWE’S COMPANIES, INC. | ||||||
Ticker: | LOW | Security ID: | 548661107 | |||
Meeting Date: | MAY 25, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David W. Bernauer | For | For | Management | ||||
1.2 | Elect Director Leonard L. Berry | For | For | Management | ||||
1.3 | Elect Director Dawn E. Hudson | For | For | Management | ||||
1.4 | Elect Director Robert A. Niblock | For | For | Management | ||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||
5 | Report on Progress Toward Implementing the Company?s Wood Policy | Against | Against | Shareholder | ||||
6 | Declassify the Board of Directors | Against | For | Shareholder | ||||
7 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | For | Shareholder | ||||
8 | Pay For Superior Performance | Against | Against | Shareholder |
LUBRIZOL CORP., THE | ||||||
Ticker: | LZ | Security ID: | 549271104 | |||
Meeting Date: | APR 23, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 2, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James L. Hambrick | For | For | Management | ||||
1.2 | Elect Director Gordon D. Harnett | For | For | Management | ||||
1.3 | Elect Director Victoria F. Haynes | For | For | Management | ||||
1.4 | Elect Director William P. Madar | For | For | Management | ||||
1.5 | Elect Director James E. Sweetnam | For | For | Management | ||||
1.6 | Elect Director Harriett Tee Taggart | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
MARATHON OIL CORP | ||||||
Ticker: | MRO | Security ID: | 565849106 | |||
Meeting Date: | APR 25, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charles F. Bolden, Jr. | For | For | Management | ||||
2 | Elect Director Charles R. Lee | For | For | Management | ||||
3 | Elect Director Dennis H. Reilley | For | For | Management | ||||
4 | Elect Director John W. Snow | For | For | Management | ||||
5 | Elect Director Thomas J. Usher | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Approve Omnibus Stock Plan | For | For | Management | ||||
8 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
9 | Increase Authorized Common Stock | For | For | Management |
MATTEL, INC. | ||||||
Ticker: | MAT | Security ID: | 577081102 | |||
Meeting Date: | MAY 18, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Dolan | For | For | Management | ||||
1.2 | Elect Director Robert A. Eckert | For | For | Management | ||||
1.3 | Elect Director Frances D. Fergusson | For | For | Management | ||||
1.4 | Elect Director Tully M. Friedman | For | For | Management | ||||
1.5 | Elect Director Dominic Ng | For | For | Management | ||||
1.6 | Elect Director Andrea L. Rich | For | For | Management | ||||
1.7 | Elect Director Ronald L. Sargent | For | For | Management | ||||
1.8 | Elect Director Dean A. Scarborough | For | For | Management | ||||
1.9 | Elect Director Christopher A. Sinclair | For | For | Management | ||||
1.10 | Elect Director G. Craig Sullivan | For | For | Management | ||||
1.11 | Elect Director Kathy Brittain White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Company Specific- Approve Majority Vote and Eliminate Cumulative Voting | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Limit Executive Compensation | Against | Against | Shareholder | ||||
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
7 | Report Progress on Improving Work and Living Conditions | Against | Against | Shareholder | ||||
8 | Pay for Superior Performance | Against | Against | Shareholder |
MBIA INC. | ||||||
Ticker: | MBI | Security ID: | 55262C100 | |||
Meeting Date: | MAY 3, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 9, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David C. Clapp | For | For | Management | ||||
1.2 | Elect Director Gary C. Dunton | For | For | Management | ||||
1.3 | Elect Director Claire L. Gaudiani | For | For | Management | ||||
1.4 | Elect Director Daniel P. Kearney | For | For | Management | ||||
1.5 | Elect Director Laurence H. Meyer | For | For | Management | ||||
1.6 | Elect Director David M. Moffett | For | For | Management | ||||
1.7 | Elect Director Debra J. Perry | For | For | Management | ||||
1.8 | Elect Director John A. Rolls | For | For | Management | ||||
1.9 | Elect Director Richard H. Walker | For | For | Management | ||||
1.10 | Elect Director Jeffery W. Yabuki | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
MCDONALD’S CORP. | ||||||
Ticker: | MCD | Security ID: | 580135101 | |||
Meeting Date: | MAY 24, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 26, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edward A. Brennan | For | For | Management | ||||
2 | Elect Director Walter E. Massey | For | For | Management | ||||
3 | Elect Director John W. Rogers, Jr. | For | For | Management | ||||
4 | Elect Director Roger W. Stone | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Label Genetically Modified Organisms | Against | Against | Shareholder | ||||
7 | Adopt and Implement ILO Based Code of Conduct | Against | Against | Shareholder |
MCKESSON CORPORATION | ||||||
Ticker: | MCK | Security ID: | 58155Q103 | |||
Meeting Date: | JUL 26, 2006 | Meeting Type: | Annual | |||
Record Date: | MAY 31, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Wayne A. Budd | For | For | Management | ||||
1.2 | Elect Director Alton F. Irby III | For | For | Management | ||||
1.3 | Elect Director David M. Lawrence, M.D. | For | For | Management | ||||
1.4 | Elect Director James V. Napier | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | Against | For | Shareholder |
MERCK & CO., INC. | ||||||
Ticker: | MRK | Security ID: | 589331107 | |||
Meeting Date: | APR 24, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard T. Clark | For | For | Management | ||||
1.2 | Elect Director Johnnetta B. Cole, Ph.D. | For | For | Management | ||||
1.3 | Elect Director William B. Harrison, Jr. | For | For | Management | ||||
1.4 | Elect Director William N. Kelley, M.D. | For | For | Management | ||||
1.5 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||
1.6 | Elect Director Thomas E. Shenk, Ph.D. | For | For | Management | ||||
1.7 | Elect Director Anne M. Tatlock | For | For | Management | ||||
1.8 | Elect Director Samuel O. Thier, M.D. | For | For | Management | ||||
1.9 | Elect Director Wendell P. Weeks | For | For | Management | ||||
1.10 | Elect Director Peter C. Wendell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
5 | Establish Range For Board Size | For | For | Management | ||||
6 | Replace Cumulative Voting to Majority Vote Standard for the Election of Directors | For | For | Management | ||||
7 | Publish Political Contributions | Against | Against | Shareholder | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder |
MERRILL LYNCH & CO., INC. | ||||||
Ticker: | MER | Security ID: | 590188108 | |||
Meeting Date: | APR 27, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John D. Finnegan | For | For | Management | ||||
1.2 | Elect Director Joseph W. Prueher | For | For | Management | ||||
1.3 | Elect Director Ann N. Reese | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder | ||||
5 | Performance-Based and/or Time-Based Equity Awards | Against | Against | Shareholder |
METLIFE, INC | ||||||
Ticker: | MET | Security ID: | 59156R108 | |||
Meeting Date: | APR 24, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Burton A. Dole, Jr. | For | For | Management | ||||
1.2 | Elect Director R. Glenn Hubbard | For | For | Management | ||||
1.3 | Elect Director James M. Kilts | For | For | Management | ||||
1.4 | Elect Director Charles M. Leighton | For | For | Management | ||||
1.5 | Elect Director David Satcher | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
MGIC INVESTMENT CORP. | ||||||
Ticker: | MTG | Security ID: | 552848103 | |||
Meeting Date: | MAY 10, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 9, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2.1 | Elect Director James A. Abbott | For | For | Management | ||||
2.2 | Elect Director Thomas M. Hagerty | For | For | Management | ||||
2.3 | Elect Director Michael E. Lehman | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Adjourn Meeting | For | For | Management |
MICROSOFT CORP. | ||||||
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 14, 2006 | Meeting Type: | Annual | |||
Record Date: | SEP 8, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William H. Gates, III | For | For | Management | ||||
2 | Elect Director Steven A. Ballmer | For | For | Management | ||||
3 | Elect Director James I. Cash, Jr., Ph.D. | For | For | Management | ||||
4 | Elect Director Dina Dublon | For | For | Management | ||||
5 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
6 | Elect Director David F. Marquardt | For | For | Management | ||||
7 | Elect Director Charles H. Noski | For | For | Management | ||||
8 | Elect Director Helmut Panke | For | For | Management | ||||
9 | Elect Director Jon A. Shirley | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Cease Product Sales that Can Be Used to Violate Human Rights | Against | Against | Shareholder | ||||
12 | Amend EEO Statement to Not Reference Sexual Orientation | Against | Against | Shareholder | ||||
13 | Establish Shareholder Advisory Committee | Against | Against | Shareholder |
MONSANTO CO. | ||||||
Ticker: | MON | Security ID: | 61166W101 | |||
Meeting Date: | JAN 17, 2007 | Meeting Type: | Annual | |||
Record Date: | NOV 20, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Frank V. Atlee III | For | For | Management | ||||
1.2 | Elect Director Arthur H. Harper | For | For | Management | ||||
1.3 | Elect Director Gwendolyn S. King | For | For | Management | ||||
1.4 | Elect Director Sharon R. Long, Ph.D. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
MORGAN STANLEY | ||||||
Ticker: | MS | Security ID: | 617446448 | |||
Meeting Date: | APR 10, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 9, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Roy J. Bostock | For | For | Management | ||||
2 | Elect Director Erskine B. Bowles | For | For | Management | ||||
3 | Elect Director Howard J. Davies | For | For | Management | ||||
4 | Elect Director C. Robert Kidder | For | For | Management | ||||
5 | Elect Director John J. Mack | For | For | Management | ||||
6 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||
7 | Elect Director Charles H. Noski | For | For | Management | ||||
8 | Elect Director Hutham S. Olayan | For | For | Management | ||||
9 | Elect Director Charles E. Phillips, Jr. | For | For | Management | ||||
10 | Elect Director Griffith Sexton | For | For | Management | ||||
11 | Elect Director Laura D. Tyson | For | For | Management | ||||
12 | Elect Director Klaus Zumwinkel | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Approve Omnibus Stock Plan | For | For | Management | ||||
15 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | Shareholder | ||||
16 | Approve Report of the Compensation Committee | Against | Against | Shareholder |
NATIONAL CITY CORP. | ||||||
Ticker: | NCC | Security ID: | 635405103 | |||
Meeting Date: | APR 24, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 2, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J.E. Barfield | For | For | Management | ||||
1.2 | Elect Director J.S. Broadhurst | For | For | Management | ||||
1.3 | Elect Director C.M. Connor | For | For | Management | ||||
1.4 | Elect Director D.A. Daberko | For | For | Management | ||||
1.5 | Elect Director B.P. Healy | For | For | Management | ||||
1.6 | Elect Director M.B McCallister | For | For | Management | ||||
1.7 | Elect Director P.A. Ormond | For | For | Management | ||||
1.8 | Elect Director P.E. Raskind | For | For | Management | ||||
1.9 | Elect Director G.L. Shaheen | For | For | Management | ||||
1.10 | Elect Director J.S. Thornton | For | For | Management | ||||
1.11 | Elect Director M. Weiss | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Pay For Superior Performance | Against | Against | Shareholder |
NEWELL RUBBERMAID INC. | ||||||
Ticker: | NWL | Security ID: | 651229106 | |||
Meeting Date: | MAY 8, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Scott S. Cowen | For | Withhold | Management | ||||
1.2 | Elect Director Cynthia A. Montgomery | For | Withhold | Management | ||||
1.3 | Elect Director Gordon R. Sullivan | For | Withhold | Management | ||||
1.4 | Elect Director Michael A. Todman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Adopt Simple Majority Vote | Against | For | Shareholder | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
NORFOLK SOUTHERN CORP. | ||||||
Ticker: | NSC | Security ID: | 655844108 | |||
Meeting Date: | MAY 10, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 5, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alston D. Correll | For | For | Management | ||||
1.2 | Elect Director Landon Hilliard | For | For | Management | ||||
1.3 | Elect Director Burton M. Joyce | For | For | Management | ||||
1.4 | Elect Director Jane Margaret O’ Brien | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
NYSE GROUP INC | ||||||
Ticker: | NYX | Security ID: | 62949W103 | |||
Meeting Date: | DEC 20, 2006 | Meeting Type: | Special | |||
Record Date: | NOV 17, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Amend | For | For | Management | ||||
Articles/Bylaws/Charter-Organization-Related | ||||||||
3 | Amend | For | For | Management | ||||
Articles/Bylaws/Charter-Organization-Related |
OFFICE DEPOT, INC. | ||||||
Ticker: | ODP | Security ID: | 676220106 | |||
Meeting Date: | APR 25, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lee A. Ault, III | For | For | Management | ||||
2 | Elect Director Neil R. Austrian | For | For | Management | ||||
3 | Elect Director David W. Bernauer | For | For | Management | ||||
4 | Elect Director Abelardo E. Bru | For | For | Management | ||||
5 | Elect Director Marsha J. Evans | For | For | Management | ||||
6 | Elect Director David I. Fuente | For | For | Management | ||||
7 | Elect Director Brenda J. Gaines | For | For | Management | ||||
8 | Elect Director Myra M. Hart | For | For | Management | ||||
9 | Elect Director W. Scott Hedrick | For | For | Management | ||||
10 | Elect Director Kathleen Mason | For | For | Management | ||||
11 | Elect Director Michael J. Myers | For | For | Management | ||||
12 | Elect Director Steve Odland | For | For | Management | ||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management |
OLD REPUBLIC INTERNATIONAL CORP. | ||||||
Ticker: | ORI | Security ID: | 680223104 | |||
Meeting Date: | MAY 25, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jimmy A. Dew | For | Withhold | Management | ||||
1.2 | Elect Director John M. Dixon | For | Withhold | Management | ||||
1.3 | Elect Director John W. Popp | For | Withhold | Management | ||||
1.4 | Elect Director Dennis P. Van Mieghem | For | Withhold | Management |
ORACLE CORP. | ||||||
Ticker: | ORCL | Security ID: | 68389X105 | |||
Meeting Date: | OCT 9, 2006 | Meeting Type: | Annual | |||
Record Date: | AUG 14, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey O. Henley | For | For | Management | ||||
1.2 | Elect Director Lawrence J. Ellison | For | For | Management | ||||
1.3 | Elect Director Donald L. Lucas | For | For | Management | ||||
1.4 | Elect Director Michael J. Boskin | For | For | Management | ||||
1.5 | Elect Director Jack F. Kemp | For | For | Management | ||||
1.6 | Elect Director Jeffrey S. Berg | For | For | Management | ||||
1.7 | Elect Director Safra A. Catz | For | For | Management | ||||
1.8 | Elect Director Hector Garcia-Molina | For | For | Management | ||||
1.9 | Elect Director H. Raymond Bingham | For | For | Management | ||||
1.10 | Elect Director Charles E Phillips, Jr. | For | For | Management | ||||
1.11 | Elect Director Naomi O. Seligman | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management |
PACCAR INC. | ||||||
Ticker: | PCAR | Security ID: | 693718108 | |||
Meeting Date: | APR 24, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 26, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alison J. Carnwath | For | For | Management | ||||
1.2 | Elect Director Robert T. Parry | For | For | Management | ||||
1.3 | Elect Director Harold A. Wagner | For | For | Management | ||||
2 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder | ||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD.) | ||||||
Ticker: | PRE | Security ID: | G6852T105 | |||
Meeting Date: | MAY 10, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John A. Rollwagen | For | For | Management | ||||
1.2 | Elect Director Vito H. Baumgartner | For | For | Management | ||||
1.3 | Elect Director Jean-Paul Montupet | For | For | Management | ||||
1.4 | Elect Director Lucio Stanca | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | TO APPROVE AN AMENDMENT TO OUR BYE-LAWS. | For | For | Management | ||||
4 | Other Business | For | Against | Management |
PEPSICO, INC. | ||||||
Ticker: | PEP | Security ID: | 713448108 | |||
Meeting Date: | MAY 2, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 9, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Dina Dublon | For | For | Management | ||||
2 | Elect Director Victor J. Dzau, M.D. | For | For | Management | ||||
3 | Elect Director Ray L. Hunt | For | For | Management | ||||
4 | Elect Director Alberto Ibarguen | For | For | Management | ||||
5 | Elect Director Arthur C. Martinez | For | For | Management | ||||
6 | Elect Director Indra K. Nooyi | For | For | Management | ||||
7 | Elect Director Sharon Percy Rockefeller | For | For | Management | ||||
8 | Elect Director James J. Schiro | For | For | Management | ||||
9 | Elect Director Daniel Vasella | For | For | Management | ||||
10 | Elect Director Michael D. White | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Approve Omnibus Stock Plan | For | For | Management | ||||
13 | Report on Charitable Contributions | Against | Against | Shareholder |
PFIZER INC. | ||||||
Ticker: | PFE | Security ID: | 717081103 | |||
Meeting Date: | APR 26, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dennis A. Ausiello | For | For | Management | ||||
1.2 | Elect Director Michael S. Brown | For | For | Management | ||||
1.3 | Elect Director M. Anthony Burns | For | For | Management | ||||
1.4 | Elect Director Robert N. Burt | For | For | Management | ||||
1.5 | Elect Director W. Don Cornwell | For | For | Management | ||||
1.6 | Elect Director William H. Gray, III | For | For | Management | ||||
1.7 | Elect Director Constance J. Horner | For | For | Management | ||||
1.8 | Elect Director William R. Howell | For | For | Management | ||||
1.9 | Elect Director Jeffrey B. Kindler | For | For | Management | ||||
1.10 | Elect Director George A. Lorch | For | For | Management | ||||
1.11 | Elect Director Dana G. Mead | For | For | Management | ||||
1.12 | Elect Director William C. Steere, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||
4 | Report on Animal Testing Policies | Against | Against | Shareholder | ||||
5 | Amend Animal Welfare Policy | Against | Against | Shareholder | ||||
6 | Require Director Nominee Qualifications | Against | Against | Shareholder |
PPG INDUSTRIES, INC. | ||||||
Ticker: | PPG | Security ID: | 693506107 | |||
Meeting Date: | APR 19, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James G. Berges | For | For | Management | ||||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||||
1.3 | Elect Director Victoria F. Haynes | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Articles/Bylaws/Charter General Matters | For | For | Management | ||||
4 | Eliminate Cumulative Voting | For | For | Management | ||||
5 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | For | Shareholder |
PROCTER & GAMBLE COMPANY, THE | ||||||
Ticker: | PG | Security ID: | 742718109 | |||
Meeting Date: | OCT 10, 2006 | Meeting Type: | Annual | |||
Record Date: | AUG 11, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Norman R. Augustine | For | For | Management | ||||
1.2 | Elect Director A.G. Lafley | For | For | Management | ||||
1.3 | Elect Director Johnathan A. Rodgers | For | For | Management | ||||
1.4 | Elect Director John F. Smith, Jr. | For | For | Management | ||||
1.5 | Elect Director Margaret C. Whitman | For | For | Management | ||||
2 | Approve Decrease in Size of Board | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Put Repricing of Stock Options to Shareholder Vote | Against | Against | Shareholder |
ROWAN COMPANIES, INC. | ||||||
Ticker: | RDC | Security ID: | 779382100 | |||
Meeting Date: | MAY 8, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 9, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William T. Fox, III | For | For | Management | ||||
1.2 | Elect Director Sir Graham Hearne | For | For | Management | ||||
1.3 | Elect Director Henry E. Lentz | For | For | Management | ||||
1.4 | Elect Director P. Dexter Peacock | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
SAKS INCORPORATED | ||||||
Ticker: | SKS | Security ID: | 79377W108 | |||
Meeting Date: | JUN 6, 2007 | Meeting Type: | Annual | |||
Record Date: | APR 2, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stanton J. Bluestone | For | For | Management | ||||
1.2 | Elect Director Robert B. Carter | For | For | Management | ||||
1.3 | Elect Director Donald E. Hess | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Provide for Cumulative Voting | Against | Against | Shareholder |
SANMINA-SCI CORP. | ||||||
Ticker: | SANM | Security ID: | 800907107 | |||
Meeting Date: | FEB 26, 2007 | Meeting Type: | Annual | |||
Record Date: | JAN 16, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Neil R. Bonke | For | For | Management | ||||
2 | Elect Director Alain Couder | For | For | Management | ||||
3 | Elect Director Mario M. Rosati | For | For | Management | ||||
4 | Elect Director A. Eugene Sapp, Jr. | For | For | Management | ||||
5 | Elect Director Wayne Shortidge | For | For | Management | ||||
6 | Elect Director Peter J. Simone | For | For | Management | ||||
7 | Elect Director Jure Sola | For | For | Management | ||||
8 | Elect Director Jacquelyn M. Ward | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management |
SARA LEE CORP. | ||||||
Ticker: | SLE | Security ID: | 803111103 | |||
Meeting Date: | OCT 26, 2006 | Meeting Type: | Annual | |||
Record Date: | SEP 1, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brenda C. Barnes | For | For | Management | ||||
1.2 | Elect Director J.T. Battenberg, III | For | For | Management | ||||
1.3 | Elect Director Christopher B. Begley | For | For | Management | ||||
1.4 | Elect Director Cynthia B. Carroll | For | For | Management | ||||
1.5 | Elect Director Virgis W. Colbert | For | For | Management | ||||
1.6 | Elect Director James S. Crown | For | For | Management | ||||
1.7 | Elect Director Willie D. Davis | For | For | Management | ||||
1.8 | Elect Director Laurette T. Koellner | For | For | Management | ||||
1.9 | Elect Director Cornelis J.A. Van Lede | For | For | Management | ||||
1.10 | Elect Director Sir Ian Prosser | For | For | Management | ||||
1.11 | Elect Director Rozanne L. Ridgway | For | For | Management | ||||
1.12 | Elect Director Jonathan P. Ward | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
4 | Approve Report of the Compensation Committee | Against | Against | Shareholder |
SCHERING-PLOUGH CORP. | ||||||
Ticker: | SGP | Security ID: | 806605101 | |||
Meeting Date: | MAY 18, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Hans W. Becherer | For | For | Management | ||||
1.2 | Elect Director Thomas J. Colligan | For | For | Management | ||||
1.3 | Elect Director Fred Hassan | For | For | Management | ||||
1.4 | Elect Director C. Robert Kidder | For | For | Management | ||||
1.5 | Elect Director Philip Leder, M.D. | For | For | Management | ||||
1.6 | Elect Director Eugene R. McGrath | For | For | Management | ||||
1.7 | Elect Director Carl E. Mundy, Jr. | For | For | Management | ||||
1.8 | Elect Director Antonio M. Perez | For | For | Management | ||||
1.9 | Elect Director Patricia F. Russo | For | For | Management | ||||
1.10 | Elect Director Jack L. Stahl | For | For | Management | ||||
1.11 | Elect Director Kathryn C. Turner | For | For | Management | ||||
1.12 | Elect Director Robert F.W. van Oordt | For | For | Management | ||||
1.13 | Elect Director Arthur F. Weinbach | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
4 | Company Specific--Adopt Majority Voting | For | Against | Management | ||||
5 | Performance-Based and/or Time-Based Equity Awards | Against | Against | Shareholder |
SCHLUMBERGER LTD. | ||||||
Ticker: | SLB | Security ID: | 806857108 | |||
Meeting Date: | APR 11, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 21, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director P. Camus | For | For | Management | ||||
1.2 | Elect Director J.S. Gorelick | For | For | Management | ||||
1.3 | Elect Director A. Gould | For | For | Management | ||||
1.4 | Elect Director T. Isaac | For | For | Management | ||||
1.5 | Elect Director N. Kudryavtsev | For | For | Management | ||||
1.6 | Elect Director A. Lajous | For | For | Management | ||||
1.7 | Elect Director M.E. Marks | For | For | Management | ||||
1.8 | Elect Director D. Primat | For | For | Management | ||||
1.9 | Elect Director L.R. Reif | For | For | Management | ||||
1.10 | Elect Director T.I. Sandvold | For | For | Management | ||||
1.11 | Elect Director N. Seydoux | For | For | Management | ||||
1.12 | Elect Director L.G. Stuntz | For | For | Management | ||||
1.13 | Elect Director R. Talwar | For | For | Management | ||||
2 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. | For | For | Management | ||||
3 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management |
SMURFIT—STONE CONTAINER CORP. | ||||||
Ticker: | SSCC | Security ID: | 832727101 | |||
Meeting Date: | MAY 9, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 12, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James R. Boris | For | For | Management | ||||
1.2 | Elect Director Connie K. Duckworth | For | For | Management | ||||
1.3 | Elect Director Alan E. Goldberg | For | For | Management | ||||
1.4 | Elect Director William T. Lynch, Jr. | For | For | Management | ||||
1.5 | Elect Director Patrick J. Moore | For | For | Management | ||||
1.6 | Elect Director James J. O’Connor | For | For | Management | ||||
1.7 | Elect Director Jerry K. Pearlman | For | For | Management | ||||
1.8 | Elect Director Thomas A. Reynolds, III | For | For | Management | ||||
1.9 | Elect Director Eugene C. Sit | For | For | Management | ||||
1.10 | Elect Director William D. Smithburg | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
SOLECTRON CORP. | ||||||
Ticker: | SLR | Security ID: | 834182107 | |||
Meeting Date: | JAN 10, 2007 | Meeting Type: | Annual | |||
Record Date: | NOV 17, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William A. Hasler | For | For | Management | ||||
1.2 | Elect Director Michael R. Cannon | For | For | Management | ||||
1.3 | Elect Director Richard A. D’Amore | For | For | Management | ||||
1.4 | Elect Director H. Paulett Eberhart | For | For | Management | ||||
1.5 | Elect Director Heinz Fridrich | For | For | Management | ||||
1.6 | Elect Director William R. Graber | For | For | Management | ||||
1.7 | Elect Director Paul R. Low | For | For | Management | ||||
1.8 | Elect Director C. Wesley M. Scott | For | For | Management | ||||
1.9 | Elect Director Cyril Yansouni | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
SONOCO PRODUCTS CO. | ||||||
Ticker: | SON | Security ID: | 835495102 | |||
Meeting Date: | APR 18, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Fitz L.H. Coker | For | For | Management | ||||
1.2 | Elect Director Caleb C. Fort | For | For | Management | ||||
1.3 | Elect Director John H. Mullin, III | For | For | Management | ||||
1.4 | Elect Director Thomas E. Whiddon | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
SOUTHWEST AIRLINES CO. | ||||||
Ticker: | LUV | Security ID: | 844741108 | |||
Meeting Date: | MAY 16, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Colleen C. Barrett | For | For | Management | ||||
1.2 | Elect Director David W. Biegler | For | For | Management | ||||
1.3 | Elect Director Louis E. Caldera | For | For | Management | ||||
1.4 | Elect Director C. Webb Crockett | For | For | Management | ||||
1.5 | Elect Director William H. Cunningham, Ph.D. | For | For | Management | ||||
1.6 | Elect Director Travis C. Johnson | For | For | Management | ||||
1.7 | Elect Director Herbert D. Kelleher | For | For | Management | ||||
1.8 | Elect Director Gary C. Kelly | For | For | Management | ||||
1.9 | Elect Director Nancy B. Loeffler | For | For | Management | ||||
1.10 | Elect Director John T. Montford | For | For | Management | ||||
2 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Company Specific-Adopt Simple Majority Vote | Against | Against | Shareholder |
SPRINT NEXTEL CORP | ||||||
Ticker: | S | Security ID: | 852061100 | |||
Meeting Date: | MAY 8, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Keith J. Bane | For | For | Management | ||||
2 | Elect Director Robert R. Bennett | For | For | Management | ||||
3 | Elect Director Gordon M. Bethune | For | For | Management | ||||
4 | Elect Director Frank M. Drendel | For | For | Management | ||||
5 | Elect Director Gary D. Forsee | For | For | Management | ||||
6 | Elect Director James H. Hance, Jr. | For | For | Management | ||||
7 | Elect Director V. Janet Hill | For | For | Management | ||||
8 | Elect Director Irvine O. Hockaday, Jr. | For | For | Management | ||||
9 | Elect Director Linda Koch Lorimer | For | For | Management | ||||
10 | Elect Director William H. Swanson | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Approve Omnibus Stock Plan | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder |
SPX CORP. | ||||||
Ticker: | SPW | Security ID: | 784635104 | |||
Meeting Date: | MAY 4, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Michael Fitzpatrick | For | For | Management | ||||
1.2 | Elect Director Albert A. Koch | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
SUNTRUST BANKS, INC. | ||||||
Ticker: | STI | Security ID: | 867914103 | |||
Meeting Date: | APR 17, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert M. Beall, II | For | For | Management | ||||
1.2 | Elect Director Jeffrey C. Crowe | For | For | Management | ||||
1.3 | Elect Director J. Hicks Lanier | For | For | Management | ||||
1.4 | Elect Director Larry L. Prince | For | For | Management | ||||
1.5 | Elect Director Frank S. Royal, M.D. | For | For | Management | ||||
1.6 | Elect Director Phail Wynn, Jr. | For | For | Management | ||||
1.7 | Elect Director James M. Wells, III | For | For | Management | ||||
2 | Amend Rights and Preferences of Preferred Stock | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
5 | Ratify Auditors | For | For | Management |
TARGET CORPORATION | ||||||
Ticker: | TGT | Security ID: | 87612E106 | |||
Meeting Date: | MAY 24, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 26, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Calvin Darden | For | For | Management | ||||
1.2 | Elect Director Anne M. Mulcahy | For | For | Management | ||||
1.3 | Elect Director Stephen W. Sanger | For | For | Management | ||||
1.4 | Elect Director Gregg W. Steinhafel | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Company Specific- Require Majority Vote for the Election of Directors | For | For | Management | ||||
5 | Report on Political Contributions | Against | Against | Shareholder |
TECH DATA CORP. | ||||||
Ticker: | TECD | Security ID: | 878237106 | |||
Meeting Date: | JUN 5, 2007 | Meeting Type: | Annual | |||
Record Date: | APR 2, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles E. Adair | For | For | Management | ||||
1.2 | Elect Director Maximilian Ardelt | For | For | Management | ||||
1.3 | Elect Director John Y. Williams | For | For | Management | ||||
1.4 | Elect Director Thomas I. Morgan | For | For | Management | ||||
1.5 | Elect Director Robert M. Dutkowsky | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
TEVA PHARMACEUTICAL INDUSTRIES | ||||||
Ticker: | TEVA | Security ID: | 881624209 | |||
Meeting Date: | OCT 5, 2006 | Meeting Type: | Special | |||
Record Date: | AUG 29, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | TO APPROVE THE REMUNERATION OF MR. ELI HURVITZ IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF TEVA, IN AN AMOUNT OF THE NIS EQUIVALENT OF $300,000 PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE INCREASE OF THE ISRAELI CONSUMER PRICE INDEX, TOGETHER WITH AN OFFIC | For | For | Management | ||||
2 | TO APPROVE THE REMUNERATION OF DR. PHILLIP FROST IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD OF TEVA AND CHAIRMAN OF THE BOARD S SCIENCE AND TECHNOLOGY COMMITTEE, IN AN AMOUNT OF THE NIS EQUIVALENT OF $275,000 PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE | For | For | Management |
TORCHMARK CORP. | ||||||
Ticker: | TMK | Security ID: | 891027104 | |||
Meeting Date: | APR 26, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 2, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles E. Adair | For | For | Management | ||||
1.2 | Elect Director Joseph L. Lanier, Jr. | For | For | Management | ||||
1.3 | Elect Director Lloyd W. Newton | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Commit to Board Diversity | Against | Against | Shareholder |
TRAVELERS COMPANIES, INC., THE | ||||||
Ticker: | TRV | Security ID: | 89417E109 | |||
Meeting Date: | MAY 1, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 5, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alan L. Beller | For | For | Management | ||||
1.2 | Elect Director John H. Dasburg | For | For | Management | ||||
1.3 | Elect Director Janet M. Dolan | For | For | Management | ||||
1.4 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||
1.5 | Elect Director Jay S. Fishman | For | For | Management | ||||
1.6 | Elect Director Lawrence G. Graev | For | For | Management | ||||
1.7 | Elect Director Patricia L. Higgins | For | For | Management | ||||
1.8 | Elect Director Thomas R. Hodgson | For | For | Management | ||||
1.9 | Elect Director Cleve L. Killingsworth, Jr. | For | For | Management | ||||
1.10 | Elect Director Robert I. Lipp | For | For | Management | ||||
1.11 | Elect Director Blythe J. McGarvie | For | For | Management | ||||
1.12 | Elect Director Glen D. Nelson, M.D. | For | For | Management | ||||
1.13 | Elect Director Laurie J. Thomsen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Company Specific- Majority Vote for the Election of Directors | For | For | Management |
TYCO INTERNATIONAL LTD. | ||||||
Ticker: | TYC | Security ID: | 902124106 | |||
Meeting Date: | MAR 8, 2007 | Meeting Type: | Annual | |||
Record Date: | JAN 12, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dennis C. Blair | For | For | Management | ||||
1.2 | Elect Director Edward D. Breen | For | For | Management | ||||
1.3 | Elect Director Brian Duperreault | For | For | Management | ||||
1.4 | Elect Director Bruce S. Gordon | For | For | Management | ||||
1.5 | Elect Director Rajiv L. Gupta | For | For | Management | ||||
1.6 | Elect Director John A. Krol | For | For | Management | ||||
1.7 | Elect Director H. Carl Mccall | For | For | Management | ||||
1.8 | Elect Director Brendan R. O’Neill | For | For | Management | ||||
1.9 | Elect Director William S. Stavropoulous | For | For | Management | ||||
1.10 | Elect Director Sandra S. Wijnberg | For | For | Management | ||||
1.11 | Elect Director Jerome B. York | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
TYCO INTERNATIONAL LTD. | ||||||
Ticker: | TYC | Security ID: | 902124106 | |||
Meeting Date: | MAR 8, 2007 | Meeting Type: | Special | |||
Record Date: | JAN 12, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | APPROVAL OF REVERSE STOCK SPLIT OF THE COMPANYS COMMON SHARES AT A SPLIT RATIO OF 1 FOR 4 | For | For | Management | ||||
2 | APPROVAL OF CONSEQUENTIAL AMENDMENT TO THE COMPANY S AMENDED AND RESTATED BYE-LAWS. | For | For | Management |
VERIZON COMMUNICATIONS | ||||||
Ticker: | VZ | Security ID: | 92343V104 | |||
Meeting Date: | MAY 3, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 5, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James R. Barker | For | For | Management | ||||
2 | Elect Director Richard L. Carrion | For | For | Management | ||||
3 | Elect Director M. Frances Keeth | For | For | Management | ||||
4 | Elect Director Robert W. Lane | For | For | Management | ||||
5 | Elect Director Sandra O. Moose | For | For | Management | ||||
6 | Elect Director Joseph Neubauer | For | For | Management | ||||
7 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||
8 | Elect Director Thomas H. O’Brien | For | For | Management | ||||
9 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
10 | Elect Director Hugh B. Price | For | For | Management | ||||
11 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||
12 | Elect Director Walter V. Shipley | For | For | Management | ||||
13 | Elect Director John W. Snow | For | For | Management | ||||
14 | Elect Director John R. Stafford | For | For | Management | ||||
15 | Elect Director Robert D. Storey | For | For | Management | ||||
16 | Ratify Auditors | For | For | Management | ||||
17 | Limit Executive Compensation | Against | Against | Shareholder | ||||
18 | Eliminate or Restrict Severance Agreements (Change-in-Control) | Against | For | Shareholder | ||||
19 | Disclose Information on Compensation Consultant | Against | For | Shareholder | ||||
20 | Advisory Vote to Ratify Named Executive Officer’s Compensation | Against | Against | Shareholder | ||||
21 | Adopt Policy on Overboarded Director | Against | Against | Shareholder | ||||
22 | Approve Terms of Existing Poison Pill | Against | Against | Shareholder | ||||
23 | Report on Charitable Contributions | Against | Against | Shareholder |
VF CORP. | ||||||
Ticker: | VFC | Security ID: | 918204108 | |||
Meeting Date: | APR 24, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 6, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward E. Crutchfield | For | For | Management | ||||
1.2 | Elect Director George Fellows | For | For | Management | ||||
1.3 | Elect Director Daniel R. Hesse | For | For | Management | ||||
1.4 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
WACHOVIA CORP. | ||||||
Ticker: | WB | Security ID: | 929903102 | |||
Meeting Date: | AUG 31, 2006 | Meeting Type: | Special | |||
Record Date: | JUL 11, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with an Acquisition | For | Against | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management |
WACHOVIA CORP. | ||||||
Ticker: | WB | Security ID: | 929903102 | |||
Meeting Date: | APR 17, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 12, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ernest S. Rady | For | For | Management | ||||
1.2 | Elect Director Jerry Gitt | For | For | Management | ||||
1.3 | Elect Director John T. Casteen, III | For | For | Management | ||||
1.4 | Elect Director Maryellen C. Herringer | For | For | Management | ||||
1.5 | Elect Director Joseph Neubauer | For | For | Management | ||||
1.6 | Elect Director Timothy D. Proctor | For | For | Management | ||||
1.7 | Elect Director Van L. Richey | For | For | Management | ||||
1.8 | Elect Director Dona Davis Young | For | For | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Company Specific--Provide for Majority Voting | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Approve Report of the Compensation Committee | Against | Against | Shareholder | ||||
6 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||
7 | Report on Political Contributions | Against | Against | Shareholder | ||||
8 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
WADDELL & REED FINANCIAL, INC. | ||||||
Ticker: | WDR | Security ID: | 930059100 | |||
Meeting Date: | APR 11, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Henry J. Herrmann | For | For | Management | ||||
1.2 | Elect Director James M. Raines | For | For | Management | ||||
1.3 | Elect Director William L. Rogers | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
WASHINGTON MUTUAL, INC | ||||||
Ticker: | WM | Security ID: | 939322103 | |||
Meeting Date: | APR 17, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anne V. Farrell | For | For | Management | ||||
1.2 | Elect Director Stephen E. Frank | For | For | Management | ||||
1.3 | Elect Director Kerry K. Killinger | For | For | Management | ||||
1.4 | Elect Director Thomas C. Leppert | For | For | Management | ||||
1.5 | Elect Director Charles M. Lillis | For | For | Management | ||||
1.6 | Elect Director Phillip D. Matthews | For | For | Management | ||||
1.7 | Elect Director Regina T. Montoya | For | For | Management | ||||
1.8 | Elect Director Michael K. Murphy | For | For | Management | ||||
1.9 | Elect Director Margaret Osmer Mcquade | For | For | Management | ||||
1.10 | Elect Director Mary E. Pugh | For | For | Management | ||||
1.11 | Elect Director William G. Reed, Jr. | For | For | Management | ||||
1.12 | Elect Director Orin C. Smith | For | For | Management | ||||
1.13 | Elect Director James H. Stever | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Establish SERP Policy | Against | Against | Shareholder | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
5 | Require Director Nominee Qualifications | Against | Against | Shareholder |
WELLS FARGO & COMPANY | ||||||
Ticker: | WFC | Security ID: | 949746101 | |||
Meeting Date: | APR 24, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 6, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John S. Chen | For | For | Management | ||||
1.2 | Elect Director Lloyd H. Dean | For | For | Management | ||||
1.3 | Elect Director Susan E. Engel | For | For | Management | ||||
1.4 | Elect Director Enrique Hernandez, Jr. | For | For | Management | ||||
1.5 | Elect Director Robert L. Joss | For | For | Management | ||||
1.6 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
1.7 | Elect Director Richard D. McCormick | For | For | Management | ||||
1.8 | Elect Director Cynthia H. Milligan | For | For | Management | ||||
1.9 | Elect Director Nicholas G. Moore | For | For | Management | ||||
1.10 | Elect Director Philip J. Quigley | For | For | Management | ||||
1.11 | Elect Director Donald B. Rice | For | For | Management | ||||
1.12 | Elect Director Judith M. Runstad | For | For | Management | ||||
1.13 | Elect Director Stephen W. Sanger | For | For | Management | ||||
1.14 | Elect Director Susan G. Swenson | For | For | Management | ||||
1.15 | Elect Director John G. Stumpf | For | For | Management | ||||
1.16 | Elect Director Michael W. Wright | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Separate Chairman and CEO Positions | Against | For | Shareholder | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder | ||||
5 | Establish SERP Policy | Against | Against | Shareholder | ||||
6 | Report on Racial and Ethnic Disparities in Loan Pricing | Against | Against | Shareholder | ||||
7 | Report on Emission Reduction Goals | Against | Against | Shareholder |
WISCONSIN ENERGY CORP. | ||||||
Ticker: | WEC | Security ID: | 976657106 | |||
Meeting Date: | MAY 3, 2007 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Ahearne | For | For | Management | ||||
1.2 | Elect Director John F. Bergstrom | For | For | Management | ||||
1.3 | Elect Director Barbara L. Bowles | For | For | Management | ||||
1.4 | Elect Director Patricia W. Chadwick | For | For | Management | ||||
1.5 | Elect Director Robert A. Cornog | For | For | Management | ||||
1.6 | Elect Director Curt S. Culver | For | For | Management | ||||
1.7 | Elect Director Thomas J. Fischer | For | For | Management | ||||
1.8 | Elect Director Gale E. Klappa | For | For | Management | ||||
1.9 | Elect Director Ulice Payne Jr | For | For | Management | ||||
1.10 | Elect Director Frederick P Stratton Jr | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
WYETH | ||||||
Ticker: | WYE | Security ID: | 983024100 | |||
Meeting Date: | APR 26, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 2, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert Essner | For | For | Management | ||||
2 | Elect Director John D. Feerick | For | For | Management | ||||
3 | Elect Director Frances D. Fergusson | For | For | Management | ||||
4 | Elect Director Victor F. Ganzi | For | For | Management | ||||
5 | Elect Director Robert Langer | For | For | Management | ||||
6 | Elect Director John P. Mascotte | For | For | Management | ||||
7 | Elect Director Raymond J. McGuire | For | For | Management | ||||
8 | Elect Director Mary Lake Polan | For | For | Management | ||||
9 | Elect Director Bernard Poussot | For | For | Management | ||||
10 | Elect Director Gary L. Rogers | For | For | Management | ||||
11 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||
12 | Elect Director Walter V. Shipley | For | For | Management | ||||
13 | Elect Director John R. Torell III | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
16 | Amend Omnibus Stock Plan | For | For | Management | ||||
17 | Adopt Animal Welfare Policy | Against | Against | Shareholder | ||||
18 | Report on Policy to Limit Drug Supply to Canada | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | Against | Shareholder | ||||
20 | Claw-back of Payments under Restatements | Against | For | Shareholder | ||||
21 | Company-Specific - Interlocking Directorship | Against | Against | Shareholder | ||||
22 | Disclose Information-Proposal Withdrawn. No Vote Required | Against | Abstain | Shareholder | ||||
23 | Separate Chairman and CEO Positions | Against | For | Shareholder | ||||
24 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Against | Shareholder |
XL CAPITAL LTD | ||||||
Ticker: | XL | Security ID: | G98255105 | |||
Meeting Date: | APR 27, 2007 | Meeting Type: | Annual | |||
Record Date: | MAR 8, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph Mauriello | For | For | Management | ||||
1.2 | Elect Director Eugene M. Mcquade | For | For | Management | ||||
1.3 | Elect Director Robert S. Parker | For | For | Management | ||||
1.4 | Elect Director Alan Z. Senter | For | For | Management | ||||
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW YORK TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | For | For | Management |
Small Cap Growth Fund – Copper Rock
Affiliated Managers Group, Inc. AMG | Meeting Date 05/31/07 | |
Shares Voted 650 | Record Date 04/24/07 | |
Security 008252108 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Richard E. Floor | Mgmt | For | For | With | |||||
1.2 | Elect Director Sean M. Healey | Mgmt | For | For | With | |||||
1.3 | Elect Director Harold J. Meyerman | Mgmt | For | For | With | |||||
1.4 | Elect Director William J. Nutt | Mgmt | For | For | With | |||||
1.5 | Elect Director Rita M. Rodriguez | Mgmt | For | For | With | |||||
1.6 | Elect Director Patrick T. Ryan | Mgmt | For | For | With | |||||
1.7 | Elect Director Jide J. Zeitlin | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Allscripts Healthcare Solutions, Inc. MDRX | Meeting Date 06/19/07 | |
Shares Voted 1 | Record Date 04/23/07 | |
Security 01988P108 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Robert A. Compton | Mgmt | For | For | With | |||||
1.2 | Elect Director Michael J. Kluger | Mgmt | For | For | With | |||||
1.3 | Elect Director John P. McConnell | Mgmt | For | For | With | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | With | |||||
3 | Ratify Auditors | Mgmt | For | For | With |
American Reprographics Company ARP | Meeting Date 05/22/07 | |
Shares Voted 22,280 | Record Date 04/05/07 | |
Security 029263100 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director S. Chandramohan | Mgmt | For | For | With | |||||
1.2 | Elect Director K. Suriyakumar | Mgmt | For | For | With | |||||
1.3 | Elect Director Thomas J. Formolo | Mgmt | For | For | With | |||||
1.4 | Elect Director Dewitt Kerry Mccluggage | Mgmt | For | For | With | |||||
1.5 | Elect Director Mark W. Mealy | Mgmt | For | For | With | |||||
1.6 | Elect Director Manuel Perez De La Mesa | Mgmt | For | For | With | |||||
1.7 | Elect Director Eriberto R. Scocimara | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Amerigon Inc. ARGN | Meeting Date 05/17/07 | |
Share Voted 67,418 | Record Date 04/11/07 | |
Security 03070L300 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Lon E. Bell | Mgmt | Withhold | Withhold | With | |||||
1.2 | Elect Director Francois J. Castaing | Mgmt | For | For | With | |||||
1.3 | Elect Director John W. Clark | Mgmt | For | For | With | |||||
1.4 | Elect Director Daniel E. Coker | Mgmt | Withhold | Withhold | With | |||||
1.5 | Elect Director Maurice E.P. Gunderson | Mgmt | For | For | With | |||||
1.6 | Elect Director Oscar B. Marx III | Mgmt | Withhold | Withhold | With | |||||
1.7 | Elect Director James J. Paulsen | Mgmt | For | For | With |
ATP Oil & Gas Corp. ATPG | Meeting Date 06/08/07 | |
Shares Voted 1 | Record Date 04/11/07 | |
Security 00208J108 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director T. Paul Bulmahn | Mgmt | Withhold | Withhold | With | |||||
1.2 | Elect Director Gerard J. Swonke | Mgmt | For | For | With | |||||
1.3 | Elect Director Robert J. Karow | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Authorize.Net Holdings Inc ANET | Meeting Date 06/29/07 | |
Shares Voted 41,090 | Record Date 05/03/07 | |
Security 052686102 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Rachelle B. Chong | Mgmt | For | For | With |
Berry Petroleum Co. BRY | Meeting Date 05/16/07 | |
Shares Voted 13,200 | Record Date 03/19/07 | |
Security 085789105 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Joseph H. Bryant | Mgmt | For | For | With | |||||
1.2 | Elect Director Ralph B. Busch, III | Mgmt | For | For | With | |||||
1.3 | Elect Director William E. Bush, Jr. | Mgmt | For | For | With | |||||
1.4 | Elect Director Stephen L. Cropper | Mgmt | For | For | With | |||||
1.5 | Elect Director J. Herbert Gaul, Jr. | Mgmt | For | For | With | |||||
1.6 | Elect Director Robert F. Heinemann | Mgmt | For | For | With | |||||
1.7 | Elect Director Thomas J. Jamieson | Mgmt | For | For | With | |||||
1.8 | Elect Director J. Frank Keller | Mgmt | For | For | With | |||||
1.9 | Elect Director Ronald J. Robinson | Mgmt | For | For | With | |||||
1.10 | Elect Director Martin H. Young, Jr. | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
BJS Restaurants Inc BJRI | Meeting Date 05/30/07 | |
Shares Voted 17,300 | Record Date 04/16/07 | |
Security 09180C106 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Gerald W. Deitchle | Mgmt | For | For | With | |||||
1.2 | Elect Director James A. Dal Pozzo | Mgmt | For | For | With | |||||
1.3 | Elect Director J. Roger King | Mgmt | For | For | With | |||||
1.4 | Elect Director Paul A. Motenko | Mgmt | For | For | With | |||||
1.5 | Elect Director Shann M. Brassfield | Mgmt | For | For | With | |||||
1.6 | Elect Director Larry D. Bouts | Mgmt | For | For | With | |||||
1.7 | Elect Director Jeremiah J. Hennessy | Mgmt | For | For | With | |||||
1.8 | Elect Director John F. Grundhofer | Mgmt | For | For | With | |||||
1.9 | Elect Director Peter A. Bassi | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Blackboard Inc BBBB | Meeting Date 06/07/07 | |
Shares Voted 1 | Record Date 04/16/07 | |
Security 091935502 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Frank Gatti | Mgmt | For | For | With | |||||
1.2 | Elect Director Matthew Pittinsky | Mgmt | For | For | With | |||||
1.3 | Elect Director Beth Kaplan | Mgmt | For | For | With | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | With | |||||
3 | Ratify Auditors | Mgmt | For | For | With |
Capella Education Company CPLA | Meeting Date 05/09/07 | |
Shares Voted 22,100 | Record Date 03/12/07 | |
Security 139594105 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Gordon A. Holmes | Mgmt | For | For | With | |||||
1.2 | Elect Director S. Joshua Lewis | Mgmt | For | For | With | |||||
1.3 | Elect Director Jody G. Miller | Mgmt | For | For | With | |||||
1.4 | Elect Director James A. Mitchell | Mgmt | For | For | With | |||||
1.5 | Elect Director Jon Q. Reynolds, Jr. | Mgmt | For | For | With | |||||
1.6 | Elect Director Stephen G. Shank | Mgmt | For | For | With | |||||
1.7 | Elect Director David W. Smith | Mgmt | For | For | With | |||||
1.8 | Elect Director Jeffrey W. Taylor | Mgmt | For | For | With | |||||
1.9 | Elect Director Sandra E. Taylor | Mgmt | For | For | With | |||||
1.10 | Elect Director Darrell R. Tukua | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Cbeyond, Inc CBEY | Meeting Date 06/08/07 | |
Shares Voted 45,006 | Record Date 04/20/07 | |
Security 149847105 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director John H. Chapple | Mgmt | For | For | With | |||||
1.2 | Elect Director Scott Luttrell | Mgmt | For | For | With |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.3 | Elect Director Robert Rothman | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Chipotle Mexican Grill Inc CMG | Meeting Date 06/13/07 | |
Shares Voted 7,940 | Record Date 04/26/07 | |
Security 169656105 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Albert S. Baldocchi | Mgmt | For | For | With | |||||
1.2 | Elect Director Neil W. Flanzraich | Mgmt | For | For | With | |||||
1.3 | Elect Director Darlene J. Friedman | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
CITI Trends Inc CTRN | Meeting Date 05/30/07 | |
Shares Voted 18,272 | Record Date 04/02/07 | |
Security 17306X102 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director John S. Lupo | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Cogent Communications Group Inc CCOI | Meeting Date 04/30/07 | |
Shares Voted 42,896 | Record Date 03/09/07 | |
Security 19239V302 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Dave Schaeffer | Mgmt | For | For | With | |||||
1.2 | Elect Director Steven Brooks | Mgmt | Withhold | Withhold | With | |||||
1.3 | Elect Director Lewis H. Ferguson, III. | Mgmt | For | For | With | |||||
1.4 | Elect Director Erel N. Margalit | Mgmt | Withhold | Withhold | With | |||||
1.5 | Elect Director Timothy Weingarten | Mgmt | Withhold | Withhold | With | |||||
1.6 | Elect Director Richard T. Liebhaber | Mgmt | For | For | With | |||||
1.7 | Elect Director D. Blake Bath | Mgmt | For | For | With | |||||
2 | Amend Omnibus Stock Plan | Mgmt | Against | Against | With |
CommScope, Inc. CTV | Meeting Date 05/04/07 | |
Shares Voted 42,524 | Record Date 03/13/07 | |
Security 203372107 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Boyd L. George | Mgmt | For | For | With | |||||
1.2 | Elect Director George N. Hutton, Jr. | Mgmt | For | For | With | |||||
1.3 | Elect Director Katsuhiko Okubo | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Community Bancorp CBON | Meeting Date 05/17/07 | |
Shares Voted 13,442 | Record Date 04/09/07 | |
Security 20343T100 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Jacob D. Bingham | Mgmt | For | For | With | |||||
1.2 | Elect Director Dan H. Stewart | Mgmt | For | For | With |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.3 | Elect Director Edward M. Jamison | Mgmt | For | For | With | |||||
1.4 | Elect Director Gary W. Stewart | Mgmt | For | For | With | |||||
1.5 | Elect Director Lawrence K. Scott | Mgmt | For | For | With | |||||
1.6 | Elect Director Russell C. Taylor | Mgmt | For | For | With | |||||
1.7 | Elect Director Jack M. Woodcock | Mgmt | For | For | With |
Conceptus, Inc. CPTS | Meeting Date 06/08/07 | |
Shares Voted 59,700 | Record Date 04/12/07 | |
Security 206016107 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Mark M. Sieczkarek | Mgmt | For | For | With | |||||
1.2 | Elect Director Thomas F. Bonadio | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Concur Technologies, Inc. CNQR | Meeting Date 03/14/07 | |
Shares Voted 50 | Record Date 01/22/07 | |
Security 206708109 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director William W. Canfield | Mgmt | For | For | With | |||||
1.2 | Elect Director Gordon Eubanks | Mgmt | For | For | With | |||||
1.3 | Elect Director Robert T. Abele | Mgmt | For | For | With | |||||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | With | |||||
3 | Ratify Auditors | Mgmt | For | For | With |
Double-Take Software Inc. DBTK | Meeting Date 05/08/07 | |
Shares Voted 48,640 | Record Date 03/28/07 | |
Security 258598101 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1 | Elect Director Dean Goodermote | Mgmt | For | For | With | |||||
2 | Elect Director Paul Birch | Mgmt | For | For | With | |||||
3 | Elect Director Ashoke (Bobby) Goswami | Mgmt | For | For | With | |||||
4 | Elect Director John B. Landry | Mgmt | For | For | With | |||||
5 | Elect Director Laura L. Witt | Mgmt | For | For | With | |||||
6 | Elect Director John W. Young | Mgmt | For | For | With | |||||
7 | Ratify Auditors | Mgmt | For | For | With |
Dresser-Rand Group Inc. DRC | Meeting Date 05/16/07 | |
Shares Voted 46,300 | Record Date 03/30/07 | |
Security 261608103 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director William E. Macaulay | Mgmt | For | For | With | |||||
1.2 | Elect Director Jean-Paul Vettier | Mgmt | For | For | With | |||||
1.3 | Elect Director Vincent R. Volpe Jr. | Mgmt | For | For | With | |||||
1.4 | Elect Director Michael L. Underwood | Mgmt | For | For | With | |||||
1.5 | Elect Director Philip R, Roth | Mgmt | For | For | With | |||||
1.6 | Elect Director Louis A. Raspino | Mgmt | For | For | With | |||||
1.7 | Elect Director Rita V. Foley | Mgmt | For | For | With | |||||
1.8 | Elect Director Joseph C. Winkler | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
DTS INC DTSI | Meeting Date 05/17/07 | |
Shares Voted 16,760 | Record Date 04/02/07 | |
Security 23335C101 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Daniel E. Slusser | Mgmt | For | For | With | |||||
1.2 | Elect Director Joseph A. Fischer | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With | |||||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | With |
Equinix, Inc. EQIX | Meeting Date 06/07/07 | |
Shares Voted 10,000 | Record Date 04/25/07 | |
Security 29444U502 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Steven T. Clontz | Mgmt | For | For | With | |||||
1.2 | Elect Director Steven P. Eng | Mgmt | For | For | With | |||||
1.3 | Elect Director Gary F. Hromadko | Mgmt | For | For | With | |||||
1.4 | Elect Director Scott G. Kriens | Mgmt | For | For | With | |||||
1.5 | Elect Director Irving F. Lyons, III | Mgmt | For | For | With | |||||
1.6 | Elect Director Stephen M. Smith | Mgmt | For | For | With | |||||
1.7 | Elect Director Peter F. Van Camp | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With | |||||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | With |
EXLSERVICE HLDGS INC EXLS | Meeting Date 06/13/07 | |
Shares Voted 22,552 | Record Date 04/26/07 | |
Security 302081104 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Edward V. Dardani | Mgmt | For | For | With | |||||
1.2 | Elect Director Rohit Kapoor | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Force Protection, Inc. FRPT | Meeting Date 06/21/07 | |
Shares Voted 11,720 | Record Date 04/25/07 | |
Security 345203202 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Michael Moody | Mgmt | For | For | With | |||||
1.2 | Elect Director Roger Thompson | Mgmt | For | For | With |
GFI Group Inc GFIG | Meeting Date 06/13/07 | |||||||||||||||
Shares Voted 13,960 | Record Date 04/16/07 | |||||||||||||||
Security 361652209 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Colin Heffron | Mgmt | For | For | With | |||||
1.2 | Elect Director John Ward | Mgmt | For | For | With |
Greenhill & Co., Inc. GHL | Meeting Date 04/25/07 | |
Shares Voted 492 | Record Date 03/12/07 | |
Security 395259104 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Robert F. Greenhill | Mgmt | For | For | With | |||||
1.2 | Elect Director Scott L. Bok | Mgmt | For | For | With | |||||
1.3 | Elect Director Simon A. Borrows | Mgmt | For | For | With | |||||
1.4 | Elect Director John C. Danforth | Mgmt | For | For | With | |||||
1.5 | Elect Director Steven F. Goldstone | Mgmt | For | For | With | |||||
1.6 | Elect Director Stephen L. Key | Mgmt | For | For | With | |||||
1.7 | Elect Director Isabel V. Sawhill | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Hibbett Sports, Inc. HIBB | Meeting Date 06/05/07 | |
Shares Voted 26,720 | Record Date 04/09/07 | |
Security 428567101 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Carl Kirkland | Mgmt | For | For | With | |||||
1.2 | Elect Director Michael J. Newsome | Mgmt | For | For | With | |||||
1.3 | Elect Director Thomas A. Saunders, III | Mgmt | For | For | With | |||||
2 | Amend Omnibus Stock Plan | Mgmt | Against | Against | With | |||||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | With | |||||
4 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | With | |||||
5 | Amend Deferred Compensation Plan | Mgmt | For | For | With |
Huron Consulting Group, Inc. HURN | Meeting Date 05/08/07 | |
Shares Voted 6,890 | Record Date 03/12/07 | |
Security 447462102 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director James D. Edwards | Mgmt | For | For | With | |||||
1.2 | Elect Director Gary E. Holdren | Mgmt | For | For | With | |||||
1.3 | Elect Director John Mccartney | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Indevus Pharmaceuticals, Inc. IDEV | Meeting Date 04/17/07 | |
Shares Voted 51,540 | Record Date 03/12/07 | |
Security 454072109 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1 | Issue Shares in Connection with an Acquisition | Mgmt | For | For | With | |||||
2.1 | Elect Director Glenn L. Cooper, M.D. | Mgmt | For | For | With | |||||
2.2 | Elect Director Andrew Ferrara | Mgmt | For | For | With | |||||
2.3 | Elect Director James C. Gale | Mgmt | For | For | With | |||||
2.4 | Elect Director Michael E. Hanson | Mgmt | For | For | With | |||||
2.5 | Elect Director Stephen C. Mccluski | Mgmt | For | For | With | |||||
2.6 | Elect Director Cheryl P. Morley | Mgmt | For | For | With | |||||
2.7 | Elect Director Malcolm Morville, Ph.D. | Mgmt | For | For | With | |||||
2.8 | Elect Director David B. Sharrock | Mgmt | For | For | With | |||||
3 | Increase Authorized Common Stock | Mgmt | For | For | With | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | With | |||||
5 | Amend Stock Ownership Limitations | Mgmt | For | For | With | |||||
6 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | With | |||||
7 | Ratify Auditors | Mgmt | For | For | With |
InnerWorkings, Inc. INWK | Meeting Date 05/31/07 | |
Shares Voted 69,260 | Record Date 04/16/07 | |
Security 45773Y105 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director John R. Walter | Mgmt | For | For | With | |||||
1.2 | Elect Director Steven E. Zuccarini | Mgmt | For | For | With | |||||
1.3 | Elect Director Peter J. Barris | Mgmt | For | For | With | |||||
1.4 | Elect Director Sharyar Baradaran | Mgmt | For | For | With | |||||
1.5 | Elect Director Jack M. Greenberg | Mgmt | For | For | With | |||||
1.6 | Elect Director Linda S. Wolf | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
International Securities Exchange Holdings Inc ISE | Meeting Date 05/08/07 | |
Shares Voted 16,200 | Record Date 03/23/07 | |
Security 46031W204 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Barbara B. Diamond | Mgmt | For | For | With | |||||
1.2 | Elect Director Richard Schmalensee, Ph.D. | Mgmt | For | For | With | |||||
1.3 | Elect Director Joseph B. Stefanelli | Mgmt | For | For | With | |||||
1.4 | Elect Director Kenneth A. Vecchione | Mgmt | For | For | With | |||||
1.5 | Elect Director David Krell | Mgmt | For | For | With | |||||
2 | Company Specific—to remove the requirement that the President of the Company also be the Chief Executive Officer of the Company | Mgmt | For | For | With | |||||
3 | Ratify Auditors | Mgmt | For | For | With |
Itron, Inc. ITRI | Meeting Date 05/15/07 | |
Shares Voted 6,680 | Record Date 03/06/07 | |
Security 465741106 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Gary E. Pruitt | Mgmt | For | For | With | |||||
1.2 | Elect Director Kirby A. Dyess | Mgmt | For | For | With | |||||
1.3 | Elect Director Thomas S. Glanville | Mgmt | For | For | With | |||||
1.4 | Elect Director Sharon L. Nelson | Mgmt | For | For | With | |||||
1.5 | Elect Director Leroy D. Nosbaum | Mgmt | For | For | With | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | With | |||||
3 | Ratify Auditors | Mgmt | For | For | With |
ITT Educational Services, Inc. ESI | Meeting Date 05/08/07 | |
Shares Voted 11,900 | Record Date 03/09/07 | |
Security 45068B109 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Rene R. Champagne | Mgmt | For | For | With | |||||
1.2 | Elect Director John F. Cozzi | Mgmt | For | For | With | |||||
1.3 | Elect Director Kevin M. Modany | Mgmt | For | For | With | |||||
1.4 | Elect Director Thomas I. Morgan | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Kenexa Corp KNXA | Meeting Date 05/08/07 | |
Shares Voted 27,610 | Record Date 03/23/07 | |
Security 488879107 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Joseph A. Konen | Mgmt | For | For | With | |||||
1.2 | Elect Director Richard J. Pinola | Mgmt | For | For | With | |||||
1.3 | Elect Director Rebecca J. Maddox | Mgmt | For | For | With |
Keryx Biopharmaceuticals, Inc KERX | Meeting Date 06/20/07 | |
Shares Voted 63,500 | Record Date 04/23/07 | |
Security 492515101 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Kevin J. Cameron | Mgmt | For | For | With | |||||
1.2 | Elect Director Wyche Fowler, Jr. | Mgmt | For | For | With | |||||
1.3 | Elect Director I. Craig Henderson, M.D. | Mgmt | Withhold | Withhold | With | |||||
1.4 | Elect Director Malcolm Hoenlein | Mgmt | For | For | With | |||||
1.5 | Elect Director Jack Kaye | Mgmt | For | For | With | |||||
1.6 | Elect Director Eric Rose, M.D. | Mgmt | For | For | With | |||||
1.7 | Elect Director Michael S. Weiss | Mgmt | Withhold | Withhold | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With | |||||
3 | Increase Authorized Common Stock | Mgmt | For | For | With | |||||
4 | Approve Omnibus Stock Plan | Mgmt | Against | For | Against |
Ladish Co., Inc. LDSH | Meeting Date 05/02/07 | |
Shares Voted 10,834 | Record Date 03/21/07 | |
Security 505754200 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Lawrence W. Bianchi | Mgmt | For | For | With | |||||
1.2 | Elect Director James C. Hill | Mgmt | For | For | With | |||||
1.3 | Elect Director Leon A. Kranz | Mgmt | For | For | With | |||||
1.4 | Elect Director J. Robert Peart | Mgmt | For | For | With | |||||
1.5 | Elect Director John W. Splude | Mgmt | For | For | With | |||||
1.6 | Elect Director Kerry L. Woody | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
LifeCell Corp. LIFC | Meeting Date 06/28/07 | |
Shares Voted 37,150 | Record Date 05/01/07 | |
Security 531927101 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Paul G. Thomas | Mgmt | For | For | With | |||||
1.2 | Elect Director Michael E. Cahr | Mgmt | For | For | With | |||||
1.3 | Elect Director David Fitzgerald | Mgmt | For | For | With | |||||
1.4 | Elect Director James G. Foster | Mgmt | For | For | With | |||||
1.5 | Elect Director Michael R. Minogue | Mgmt | For | For | With | |||||
1.6 | Elect Director Robert P. Roche, Jr. | Mgmt | For | For | With | |||||
1.7 | Elect Director Martin P. Sutter | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Medicis Pharmaceutical Corp. MRX | Meeting Date 05/22/07 | |
Shares Voted 7,600 | Record Date 03/30/07 | |
Security 584690309 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Jonah Shacknai | Mgmt | For | For | With | |||||
1.2 | Elect Director Michael A. Pietrangelo | Mgmt | For | For | With | |||||
1.3 | Elect Director Lottie H. Shackelford | Mgmt | For | For | With | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | With | |||||
3 | Ratify Auditors | Mgmt | For | For | With |
Metretek Technologies, Inc. MEK | Meeting Date 06/11/07 | |
Shares Voted 32,600 | Record Date 04/20/07 | |
Security 59159Q107 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Basil M. Briggs | Mgmt | For | For | With | |||||
1.2 | Elect Director Sidney Hinton | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
NetLogic Microsystems, Inc. NETL | Meeting Date 05/18/07 | |
Shares Voted 17,600 | Record Date 03/20/07 | |
Security 64118B100 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Leonard Perham | Mgmt | For | For | With | |||||
1.2 | Elect Director Alan Krock | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
NEWSTAR FINL INC NEWS | Meeting Date 05/15/07 | |
Shares Voted 17,900 | Record Date 04/04/07 | |
Security 65251F105 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director T. Kimball Brooker, Jr. | Mgmt | For | For | With | |||||
1.2 | Elect Director Timothy J. Conway | Mgmt | For | For | With | |||||
1.3 | Elect Director Bradley E. Cooper | Mgmt | For | For | With | |||||
1.4 | Elect Director Mark K. Gormley | Mgmt | For | For | With | |||||
1.5 | Elect Director Frank R. Noonan | Mgmt | For | For | With | |||||
1.6 | Elect Director Maureen P. O’Hara | Mgmt | For | For | With | |||||
1.7 | Elect Director Joseph W. Saunders | Mgmt | For | For | With | |||||
1.8 | Elect Director Peter A. Schmidt-Fellner | Mgmt | For | For | With | |||||
1.9 | Elect Director Richard E. Thornburgh | Mgmt | For | For | With |
Nuance Communications, Inc. NUAN | Meeting Date 03/22/07 | |
Shares Voted 64,601 | Record Date 01/22/07 | |
Security 67020Y100 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Charles W. Berger | Mgmt | For | For | With | |||||
1.2 | Elect Director Robert J. Frankenberg | Mgmt | For | For | With | |||||
1.3 | Elect Director Jeffrey A. Harris | Mgmt | For | For | With | |||||
1.4 | Elect Director William H. Janeway | Mgmt | For | For | With | |||||
1.5 | Elect Director Katharine A. Martin | Mgmt | For | For | With | |||||
1.6 | Elect Director Mark B. Myers | Mgmt | For | For | With | |||||
1.7 | Elect Director Philip J. Quigley | Mgmt | For | For | With | |||||
1.8 | Elect Director Paul A. Ricci | Mgmt | For | For | With | |||||
1.9 | Elect Director Robert G. Teresi | Mgmt | For | For | With | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | With | |||||
3 | Increase Authorized Common Stock | Mgmt | For | For | With | |||||
4 | Ratify Auditors | Mgmt | For | For | With |
Obagi Medical Products Inc OMPI | Meeting Date 06/07/07 | |
Shares Voted 37,876 | Record Date 05/01/07 | |
Security 67423R108 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Steven R. Carlson | Mgmt | Withhold | Withhold | With | |||||
1.2 | Elect Director Albert J. Fitzgibbons, III | Mgmt | Withhold | Withhold | With | |||||
1.3 | Elect Director John A. Bartholdson | Mgmt | Withhold | Withhold | With | |||||
1.4 | Elect Director Bradley J. Hoecker | Mgmt | Withhold | Withhold | With | |||||
1.5 | Elect Director Edward A. Grant | Mgmt | For | For | With | |||||
1.6 | Elect Director Albert F. Hummel | Mgmt | For | For | With | |||||
1.7 | Elect Director Ronald P. Badie | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Online Resources and Communications Corp. ORCC | Meeting Date 05/15/07 | |
Shares Voted 48,370 | Record Date 03/23/07 | |
Security 68273G101 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Matthew P. Lawlor | Mgmt | For | For | With | |||||
1.2 | Elect Director Ervin R. Shames | Mgmt | For | For | With | |||||
1.3 | Elect Director Barry D. Wessler | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With | |||||
3 | Company Specific-Termination of Rights Agreement | Mgmt | For | For | With |
Opsware Inc. OPSW | Meeting Date 06/26/07 | |
Shares Voted 19,966 | Record Date 05/11/07 | |
Security 68383A101 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Benjamin A. Horowitz | Mgmt | For | For | With | |||||
1.2 | Elect Director Simon M. Lorne | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
ORBCOMM INC ORBC | Meeting Date 05/11/07 | |
Shares Voted 1 | Record Date 03/26/07 | |
Security 68555P100 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Didier Delepine | Mgmt | For | For | With | |||||
1.2 | Elect Director Hans E.W. Hoffmann | Mgmt | Withhold | Withhold | With | |||||
1.3 | Elect Director Gary H. Ritondaro | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Parallel Petroleum Corp. PLLL | Meeting Date 06/26/07 | |
Shares Voted 29,640 | Record Date 05/11/07 | |
Security 699157103 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Edward A. Nash | Mgmt | For | For | With | |||||
1.2 | Elect Director Larry C. Oldham | Mgmt | For | For | With | |||||
1.3 | Elect Director Martin B. Oring | Mgmt | For | For | With | |||||
1.4 | Elect Director Ray M. Poage | Mgmt | For | For | With | |||||
1.5 | Elect Director Jeffrey G. Shrader | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
PeopleSupport Inc PSPT | Meeting Date 05/30/07 | |
Shares Voted 35,168 | Record Date 04/18/07 | |
Security 712714302 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director C. Larry Bradford | Mgmt | For | For | With | |||||
1.2 | Elect Director Michael Edell | Mgmt | For | For | With | |||||
1.3 | Elect Director Lance Rosenzweig | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Perficient, Inc. PRFT | Meeting Date 06/26/07 | |
Shares Voted 19,948 | Record Date 04/27/07 | |
Security 71375U101 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director John T. McDonald | Mgmt | For | For | With | |||||
1.2 | Elect Director Ralph C. Derrickson | Mgmt | For | For | With | |||||
1.3 | Elect Director Max D. Hopper | Mgmt | For | For | With | |||||
1.4 | Elect Director Kenneth R. Johnsen | Mgmt | For | For | With | |||||
1.5 | Elect Director David S. Lundeen | Mgmt | For | For | With | |||||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | With |
Pinnacle Entertainment, Inc. PNK | Meeting Date 05/08/07 | |
Shares Voted 68,814 | Record Date 03/12/07 | |
Security 723456109 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Daniel R. Lee | Mgmt | For | For | With | |||||
1.2 | Elect Director John V. Giovenco | Mgmt | For | For | With | |||||
1.3 | Elect Director Richard J. Goeglein | Mgmt | For | For | With | |||||
1.4 | Elect Director Ellis Landau | Mgmt | For | For | With | |||||
1.5 | Elect Director Bruce A. Leslie | Mgmt | For | For | With | |||||
1.6 | Elect Director James L. Martineau | Mgmt | For | For | With | |||||
1.7 | Elect Director Michael Ornest | Mgmt | For | For | With | |||||
1.8 | Elect Director Lynn P. Reitnouer | Mgmt | Withhold | Withhold | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Psychiatric Solutions, Inc. PSYS | Meeting Date 05/15/07 | |
Shares Voted 21,637 | Record Date 04/02/07 | |
Security 74439H108 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director W.F. Carpenter III | Mgmt | For | For | With | |||||
1.2 | Elect Director Mark P. Clein | Mgmt | Withhold | Withhold | With | |||||
1.3 | Elect Director Richard D. Gore | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Quidel Corp. QDEL | Meeting Date 05/07/07 | |
Shares Voted 71,976 | Record Date 03/23/07 | |
Security 74838J101 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Thomas D. Brown | Mgmt | For | For | With | |||||
1.2 | Elect Director Rodney F. Dammeyer | Mgmt | For | For | With | |||||
1.3 | Elect Director Douglas S. Harrington, M.D. | Mgmt | For | For | With | |||||
1.4 | Elect Director Caren L. Mason | Mgmt | For | For | With | |||||
1.5 | Elect Director Mary Lake Polan, M.D., Ph.D. | Mgmt | For | For | With | |||||
1.6 | Elect Director Mark A. Pulido | Mgmt | For | For | With | |||||
1.7 | Elect Director Jack W. Schuler | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | With | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | With |
Radiation Therapy Services Inc RTSX | Meeting Date 05/04/07 | |
Shares Voted 43,220 | Record Date 03/09/07 | |
Security 750323206 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director H.M. Sheridan, M.D. | Mgmt | For | For | With | |||||
1.2 | Elect Director D.E. Dosoretz, M.D. | Mgmt | For | For | With | |||||
1.3 | Elect Director Solomon Agin, D.D. | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Santarus, Inc. SNTS | Meeting Date 06/14/07 | |
Shares Voted 123,000 | Record Date 04/16/07 | |
Security 802817304 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Daniel D. Burgess | Mgmt | For | For | With | |||||
1.2 | Elect Director M G Carter | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Signature Bank SBNY | Meeting Date 04/25/07 | |
Shares Voted 31,080 | Record Date 03/01/07 | |
Security 82669G104 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director John Tamberlane | Mgmt | For | For | With | |||||
1.2 | Elect Director Ann Kaplan | Mgmt | For | For | With | |||||
1.3 | Elect Director Yacov Levy | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
SRS Labs Inc. SRSL | Meeting Date 06/20/07 | |
Shares Voted 32,060 | Record Date 04/25/07 | |
Security 78464M106 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director David R. Dukes | Mgmt | For | Withhold | Against | |||||
2 | Ratify Auditors | Mgmt | For | For | With | |||||
3 | Other Business | Mgmt | Against | Against | With |
Strayer Education, Inc. STRA | Meeting Date 05/02/07 | |
Shares Voted 6,900 | Record Date 03/06/07 | |
Security 863236105 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Robert S. Silberman | Mgmt | For | For | With | |||||
1.2 | Elect Director Dr. Charlotte F. Beason | Mgmt | For | For | With | |||||
1.3 | Elect Director William E. Brock | Mgmt | For | For | With | |||||
1.4 | Elect Director David A. Coulter | Mgmt | For | For | With | |||||
1.5 | Elect Director Gary Gensler | Mgmt | For | For | With | |||||
1.6 | Elect Director Robert R. Grusky | Mgmt | For | For | With |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.7 | Elect Director Robert L. Johnson | Mgmt | For | For | With | |||||
1.8 | Elect Director Todd A. Milano | Mgmt | For | For | With | |||||
1.9 | Elect Director G. Thomas Waite III | Mgmt | For | For | With | |||||
1.10 | Elect Director J. David Wargo | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
SunOpta Inc. STKL | Meeting Date 05/14/07 | |
Shares Voted 49,660 | Record Date 03/27/07 | |
Security 8676EP108 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/ Against ISS | ||||||
1.1 | Elect Director Steven Bromley | Mgmt | For | For | With | |||||
1.2 | Elect Director Stephen Bronfman | Mgmt | Withhold | Withhold | With | |||||
1.3 | Elect Director Robert Fetherstonhaugh | Mgmt | For | For | With | |||||
1.4 | Elect Director Katrina Houde | Mgmt | For | For | With | |||||
1.5 | Elect Director Cyril Ing | Mgmt | Withhold | Withhold | With | |||||
1.6 | Elect Director Jeremy Kendall | Mgmt | For | For | With | |||||
1.7 | Elect Director James Rifenbergh | Mgmt | For | For | With | |||||
1.8 | Elect Director Joseph Riz | Mgmt | For | For | With | |||||
1.9 | Elect Director Allan Routh | Mgmt | For | For | With | |||||
1.10 | Elect Director Steven Townsend | Mgmt | For | For | With | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | With | |||||
3 | Amend Stock Option Plan | Mgmt | Against | Against | With |
Switch & Data Facilities Company SDXC | Meeting Date 06/19/07 | |
Shares Voted 42,408 | Record Date 04/30/07 | |
Security 871043105 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director William Luby | Mgmt | For | For | With | |||||
1.2 | Elect Director Kathleen Earley | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Syntel, Inc. SYNT | Meeting Date 06/15/07 | |
Shares Voted 16,252 | Record Date 05/25/07 | |
Security 87162H103 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Paritosh K. Choksi | Mgmt | For | For | With | |||||
1.2 | Elect Director Bharat Desai | Mgmt | For | For | With | |||||
1.3 | Elect Director Paul R. Donovan | Mgmt | For | For | With | |||||
1.4 | Elect Director Prashant Ranade | Mgmt | For | For | With | |||||
1.5 | Elect Director Vasant Raval | Mgmt | For | For | With | |||||
1.6 | Elect Director Neerja Sethi | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Teletech Holdings, Inc. TTEC | Meeting Date 06/01/07 | |
Shares Voted 31,476 | Record Date 04/04/07 | |
Security 879939106 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Kenneth D. Tuchman | Mgmt | For | For | With | |||||
1.2 | Elect Director James E. Barlett | Mgmt | For | For | With | |||||
1.3 | Elect Director William A. Linnenbringer | Mgmt | For | For | With |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.4 | Elect Director Ruth C. Lipper | Mgmt | For | For | With | |||||
1.5 | Elect Director Shrikant Mehta | Mgmt | For | For | With | |||||
1.6 | Elect Director Shirley Young | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Tessera Technologies, Inc. TSRA | Meeting Date 05/17/07 | |
Shares Voted 29,020 | Record Date 03/26/07 | |
Security 88164L100 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Robert J. Boehlke | Mgmt | For | For | With | |||||
1.2 | Elect Director John B. Goodrich | Mgmt | Withhold | Withhold | With | |||||
1.3 | Elect Director Al S. Joseph, Ph.D. | Mgmt | For | For | With | |||||
1.4 | Elect Director Bruce M. McWilliams, Ph.D. | Mgmt | For | For | With | |||||
1.5 | Elect Director David C. Nagel, Ph.D. | Mgmt | For | For | With | |||||
1.6 | Elect Director Henry R. Nothhaft | Mgmt | For | For | With | |||||
1.7 | Elect Director Robert A. Young, Ph.D. | Mgmt | For | For | With | |||||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | With | |||||
3 | Ratify Auditors | Mgmt | For | For | With |
The Ultimate Software Group, Inc. ULTI | Meeting Date 05/15/07 | |
Shares Voted 25,820 | Record Date 03/16/07 | |
Security 90385D107 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Scott Scherr | Mgmt | Withhold | Withhold | With | |||||
1.2 | Elect Director Alois T. Leiter | Mgmt | For | For | With | |||||
2 | Amend Omnibus Stock Plan | Mgmt | Against | Against | With | |||||
3 | Ratify Auditors | Mgmt | For | For | With |
Theravance, Inc. THRX | Meeting Date 04/25/07 | |
Shares Voted 13,360 | Record Date 03/01/07 | |
Security 88338T104 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director P. Roy Vagelos, M.D. | Mgmt | For | For | With | |||||
1.2 | Elect Director Rick E. Winningham | Mgmt | For | For | With | |||||
1.3 | Elect Director Jeffrey M. Drazan | Mgmt | For | For | With | |||||
1.4 | Elect Director Robert V. Gunderson, Jr. | Mgmt | Withhold | Withhold | With | |||||
1.5 | Elect Director Arnold J. Levine, Ph.D. | Mgmt | For | For | With | |||||
1.6 | Elect Director Eve E. Slater, M.D. | Mgmt | For | For | With | |||||
1.7 | Elect Director William H. Waltrip | Mgmt | For | For | With | |||||
1.8 | Elect Director George M. Whitesides, Ph.D. | Mgmt | Withhold | Withhold | With | |||||
1.9 | Elect Director William D. Young | Mgmt | For | For | With | |||||
2 | Amend Omnibus Stock Plan | Mgmt | Against | Against | With | |||||
3 | Amend Articles/Bylaws/Charter-Non- Routine | Mgmt | For | For | With | |||||
4 | Ratify Auditors | Mgmt | For | For | With |
Time Warner Telecom, Inc. TWTC | Meeting Date 06/06/07 | |
Shares Voted 48,180 | Record Date 04/09/07 | |
Security 887319101 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Gregory J. Attorri | Mgmt | For | For | With | |||||
1.2 | Elect Director Spencer B. Hays | Mgmt | For | For | With | |||||
1.3 | Elect Director Larissa L. Herda | Mgmt | For | For | With | |||||
1.4 | Elect Director Kevin W. Mooney | Mgmt | For | For | With | |||||
1.5 | Elect Director Kirby G. Pickle | Mgmt | For | For | With | |||||
1.6 | Elect Director Roscoe C. Young, II | Mgmt | For | For | With | |||||
2 | Amend Articles/Bylaws/Charter-Restate certificate of Incorporation to remove Class B common stock provisions. | Mgmt | For | For | With | |||||
3 | Ratify Auditors | Mgmt | For | For | With |
Verifone Holdings Inc PAY | Meeting Date 03/27/07 | |
Shares Voted 5,390 | Record Date 02/09/07 | |
Security 92342Y109 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Douglas G. Bergeron | Mgmt | For | For | With | |||||
1.2 | Elect Director Craig A. Bondy | Mgmt | For | For | With | |||||
1.3 | Elect Director James C. Castle | Mgmt | For | For | With | |||||
1.4 | Elect Director Leslie G. Denend | Mgmt | For | For | With | |||||
1.5 | Elect Director Alex W. Hart | Mgmt | For | For | With | |||||
1.6 | Elect Director Robert B. Henske | Mgmt | For | For | With | |||||
1.7 | Elect Director Charles R. Rinehart | Mgmt | For | For | With | |||||
1.8 | Elect Director Collin E. Roche | Mgmt | For | For | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
Vital Images, Inc. VTAL | Meeting Date 05/22/07 | |
Shares Voted 13,474 | Record Date 03/23/07 | |
Security 92846N104 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Douglas M. Pihl | Mgmt | Withhold | Withhold | With | |||||
1.2 | Elect Director Jay D. Miller | Mgmt | For | For | With | |||||
1.3 | Elect Director James B. Hickey, Jr. | Mgmt | For | For | With | |||||
1.4 | Elect Director Gregory J. Peet | Mgmt | For | For | With | |||||
1.5 | Elect Director Richard W. Perkins | Mgmt | For | For | With | |||||
1.6 | Elect Director Michael W. Vannier, M.D. | Mgmt | For | For | With | |||||
1.7 | Elect Director Sven A. Wehrwein | Mgmt | For | For | With | |||||
2 | Increase Authorized Common Stock | Mgmt | For | For | With | |||||
3 | Ratify Auditors | Mgmt | For | For | With |
Vocus Inc. VOCS | Meeting Date 05/24/07 | |
Shares Voted 28,982 | Record Date 03/30/07 | |
Security 92858J108 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Michael Bronfein | Mgmt | For | For | With | |||||
1.2 | Elect Director Robert Lentz | Mgmt | Withhold | Withhold | With | |||||
2 | Ratify Auditors | Mgmt | For | For | With |
W-H Energy Services, Inc. WHQ | Meeting Date 05/09/07 | |
Shares Voted 9,400 | Record Date 03/27/07 | |
Security 92925E108 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director Kenneth T. White, Jr. | Mgmt | For | For | With | |||||
1.2 | Elect Director Robert H. Whilden, Jr. | Mgmt | For | For | With | |||||
1.3 | Elect Director James D. Lightner | Mgmt | For | For | With | |||||
1.4 | Elect Director Milton L. Scott | Mgmt | For | For | With | |||||
1.5 | Elect Director Christopher Mills | Mgmt | For | For | With | |||||
1.6 | Elect Director John R. Brock | Mgmt | For | For | With |
Zumiez Inc. ZUMZ | Meeting Date 05/30/07 | |
Shares Voted 16,768 | Record Date 04/13/07 | |
Security 989817101 |
Ballot Issues | Proponent | ISS Rec | Vote Cast | With/Against ISS | ||||||
1.1 | Elect Director William M. Barnum | Mgmt | For | For | With | |||||
1.2 | Elect Director Gerald F. Ryles | Mgmt | For | For | With |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
Alliance Unichem Plc (frm.Unichem plc) | G0182K124 | 07/04/06 | Approve Scheme of Arrangement | M | Yes | For | For | |||||||||
Alliance Unichem Plc (frm.Unichem plc) | G0182K124 | 07/04/06 | Approve Scheme of Arrangement; Approve Reduction and Subsequent Increase of Share Capital; Capitalise Reserves; Issue Equity with Rights up to Aggregate Nominal Amount of the New Ordinary Shares; Amend Articles of Association | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Elect Andre-Jacques Auberton-Herve as Director | M | Yes | Against | Against | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Authorize up to Five Percent of Issued Capital for Use in Restricted Stock Plan | M | Yes | Against | Against | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Approve Financial Statements and Discharge Directors | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Accept Consolidated Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Approve Allocation of Income and Omission of Dividends | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Approve Special Auditors’ Report Regarding Related-Party Transactions | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 300 Million | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Amend Articles of Association Re: Attend Board of Directors’ Meetings by Way of Videoconference and of Telecommunication | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Million | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Million | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Set Global Limit for Capital Increase to Result from Above Issuance Requests at EUR 1.2 Million and for Debt Issuance Requests at EUR 300 Million | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Authorize Board to Increase Capital in the Event of Additional Demand Relating to Delegation Submitted to Shareholder Vote Above | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Authorize Capitalization of up to Full Amount of Reserves for Bonus Issue or Increase in Par Value | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | M | Yes | For | For | |||||||||
S.O.I.TEC SILICON on INSULATOR TECHNOLOGIES | F84138118 | 07/06/06 | Authorize Filing of Required Documents/Other Formalities | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Approve Final Dividend of 9.5 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Elect Jeremy Darroch as Director | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Elect David Michels as Director | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Elect Louise Patten as Director | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Elect Steven Sharp as Director | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Re-elect Stuart Rose as Director | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Authorise the Audit Committee to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 140,266,912 | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,040,036 | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Authorise 168,000,000 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Authorise the Company to Make Donations to EU Political Organisations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Authorise Marks and Spencer Plc to Make Donations to EU Political Organisations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Authorise Marks and Spencer Outlet Limited to Make Donations to EU Political Organisations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Authorise Marks and Spencer Shared Services Limited to Make Donations to EU Political Organisations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Authorise Marks and Spencer Simply Foods Limited to Make Donations to EU Political Organisations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Authorise Marks and Spencer (Ireland) Limited to Make Donations to EU Political Organisations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Approve Reduction in Authorised Capital by GBP 2,240,000,000 | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Adopt New Articles of Association | M | Yes | For | For | |||||||||
Marks & Spencer Group plc | G5824M107 | 07/11/06 | Amend Marks and Spencer Group Performance Share Plan 2005 | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Approve Remuneration Report | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Approve Final Dividend of 7.6 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Re-elect Sir Anthony Greener as Director | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Re-elect Maarten van den Bergh as Director | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Re-elect Clayton Brendish as Director | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Elect Matti Alahuhta as Director | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Elect Phil Hodkinson as Director | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Authorise Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 137,000,000 | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,000,000 | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Authorise 834,000,000 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
BT Group plc | G16612106 | 07/12/06 | Authorise British Telecommunications Plc to Make EU Political Organisation Donations up to GBP 100,000 | M | Yes | For | For | |||||||||
RINKER GROUP LTD | Q8142Y109 | 07/18/06 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
RINKER GROUP LTD | Q8142Y109 | 07/18/06 | Adopt Remuneration Report | M | Yes | For | For | |||||||||
RINKER GROUP LTD | Q8142Y109 | 07/18/06 | Elect Walter Revell as Director | M | Yes | For | For | |||||||||
RINKER GROUP LTD | Q8142Y109 | 07/18/06 | Elect Jack Thompson as Director | M | Yes | For | For | |||||||||
RINKER GROUP LTD | Q8142Y109 | 07/18/06 | Approve the Increase in the Remuneration of Non-Executive Directors to A$1.70 Million | M | Yes | For | Against | |||||||||
RINKER GROUP LTD | Q8142Y109 | 07/18/06 | Approve the Return of Capital to Shareholders | M | Yes | For | For | |||||||||
RINKER GROUP LTD | Q8142Y109 | 07/18/06 | Amend Proportional Takeover Provision for a Further Three Years | M | Yes | For | For | |||||||||
British Airways plc | G14980109 | 07/18/06 | Approve Political Donations and Incur EU Political Expenditure up to GBP 400,000 from July 2006 to the Earlier of the 2010 AGM and 18 July 2010, Provided that the Maximum Amount Per Year is 100,000 | M | Yes | Against | Against | |||||||||
British Airways plc | G14980109 | 07/18/06 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
British Airways plc | G14980109 | 07/18/06 | Approve Remuneration Report | M | Yes | For | For | |||||||||
British Airways plc | G14980109 | 07/18/06 | Re-elect Martin Broughton as Director | M | Yes | For | For | |||||||||
British Airways plc | G14980109 | 07/18/06 | Re-elect Martin Read as Director | M | Yes | For | For | |||||||||
British Airways plc | G14980109 | 07/18/06 | Elect Chumpol NaLamlieng as Director | M | Yes | For | For | |||||||||
British Airways plc | G14980109 | 07/18/06 | Elect Keith Williams as Director | M | Yes | For | For | |||||||||
British Airways plc | G14980109 | 07/18/06 | Reappoint Ernst & Young LLP as Auditors of the Company | M | Yes | For | For | |||||||||
British Airways plc | G14980109 | 07/18/06 | Authorise Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Approve Increase in Authorised Capital to GBP 9,900,050,000 and USD 7,800,000,000; Authorise Capitalisation up GBP 9,990,000,000; Issue Equity with Rights up to 66,600,000,000 B Shares; Capital Reorganisation; Amend Articles of Association | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Re-elect Sir John Bond as Director | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Re-elect Arun Sarin as Director | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Re-elect Thomas Geitner as Director | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Re-elect Michael Boskin as Director | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Re-elect Lord Broers as Director | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Re-elect John Buchanan as Director | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Re-elect Andy Halford as Director | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Re-elect Jurgen Schrempp as Director | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Re-elect Luc Vandevelde as Director | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Elect Philip Yea as Director | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Elect Anne Lauvergeon as Director | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Elect Anthony Watson as Director | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Approve Final Dividend of 3.87 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Reappoint Deloitte & Touche LLP as Auditors of the Company | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Authorise the Audit Committee to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Adopt New Articles of Association | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Authorise the Company and Any Company Which is or Becomes a Subsidiary of the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 900,000,000 | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 260,000,000 | M | Yes | For | For | |||||||||
Vodafone Group plc | G93882101 | 07/25/06 | Authorise 5,200,000,000 Ordinary Shares for Market Purchase Should the Special Resolution at the Extraordinary General Meeting on 25 July 2006 be Passed; Otherwise up to 6,000,000,000 Ordinary Shares | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Approve Final Dividend of 15.9 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Re-elect Sir John Parker as Director | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Re-elect Steve Lucas as Director | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Re-elect Nick Winser as Director | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Re-elect Kenneth Harvey as Director | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Re-elect Stephen Pettit as Director | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Re-elect George Rose as Director | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Re-elect Steve Holliday as Director | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Authorise Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Approve Remuneration Report | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 103,241,860 | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,497,674 | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Authorise 272,000,000 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Authorise 8,500,000 B Shares for Market Purchase | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Approve the Broker Contract Between Deutsche Bank and the Company for the Repurchase of B Shares | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Approve Increase In Borrowing Powers to GBP 30 Billion with Limit of Four Times Adjusted Capital and Reserves | M | Yes | For | For | |||||||||
National Grid plc | G6375K151 | 07/31/06 | Approve Acquisition of KeySpan Corporation Pursuant to the Merger Agreement | M | Yes | For | For | |||||||||
Danske Bank AS (Formerly Den Danske Bank) | K22272114 | 08/08/06 | Amend Articles Re: Adopt Secondary Business Names | M | Yes | For | For | |||||||||
XSTRATA PLC | G9826T102 | 08/14/06 | Approve Acquisition by Xstrata Canada Inc. of Any and All of the Issued, to be Issued and Outstanding Falconbridge Shares Other Than Any Falconbridge Shares Owned Directly or Indirectly by Xstrata Canada Inc. or Its Affiliates | M | Yes | For | For | |||||||||
Greene King plc | G40880133 | 09/01/06 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Greene King plc | G40880133 | 09/01/06 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Greene King plc | G40880133 | 09/01/06 | Approve Net Final Dividend of 14.35 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
Greene King plc | G40880133 | 09/01/06 | Elect Justin Adams as Director | M | Yes | For | For | |||||||||
Greene King plc | G40880133 | 09/01/06 | Elect Ian Bull as Director | M | Yes | For | For | |||||||||
Greene King plc | G40880133 | 09/01/06 | Re-elect Howard Phillips as Director | M | Yes | For | For | |||||||||
Greene King plc | G40880133 | 09/01/06 | Reappoint Ernst & Young LLP as Auditors of the Company | M | Yes | For | For | |||||||||
Greene King plc | G40880133 | 09/01/06 | Authorise Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Greene King plc | G40880133 | 09/01/06 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,004,059 | M | Yes | For | For | |||||||||
Greene King plc | G40880133 | 09/01/06 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 949,797 | M | Yes | For | For | |||||||||
Greene King plc | G40880133 | 09/01/06 | Authorise 15,196,753 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
Dsm Nv | N5017D122 | 10/19/06 | Elect R.D. Schwalb to Management Board | M | Yes | For | For | |||||||||
Dsm Nv | N5017D122 | 10/19/06 | Open Meeting | M | Yes | None | n/a | |||||||||
Dsm Nv | N5017D122 | 10/19/06 | Close Meeting | M | Yes | None | n/a | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 10/22/06 | Approve Merger Agreement with Riyal SL, Lodares Inversiones SL Sociedad Unipersonal, Somaen Dos SL Sociedad Unipersonal, Gessinest Consulting SA Sociedad Unipersonal, and Carvasa Inversiones SL Sociedad Unipersonal; Approve Consolidated Tax Regime | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 10/22/06 | Authorize Board to Ratify and Execute Approved Resolutions | M | Yes | For | For | |||||||||
PACIFIC BRANDS LTD | PBG | Q7161J100 | 10/24/06 | Elect Max Ould as Director | M | Yes | For | For | ||||||||
PACIFIC BRANDS LTD | PBG | Q7161J100 | 10/24/06 | Adopt Remuneration Report for the Fiscal Year Ended June 30, 2006 | M | Yes | For | For | ||||||||
PACIFIC BRANDS LTD | PBG | Q7161J100 | 10/24/06 | Approve the Grant of 122,093 Performance Rights to Paul Moore, Chief Executive Officer, Pursuant to the Performance Rights Plan | M | Yes | For | For | ||||||||
PACIFIC BRANDS LTD | PBG | Q7161J100 | 10/24/06 | Approve the Grant of 48,837 Performance Rights to Stephen Tierney, Group General Manager, Pursuant to the Performance Rights Plan | M | Yes | For | For | ||||||||
PACIFIC BRANDS LTD | PBG | Q7161J100 | 10/24/06 | Receive Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2006 | M | Yes | None | n/a | ||||||||
Aem Spa | T0140L103 | 10/27/06 | Acknowledge Reports on the Company’s Progress and Strategies | M | Yes | For | For | |||||||||
Aem Spa | T0140L103 | 10/27/06 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | M | Yes | For | For | |||||||||
Commonwealth Bank Of Australia | CBA | Q26915100 | 11/03/06 | Elect S. Carolyn Kay as Director | M | Yes | For | For | ||||||||
Commonwealth Bank Of Australia | CBA | Q26915100 | 11/03/06 | Elect Warwick G. Kent as Director | M | Yes | For | For | ||||||||
Commonwealth Bank Of Australia | CBA | Q26915100 | 11/03/06 | Elect Fergus D. Ryan as Director | M | Yes | For | For | ||||||||
Commonwealth Bank Of Australia | CBA | Q26915100 | 11/03/06 | Elect David J. Turner as Director | M | Yes | For | For | ||||||||
Commonwealth Bank Of Australia | CBA | Q26915100 | 11/03/06 | Elect Jane M. Hemstritch as Director | M | Yes | For | For | ||||||||
Commonwealth Bank Of Australia | CBA | Q26915100 | 11/03/06 | Approve Remuneration Report for the Year Ended June 30, 2006 | M | Yes | For | For | ||||||||
Commonwealth Bank Of Australia | CBA | Q26915100 | 11/03/06 | Receive Financial Statements and Statutory Reports for the Year Ended June 30, 2006 | M | Yes | None | n/a | ||||||||
Telstra Corporation Limited. | TLS | Q8975N105 | 11/14/06 | Approve Remuneration Report for the Fiscal Year Ended June 30, 2006 | M | Yes | Against | Against | ||||||||
Telstra Corporation Limited. | TLS | Q8975N105 | 11/14/06 | Elect Mervyn Vogt to the Board | S | Yes | Against | For | ||||||||
Telstra Corporation Limited. | TLS | Q8975N105 | 11/14/06 | Elect Leonard Cooper to the Board | S | Yes | Against | For | ||||||||
Telstra Corporation Limited. | TLS | Q8975N105 | 11/14/06 | Elect Ange Kenos to the Board | S | Yes | Against | For | ||||||||
Telstra Corporation Limited. | TLS | Q8975N105 | 11/14/06 | Elect Geoffrey Cousins to the Board | S | Yes | Against | For | ||||||||
Telstra Corporation Limited. | TLS | Q8975N105 | 11/14/06 | Elect Stephen Mayne to the Board | S | Yes | Against | For | ||||||||
Telstra Corporation Limited. | TLS | Q8975N105 | 11/14/06 | Elect Charles Macek as Director | M | Yes | For | For | ||||||||
Telstra Corporation Limited. | TLS | Q8975N105 | 11/14/06 | Elect John Stocker as Director | M | Yes | For | For | ||||||||
Telstra Corporation Limited. | TLS | Q8975N105 | 11/14/06 | Elect Peter Willcox as Director | M | Yes | For | For | ||||||||
Telstra Corporation Limited. | TLS | Q8975N105 | 11/14/06 | Elect John Zeglis as Director | M | Yes | For | For | ||||||||
Telstra Corporation Limited. | TLS | Q8975N105 | 11/14/06 | Adopt New Constitution | M | Yes | For | For | ||||||||
Telstra Corporation Limited. | TLS | Q8975N105 | 11/14/06 | Receive Presentations from the Chairman and Chief Executive Officer | M | Yes | None | n/a | ||||||||
Telstra Corporation Limited. | TLS | Q8975N105 | 11/14/06 | Receive Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2006 | M | Yes | None | n/a | ||||||||
Barratt Developments plc | G08288105 | 11/28/06 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Barratt Developments plc | G08288105 | 11/28/06 | Approve Final Dividend of 20.69 Pence Per Share | M | Yes | For | For | |||||||||
Barratt Developments plc | G08288105 | 11/28/06 | Re-elect Steven Boyes as Director | M | Yes | For | For | |||||||||
Barratt Developments plc | G08288105 | 11/28/06 | Re-elect Clive Fenton as Director | M | Yes | For | For | |||||||||
Barratt Developments plc | G08288105 | 11/28/06 | Re-elect Geoff Hester as Director | M | Yes | For | For | |||||||||
Barratt Developments plc | G08288105 | 11/28/06 | Elect Mark Pain as Director | M | Yes | For | For | |||||||||
Barratt Developments plc | G08288105 | 11/28/06 | Elect Rod MacEachrane as Director | M | Yes | For | For | |||||||||
Barratt Developments plc | G08288105 | 11/28/06 | Elect Mark Clare as Director | M | Yes | For | For | |||||||||
Barratt Developments plc | G08288105 | 11/28/06 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | M | Yes | For | For | |||||||||
Barratt Developments plc | G08288105 | 11/28/06 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Barratt Developments plc | G08288105 | 11/28/06 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,684,804 | M | Yes | For | For | |||||||||
Barratt Developments plc | G08288105 | 11/28/06 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,215,760 | M | Yes | For | For | |||||||||
Barratt Developments plc | G08288105 | 11/28/06 | Authorise 24,315,195 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Receive Financial Statements and Statutory Reports for BHP Billiton Plc for the Year Ended June 30, 2006 | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Receive Financial Statements and Statutory Reports for BHP Billiton Ltd for the Year Ended June 30, 2006 | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect Paul M. Anderson as Director of BHP Billiton Plc | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect Paul M. Anderson as Director of BHP Billiton Ltd | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect Marius J. Kloppers as Director of BHP Billiton Plc | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect Marius J. Kloppers as Director of BHP Billiton Ltd | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect Chris J. Lynch as Director of BHP Billiton Plc | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect Chris J. Lynch as Director of BHP Billiton Ltd | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect Jacques Nasser as Director of BHP Billiton Plc | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect Jacques Nasser as Director of BHP Billiton Ltd | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect David A. Crawford as Director of BHP Billiton Plc | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect David A. Crawford as Director of BHP Billiton Ltd | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect Don R. Argus as Director of BHP Billiton Plc | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect Don R. Argus as Director of BHP Billiton Ltd | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect David C. Brink as Director of BHP Billiton Plc | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect David C. Brink as Director of BHP Billiton Ltd | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect John G.S. Buchanan as Director of BHP Billiton Plc | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect John G.S. Buchanan as Director of BHP Billiton Ltd | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect John M. Schubert as Director of BHP Billiton Plc | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Elect John M. Schubert as Director of BHP Billiton Ltd | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve the Allotment of 553.4 Million Unissued Shares to Participants of the Group Incentive Schemes and Other Legacy Employee Share Schemes | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve the Issuance of up to 123.4 Million Shares | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Authorize Share Repurchase Program | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd or One of Its Subsidiaries on Dec. 31, 2006 | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd or One of Its Subsidiaries on March 31, 2006 | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd or One of Its Subsidiaries on May 15, 2007 | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd or One of Its Subsidiaries on June 30, 2007 | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd or One of Its Subsidiaries on Sept. 30, 2007 | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd or One of Its Subsidiaries on Nov. 15, 2007 | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve Remuneration Report for the Year Ended June 30, 2006 | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve the Grant of Deferred Shares and Options Pursuant to the Group Incentive Scheme and Performance Shares Pursuant to the Long Term Incentive Plan to C.W. Goodyear, Chief Executive Officer | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve the Grant of Deferred Shares and Options Pursuant to the Group Incentive Scheme and Performance Shares Pursuant to the Long Term Incentive Plan to Marius J. Kloppers, Group President Non-Ferrous Materials | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve the Grant of Deferred Shares and Options Pursuant to the Group Incentive Scheme and Performance Shares Pursuant to the Long Term Incentive Plan to Chris J. Lynch, Group President Carbon Steel Materials | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve Global Employee Share Plan | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve the Maximum Remuneration for Non-Executive Directors of BHP Billiton Plc of $3.0 Million | M | Yes | For | For | ||||||||
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | Q1498M100 | 11/29/06 | Approve the Maximum Remuneration for Non-Executive Directors of BHP Billiton Ltd of $3.0 Million | M | Yes | For | For | ||||||||
Intesa Sanpaolo SPA (Formerly Banca Intesa SPA) | T17074104 | 12/01/06 | Elect Supervisory Board Members for the Three-Year Term 2007-2009; Fix the Number of Supervisory Board Members at 19; Elect Chairman and Vice-Chairman; Fix the Board Remuneration - Slate 1 | M | Yes | Against | Against | |||||||||
Intesa Sanpaolo SPA (Formerly Banca Intesa SPA) | T17074104 | 12/01/06 | Authorize Share Repurchase Program Pursuant to Share Option Scheme in Favor of Company Employees | M | Yes | Against | Against | |||||||||
Intesa Sanpaolo SPA (Formerly Banca Intesa SPA) | T17074104 | 12/01/06 | Revoke Deliberations Assumed in the Special Meeting Held on Dec. 17, 2002 Regarding the Stock Option Plan | M | Yes | For | For | |||||||||
Intesa Sanpaolo SPA (Formerly Banca Intesa SPA) | T17074104 | 12/01/06 | Approve Plan of Merger by Incorporation of Sanpaolo IMI SpA in Banca Intesa SpA; Amend Bylaws Accordingly | M | Yes | For | For | |||||||||
Intesa Sanpaolo SPA (Formerly Banca Intesa SPA) | T17074104 | 12/01/06 | Elect Supervisory Board Members for the Three-Year Term 2007-2009; Fix the Number of Supervisory Board Members at 19; Elect Chairman and Vice-Chairman; Fix the Board Remuneration - Slate 2 | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Elect Denis Buckley as Director | M | Yes | Against | Against | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Elect J. Brian Davy as Director | M | Yes | Against | Against | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Elect William G. Murphy as Director | M | Yes | Against | Against | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Approve Dividends on Ordinary Shares | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Elect Philip Lynch as Director | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Elect David Martin as Director | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Elect Patrick McEniff as Director | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Elect Hugo Kane as Director | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Elect Patrick Wall as Director | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Elect Tom O’Mahony as Director | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Authorize Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Approve Origin Enterprises Long Term Incentive Plan | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Approve IAWS Group Long Term Incentive Plan | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to One-Third of the Nominal Value of Issued Share Capital | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Authorize Share Repurchase | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Authorize Share Repurchase Program and Reissuance of Shares | M | Yes | For | For | |||||||||
IAWS Group plc | G4681X124 | 12/04/06 | Acknowledge Proper Convening of Meeting for the Year Ended July 31, 2006 | M | Yes | For | For | |||||||||
Mapfre S.A. (Formerly Corporacion Mapfre SA) | E3449V125 | 12/29/06 | Change Company Name, Amend Articles Accordingly | M | Yes | For | For | |||||||||
Mapfre S.A. (Formerly Corporacion Mapfre SA) | E3449V125 | 12/29/06 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, Amend Articles to Reflect New Share Count | M | Yes | For | For | |||||||||
Mapfre S.A. (Formerly Corporacion Mapfre SA) | E3449V125 | 12/29/06 | Amend and Remunber Articles of Association | M | Yes | For | For | |||||||||
Mapfre S.A. (Formerly Corporacion Mapfre SA) | E3449V125 | 12/29/06 | Elect Directors to Management Board | M | Yes | For | For | |||||||||
Mapfre S.A. (Formerly Corporacion Mapfre SA) | E3449V125 | 12/29/06 | Authorize Board to Ratify and Execute Approved Resolutions | M | Yes | For | For | |||||||||
Mapfre S.A. (Formerly Corporacion Mapfre SA) | E3449V125 | 12/29/06 | Designate Two Shareholders to Approve and Sign Minutes of Meeting | M | Yes | For | For | |||||||||
Compagnie Generale De Geophysique - Veritas (Frmly Cie Generale De Geophysique) | F43071103 | 01/09/07 | Elect Thierry Pilenko as Director | M | Yes | Against | Against | |||||||||
Compagnie Generale De Geophysique - Veritas (Frmly Cie Generale De Geophysique) | F43071103 | 01/09/07 | Elect Terence Young as Director | M | Yes | Against | Against | |||||||||
Compagnie Generale De Geophysique - Veritas (Frmly Cie Generale De Geophysique) | F43071103 | 01/09/07 | Elect David Work as Director | M | Yes | Against | Against | |||||||||
Compagnie Generale De Geophysique - Veritas (Frmly Cie Generale De Geophysique) | F43071103 | 01/09/07 | Elect Loren Caroll as Director | M | Yes | Against | Against | |||||||||
Compagnie Generale De Geophysique - Veritas (Frmly Cie Generale De Geophysique) | F43071103 | 01/09/07 | Ratify Auditex as Alternate Auditor | M | Yes | For | For | |||||||||
Compagnie Generale De Geophysique - Veritas (Frmly Cie Generale De Geophysique) | F43071103 | 01/09/07 | Authorize Filing of Required Documents/Other Formalities | M | Yes | For | For | |||||||||
Compagnie Generale De Geophysique - Veritas (Frmly Cie Generale De Geophysique) | F43071103 | 01/09/07 | Delegation of Power to the Board to Issue 10 million Shares Reserved to Shareholders of Veritas DGC Inc. According to a Merger Agreement | M | Yes | For | For | |||||||||
Compagnie Generale De Geophysique - Veritas (Frmly Cie Generale De Geophysique) | F43071103 | 01/09/07 | Delegation of Power to the Board to Issue 3.5 million Shares Reserved to Holders of Convertible Securities of Veritas DGC Inc. According to a Merger Agreement | M | Yes | For | For | |||||||||
Compagnie Generale De Geophysique - Veritas (Frmly Cie Generale De Geophysique) | F43071103 | 01/09/07 | Amend Article 3 of Bylaws Re: Change Company Name | M | Yes | For | For | |||||||||
Compagnie Generale De Geophysique - Veritas (Frmly Cie Generale De Geophysique) | F43071103 | 01/09/07 | Change Location of Registered Headquarters and Amend Article 4 of Bylaws Accordingly | M | Yes | For | For | |||||||||
Compagnie Generale De Geophysique - Veritas (Frmly Cie Generale De Geophysique) | F43071103 | 01/09/07 | Authorize Filing of Required Documents/Other Formalities | M | Yes | For | For | |||||||||
Dairy Crest Group plc | G2624G109 | 01/09/07 | Approve Acquisition of the Entire Issued Share Capital of St Hubert SAS by Dairy Crest Ltd. | M | Yes | For | For | |||||||||
Enterprise Inns plc | G3070Z146 | 01/16/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Enterprise Inns plc | G3070Z146 | 01/16/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Enterprise Inns plc | G3070Z146 | 01/16/07 | Approve Final Dividend of 18 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
Enterprise Inns plc | G3070Z146 | 01/16/07 | Re-elect David Harding as Director | M | Yes | For | For | |||||||||
Enterprise Inns plc | G3070Z146 | 01/16/07 | Re-elect Simon Townsend as Director | M | Yes | For | For | |||||||||
Enterprise Inns plc | G3070Z146 | 01/16/07 | Reappoint Ernst & Young LLP as Auditors of the Company | M | Yes | For | For | |||||||||
Enterprise Inns plc | G3070Z146 | 01/16/07 | Authorise Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Enterprise Inns plc | G3070Z146 | 01/16/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,982,879 | M | Yes | For | For | |||||||||
Enterprise Inns plc | G3070Z146 | 01/16/07 | Conditional Upon Admission of the New Ord. Shares of 2.5p Each to the Official List of the UKLA and to Trading on LSE, Approve Sub-Division of Each of the Company’s Issued and Unissued Existing Ord. Shares of 5p Each Into 2 New Ord. Shares of 2.5p Each | M | Yes | For | For | |||||||||
Enterprise Inns plc | G3070Z146 | 01/16/07 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 810,006 | M | Yes | For | For | |||||||||
Enterprise Inns plc | G3070Z146 | 01/16/07 | If Resolution 9 is Passed, Authorise 89,641,002 Ordinary Shares of 2 1/2 Pence Each for Market Purchase; If Resolution 9 is Not Passed, Authorise 44,820,501 Ordinary Shares of 5 Pence Each for Market Purchase | M | Yes | For | For | |||||||||
ThyssenKrupp AG (formerly Thyssen AG) | D8398Q119 | 01/19/07 | Approve Creation of EUR 500 Million Pool of Capital without Preemptive Rights | M | Yes | Against | Against | |||||||||
ThyssenKrupp AG (formerly Thyssen AG) | D8398Q119 | 01/19/07 | Amend Articles Re: Grant Alfried Krupp von Bohlen und Halbach Foundation the Right to Nominate up to Three Supervisory Board Members | M | Yes | Against | Against | |||||||||
ThyssenKrupp AG (formerly Thyssen AG) | D8398Q119 | 01/19/07 | Approve Allocation of Income and Dividends of EUR 1 per Share | M | Yes | For | For | |||||||||
ThyssenKrupp AG (formerly Thyssen AG) | D8398Q119 | 01/19/07 | Approve Discharge of Management Board for Fiscal 2005/2006 | M | Yes | For | For | |||||||||
ThyssenKrupp AG (formerly Thyssen AG) | D8398Q119 | 01/19/07 | Approve Discharge of Supervisory Board for Fiscal 2005/2006 | M | Yes | For | For | |||||||||
ThyssenKrupp AG (formerly Thyssen AG) | D8398Q119 | 01/19/07 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2006/2007 | M | Yes | For | For | |||||||||
ThyssenKrupp AG (formerly Thyssen AG) | D8398Q119 | 01/19/07 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
ThyssenKrupp AG (formerly Thyssen AG) | D8398Q119 | 01/19/07 | Amend Articles Re: Increase Fixed and Decrease Variable Amount of Compensation for Supervisory Board Members | M | Yes | For | For | |||||||||
ThyssenKrupp AG (formerly Thyssen AG) | D8398Q119 | 01/19/07 | Amend Articles Re: Allow Electronic Distribution of Company Communications | M | Yes | For | For | |||||||||
ThyssenKrupp AG (formerly Thyssen AG) | D8398Q119 | 01/19/07 | Receive Financial Statements and Statutory Reports | M | Yes | None | n/a | |||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 01/26/07 | Receive Financial Statements and Statutory Reports | M | No | n/a | ||||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 01/26/07 | Approve Allocation of Income and Dividends of EUR 8.94 per Common Share and EUR 9.00 per Preference Share | M | No | n/a | ||||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 01/26/07 | Approve Discharge of Management Board for Fiscal 2005/2006 | M | No | n/a | ||||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 01/26/07 | Approve Discharge of Supervisory Board for Fiscal 2005/2006 | M | No | n/a | ||||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 01/26/07 | Elect Ulrich Lehner and Hans-Peter Porsche to the Supervisory Board | M | No | n/a | ||||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 01/26/07 | Approve Creation of 22.8 Million Pool of Capital with and without Preemptive Rights | M | No | n/a | ||||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 01/26/07 | Amend Articles Re: Allow Supervisory Board Members to Serve for a Full Term if Elected as Replacement for Resigning Members | M | No | n/a | ||||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 01/26/07 | Ratify Ernst & Young AG as Auditors for Fiscal 2006/2007 | M | No | n/a | ||||||||||
Banca Popolare di Milano | T15120107 | 02/14/07 | Amend Article 47 of the Bylaws and Consequent Amendment of Article 10.1 | M | Yes | For | For | |||||||||
Banca Popolare di Milano | T15120107 | 02/14/07 | Approve Increase in Share Capital Via Increase in the Par Value of Shares, from EUR 3 to EUR 4; Amend Articles 8 and 17 of the Company’s Bylaws Accordingly | M | Yes | For | For | |||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Appoint Internal Statutory Auditor | M | Yes | Against | Against | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Appoint Internal Statutory Auditor | M | Yes | Against | Against |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Appoint Internal Statutory Auditor | M | Yes | Against | Against | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Approve Merger Agreement with UFJ Central Leasing Co. | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Amend Articles to Change Company Name to Mitsubishi UFJ Lease & Finance Co., Authorize Public Announcements in Electronic Format, Increase Authorized Capital, Increase Maximum Board Size | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J12222105 | 02/20/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Pacific Management Corp. | 8902 | J6345M102 | 02/27/07 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 1700, Special JY 0 | M | Yes | For | For | ||||||||
Pacific Management Corp. | 8902 | J6345M102 | 02/27/07 | Amend Articles to: Amend Business Lines - Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors | M | Yes | For | For | ||||||||
Pacific Management Corp. | 8902 | J6345M102 | 02/27/07 | Elect Director | M | Yes | For | For | ||||||||
Pacific Management Corp. | 8902 | J6345M102 | 02/27/07 | Elect Director | M | Yes | For | For | ||||||||
Pacific Management Corp. | 8902 | J6345M102 | 02/27/07 | Elect Director | M | Yes | For | For | ||||||||
Pacific Management Corp. | 8902 | J6345M102 | 02/27/07 | Elect Director | M | Yes | For | For | ||||||||
Pacific Management Corp. | 8902 | J6345M102 | 02/27/07 | Elect Director | M | Yes | For | For | ||||||||
Pacific Management Corp. | 8902 | J6345M102 | 02/27/07 | Elect Director | M | Yes | For | For | ||||||||
Roche Holding AG | H69293217 | 03/05/07 | Accept Financial Statements and Statutory Reports | M | No | n/a | ||||||||||
Roche Holding AG | H69293217 | 03/05/07 | Approve Discharge of Board and Senior Management | M | No | n/a | ||||||||||
Roche Holding AG | H69293217 | 03/05/07 | Approve Allocation of Income and Dividends of CHF 3.40 per Share | M | No | n/a | ||||||||||
Roche Holding AG | H69293217 | 03/05/07 | Elect Pius Baschera as Director | M | No | n/a | ||||||||||
Roche Holding AG | H69293217 | 03/05/07 | Elect Wolfgang Ruttenstorfer as Director | M | No | n/a | ||||||||||
Roche Holding AG | H69293217 | 03/05/07 | KPMG Klynveld Peat Marwick Goerdeler SA | M | No | n/a | ||||||||||
Danske Bank AS (Formerly Den Danske Bank) | K22272114 | 03/06/07 | Approve Financial Statements; Approve Discharge of Management and Board; Approve Allocation of Income and Dividends of DKK 10 per Share | M | Yes | For | For | |||||||||
Danske Bank AS (Formerly Den Danske Bank) | K22272114 | 03/06/07 | Reelect Joergen Nue Moeller, Eivind Kolding, Peter Hoejland, Niels Chr. Nielsen, and Majken Schultz to Supervisory Board | M | Yes | For | For | |||||||||
Danske Bank AS (Formerly Den Danske Bank) | K22272114 | 03/06/07 | Reelect Grant Thornton and KPMG C. Jespersen as Auditors | M | Yes | For | For | |||||||||
Danske Bank AS (Formerly Den Danske Bank) | K22272114 | 03/06/07 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Danske Bank AS (Formerly Den Danske Bank) | K22272114 | 03/06/07 | Amend Articles Re: Revise Layout; Add Secondary Names; Stipulate that Shares are Issued as Registered Shares; Designate VP Investor Services A/S as Keeper of Share Register; Specify Voting Rights at General Meetings; Updates | M | Yes | For | For | |||||||||
Danske Bank AS (Formerly Den Danske Bank) | K22272114 | 03/06/07 | Other Business (Non-Voting) | M | Yes | None | n/a | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Approve Remuneration of Auditors | M | Yes | Against | Against | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Approve Allocation of Income and Dividends of EUR 0.45 Per Share | M | Yes | For | For | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Approve Discharge of Board and President | M | Yes | For | For | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Approve Remuneration of Directors | M | Yes | For | For | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Fix Number of Directors at Eight | M | Yes | For | For | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Reelect Svante Adde, Stig Gustavson, Matti Kavetvuo, Malin Persson, Timo Poranen, Bjorn Saven, and Stig Stendahl as Directors; Elect Kim Gran as New Director | M | Yes | For | For | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Appoint Ernst & Young Oy as Auditor; Appoint Deputy Auditors | M | Yes | For | For | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Amend Articles to Comply with New Finnish Companies Act Re: Replace References to Nominal Value of Shares and Minimum and Maximum Share Capital with Statement That Shares Belong to Book-Entry Securities System; Other Amendments | M | Yes | For | For | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Authorize Repurchase of up to 10 Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Authorize Reissuance of Repurchased Shares | M | Yes | For | For | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Approve Stock Option Plan; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights | M | Yes | For | For | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Amend 1997, 1999, 2001, and 2003 Stock Option Plans Re: Record Subscription Prices in Invested Non-restricted Equity Fund | M | Yes | For | For | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Receive Financial Statements and Statutory Reports | M | Yes | None | n/a | |||||||||
Konecranes Oyj (formerly KCI Konecranes Oyj) | X4342T109 | 03/08/07 | Receive Auditors’ Report | M | Yes | None | n/a | |||||||||
Carlsberg | K36628137 | 03/13/07 | Approve Financial Statements and Statutory Reports; Approve Discharge of Board of Directors and Executive Board | M | Yes | For | For | |||||||||
Carlsberg | K36628137 | 03/13/07 | Approve Allocation of Income and Dividends | M | Yes | For | For | |||||||||
Carlsberg | K36628137 | 03/13/07 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Carlsberg | K36628137 | 03/13/07 | Reelect Povl Krogsgaard-Larsen, Jens Bigum, and Henning Dyremose as Directors | M | Yes | For | For | |||||||||
Carlsberg | K36628137 | 03/13/07 | Ratify KPMG C. Jespersen as Auditors | M | Yes | For | For | |||||||||
Carlsberg | K36628137 | 03/13/07 | Amend Articles Re: Change Company’s Registrar to VP Investor Services; Reduce Directors’ Term of Office from Two/Three Years to Two Years | M | Yes | For | For | |||||||||
Carlsberg | K36628137 | 03/13/07 | Receive Report of Board | M | Yes | None | n/a | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Approve Remuneration of Supervisory Board, Board of Directors, and Auditors | M | Yes | Against | Against | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Shareholder Proposal: Dissolve Supervisory Board | S | Yes | Against | Against | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Shareholder Proposal: Establish Nominating Committee | S | Yes | Against | Against | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Approve Allocation of Income and Dividends of EUR 2 Per Share | M | Yes | For | For | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Approve Discharge of Board and President | M | Yes | For | For | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Fix Number of Supervisory Board Members; Elect Supervisory Board | M | Yes | For | For | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Fix Number of Members of Board of Directors at Eight; Reelect Jukka Viinanen, Christer Granskog, Pirkko Juntti, Maarit Aarni-Sirvio, Kalle J Korhonen, and Reino Hanhinen as Directors; Elect Jukka Harmala and Liisa Leino as Directors | M | Yes | For | For | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Reelect Ernst & Young Oy as Auditor | M | Yes | For | For | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Authorize Repurchase of up to 10 Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Authorize Reissuance of Repurchased Shares | M | Yes | For | For | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Amend Articles to Comply with New Finnish Companies Act | M | Yes | For | For | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Receive Financial Statements and Statutory Reports | M | Yes | None | n/a | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Receive Auditors’ Report | M | Yes | None | n/a | |||||||||
Rautaruukki Oy | X72559101 | 03/20/07 | Receive Supervisory Board Report | M | Yes | None | n/a | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Approve Remuneration of Supervisory Board, Board of Directors, and Auditors | M | Yes | Against | Against | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Shareholder Proposal: Establish a Nominating Committee | S | Yes | Against | Against | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Shareholder Proposal: Abolish Supervisory Board | S | Yes | Against | Against | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Approve Allocation of Income and Dividends of EUR 0.90 Per Share | M | Yes | For | For | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Approve Discharge of Supervisory Board, Board of Directors, and President | M | Yes | For | For | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Fix Number of Supervisory Board Members | M | Yes | For | For | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Fix Number of Members of Board Directors | M | Yes | For | For | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Elect Supervisory Board Members | M | Yes | For | For | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Elect Members of Board of Directors | M | Yes | For | For | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Elect Ernst & Young Oy as Auditor | M | Yes | For | For | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Amend Articles of Association to Comply with New Finnish Companies Act | M | Yes | For | For | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Receive Financial Statements and Statutory Reports | M | Yes | None | n/a | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Receive Auditor’s Report | M | Yes | None | n/a | |||||||||
NESTE OIL | X5688A109 | 03/21/07 | Receive Supervisory Board’s Statement on Financial Statements and Auditor’s Report | M | Yes | None | n/a | |||||||||
Mapfre S.A. (Formerly Corporacion Mapfre SA) | E3449V125 | 03/26/07 | Elect Directors | M | Yes | Against | Against | |||||||||
Mapfre S.A. (Formerly Corporacion Mapfre SA) | E3449V125 | 03/26/07 | Acccept Individual and Consolidated Financial Statements and Statutory Reports; Allocation of Income | M | Yes | For | For | |||||||||
Mapfre S.A. (Formerly Corporacion Mapfre SA) | E3449V125 | 03/26/07 | Approve Dividends | M | Yes | For | For | |||||||||
Mapfre S.A. (Formerly Corporacion Mapfre SA) | E3449V125 | 03/26/07 | Approve Discharge of Management Board | M | Yes | For | For | |||||||||
Mapfre S.A. (Formerly Corporacion Mapfre SA) | E3449V125 | 03/26/07 | Approve Auditors | M | Yes | For | For | |||||||||
Mapfre S.A. (Formerly Corporacion Mapfre SA) | E3449V125 | 03/26/07 | Authorize Board to Ratify and Execute Approved Resolutions | M | Yes | For | For | |||||||||
Mapfre S.A. (Formerly Corporacion Mapfre SA) | E3449V125 | 03/26/07 | Approve Minutes of Meeting | M | Yes | For | For | |||||||||
Barratt Developments plc | G08288105 | 03/27/07 | Approve Acquisition of Wilson Bowden Plc; Approve Increase in Authorised Capital from GBP 30,000,000 to GBP 40,285,000; Authorise Issue of Equity with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,285,000 (Acquisition) | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Approve Discharge of Management Board | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Approve Discharge of Supervisory Board | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Amend Articles in Relation to the Use of Electronic Means for the General Meeting | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | �� | N07059160 | 03/28/07 | Approve Performance Stock Grants | M | Yes | For | For | ||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Approve Stock Option Grants | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Approve Number of Shares or Stock Options Available for Employees | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Elect W.T. Siegle to Supervisory Board | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Approve Remuneration of Supervisory Board | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 12.a | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital in Case of Takeover/Merger | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 12.c | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Cancel Company Shares | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Cancel Company Shares | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Cancel Company Shares | M | Yes | For | For | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Open Meeting | M | Yes | None | n/a | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Receive Information on the Company’s Business and Financial Situation | M | Yes | None | n/a | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Receive Explanation on Company’s Reserves and Dividend Policy | M | Yes | None | n/a | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Notification of Retirement of F.W Frohlich and A.P.M. van der Poel as a Supervisory Board Members in 2008(Non-contentious) | M | Yes | None | n/a | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Other Business (Non-Voting) | M | Yes | None | n/a | |||||||||
ASML Holding NV (Formerly ASM Lithography Hldg) | N07059160 | 03/28/07 | Close Meeting | M | Yes | None | n/a | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Amend Articles Re: Introduction of a Loyalty Dividend | M | Yes | Against | Against | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | M | Yes | Against | Against | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Approve Dividends of EUR 1.00 Per Share | M | Yes | For | For | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Approve Discharge of Management Board | M | Yes | For | For | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Approve Discharge of Supervisory Board | M | Yes | For | For | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Amend Articles Re: Introduction of Dividend Re-Investment Plan | M | Yes | For | For | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Elect Stephan B. Tanda to Management Board | M | Yes | For | For | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 6a | M | Yes | For | For | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Reduction of the Issued Capital by Cancelling Shares | M | Yes | For | For | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Amend Articles Re: Incorporation of Electronic Communication Media | M | Yes | For | For | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Open Meeting | M | Yes | None | n/a | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Receive Report of Management Board | M | Yes | None | n/a | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Receive Explanation on Company’s Reserves and Dividend Policy | M | Yes | None | n/a | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Other Business (Non-Voting) | M | Yes | None | n/a | |||||||||
Dsm Nv | N5017D122 | 03/28/07 | Close Meeting | M | Yes | None | n/a | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Approve Remuneration of Directors in the Aggregate Amount of SEK 8 Million; Approve Remuneration of Auditors | M | Yes | Against | Against | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Elect Marcus Wallenberg as Chairman of Meeting | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Prepare and Approve List of Shareholders | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Approve Agenda of Meeting | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Acknowledge Proper Convening of Meeting | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Approve Allocation of Income and Dividends of SEK 6 per A and C Share | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Approve Discharge of Board and President | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Determine Number of Directors (10) and Deputy Members (0) of Board | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Reelect Annika Falkengren, Penny Hughes, Urban Jansson, Tuve Johannesson, Hans-Joachim Koerber, Jesper Ovesen, Carl Wilhelm Ros, Jacob Wallenberg, and Marcus Wallenberg; Elect Steven Kaempfer as a New Director | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Approve Long-term Incentive Program | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Authorize Repurchase of Up to Three Percent of Own Shares for Use in Its Securities Business | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Authorize Repurchase of 2.7 Million Shares and Reissuance of 11.7 Million Shares for Long-Term Incentive Programs | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Authorize Reissuance of Repurchased Shares for 2007 Long-Term Incentive Program | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Authorize Repurchase of Up to 20 Million Shares | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Authorization to Raise Customary Credit Facilities Where Payable Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Company’s Results or Financial Position | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Appointment of Auditors of Foundations That Have Delegated Their Business to the Bank | M | Yes | For | For | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Open Meeting | M | Yes | None | n/a | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Receive Consolidated Accounts and Auditor’s Report on the Consolidated Accounts | M | Yes | None | n/a | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Information Concerning the Work and Function of the Board of Directors including Its Committees | M | Yes | None | n/a | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | President’s Speech | M | Yes | None | n/a | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Information Concerning the Work of Nomination Committee | M | Yes | None | n/a | |||||||||
Skandinaviska Enskilda Banken (Skandinavia Enskilda Bank) | W25381141 | 03/28/07 | Close Meeting | M | Yes | None | n/a | |||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Approve Allocation of Income, Including the Following Dividends: Interim JY 50, Final JY 50, Special JY 0 | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Amend Articles to: Expand Business Lines - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Elect Director | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Approve Retirement Bonuses for Directors | M | Yes | For | For | ||||||||
Canon Inc. | 7751 | J05124144 | 03/29/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Approve Remuneration of Directors in the Aggregate Amount of SEK 4.23 Million; Approve Remuneration of Auditors | M | Yes | Against | Against | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | M | Yes | Against | Against | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Open Meeting; Elect Chairman of Meeting | M | Yes | For | For | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Prepare and Approve List of Shareholders | M | Yes | For | For | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | M | Yes | For | For | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Acknowledge Proper Convening of Meeting | M | Yes | For | For | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Approve Agenda of Meeting | M | Yes | For | For | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Approve Allocation of Income and Dividends of SEK 12 per Share | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Approve Discharge of Board and President | M | Yes | For | For | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Determine Number of Members (8) and Deputy Members (0) of Board | M | Yes | For | For | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Reelect Rolf Boerjesson, Soeren Gyll, Tom Hedelius, Leif Johansson, Sverker Martin-Loef (Chairman), Anders Nyren, Barbara Thoralfsson, and Jan Aastroem as Directors | M | Yes | For | For | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Elect Members of Nominating Committee | M | Yes | For | For | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Approve a 3:1 Share Split; Increase Minimum (700 Million) and Maximum (2.8 Billion) Limits to Number of Shares Issued; | M | Yes | For | For | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Receive Financial Statements and Statutory Reports | M | Yes | None | n/a | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Receive Reports of the Chairman and the President | M | Yes | None | n/a | |||||||||
Svenska Cellulosa Ab (Sca) | W90152120 | 03/29/07 | Close Meeting | M | Yes | None | n/a | |||||||||
Zurich Financial Services AG | H9870Y105 | 04/03/07 | Share Re-registration Consent | M | Yes | For | For | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Approve Remuneration of Directors and Auditors | M | Yes | Against | Against | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Shareholder Proposal: Establish Nominating Committee | S | Yes | Against | Against | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Approve Allocation of Income and Dividends of EUR 1.50 Per Share | M | Yes | For | For | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Approve Discharge of Board and President | M | Yes | For | For | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Fix Number of Directors at Seven | M | Yes | For | For | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Fix Number of Auditors | M | Yes | For | For | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Reelect Svante Adde, Maija-Liisa Friman, Christer Gardell, Matti Kavetvuo, Yrjo Neuvo, and Jaakko Rauramo as Directors; Elect Eva Liljeblom as New Director | M | Yes | For | For | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Appoint PricewaterhouseCoopers Oy as Auditor | M | Yes | For | For | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Amend Articles to Comply with New Finnish Companies Act | M | Yes | For | For | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Authorize Repurchase of up to 10 Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Create Pool of Capital without Preemptive Rights; Authorize Reissuance of Repurchased Shares | M | Yes | For | For | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Receive Financial Statements and Statutory Reports | M | Yes | None | n/a | |||||||||
Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 04/03/07 | Receive Auditor’s Report | M | Yes | None | n/a | |||||||||
Zurich Financial Services AG | H9870Y105 | 04/03/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Zurich Financial Services AG | H9870Y105 | 04/03/07 | Approve Allocation of Income and Dividends of CHF 11 per Share | M | Yes | For | For | |||||||||
Zurich Financial Services AG | H9870Y105 | 04/03/07 | Approve Discharge of Board and Senior Management | M | Yes | For | For | |||||||||
Zurich Financial Services AG | H9870Y105 | 04/03/07 | Approve CHF 324,244 Increase in Pool of Capital Reserved for Stock Option Plan | M | Yes | For | For | |||||||||
Zurich Financial Services AG | H9870Y105 | 04/03/07 | Elect Armin Meyer as Director | M | Yes | For | For | |||||||||
Zurich Financial Services AG | H9870Y105 | 04/03/07 | Elect Rolf Watter as Director | M | Yes | For | For | |||||||||
Zurich Financial Services AG | H9870Y105 | 04/03/07 | Ratify PricewaterhouseCoopers AG as Auditors | M | Yes | For | For | |||||||||
Sulzer AG | H83580128 | 04/04/07 | Share Re-registration Consent | M | Yes | For | For | |||||||||
Sulzer AG | H83580128 | 04/04/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Sulzer AG | H83580128 | 04/04/07 | Approve Allocation of Income and Dividends of CHF 23 per Share | M | Yes | For | For | |||||||||
Sulzer AG | H83580128 | 04/04/07 | Approve Discharge of Board and Senior Management | M | Yes | For | For | |||||||||
Sulzer AG | H83580128 | 04/04/07 | Reelect Louis Hughes as Director | M | Yes | For | For | |||||||||
Sulzer AG | H83580128 | 04/04/07 | Reelect Hans Lienhard as Director | M | Yes | For | For | |||||||||
Sulzer AG | H83580128 | 04/04/07 | Reelect Luciano Respini as Director | M | Yes | For | For | |||||||||
Sulzer AG | H83580128 | 04/04/07 | Elect Ulf Berg as Director | M | Yes | For | For | |||||||||
Sulzer AG | H83580128 | 04/04/07 | Ratify PricewaterhouseCoopers AG as Auditors | M | Yes | For | For | |||||||||
Sulzer AG | H83580128 | 04/04/07 | Approve Creation of CHF 21.828 Pool of Capital with Preemptive Rights | M | Yes | For | For | |||||||||
QBE Insurance Group Ltd. | QBE | Q78063114 | 04/04/07 | Approve Grant of Conditional Rights of 30,000 Ordinary Shares and Options to Subscribe for a Maximum of 60,000 Shares to Francis M. O’Halloran, Chief Executive Officer, Under the Deferred Compensation Plan | M | Yes | Against | Against | ||||||||
QBE Insurance Group Ltd. | QBE | Q78063114 | 04/04/07 | Approve Remuneration Report for the Year Ended Dec. 31, 2006 | M | Yes | For | For | ||||||||
QBE Insurance Group Ltd. | QBE | Q78063114 | 04/04/07 | Approve the Increase in Maximum Aggregate Fees Payable to Non-Executive Directors from A$2.2 million to A$2.7 million | M | Yes | For | Against | ||||||||
QBE Insurance Group Ltd. | QBE | Q78063114 | 04/04/07 | Elect Len F. Bleasel, AM as Director | M | Yes | For | For | ||||||||
QBE Insurance Group Ltd. | QBE | Q78063114 | 04/04/07 | Elect Duncan M. Boyle as Director | M | Yes | For | For | ||||||||
QBE Insurance Group Ltd. | QBE | Q78063114 | 04/04/07 | Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2006 | M | Yes | None | n/a | ||||||||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | 04/04/07 | Approve Issuance of Shares and Grant Options Pursuant to the DBSH Share Option Plan | M | Yes | Against | Against | |||||||||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | 04/04/07 | Approve Issuance of Shares and Grant of Options and/or Awards Pursuant to the DBSH Share Plan | M | Yes | Against | Against | |||||||||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | 04/04/07 | Adopt Financial Statements and Directors’ and Auditors’ Reports | M | Yes | For | For | |||||||||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | 04/04/07 | Declare Final Dividend of SGD 0.20 Per Share and Special Dividend of SGD 0.05 Per Share | M | Yes | For | For | |||||||||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | 04/04/07 | Approve Directors’ Fees of SGD 1.5 Million (2005: SGD 1.1 Million) | M | Yes | For | For | |||||||||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | 04/04/07 | Appoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | M | Yes | For | For | |||||||||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | 04/04/07 | Reelect Jackson Tai as Director | M | Yes | For | For | |||||||||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | 04/04/07 | Reelect Ang Kong Hua as Director | M | Yes | For | For | |||||||||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | 04/04/07 | Reelect Leung Chun Ying as Director | M | Yes | For | For | |||||||||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | 04/04/07 | Reelect Peter Ong Boon Kwee as Director | M | Yes | For | For | |||||||||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | 04/04/07 | Approve Issuance of Shares without Preemptive Rights | M | Yes | For | For | |||||||||
DBS Group Holdings Ltd. (Formerly Development Bank of Singapore) | Y20246107 | 04/04/07 | Authorize Share Repurchase Program | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Reelect Peter Bijur, Per-Olof Eriksson, Tom Hedelius, Leif Johansson, Finn Johnsson (Chairman), Phillippe Klein, Louis Schweitzer, and Ying Yeh as Directors; Elect Lars Westerberg as New Director | M | Yes | Against | Against | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Approve Share-Based Incentive Plan for Key Employees | M | Yes | Against | Against | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Approve Reissuance of 518,000 Repurchased Class B Shares for Incentive Plan (Item 20a) | M | Yes | Against | Against | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Elect Chairman of Meeting | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Prepare and Approve List of Shareholders | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Approve Agenda of Meeting | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Acknowledge Proper Convening of Meeting | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Approve Allocation of Income and Dividends of SEK 25 per Share | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Approve Discharge of Board and President | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Determine Number of Members (9) and Deputy Members (0) of Board | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Approve Remuneration of Directors in the Aggregate Amount of SEK 5.73 Million | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Approve Remuneration of Auditors | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Ratify PricewaterhouseCoopers AB as Auditors | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Adopt Revised Instructions for Nominating Committee; Elect Finn Johnsson, Carl-Olof By, Lars Foerberg, Bjoern Lind, and Thierry Moulonguet as Members of Nominating Committee | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Approve 6:1 Share Split and Distribution of SEK 10.1 Billion to Shareholders Via Redemption of Shares; Approve Bonus Issuance of SEK 425.7 Million Via Transfer from Non-Restricted Equity; Amend Articles Re: Number of Shares | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | M | Yes | For | For | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Open Meeting | M | Yes | None | n/a | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Receive Board and Committee Reports | M | Yes | None | n/a | |||||||||
Volvo Ab | 928856301 | 04/04/07 | Receive Financial Statements and Statutory Reports; Receive President’s Report | M | Yes | None | n/a | |||||||||
BP plc | G12793108 | 04/12/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect David Allen as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect The Lord Browne of Madingley as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect Antony Burgmans as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Elect Sir William Castell as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect Iain Conn as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect Errol Davis Jr as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect Douglas Flint as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect Byron Grote as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect Anthony Hayward as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Elect Andy Inglis as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect DeAnne Julius as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect Sir Tom McKillop as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect John Manzoni as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect Walter Massey as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect Sir Ian Prosser as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Re-elect Peter Sutherland as Director | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Authorise the Company and BP International Ltd to Make EU Political Organisation Donations and Incur EU Political Expenditure up to GBP 0.1M; Authorise Each of the Company and BP International Ltd to Make Donations and Incur Expenditure up to GBP 0.4M | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Authorise the Company to Use Electronic Communications | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
BP plc | G12793108 | 04/12/07 | Authorise 1,950,000,000 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,626,000,000 | M | Yes | For | For | |||||||||
BP plc | G12793108 | 04/12/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 244,000,000 | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Approve Allocation of SEK 100 Million for “The Institute for Integration and Growth in Landskrona” | S | Yes | Against | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Elect Clas Beyer as Chairman of Meeting | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Prepare and Approve List of Shareholders | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Approve Agenda of Meeting | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Acknowledge Proper Convening of Meeting | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Approve Allocation of Income and Dividends of EUR 0.49 per Share | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Approve Discharge of Board and President | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Determine Number of Members (11) and Deputy Members (0) of Board | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Determine Number of Auditors (1) | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Approve Remuneration of Directors; Approve Remuneration of Auditors | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Reelect Kjell Aamot, Harald Arnkvaern, Hans Dalborg, Birgitta Kantola, Claus Hoeg Madsen, Lars Nordstroem, Timo Peltola, and Bjoern Saven as Directors; Elect Marie Ehrling, Tom Knutzen, and Ursula Ranin as New Directors; Elect New Chairman | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Ratify KPMG Bohlin AB as Auditors | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Elect Members of Nominating Committee | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Authorize Reissuance of Repurchased Shares | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Authorize Repurchase of Up to One Percent of Issued Share Capital For Equity Trading Purposes | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Authorization to Raise Loans Where Payable Interest or the Amounts with Which the Loan Shall be Repaid Are Conditional Upon the Dividend Paid to Shareholders, the Company’s Results or Financial Position | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Approve Share Matching Plan | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Approve Creation and Issuance Up to 3.12 Million Redeemable C-Share in Connection with Share Matching Plan (Item 20a) | M | Yes | For | For | |||||||||
Nordea Bank AB (formerly Nordea AB) | W57996105 | 04/13/07 | Receive Financial Statements and Statutory Reports; Receive Board’s Report; Receive President’s Report | M | Yes | None | n/a | |||||||||
Nestle SA | H57312466 | 04/19/07 | Share Re-registration Consent | M | Yes | For | For | |||||||||
Nestle SA | H57312466 | 04/19/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Nestle SA | H57312466 | 04/19/07 | Approve Discharge of Board and Senior Management | M | Yes | For | For | |||||||||
Nestle SA | H57312466 | 04/19/07 | Approve Allocation of Income and Dividends of CHF 10.40 per Share | M | Yes | For | For | |||||||||
Nestle SA | H57312466 | 04/19/07 | Approve CHF 7.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Nestle SA | H57312466 | 04/19/07 | Reelect Peter Brabeck-Letmathe as Director | M | Yes | For | For | |||||||||
Nestle SA | H57312466 | 04/19/07 | Reelect Edward George as Director | M | Yes | For | For | |||||||||
Orkla A/S | R67787102 | 04/19/07 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 10 per Share | M | Yes | For | For | |||||||||
Orkla A/S | R67787102 | 04/19/07 | Amend Articles Re: Specify that Nomination Committee Consists of Two to Five Members Including the Chairman; Specify that General Meeting Determines Nominating Committee’s Remuneration | M | Yes | For | For | |||||||||
Orkla A/S | R67787102 | 04/19/07 | Approve 5: 1 Stock Split | M | Yes | For | For | |||||||||
Orkla A/S | R67787102 | 04/19/07 | Approve NOK 6.25 Million Reduction in Share Capital via Share Cancellation | M | Yes | For | For | |||||||||
Orkla A/S | R67787102 | 04/19/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Orkla A/S | R67787102 | 04/19/07 | Approve Creation of NOK 90 Million Pool of Capital with or without Preemptive Rights | M | Yes | For | For | |||||||||
Orkla A/S | R67787102 | 04/19/07 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | M | Yes | For | For | |||||||||
Orkla A/S | R67787102 | 04/19/07 | Reelect Elisabeth Grieg, Johan Andresen, Idar Kreutzer, Peter Ruzicka as Members of Corporate Assembly; Elect Knut Brundtland, Rune Bjerke, and Knut Houg ; Reelect Teje Venold, Anne Fossum, and Scilla Hokholt as Deputies, Elect Andreas Enger as Deputy | M | Yes | For | For | |||||||||
Orkla A/S | R67787102 | 04/19/07 | Elect Knut Brundtland as Chairman of Nominating Committee | M | Yes | For | For | |||||||||
Orkla A/S | R67787102 | 04/19/07 | Approve Remuneration of Corporate Assembly Chairman in the Amount NOK 120,000; Approve Remuneration of Deputy Chairman of Corporate Assembly in the Amount NOK 30,000; Approve Remuneration of Members of the Corporate Assembly in the Amount NOK 6,000 | M | Yes | For | For | |||||||||
Orkla A/S | R67787102 | 04/19/07 | Approve Remuneration of the Chairman of the Nomination Committee in the Amount NOK 6,000 Per Meeting; Approve Remuneration of Members of the Nomination Committee in the Amount of NOK 4,000 Per Meeting | M | Yes | For | For | |||||||||
Orkla A/S | R67787102 | 04/19/07 | Approve Remuneration of Auditors | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Approve Special Auditors’ Report Regarding Related-Party Transactions | M | Yes | Against | Against | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | M0126 Amend Articles of Association Re: Disclosure Threshold Requirements | M | Yes | Against | Against | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Approve Consolidated Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Ratify Appointment of Mehdi Dazi as Supervisory Board Member | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Approve Employee Savings-Related Share Purchase Plan | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Amend Articles Board Related: Election of Employee Representative to the Supervisory Board | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Amend Articles Board Related: Attend Supervisory Board and Management Board Meetings Through Videoconference and Telecommunication | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Amend Articles of Association Re: Record Date | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Amend Articles of Association Re: Voting Rights | M | Yes | For | For | |||||||||
Vivendi SA (Formerly Vivendi Universal) | F97982106 | 04/19/07 | Authorize Filing of Required Documents/Other Formalities | M | Yes | For | For | |||||||||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | 04/20/07 | Share Re-registration Consent | M | No | n/a | ||||||||||
Banca Popolare di Milano | T15120107 | 04/20/07 | Accept Financial Statements and Statutory Reports for the Fiscal Year 2006 | M | Yes | For | For | |||||||||
Banca Popolare di Milano | T15120107 | 04/20/07 | Elect External Auditors; Fix Auditors’ Remuneration | M | Yes | For | For | |||||||||
Banca Popolare di Milano | T15120107 | 04/20/07 | Approve Merger by Absorption of Bipiemme Immobili SpA | M | Yes | For | For | |||||||||
Banca Popolare di Milano | T15120107 | 04/20/07 | Amend Articles 32, 33, 36, 41, 44 of The Company’s Bylaws | M | Yes | For | For | |||||||||
Banca Popolare di Milano | T15120107 | 04/20/07 | Adopt Rules Governing General Meetings | M | Yes | For | For | |||||||||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | 04/20/07 | Accept Financial Statements and Statutory Reports | M | No | n/a | ||||||||||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | 04/20/07 | Approve Allocation of Income and Dividends of CHF 3.40 per Share | M | No | n/a | ||||||||||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | 04/20/07 | Approve Discharge of Board and Senior Management | M | No | n/a | ||||||||||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | 04/20/07 | Approve CHF 450,535 Reduction in Share Capital | M | No | n/a | ||||||||||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | 04/20/07 | Approve Cancellation of Unused CHF 900,000 Pool of Capital | M | No | n/a | ||||||||||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | 04/20/07 | Approve CHF 496,072 Reduction in Existing Pool of Capital Reserved for Issuance Upon Conversion of Convertible Bonds | M | No | n/a | ||||||||||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | 04/20/07 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | M | No | n/a | ||||||||||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | 04/20/07 | Reelect Raymund Breu as Director | M | No | n/a | ||||||||||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | 04/20/07 | Reelect John Smith as Director | M | No | n/a | ||||||||||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | 04/20/07 | Elect Hans Maerki as Director | M | No | n/a | ||||||||||
Swiss Reinsurance (Schweizerische Rueckversicherungs) | H84046137 | 04/20/07 | Ratify PricewaterhouseCoopers AG as Auditors | M | No | n/a | ||||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect Hans van Kempen to Management Board | M | Yes | Against | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect Hugo Smid to Management Board | M | Yes | Against | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect Gerrit Broekers to Supervisory Board | M | Yes | Against | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect Cas Jansen to Supervisory Board | M | Yes | Against | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect Peter Kuys to Supervisory Board | M | Yes | Against | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect Willem Dutilh to Supervisory Board | M | Yes | Against | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect Jan Kuijper to Supervisory Board | M | Yes | Against | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Approve Dividends of EUR 1.32 Per Share | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Approve Stock Option Plan | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Amend Articles | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Approve Discharge of Management Board | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Approve Discharge of Supervisory Board | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect John Hele to Management Board | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect Koos Timmermans to Management Board | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect Claus Dieter Hoffmann to Supervisory Board | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect Wim Kok to Supervisory Board | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect Henk Breukink to Supervisory Board | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect Peter Elverding to Supervisory Board | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Elect Piet Hoogendoorn to Supervisory Board | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Grant Board Authority to Issue 220,000,000 Ordinary Shares Up Plus Additional 220,000,000 Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
ING Groep NV | N4578E413 | 04/24/07 | Grant Board Authority to Issue 10,000,000 Preference B Shares and Restricting/Excluding Preemptive Rights | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Authorize Repurchase Preference A Shares or Depositary Receipts for Preference A Shares | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Approve Cancellation of Preference A shares Held by ING Groep NV | M | Yes | For | For | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Open Meeting and Announcements | M | Yes | None | n/a | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Receive Report of Management Board | M | Yes | None | n/a | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Receive Report of Supervisory Board | M | Yes | None | n/a | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Receive Explanation on Company’s Retention and Distribution Policy | M | Yes | None | n/a | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Discuss Remuneration Report | M | Yes | None | n/a | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Receive Explanation on Company’s Corporate Governance Policy | M | Yes | None | n/a | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Corporate Responsiblity | M | Yes | None | n/a | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Discuss Proposed Change of Audit Structure | M | Yes | None | n/a | |||||||||
ING Groep NV | N4578E413 | 04/24/07 | Other Business and Conclusion | M | Yes | None | n/a | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Approve Issuance of Shares and Grant of Options Pursuant to the Company’s Share Option Plan 1999 | M | Yes | Against | Against | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Approve Chartered Semiconductor Manufacturing Ltd Restricted Share Unit Plan 2007 | M | Yes | Against | Against | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Approve Chartered Semiconductor Manufacturing Ltd Performance Share Unit Plan 2007 | M | Yes | Against | Against | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Adopt Financial Statements and Directors’ and Auditors’ Reports | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Reelect Tsugio Makimoto as Director | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Reelect Tay Siew Choon as Director | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Reelect Peter Seah Lim Huat as Director | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Reelect Maurizio Ghirga as Director | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Reelect Charles E. Thompson as Director | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Reelect Andre Borrel as Director | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Reelect Pasquale Pistorio as Director | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Approve Directors’ Fees $591,000 for the year ended Dec. 31, 2006 (2005: $462,334) | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Approve Issuance of Shares without Preemptive Rights | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Authorize Directors to Create and Issue Securities and to Allot and Issue Shares in the Capital of the Company in Connection with the Issuance of Shares without Preemptive Rights | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Approve Issuance of Shares and Grant Purchase Rights Pursuant to the Company’s Employee Share Purchase Plan 2004 | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Approve Issuance of Shares and Grant Purchase Rights Pursuant to the Share Purchase Plan 2004 for Employees of Silicon Manufacturing Partners Pte Ltd. | M | Yes | For | For | |||||||||
Chartered Semiconductor Manufacturing Ltd | Y1297M104 | 04/24/07 | Amend Articles of Association | M | Yes | For | For | |||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Receive Directors Report on Financial Year Ended Dec. 31, 2006 | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Receive Statutory Auditor’s Report on Financial Year Ended Dec. 31, 2006. | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Receive Consolidated Financial Statements on Financial Year Ended Dec. 31, 2006 | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Approve Financial Statements, and Allocation of Income | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Approve Discharge of Directors | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Approve Discharge of Statutory Auditor | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Elect Alexandre Van Damme as Director | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Elect Carlos Alberto da Viega Sicupira as Director | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Elect Roberto Moses Thompson Motta as Director | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Elect Marcel Herman Telles as Director | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Elect Jorge Paulo Lemann as Director | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Elect Gregoire de Spoelberch as Director, and Acknowledge the End of the Mandate as Director of Philippe de Spoelberch | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Elect Jean-Luc Dehaene as Director | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Elect Mark Winkelman as Director | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Renew Appointment of KPMG Represented by Jos Brieres as Statutory Auditor | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Receive Special Report by Board Regarding Issuance of 200,000 Subscription Rights | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Receive Special Board and Auditor Report Regarding Cancellation of Preemptive Rights | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Approve Issuance of Subscription Rights without Preemptive Rights | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Approve Issuing of Subscription Rights and Granting for Free | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Approve Conditional Increase of Share Capital | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Grant Power to Compensation and Nomination Committee to Determine Number of Subscription Rights | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Grant Authority to Two Directors to Establish the Exercise of Subscription Rights | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Amend Article 5 of Bylaws Regarding Dematerialization of Bearer Shares | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Grant Power to the Board Regarding Dematerialization of Bearer Shares | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Receive Special Report on Authorized Capital | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | No | n/a | ||||||||||
INBEV(frmly INTERBREW) | B5064A107 | 04/24/07 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | M | No | n/a | ||||||||||
DNB NOR ASA(frmly DNB Holding ASA (Formerly Den Norske Bank AS)) | R1812S105 | 04/24/07 | Elect 10 Members and 18 Deputy Members of Committee of Representatives | M | Yes | For | For | |||||||||
DNB NOR ASA(frmly DNB Holding ASA (Formerly Den Norske Bank AS)) | R1812S105 | 04/24/07 | Elect Four Members and Two Deputy Members of Control Committee as Well as the Committee Chairman and Vice-Chairman | M | Yes | For | For | |||||||||
DNB NOR ASA(frmly DNB Holding ASA (Formerly Den Norske Bank AS)) | R1812S105 | 04/24/07 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 4 per Share; Approve Group Contributions in the Amount of NOK 3.8 Billion to Subsidiaries Vital Forsikring ASA and Vital Link ASA | M | Yes | For | For | |||||||||
DNB NOR ASA(frmly DNB Holding ASA (Formerly Den Norske Bank AS)) | R1812S105 | 04/24/07 | Approve Remuneration of Auditors | M | Yes | For | For | |||||||||
DNB NOR ASA(frmly DNB Holding ASA (Formerly Den Norske Bank AS)) | R1812S105 | 04/24/07 | Approve Remuneration of Committee of Representatives, Control Committee, and Nominating Committee | M | Yes | For | For | |||||||||
DNB NOR ASA(frmly DNB Holding ASA (Formerly Den Norske Bank AS)) | R1812S105 | 04/24/07 | Approve NOK 42.2 Million Reduction in Share Capital via Cancellation of 2.8 Million Treasury Shares and Redemption of 1.4 Million Shares Held by Norwegian State | M | Yes | For | For | |||||||||
DNB NOR ASA(frmly DNB Holding ASA (Formerly Den Norske Bank AS)) | R1812S105 | 04/24/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | For | For | |||||||||
DNB NOR ASA(frmly DNB Holding ASA (Formerly Den Norske Bank AS)) | R1812S105 | 04/24/07 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Approve Final Dividend of 27.9 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Elect Jo Dawson as Director | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Elect Benny Higgins as Director | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Elect Richard Cousins as Director | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Re-elect Anthony Hobson as Director | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Re-elect Kate Nealon as Director | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Reappoint KPMG Audit Plc as Auditors and Authorise the Audit Committee to Determine Their Remuneration | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Amend HBOS Plc Long Term Executive Bonus Plan | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Issue of Equity with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 313,782,380 (HBOS Ordinary Shares) and GBP 2,900,834,400, EUD 3,000,000,000, USD 4,998,500,000, AUD 1,000,000,000 and CAD 1,000,000,000 (HBOS Preference Shares) | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 47,067,357 | M | Yes | For | For | |||||||||
HBOS plc | G4364D106 | 04/25/07 | Authorise 376,115,726 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Approve Final Dividend of 66.4 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Re-elect Lawrence Fish as Director | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Re-elect Sir Fred Goodwin as Director | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Re-elect Archie Hunter as Director | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Re-elect Charles Koch as Director | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Re-elect Joe MacHale as Director | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Re-elect Gordon Pell as Director | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Reappoint Deloitte & Touche LLP as Auditors of the Company | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Authorise Audit Committee to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Authorise Bonus Issue | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 260,052,320 | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,401,867 | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Authorise 315,214,934 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Approve The Royal Bank of Scotland Group Plc 2007 Executive Share Option Plan | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Approve The Royal Bank of Scotland Group Plc 2007 Sharesave Plan | M | Yes | For | For | |||||||||
Royal Bank of Scotland Group plc | G76891111 | 04/25/07 | Authorise the Company to Use Electronic Communication | M | Yes | For | For | |||||||||
BASF AG | D06216101 | 04/26/07 | Approve Allocation of Income and Dividends of EUR 3 per Share | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
BASF AG | D06216101 | 04/26/07 | Approve Discharge of Supervisory Board for Fiscal 2006 | M | Yes | For | For | |||||||||
BASF AG | D06216101 | 04/26/07 | Approve Discharge of Management Board for Fiscal 2006 | M | Yes | For | For | |||||||||
BASF AG | D06216101 | 04/26/07 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | M | Yes | For | For | |||||||||
BASF AG | D06216101 | 04/26/07 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
BASF AG | D06216101 | 04/26/07 | Approve Change of Corporate Form to Societas Europaea (SE) | M | Yes | For | For | |||||||||
BASF AG | D06216101 | 04/26/07 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | M | Yes | None | n/a | |||||||||
Cap Gemini SA | F13587120 | 04/26/07 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | M | Yes | Against | Against | |||||||||
Cap Gemini SA | F13587120 | 04/26/07 | Approve Financial Statements and Discharge Directors | M | Yes | For | For | |||||||||
Cap Gemini SA | F13587120 | 04/26/07 | Accept Consolidated Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Cap Gemini SA | F13587120 | 04/26/07 | Approve Transaction with Lazar Freres Banque SA | M | Yes | For | For | |||||||||
Cap Gemini SA | F13587120 | 04/26/07 | Approve Transaction with a Related Party | M | Yes | For | For | |||||||||
Cap Gemini SA | F13587120 | 04/26/07 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | M | Yes | For | For | |||||||||
Cap Gemini SA | F13587120 | 04/26/07 | Reappoint Marcel Roulet as Censor | M | Yes | For | For | |||||||||
Cap Gemini SA | F13587120 | 04/26/07 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Cap Gemini SA | F13587120 | 04/26/07 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Cap Gemini SA | F13587120 | 04/26/07 | Amend Company’s Bylaws to Comply with the New French Decree 2006-1566 | M | Yes | For | For | |||||||||
Cap Gemini SA | F13587120 | 04/26/07 | Authorize Filing of Required Documents/Other Formalities | M | Yes | For | For | |||||||||
SUMCO CORP. | 3436 | J76896109 | 04/26/07 | Approve Allocation of Income, Including the Following Dividends: Interim JY 25, Final JY 25, Special JY 0 | M | Yes | For | For | ||||||||
SUMCO CORP. | 3436 | J76896109 | 04/26/07 | Amend Articles To: Limit Rights of Odd-lot Holders - Limit Liability of Directors and Statutory Auditors - Authorize Public Announcements in Electronic Format | M | Yes | For | For | ||||||||
SUMCO CORP. | 3436 | J76896109 | 04/26/07 | Elect Director | M | Yes | For | For | ||||||||
SUMCO CORP. | 3436 | J76896109 | 04/26/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
SUMCO CORP. | 3436 | J76896109 | 04/26/07 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | M | Yes | For | For | ||||||||
Beiersdorf AG | D08792109 | 04/26/07 | Elect Stefan Pfander to the Supervisory Board; Elect Andreas Rittstieg as Alternate Supervisory Board Member | M | Yes | Against | Against | |||||||||
Beiersdorf AG | D08792109 | 04/26/07 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | M | Yes | For | For | |||||||||
Beiersdorf AG | D08792109 | 04/26/07 | Approve Discharge of Management Board for Fiscal 2006 | M | Yes | For | For | |||||||||
Beiersdorf AG | D08792109 | 04/26/07 | Approve Discharge of Supervisory Board for Fiscal 2006 | M | Yes | For | For | |||||||||
Beiersdorf AG | D08792109 | 04/26/07 | Ratify Ernst & Young AG as Auditors for Fiscal 2007 | M | Yes | For | For | |||||||||
Beiersdorf AG | D08792109 | 04/26/07 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Beiersdorf AG | D08792109 | 04/26/07 | Amend Articles Re: Allow Electronic Distribution of Company Communications | M | Yes | For | For | |||||||||
Beiersdorf AG | D08792109 | 04/26/07 | Approve Affiliation Agreement with Florena Cosmetic GmbH | M | Yes | For | For | |||||||||
Beiersdorf AG | D08792109 | 04/26/07 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | M | Yes | None | n/a | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Approve Final Dividend of 19.18 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Re-elect Guillermo de la Dehesa as Director | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Re-elect Wim Dik as Director | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Re-elect Richard Goeltz as Director | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Re-elect Russell Walls as Director | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Reappoint Ernst & Young LLP as Auditors of the Company | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Authorise Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 108,000,000 | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 32,000,000 | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Approve Aviva Plc Savings Related Share Option Scheme 2007 | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Amend Articles of Association Re: Electronic Communications | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Authorise 256,000,000 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Authorise 100,000,000 8 3/4 Percent Preference Shares for Market Purchase | M | Yes | For | For | |||||||||
Aviva plc | G0683Q109 | 04/26/07 | Authorise 100,000,000 8 3/8 Percent Preference Shares for Market Purchase | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Elect Marcus Agius as Director | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Elect Frederik Seegers as Director | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Elect Christopher Lucas as Director | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Re-elect Stephen Russell as Director | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Re-elect Richard Clifford as Director | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Re-elect Sir Andrew Likierman as Director | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Re-elect John Varley as Director | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Re-elect Sir Nigel Rudd as Director | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Authorise Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Authorise Barclays Bank Plc to Make EU Political Organisations Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 100,000 | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 544,913,279 | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 81,736,992 | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Authorise 980,840,000 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
Barclays plc | G08036124 | 04/26/07 | Adopt New Articles of Association | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 04/26/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 04/26/07 | Approve Final Dividend of 13.1 Pence Per Share | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 04/26/07 | Re-elect Andrew Carr-Locke as Director | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 04/26/07 | Re-elect Christine Cross as Director | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 04/26/07 | Re-elect Baroness Dean of Thornton-le-Fylde as Director | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 04/26/07 | Elect Ian Sutcliffe as Director | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 04/26/07 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Audit Committee to Determine Their Remuneration | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 04/26/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,411,497 | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 04/26/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,011,724 | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 04/26/07 | Authorise 40,093,797 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 04/26/07 | Approve the New Three Year Morrison Homes Long Term Incentive Plan for the President of Morrison Homes | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 04/26/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 04/26/07 | Authorise the Company to Use E-Communications | M | Yes | For | For | |||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Receive Directors’ and Auditors’ Reports | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Receive Auditors’ Reports | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Accept Financial Statements | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Approve Allocation of Income and Dividends of EUR 3.31 per Share | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Approve Discharge of Directors | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Approve Discharge of Former Directors (Gevaert) | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Approve Discharge of Auditors | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Approve Discharge of Former Auditor (Gevaert) | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Elect A. Bergen as Director | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Elect F. Donck as Director | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Elect H. Langohr as Director | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Elect F. Depickere as Director | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Elect C. Defrancq as Directors | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Ratify Ernst and Young as Auditors | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Allow Questions | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Receive Special Report on Authorized Capital | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Cancel Company Treasury Shares | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Amend Articles Regarding the Form of Share | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Amend Articles Regarding Transitory Provisions | M | No | n/a |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Amend Articles Regarding Shareholder Transparency | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Amend Articles Regarding Dematerialized Shares | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Amend Articles Regarding Board Mandates | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Amend Articles Regarding Representation | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Amend Articles Regarding the Date of Annual Meeting | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Amend Articles Regarding a Transitory Provision on the Share Capital | M | No | n/a | ||||||||||
KBC Groupe (frm. KBC Bank and Insurance Holding Company) | B5337G162 | 04/26/07 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | M | No | n/a | ||||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Approve First Interim Dividend of USD 0.49 (26.6 Pence, SEK 3.60) Per Ordinary Share and Confirm as Final Dividend the Second Interim Dividend of USD 1.23 (63 Pence, SEK 8.60) Per Ordinary Share | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Reappoint KPMG Audit Plc as Auditors of the Company | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Authorise Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Re-elect Louis Schweitzer as Director | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Re-elect Hakan Mogren as Director | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Re-elect David Brennan as Director | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Re-elect John Patterson as Director | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Re-elect Jonathan Symonds as Director | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Re-elect John Buchanan as Director | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Re-elect Jane Henney as Director | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Re-elect Michele Hooper as Director | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Re-elect Joe Jimenez as Director | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Re-elect Dame Rothwell as Director | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Elect John Varley as Director | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Re-elect Marcus Wallenberg as Director | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Authorise the Company to Make EU Political Organisations Donations and to Incur EU Political Expenditure up to GBP 150,000 | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 127,127,735 | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 19,069,160 | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Authorise 152,553,282 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
Astrazeneca plc | G0593M107 | 04/26/07 | Authorise the Company to Use Electronic Communication with Shareholders | M | Yes | For | For | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Approve Special Auditors’ Report Regarding Related-Party Transactions | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Ratify Appointment of Patrick Kron as Director | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Reelect Lucien Douroux as Director | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Reelect Jean Peyrelevade as Director | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Reelect SCDM as Director | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Elect Employee Representative Thierry Jourdaine as Director | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Elect Employee Representative Jean-Michel Gras as Director | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Authorize Capital Increase of Up to EUR 150 Million for Future Exchange Offers | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Approve Employee Savings-Related Share Purchase Plan | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Allow Board to Use the Capital Issuance Authorities Approved Above in the Event of a Public Tender Offer | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Authorize up to Ten Percent of Issued Capital for Use in Restricted Stock Plan | M | Yes | Against | Against | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Approve Financial Statements and Discharge Directors | M | Yes | For | For | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Accept Consolidated Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | M | Yes | For | For | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Appoint Alain Pouyat as Censor | M | Yes | For | For | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | M | Yes | For | For | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Authorize Capitalization of Reserves of Up to EUR 4 Billion for Bonus Issue or Increase in Par Value | M | Yes | For | For | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | M | Yes | For | For | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | M | Yes | For | For | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | M | Yes | For | For | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Approve Issuance of Securities Convertible into Debt | M | Yes | For | For | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Amend Articles of Association Re: Board Composition, Record Date | M | Yes | For | For | |||||||||
Bouygues SA | F11487125 | 04/26/07 | Authorize Filing of Required Documents/Other Formalities | M | Yes | For | For | |||||||||
Baloise Holding | H04530202 | 04/27/07 | Share Re-registration Consent | M | Yes | For | For | |||||||||
Merck KGaA | D5357W103 | 04/27/07 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | M | No | n/a | ||||||||||
Merck KGaA | D5357W103 | 04/27/07 | Accept Financial Statements and Statutory Reports for Fiscal 2006 | M | No | n/a | ||||||||||
Merck KGaA | D5357W103 | 04/27/07 | Approve Allocation of Income and Dividends of EUR 0.90 per Share and a Bonus Dividend of EUR 0.15 per Share | M | No | n/a | ||||||||||
Merck KGaA | D5357W103 | 04/27/07 | Approve Discharge of Personally Liable Partners for Fiscal 2006 | M | No | n/a | ||||||||||
Merck KGaA | D5357W103 | 04/27/07 | Approve Discharge of Supervisory Board for Fiscal 2006 | M | No | n/a | ||||||||||
Merck KGaA | D5357W103 | 04/27/07 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | M | No | n/a | ||||||||||
Merck KGaA | D5357W103 | 04/27/07 | Approve Creation of EUR 84 Million Pool of Capital without Preemptive Rights | M | No | n/a | ||||||||||
MTU Aero Engines Holding AG | D5565H104 | 04/27/07 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | M | Yes | For | For | |||||||||
MTU Aero Engines Holding AG | D5565H104 | 04/27/07 | Approve Allocation of Income and Dividends of EUR 0.82 per Share | M | Yes | For | For | |||||||||
MTU Aero Engines Holding AG | D5565H104 | 04/27/07 | Approve Discharge of Management Board for Fiscal 2006 | M | Yes | For | For | |||||||||
MTU Aero Engines Holding AG | D5565H104 | 04/27/07 | Approve Discharge of Supervisory Board for Fiscal 2006 | M | Yes | For | For | |||||||||
MTU Aero Engines Holding AG | D5565H104 | 04/27/07 | Elect Klaus Eberhardt to the Supervisory Board | M | Yes | For | For | |||||||||
MTU Aero Engines Holding AG | D5565H104 | 04/27/07 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2007 | M | Yes | For | For | |||||||||
MTU Aero Engines Holding AG | D5565H104 | 04/27/07 | Amend Articles Re: Allow Electronic Distribution of Company Communications | M | Yes | For | For | |||||||||
MTU Aero Engines Holding AG | D5565H104 | 04/27/07 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Baloise Holding | H04530202 | 04/27/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Baloise Holding | H04530202 | 04/27/07 | Approve Discharge of Board and Senior Management | M | Yes | For | For | |||||||||
Baloise Holding | H04530202 | 04/27/07 | Approve Allocation of Income and Dividends of CHF 3.80 per Share | M | Yes | For | For | |||||||||
Baloise Holding | H04530202 | 04/27/07 | Approve CHF 130,715 Reduction in Share Capital via Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Baloise Holding | H04530202 | 04/27/07 | Reelect Georg Krayer, Hansjoerg Frei, Gertrud Hoehler, and Werner Kummer as Directors | M | Yes | For | For | |||||||||
Baloise Holding | H04530202 | 04/27/07 | Ratify PricewaterhouseCoopers AG as Auditors | M | Yes | For | For | |||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 04/27/07 | Receive Special Report on the Authorized Capital | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 04/27/07 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 04/27/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 04/27/07 | Amend Articles Regarding Dematerialized Shares | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 04/27/07 | Amend Articles Regarding Formalities to Attend the General Meeting | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 04/27/07 | Amend Articles Regarding the Possibility to Vote per Mail | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 04/27/07 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | M | No | n/a | ||||||||||
E.ON AG (formerly Veba AG) | D24909109 | 05/03/07 | Approve Allocation of Income and Dividends of EUR 3.35 per Share | M | Yes | For | For | |||||||||
E.ON AG (formerly Veba AG) | D24909109 | 05/03/07 | Approve Discharge of Management Board for Fiscal 2006 | M | Yes | For | For | |||||||||
E.ON AG (formerly Veba AG) | D24909109 | 05/03/07 | Approve Discharge of Supervisory Board Fiscal 2006 | M | Yes | For | For | |||||||||
E.ON AG (formerly Veba AG) | D24909109 | 05/03/07 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares - Authorize Use of Financial Derivatives When Repurchasing | M | Yes | For | For | |||||||||
E.ON AG (formerly Veba AG) | D24909109 | 05/03/07 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2007 | M | Yes | For | For | |||||||||
E.ON AG (formerly Veba AG) | D24909109 | 05/03/07 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | M | Yes | None | n/a | |||||||||
Reckitt Benckiser plc | G7420A107 | 05/03/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Reckitt Benckiser plc | G7420A107 | 05/03/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Reckitt Benckiser plc | G7420A107 | 05/03/07 | Approve Final Dividend of 25 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
Reckitt Benckiser plc | G7420A107 | 05/03/07 | Re-elect Colin Day as Director | M | Yes | For | For | |||||||||
Reckitt Benckiser plc | G7420A107 | 05/03/07 | Re-elect Judith Sprieser as Director | M | Yes | For | For | |||||||||
Reckitt Benckiser plc | G7420A107 | 05/03/07 | Re-elect Kenneth Hydon as Director | M | Yes | For | For | |||||||||
Reckitt Benckiser plc | G7420A107 | 05/03/07 | Re-elect Peter White as Director | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
Reckitt Benckiser plc | G7420A107 | 05/03/07 | Elect David Tyler as Director | M | Yes | For | For | |||||||||
Reckitt Benckiser plc | G7420A107 | 05/03/07 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | M | Yes | For | For | |||||||||
Reckitt Benckiser plc | G7420A107 | 05/03/07 | Authorise Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Reckitt Benckiser plc | G7420A107 | 05/03/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 25,160,000 | M | Yes | For | For | |||||||||
Reckitt Benckiser plc | G7420A107 | 05/03/07 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,700,000 | M | Yes | For | For | |||||||||
Reckitt Benckiser plc | G7420A107 | 05/03/07 | Authorise 72,000,000 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
Fugro NV | N3385Q197 | 05/03/07 | Grant Board Authority to Issue All Preference Shares and Ordinary Shares and Restricting/Excluding Preemptive Rights | M | Yes | Against | Against | |||||||||
Fugro NV | N3385Q197 | 05/03/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Fugro NV | N3385Q197 | 05/03/07 | Approve Discharge of Management Board | M | Yes | For | For | |||||||||
Fugro NV | N3385Q197 | 05/03/07 | Approve Discharge of Supervisory Board | M | Yes | For | For | |||||||||
Fugro NV | N3385Q197 | 05/03/07 | Approve Allocation of Income and Dividends of EUR 0.83 per Share | M | Yes | For | For | |||||||||
Fugro NV | N3385Q197 | 05/03/07 | Reelect J.A. Colligan to Supervisory Board | M | Yes | For | For | |||||||||
Fugro NV | N3385Q197 | 05/03/07 | Approve Remuneration of Supervisory Board | M | Yes | For | For | |||||||||
Fugro NV | N3385Q197 | 05/03/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Fugro NV | N3385Q197 | 05/03/07 | Open Meeting | M | Yes | None | n/a | |||||||||
Fugro NV | N3385Q197 | 05/03/07 | Receive Report of Management and Supervisory Board | M | Yes | None | n/a | |||||||||
Fugro NV | N3385Q197 | 05/03/07 | Receive Explanation on Company’s Reserves and Dividend Policy | M | Yes | None | n/a | |||||||||
Fugro NV | N3385Q197 | 05/03/07 | Other Business (Non-Voting) | M | Yes | None | n/a | |||||||||
Fugro NV | N3385Q197 | 05/03/07 | Close Meeting | M | Yes | None | n/a | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Receive Financial Statements and Statutory Reports, Including Auditors’ Report; Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Approve Allocation of Income and Dividends of EUR 0.43 Per Share | M | Yes | For | For | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Approve Discharge of Board and President | M | Yes | For | For | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Amend Articles to Comply with New Finnish Companies Act | M | Yes | For | For | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Approve Remuneration of Directors | M | Yes | For | For | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Fix Number of Directors at 11 | M | Yes | For | For | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Reelect Georg Ehrnrooth, Daniel R. Hesse, Bengt Holmstrom, Per Karlsson, Jorma Ollila, Marjorie Scardino, Keijo Suila, and Vesa Vainio as Directors; Elect Lalita D. Gupte, Henning Kagermann, and Olli-Pekka Kallasvuo as New Directors | M | Yes | For | For | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Approve Remuneration of Auditors | M | Yes | For | For | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Reelect PricewaterhouseCoopers Oy as Auditor | M | Yes | For | For | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Approve Stock Option Plan for Key Employees; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights | M | Yes | For | For | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Approve Minimum EUR 2.3 Billion Reduction in Share Premium Account | M | Yes | For | For | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Amend 2001, 2003, and 2005 Stock Option Plans Re: Record Subscription Prices in Invested Non-restricted Equity Fund | M | Yes | For | For | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Approve Creation of Pool of Capital without Preemptive Rights Consisting of up to 800 Million Shares | M | Yes | For | For | |||||||||
Nokia Corp. | X61873133 | 05/03/07 | Authorize Repurchase of up to 10 Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Approve Stock Option Plans Grants | M | Yes | Against | Against | |||||||||
Lafarge | F54432111 | 05/03/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Accept Consolidated Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Approve Allocation of Income and Dividends of EUR 3 per Share | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Approve Special Auditors’ Report Regarding Related-Party Transactions | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Reelect Michael Blakeham as Director | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Reelect Michel Pebereau as Director | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Elect Philippe Dauman as Director | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Elect Pierre de Lafarge as Director | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Authorize Repurchase of Up to Seven Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 5 Billion | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Authorize Capital Increase of up to EUR 68 Million for Future Acquisitions | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Approve Employee Savings-Related Share Purchase Plan | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Approve Employee Stock Purchase Plan for US Employees | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Amend Articles of Association Re: Disclosure Threshold | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Amend Articles of Association Re: Videoconference at Board Meetings | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Amend Articles of Association Re: Record Date | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Amend Articles of Association Re: Voting Rights Limitation | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | Authorize Filing of Required Documents/Other Formalities | M | Yes | For | For | |||||||||
Lafarge | F54432111 | 05/03/07 | End of the Voting Rights Limitation: Jan. 1, 2011 | S | Yes | For | Against | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Approve Discharge of Board and Senior Management | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Approve CHF 26.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Approve Allocation of Income and Dividends of CHF 2.24 per Registered Share | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Approve CHF 534 Million Reduction in Share Capital; Approve Capital Repayment of CHF 0.46 per Share | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Authorize Share Repurchase Program | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Renew Existing CHF 22.7 Million Pool of Capital | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Amend Articles Re: Capital Holding Requirement for Submitting Shareholder Proposals | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Amend Articles to Reflect Changes in Capital | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Reelect Noreen Doyle as Director | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Reelect Aziz Syriani as Director | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Reelect David Syz as Director | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Reelect Peter Weibel as Director | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Ratify KPMG Klynveld Peat Marwick Goerdeler SA as Auditors | M | Yes | For | For | |||||||||
Credit Suisse Group (formerly CS Holding) | H3698D419 | 05/04/07 | Ratify BDO Visura as Special Auditors | M | Yes | For | For | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Approve Special Auditors’ Report Regarding Related-Party Transactions | M | Yes | Against | Against | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Reelect Anne Lauvergeon as Director | M | Yes | Against | Against | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | M | Yes | Against | Against | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Approve Stock Option Plans Grants | M | Yes | Against | Against | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Accept Consolidated Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | M | Yes | For | For | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Reelect Jacques Lagarde as Director | M | Yes | For | For | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Acknowledge Change of Auditor’s Name to Ernst and Young et Autres | M | Yes | For | For | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Ratify Ernst and Young et Autres as Auditor | M | Yes | For | For | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Ratify Auditex as Alternate Auditor | M | Yes | For | For | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Authorize Board to Issue up to 15 Million Shares Reserved to Share Purchase Plan for Employees of International Subsidiaries | M | Yes | For | For | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | M | Yes | For | For | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Amend Articles 22, 23, and 24 of Bylaws Re: Record Date, General Meetings, and Voting Right | M | Yes | For | For | |||||||||
Suez SA (Formerly Suez Lyonnaise Des Eaux) | F90131115 | 05/04/07 | Authorize Filing of Required Documents/Other Formalities | M | Yes | For | For | |||||||||
Boehler-Uddeholm AG | A1071G105 | 05/08/07 | Ratify Auditors | M | Yes | Against | Against | |||||||||
Boehler-Uddeholm AG | A1071G105 | 05/08/07 | Approve Allocation of Income | M | Yes | For | For | |||||||||
Boehler-Uddeholm AG | A1071G105 | 05/08/07 | Approve Discharge of Management and Supervisory Board | M | Yes | For | For | |||||||||
Boehler-Uddeholm AG | A1071G105 | 05/08/07 | Approve Remuneration of Supervisory Board Members | M | Yes | For | For | |||||||||
Boehler-Uddeholm AG | A1071G105 | 05/08/07 | Receive Financial Statements and Statutory Reports | M | Yes | None | n/a | |||||||||
Coca-Cola Amatil Ltd. | CCL | Q2594P146 | 05/08/07 | Approve Remuneration Report for the Year Ended Dec. 31, 2006 | M | Yes | For | For | ||||||||
Coca-Cola Amatil Ltd. | CCL | Q2594P146 | 05/08/07 | Elect Jillian Broadbent as Director | M | Yes | For | For | ||||||||
Coca-Cola Amatil Ltd. | CCL | Q2594P146 | 05/08/07 | Elect Geoffrey Kelly as Director | M | Yes | For | For | ||||||||
Coca-Cola Amatil Ltd. | CCL | Q2594P146 | 05/08/07 | Approve Grant of Up to 205,200 Shares to TJ Davis, under the Company’s Long Term Incentive Share Plan | M | Yes | For | For | ||||||||
Coca-Cola Amatil Ltd. | CCL | Q2594P146 | 05/08/07 | Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2006 | M | Yes | None | n/a |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
XSTRATA PLC | G9826T102 | 05/08/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
XSTRATA PLC | G9826T102 | 05/08/07 | Approve Final Dividend of 30 US Cents Per Ordinary Share | M | Yes | For | For | |||||||||
XSTRATA PLC | G9826T102 | 05/08/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
XSTRATA PLC | G9826T102 | 05/08/07 | Re-elect Mick Davis as Director | M | Yes | For | For | |||||||||
XSTRATA PLC | G9826T102 | 05/08/07 | Re-elect Trevor Reid as Director | M | Yes | For | For | |||||||||
XSTRATA PLC | G9826T102 | 05/08/07 | Re-elect Sir Steve Robson as Director | M | Yes | For | For | |||||||||
XSTRATA PLC | G9826T102 | 05/08/07 | Re-elect David Rough as Director | M | Yes | For | For | |||||||||
XSTRATA PLC | G9826T102 | 05/08/07 | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | M | Yes | For | For | |||||||||
XSTRATA PLC | G9826T102 | 05/08/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 161,663,784.50 | M | Yes | For | For | |||||||||
XSTRATA PLC | G9826T102 | 05/08/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 24,249,567.50 | M | Yes | For | For | |||||||||
XSTRATA PLC | G9826T102 | 05/08/07 | Authorise the Company to Use Electronic Communications | M | Yes | For | For | |||||||||
XSTRATA PLC | G9826T102 | 05/08/07 | Approve Cancellation of 13,609,948,397 of the Authorised But Unissued Ordinary Shares from Share Premium Account | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Amend Articles of Bylaws Re: Changes to Share Capital; Preemptive Rights; Calling of Shareholder Meetings; Right of Attendance and Voting; Chairman of Meeting; Secretary and Vice-Secretary; Director Terms; Company Web Page; Financial Statements | M | Yes | Against | Against | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Approve Individual and Consolidated Financial Statements for Fiscal Year Ended 12-31-06, Allocation of Income, and Discharge Directors | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Amend Articles of General Meeting Guidelines Re: Calling of Shareholder Meetings; Right of Attendance and Voting; Meeting Chairman; Voting on Agenda Items | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Fix Number of Directors | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Elect Juan Abello Gallo as Director | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Elect Luis Fernando del Rivero Asensio as Director | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Elect Manuel Raventos Negra as Director | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Elect Jose Manuel Loureda Mantinan as Director | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Elect Antonio Brufau Niubo as Director | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Elect Carmelo de las Morenas Lopez as Director | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Elect Luis Carlos Coissier Batista as Director | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Elect Angel Durandez Adeva as Director | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Approve Auditors | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Authorize Repurchase of Shares | M | Yes | For | For | |||||||||
Repsol Ypf SA (Formerly Repsol, S.A.) | E8471S130 | 05/08/07 | Authorize Board to Ratify and Execute Approved Resolutions | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Remove KPMG as Auditors | S | Yes | Against | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Remove KPMG as Auditors | S | Yes | Against | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Elect Niall Murphy, a Shareholder-Nominee, as a Director | S | Yes | Against | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Elect Niall Murphy, a Shareholder-Nominee, as a Director | S | Yes | Against | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Declare the Final Dividend | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Declare the Final Dividend | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Adrian Burke as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Adrian Burke as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Kieran Crowley as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Kieran Crowley as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Colm Doherty as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Colm Doherty as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Donal Forde as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Donal Forde as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Dermot Gleeson as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Dermot Gleeson as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Don Godson as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Don Godson as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Anne Maher as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Anne Maher as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Daniel OConnor as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Daniel OConnor as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect John ODonnell as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect John ODonnell as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Sean ODriscoll as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Sean ODriscoll as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Jim OLeary as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Jim OLeary as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Eugene J Sheehy as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Eugene J Sheehy as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Bernard Somers as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Bernard Somers as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Michael J Sullivan as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Michael J Sullivan as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Robert G Wilmers as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Robert G Wilmers as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Jennifer Winter as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Reelect Jennifer Winter as a Director | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Authorize Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Authorize Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Authorize Share Repurchase | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Authorize Share Repurchase | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Authorize Reissuance of Repurchased Shares | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Authorize Reissuance of Repurchased Shares | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Amend the rules of the AIB Group Performance Share Plan 2005 | M | Yes | For | For | |||||||||
Allied Irish Banks Plc | G02072117 | 05/09/07 | Amend the rules of the AIB Group Performance Share Plan 2005 | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge of Directors | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Elect Cesar Alierta Izuel to the Board | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Elect Maximino Carpio Garcia to the Board | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Elect Gonzalo Hinojosa Fernandez de Angulo to the Board | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Elect Pablo Isla Alvarez de Tejera to the Board | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Elect Enrique Used Aznar to the Board | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Elect Gregorio Villalabeitia Galarraga to the Board | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Elect Jose Maria Alarez-Pallete Lopez to the Board | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Authorize Repurchase of Shares | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Authorize Issuance of Convertible Bonds or Other Debt Instruments | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Cancel Treasury Shares; Amend Articles to Reflect the Change in Share Capital | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Amend Articles 14-16 and 18-20 of Bylaws Re: General Meetings | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Amend Articles 17, 17 Bis and 20 Bis of Bylaws Re: Right of Attendance; Remote Voting | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Amend Articles 24, 25, 27, 30 and 31 Bis Re: Board of Directors | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Amend Article 5 of the General Meeting Guidelines Re: General Meeting Competencies | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Amend Articles 7-10 of the General Meeting Guidelines Re: Calling of the General Meeting | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Amend Articles 13, 15, 17 Bis and 20 Bis of the General Meeting Guidelines Re: Remote Voting | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Amend Articles 21 and 24 of the General Meeting Guidelines Re: Voting on Agenda Items | M | Yes | For | For | |||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | 879382109 | 05/09/07 | Authorize Board to Ratify and Execute Approved Resolutions | M | Yes | For | For | |||||||||
CRH Plc | G25508105 | 05/09/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
CRH Plc | G25508105 | 05/09/07 | Approve Dividends | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
CRH Plc | G25508105 | 05/09/07 | Elect D.M. Kennedy as a Director | M | Yes | For | For | |||||||||
CRH Plc | G25508105 | 05/09/07 | Elect T.V. Neill as a Director | M | Yes | For | For | |||||||||
CRH Plc | G25508105 | 05/09/07 | Elect W.I. O’Mahoney as a Director | M | Yes | For | For | |||||||||
CRH Plc | G25508105 | 05/09/07 | Elect W.P. Egan as a Director | M | Yes | For | For | |||||||||
CRH Plc | G25508105 | 05/09/07 | Elect D.N. O’Connor as a Director | M | Yes | For | For | |||||||||
CRH Plc | G25508105 | 05/09/07 | Authorize Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
CRH Plc | G25508105 | 05/09/07 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Nominal value of EUR 9,228,000 | M | Yes | For | For | |||||||||
CRH Plc | G25508105 | 05/09/07 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | M | Yes | For | For | |||||||||
CRH Plc | G25508105 | 05/09/07 | Fix Re-Issue Price of Treasury Shares | M | Yes | For | For | |||||||||
CRH Plc | G25508105 | 05/09/07 | Amend Articles Articles of Association of the Company | M | Yes | For | For | |||||||||
CRH Plc | G25508105 | 05/09/07 | Re-Issuance of Treasury Shares | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Elect Ferdinand Piech to the Supervisory Board | M | Yes | Against | Against | |||||||||
MAN AG | D51716104 | 05/10/07 | Elect Stefan Ropers to the Supervisory Board | M | Yes | Against | Against | |||||||||
MAN AG | D51716104 | 05/10/07 | Reelect Rudolf Rupprecht to the Supervisory Board | M | Yes | Against | Against | |||||||||
MAN AG | D51716104 | 05/10/07 | Elect Stephan Schaller to the Supervisory Board | M | Yes | Against | Against | |||||||||
MAN AG | D51716104 | 05/10/07 | Elect Rupert Stadler to the Supervisory Board | M | Yes | Against | Against | |||||||||
MAN AG | D51716104 | 05/10/07 | Approve Allocation of Income and Dividends of EUR 1.50 and Bonus Dividend of EUR 0.50 per Share | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Approve Discharge of Management Board for Fiscal 2006 | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Approve Discharge of Supervisory Board for Fiscal 2006 | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Reelect Michael Behrendt to the Supervisory Board | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Elect Heiner Hasford to the Supervisory Board | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Reelect Karl-Ludwig Kley to the Supervisory Board | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Reelect Renate Koecher to the Supervisory Board | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Reelect Ekkehard Schulz to the Supervisory Board | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Elect Thomas Kremer as Alternate Supervisory Board Member | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Amend 2005 AGM Authorization to Issue Convertible Bonds and/or Bonds with Warrants Attached up to an Aggregate Nominal Amount of EUR 1.5 Billion with Preemptive Rights and to Create an EUR 76.8 Million Pool of Capital to Guarantee Conversion Rights | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Amend Articles Re: Allow Electronic Distribution of Company Communications | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Approve Affiliation Agreements with Subsidiary MAN Versicherungsvermittlung GmbH | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | M | Yes | For | For | |||||||||
MAN AG | D51716104 | 05/10/07 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | M | Yes | None | n/a | |||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/07 | Appoint Internal Statutory Auditors and their Chairman - Slate 1 | M | Yes | Against | Against | |||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/07 | Extend Mandate of the External Auditing Company KPMG SpA | M | Yes | For | For | |||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/07 | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports for the Fiscal Year 2007 | M | Yes | For | For | |||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/07 | Approve Allocation of Income | M | Yes | For | For | |||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/07 | Fix Number of Directors on the Board | M | Yes | For | For | |||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/07 | Appoint Internal Statutory Auditors and their Chairman - Slate 2 | M | Yes | For | For | |||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/07 | Approve Remuneration of Board Committees | M | Yes | For | For | |||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/07 | Approve Remuneration of Internal Statutory Auditors | M | Yes | For | For | |||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/07 | Approve Group Personnel Long-Term Incentive Plan 2007 | M | Yes | For | For | |||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/07 | Authorize Board of Directors to Increase Capital up to EUR 525 Million with Preemptive Rights, Through the Issuance of up to 1.05 Billion Shares with Par Value EUR 0.50, within a Five-Year term; Amend Bylaws Accordingly | M | Yes | For | For | |||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/07 | Authorize Board of Directors to Increase Capital up to EUR 23.7 Million Through the Issuance of up to 47.35 Million Shares, without Preemptive Rights, to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | M | Yes | For | For | |||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/07 | Authorize Board of Directors to Increase Capital up to EUR 23.7 Million Through the Issuance of New Class of Shares to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | M | Yes | For | For | |||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | T95132105 | 05/10/07 | Amend Article 6, 11, 12, 14, 17, 20, 21, 23, 27, 36 of the Bylaws; Introduce New Title XII and New Article 40 | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Accept Consolidated Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Ratify Appointment and Reelect Pascale Sourisse as Director | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Ratify Appointment and Reelect Robert Castaigne as Director | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Ratify Appointment and Reelect Jean-Bernard Levy as Director | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Ratify Deloitte and Associes as Auditor | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Ratify KPMG SA as Auditor | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Ratify BEAS Sarl as Alternate Auditor | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Ratify Philippe Mathis as Alternate Auditor | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Approve Shareholders Agreement Between Vinci and ASF Holding | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Approve Transaction with Societe Gastronomique de l’Etoile | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Approve Additional Pension Scheme Benefiting to the Chairman | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Approve Issuance of Convertible Bonds without Preemptive Rights Other than OCEANE | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Votes in Items 16, 18, and 19 Above | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Approve Employee Savings-Related Share Purchase Plan | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Authorize Board to Issue Shares Reserved to Share Purchase Plan for Employees of International Subsidiaries | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Approve Issuance of Securities Convertible into Debt | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Authorize Issuance of Bonds with Warrants Attached without Preemptive Rights | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Approve 1 for 2 Stock Split | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Amend Article 11 of Bylaws Re: Appointment of Employee Shareholder Representative | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Amend Article 17 of Bylaws Re: Record Date | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Amend Article 10 bis of Bylaws Re: Record Date | M | Yes | For | For | |||||||||
Vinci (Formerly Societe Generale d’Entreprises) | F5879X108 | 05/10/07 | Authorize Filing of Required Documents/Other Formalities | M | Yes | For | For | |||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | E7813W163 | 05/10/07 | Elect Directors | M | Yes | Against | Against | |||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | E7813W163 | 05/10/07 | Approve Individual and Consolidated Financial Statements and Statutory Reports; Approve Allocation of Income; Presentation of Annual Corporate Governance Report and Corporate Social Responsibility Report | M | Yes | For | For | |||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | E7813W163 | 05/10/07 | Approve Discharge of Directors | M | Yes | For | For | |||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | E7813W163 | 05/10/07 | Amend Article 4 of By-Laws Re: Corporate Purpose | M | Yes | For | For | |||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | E7813W163 | 05/10/07 | Authorize Repurchase of Shares | M | Yes | For | For | |||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | E7813W163 | 05/10/07 | Approve Auditors | M | Yes | For | For | |||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | E7813W163 | 05/10/07 | Authorize Board to Ratify and Execute Approved Resolutions | M | Yes | For | For | |||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | E7813W163 | 05/10/07 | Approve Minutes of Meeting | M | Yes | For | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Reelect Thierry Desmarest as Director | M | Yes | Against | Against | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Reelect Thierry De Rudder as Director | M | Yes | Against | Against | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Reelect Serge Tchuruk as Director | M | Yes | Against | Against | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Reelect Daniel Boeuf as Director | M | Yes | Against | Against | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Elect Philippe Marchandise as Director | M | Yes | Against | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Elect Mohammed Zaki as Director | M | Yes | Against | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.8 bn | M | Yes | Against | Against | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Accept Consolidated Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Approve Allocation of Income and Dividends of EUR 1.87 per Share | M | Yes | For | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Approve Special Auditors’ Report Regarding Related-Party Transactions | M | Yes | For | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.1 million | M | Yes | For | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 bn | M | Yes | For | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Approve Employee Savings-Related Share Purchase Plan | M | Yes | For | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Approve Stock Option Plans Grants | M | Yes | For | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Amend Articles of Association Re: Attend Board Meetings Through Videoconference and Telecommunication | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Amend Articles of Association Re: Record Date | M | Yes | For | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Amend Articles of Association Re: Attend and Vote to the General Meetings through Videoconference and Telecommunication | M | Yes | For | For | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Amend Articles of Association Re: Appointment of Employee Shareholder Representative | S | Yes | For | Against | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan to the Benefit of All Company Employees | S | Yes | For | Against | |||||||||
Total SA (Formerly Total Fina Elf S.A ) | F92124100 | 05/11/07 | Amend Article 18 al. 7 of Bylaws Re: Remove Voting Rights Limitation | S | Yes | For | Against | |||||||||
Swatch Group AG | H83949141 | 05/11/07 | Approve Allocation of Income and Dividends of CHF 0.70 per Registered Share and CHF 3.50 per Bearer Share | M | Yes | Against | Against | |||||||||
Swatch Group AG | H83949141 | 05/11/07 | Reelect Esther Grether, Nayla Hayek, Peter Gross, Nicolas Hayek, Claude Nicollier, Johann Schneider-Ammann and Ernst Tanner as Directors | M | Yes | Against | Against | |||||||||
Swatch Group AG | H83949141 | 05/11/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Swatch Group AG | H83949141 | 05/11/07 | Approve Discharge of Board and Senior Management | M | Yes | For | For | |||||||||
Swatch Group AG | H83949141 | 05/11/07 | Ratify PricewaterhouseCoopers AG as Auditors | M | Yes | For | For | |||||||||
Swatch Group AG | H83949141 | 05/11/07 | Approve CHF 3.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Societe Generale | F43638141 | 05/14/07 | Reelect Anthony Wyand as Director | M | Yes | Against | Against | |||||||||
Societe Generale | F43638141 | 05/14/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | Against | Against | |||||||||
Societe Generale | F43638141 | 05/14/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Societe Generale | F43638141 | 05/14/07 | Approve Allocation of Income and Dividends of EUR 5.20 per Share | M | Yes | For | For | |||||||||
Societe Generale | F43638141 | 05/14/07 | Accept Consolidated Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Societe Generale | F43638141 | 05/14/07 | Approve Transaction with a Related-Party | M | Yes | For | For | |||||||||
Societe Generale | F43638141 | 05/14/07 | Approve Special Auditors’ Report Regarding Related-Party Transactions | M | Yes | For | For | |||||||||
Societe Generale | F43638141 | 05/14/07 | Reelect Daniel Bouton as Director | M | Yes | For | For | |||||||||
Societe Generale | F43638141 | 05/14/07 | Elect Jean-Martin Folz as Director | M | Yes | For | For | |||||||||
Societe Generale | F43638141 | 05/14/07 | Approve Remuneration of Directors in the Aggregate Amount of EUR 780,000 | M | Yes | For | For | |||||||||
Societe Generale | F43638141 | 05/14/07 | Amend Articles of Association Re: Record Date | M | Yes | For | For | |||||||||
Societe Generale | F43638141 | 05/14/07 | Amend Articles Re: Director Holding | M | Yes | For | For | |||||||||
Societe Generale | F43638141 | 05/14/07 | Authorize Filing of Required Documents/Other Formalities | M | Yes | For | For | |||||||||
Bayerische Motoren Werke AG (BMW) | D12096109 | 05/15/07 | Approve Allocation of Income and Dividends of EUR 0.70 per Common Share and EUR 0.72 per Preference Share | M | Yes | Against | Against | |||||||||
Bayerische Motoren Werke AG (BMW) | D12096109 | 05/15/07 | Approve Discharge of Management Board for Fiscal 2006 | M | Yes | For | For | |||||||||
Bayerische Motoren Werke AG (BMW) | D12096109 | 05/15/07 | Approve Discharge of Supervisory Board Fiscal 2006 | M | Yes | For | For | |||||||||
Bayerische Motoren Werke AG (BMW) | D12096109 | 05/15/07 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors Fiscal 2007 | M | Yes | For | For | |||||||||
Bayerische Motoren Werke AG (BMW) | D12096109 | 05/15/07 | Authorize Electronic Distribution of Company Communications | M | Yes | For | For | |||||||||
Bayerische Motoren Werke AG (BMW) | D12096109 | 05/15/07 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Bayerische Motoren Werke AG (BMW) | D12096109 | 05/15/07 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | M | Yes | None | n/a | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Elect Rijkman Groenink as Director | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Elect Rijkman Groenink as Director | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Re-elect Malcolm Brinded as Director | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Re-elect Malcolm Brinded as Director | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Re-elect Linda Cook as Director | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Re-elect Linda Cook as Director | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Re-elect Maarten van den Bergh as Director | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Re-elect Maarten van den Bergh as Director | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Re-elect Nina Henderson as Director | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Re-elect Nina Henderson as Director | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Re-elect Christine Morin-Postel as Director | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Re-elect Christine Morin-Postel as Director | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Authorise Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Authorise Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 150,000,000 | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 150,000,000 | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 22,000,000 | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 22,000,000 | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Authorise 644,000,000 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Authorise 644,000,000 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A100 | 05/15/07 | Authorise the Company to Make EU Political Organisation Donations up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | M | Yes | For | For | |||||||||
Royal Dutch Shell plc | G7690A118 | 05/15/07 | Authorise the Company to Make EU Political Organisation Donations up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | M | Yes | For | For | |||||||||
International Power plc | G4890M109 | 05/15/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
International Power plc | G4890M109 | 05/15/07 | Re-elect Sir Neville Simms as Director | M | Yes | For | For | |||||||||
International Power plc | G4890M109 | 05/15/07 | Re-elect Tony Concannon as Director | M | Yes | For | For | |||||||||
International Power plc | G4890M109 | 05/15/07 | Re-elect Steve Riley as Director | M | Yes | For | For | |||||||||
International Power plc | G4890M109 | 05/15/07 | Elect John Roberts as Director | M | Yes | For | For | |||||||||
International Power plc | G4890M109 | 05/15/07 | Approve Final Dividend of 7.9 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
International Power plc | G4890M109 | 05/15/07 | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | M | Yes | For | For | |||||||||
International Power plc | G4890M109 | 05/15/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
International Power plc | G4890M109 | 05/15/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 248,730,120 | M | Yes | For | For | |||||||||
International Power plc | G4890M109 | 05/15/07 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 35,593,387 | M | Yes | For | For | |||||||||
International Power plc | G4890M109 | 05/15/07 | Authorise 149,238,221 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
International Power plc | G4890M109 | 05/15/07 | Amend Articles of Association Re: Electronic Communications and Director Age Limit | M | Yes | For | For | |||||||||
Telenor ASA | R21882106 | 05/15/07 | Approve Notice of Meeting | M | Yes | For | For | |||||||||
Telenor ASA | R21882106 | 05/15/07 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | M | Yes | For | For | |||||||||
Telenor ASA | R21882106 | 05/15/07 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | M | Yes | For | For | |||||||||
Telenor ASA | R21882106 | 05/15/07 | Approve Remuneration of Auditors | M | Yes | For | For | |||||||||
Telenor ASA | R21882106 | 05/15/07 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | M | Yes | For | For | |||||||||
Telenor ASA | R21882106 | 05/15/07 | Approve NOK 5 Billion Transfer from Share Premium Account to Unrestricted Shareholders’ Equity | M | Yes | For | For | |||||||||
Telenor ASA | R21882106 | 05/15/07 | Authorize Repurchase of Up to 9.80 Percent of Issued Share Capital for Acquisition of Businesses; Authorize Repurchase of Up to 0.15 Percent of Issued Share Capital in Connection With the Company’s Existing Share Incentive Plans | M | Yes | For | For | |||||||||
Telenor ASA | R21882106 | 05/15/07 | Elect Members and Deputy Members of Corporate Assembly | M | Yes | For | For | |||||||||
Telenor ASA | R21882106 | 05/15/07 | Approve Remuneration of Corporate Assembly | M | Yes | For | For | |||||||||
Telenor ASA | R21882106 | 05/15/07 | Elect Members of Nominating Committee | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Accept Consolidated Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Approve Allocation of Income and Dividends of EUR 3.10 per Share | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Approve Special Auditors’ Report Regarding Related-Party Transactions | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Ratify Appointment of Suzanne Berger Keniston as Director | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Reelect Louis Schweitzer as Director | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Authorize Filing of Required Documents/Other Formalities | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Amend Resolution 15 Adopted by General Meeting on May 18, 2005: Restricted Stock Plan | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Amend Resolution 22 Adopted by General Meeting on May 23, 2006: Employee Savings-Related Share Purchase Plan | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Approve Merger by Absorption of BNL by BNP Paribas | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Approve Merger by Absorption of the Compagnie Immobiliere de France by BNP Paribas | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Approve Merger by Absorption of Societe Immobiliere du 36 avenue de l’Opera by BNP Paribas | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Approve Merger by Absorption of CAPEFI by BNP Paribas | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Amend Articles of Association Re: Record Date | M | Yes | For | For | |||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | F1058Q238 | 05/15/07 | Authorize Filing of Required Documents/Other Formalities | M | Yes | For | For | |||||||||
Fresenius AG | D27348107 | 05/16/07 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | M | No | n/a | ||||||||||
Fresenius AG | D27348107 | 05/16/07 | Approve Allocation of Income and Dividends of EUR 0.57 per Common Share and EUR 0.58 per Preference Share | M | No | n/a |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
Fresenius AG | D27348107 | 05/16/07 | Approve Discharge of Management Board for Fiscal 2006 | M | No | n/a | ||||||||||
Fresenius AG | D27348107 | 05/16/07 | Approve Discharge of Supervisory Board for Fiscal 2006 | M | No | n/a | ||||||||||
Fresenius AG | D27348107 | 05/16/07 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | M | No | n/a | ||||||||||
Next plc | G6500M106 | 05/16/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Approve Final Dividend of 33.5 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Re-elect David Keens as Director | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Re-elect Nick Brookes as Director | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Re-elect Derek Netherton as Director | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Approve NEXT Risk/Reward Investment Plan | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,400,000 | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,100,000 | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Authorise 34,000,000 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Approve Programme Agreements Between the Company and Each of Goldman Sachs International, UBS AG, Deutsche Bank AG and Barclays Bank Plc | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Amend Articles of Association Re: Retirement Age of Directors | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Amend Articles of Association Re: Electronic Communications | M | Yes | For | For | |||||||||
Next plc | G6500M106 | 05/16/07 | Authorise the Company to Use Electronic Communications | M | Yes | For | For | |||||||||
Eni Spa | T3643A145 | 05/22/07 | Amend Articles 6.2, 13, 17, 24, 28 of the Bylaws | M | Yes | For | For | |||||||||
Eni Spa | T3643A145 | 05/23/07 | Accept Financial Statements, Statutory Reports, and Allocation of Income for the Fiscal Year 2006 of Finanziaria ENI - Enifin SpA, incorporated in ENI on Dec. 13, 2006 | M | Yes | For | For | |||||||||
Eni Spa | T3643A145 | 05/23/07 | Accept Financial Statements, Statutory Reports, and Allocation of Income for the Fiscal Year 2006 of ENI Portugal Investment SpA, incorporated in ENI on Dec. 13, 2006 | M | Yes | For | For | |||||||||
Eni Spa | T3643A145 | 05/23/07 | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports for the Fiscal Year 2006 | M | Yes | For | For | |||||||||
Eni Spa | T3643A145 | 05/23/07 | Approve Allocation of Income | M | Yes | For | For | |||||||||
Eni Spa | T3643A145 | 05/23/07 | Authorize Share Repurchase Program; Revoke Previously Granted Authorization to Repurchase Shares | M | Yes | For | For | |||||||||
Eni Spa | T3643A145 | 05/23/07 | Extend Mandate of the External Auditors PriceWaterhouseCoopers for the Three-Year Term 2007-2009 | M | Yes | For | For | |||||||||
ENEL SpA | T3679P115 | 05/23/07 | Appoint Internal Statutory Auditors - Slate 1 | M | Yes | Against | Against | |||||||||
ENEL SpA | T3679P115 | 05/23/07 | Approve 2007 Stock Option Plan for Top Management of Enel Spa and its Subsidiaries According to the Article 2359 of Italian Civil Code | M | Yes | Against | Against | |||||||||
ENEL SpA | T3679P115 | 05/23/07 | Authorize Board of Directors to Increase Capital Up to EUR 27.92 Million for the Execution of the 2007 Stock Option Plan | M | Yes | Against | Against | |||||||||
ENEL SpA | T3679P115 | 05/23/07 | Accept Financial Statements, Consolidated Financial Statements and Statutory Reports for Fiscal Year 2007 | M | Yes | For | For | |||||||||
ENEL SpA | T3679P115 | 05/23/07 | Approve Allocation of Income | M | Yes | For | For | |||||||||
ENEL SpA | T3679P115 | 05/23/07 | Appoint Internal Statutory Auditors - Slate 2 | M | Yes | For | For | |||||||||
ENEL SpA | T3679P115 | 05/23/07 | Approve Remuneration of Primary Internal Auditors | M | Yes | For | For | |||||||||
ENEL SpA | T3679P115 | 05/23/07 | Extend External Auditors’ Mandate for the Three-Year Term 2008-2010 | M | Yes | For | For | |||||||||
ENEL SpA | T3679P115 | 05/23/07 | Amend Articles Re: 14.3, 14.5 and 20.4 of the Company’s Bylaws to Comply with the Italian Law 262/2005 and with the Legislative Decree 303/2006 | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Elect Daniel Podolsky as Director | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Elect Stephanie Burns as Director | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Re-elect Julian Heslop as Director | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Re-elect Sir Deryck Maughan as Director | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Re-elect Ronaldo Schmitz as Director | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Re-elect Sir Robert Wilson as Director | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Authorise the Audit Committee to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Authorise the Company to Make EU Political Organisations Donations up to GBP 50,000 and to Incur EU Political Expenditures up to GBP 50,000 | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 479,400,814 | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 71,910,122 | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Authorise 575,280,977 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
GlaxoSmithKline plc | G3910J112 | 05/23/07 | Amend Articles of Association Re: Electronic Communication | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Approve Allocation of Income and Dividends of EUR 4 per Share | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Approve Discharge of Management Board for Fiscal 2006 | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Approve Discharge of Supervisory Board for Fiscal 2006 | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Ratify KPMG AG as Auditors for Fiscal 2007 | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Authorize Use of Financial Derivatives When Repurchasing Shares | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Elect Theo Siegert to the Supervisory Board | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Confirm 2006 AGM Election of Clemens Boersig as Supervisory Board Member | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Approve Remuneration of Supervisory Board | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Amend Articles Re: Allow Electronic Distribution of Company Communications | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Amend Articles Re: Regional Advisory Councils | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Approve Creation of EUR 85 Million Pool of Capital without Preemptive Rights | M | Yes | For | For | |||||||||
Deutsche Bank AG | D18190898 | 05/24/07 | Receive Financial Statements and Statutory Reports for Fiscal 2006 | M | Yes | None | n/a | |||||||||
OMV AG | A51460110 | 05/24/07 | Ratify Auditors | M | Yes | Against | Against | |||||||||
OMV AG | A51460110 | 05/24/07 | Approve Allocation of Income | M | Yes | For | For | |||||||||
OMV AG | A51460110 | 05/24/07 | Approve Discharge of Management and Supervisory Board | M | Yes | For | For | |||||||||
OMV AG | A51460110 | 05/24/07 | Approve Remuneration of Supervisory Board Members | M | Yes | For | For | |||||||||
OMV AG | A51460110 | 05/24/07 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights; Approve Creation of EUR 36.4 Million Pool of Capital to Guarantee Conversion Rights | M | Yes | For | For | |||||||||
OMV AG | A51460110 | 05/24/07 | Amend Articles Re: Participation of Supervisory Board Members at Annual Meeting; Distribution of Company Communications | M | Yes | For | For | |||||||||
OMV AG | A51460110 | 05/24/07 | Approve 2007 Stock Option Plan | M | Yes | For | For | |||||||||
OMV AG | A51460110 | 05/24/07 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | M | Yes | For | For | |||||||||
OMV AG | A51460110 | 05/24/07 | Receive Financial Statements and Statutory Reports | M | Yes | None | n/a | |||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Receive Directors’ Reports | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Receive Auditors’ Reports | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Approve Annual Accounts, Allocation of Income and Dividends of EUR 1.32 per Share | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Approve Discharge of Directors | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Approve Discharge of Auditors | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Elect Richard Goblet d’ Alviella as Director | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Elect Robert J. Murray as Director | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Elect William L. Roper as Director | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Indicate Richard Goblet d’ Alviella as Independent Director | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Indicate Robert J. Murray as Independent Director | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Indicate Robert William L. Roper as Independent Director | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Amend Stock Option Plan | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Approve Stock Option Plan | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Approve Specific Clause Related to the Stock Option Plan in the Event of a Change of Control | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Approve Specific Clause Related to the Bonds in the Event of a Change of Control | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Receive Special Board Report on Authorized Capital | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Amend Articles Regarding the Elimination of Bearer Shares | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Amend Articles Regarding the Elimination of Bearer Shares and Attending the General Meeting | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Amend Articles Regarding Voting by Mail | M | No | n/a | ||||||||||
Delhaize Group (formerly Delhaize Le Lion) | B33432129 | 05/24/07 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | M | No | n/a | ||||||||||
Wharf (Holdings) Ltd. | Y9551M108 | 05/25/07 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | M | Yes | Against | Against | |||||||||
Wharf (Holdings) Ltd. | Y9551M108 | 05/25/07 | Authorize Reissuance of Repurchased Shares | M | Yes | Against | Against | |||||||||
Wharf (Holdings) Ltd. | Y9551M108 | 05/25/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Wharf (Holdings) Ltd. | Y9551M108 | 05/25/07 | Approve Final Dividend | M | Yes | For | For | |||||||||
Wharf (Holdings) Ltd. | Y9551M108 | 05/25/07 | Reelect Gonzaga W.J. Li as Director | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
Wharf (Holdings) Ltd. | Y9551M108 | 05/25/07 | Reelect T.Y. Ng as Director | M | Yes | For | For | |||||||||
Wharf (Holdings) Ltd. | Y9551M108 | 05/25/07 | Reelect James E. Thompson as Director | M | Yes | For | For | |||||||||
Wharf (Holdings) Ltd. | Y9551M108 | 05/25/07 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | M | Yes | For | For | |||||||||
Wharf (Holdings) Ltd. | Y9551M108 | 05/25/07 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | M | Yes | For | For | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Approve Special Auditors’ Report Regarding Related-Party Transactions | M | Yes | Against | Against | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | M | Yes | Against | Against | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | M | Yes | Against | Against | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | M | Yes | Against | Against | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Allow Board to Use Authorizations and Delegations Granted in Items 6 to 14 Above in the Event of a Public Tender Offer | M | Yes | Against | Against | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Approve Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Accept Consolidated Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Approve Allocation of Income and Dividends of EUR 1.75 per Share | M | Yes | For | For | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Reelect Gerard Van Kemmel as Director | M | Yes | For | For | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.4 Billion | M | Yes | For | For | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | M | Yes | For | For | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | M | Yes | For | For | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Amend Employee Savings-Related Share Purchase Plan | M | Yes | For | For | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Approve Stock Option Plans Grants | M | Yes | For | For | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | M | Yes | For | For | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Amend Articles of Association Re: Attend and Vote to the General Meetings through Videoconference and Telecommunication | M | Yes | For | For | |||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | F5548N101 | 05/31/07 | Authorize Filing of Required Documents/Other Formalities | M | Yes | For | For | |||||||||
Kelda Group plc | ADPV01594 | 06/01/07 | Approve Increase in Auth. Cap. to GBP 130,283,706.64; Capitalise up to GBP 3.6M (Share Premium Account); Issue Equity with Rights up to GBP 3.6M (B Shares); Approve Capital Reorganisation; Approve JPMorgan Cazenove Contract; Amend Articles of Association | M | Yes | For | For | |||||||||
Kelda Group plc | ADPV01594 | 06/01/07 | Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 18,400,000 | M | Yes | For | For | |||||||||
Kelda Group plc | ADPV01594 | 06/01/07 | Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,800,000 | M | Yes | For | For | |||||||||
Kelda Group plc | ADPV01594 | 06/01/07 | Subject to the Passing of Resolution 1, Authorise 27,500,000 New Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 06/04/07 | Approve Scheme of Arrangement to be Made Between George Wimpey Plc and Holders of Scheme Shares | M | Yes | For | For | |||||||||
George Wimpey plc | G96872109 | 06/04/07 | Approve Scheme of Arrangement; Approve Reduction and Subsequent Increase in Share Capital; Capitalise Reserves to Taylor Woodrow; Issue of Equity with Rights up to the New Ordinary Shares Created; Amend Articles of Association | M | Yes | For | For | |||||||||
International Power plc | G4890M109 | 06/15/07 | Approve the Completion of the Transaction between the Company and Mitsui; Authorise Directors to Take All Such Steps as May be Necessary to Cause the Principal Transaction Agreements to be Completed | M | Yes | For | For | |||||||||
Coca-Cola Hellenic Bottling Co. | X1435J105 | 06/20/07 | Approve Reports of the Board of Directors and of the Auditor | M | No | n/a | ||||||||||
Coca-Cola Hellenic Bottling Co. | X1435J105 | 06/20/07 | Accept Annual and Consolidated Financial Statements and Statutory Reports | M | No | n/a | ||||||||||
Coca-Cola Hellenic Bottling Co. | X1435J105 | 06/20/07 | Approve Discharge of Board and Auditors | M | No | n/a | ||||||||||
Coca-Cola Hellenic Bottling Co. | X1435J105 | 06/20/07 | Approve Director Remuneration for 2006 and Preapprove Their Remuneration for 2007 | M | No | n/a | ||||||||||
Coca-Cola Hellenic Bottling Co. | X1435J105 | 06/20/07 | Approve Auditors and Fix Their Remuneration | M | No | n/a | ||||||||||
Coca-Cola Hellenic Bottling Co. | X1435J105 | 06/20/07 | Approve Dividends | M | No | n/a | ||||||||||
Coca-Cola Hellenic Bottling Co. | X1435J105 | 06/20/07 | Elect Directors | M | No | n/a | ||||||||||
Coca-Cola Hellenic Bottling Co. | X1435J105 | 06/20/07 | Amend Stock Option Plan | M | No | n/a | ||||||||||
Mitsui O.S.K. Lines Ltd. | 9104 | J45013109 | 06/21/07 | Appoint Internal Statutory Auditor | M | Yes | Against | Against | ||||||||
Mitsui O.S.K. Lines Ltd. | 9104 | J45013109 | 06/21/07 | Approve Allocation of Income, Including the Following Dividends: Interim JY 9, Final JY 11, Special JY 0 | M | Yes | For | For | ||||||||
Mitsui O.S.K. Lines Ltd. | 9104 | J45013109 | 06/21/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui O.S.K. Lines Ltd. | 9104 | J45013109 | 06/21/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui O.S.K. Lines Ltd. | 9104 | J45013109 | 06/21/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui O.S.K. Lines Ltd. | 9104 | J45013109 | 06/21/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui O.S.K. Lines Ltd. | 9104 | J45013109 | 06/21/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui O.S.K. Lines Ltd. | 9104 | J45013109 | 06/21/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui O.S.K. Lines Ltd. | 9104 | J45013109 | 06/21/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui O.S.K. Lines Ltd. | 9104 | J45013109 | 06/21/07 | Approve Adjustment to Aggregate Compensation Ceiling for Directors to Add Separate Ceiling for Annual Bonuses | M | Yes | For | For | ||||||||
Mitsui O.S.K. Lines Ltd. | 9104 | J45013109 | 06/21/07 | Approve Stock Option Plan for Directors | M | Yes | For | For | ||||||||
Mitsui O.S.K. Lines Ltd. | 9104 | J45013109 | 06/21/07 | Approve Executive Stock Option Plan | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Howard Stringer | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Ryoji Chubachi | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Katsumi Ihara | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Akishige Okada | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Hirobumi Kawano | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Yotaro Kobayashi | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Sakie Tachibana Fukushima | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Yoshihiko Miyauchi | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Yoshiaki Yamauchi | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Peter Bonfield | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Fueo Sumita | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Fujio Cho | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Ned Lautenbach | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Elect Director Ryuji Yasuda | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Appoint External Audit Firm | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Approve Executive Stock Option Plan | M | Yes | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 06/21/07 | Amend Articles to Require Disclosure of Individual Director Compensation Levels | S | Yes | For | Against | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended 12-31-06 | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Approve Allocation of Income | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Ratify Isabel Tocino Biscarolasaga as Board Member | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Reelect Azzicurazioni Generali SpA as Board Member | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Reelect Antonio Basagoiti Garcia-Tunon as Board Member | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Reelect Antonio Escamez Torres as Board Member | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Reelect Francisco Luzon Lopez as Board Member | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Reelect Deloitte SL as Auditors | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Authorize Repurchase of Shares | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Amend Pragraph 1 of Article 1 of Bylaws Re: Company’s Name | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Amend Article 28 Re: Powers of the General Meeting | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Amend Article 36 Re: Board Meetings | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Amend Article 37 Re: Power of the Board of Directors | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Amend Paragraph 1 of Article 40 Re: Audit and Compliance Committee | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Amend Preamble of General Meeting Guidelines | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Amend Article 2 Re: Powers of the General Meeting | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Amend Articles 21 (Voting on Resolutions) and 22.1 (Adoption of Agreements) | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Include New Article 22 and Remuneration of Current Article 22 Subsequent Articles | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Authorize the Board to Increase Capital in Accordance with Article 153.1.A of Spanish Company Law | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Authorize Issuance of Non-Convertible Fixed Income Securities | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Approve Delivery of Free Shares (100 Shares) to Employees of the Bank, Including Executive Directors and Senior Managers | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Amend Incentive Plan for Managers of Abbey National Bank Approved at the AGM Held on 6-17-06 | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Approve Incentive Long-Term Plan Consisting on the Delivery of Santander Shares and Linked to Pre-Determined Requirements or Total Return Results, and EPS | M | Yes | For | For | |||||||||
Banco Santander Central Hispano (frmly banco Santander) | E19790109 | 06/22/07 | Authorize Board to Ratify and Execute Approved Resolutions | M | Yes | For | For | |||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | Against | Against | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | Against | Against | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Approve Retirement Bonuses for Directors and Statutory Auditor | M | Yes | Against | Against | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Approve Allocation of Income, With a Final Dividend of JY 20 | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Amend Articles to: Add Record Dates for Quarterly Dividends | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 06/22/07 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Approve Retirement Bonuses to Directors and Statutory Auditor, and Special Payments to Continuing Directors and Auditors in Connection with Abolition of Retirement Bonus System | M | Yes | Against | Against | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Approve Allocation of Income, Including the Following Dividends: Interim JY 13, Final JY 18, Special JY 0 | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Approve Stock Option Plan for Directors | M | Yes | For | For | ||||||||
Komatsu Ltd. | 6301 | J35759125 | 06/22/07 | Approve Executive Stock Option Plan | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Kubota Corp. | 6326 | J36662138 | 06/22/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Approve Allocation of Income, Including the Following Dividends: Interim JY 17, Final JY 17, Special JY 0 | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Mitsui & Co. | 8031 | J44690139 | 06/22/07 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | M | Yes | For | For | ||||||||
Orix Corp. | 8591 | J61933123 | 06/22/07 | Elect Director Teruo Ozaki | M | Yes | Against | Against | ||||||||
Orix Corp. | 8591 | J61933123 | 06/22/07 | Elect Director Yoshihiko Miyauchi | M | Yes | For | For | ||||||||
Orix Corp. | 8591 | J61933123 | 06/22/07 | Elect Director Yasuhiko Fujiki | M | Yes | For | For | ||||||||
Orix Corp. | 8591 | J61933123 | 06/22/07 | Elect Director Hiroaki Nishina | M | Yes | For | For | ||||||||
Orix Corp. | 8591 | J61933123 | 06/22/07 | Elect Director Kenji Kajiwara | M | Yes | For | For | ||||||||
Orix Corp. | 8591 | J61933123 | 06/22/07 | Elect Director Yukio Yanase | M | Yes | For | For | ||||||||
Orix Corp. | 8591 | J61933123 | 06/22/07 | Elect Director Haruyuki Urata | M | Yes | For | For | ||||||||
Orix Corp. | 8591 | J61933123 | 06/22/07 | Elect Director Yoshinori Yokoyama | M | Yes | For | For | ||||||||
Orix Corp. | 8591 | J61933123 | 06/22/07 | Elect Director Paul Sheard | M | Yes | For | For | ||||||||
Orix Corp. | 8591 | J61933123 | 06/22/07 | Elect Director Hirotaka Takeuchi | M | Yes | For | For | ||||||||
Orix Corp. | 8591 | J61933123 | 06/22/07 | Elect Director Takeshi Sasaki | M | Yes | For | For | ||||||||
Orix Corp. | 8591 | J61933123 | 06/22/07 | Approve Executive Stock Option Plan | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Approve Deep Discount Stock Option Plan for Directors | M | Yes | Against | Against | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Approve Deep Discount Stock Option Plan for Executives of the Company and its Subsidiaries | M | Yes | Against | Against | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Elect Director | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
Tokyo Electron Ltd. | 8035 | J86957115 | 06/22/07 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Approve Retirement Bonuses for Statutory Auditors | M | Yes | Against | Against | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Approve Allocation of Income, with a Final Dividend of JY 70 | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Approve Appointment of External Audit Firm | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Approve Executive Stock Option Plan | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Authorize Share Repurchase Program | M | Yes | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 06/22/07 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Approve Retirement Bonus for Director and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | M | Yes | Against | Against | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Elect Director | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Approve Stock Option Plan for Directors | M | Yes | For | For | ||||||||
Ibiden Co. Ltd. | 4062 | J23059116 | 06/22/07 | Approve Executive Stock Option Plan | M | Yes | For | For | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | Against | Against | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | For | For | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | For | For | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | For | For | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | For | For | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | For | For | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | For | For | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | For | For | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | For | For | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | For | For | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | For | For | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | For | For | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | For | For | ||||||||
Toshiba Corp. | 6502 | J89752117 | 06/25/07 | Elect Director | M | Yes | For | For | ||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 06/26/07 | Approve Transfer of Company’s Operations to Subsidiary Porsche Vermoegensverwaltnung AG | M | No | n/a | ||||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 06/26/07 | Approve Affiliation Agreement with Subsidiary Porsche Vermoegensverwaltung AG | M | No | n/a | ||||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 06/26/07 | Amend Articles Re: Change Company Name to Porsche Automobil Holding AG; Amend Corporate Purpose | M | No | n/a | ||||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 06/26/07 | Amend Articles Re: Allow Electronic Distribution of Company Communications | M | No | n/a | ||||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 06/26/07 | Approve Change of Corporate Form to Societas Europaea (SE) | M | No | n/a | ||||||||||
Dr. Ing. h.c. F. Porsche AG | D61577108 | 06/26/07 | Approve Non-Disclosure of Management Board Remuneration | M | No | n/a | ||||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Approve Allocation of Income, with a Final Dividend of JY 28 | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Amend Articles to: Amend Provisions on Public Announcements | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Approve Deep Discount Stock Option Plan | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Approve Retirement Bonuses for Directors and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditor in Connection with Abolition of Retirement Bonus System | M | Yes | For | For | ||||||||
Mitsubishi Corp. | 8058 | J43830116 | 06/26/07 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Amend Articles to: Authorize Issuance of Warrants for Takeover Defense By Resolution of Board or AGM | M | Yes | Against | Against | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Adopt Shareholder Rights Plan (Poison Pill) | M | Yes | Against | Against | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Approve Allocation of Income, with a Final Dividend of JY 5 | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Amend Articles to: Expand Business Lines | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Nichirei Corp. | 2871 | J49764145 | 06/26/07 | Appoint Alternate Internal Statutory Auditor | M | Yes | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 06/26/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | Against | Against | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Appoint Internal Statutory Auditor | M | Yes | Against | Against | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Approve Alternate Income Allocation Proposal | S | Yes | Against | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Amend Articles to Establish Committee on Irregularity Prevention | S | Yes | Against | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Amend Articles to Require the Company to Implement Fair Public Relations Activities | S | Yes | Against | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Amend Articles to Establish Committee to Investigate Earthquake Resistance of Nuclear Power Plants | S | Yes | Against | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 40, Special JY 0 | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Amend Articles To: Expand Business Lines - Reduce Directors Term in Office - Authorize Public Announcements in Electronic Format | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Elect Director | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | M | Yes | For | For | ||||||||
Tokyo Electric Power Co. Ltd. | 9501 | J86914108 | 06/26/07 | Amend Articles to Require Disclosure of Individual Director Compensation Levels | S | Yes | For | Against | ||||||||
WPP Group plc | G9787H105 | 06/26/07 | Re-elect Stanley Morten as Director | M | Yes | Abstain | Against | |||||||||
WPP Group plc | G9787H105 | 06/26/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
WPP Group plc | G9787H105 | 06/26/07 | Approve Final Dividend of 7.61 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
WPP Group plc | G9787H105 | 06/26/07 | Re-elect Philip Lader as Director | M | Yes | For | For | |||||||||
WPP Group plc | G9787H105 | 06/26/07 | Re-elect Esther Dyson as Director | M | Yes | For | For | |||||||||
WPP Group plc | G9787H105 | 06/26/07 | Re-elect John Quelch as Director | M | Yes | For | For | |||||||||
WPP Group plc | G9787H105 | 06/26/07 | Re-elect Paul Richardson as Director | M | Yes | For | For | |||||||||
WPP Group plc | G9787H105 | 06/26/07 | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | M | Yes | For | For | |||||||||
WPP Group plc | G9787H105 | 06/26/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 45,971,683.97 | M | Yes | For | For | |||||||||
WPP Group plc | G9787H105 | 06/26/07 | Authorise 122,579,509 Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
WPP Group plc | G9787H105 | 06/26/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,128,975.44 | M | Yes | For | For | |||||||||
WPP Group plc | G9787H105 | 06/26/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
WPP Group plc | G9787H105 | 06/26/07 | Approve Electronic Communications | M | Yes | For | For | |||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Approve Allocation of Income, with a Final Dividend of JY 55 | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Appoint Internal Statutory Auditor | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Appoint Alternate Internal Statutory Auditor | M | Yes | For | For | ||||||||
Makita Corp. | 6586 | J39584107 | 06/27/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Approve Retirement Bonuses for Directors and Statutory Auditors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | M | Yes | Against | Against | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
Nippon Suisan Kaisha Ltd. | 1332 | J56042104 | 06/27/07 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Daiichi Sankyo Co. Ltd. | 4568 | J11257102 | 06/28/07 | Approve Deep Discount Stock Option Plan | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Approve Retirement Bonuses for Directors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | M | Yes | Against | Against | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Amend Articles to: Increase Authorized Capital | M | Yes | Against | Against | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Approve Allocation of Income, with a Final Dividend of JY 7 | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Amend Articles to: Increase Number of Statutory Auditors - Authorize Public Announcements in Electronic Format | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Appoint Alternate Internal Statutory Auditor | M | Yes | For | For | ||||||||
Meiji Dairies Corp. | 2261 | J41723115 | 06/28/07 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | M | Yes | For | For | ||||||||
Mitsubishi Electric Corp. | 6503 | J43873116 | 06/28/07 | Elect Director Mikio Sasaki | M | Yes | Against | Against | ||||||||
Mitsubishi Electric Corp. | 6503 | J43873116 | 06/28/07 | Elect Director Shigemitsu Miki | M | Yes | Against | Against | ||||||||
Mitsubishi Electric Corp. | 6503 | J43873116 | 06/28/07 | Elect Director Tamotsu Nomakuchi | M | Yes | For | For | ||||||||
Mitsubishi Electric Corp. | 6503 | J43873116 | 06/28/07 | Elect Director Setsuhiro Shimomura | M | Yes | For | For | ||||||||
Mitsubishi Electric Corp. | 6503 | J43873116 | 06/28/07 | Elect Director Yukihiro Sato | M | Yes | For | For | ||||||||
Mitsubishi Electric Corp. | 6503 | J43873116 | 06/28/07 | Elect Director Masanori Saito | M | Yes | For | For | ||||||||
Mitsubishi Electric Corp. | 6503 | J43873116 | 06/28/07 | Elect Director Akira Sugiyama | M | Yes | For | For | ||||||||
Mitsubishi Electric Corp. | 6503 | J43873116 | 06/28/07 | Elect Director Kazuo Sawamoto | M | Yes | For | For | ||||||||
Mitsubishi Electric Corp. | 6503 | J43873116 | 06/28/07 | Elect Director Fumitada Shimana | M | Yes | For | For | ||||||||
Mitsubishi Electric Corp. | 6503 | J43873116 | 06/28/07 | Elect Director Hiroyoshi Murayama | M | Yes | For | For | ||||||||
Mitsubishi Electric Corp. | 6503 | J43873116 | 06/28/07 | Elect Director Shunji Yanai | M | Yes | For | For | ||||||||
Mitsubishi Electric Corp. | 6503 | J43873116 | 06/28/07 | Elect Director Osamu Shigeta | M | Yes | For | For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | Against | Against | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | Against | Against | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Approve Retirement Bonuses for Director and Statutory Auditor and Special Payments to Continuing Statutory Auditors in Connection with Abolition of Retirement Bonus System | M | Yes | Against | Against | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Amend Articles to: Increase Number of Statutory Auditors | M | Yes | For | For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
Mitsubishi Gas Chemical Co. Inc. | 4182 | J43959113 | 06/28/07 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J4706D100 | 06/28/07 | Approve Retirement Bonuses for Directors and Statutory Auditors | M | Yes | Against | Against | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J4706D100 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J4706D100 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J4706D100 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J4706D100 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J4706D100 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J4706D100 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J4706D100 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J4706D100 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J4706D100 | 06/28/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
Mitsubishi UFJ Lease & Finance Co. (formerly Diamond Lease Co.) | 8593 | J4706D100 | 06/28/07 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | M | Yes | For | For | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | Against | Against | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | Against | Against | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Approve Deep Discount Stock Option Plan | M | Yes | Against | Against | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Approve Allocation of Income, with a Final Dividend of JY 11.5 | M | Yes | For | For | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Approve Retirement Bonuses for Directors | M | Yes | For | For | ||||||||
Nikon Corp. | 7731 | 654111103 | 06/28/07 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | M | Yes | For | For | ||||||||
Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | Against | Against | ||||||||
Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | 06/28/07 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4000, Final JY 4000, Special JY 0 | M | Yes | For | For | ||||||||
Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Nippon Telegraph & Telephone Corp. | 9432 | J59396101 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Approve Allocation of Income, with a Final Dividend of JY 24 | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Olympus Corp. (formerly Olympus Optical) | 7733 | J61240107 | 06/28/07 | Appoint Alternate Internal Statutory Auditor | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Approve Allocation of Income, with a Final Dividend of JY 8.5 | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Sumitomo Trust & Banking Co. Ltd. | 8403 | J77970101 | 06/28/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | 06/28/07 | Approve Allocation of Income, with a Final Dividend of JY 68 | M | Yes | For | For | ||||||||
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | 06/28/07 | Amend Articles to: Limit Directors’ Legal Liability - Limit Liability of Statutory Auditors - Reduce Directors’ Term in Office | M | Yes | For | For | ||||||||
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | 06/28/07 | Approve Appointment of External Audit Firm | M | Yes | For | For | ||||||||
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | 06/28/07 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | M | Yes | For | For | ||||||||
Takeda Pharmaceutical Co. Ltd. | 4502 | J8129E108 | 06/28/07 | Approve Retirement Bonuses for Director and Statutory Auditor | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | Against | Against | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Approve Allocation of Income, with a Final Dividend of JY 60 | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Approve Deep Discount Stock Option Plan | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Approve Executive Stock Option Plan | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Elect Director | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Appoint Internal Statutory Auditor | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Approve Payment of Annual Bonuses to Directors | M | Yes | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Approve Retirement Bonuses for Director and Statutory Auditor | M | Yes | For | For |
International Equity Fund - Boston
Issuer of Portfolio Security | Exchange | CUSIP # | Shareholder | Summary of Matter Voted On | Who Proposed Matter: Management / Shareholder | Whether | Fund’s Vote For | Fund’s Vote For | ||||||||
TDK Corp. | 6762 | J82141136 | 06/28/07 | Approve Retirement Bonus for Statutory Auditor | M | Yes | For | For | ||||||||
Elisa Corporation (frm.HPY Holding) | X1949T102 | 06/28/07 | Approve EUR 530.4 Million Decrease in Share Premium Fund | M | Yes | For | For | |||||||||
Elisa Corporation (frm.HPY Holding) | X1949T102 | 06/28/07 | Approve Special Dividend of EUR 165 Million in Aggregate | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Resolves that the Company Takes Appropriate Measures to be Independently Audited; Resolves that the Company Ensures a Workplace Human Rights Policy | S | Yes | Against | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Accept Financial Statements and Statutory Reports | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Approve Remuneration Report | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Approve Final Dividend of 6.83 Pence Per Ordinary Share | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Re-elect Mervyn Davies as Director | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Re-elect Harald Einsmann as Director | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Re-elect Ken Hydon as Director | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Re-elect David Potts as Director | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Re-elect David Reid as Director | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Elect Lucy Neville-Rolfe as Director | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Authorise Board to Fix Remuneration of Auditors | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 130.8 Million | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19.8 Million | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Authorise 793.4 Million Ordinary Shares for Market Purchase | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Authorise Tesco Stores Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Adopt New Articles of Association | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Approve Tesco Plc Group New Business Incentive Plan 2007 | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Approve Tesco Plc US Long-Term Incentive Plan 2007 | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Amend Tesco Plc Performance Share Plan 2004 | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Approve Executive Incentive Plan 2004 for US Participants | M | Yes | For | For | |||||||||
Tesco plc | G87621101 | 06/29/07 | Approve International Bonus Plan for US Participants | M | Yes | For | For |
International Equity Fund - Pan Agora
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Receive Financial Statements and Statutory Reports for Fiscal 2006 | 1 | None | None | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Approve Allocation of Income and Dividends of EUR 1.50 per Share | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Approve Discharge of Management Board for Fiscal 2006 | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Approve Discharge of Supervisory Board for Fiscal 2006 | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Approve Creation of EUR 80 Million Pool of Capital without Preemptive Rights | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Approve Stock Bonus Plan for Key Employees; Approve Creation of EUR 9 Million Pool of Capital for Stock Bonus Plan | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Elect Clemens Boersig to the Supervisory Board | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Elect Arne Wittig as Alternate Supervisory Board Member | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Elect Guenter Hugger as Alternate Supervisory Board Member | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Change Location of Registered Office to Munich, Germany | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Amend Corporate Purpose | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Approve Decrease in Size of Supervisory Board to Twelve Members | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Approve Remuneration of Supervisory Board | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Amend Articles Re: Proxy Voting at General Meeting | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Amend Articles Re: Allow Electronic Publication of Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Linde AG | NULL | D50348107 | 5-Jun-07 | M | Amend Articles Re: Allow Electronic Distribution of Company Communications | 1 | For | For | ||||||||
Metro AG | NULL | D53968125 | 23-May-07 | M | Receive Financial Statements and Statutory Reports for Fiscal 2006; Approve Allocation of Income and Dividends of EUR 1.12 per Common Share and EUR 1.232 per Preference Share | 1 | For | For | ||||||||
Metro AG | NULL | D53968125 | 23-May-07 | M | Approve Discharge of Management Board for Fiscal 2006 | 1 | For | For | ||||||||
Metro AG | NULL | D53968125 | 23-May-07 | M | Approve Discharge of Supervisory Board for Fiscal 2006 | 1 | For | For | ||||||||
Metro AG | NULL | D53968125 | 23-May-07 | M | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | 1 | For | For | ||||||||
Metro AG | NULL | D53968125 | 23-May-07 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Metro AG | NULL | D53968125 | 23-May-07 | M | Approve Creation of EUR 40 Million Pool of Capital without Preemptive Rights (Pool of Capital I) | 1 | For | For | ||||||||
Metro AG | NULL | D53968125 | 23-May-07 | M | Approve Creation of EUR 60 Million Pool of Capital without Preemptive Rights (Pool of Capital II) | 1 | For | For | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Receive Financial Statements and Statutory Reports for Fiscal 2006 | 1 | None | None | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Approve Allocation of Income and Dividends of EUR 4 per Share | 1 | For | For | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Approve Discharge of Management Board for Fiscal 2006 | 1 | For | For | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Approve Discharge of Supervisory Board for Fiscal 2006 | 1 | For | For | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Ratify KPMG AG as Auditors for Fiscal 2007 | 1 | For | For | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | 1 | For | For | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Authorize Use of Financial Derivatives When Repurchasing Shares | 1 | For | For | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Elect Theo Siegert to the Supervisory Board | 1 | For | For | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Confirm 2006 AGM Election of Clemens Boersig as Supervisory Board Member | 1 | For | For | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Approve Remuneration of Supervisory Board | 1 | For | For | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Amend Articles Re: Allow Electronic Distribution of Company Communications | 1 | For | For | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Amend Articles Re: Regional Advisory Councils | 1 | For | For | ||||||||
Deutsche Bank AG | NULL | D18190898 | 24-May-07 | M | Approve Creation of EUR 85 Million Pool of Capital without Preemptive Rights | 1 | For | For | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Receive Financial Statements and Statutory Reports for Fiscal 2006 | 1 | None | None | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Approve Allocation of Income and Dividends of EUR 0.72 per Share | 1 | For | For | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Approve Discharge of Management Board for Fiscal 2006 | 1 | For | For | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Approve Discharge of Supervisory Board for Fiscal 2006 | 1 | For | For | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Ratify PricewaterhouseCoopers AG and Ernst & Young AG as Joint Auditors for Fiscal 2007 | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Approve Cancellation of Unused Capital Pools | 1 | For | For | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Amend Articles Re: Allow Electronic Distribution of Company Communications | 1 | For | For | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Elect Lawrence Guffey to the Supervisory Board | 1 | For | For | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Elect Ulrich Hocker to the Supervisory Board | 1 | For | For | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Approve Affiliation Agreement with T-Mobile International AG | 1 | For | For | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Approve Affiliation Agreement with Subsidiary Plinius Telekommunikationsdienste GmbH | 1 | For | For | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Approve Affiliation Agreement with Subsidiary Sallust Telekommunikationsdienste GmbH | 1 | For | For | ||||||||
Deutsche Telekom AG | NULL | D2035M136 | 3-May-07 | M | Approve Affiliation Agreement with Subsidiary Tibull Telekommunikationsdienste GmbH | 1 | For | For | ||||||||
Deutsche Post AG | NULL | D19225107 | 8-May-07 | M | Receive Financial Statements and Statutory Reports for Fiscal 2006 | 1 | None | None | ||||||||
Deutsche Post AG | NULL | D19225107 | 8-May-07 | M | Approve Allocation of Income and Dividends of EUR 0.75 per Share | 1 | For | For | ||||||||
Deutsche Post AG | NULL | D19225107 | 8-May-07 | M | Approve Discharge of Management Board for Fiscal 2006 | 1 | For | For | ||||||||
Deutsche Post AG | NULL | D19225107 | 8-May-07 | M | Approve Discharge of Supervisory Board for Fiscal 2006 | 1 | For | For | ||||||||
Deutsche Post AG | NULL | D19225107 | 8-May-07 | M | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2007 | 1 | For | For | ||||||||
Deutsche Post AG | NULL | D19225107 | 8-May-07 | M | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Deutsche Post AG | NULL | D19225107 | 8-May-07 | M | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 56 Million Pool of Capital to Guarantee Conversion Rights | 1 | For | For | ||||||||
Deutsche Post AG | NULL | D19225107 | 8-May-07 | M | Elect Ingrid Matthaeus-Maier to the Supervisory Board | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Approve Allocation of Income and Dividends of EUR 1.06 per Share | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Approve Transaction with Groupe Schneider | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Reelect Jean-Rene Fourtou as Supervisory Board Member | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Reelect Leo Apotheker as as Supervisory Board Member | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Reelect Gerard Mestrallet as Supervisory Board Member | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Reelect Ezra Suleiman as Supervisory Board Member | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Elect Henri Jean-Martin Folz as Supervisory Board Member | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Elect Giuseppe Mussari as Supervisory Board Member | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.1 Million | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 1 | For | Against | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | 1 | For | Against | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities | 1 | For | Against | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Approve Issuance of Securities Convertible into Debt | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Approve Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Authorize up to 0.7 Percent of Issued Capital for Use in Restricted Stock Plan | 1 | For | Against | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Amend Articles of Association Re: Shareholding Employee Representative Supervisory Board Member | 1 | For | For | ||||||||
Axa SA (Formerly Axa-Uap) | NULL | F06106102 | 14-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Approve Allocation of Income and Dividends of EUR 3.10 per Share | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Ratify Appointment of Suzanne Berger Keniston as Director | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Reelect Louis Schweitzer as Director | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Amend Resolution 15 Adopted by General Meeting on May 18, 2005: Restricted Stock Plan | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Amend Resolution 22 Adopted by General Meeting on May 23, 2006: Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Approve Merger by Absorption of BNL by BNP Paribas | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Approve Merger by Absorption of the Compagnie Immobiliere de France by BNP Paribas | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Approve Merger by Absorption of Societe Immobiliere du 36 avenue de l’Opera by BNP Paribas | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Approve Merger by Absorption of CAPEFI by BNP Paribas | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
BNP Paribas SA (Fm. Banque Nationale De Paris) | NULL | F1058Q238 | 15-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
Deutsche Boerse AG | NULL | D1882G119 | 11-May-07 | M | Receive Financial Statements and Statutory Reports for Fiscal 2006 | 1 | None | None | ||||||||
Deutsche Boerse AG | NULL | D1882G119 | 11-May-07 | M | Approve Allocation of Income and Dividends of EUR 3.40 per Share | 1 | For | For | ||||||||
Deutsche Boerse AG | NULL | D1882G119 | 11-May-07 | M | Approve Discharge of Management Board for Fiscal 2006 | 1 | For | For | ||||||||
Deutsche Boerse AG | NULL | D1882G119 | 11-May-07 | M | Approve Discharge of Supervisory Board for Fiscal 2006 | 1 | For | For | ||||||||
Deutsche Boerse AG | NULL | D1882G119 | 11-May-07 | M | Approve EUR 100 Million Capitalization of Reserves; Approve 2:1 Stock Split | 1 | For | For | ||||||||
Deutsche Boerse AG | NULL | D1882G119 | 11-May-07 | M | Approve Creation of EUR 14 Million Pool of Capital without Preemptive Rights (Authorized Capital III) | 1 | For | For | ||||||||
Deutsche Boerse AG | NULL | D1882G119 | 11-May-07 | M | Approve Stock Bonus Plan for Key Employees; Approve Creation of EUR 6 Million Pool of Capital for Stock Bonus Plan | 1 | For | For | ||||||||
Deutsche Boerse AG | NULL | D1882G119 | 11-May-07 | M | Authorize Share Repurchase Program and Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | 1 | For | For | ||||||||
Deutsche Boerse AG | NULL | D1882G119 | 11-May-07 | M | Amend Articles Re: Allow Electronic Distribution of Company Communications | 1 | For | For | ||||||||
Deutsche Boerse AG | NULL | D1882G119 | 11-May-07 | M | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | 1 | For | For | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Approve Financial Statements and Discharge Directors | 1 | For | For | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Approve Allocation of Income and Dividends of EUR 1.40 per Share | 1 | For | For | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Reelect Bernard Arnault as Director | 1 | For | For | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Reelect Delphine Arnault-Gancia as Director | 1 | For | Against | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Reelect Jean Arnault as Director | 1 | For | Against | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Reelect Nicholas Clive-Worms as Director | 1 | For | Against | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Reelect Patrick Houel as Director | 1 | For | Against | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Reelect Felix G. Rohatyn as Director | 1 | For | Against | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Reelect Hubert Vedrine as Director | 1 | For | For | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Reappoint Kilian Hennessy as Censor | 1 | For | For | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 1 | For | For | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 million | 1 | For | For | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 million | 1 | For | For | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions or Share Exchange Offers | 1 | For | Against |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Approve Issuance of Shares Up to EUR 30 Million for the Benefit of Credit and Insurance Institutions | 1 | For | Against | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | 1 | For | Against | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Amend Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Lvmh Moet Hennessy Louis Vuitton | NULL | F58485115 | 10-May-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
OMV AG | NULL | A51460110 | 24-May-07 | M | Receive Financial Statements and Statutory Reports | 0 | None | NULL | ||||||||
OMV AG | NULL | A51460110 | 24-May-07 | M | Approve Allocation of Income | 0 | For | NULL | ||||||||
OMV AG | NULL | A51460110 | 24-May-07 | M | Approve Discharge of Management and Supervisory Board | 0 | For | NULL | ||||||||
OMV AG | NULL | A51460110 | 24-May-07 | M | Approve Remuneration of Supervisory Board Members | 0 | For | NULL | ||||||||
OMV AG | NULL | A51460110 | 24-May-07 | M | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights; Approve Creation of EUR 36.4 Million Pool of Capital to Guarantee Conversion Rights | 0 | For | NULL | ||||||||
OMV AG | NULL | A51460110 | 24-May-07 | M | Amend Articles Re: Participation of Supervisory Board Members at Annual Meeting; Distribution of Company Communications | 0 | For | NULL | ||||||||
OMV AG | NULL | A51460110 | 24-May-07 | M | Approve 2007 Stock Option Plan | 0 | For | NULL | ||||||||
OMV AG | NULL | A51460110 | 24-May-07 | M | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | 0 | For | NULL | ||||||||
OMV AG | NULL | A51460110 | 24-May-07 | M | Ratify Auditors | 0 | For | NULL | ||||||||
XSTRATA PLC | NULL | G9826T102 | 8-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
XSTRATA PLC | NULL | G9826T102 | 8-May-07 | M | Approve Final Dividend of 30 US Cents Per Ordinary Share | 1 | For | For | ||||||||
XSTRATA PLC | NULL | G9826T102 | 8-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
XSTRATA PLC | NULL | G9826T102 | 8-May-07 | M | Re-elect Mick Davis as Director | 1 | For | For | ||||||||
XSTRATA PLC | NULL | G9826T102 | 8-May-07 | M | Re-elect Trevor Reid as Director | 1 | For | For | ||||||||
XSTRATA PLC | NULL | G9826T102 | 8-May-07 | M | Re-elect Sir Steve Robson as Director | 1 | For | For | ||||||||
XSTRATA PLC | NULL | G9826T102 | 8-May-07 | M | Re-elect David Rough as Director | 1 | For | For | ||||||||
XSTRATA PLC | NULL | G9826T102 | 8-May-07 | M | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | 1 | For | For | ||||||||
XSTRATA PLC | NULL | G9826T102 | 8-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 161,663,784.50 | 1 | For | For | ||||||||
XSTRATA PLC | NULL | G9826T102 | 8-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 24,249,567.50 | 1 | For | For | ||||||||
XSTRATA PLC | NULL | G9826T102 | 8-May-07 | M | Authorise the Company to Use Electronic Communications | 1 | For | For | ||||||||
XSTRATA PLC | NULL | G9826T102 | 8-May-07 | M | Approve Cancellation of 13,609,948,397 of the Authorised But Unissued Ordinary Shares from Share Premium Account | 1 | For | For | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Open Meeting | 0 | None | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Receive Directors’ and Auditors’ Reports | 0 | None | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | 0 | None | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Accept Financial Statements | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Approve Allocation of Income (ONLY FOR BELGIAN MEETING) | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Receive Information on Dividend Policy | 0 | None | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Approve Allocation of Income and Dividends of EUR 0.82 per Share | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Approve Discharge of Directors (Equals Item 2.3 For Dutch Meeting) | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Approve Discharge of Auditors (ONLY FOR BELGIAN MEETING) | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Discussion on Company’s Corporate Governance Structure | 0 | None | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Elect Philippe Bodson as Director | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Elect Jan Michiel Hessels as Director | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Elect Ronald Sandler as Director | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Elect Piet Van Waeyenberge as Director | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Elect Herman Verwilst as Director | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital (Equals Item 5 For Dutch Meeting) | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Authorize Selling of Repurchased Shares (ONLY FOR BELGIAN MEETING) | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Amend Article 10 of Bylaws Regarding Type of Shares | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Amend Articles of Bylaws Regarding Board and Management | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Change Date of Annual Meeting | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Amend Articles Regarding Voting Formalities | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Amend Articles Regarding Dividend | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | 0 | For | NULL | ||||||||
Fortis SA/NV | NULL | B4399L102 | 23-May-07 | M | Close Meeting | 0 | None | NULL | ||||||||
Swatch Group AG | NULL | H83949141 | 11-May-07 | M | Accept Financial Statements and Statutory Reports | 0 | For | NULL | ||||||||
Swatch Group AG | NULL | H83949141 | 11-May-07 | M | Approve Discharge of Board and Senior Management | 0 | For | NULL | ||||||||
Swatch Group AG | NULL | H83949141 | 11-May-07 | M | Approve Allocation of Income and Dividends of CHF 0.70 per Registered Share and CHF 3.50 per Bearer Share | 0 | For | NULL |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Swatch Group AG | NULL | H83949141 | 11-May-07 | M | Reelect Esther Grether, Nayla Hayek, Peter Gross, Nicolas Hayek, Claude Nicollier, Johann Schneider-Ammann and Ernst Tanner as Directors | 0 | For | NULL | ||||||||
Swatch Group AG | NULL | H83949141 | 11-May-07 | M | Ratify PricewaterhouseCoopers AG as Auditors | 0 | For | NULL | ||||||||
Swatch Group AG | NULL | H83949141 | 11-May-07 | M | Approve CHF 3.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | 0 | For | NULL | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Approve Allocation of Income and Dividends of EUR 1.87 per Share | 1 | For | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 1 | For | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Reelect Thierry Desmarest as Director | 1 | For | Against | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Reelect Thierry De Rudder as Director | 1 | For | Against | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Reelect Serge Tchuruk as Director | 1 | For | Against | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Reelect Daniel Boeuf as Director | 1 | For | Against | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Elect Philippe Marchandise as Director | 1 | Against | Against | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Elect Mohammed Zaki as Director | 1 | Against | Against | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.1 million | 1 | For | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 bn | 1 | For | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.8 bn | 1 | For | Against | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Approve Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Approve Stock Option Plans Grants | 1 | For | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Amend Articles of Association Re: Attend Board Meetings Through Videoconference and Telecommunication | 1 | For | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | M | Amend Articles of Association Re: Attend and Vote to the General Meetings through Videoconference and Telecommunication | 1 | For | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | S | Amend Articles of Association Re: Appointment of Employee Shareholder Representative | 1 | Against | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | S | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan to the Benefit of All Company Employees | 1 | Against | For | ||||||||
Total SA (Formerly Total Fina Elf S.A ) | NULL | F92124100 | 11-May-07 | S | Amend Article 18 al. 7 of Bylaws Re: Remove Voting Rights Limitation | 1 | Against | For | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Approve Allocation of Income and Dividends of EUR 1.35 per Share | 1 | For | For | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Reelect Jean-Philippe Peugeot as Supervisory Board Member | 1 | For | Against | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Ratify Appointment and Reelect Robert Peugeot as Supervisory Board Member | 1 | For | Against | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Elect Henri Philippe Reichstul as Supervisory Board Member | 1 | For | Against | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Elect Geoffroy Roux de Bezieux as Supervisory Board Member | 1 | For | Against | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Authorize Repurchase of Up to 16 Million Peugeot Shares | 1 | For | For | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 165 Million | 1 | For | For | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 165 Million | 1 | For | For | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | 1 | For | For | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Approve Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Allow Board to Issue Shares under Items 9-14 in the Event of a Public Tender Offer or Share Exchange Offer | 1 | For | Against | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | 1 | For | Against | ||||||||
Peugeot S.A. | NULL | F72313111 | 23-May-07 | M | Approve Stock Option Plans Grants | 1 | For | For | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Approve Non-Tax Deductible Expenses | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Approve Allocation of Income and Dividends of EUR 1.05 per Share | 1 | For | For | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | Against | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Ratify Appointment of Paolo Scaroni as Director | 1 | For | For | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Ratify Appointment of Augustin de Romanet de Beaune as Director | 1 | For | Against | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Ratify KPMG SA as Auditor | 1 | For | For | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Ratify Philippe Mathis as Alternate Auditor | 1 | For | For | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | Against | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Amend Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Approve Employee Stock Purchase Plan for International Employees | 1 | For | For | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | 1 | For | Against | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | 1 | For | Against | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Grant Authority to Board to Implement Antitakeover Measures During a Takeover | 1 | For | Against | ||||||||
Veolia Environnement (Formerly Vivendi Environment) | NULL | F9686M107 | 10-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Approve Allocation of Income and Dividends of EUR 1.70 per Share | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Ratify Appointment of Bernard Cusenier as Director | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Reelect Gerard Mestrallet as Director | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Reelect Denis Ranque as Director | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Elect Robert Chevrier as Director | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Elect Yuko Harayama as Director | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Ratify Fabrice Odent as Alternate Auditor | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 590 million | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 295 million | 1 | For | Against | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Authorize Capitalization of Reserves of Up to EUR 74 Million for Bonus Issue or Increase in Par Value | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Approve Employee Savings-Related Share Purchase Plan | 1 | For | Against | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Approve Stock Option Plans Grants | 1 | For | Against | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Authorize up to One Percent of Issued Capital for Use in Restricted Stock Plan | 1 | For | Against | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | 1 | For | For | ||||||||
Compagnie De Saint Gobain | NULL | F80343100 | 7-Jun-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
Societe Generale | NULL | F43638141 | 14-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Societe Generale | NULL | F43638141 | 14-May-07 | M | Approve Allocation of Income and Dividends of EUR 5.20 per Share | 1 | For | For | ||||||||
Societe Generale | NULL | F43638141 | 14-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Societe Generale | NULL | F43638141 | 14-May-07 | M | Approve Transaction with a Related-Party | 1 | For | For | ||||||||
Societe Generale | NULL | F43638141 | 14-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
Societe Generale | NULL | F43638141 | 14-May-07 | M | Reelect Daniel Bouton as Director | 1 | For | For | ||||||||
Societe Generale | NULL | F43638141 | 14-May-07 | M | Reelect Anthony Wyand as Director | 1 | For | Against | ||||||||
Societe Generale | NULL | F43638141 | 14-May-07 | M | Elect Jean-Martin Folz as Director | 1 | For | For | ||||||||
Societe Generale | NULL | F43638141 | 14-May-07 | M | Approve Remuneration of Directors in the Aggregate Amount of EUR 780,000 | 1 | For | For | ||||||||
Societe Generale | NULL | F43638141 | 14-May-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 1 | For | Against | ||||||||
Societe Generale | NULL | F43638141 | 14-May-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
Societe Generale | NULL | F43638141 | 14-May-07 | M | Amend Articles Re: Director Holding | 1 | For | For | ||||||||
Societe Generale | NULL | F43638141 | 14-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
EADS, European Aeronautic Defence & Space N.V. | NULL | F17114103 | 4-May-07 | M | Approve Board Report Including Chapter on Corporate Governance | 0 | For | NULL | ||||||||
EADS, European Aeronautic Defence & Space N.V. | NULL | F17114103 | 4-May-07 | M | Approve Financial Statements and Statutory Reports | 0 | For | NULL | ||||||||
EADS, European Aeronautic Defence & Space N.V. | NULL | F17114103 | 4-May-07 | M | Approve Allocation of Income and Dividends | 0 | For | NULL | ||||||||
EADS, European Aeronautic Defence & Space N.V. | NULL | F17114103 | 4-May-07 | M | Approve Discharge of Board of Directors | 0 | For | NULL | ||||||||
EADS, European Aeronautic Defence & Space N.V. | NULL | F17114103 | 4-May-07 | M | Ratify Ernst & Young and KPMG Accountants as Auditors | 0 | For | NULL | ||||||||
EADS, European Aeronautic Defence & Space N.V. | NULL | F17114103 | 4-May-07 | M | Elect Michel Pebereau to Board of Directors | 0 | For | NULL | ||||||||
EADS, European Aeronautic Defence & Space N.V. | NULL | F17114103 | 4-May-07 | M | Elect Bodo Uebber to Board of Directors | 0 | For | NULL |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
EADS, European Aeronautic Defence & Space N.V. | NULL | F17114103 | 4-May-07 | M | Amend Articles | 0 | For | NULL | ||||||||
EADS, European Aeronautic Defence & Space N.V. | NULL | F17114103 | 4-May-07 | M | Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights | 0 | For | NULL | ||||||||
EADS, European Aeronautic Defence & Space N.V. | NULL | F17114103 | 4-May-07 | M | Cancellation of Shares Repurchased by the Company | 0 | For | NULL | ||||||||
EADS, European Aeronautic Defence & Space N.V. | NULL | F17114103 | 4-May-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 0 | For | NULL | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Declare the Final Dividend | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Adrian Burke as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Kieran Crowley as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Colm Doherty as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Donal Forde as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Dermot Gleeson as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Don Godson as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Anne Maher as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Daniel OConnor as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect John ODonnell as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Sean ODriscoll as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Jim OLeary as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Eugene J Sheehy as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Bernard Somers as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Michael J Sullivan as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Robert G Wilmers as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Reelect Jennifer Winter as a Director | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Authorize Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Authorize Share Repurchase | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Authorize Reissuance of Repurchased Shares | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | M | Amend the rules of the AIB Group Performance Share Plan 2005 | 1 | For | For | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | S | Remove KPMG as Auditors | 1 | Against | Against | ||||||||
Allied Irish Banks Plc | NULL | G02072117 | 9-May-07 | S | Elect Niall Murphy, a Shareholder-Nominee, as a Director | 1 | Against | Against | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Receive Report of Management Board | 0 | None | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Approve Allocation of Income and Dividends | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Discussion on Company’s Corporate Governance Structure | 0 | None | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Approve Discharge of Executive Directors | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Approve Discharge of Non-Executive Directors | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect P.J. Cescau as Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect C.J. van der Graaf as Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect R.D. Kugler as Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect Rt Han The Lord Brittan of Spennithorne as non-Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect W. dik as non-Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect C.E. Golden as non-Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect B.E. Grote as non-Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect Lord Simon of Highbury as non-Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect J.C. Spinetta as non-Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect K.J. Storm as non-Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect J. van der Veer as non-Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect G. Berger as non-Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect N. Murthy as non-Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect H. Nyasulu as non-Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Elect M. Treschow as non-Executive Director | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Approve Long Term Incentive Plan | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Approve Remuneration of Non-executive Directors | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Amend Articles to Reflect Recommendations of Dutch Corporate Governance Code and Amendments to Book 2 of Dutch Civil Code on Two-tiered Company Regime | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Ratify PricewaterhouseCoopers as Auditors | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 0 | For | NULL | ||||||||
Unilever N.V. | NULL | N8981F271 | 15-May-07 | M | Allow Questions | 0 | None | NULL | ||||||||
Norsk Hydro Asa | NULL | R61115102 | 8-May-07 | M | Approve Financial Accounts and Annual Report; Allocation of Income and Dividends of NOK 5 per Share | 1 | For | For | ||||||||
Norsk Hydro Asa | NULL | R61115102 | 8-May-07 | M | Approve Remuneration of Auditors | 1 | For | For | ||||||||
Norsk Hydro Asa | NULL | R61115102 | 8-May-07 | M | Amend Articles Re: Provisions and Structure of the Nominating Committee | 1 | For | For | ||||||||
Norsk Hydro Asa | NULL | R61115102 | 8-May-07 | M | Elect Members of Nominating Committee | 1 | For | For | ||||||||
Norsk Hydro Asa | NULL | R61115102 | 8-May-07 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Re-elect Philip Broadley as Director | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Re-elect Michael Garrett as Director | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Re-elect Bridget Macaskill as Director | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Re-elect Clark Manning as Director | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Elect Barry Stowe as Director | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Reappoint KPMG Audit Plc as Auditors of the Company | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Approve Final Dividend of 11.72 Pence Per Ordinary Share | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Authorise the Company to Make EU Political Organisation Donations and to Incur EU Political Expenditure up to GBP 50,000 | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,740,000 | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,110,000 | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Authorise 244,000,000 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Approve Scrip Dividend Program | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Amend Articles of Association Re: Electronic Communications | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Amend Articles of Association Re: Evergreen Scrip Dividend Scheme | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Amend Articles of Association Re: Indemnification | 1 | For | For | ||||||||
Prudential plc | NULL | G72899100 | 17-May-07 | M | Amend Articles of Association Re: Jurisdiction of English Court | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Confirm First Interim Dividend of 4.15 Pence and Second Interim Dividend of 4.75 Pence Per Ordinary Share | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Re-elect Lord Butler as Director | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Re-elect Adri Baan as Director | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Re-elect David Hamill as Director | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Re-elect Baroness Noakes as Director | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Reappoint KPMG Audit Plc as Auditors of the Company | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Amend Imperial Chemical Industries Plc Performance Growth Plan | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Amend the Rules to Change the Dilution Limits of the Imperial Chemical Industries Plc Performance Growth Plan | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Authorise the Company to Use Electronic Shareholder Communications | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 205,281,345 | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 59,735,933 | 1 | For | For | ||||||||
Imperial Chemical Industries plc | NULL | G47194223 | 23-May-07 | M | Authorise 119,471,865 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Approve Final Dividend of 9.9 Pence Per Ordinary Share | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Re-elect Sir John Sunderland as Director | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Re-elect Rosemary Thorne as Director | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Re-elect David Thompson as Director | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Elect Sanjiv Ahuja as Director | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Elect Raymond Viault as Director | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Reappoint Deloitte & Touche LLP as Auditors of the Company | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Amend Cadbury Schweppes Long Term Incentive Plan 2004; Amend Cadbury Schweppes Share Option Plan 2004; Amend Cadbury Schweppes (New Issue) Share Option Plan 2004 | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Authorise the Company to Use Electronic Communications | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 86,636,438 | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,126,733 | 1 | For | For | ||||||||
Cadbury Schweppes plc | NULL | G17444152 | 24-May-07 | M | Authorise up to GBP 26,253,466 for Market Purchase | 1 | For | For | ||||||||
STATOIL ASA | NULL | R8412T102 | 15-May-07 | M | Open Meeting | 1 | None | None |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
STATOIL ASA | NULL | R8412T102 | 15-May-07 | M | Registration of Attending Shareholders and Proxies | 1 | None | None | ||||||||
STATOIL ASA | NULL | R8412T102 | 15-May-07 | M | Elect Chairman of Meeting | 1 | For | For | ||||||||
STATOIL ASA | NULL | R8412T102 | 15-May-07 | M | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | 1 | For | For | ||||||||
STATOIL ASA | NULL | R8412T102 | 15-May-07 | M | Approve Notice of Meeting and Agenda | 1 | For | For | ||||||||
STATOIL ASA | NULL | R8412T102 | 15-May-07 | M | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 4 per Share and a Special Dividend of NOK 5.12 per Share | 1 | For | For | ||||||||
STATOIL ASA | NULL | R8412T102 | 15-May-07 | M | Approve Remuneration of Auditors | 1 | For | For | ||||||||
STATOIL ASA | NULL | R8412T102 | 15-May-07 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | 1 | For | For | ||||||||
STATOIL ASA | NULL | R8412T102 | 15-May-07 | M | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | 1 | For | For | ||||||||
STATOIL ASA | NULL | R8412T102 | 15-May-07 | M | Approve Purchase of Company’s Own Shares for Employee Share Savings Plan | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Elect Rijkman Groenink as Director | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Elect Rijkman Groenink as Director | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Re-elect Malcolm Brinded as Director | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Re-elect Malcolm Brinded as Director | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Re-elect Linda Cook as Director | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Re-elect Linda Cook as Director | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Re-elect Maarten van den Bergh as Director | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Re-elect Maarten van den Bergh as Director | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Re-elect Nina Henderson as Director | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Re-elect Nina Henderson as Director | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Re-elect Christine Morin-Postel as Director | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Re-elect Christine Morin-Postel as Director | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 150,000,000 | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 150,000,000 | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 22,000,000 | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 22,000,000 | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Authorise 644,000,000 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Authorise 644,000,000 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A100 | 15-May-07 | M | Authorise the Company to Make EU Political Organisation Donations up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | 1 | For | For | ||||||||
Royal Dutch Shell plc | NULL | G7690A118 | 15-May-07 | M | Authorise the Company to Make EU Political Organisation Donations up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | 1 | For | For | ||||||||
Solvay S.A. | NULL | B82095116 | 8-May-07 | M | Receive Directors’ and Auditors’ Reports | 0 | None | NULL | ||||||||
Solvay S.A. | NULL | B82095116 | 8-May-07 | M | Receive Report on Corporate Governance | 0 | None | NULL | ||||||||
Solvay S.A. | NULL | B82095116 | 8-May-07 | M | Approve Financial Statements for Fiscal Year 2006, and Allocation of Income | 0 | For | NULL | ||||||||
Solvay S.A. | NULL | B82095116 | 8-May-07 | M | Approve Discharge of Directors and Auditors | 0 | For | NULL | ||||||||
Solvay S.A. | NULL | B82095116 | 8-May-07 | M | Elect Charles Casimir-Lambert as Director | 0 | For | NULL | ||||||||
Solvay S.A. | NULL | B82095116 | 8-May-07 | M | Reelect Whitson Sadler as Director | 0 | For | NULL | ||||||||
Solvay S.A. | NULL | B82095116 | 8-May-07 | M | Confirm Whitson Sadler as Independent Director | 0 | For | NULL | ||||||||
Solvay S.A. | NULL | B82095116 | 8-May-07 | M | Reelect Deloitte, Represented by Michel Denayer, as Auditor | 0 | For | NULL | ||||||||
Solvay S.A. | NULL | B82095116 | 8-May-07 | M | Determine Remuneration of Auditor | 0 | For | NULL | ||||||||
Solvay S.A. | NULL | B82095116 | 8-May-07 | M | Reelect Deloitte, Represented by Ludo De Keulenaer, as Second Auditor | 0 | For | NULL | ||||||||
Solvay S.A. | NULL | B82095116 | 8-May-07 | M | Transact Other Business | 0 | None | NULL | ||||||||
ENEL SpA | NULL | T3679P115 | 23-May-07 | M | Accept Financial Statements, Consolidated Financial Statements and Statutory Reports for Fiscal Year 2007 | 0 | For | NULL | ||||||||
ENEL SpA | NULL | T3679P115 | 23-May-07 | M | Approve Allocation of Income | 0 | For | NULL | ||||||||
ENEL SpA | NULL | T3679P115 | 23-May-07 | M | Appoint Internal Statutory Auditors - Slate 1 | 0 | For | NULL | ||||||||
ENEL SpA | NULL | T3679P115 | 23-May-07 | M | Approve Remuneration of Primary Internal Auditors | 0 | For | NULL | ||||||||
ENEL SpA | NULL | T3679P115 | 23-May-07 | M | Extend External Auditors’ Mandate for the Three-Year Term 2008-2010 | 0 | For | NULL |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
ENEL SpA | NULL | T3679P115 | 23-May-07 | M | Approve 2007 Stock Option Plan for Top Management of Enel Spa and its Subsidiaries According to the Article 2359 of Italian Civil Code | 0 | For | NULL | ||||||||
ENEL SpA | NULL | T3679P115 | 23-May-07 | M | Amend Articles Re: 14.3, 14.5 and 20.4 of the Company’s Bylaws to Comply with the Italian Law 262/2005 and with the Legislative Decree 303/2006 | 0 | For | NULL | ||||||||
ENEL SpA | NULL | T3679P115 | 23-May-07 | M | Authorize Board of Directors to Increase Capital Up to EUR 27.92 Million for the Execution of the 2007 Stock Option Plan | 0 | For | NULL | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Approve Final Dividend of 32.04 Pence Per Ordinary Share | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Re-elect Patrick Cescau as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Re-elect Kees van der Graaf as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Re-elect Ralph Kugler as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Re-elect Lord Brittan of Spennithorne as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Re-elect Wim Dik as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Re-elect Charles Golden as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Re-elect Byron Grote as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Re-elect Lord Simon of Highbury as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Re-elect Jean-Cyril Spinetta as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Re-elect Kornelis Storm as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Re-elect Jeroen van der Veer as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Elect Genevieve Berger as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Elect Narayana Murthy as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Elect Hixonia Nyasulu as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Elect Michael Treschow as Director | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,450,000 | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Subject to the Passing of Resolution 21, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,000,000 | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Authorise 131,000,000 Ordinay Shares for Market Purchase | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Amend Articles of Association Re: E-Communications and Voting Rights | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Approve Increase in Remuneration of Non-Executive Directors to GBP 2,000,000 | 1 | For | For | ||||||||
Unilever plc | NULL | G92087165 | 16-May-07 | M | Approve Unilever Global Share Incentive Plan 2007 | 1 | For | For | ||||||||
Amp Limited | AMP | Q0344G101 | 17-May-07 | M | Receive Financial Report, Directors’ Report and Auditors’ Report for the Year Ended Dec 31, 2006 | 1 | None | None | ||||||||
Amp Limited | AMP | Q0344G101 | 17-May-07 | M | Elect Peter Mason as Director | 1 | For | For | ||||||||
Amp Limited | AMP | Q0344G101 | 17-May-07 | M | Elect Nora Scheinkestel as Director | 1 | For | For | ||||||||
Amp Limited | AMP | Q0344G101 | 17-May-07 | M | Approve Remuneration Report for the Year Ended Dec 31, 2006 | 1 | For | For | ||||||||
Amp Limited | AMP | Q0344G101 | 17-May-07 | M | Approve Capital Return to Shareholders of A$0.40 Per AMP Share | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Approve Final Dividend of 5.25 Pence Per Ordinary Share | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Re-elect Brian McGowan as Director | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Re-elect Ian Harley as Director | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Elect Peter Bamford as Director | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Elect Alan Giles as Director | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,048,109 | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 907,216 | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Authorise 90,721,600 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Authorise the Company to Make EU Political Organisation Donations up to EUD 200,000 and to Incur EU Political Expenditures up to EUD 50,000 | 1 | For | For | ||||||||
Rentokil Initial plc | NULL | G7494G105 | 3-May-07 | M | Authorise the Company to Communicate with Shareholders Electronically | 1 | For | For | ||||||||
Legal & General Group plc | NULL | G54404127 | 16-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Legal & General Group plc | NULL | G54404127 | 16-May-07 | M | Approve Final Dividend of 3.81 Pence Per Ordinary Share | 1 | For | For | ||||||||
Legal & General Group plc | NULL | G54404127 | 16-May-07 | M | Elect Rudy Markham as Director | 1 | For | For | ||||||||
Legal & General Group plc | NULL | G54404127 | 16-May-07 | M | Re-elect Kate Avery as Director | 1 | For | For | ||||||||
Legal & General Group plc | NULL | G54404127 | 16-May-07 | M | Re-elect John Pollock as Director | 1 | For | For | ||||||||
Legal & General Group plc | NULL | G54404127 | 16-May-07 | M | Re-elect Ronaldo Schmitz as Director | 1 | For | For | ||||||||
Legal & General Group plc | NULL | G54404127 | 16-May-07 | M | Re-elect James Strachan as Director | 1 | For | For | ||||||||
Legal & General Group plc | NULL | G54404127 | 16-May-07 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Legal & General Group plc | NULL | G54404127 | 16-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Legal & General Group plc | NULL | G54404127 | 16-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Legal & General Group plc | NULL | G54404127 | 16-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 8,165,650 | 1 | For | For | ||||||||
Legal & General Group plc | NULL | G54404127 | 16-May-07 | M | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 8,165,650 | 1 | For | For | ||||||||
Legal & General Group plc | NULL | G54404127 | 16-May-07 | M | Authorise 635,252,004 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Approve Final Dividend of 6.9 Pence Per Ordinary Share | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Re-elect Ulrich Cartellieri as Director | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Re-elect Michael Hartnall as Director | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Re-elect George Rose as Director | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Elect Walter Havenstein as Director | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Elect Ian King as Director | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Elect Sir Nigel Rudd as Director | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Reappoint KPMG Audit Plc as Auditors of the Company | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Authorise BAE Systems Marine Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Authorise BAE Systems (Operations) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Authorise BAE Systems Land Systems (Munitions & Ordnance) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Authorise BAE Systems Land Systems (Weapons & Vehicles) Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Authorise BAE Systems Hagglunds AB to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,664,742 | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,000,111 | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Authorise 320,008,915 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
BAE Systems plc | NULL | G06940103 | 9-May-07 | M | Authorise the Company to Use Electronic Communications | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Open Meeting | 1 | None | None | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Elect Chairman of Meeting | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Prepare and Approve List of Shareholders | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Approve Agenda of Meeting | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Acknowledge Proper Convening of Meeting | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Receive President’s Report | 1 | None | None | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Receive Financial Statements and Statutory Reports | 1 | None | None | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Approve Allocation of Income and Omission of Dividends | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Approve Discharge of Board and President | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Determine Number of Members (6) and Deputy Members (0) of Board | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.2 Million | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Elect Thomas Berglund (Chair), Gustaf Douglas, Anna Lindstroem, Ulf Mattsson, Dick Seger, and Ulrik Svensson as Directors | 1 | For | Against | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Elect Melker Schoerling, Gustaf Douglas (Chair), Annika Andersson, and Marianne Nilsson as Members of Nominating Committee | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Approve Stock Option Plan for Key Employees; Approve Creation of SEK 9.4 Million Pool of Capital to Guarantee Conversion Rights | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Amend Articles Re: Reduce Newspapers which Meeting Notice Is Published to Three | 1 | For | For | ||||||||
SECURITAS DIRECT AB | NULL | W8180M101 | 16-May-07 | M | Close Meeting | 1 | None | None | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Approve Allocation of Income and Dividends of EUR 0.80 per Share | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Reelect Patrick Kron as Director | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Reelect Candace Beinecke as Director | 1 | For | Against | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Reelect James W. Leng as Director | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Elect Jean-Martin Folz as Director | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Elect Klaus Mangold as Director | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Elect Alan Thomson as Director | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Approve Remuneration of Directors in the Aggregate Amount of EUR 650,000 | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | Against | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million | 1 | For | Against | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Authorize Issuance of Non-Convertible Bonds and other Debt Instruments in the Aggregate Value of EUR 2 Billion | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Amend Restricted Stock Plan Authorized on May 16, 2006 | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan | 1 | For | Against | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Amend Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Authorize Board to Issue Shares Reserved to Share Purchase Plan for Employees of Subsidiaries | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Approve Stock Option Plans Grants | 1 | For | Against | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Amend Article 9 of Company Bylaws: Board Functioning | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Amend Articles Re: Attend Board Meetings Through Videoconference and Telecommunication | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Amend Articles of Association Re: Ordinary General Meetings | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Amend Articles of Association Re: Special General Meetings | 1 | For | For | ||||||||
Alstom | NULL | F0259M475 | 26-Jun-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
OPAP (Greek Organisation of Football Prognostics SA) | NULL | X5967A101 | 6-Jun-07 | M | Receive Financial Statements and Statutory Reports (Non-Voting) | 0 | None | NULL | ||||||||
OPAP (Greek Organisation of Football Prognostics SA) | NULL | X5967A101 | 6-Jun-07 | M | Accept Financial Statements and Statutory Reports | 0 | For | NULL | ||||||||
OPAP (Greek Organisation of Football Prognostics SA) | NULL | X5967A101 | 6-Jun-07 | M | Approve Allocation of Income | 0 | For | NULL | ||||||||
OPAP (Greek Organisation of Football Prognostics SA) | NULL | X5967A101 | 6-Jun-07 | M | Approve Discharge of Board and Auditors | 0 | For | NULL | ||||||||
OPAP (Greek Organisation of Football Prognostics SA) | NULL | X5967A101 | 6-Jun-07 | M | Appoint Auditors and Deputy Auditors | 0 | For | NULL | ||||||||
OPAP (Greek Organisation of Football Prognostics SA) | NULL | X5967A101 | 6-Jun-07 | M | Approve Remuneration of President, CEO, and Board Secretary | 0 | For | NULL | ||||||||
OPAP (Greek Organisation of Football Prognostics SA) | NULL | X5967A101 | 6-Jun-07 | M | Approve Director Remuneration for 2007 | 0 | For | NULL | ||||||||
OPAP (Greek Organisation of Football Prognostics SA) | NULL | X5967A101 | 6-Jun-07 | M | Elect Directors | 0 | For | NULL | ||||||||
OPAP (Greek Organisation of Football Prognostics SA) | NULL | X5967A101 | 6-Jun-07 | M | Amend Company Articles of Association | 0 | For | NULL | ||||||||
OPAP (Greek Organisation of Football Prognostics SA) | NULL | X5967A101 | 6-Jun-07 | M | Other Business | 0 | For | NULL | ||||||||
INVESCO PLC (formerly Amvescap plc) | NULL | G4917N106 | 23-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
INVESCO PLC (formerly Amvescap plc) | NULL | G4917N106 | 23-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
INVESCO PLC (formerly Amvescap plc) | NULL | G4917N106 | 23-May-07 | M | Approve Final Dividend of USD 0.104 Per Ordinary Share | 1 | For | For | ||||||||
INVESCO PLC (formerly Amvescap plc) | NULL | G4917N106 | 23-May-07 | M | Re-elect Joseph Canion as Director | 1 | For | For | ||||||||
INVESCO PLC (formerly Amvescap plc) | NULL | G4917N106 | 23-May-07 | M | Re-elect Edward Lawrence as Director | 1 | For | For | ||||||||
INVESCO PLC (formerly Amvescap plc) | NULL | G4917N106 | 23-May-07 | M | Re-elect James Robertson as Director | 1 | For | For | ||||||||
INVESCO PLC (formerly Amvescap plc) | NULL | G4917N106 | 23-May-07 | M | Reappoint Ernst & Young LLP as Auditors and Authorise the Audit Committee to Determine Their Remuneration | 1 | For | For | ||||||||
INVESCO PLC (formerly Amvescap plc) | NULL | G4917N106 | 23-May-07 | M | Change Company Name to Invesco Plc | 1 | For | For | ||||||||
INVESCO PLC (formerly Amvescap plc) | NULL | G4917N106 | 23-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 21,240,000 | 1 | For | For | ||||||||
INVESCO PLC (formerly Amvescap plc) | NULL | G4917N106 | 23-May-07 | M | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 4,180,000 | 1 | For | For | ||||||||
INVESCO PLC (formerly Amvescap plc) | NULL | G4917N106 | 23-May-07 | M | Authorise 82,900,000 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
INVESCO PLC (formerly Amvescap plc) | NULL | G4917N106 | 23-May-07 | M | Authorise the Company to Use Electronic Communications; Amend Articles of Association Re: Electronic Communications | 1 | For | For | ||||||||
INVESCO PLC (formerly Amvescap plc) | NULL | G4917N106 | 23-May-07 | M | Amend Articles of Association Re: Directors’ Fees | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Altadis S.A. (formerly Tabacalera, S.A.) | NULL | E0432C106 | 27-Jun-07 | M | Approve Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended 12-31-06, Approve Allocation of Income and Distribution of Dividend, and Discharge Directors | 1 | For | For | ||||||||
Altadis S.A. (formerly Tabacalera, S.A.) | NULL | E0432C106 | 27-Jun-07 | M | Reelect Jean-Pierre Tirouflet as Board Member | 1 | For | For | ||||||||
Altadis S.A. (formerly Tabacalera, S.A.) | NULL | E0432C106 | 27-Jun-07 | M | Elect/Reelect Auditors for Company and Consolidated Group | 1 | For | For | ||||||||
Altadis S.A. (formerly Tabacalera, S.A.) | NULL | E0432C106 | 27-Jun-07 | M | Approve .Reduction in Capital Via Amortization of Treasury Shares | 1 | For | For | ||||||||
Altadis S.A. (formerly Tabacalera, S.A.) | NULL | E0432C106 | 27-Jun-07 | M | Amend Articles 8 (Calling of Meeting), 14 (Delegation and Representation), and 22 (Voting on Resolutions) of General Meeting Guidelines to Conform with Unified Code’s Recommendations | 1 | For | For | ||||||||
Altadis S.A. (formerly Tabacalera, S.A.) | NULL | E0432C106 | 27-Jun-07 | M | Authorize Repurchase of Shares | 1 | For | For | ||||||||
Altadis S.A. (formerly Tabacalera, S.A.) | NULL | E0432C106 | 27-Jun-07 | M | Authorize Board to Ratify and Execute Approved Resolutions | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Approve Final Dividend of 11.1 Pence Per Ordinary Share | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Elect Leslie Van de Walle as Director | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Elect Jean-Pierre Rodier as Director | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Elect Wolfgang Meusburger as Director | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Re-elect Michael Buzzacott as Director | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Re-elect Carl Symon as Director | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Approve Rexam Long-Term Incentive Plan 2007 | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Approve Executive Share Option Scheme 2007 | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Approve Rexam Savings Related Share Option Scheme 2007 | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Approve Rexam Savings Related Share Option Scheme 2007 (Republic of Ireland) | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Authorise Directors to Establish Share Schemes for Employees Outside the UK | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Approve Consolidation of All Unissued Unclassified Shares of 0.0001 Pence Each into 112,718,793 Ordinary Shares of 64 2/7 Pence Each and Cancellation of all Fractions of Unclassified Shares Not So Consolidated | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 125,000,000 | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 18,750,000 | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Authorise 58,300,000 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 3-May-07 | M | Authorise the Company to Use Electronic Communications | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Approve Final Dividend of 8.60 Pence Per Ordinary Share | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Re-elect Christopher Rodrigues as Director | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Elect John Jarvis as Director | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Elect Henry Staunton as Director | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Elect Brian Wallace as Director | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Authorise the Company to Make EU Political Donations and to Incur EU Political Expenditures up to GBP 10,000; Authorise Ladbrokes Betting & Gaming Ltd to Make EU Political Donations and to Incur EU Political Expenditures up to GBP 15,000 | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 58,794,737 | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 8,893,958 and up to Aggregate Nominal Amount of GBP 58,794,737 in Connection with a Rights Issue | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Authorise 62,780,884 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Amend Articles of Association Re: Electronic Communications | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Subject to the Passing of Resolution 13, Authorise the Company to Use Electronic Means to Convey Information to Shareholders | 1 | For | For | ||||||||
Ladbrokes plc | NULL | G5337D107 | 18-May-07 | M | Approve Ladbrokes Plc Performance Share Plan | 1 | For | For | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Approve Final Dividend of 8 Pence Per Ordinary Share | 1 | For | For | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Re-elect Phil Bentley as Director | 1 | For | For | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Re-elect Roger Carr as Director | 1 | For | For | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Elect Sam Laidlaw as Director | 1 | For | For | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Elect Nick Luff as Director | 1 | For | For | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | 1 | For | For | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Authorise the Company to Make EU Political Organisation Donations and to Incur EU Political Expenditures up to GBP 125,000 | 1 | For | For | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Authorise the Company to Use Electronic Communications | 1 | For | For | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 48,869,957 | 1 | For | For | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,306,502 | 1 | For | For | ||||||||
Centrica plc | NULL | G2018Z143 | 14-May-07 | M | Authorise 366,330,669 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Re-elect Wolfgang Berndt as Director | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Re-elect Ewan Brown as Director | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Re-elect Eric Daniels as Director | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Re-elect Helen Weir as Director | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Authorise Audit Committee to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 361,722,975, USD 39,750,000, EUD 40,000,000 and JPY 1,250,000,000 | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Subject to the Passing of Resolution 6, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 71,468,846 | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Authorise 571,750,770 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Approve Lloyds TSB Group Sharesave Scheme 2007 | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Authorise the Company to Use Electronic Communications | 1 | For | For | ||||||||
Lloyds TSB Group plc | NULL | G5542W106 | 9-May-07 | M | Subject to the Passing of Resolution 10, Amend Articles of Association Re: Electronic Communications | 1 | For | For | ||||||||
Old Mutual Plc | NULL | �� | G67395106 | 24-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | |||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Approve Final Dividend of 4.15 Pence Per Ordinary Share | 1 | For | For | ||||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Elect Jonathan Nicholls as Director | 1 | For | For | ||||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Elect Bongani Nqwababa as Director | 1 | For | For | ||||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Elect Lars Otterbeck as Director | 1 | For | For | ||||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Re-elect Christopher Collins as Director | 1 | For | For | ||||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Re-elect Julian Roberts as Director | 1 | For | For | ||||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Reappoint KPMG Audit Plc as Auditors of the Company | 1 | For | For | ||||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Authorise the Group Audit and Risk Committee to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Approve the Proposals Arising from the Closure of the Unclaimed Shares Trusts | 1 | For | For | ||||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 55,009,000 | 1 | For | For | ||||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 27,504,000 | 1 | For | For | ||||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Authorise 550,090,000 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Old Mutual Plc | NULL | G67395106 | 24-May-07 | M | Approve the Contingent Purchase Contracts Relating to Purchases of Shares on the JSE Limited and on the Malawi, Namibian, Stockholm and Zimbabwe Stock Exchanges up to 550,090,000 Ordinary Shares | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Approve Final Dividend of 15.30 Pence Per Ordinary Share | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Re-elect Gerard Devaux as Director | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Re-elect David Edmonds as Director | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Re-elect John Hirst as Director | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Re-elect Simon Melliss as Director | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Re-elect David Atkins as Director | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Elect Jacques Espinasse as Director | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Reappoint Deloitte & Touche LLP as Auditors of the Company | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 23,449,515 | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,565,024 | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Authorise 42,495,089 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Amend Articles of Association | 1 | For | For | ||||||||
Hammerson plc | NULL | G4273Q107 | 3-May-07 | M | Approve Hammerson Plc 2007 Long-Term Incentive Plan | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Approve Dividends | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Approve Dividends | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Elect D.M. Kennedy as a Director | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Elect D.M. Kennedy as a Director | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Elect T.V. Neill as a Director | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Elect T.V. Neill as a Director | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Elect W.I. O’Mahoney as a Director | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Elect W.I. O’Mahoney as a Director | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Elect W.P. Egan as a Director | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Elect W.P. Egan as a Director | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Elect D.N. O’Connor as a Director | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Elect D.N. O’Connor as a Director | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Authorize Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Authorize Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Nominal value of EUR 9,228,000 | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Nominal value of EUR 9,228,000 | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Fix Re-Issue Price of Treasury Shares | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Fix Re-Issue Price of Treasury Shares | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Amend Articles Articles of Association of the Company | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Amend Articles Articles of Association of the Company | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Re-Issuance of Treasury Shares | 1 | For | For | ||||||||
CRH Plc | NULL | G25508105 | 9-May-07 | M | Re-Issuance of Treasury Shares | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge of Directors | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Elect Cesar Alierta Izuel to the Board | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Elect Maximino Carpio Garcia to the Board | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Elect Gonzalo Hinojosa Fernandez de Angulo to the Board | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Elect Pablo Isla Alvarez de Tejera to the Board | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Elect Enrique Used Aznar to the Board | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Elect Gregorio Villalabeitia Galarraga to the Board | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Elect Jose Maria Alarez-Pallete Lopez to the Board | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Authorize Repurchase of Shares | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Authorize Issuance of Convertible Bonds or Other Debt Instruments | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Cancel Treasury Shares; Amend Articles to Reflect the Change in Share Capital | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Amend Articles 14-16 and 18-20 of Bylaws Re: General Meetings | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Amend Articles 17, 17 Bis and 20 Bis of Bylaws Re: Right of Attendance; Remote Voting | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Amend Articles 24, 25, 27, 30 and 31 Bis Re: Board of Directors | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Amend Article 5 of the General Meeting Guidelines Re: General Meeting Competencies | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Amend Articles 7-10 of the General Meeting Guidelines Re: Calling of the General Meeting | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Amend Articles 13, 15, 17 Bis and 20 Bis of the General Meeting Guidelines Re: Remote Voting | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Amend Articles 21 and 24 of the General Meeting Guidelines Re: Voting on Agenda Items | 1 | For | For | ||||||||
Telefonica S.A. (Formerly Telefonica De Espana, S.A.) | NULL | 879382109 | 9-May-07 | M | Authorize Board to Ratify and Execute Approved Resolutions | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Approve Allocation of Income and Dividends of EUR 2.65 per Share | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Ratify Appointment and Reelect Pascale Sourisse as Director | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Ratify Appointment and Reelect Robert Castaigne as Director | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Ratify Appointment and Reelect Jean-Bernard Levy as Director | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Ratify Deloitte and Associes as Auditor | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Ratify KPMG SA as Auditor | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Ratify BEAS Sarl as Alternate Auditor | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Ratify Philippe Mathis as Alternate Auditor | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Approve Shareholders Agreement Between Vinci and ASF Holding | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Approve Transaction with Societe Gastronomique de l’Etoile | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Approve Additional Pension Scheme Benefiting to the Chairman | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Approve Issuance of Convertible Bonds without Preemptive Rights Other than OCEANE | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Votes in Items 16, 18, and 19 Above | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Approve Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Authorize Board to Issue Shares Reserved to Share Purchase Plan for Employees of International Subsidiaries | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Approve Issuance of Securities Convertible into Debt | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Authorize Issuance of Bonds with Warrants Attached without Preemptive Rights | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Approve 1 for 2 Stock Split | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Amend Article 11 of Bylaws Re: Appointment of Employee Shareholder Representative | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Amend Article 17 of Bylaws Re: Record Date | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Amend Article 10 bis of Bylaws Re: Record Date | 1 | For | For | ||||||||
Vinci (Formerly Societe Generale d’Entreprises) | NULL | F5879X108 | 10-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Elect Daniel Podolsky as Director | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Elect Stephanie Burns as Director | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Re-elect Julian Heslop as Director | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Re-elect Sir Deryck Maughan as Director | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Re-elect Ronaldo Schmitz as Director | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Re-elect Sir Robert Wilson as Director | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Authorise the Audit Committee to Fix Remuneration of Auditors | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Authorise the Company to Make EU Political Organisations Donations up to GBP 50,000 and to Incur EU Political Expenditures up to GBP 50,000 | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 479,400,814 | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 71,910,122 | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Authorise 575,280,977 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
GlaxoSmithKline plc | NULL | G3910J112 | 23-May-07 | M | Amend Articles of Association Re: Electronic Communication | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Re-elect Lord Butler as Director | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Re-elect Baroness Lydia Dunn as Director | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Re-elect Rona Fairhead as Director | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Re-elect William Fung as Director | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Re-elect Sir Brian Moffat as Director | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Elect Gwyn Morgan as Director | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, USD 100,000 and EUR 100,000; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,158,660,000 | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 289,665,000 | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Authorise 1,158,660,000 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Approve Scrip Dividend Program | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Authorise the Company to Make EU Political Organisations Donations and to Incur EU Political Expenditures up to GBP 250,000 | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Authorise HSBC Bank Plc to Make EU Political Organisations Donations and to Incur EU Political Expenditures up to GBP 50,000 | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Authorise the Company to Use Electronic Communications | 1 | For | For | ||||||||
HSBC Holdings plc | NULL | G4634U169 | 25-May-07 | M | Amend Articles of Association Re: Use of Electronic Communications | 1 | For | For | ||||||||
Hellenic Telecommunication Organization | NULL | X3258B102 | 21-Jun-07 | M | Accept Financial Statements and Statutory Reports | 0 | For | NULL | ||||||||
Hellenic Telecommunication Organization | NULL | X3258B102 | 21-Jun-07 | M | Approve Discharge of Board and Auditors | 0 | For | NULL | ||||||||
Hellenic Telecommunication Organization | NULL | X3258B102 | 21-Jun-07 | M | Approve Auditors and Fix Their Remuneration | 0 | For | NULL | ||||||||
Hellenic Telecommunication Organization | NULL | X3258B102 | 21-Jun-07 | M | Renew Insurance Policy for Company Directors | 0 | For | NULL | ||||||||
Hellenic Telecommunication Organization | NULL | X3258B102 | 21-Jun-07 | M | Approve Director and Board Committee Member Remuneration for 2006 and Preapprove Their Remuneration for 2007 | 0 | For | NULL | ||||||||
Hellenic Telecommunication Organization | NULL | X3258B102 | 21-Jun-07 | M | Approve Chairman and CEO Remuneration for 2006 and Determine Remuneration for 2007 | 0 | For | NULL | ||||||||
Hellenic Telecommunication Organization | NULL | X3258B102 | 21-Jun-07 | M | Approve Related Party Transaction | 0 | For | NULL | ||||||||
Hellenic Telecommunication Organization | NULL | X3258B102 | 21-Jun-07 | M | Approve Spin-Off Agreement | 0 | For | NULL | ||||||||
Hellenic Telecommunication Organization | NULL | X3258B102 | 21-Jun-07 | M | Authorize Share Repurchase Program | 0 | For | NULL | ||||||||
Hellenic Telecommunication Organization | NULL | X3258B102 | 21-Jun-07 | M | Elect Directors and Designate Independent Board Members | 0 | For | NULL | ||||||||
International Power plc | NULL | G4890M109 | 15-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
International Power plc | NULL | G4890M109 | 15-May-07 | M | Re-elect Sir Neville Simms as Director | 1 | For | For | ||||||||
International Power plc | NULL | G4890M109 | 15-May-07 | M | Re-elect Tony Concannon as Director | 1 | For | For | ||||||||
International Power plc | NULL | G4890M109 | 15-May-07 | M | Re-elect Steve Riley as Director | 1 | For | For | ||||||||
International Power plc | NULL | G4890M109 | 15-May-07 | M | Elect John Roberts as Director | 1 | For | For | ||||||||
International Power plc | NULL | G4890M109 | 15-May-07 | M | Approve Final Dividend of 7.9 Pence Per Ordinary Share | 1 | For | For | ||||||||
International Power plc | NULL | G4890M109 | 15-May-07 | M | Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration | 1 | For | For | ||||||||
International Power plc | NULL | G4890M109 | 15-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
International Power plc | NULL | G4890M109 | 15-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 248,730,120 | 1 | For | For | ||||||||
International Power plc | NULL | G4890M109 | 15-May-07 | M | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 35,593,387 | 1 | For | For | ||||||||
International Power plc | NULL | G4890M109 | 15-May-07 | M | Authorise 149,238,221 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
International Power plc | NULL | G4890M109 | 15-May-07 | M | Amend Articles of Association Re: Electronic Communications and Director Age Limit | 1 | For | For | ||||||||
Solvay S.A. | NULL | B82095116 | 8-May-07 | M | Amend Articles of Association Regarding Remuneration of Members of Executive Committee | 0 | For | NULL | ||||||||
Solvay S.A. | NULL | B82095116 | 8-May-07 | M | Amend Articles of Association Regarding Elimination of Bearer Shares | 0 | For | NULL | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Amend Article 10 of the Bylaws Re: Appointment of General Managers, Whether Qualifying as General Partners or Not | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Amend Article 11 of the Bylaws Re: Mandatory Blocking of Shares Owned by the General Managers Who Are General Partners | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Amend Articles 12, and 30 of the Bylaws Re: Remuneration of General Managers Who Are Not General Partners | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Amend Article13 of the Bylaws Re: End of Mandate of General Managers Who Are Not General Partners | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Amend Article 14 of the Bylaws Re: Powers of General Partners Concerning General Managers | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Amend Article 17 of the Bylaws Re: Powers of the Supervisory Board Concerning General Managers | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Amend Articles 25, and 26 of the Bylaws Re: Powers of General Meeting of Shareholders Concerning Nominations of General Managers Whether Qualifying as General Partners or Not and of General Partners | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Amend Articles 13-1, and 14 of the Bylaws Re: Interim Management | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Amend Articles 3, and 10 of the Bylaws Re: Company’s Name and Signature | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Amend Article 36 of the Bylaws Re: Introduction of a Competence Clause | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Approve Allocation of Income and Dividends of EUR 1.45 per Share | �� | 1 | For | For | |||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Elect Didier Miraton as General Manager | 1 | For | For | ||||||||
Michelin Et Cie. | NULL | F61824144 | 11-May-07 | M | Elect Jean-Dominique Senard as General Manager | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Open Meeting | 1 | None | None | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Elect Chairman of Meeting | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Prepare and Approve List of Shareholders | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Approve Agenda of Meeting | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Acknowledge Proper Convening of Meeting | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Receive President’s Report | 1 | None | None | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Receive Financial Statements and Statutory Reports | 1 | None | None | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Approve Allocation of Income and Dividends of SEK 0.40 per Share; Set May 14, 2007, as Record Date | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Approve Discharge of Board and President | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Determine Number of Members (7) and Deputy Members (0) of Board | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.4 Million; Approve Remuneration of Auditors | 1 | For | Against | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Reelect Carl Douglas, Tomas Franzen, Eva Lindqvist, Melker Schoerling and Juan Vallejo as Directors; Elect Ulrik Svensson and Anders Boos as New Directors | 1 | For | Against | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Elect Gustaf Douglas, Melker Schoerling Marianne Nilsson and Mats Tuner as Members of Nominating Committee | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | 1 | For | Against | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Approve Stock Option Plan for Key Employees | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Approve Issuance of up to 5 Million Warrants with Right to Subscribe for New B Shares in Connection with Stock Option Plan (Item 15a) | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Amend Articles Re: Stipulate that Notice of Meeting Be Published in Svenska Dagbladet and Dagens Industri | 1 | For | For | ||||||||
SECURITAS SYSTEMS | NULL | W8180P104 | 9-May-07 | M | Close Meeting | 1 | None | None | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Approve Final Dividend of 5.2 Pence Per Ordinary Share | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Elect Sir Mervyn Pedelty as Director | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Elect Jim Smart as Director | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Re-elect Ray King as Director | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Re-elect Sir Adrian Montague as Director | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Re-elect Philip Moore as Director | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Re-elect Lady Judge as Director | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Reappoint KPMG Audit Plc as Auditors of the Company | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 70,558,208.93 | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,583,731.34 | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Authorise 211,674,626 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Friends Provident plc | NULL | G6083W109 | 24-May-07 | M | Adopt New Articles of Association | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Confirm the 2006 First Interim Dividend of USD 4.1 Cents Per Ordinary Share and the 2006 Second Interim Dividend of USD 6.71 Cents Per Ordinary Share | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Re-elect Sir Christopher O’Donnell as Director | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Elect Adrian Hennah as Director | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Re-elect Warren Knowlton as Director | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Re-elect Richard De Schutter as Director | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Re-elect Rolf Stomberg as Director | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Reappoint Ernst & Young LLP as Auditors of the Company | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 52,542,311 | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 9,427,032 | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Authorise 94,270,325 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Amend Articles of Association Re: Dividend Translation Timing | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Approve Increase In Borrowing Powers to USD 6,500,000,000 | 1 | For | For | ||||||||
Smith & Nephew plc | NULL | G82343164 | 3-May-07 | M | Authorise the Company to Use Electronic Communications | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Approve Final Dividend of 4.20 Pence Per Ordinary Share | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Elect Philippe Varin as Director | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Re-elect William Friedrich as Director | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Re-elect Peter Backhouse as Director | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Re-elect Sir John Coles as Director | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Re-elect Paul Collins as Director | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Re-elect Lord Sharman as Director | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Authorise the Audit Committee to Fix Remuneration of Auditors | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Authorise the Company to Make EU Political Organisations Donations up to GBP 25,000 and to Incur EU Political Expenditure up to GBP 25,000 | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 119,379,862 | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,004,965 | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Authorise 340,099,309 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
BG Group plc | NULL | G1245Z108 | 14-May-07 | M | Adopt New Articles of Association | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Approve Final Dividend of 13.3 Pence Per Ordinary Share | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Re-elect Robert Larson as Director | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Re-elect Sir David Prosser as Director | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Re-elect Richard Solomons as Director | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Re-elect David Webster as Director | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Reappoint Ernst & Young LLP as Auditors of the Company | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Authorise the Audit Committee of the Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Authorise the Company to Make EU Political Organisations Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,476,684 | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,021,502 | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Authorise 53,029,071 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Amend Articles of Association Re: E-Communications and the Companies Act 2006 | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Approve Allocation of Income and Dividends of EUR 1.15 per Share | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Ratify Appointment of Jean-Paul Chifflet as Director | 1 | For | Against | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Reelect Jean-Paul Chifflet as Director | 1 | For | Against | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Reelect Pierre Bru as Director | 1 | For | Against | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Reelect Alain David as Director | 1 | For | Against | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Reelect Bruno de Laage as Director | 1 | For | Against | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Elect Dominique Lefebvre as Director | 1 | For | Against | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Elect a New Director | 1 | For | Against | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Approve Remuneration of Directors in the Aggregate Amount of EUR 950,000 | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 1 | For | Against | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion with a Priority Right or EUR 500 million without a Priority Right | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights | 1 | For | Against | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Authorize Capitalization of Reserves of Up to EUR 3 Billion for Bonus Issue or Increase in Par Value | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Approve Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Approve Issuance of Shares up to Aggregate Nominal Amount of EUR 40 Million Reserved to Credit Agricole International Employees | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Approve Issuance of Shares up to Aggregate Nominal Amount of EUR 40 Reserved for Credit Agricole Employees Adherents to Savings-Related Share Purchase Plan in the United States | 1 | For | Against | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
Credit Agricole S.A. | NULL | F22797108 | 23-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | NULL | T95132105 | 10-May-07 | M | Extend Mandate of the External Auditing Company KPMG SpA | 0 | For | NULL | ||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | NULL | T95132105 | 10-May-07 | M | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports for the Fiscal Year 2007 | 0 | For | NULL | ||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | NULL | T95132105 | 10-May-07 | M | Approve Allocation of Income | 0 | For | NULL | ||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | NULL | T95132105 | 10-May-07 | M | Fix Number of Directors on the Board | 0 | For | NULL | ||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | NULL | T95132105 | 10-May-07 | M | Appoint Internal Statutory Auditors and their Chairman - Slate 1 | 0 | For | NULL | ||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | NULL | T95132105 | 10-May-07 | M | Appoint Internal Statutory Auditors and their Chairman - Slate 2 | 0 | For | NULL | ||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | NULL | T95132105 | 10-May-07 | M | Approve Remuneration of Board Committees | 0 | For | NULL | ||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | NULL | T95132105 | 10-May-07 | M | Approve Remuneration of Internal Statutory Auditors | 0 | For | NULL | ||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | NULL | T95132105 | 10-May-07 | M | Approve Group Personnel Long-Term Incentive Plan 2007 | 0 | For | NULL | ||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | NULL | T95132105 | 10-May-07 | M | Authorize Board of Directors to Increase Capital up to EUR 525 Million with Preemptive Rights, Through the Issuance of up to 1.05 Billion Shares with Par Value EUR 0.50, within a Five-Year term; Amend Bylaws Accordingly | 0 | For | NULL | ||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | NULL | T95132105 | 10-May-07 | M | Authorize Board of Directors to Increase Capital up to EUR 23.7 Million Through the Issuance of up to 47.35 Million Shares, without Preemptive Rights, to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | 0 | For | NULL | ||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | NULL | T95132105 | 10-May-07 | M | Authorize Board of Directors to Increase Capital up to EUR 23.7 Million Through the Issuance of New Class of Shares to Be Reserved to Managers and Directors of the Group Unicredito; Amend Bylaws Accordingly | 0 | For | NULL | ||||||||
Unicredito Italiano SpA (Form .Credito Italiano) | NULL | T95132105 | 10-May-07 | M | Amend Article 6, 11, 12, 14, 17, 20, 21, 23, 27, 36 of the Bylaws; Introduce New Title XII and New Article 40 | 0 | For | NULL | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Approve Final Dividend of 33.5 Pence Per Ordinary Share | 1 | For | For | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Re-elect David Keens as Director | 1 | For | For | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Re-elect Nick Brookes as Director | 1 | For | For | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Re-elect Derek Netherton as Director | 1 | For | For | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | 1 | For | For | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Approve NEXT Risk/Reward Investment Plan | 1 | For | For | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,400,000 | 1 | For | For | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,100,000 | 1 | For | For | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Authorise 34,000,000 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Approve Programme Agreements Between the Company and Each of Goldman Sachs International, UBS AG, Deutsche Bank AG and Barclays Bank Plc | 1 | For | For | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Amend Articles of Association Re: Retirement Age of Directors | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Amend Articles of Association Re: Electronic Communications | 1 | For | For | ||||||||
Next plc | NULL | G6500M106 | 16-May-07 | M | Authorise the Company to Use Electronic Communications | 1 | For | For | ||||||||
Reckitt Benckiser plc | NULL | G7420A107 | 3-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Reckitt Benckiser plc | NULL | G7420A107 | 3-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Reckitt Benckiser plc | NULL | G7420A107 | 3-May-07 | M | Approve Final Dividend of 25 Pence Per Ordinary Share | 1 | For | For | ||||||||
Reckitt Benckiser plc | NULL | G7420A107 | 3-May-07 | M | Re-elect Colin Day as Director | 1 | For | For | ||||||||
Reckitt Benckiser plc | NULL | G7420A107 | 3-May-07 | M | Re-elect Judith Sprieser as Director | 1 | For | For | ||||||||
Reckitt Benckiser plc | NULL | G7420A107 | 3-May-07 | M | Re-elect Kenneth Hydon as Director | 1 | For | For | ||||||||
Reckitt Benckiser plc | NULL | G7420A107 | 3-May-07 | M | Re-elect Peter White as Director | 1 | For | For | ||||||||
Reckitt Benckiser plc | NULL | G7420A107 | 3-May-07 | M | Elect David Tyler as Director | 1 | For | For | ||||||||
Reckitt Benckiser plc | NULL | G7420A107 | 3-May-07 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | 1 | For | For | ||||||||
Reckitt Benckiser plc | NULL | G7420A107 | 3-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Reckitt Benckiser plc | NULL | G7420A107 | 3-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 25,160,000 | 1 | For | For | ||||||||
Reckitt Benckiser plc | NULL | G7420A107 | 3-May-07 | M | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,700,000 | 1 | For | For | ||||||||
Reckitt Benckiser plc | NULL | G7420A107 | 3-May-07 | M | Authorise 72,000,000 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Approve Allocation of Income and Dividends of EUR 2.95 per Share | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Elect Augustin de Romanet de Beaune as Director | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Reelect Cabinet Deloitte et Associes as Auditor | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Reelect Societe BEAS as Alternate Auditor | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Reelect Cabinet Ernst et Young Et Autres as Auditor | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Elect Societe Auditex as Alternate Auditor | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Approve Transaction with Compagnie des Alpes and Societe Sojer | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Approve Transaction with Olympique Lyonnais | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Approve Transaction with Club Mediterrannee and Icade | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Approve Transaction with Paul Dubrule and Gerard Pelisson | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Approve Transaction with Gilles Pelisson | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions and Continuation of the Execution of Approved Conventions | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | Against | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Set Global Limit for Capital Increase to Result from All the Above Issuance Requests at EUR 300 Million | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Amend Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Amend Articles of Association Re: Attend General Meetings through Videoconference and Telecommunication | 1 | For | For | ||||||||
Accor | NULL | F00189120 | 14-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
Trinity Mirror plc | NULL | G90637102 | 10-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Trinity Mirror plc | NULL | G90637102 | 10-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Trinity Mirror plc | NULL | G90637102 | 10-May-07 | M | Approve Final Dividend of 15.5 Pence Per Ordinary Share | 1 | For | For | ||||||||
Trinity Mirror plc | NULL | G90637102 | 10-May-07 | M | Elect Sir Ian Gibson as Director | 1 | For | For | ||||||||
Trinity Mirror plc | NULL | G90637102 | 10-May-07 | M | Elect Laura Wade-Gery as Director | 1 | For | For | ||||||||
Trinity Mirror plc | NULL | G90637102 | 10-May-07 | M | Re-elect Vijay Vaghela as Director | 1 | For | For | ||||||||
Trinity Mirror plc | NULL | G90637102 | 10-May-07 | M | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Trinity Mirror plc | NULL | G90637102 | 10-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,667,654.20 | 1 | For | For | ||||||||
Trinity Mirror plc | NULL | G90637102 | 10-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,464,796 | 1 | For | For | ||||||||
Trinity Mirror plc | NULL | G90637102 | 10-May-07 | M | Authorise 29,315,326 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Trinity Mirror plc | NULL | G90637102 | 10-May-07 | M | Authorise the Company to Use Electronic Communications | 1 | For | For | ||||||||
Trinity Mirror plc | NULL | G90637102 | 10-May-07 | M | Approve Trinity Mirror Plc Savings-Related Share Option Plan | 1 | For | For | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Approve Allocation of Income and Dividends of EUR 1.75 per Share | 1 | For | For | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | Against | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Reelect Gerard Van Kemmel as Director | 1 | For | For | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 1 | For | Against | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.4 Billion | 1 | For | For | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | 1 | For | Against | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | 1 | For | For | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | For | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Amend Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Approve Stock Option Plans Grants | 1 | For | For | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | 1 | For | Against | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Allow Board to Use Authorizations and Delegations Granted in Items 6 to 14 Above in the Event of a Public Tender Offer | 1 | For | Against | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Amend Articles of Association Re: Attend and Vote to the General Meetings through Videoconference and Telecommunication | 1 | For | For | ||||||||
Sanofi-Aventis (formerly Sanofi-Synthelabo) | NULL | F5548N101 | 31-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
GPT Group (formerly General Property Trust) | GPT | Q4252X106 | 9-May-07 | M | Elect Anne McDonald as Director | 1 | For | For | ||||||||
GPT Group (formerly General Property Trust) | GPT | Q4252X106 | 9-May-07 | M | Elect Ian Martin as Director | 1 | For | For | ||||||||
GPT Group (formerly General Property Trust) | GPT | Q4252X106 | 9-May-07 | M | Approve Remuneration Report for the Year Ended Dec 31, 2006 | 1 | For | For | ||||||||
GPT Group (formerly General Property Trust) | GPT | Q4252X106 | 9-May-07 | M | Approve Issuance of Securities to Nic Lyons Under GPT’s Long Term Incentive Scheme | 1 | For | For | ||||||||
GPT Group (formerly General Property Trust) | GPT | Q4252X106 | 9-May-07 | M | Approve Increase in Aggregate Remuneration of Directors From A$1.45 Million to A$1.5 Million | 1 | For | For | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Approve Dividends of EUR 4 per Share | 1 | For | For | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 1 | For | For | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Reelect Gerard de La Martiniere as Director | 1 | For | For | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Reelect Cornelis van Lede as Director | 1 | For | For | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | Against | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Approve Stock Option Plans Grants | 1 | For | Against | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | 1 | For | Against | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Approve Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Approve 1-for-2 Stock Split, and Amend Article 5 of the Bylaws Accordingly | 1 | For | For | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
L’air Liquide | NULL | F01764103 | 9-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Approve Allocation of Income and Dividends of EUR 3 per Share | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Ratify Appointment of Jean-Philippe Thierry as Director | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 1 | For | Against | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | 1 | For | Against | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights Above | 1 | For | Against | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Approve Issuance of Shares Up to EUR 50 Million for a Private Placement | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Set Global Limit for Capital Increase to Result from All Issuance Requests Above at EUR 200 Million | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Approve Stock Option Plans Grants | 1 | For | Against | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | 1 | For | Against | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Approve Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Amend Articles of Association Re: Number of Censors | 1 | For | For | ||||||||
PPR SA (formerly Pinault-Printemps-Redoute ) | NULL | F7440G127 | 14-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Approve Final Dividend of 1.8 Pence Per Ordinary Share | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Elect Michael Grade as Director | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Re-elect Sir Brian Pitman as Director | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Re-elect Sir George Russell as Director | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Reappoint KPMG Audit Plc as Auditors of the Company | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 129,000,000 | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,400,000 | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Approve EU Political Organisation Donations and to Incur EU Political Expenditures up to GBP 150,000 | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Authorise 388,900,000 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Approve Cancellation of All the Authorised but Unissued Non-voting Deferred Shares of 10 Pence Each and the Authorised but Unissued Redeemable Preference Shares of GBP 1 Each from Share Premium Account; Amend Articles of Association | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Adopt New Articles of Association | 1 | For | For | ||||||||
ITV plc | NULL | G4984A110 | 17-May-07 | M | Approve the Turnaround Plan | 1 | For | For | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Accept Financial Statements | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Approve Allocation of Income and Dividends of EUR 0.81 per Share | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Approve Discharge of Directors | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Approve Discharge of Auditors | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Elect G. Burton as Directors | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Elect A. de Romanet de Beaune as Directors | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Elect J. Guerber as Directors | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Approve Indication of Independence | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Approve Granting of Shares to Employees | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Authorize Repurchase and Sell of Up to Ten Percent of Issued Share Capital | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Amend Articles Regarding the Elimination of Bearer Shares | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Amend Articles Regarding the Mode of Convening the Board of Directors | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Amend Articles Regarding Boardmeetings | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Amend Articles Regarding Increase of the Board Members | 0 | For | NULL | ||||||||
Dexia S.A. | NULL | B3357R218 | 9-May-07 | M | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | 0 | For | NULL | ||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | NULL | E7813W163 | 10-May-07 | M | Approve Individual and Consolidated Financial Statements and Statutory Reports; Approve Allocation of Income; Presentation of Annual Corporate Governance Report and Corporate Social Responsibility Report | 1 | For | For | ||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | NULL | E7813W163 | 10-May-07 | M | Approve Discharge of Directors | 1 | For | For | ||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | NULL | E7813W163 | 10-May-07 | M | Elect Directors | 1 | For | Against |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | NULL | E7813W163 | 10-May-07 | M | Amend Article 4 of By-Laws Re: Corporate Purpose | 1 | For | For | ||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | NULL | E7813W163 | 10-May-07 | M | Authorize Repurchase of Shares | 1 | For | For | ||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | NULL | E7813W163 | 10-May-07 | M | Approve Auditors | 1 | For | For | ||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | NULL | E7813W163 | 10-May-07 | M | Authorize Board to Ratify and Execute Approved Resolutions | 1 | For | For | ||||||||
Acs, Actividades de Construccion y Servicios S.A (Formerly Gines Navarro C | NULL | E7813W163 | 10-May-07 | M | Approve Minutes of Meeting | 1 | For | For | ||||||||
Kingfisher plc | NULL | G5256E441 | 31-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Kingfisher plc | NULL | G5256E441 | 31-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Kingfisher plc | NULL | G5256E441 | 31-May-07 | M | Approve Final Dividend of 6.8 Pence Per Ordinary Share | 1 | For | For | ||||||||
Kingfisher plc | NULL | G5256E441 | 31-May-07 | M | Elect Daniel Bernard as Director | 1 | For | For | ||||||||
Kingfisher plc | NULL | G5256E441 | 31-May-07 | M | Elect Janis Kong as Director | 1 | For | For | ||||||||
Kingfisher plc | NULL | G5256E441 | 31-May-07 | M | Re-elect Phil Bentley as Director | 1 | For | For | ||||||||
Kingfisher plc | NULL | G5256E441 | 31-May-07 | M | Re-elect John Nelson as Director | 1 | For | For | ||||||||
Kingfisher plc | NULL | G5256E441 | 31-May-07 | M | Re-elect Michael Hepher as Director | 1 | For | For | ||||||||
Kingfisher plc | NULL | G5256E441 | 31-May-07 | M | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | 1 | For | For | ||||||||
Kingfisher plc | NULL | G5256E441 | 31-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 104,267,996 | 1 | For | For | ||||||||
Kingfisher plc | NULL | G5256E441 | 31-May-07 | M | Authorise the Company to Make EU Political Organisation Donations and to Incur EU Political Expenditure up to GBP 75,000 | 1 | For | For | ||||||||
Kingfisher plc | NULL | G5256E441 | 31-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to a Nominal Value of 5 Percent of the Issued Share Capital of the Company | 1 | For | For | ||||||||
Kingfisher plc | NULL | G5256E441 | 31-May-07 | M | Authorise 235,920,341 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
WESTFIELD GROUP | WDC | Q97062105 | 3-May-07 | M | Receive Financial Statements and Statutory Reports for the Year Ended Dec 31, 2006 | 1 | None | None | ||||||||
WESTFIELD GROUP | WDC | Q97062105 | 3-May-07 | M | Approve Remuneration Report for the Year Ended Dec 31, 2006 | 1 | For | For | ||||||||
WESTFIELD GROUP | WDC | Q97062105 | 3-May-07 | M | Elect Roy L Furman as Director | 1 | For | For | ||||||||
WESTFIELD GROUP | WDC | Q97062105 | 3-May-07 | M | Elect Frederick G Hilmer as Director | 1 | For | For | ||||||||
WESTFIELD GROUP | WDC | Q97062105 | 3-May-07 | M | Elect Gary H Weiss as Director | 1 | For | For | ||||||||
Elan Corporation Plc | NULL | G29539106 | 24-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Elan Corporation Plc | NULL | G29539106 | 24-May-07 | M | Elect Laurence Crowley as Director | 1 | For | For | ||||||||
Elan Corporation Plc | NULL | G29539106 | 24-May-07 | M | Elect Kyran McLaughlin as Director | 1 | For | For | ||||||||
Elan Corporation Plc | NULL | G29539106 | 24-May-07 | M | Elect Dennis Selkoe as Director | 1 | For | For | ||||||||
Elan Corporation Plc | NULL | G29539106 | 24-May-07 | M | Elect William Rohn as Director | 1 | For | For | ||||||||
Elan Corporation Plc | NULL | G29539106 | 24-May-07 | M | Authorize Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Elan Corporation Plc | NULL | G29539106 | 24-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to Authorized But Unissued Share Capital | 1 | For | For | ||||||||
Elan Corporation Plc | NULL | G29539106 | 24-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to 40 Million Shares | 1 | For | For | ||||||||
Elan Corporation Plc | NULL | G29539106 | 24-May-07 | M | Authorize Share Repurchase up to 15 Percent of Issued Share Capital | 1 | For | For | ||||||||
Elan Corporation Plc | NULL | G29539106 | 24-May-07 | M | To Set the Re-issue Price Range for Treasury Shares | 1 | For | For | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Accept Financial Statements and Statutory Reports | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Approve Allocation of Income and Dividends | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Approve Discharge of Board and Auditors | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Approve Director Remuneration | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Grant Permission to Board Members and Management to Participate in Boards and Management of Similar Companies | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Authorize Share Repurchase Program | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Amend Articles Re: Capital Increase Pursuant to Stock Options | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Approve Stock Option Plan Grants | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Approve Restricted Stock Plan | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Approve Spin-Off Agreement | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Ratify Appointment of Directors in Replacement of Outgoing Members | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Elect New Board and Determine Independent Members | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Approve Auditors and Authorize Board to Fix Their Remuneration | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 25-May-07 | M | Other Business | 0 | For | NULL | ||||||||
Telenor ASA | NULL | R21882106 | 15-May-07 | M | Approve Notice of Meeting | 1 | For | For | ||||||||
Telenor ASA | NULL | R21882106 | 15-May-07 | M | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | 1 | For | For | ||||||||
Telenor ASA | NULL | R21882106 | 15-May-07 | M | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | 1 | For | For | ||||||||
Telenor ASA | NULL | R21882106 | 15-May-07 | M | Approve Remuneration of Auditors | 1 | For | For | ||||||||
Telenor ASA | NULL | R21882106 | 15-May-07 | M | Approve Remuneration Policy And Other Terms of Employment For Executive Management | 1 | For | For | ||||||||
Telenor ASA | NULL | R21882106 | 15-May-07 | M | Approve NOK 5 Billion Transfer from Share Premium Account to Unrestricted Shareholders’ Equity | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Telenor ASA | NULL | R21882106 | 15-May-07 | M | Authorize Repurchase of Up to 9.80 Percent of Issued Share Capital for Acquisition of Businesses; Authorize Repurchase of Up to 0.15 Percent of Issued Share Capital in Connection With the Company’s Existing Share Incentive Plans | 1 | For | For | ||||||||
Telenor ASA | NULL | R21882106 | 15-May-07 | M | Elect Members and Deputy Members of Corporate Assembly | 1 | For | For | ||||||||
Telenor ASA | NULL | R21882106 | 15-May-07 | M | Approve Remuneration of Corporate Assembly | 1 | For | For | ||||||||
Telenor ASA | NULL | R21882106 | 15-May-07 | M | Elect Members of Nominating Committee | 1 | For | For | ||||||||
Hongkong Electric Holdings Ltd. | NULL | Y33549117 | 10-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Hongkong Electric Holdings Ltd. | NULL | Y33549117 | 10-May-07 | M | Approve Final Dividend | 1 | For | For | ||||||||
Hongkong Electric Holdings Ltd. | NULL | Y33549117 | 10-May-07 | M | Reelect Francis Lee Lan-yee as Director | 1 | For | For | ||||||||
Hongkong Electric Holdings Ltd. | NULL | Y33549117 | 10-May-07 | M | Reelect Frank John Sixt as Director | 1 | For | For | ||||||||
Hongkong Electric Holdings Ltd. | NULL | Y33549117 | 10-May-07 | M | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | 1 | For | For | ||||||||
Hongkong Electric Holdings Ltd. | NULL | Y33549117 | 10-May-07 | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | 1 | For | Against | ||||||||
Hongkong Electric Holdings Ltd. | NULL | Y33549117 | 10-May-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | For | ||||||||
Hongkong Electric Holdings Ltd. | NULL | Y33549117 | 10-May-07 | M | Authorize Reissuance of Repurchased Shares | 1 | For | Against | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Approve Allocation of Income and Dividends of EUR 0.16 per Share | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Approve Remuneration of Censors | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Ratify Appointment of Lady Jay as Director | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Ratify Appointment of Jean-Cyril Spinetta as Director | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Approve Transaction with Patricia Russo | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | Against | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 20 Percent of Issued Capital | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 5 Percent of Issued Capital | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 920 Million | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Approve Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | 1 | For | Against | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
Alcatel-Lucent | NULL | F0191J101 | 1-Jun-07 | S | Amend Article 22 of Bylaws: End of the Voting Rights Limitation | 1 | Against | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Approve Allocation of Income and Dividends of EUR 1.10 per Share | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Approve Remuneration of Directors in the Aggregate Amount of EUR 250,000 | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | 1 | For | Against | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Authorize Capital Increase of Up to 10 Percent for Future Exchange Offers | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Set Global Limit for Capital Increase to Result Pursuant to Items 7 to 11, 13 and 15 at EUR 150 Million | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Authorize Capitalization of Reserves of Up to EUR 150 Million for Bonus Issue or Increase in Par Value | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Approve Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan | 1 | For | Against | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Amend Articles of Association Re: Record Date | 1 | For | For | ||||||||
GAZ DE FRANCE | NULL | F42651111 | 23-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Approve Final Dividend of 14.5 Pence Per Ordinary Share | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Re-elect David Allvey as Director | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Re-elect David Edmonds as Director | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Reappoint Deloitte & Touche LLP as Auditors of the Company | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Approve William Hill Executive Bonus Matching Scheme | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,648,949 | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Authorise the Company to make Donations to EU Political Organisations and to Incur EU Political Expenditure up to GBP 35,000 | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Authorise William Hill Organization Limited to make Donations to EU Political Organisations and to Incur EU Political Expenditure up to GBP 35,000 | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,764,992 | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Authorise 35,299,846 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Approve Cancellation of GBP 311,277,889 from Share Premium Account | 1 | For | For | ||||||||
William Hill plc | NULL | G9645P117 | 17-May-07 | M | Authorise the Company to Communicate with Shareholders by Making Documents and Information Available on a Website | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Approve Financial Statements and Discharge Directors | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Approve Allocation of Income and Dividends of EUR 1.20 per Share | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | Against | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | Against | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Elect Claudie Haignere as Director | 1 | For | Against | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Amend Article 21 of Association Re: Record Date | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights | 1 | For | Against | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Authorize Capital Increase of Up to EUR 4 Billion for Future Exchange Offers | 1 | For | Against | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities Up to 4 Billion | 1 | For | Against | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Authorize Capital Increase of up to EUR 200 Million to Participants of Orange SA Stock Option Plan in Connection with France Telecom Liquidity Agreement | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Approve Restricted Stock Plan for Orange SA Option Holders | 1 | For | Against | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 8 Billion | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Approve Issuance of Securities Convertible into Debt | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Approve Stock Option Plans Grants | 1 | For | For | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Approve Employee Savings-Related Share Purchase Plan | 1 | For | Against | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
France Telecom SA | NULL | F4113C103 | 21-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
Swire Pacific Limited | NULL | Y83310105 | 10-May-07 | M | Approve Final Dividend | 1 | For | For | ||||||||
Swire Pacific Limited | NULL | Y83310105 | 10-May-07 | M | Reelect P A Johansen as Director | 1 | For | For | ||||||||
Swire Pacific Limited | NULL | Y83310105 | 10-May-07 | M | Reelect Adrian Swire as Director | 1 | For | For | ||||||||
Swire Pacific Limited | NULL | Y83310105 | 10-May-07 | M | Reelect J R Slosar as Director | 1 | For | For | ||||||||
Swire Pacific Limited | NULL | Y83310105 | 10-May-07 | M | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | 1 | For | For | ||||||||
Swire Pacific Limited | NULL | Y83310105 | 10-May-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | For | ||||||||
Swire Pacific Limited | NULL | Y83310105 | 10-May-07 | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | 1 | For | Against | ||||||||
Swire Pacific Limited | NULL | Y83310105 | 10-May-07 | M | Approve Remuneration of Directors | 1 | For | For | ||||||||
International Power plc | NULL | G4890M109 | 15-Jun-07 | M | Approve the Completion of the Transaction between the Company and Mitsui; Authorise Directors to Take All Such Steps as May be Necessary to Cause the Principal Transaction Agreements to be Completed | 1 | For | For | ||||||||
Telecom Italia Spa.( formerly Olivetti Spa ) | NULL | T92778124 | 14-May-07 | M | Acknowledge Report by Saving Shareholders Representative i.e. Use of ‘Saving Shareholders Interests Protection Fund’ | 0 | For | NULL | ||||||||
Telecom Italia Spa.( formerly Olivetti Spa ) | NULL | T92778124 | 14-May-07 | M | Elect Board Representative for Holders of Saving Shares | 0 | For | NULL | ||||||||
Alinta Ltd (frmly ALINTAGAS) | AAN | Q0197P125 | 22-May-07 | M | Elect John Akehurst as Director | 1 | For | For | ||||||||
Alinta Ltd (frmly ALINTAGAS) | AAN | Q0197P125 | 22-May-07 | M | Elect Fiona Harris as Director | 1 | For | For | ||||||||
Alinta Ltd (frmly ALINTAGAS) | AAN | Q0197P125 | 22-May-07 | M | Elect Tina McMeckan as Director | 1 | For | For | ||||||||
Alinta Ltd (frmly ALINTAGAS) | AAN | Q0197P125 | 22-May-07 | M | Elect Michael Wilkins as Director | 1 | For | For | ||||||||
Alinta Ltd (frmly ALINTAGAS) | AAN | Q0197P125 | 22-May-07 | M | Approve Remuneration Report for the Year Ended Dec 31, 2006 | 1 | For | For | ||||||||
Alinta Ltd (frmly ALINTAGAS) | AAN | Q0197P125 | 22-May-07 | M | Approve Any Disposal of AGL Infrastructure Assets for the Purposes of Clause 27 of the Merger Implementation Agreement | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Amend Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Approve Stock Option Plans Grants | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | 1 | For | Against | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Amend Articles of Association | 1 | For | Against | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Open Meeting | 0 | None | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Receive Report of Management Board | 0 | None | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Approve Financial Statements and Statutory Reports | 0 | For | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Receive Explanation on Company’s Reserves and Dividend Policy | 0 | None | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Approve Dividends of EUR 0.246 Per Share | 0 | For | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Approve Discharge of Management Board | 0 | For | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Approve Discharge of Supervisory Board | 0 | For | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Reelect Lakshmi N. Mittal as CEO of the Company | 0 | For | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Designate Usha Mittal to Be Temporarily Responsible for the Management of the Company in Case All Members of the Board Are Prevented from Acting or Are Permanently Absent | 0 | For | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Ratify Deloitte Accountants as Auditors | 0 | For | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Approve Remuneration of Directors C | 0 | For | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | 0 | For | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Grant Board Authority to Issue Class A Shares Up To 10 Percent of Issued Capital | 0 | For | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 13 | 0 | For | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Allow Questions | 0 | None | NULL | ||||||||
Arcelor Mittal N.V. | NULL | N06610104 | 12-Jun-07 | M | Close Meeting | 0 | None | NULL | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Approve Final Dividend of 6.83 Pence Per Ordinary Share | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Re-elect Mervyn Davies as Director | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Re-elect Harald Einsmann as Director | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Re-elect Ken Hydon as Director | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Re-elect David Potts as Director | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Re-elect David Reid as Director | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Elect Lucy Neville-Rolfe as Director | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Authorise Board to Fix Remuneration of Auditors | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 130.8 Million | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19.8 Million | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Authorise 793.4 Million Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Authorise the Company to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Authorise Tesco Stores Limited to Make EU Political Organisation Donations up to GBP 100,000 and to Incur EU Political Expenditure up to GBP 100,000 | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Adopt New Articles of Association | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Approve Tesco Plc Group New Business Incentive Plan 2007 | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Approve Tesco Plc US Long-Term Incentive Plan 2007 | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Amend Tesco Plc Performance Share Plan 2004 | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Approve Executive Incentive Plan 2004 for US Participants | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | M | Approve International Bonus Plan for US Participants | 1 | For | For | ||||||||
Tesco plc | NULL | G87621101 | 29-Jun-07 | S | Resolves that the Company Takes Appropriate Measures to be Independently Audited; Resolves that the Company Ensures a Workplace Human Rights Policy | 1 | Against | Against | ||||||||
Eni Spa | NULL | T3643A145 | 23-May-07 | M | Accept Financial Statements, Statutory Reports, and Allocation of Income for the Fiscal Year 2006 of Finanziaria ENI - Enifin SpA, incorporated in ENI on Dec. 13, 2006 | 0 | For | NULL | ||||||||
Eni Spa | NULL | T3643A145 | 23-May-07 | M | Accept Financial Statements, Statutory Reports, and Allocation of Income for the Fiscal Year 2006 of ENI Portugal Investment SpA, incorporated in ENI on Dec. 13, 2006 | 0 | For | NULL | ||||||||
Eni Spa | NULL | T3643A145 | 23-May-07 | M | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports for the Fiscal Year 2006 | 0 | For | NULL | ||||||||
Eni Spa | NULL | T3643A145 | 23-May-07 | M | Approve Allocation of Income | 0 | For | NULL | ||||||||
Eni Spa | NULL | T3643A145 | 23-May-07 | M | Authorize Share Repurchase Program; Revoke Previously Granted Authorization to Repurchase Shares | 0 | For | NULL | ||||||||
Eni Spa | NULL | T3643A145 | 23-May-07 | M | Extend Mandate of the External Auditors PriceWaterhouseCoopers for the Three-Year Term 2007-2009 | 0 | For | NULL | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Declare Final Dividend | 1 | For | For | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Elect Ip Tak Chuen, Edmond as Director | 1 | For | For | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Elect Woo Chia Ching, Grace as Director | 1 | For | For | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Elect Chiu Kwok Hung, Justin as Director | 1 | For | For | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Elect Chow Kun Chee, Roland as Director | 1 | For | For | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Elect Yeh Yuan Chang, Anthony as Director | 1 | For | For | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Elect Chow Nin Mow, Albert as Director | 1 | For | For | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Elect Wong Yick-ming, Rosanna as Director | 1 | For | For | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Elect Kwan Chiu Yin, Robert as Director | 1 | For | For | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | 1 | For | For | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | 1 | For | Against | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | For | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Authorize Reissuance of Repurchased Shares | 1 | For | Against | ||||||||
Cheung Kong (Holdings) Limited | NULL | Y13213106 | 17-May-07 | M | Amend Articles Re: Appointment of Directors | 1 | For | For | ||||||||
Hutchison Whampoa Limited | NULL | Y38024108 | 17-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Hutchison Whampoa Limited | NULL | Y38024108 | 17-May-07 | M | Approve Final Dividend | 1 | For | For | ||||||||
Hutchison Whampoa Limited | NULL | Y38024108 | 17-May-07 | M | Reelect Li Ka-Shing as Director | 1 | For | For | ||||||||
Hutchison Whampoa Limited | NULL | Y38024108 | 17-May-07 | M | ReelectFrank John Sixt as Director | 1 | For | For | ||||||||
Hutchison Whampoa Limited | NULL | Y38024108 | 17-May-07 | M | Reelect Michael David Kadoorie as Director | 1 | For | For | ||||||||
Hutchison Whampoa Limited | NULL | Y38024108 | 17-May-07 | M | Reelect George Colin Magnus as Director | 1 | For | For | ||||||||
Hutchison Whampoa Limited | NULL | Y38024108 | 17-May-07 | M | Appoint Auditors and Authorize Board to Fix Their Remuneration | 1 | For | For | ||||||||
Hutchison Whampoa Limited | NULL | Y38024108 | 17-May-07 | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | 1 | For | Against | ||||||||
Hutchison Whampoa Limited | NULL | Y38024108 | 17-May-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | For | ||||||||
Hutchison Whampoa Limited | NULL | Y38024108 | 17-May-07 | M | Authorize Reissuance of Repurchased Shares | 1 | For | Against | ||||||||
Hutchison Whampoa Limited | NULL | Y38024108 | 17-May-07 | M | Approve Employee Share Option Plan of Hutchison Telecommunications (Australia) Ltd. | 1 | For | Against | ||||||||
Hutchison Whampoa Limited | NULL | Y38024108 | 17-May-07 | M | Amend Articles of Association | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
BOC HONG KONG (HOLDINGS) LTD | NULL | Y0920U103 | 23-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
BOC HONG KONG (HOLDINGS) LTD | NULL | Y0920U103 | 23-May-07 | M | Declare a Final Dividend of HK$0.447 Per Share | 1 | For | For | ||||||||
BOC HONG KONG (HOLDINGS) LTD | NULL | Y0920U103 | 23-May-07 | M | Reelect Sun Changji as Director | 1 | For | For | ||||||||
BOC HONG KONG (HOLDINGS) LTD | NULL | Y0920U103 | 23-May-07 | M | Reelect Hua Qingshan as Director | 1 | For | For | ||||||||
BOC HONG KONG (HOLDINGS) LTD | NULL | Y0920U103 | 23-May-07 | M | Reelect Zhou Zaiqun as Director | 1 | For | For | ||||||||
BOC HONG KONG (HOLDINGS) LTD | NULL | Y0920U103 | 23-May-07 | M | Reelect Tung Chee Chen as Director | 1 | For | For | ||||||||
BOC HONG KONG (HOLDINGS) LTD | NULL | Y0920U103 | 23-May-07 | M | Reelect Yang Linda Tsao as Director | 1 | For | For | ||||||||
BOC HONG KONG (HOLDINGS) LTD | NULL | Y0920U103 | 23-May-07 | M | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | 1 | For | For | ||||||||
BOC HONG KONG (HOLDINGS) LTD | NULL | Y0920U103 | 23-May-07 | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | 1 | For | Against | ||||||||
BOC HONG KONG (HOLDINGS) LTD | NULL | Y0920U103 | 23-May-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | For | ||||||||
BOC HONG KONG (HOLDINGS) LTD | NULL | Y0920U103 | 23-May-07 | M | Authorize Reissuance of Repurchased Shares | 1 | For | Against | ||||||||
Eni Spa | NULL | T3643A145 | 22-May-07 | M | Amend Articles 6.2, 13, 17, 24, 28 of the Bylaws | 0 | For | NULL | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | Against | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Approve Allocation of Income and Dividends of EUR 6 | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Ratify Appointment of Edward G. Krubasik as Supervisory Board Member | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Reelect Jean-Claure Verdiere as Supervisory Board Member | 1 | For | For | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | Against | ||||||||
Vallourec | NULL | F95922104 | 6-Jun-07 | M | Change Location of Registered Office | 1 | For | For | ||||||||
Toll Holdings Limited | TOL | Q9104H100 | 28-May-07 | M | Authorize Reduction in Share Capital by an Aggregate Sum of A$289.17 Million by Appropriating the Aggregate Sum Among Registered Shareholders in Proportion to the Number of Ordinary Shares Held | 1 | For | For | ||||||||
Toll Holdings Limited | TOL | Q9104H100 | 28-May-07 | M | Authorize Reduction in Share Capital by an Aggregate Sum of A$2.41 Billion by Appropriating the Aggregate Sum Among Registered Shareholders in Proportion to the Number of Ordinary Shares Held | 1 | For | For | ||||||||
Toll Holdings Limited | TOL | Q9104H100 | 28-May-07 | M | Approve Provision of Financial Assistance by Granting the Guarantees and Securities | 1 | For | For | ||||||||
Toll Holdings Limited | TOL | Q9104H100 | 28-May-07 | M | Approve Issuance of Stapled Securities to Mostia Dion Nominees Pty Ltd as Trustee for The Mark Rowthorn Family Trust of that Number of Stapled Securities Having an Aggregate Subscription Price of A$50 Million | 1 | For | For | ||||||||
Toll Holdings Limited | TOL | Q9104H100 | 28-May-07 | M | Approve Benefits Payable on Termination of Paul Little, Under the Terms of an Executive Service Deed | 1 | For | Against | ||||||||
Toll Holdings Limited | TOL | Q9104H100 | 28-May-07 | M | Approve Benefits Payable on Termination of Neil Chatfield, John Ludeke, Stephen Stanley, and Bernard McInerney, Under the Terms of an Executive Service Deed | 1 | For | Against | ||||||||
Toll Holdings Limited | TOL | Q9104H100 | 28-May-07 | M | Approve Benefits Granted to Directors on Termination in Certain Circumstances | 1 | For | Against | ||||||||
Toll Holdings Limited | TOL | Q9104H100 | 28-May-07 | M | Approve Benefits Payable on Termination of Asciano Executive Mark Rowsthorn, Under the Terms of an Executive Service Deed | 1 | For | Against | ||||||||
Toll Holdings Limited | TOL | Q9104H100 | 28-May-07 | M | Approve Benefits Payable on Termination of Asciano Executive Don Telford, Under the Terms of an Executive Service Deed | 1 | For | Against | ||||||||
Toll Holdings Limited | TOL | Q9104H100 | 28-May-07 | M | Approve Deed of Indemnity, Insurance and Access and Financial Benefits Thereunder, with Each Director and Future Director | 1 | None | For | ||||||||
Toll Holdings Limited | TOL | Q9104H100 | 28-May-07 | M | Approve Scheme of Arrangement Proposed Between the Company and the Holders of its Ordinary Shares to Consider the Unit Scheme | 1 | For | For | ||||||||
Toll Holdings Limited | TOL | Q9104H100 | 28-May-07 | M | Approve Scheme of Arrangement Proposed Between the Company and the Holders of its Ordinary Shares to Consider the Share Scheme | 1 | For | For | ||||||||
Whitbread plc | NULL | G9606P197 | 19-Jun-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Whitbread plc | NULL | G9606P197 | 19-Jun-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
Whitbread plc | NULL | G9606P197 | 19-Jun-07 | M | Approve Final Dividend of 22.15 Pence Per Ordinary Share | 1 | For | For | ||||||||
Whitbread plc | NULL | G9606P197 | 19-Jun-07 | M | Elect Simon Melliss as Director | 1 | For | For | ||||||||
Whitbread plc | NULL | G9606P197 | 19-Jun-07 | M | Re-elect Anthony Habgood as Director | 1 | For | For | ||||||||
Whitbread plc | NULL | G9606P197 | 19-Jun-07 | M | Re-elect Christopher Rogers as Director | 1 | For | For | ||||||||
Whitbread plc | NULL | G9606P197 | 19-Jun-07 | M | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | 1 | For | For | ||||||||
Whitbread plc | NULL | G9606P197 | 19-Jun-07 | M | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 49,976,387 | 1 | For | For | ||||||||
Whitbread plc | NULL | G9606P197 | 19-Jun-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,572,179 | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Whitbread plc | NULL | G9606P197 | 19-Jun-07 | M | Authorise 19,719,889 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Whitbread plc | NULL | G9606P197 | 19-Jun-07 | M | Approve the Terms of the Contract for the Purchase by the Company of its Deferred C Shares | 1 | For | For | ||||||||
Hong Kong And China Gas Co. Ltd. | NULL | Y33370100 | 21-May-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Hong Kong And China Gas Co. Ltd. | NULL | Y33370100 | 21-May-07 | M | Approve Final Dividend | 1 | For | For | ||||||||
Hong Kong And China Gas Co. Ltd. | NULL | Y33370100 | 21-May-07 | M | Reelect Colin Lam Ko Yin as Director | 1 | For | For | ||||||||
Hong Kong And China Gas Co. Ltd. | NULL | Y33370100 | 21-May-07 | M | Reelect Lee Ka Kit as Director | 1 | For | For | ||||||||
Hong Kong And China Gas Co. Ltd. | NULL | Y33370100 | 21-May-07 | M | Reelect Lee Ka Shing as Director | 1 | For | For | ||||||||
Hong Kong And China Gas Co. Ltd. | NULL | Y33370100 | 21-May-07 | M | Reelect Alfred Chan Wing Kin as Director | 1 | For | For | ||||||||
Hong Kong And China Gas Co. Ltd. | NULL | Y33370100 | 21-May-07 | M | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | 1 | For | For | ||||||||
Hong Kong And China Gas Co. Ltd. | NULL | Y33370100 | 21-May-07 | M | Authorize Capitalization of an Amount Standing to the Credit of the Share Premium Amount and Application of Such Amount for Payment in Full of New Shares of HK$0.25 Each on the Basis of One Bonus Share for Every Ten Existing Shares Held | 1 | For | For | ||||||||
Hong Kong And China Gas Co. Ltd. | NULL | Y33370100 | 21-May-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | For | ||||||||
Hong Kong And China Gas Co. Ltd. | NULL | Y33370100 | 21-May-07 | M | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | 1 | For | Against | ||||||||
Hong Kong And China Gas Co. Ltd. | NULL | Y33370100 | 21-May-07 | M | Authorize Reissuance of Repurchased Shares | 1 | For | Against | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Approve Financial Statements, Allocation of Income, and Discharge Directors | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Amend Article 14 of Bylaws Re: General Meeting Attemdance Limits | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Amend Article 16 of Bylaws Re: Vice-President of the Board | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Amend Articles 18 of Bylaws Re: Functions of the Secretary of the Board | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Amend Articles 21 of Bylaws Re: Creation of New Board Committees | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Amend Articles 22 and 23 of Bylaws and Delete Article 24 Re: Composition and Competencies of General Management | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Amend Articles Re: Delete Article 25 | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Amend Article 8 of General Meeting Guidelines Re: Information to be Included on Company Web Site | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Amend Article 9 of General Meeting Guidelines Re: New General Meeting Competencies | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Amend Articles 12 and 28 of General Meeting Guidelines Re: Publishing of Meeting Notice and Voting on Proposals | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Amend Article 28 of General Meeting Guidelines Re: Separate Voting of Agenda Items | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Elect Nicolas Osuna Garcia as Director | 1 | For | Against | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Elect Helena Revoredo Delveccio as Director | 1 | For | Against | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Elect Luis Herrando Prat de la Riba as Director | 1 | For | Against | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Elect Francisco Aparicio Valls as Director | 1 | For | Against | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Elect Sindicatura de Accionistas de BPE as Director | 1 | For | Against | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Approve Auditors | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Authorize Repurchase of Shares | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Authorize Issuance of Bonds or Any Other Fixed Income Instrument | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Approve Report on Remuneration of Directors | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Present Report on Changes Made to the Board Guidelines | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Implementation of the Consolidated Fiscal Tax Regime | 1 | For | For | ||||||||
Banco Popular Espanol | NULL | E19550206 | 30-May-07 | M | Authorize Board to Ratify and Execute Approved Resolutions | 1 | For | For | ||||||||
Telekom Austria AG | NULL | A8502A102 | 30-May-07 | M | Receive Financial Statements and Statutory Reports | 0 | None | NULL | ||||||||
Telekom Austria AG | NULL | A8502A102 | 30-May-07 | M | Approve Allocation of Income | 0 | For | NULL | ||||||||
Telekom Austria AG | NULL | A8502A102 | 30-May-07 | M | Approve Discharge of Management and Supervisory Boards | 0 | For | NULL | ||||||||
Telekom Austria AG | NULL | A8502A102 | 30-May-07 | M | Approve Remuneration of Supervisory Board Members | 0 | For | NULL | ||||||||
Telekom Austria AG | NULL | A8502A102 | 30-May-07 | M | Ratify Auditors | 0 | For | NULL | ||||||||
Telekom Austria AG | NULL | A8502A102 | 30-May-07 | M | Receive Report on Share Repurchase Program (Non-Voting) | 0 | None | NULL | ||||||||
Telekom Austria AG | NULL | A8502A102 | 30-May-07 | M | Authorize Share Repurchase Program; Authorize Use of Repurchased Shares for Stock Option Plan, Settlement of Convertible Bonds, Acquisitions, and Other Purposes; Approve EUR 100 Million Reduction in Share Capital via Cancellation of Repurchased Shares | 0 | For | NULL | ||||||||
Telekom Austria AG | NULL | A8502A102 | 30-May-07 | M | Approve Spin-Off of Fixed Line Business to Telekom Austria FixNet AG | 0 | For | NULL | ||||||||
Telekom Austria AG | NULL | A8502A102 | 30-May-07 | M | Adopt New Articles of Association | 0 | For | NULL | ||||||||
Banco Comercial Portugues S.A. | NULL | X03188137 | 28-May-07 | M | Elect Chairman and Vice-Chairman of the General Meeting Board | 0 | For | NULL | ||||||||
Banco Comercial Portugues S.A. | NULL | X03188137 | 28-May-07 | M | Accept Financial Statements and Statutory Reports for Fiscal Year 2006 | 0 | For | NULL | ||||||||
Banco Comercial Portugues S.A. | NULL | X03188137 | 28-May-07 | M | Approve Allocation of Income | 0 | For | NULL | ||||||||
Banco Comercial Portugues S.A. | NULL | X03188137 | 28-May-07 | M | Approve Discharge of Management and the Auditing of the Company | 0 | For | NULL |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Banco Comercial Portugues S.A. | NULL | X03188137 | 28-May-07 | M | Examine the Remuneration Policy Approved by the Remuneration Committee | 0 | For | NULL | ||||||||
Banco Comercial Portugues S.A. | NULL | X03188137 | 28-May-07 | M | Approve Remuneration of Supervisory Board | 0 | For | NULL | ||||||||
Banco Comercial Portugues S.A. | NULL | X03188137 | 28-May-07 | M | Elect Member to the Senior Board | 0 | For | NULL | ||||||||
Banco Comercial Portugues S.A. | NULL | X03188137 | 28-May-07 | M | Amend Articles | 0 | For | NULL | ||||||||
Banco Comercial Portugues S.A. | NULL | X03188137 | 28-May-07 | M | Authorize Repurchase and Cancellation of Shares | 0 | For | NULL | ||||||||
Banco Comercial Portugues S.A. | NULL | X03188137 | 28-May-07 | M | Approve Bond Repurchase and Cancellation | 0 | For | NULL | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Approve Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Accept Consolidated Financial Statements and Statutory Reports | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Approve Treatment of Losses and Dividends of EUR 0.50 per Share | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Approve Discharge of Management Board | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Approve Discharge of Supervisory Board | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Approve Special Auditors’ Report Regarding Related-Party Transactions | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Reelect Felix Rohatyn as Supervisory Board Member | 1 | For | Against | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Ratify Ernst & Young et Autres as Auditor | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Ratify Auditex as Alternate Auditor | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | Against | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights | 1 | For | Against | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Authorize Capitalization of Reserves of Up to EUR 40 Million for Bonus Issue or Increase in Par Value | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Authorize Capital Increase of Up to EUR 40 Million for Future Exchange Offers | 1 | For | Against | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | 1 | For | Against | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Approve Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Approve Stock Option Plans Grants | 1 | For | Against | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 40 Million | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plan | 1 | For | Against | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Allow Board to Issue Shares Items 11 to 22 in the Event of a Public Tender Offer or Share Exchange Offer | 1 | For | Against | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Amend Article 20 of Association Re: Attend General Meetings | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Amend Article 10 of Association Re: Change Size of Management Board | 1 | For | For | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Amend Article 12 of Association Re: Powers of Supervisory Board | 1 | For | Against | ||||||||
Publicis Groupe | NULL | F7607Z165 | 4-Jun-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
Finmeccanica Spa | NULL | T4502J151 | 29-May-07 | M | Accept Financial Statements and Statutory Reports for the Fiscal Year 2006 | 0 | For | NULL | ||||||||
Finmeccanica Spa | NULL | T4502J151 | 29-May-07 | M | Integrate Board of Directors | 0 | For | NULL | ||||||||
Finmeccanica Spa | NULL | T4502J151 | 29-May-07 | M | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service the Stock Option Plans 2002/2004 and 2005/2007 | 0 | For | NULL | ||||||||
Finmeccanica Spa | NULL | T4502J151 | 29-May-07 | M | Approve Stock Incentive Plan 2008-2010; Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service the Plan | 0 | For | NULL | ||||||||
Finmeccanica Spa | NULL | T4502J151 | 29-May-07 | M | Amend Articles 3, 18, 25, 28 of the Bylaws to Comply with the Italian Law n. 262/2005 | 0 | For | NULL | ||||||||
Finmeccanica Spa | NULL | T4502J151 | 29-May-07 | M | Approve Capital Increase in Accordance with Art. 2441-4 of the Italian Civil Code | 0 | For | NULL | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Approve Sub-Division of All Ord. Shares of 11 3/7p Each Into New Ord. Shares of 80/329p Each; Consolidation of Unissued Intermediate Shares Into New Ord. Shares of 13 29/47p Each and Issued Intermediate Shares Into New Ord. Shares of 13 29/47p Each | 1 | For | For | ||||||||
InterContinental Hotels Group plc | NULL | G4804L114 | 1-Jun-07 | M | Subject to the Passing of Resolution 1, Authorise 44,632,334 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 47 Million | 1 | For | Against | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | 1 | For | Against | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Authorize Capital Increase of Up to EUR 240 Million for Remuneration of the Share Exhange Offer with Rodamco Europe NV | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 400 Million | 1 | For | Against | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Approve Employee Savings-Related Share Purchase Plan | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Approve Stock Option Plans Grants | 1 | For | Against | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Adopt Two-Tiered Board Structure Depending on the Share Exchange Offer with Rodamco | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Amend Article 2 of Association Regarding Company Purpose | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Change Company Name to Unibail-Rodamco | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Adopt New Status, Depending on the Share Exchange Offer with Rodamco | 1 | For | Against | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Allow Delegation of All Outstanding Capital Authorizations to the Management Board in Accordance with Item 11 | 1 | For | Against | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Elect Robert F.W. Van Oordt as Supervisory Board Member | 1 | For | Against | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Elect Francois Jaclot as Supervisory Board Member | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Elect Frans J.G.M. Cremers as Supervisory Board Member | 1 | For | Against | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Elect Jacques Dermagne as Supervisory Board Member | 1 | For | Against | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Elect Rob Ter Haar as Supervisory Board Member | 1 | For | Against | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Elect Jean-Louis Laurens as Supervisory Board Member | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Elect Yves Lyon-Caen as Supervisory Board Member | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Elect Henri Moulard as Supervisory Board Member | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Elect Bart R. Okkens as Supervisory Board Member | 1 | For | Against | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Elect Jos W.BBB. Westerburgen as Supervisory Board Member | 1 | For | Against | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Approve Remuneration of Directors in the Aggregate Amount of EUR 875,000 | 1 | For | For | ||||||||
Unibail Holding (frmly. Unibail) | NULL | F95094110 | 21-May-07 | M | Authorize Filing of Required Documents/Other Formalities | 1 | For | For | ||||||||
Dr. Ing. h.c. F. Porsche AG | NULL | D61577108 | 26-Jun-07 | M | Approve Transfer of Company’s Operations to Subsidiary Porsche Vermoegensverwaltnung AG | 0 | None | NULL | ||||||||
Dr. Ing. h.c. F. Porsche AG | NULL | D61577108 | 26-Jun-07 | M | Approve Affiliation Agreement with Subsidiary Porsche Vermoegensverwaltung AG | 0 | None | NULL | ||||||||
Dr. Ing. h.c. F. Porsche AG | NULL | D61577108 | 26-Jun-07 | M | Amend Articles Re: Change Company Name to Porsche Automobil Holding AG; Amend Corporate Purpose | 0 | None | NULL | ||||||||
Dr. Ing. h.c. F. Porsche AG | NULL | D61577108 | 26-Jun-07 | M | Amend Articles Re: Allow Electronic Distribution of Company Communications | 0 | None | NULL | ||||||||
Dr. Ing. h.c. F. Porsche AG | NULL | D61577108 | 26-Jun-07 | M | Approve Change of Corporate Form to Societas Europaea (SE) | 0 | None | NULL | ||||||||
Dr. Ing. h.c. F. Porsche AG | NULL | D61577108 | 26-Jun-07 | M | Approve Non-Disclosure of Management Board Remuneration | 0 | None | NULL | ||||||||
Ahold Kon Nv | NULL | N0139V100 | 19-Jun-07 | M | Open Meeting | 0 | None | NULL | ||||||||
Ahold Kon Nv | NULL | N0139V100 | 19-Jun-07 | M | Approve Sale of U.S. Foodservice | 0 | For | NULL | ||||||||
Ahold Kon Nv | NULL | N0139V100 | 19-Jun-07 | M | Amend Articles to Reflect Changes in Capital; Increase of the Nominal Value of the Ordinary Shares | 0 | For | NULL | ||||||||
Ahold Kon Nv | NULL | N0139V100 | 19-Jun-07 | M | Amend Articles to Reflect Changes in Capital; Decrease of the Nominal Value of the Ordinary Shares | 0 | For | NULL | ||||||||
Ahold Kon Nv | NULL | N0139V100 | 19-Jun-07 | M | Amend Articles to Reflect Changes in Capital; Consolidation of the Ordinary Shares and an Increase of the Nominal Value of Cumulative Preference Financing Shares | 0 | For | NULL | ||||||||
Ahold Kon Nv | NULL | N0139V100 | 19-Jun-07 | M | Close Meeting | 0 | None | NULL | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Approve Allocation of Income, Including the Following Dividends: Interim JY 25, Final JY 27, Special JY 0 | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Amend Articles To: Expand Business Lines | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Elect Director | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Appoint External Audit Firm | 1 | For | For | ||||||||
Seven & i Holdings Co Ltd | 3382 | J7165H108 | 24-May-07 | M | Approve Retirement Bonuses for Directors | 1 | For | For | ||||||||
Erste Bank der Oesterreichischen Sparkassen AG | NULL | A19494102 | 31-May-07 | M | Receive Financial Statements and Statutory Reports | 0 | None | NULL | ||||||||
Erste Bank der Oesterreichischen Sparkassen AG | NULL | A19494102 | 31-May-07 | M | Approve Allocation of Income | 0 | For | NULL | ||||||||
Erste Bank der Oesterreichischen Sparkassen AG | NULL | A19494102 | 31-May-07 | M | Approve Discharge of Management and Supervisory Boards | 0 | For | NULL | ||||||||
Erste Bank der Oesterreichischen Sparkassen AG | NULL | A19494102 | 31-May-07 | M | Approve Remuneration of Supervisory Board Members | 0 | For | NULL | ||||||||
Erste Bank der Oesterreichischen Sparkassen AG | NULL | A19494102 | 31-May-07 | M | Elect Supervisory Board Members | 0 | For | NULL | ||||||||
Erste Bank der Oesterreichischen Sparkassen AG | NULL | A19494102 | 31-May-07 | M | Ratify Auditors | 0 | For | NULL | ||||||||
Erste Bank der Oesterreichischen Sparkassen AG | NULL | A19494102 | 31-May-07 | M | Authorize Repurchase of Issued Share Capital for Trading Purposes | 0 | For | NULL | ||||||||
Erste Bank der Oesterreichischen Sparkassen AG | NULL | A19494102 | 31-May-07 | M | Authorize Repurchase of Issued Share Capital for Purposes Other than Trading | 0 | For | NULL | ||||||||
Erste Bank der Oesterreichischen Sparkassen AG | NULL | A19494102 | 31-May-07 | M | Adopt New Articles of Association | 0 | For | NULL | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended 12-31-06 | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Approve Allocation of Income | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Ratify Isabel Tocino Biscarolasaga as Board Member | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Reelect Azzicurazioni Generali SpA as Board Member | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Reelect Antonio Basagoiti Garcia-Tunon as Board Member | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Reelect Antonio Escamez Torres as Board Member | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Reelect Francisco Luzon Lopez as Board Member | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Reelect Deloitte SL as Auditors | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Authorize Repurchase of Shares | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Amend Pragraph 1 of Article 1 of Bylaws Re: Company’s Name | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Amend Article 28 Re: Powers of the General Meeting | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Amend Article 36 Re: Board Meetings | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Amend Article 37 Re: Power of the Board of Directors | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Amend Paragraph 1 of Article 40 Re: Audit and Compliance Committee | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Amend Preamble of General Meeting Guidelines | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Amend Article 2 Re: Powers of the General Meeting | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Amend Articles 21 (Voting on Resolutions) and 22.1 (Adoption of Agreements) | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Include New Article 22 and Remuneration of Current Article 22 Subsequent Articles | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Authorize the Board to Increase Capital in Accordance with Article 153.1.A of Spanish Company Law | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Authorize Issuance of Non-Convertible Fixed Income Securities | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Approve Delivery of Free Shares (100 Shares) to Employees of the Bank, Including Executive Directors and Senior Managers | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Amend Incentive Plan for Managers of Abbey National Bank Approved at the AGM Held on 6-17-06 | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Approve Incentive Long-Term Plan Consisting on the Delivery of Santander Shares and Linked to Pre-Determined Requirements or Total Return Results, and EPS | 1 | For | For | ||||||||
Banco Santander Central Hispano (frmly banco Santander) | NULL | E19790109 | 22-Jun-07 | M | Authorize Board to Ratify and Execute Approved Resolutions | 1 | For | For | ||||||||
Alliance Boots plc | NULL | G02465105 | 31-May-07 | M | Approve Scheme of Arrangement; Authorise Directors to Give Effect to the Scheme; Approve Reduction and Subsequent Increase in Share Capital; Capitalise Reserves; Issue Equity with Rights up to the New Ordinary Shares Created; Amend Articles of Association | 1 | For | For | ||||||||
Alliance Boots plc | NULL | G02465105 | 31-May-07 | M | Approve Scheme of Arrangement to be Between Alliance Boots Plc and Holders of Scheme Shares | 1 | For | For | ||||||||
WPP Group plc | NULL | G9787H105 | 26-Jun-07 | M | Accept Financial Statements and Statutory Reports | 1 | For | For | ||||||||
WPP Group plc | NULL | G9787H105 | 26-Jun-07 | M | Approve Final Dividend of 7.61 Pence Per Ordinary Share | 1 | For | For | ||||||||
WPP Group plc | NULL | G9787H105 | 26-Jun-07 | M | Re-elect Philip Lader as Director | 1 | For | For | ||||||||
WPP Group plc | NULL | G9787H105 | 26-Jun-07 | M | Re-elect Esther Dyson as Director | 1 | For | For | ||||||||
WPP Group plc | NULL | G9787H105 | 26-Jun-07 | M | Re-elect Stanley Morten as Director | 1 | For | Abstain | ||||||||
WPP Group plc | NULL | G9787H105 | 26-Jun-07 | M | Re-elect John Quelch as Director | 1 | For | For | ||||||||
WPP Group plc | NULL | G9787H105 | 26-Jun-07 | M | Re-elect Paul Richardson as Director | 1 | For | For | ||||||||
WPP Group plc | NULL | G9787H105 | 26-Jun-07 | M | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | 1 | For | For | ||||||||
WPP Group plc | NULL | G9787H105 | 26-Jun-07 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 45,971,683.97 | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
WPP Group plc | NULL | G9787H105 | 26-Jun-07 | M | Authorise 122,579,509 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
WPP Group plc | NULL | G9787H105 | 26-Jun-07 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,128,975.44 | 1 | For | For | ||||||||
WPP Group plc | NULL | G9787H105 | 26-Jun-07 | M | Approve Remuneration Report | 1 | For | For | ||||||||
WPP Group plc | NULL | G9787H105 | 26-Jun-07 | M | Approve Electronic Communications | 1 | For | For | ||||||||
Kelda Group plc | NULL | ADPV01594 | 1-Jun-07 | M | Approve Increase in Auth. Cap. to GBP 130,283,706.64; Capitalise up to GBP 3.6M (Share Premium Account); Issue Equity with Rights up to GBP 3.6M (B Shares); Approve Capital Reorganisation; Approve JPMorgan Cazenove Contract; Amend Articles of Association | 1 | For | For | ||||||||
Kelda Group plc | NULL | ADPV01594 | 1-Jun-07 | M | Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 18,400,000 | 1 | For | For | ||||||||
Kelda Group plc | NULL | ADPV01594 | 1-Jun-07 | M | Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,800,000 | 1 | For | For | ||||||||
Kelda Group plc | NULL | ADPV01594 | 1-Jun-07 | M | Subject to the Passing of Resolution 1, Authorise 27,500,000 New Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Abertis Infraestructuras S.A(formerly Autopistas C | NULL | E0003D111 | 12-Jun-07 | M | Approve Individual and Consolidated Financial Statements and Allocation of Income and Dividends; Approve Discharge of Directors | 1 | For | For | ||||||||
Abertis Infraestructuras S.A(formerly Autopistas C | NULL | E0003D111 | 12-Jun-07 | M | Authorize Increase in Capital Via Capitalization of Reserves; Amend Article 5 Accordingly | 1 | For | For | ||||||||
Abertis Infraestructuras S.A(formerly Autopistas C | NULL | E0003D111 | 12-Jun-07 | M | Elect Directors | 1 | For | For | ||||||||
Abertis Infraestructuras S.A(formerly Autopistas C | NULL | E0003D111 | 12-Jun-07 | M | Approve Auditors | 1 | For | For | ||||||||
Abertis Infraestructuras S.A(formerly Autopistas C | NULL | E0003D111 | 12-Jun-07 | M | Approve Stock Incentive Plan | 1 | For | For | ||||||||
Abertis Infraestructuras S.A(formerly Autopistas C | NULL | E0003D111 | 12-Jun-07 | M | Amend Articles 22 and 24 Re: Committee Chairs and Stock Incentive Plan | 1 | For | For | ||||||||
Abertis Infraestructuras S.A(formerly Autopistas C | NULL | E0003D111 | 12-Jun-07 | M | Authorize Repurchase of Shares | 1 | For | For | ||||||||
Abertis Infraestructuras S.A(formerly Autopistas C | NULL | E0003D111 | 12-Jun-07 | M | Present Information on the Board Guidelines | 1 | For | For | ||||||||
Abertis Infraestructuras S.A(formerly Autopistas C | NULL | E0003D111 | 12-Jun-07 | M | Authorize Board to Ratify and Execute Approved Resolutions | 1 | For | For | ||||||||
Assicurazioni Generali Spa | NULL | T05040109 | 15-Jun-07 | M | Amend Articles 9, 15, 16, 19, 24, 27, 31, 39, 40, 44, and 46 of the Bylaws | 0 | For | NULL | ||||||||
Assicurazioni Generali Spa | NULL | T05040109 | 15-Jun-07 | M | Approve Stock Option Plan for Chairman and Top Management of the Company and its Subsidiaries; Authorize Board of Directors to Increase Capital to Implement the Stock Option Plan | 0 | For | NULL | ||||||||
Assicurazioni Generali Spa | NULL | T05040109 | 15-Jun-07 | M | Approve Remuneration of Directors for the Three-Year Term 2007/2009 | 0 | For | NULL | ||||||||
Assicurazioni Generali Spa | NULL | T05040109 | 15-Jun-07 | M | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | 0 | For | NULL | ||||||||
Assicurazioni Generali Spa | NULL | T05040109 | 15-Jun-07 | M | Approve Director and/or Internal Auditors’ Indemnification/Liability Provisions | 0 | For | NULL | ||||||||
Rodamco Europe N.V. (Fm.Rodamco Continental Europe NV) | NULL | N7518K100 | 6-Jun-07 | M | Open Meeting | 0 | None | NULL | ||||||||
Rodamco Europe N.V. (Fm.Rodamco Continental Europe NV) | NULL | N7518K100 | 6-Jun-07 | M | Receive Information on the Contemplated Merger Between Rodamco Europe and Unibail Holdings | 0 | None | NULL | ||||||||
Rodamco Europe N.V. (Fm.Rodamco Continental Europe NV) | NULL | N7518K100 | 6-Jun-07 | M | Receive Announcements (non-voting) and Questions | 0 | None | NULL | ||||||||
Rodamco Europe N.V. (Fm.Rodamco Continental Europe NV) | NULL | N7518K100 | 6-Jun-07 | M | Close Meeting | 0 | None | NULL | ||||||||
Banca Monte dei Paschi di Siena SPA | NULL | T1188A116 | 20-Jun-07 | M | Amend Articles 7, 9, 12, 13, 14, 15, 16, 17, 19, 22, 23, 25, 26, and 27; Introduce New Section XIV and New Art. 30 and 31; Renumbering of Following Sections and Articles | 0 | For | NULL | ||||||||
Smiths Group plc (Formerly Smiths Industries PLC) | NULL | G82401103 | 11-Jun-07 | M | Increase Authorised Capital to GBP 206,000,000; Issue Equity with Rights to GBP 6,000,000; Approve Share Subdivision and Consolidation; Approve the Terms of the Proposed Contract Between JPMorgan Cazenove and the Company; Adopt New Articles of Association | 1 | For | For | ||||||||
Smiths Group plc (Formerly Smiths Industries PLC) | NULL | G82401103 | 11-Jun-07 | M | Subject to the Passing of Resolution 1, Authorise 38,426,886 Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Smiths Group plc (Formerly Smiths Industries PLC) | NULL | G82401103 | 11-Jun-07 | M | Authorise the Company to Send Documents to Members by Electronic Means | 1 | For | For | ||||||||
ENDESA S.A. | NULL | E41222113 | 20-Jun-07 | M | Approve Individual and Consolidated Financial Statements for Fiscal Year Ended 12-31-06 and Discharge Directors | 1 | For | For | ||||||||
ENDESA S.A. | NULL | E41222113 | 20-Jun-07 | M | Approve Allocation of Income and Dividends | 1 | For | For | ||||||||
ENDESA S.A. | NULL | E41222113 | 20-Jun-07 | M | Approve Auditors | 1 | For | For | ||||||||
ENDESA S.A. | NULL | E41222113 | 20-Jun-07 | M | Authorize Repurchase of Shares | 1 | For | For | ||||||||
ENDESA S.A. | NULL | E41222113 | 20-Jun-07 | M | Fix Number of Directors at Ten | 1 | For | For | ||||||||
ENDESA S.A. | NULL | E41222113 | 20-Jun-07 | M | Elect Director | 1 | For | Against | ||||||||
ENDESA S.A. | NULL | E41222113 | 20-Jun-07 | M | Elect Director | 1 | For | Against | ||||||||
ENDESA S.A. | NULL | E41222113 | 20-Jun-07 | M | Authorize Board to Ratify and Execute Approved Resolutions | 1 | For | For | ||||||||
Banco Bilbao Vizcaya Argentaria | NULL | E11805103 | 20-Jun-07 | M | Authorize Issuance of 196 Million Shares without Preemptive Rights Re: Acquisition of Compass Bancshares Inc. | 1 | For | For | ||||||||
Banco Bilbao Vizcaya Argentaria | NULL | E11805103 | 20-Jun-07 | M | Authorize Board to Ratify and Execute Approved Resolutions | 1 | For | For | ||||||||
Portugal Telecom, SGPS, S.A. | NULL | X6769Q104 | 22-Jun-07 | M | Elect Vice-Chairman of the General Meeting | 0 | For | NULL |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Portugal Telecom, SGPS, S.A. | NULL | X6769Q104 | 22-Jun-07 | M | Amend Articles | 0 | For | NULL | ||||||||
Portugal Telecom, SGPS, S.A. | NULL | X6769Q104 | 22-Jun-07 | S | Elect New Directors | 0 | None | NULL | ||||||||
Portugal Telecom, SGPS, S.A. | NULL | X6769Q104 | 22-Jun-07 | M | Elect Members of Audit Committee for the 2006-2008 Term | 0 | For | NULL | ||||||||
Portugal Telecom, SGPS, S.A. | NULL | X6769Q104 | 22-Jun-07 | M | Appoint Internal Statutory Auditors for the 2006-2008 Term | 0 | For | NULL | ||||||||
Portugal Telecom, SGPS, S.A. | NULL | X6769Q104 | 22-Jun-07 | M | Approve Increase in Authorized Capital and Amend Article 4 Accordingly | 0 | For | NULL | ||||||||
Portugal Telecom, SGPS, S.A. | NULL | X6769Q104 | 22-Jun-07 | M | Elect Members of Remuneration Committee | 0 | For | NULL | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Approve Individual and Consolidated Financial Statements for 2006 Fiscal Year; Approve Discharge Directors | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Approve Allocation of Income | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Amend Articles 18 and 23 Re: General Meeting Attendance and Rights to Receive Information | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Amend Articles 26, 27, 28, 29, 35, 36, and 37 Re: Board of Directors, Composition, Nomination and Classification, Requirements and Office Term, Executive Committee and CEO, Executive Committee’s Functions, and Remuneration | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Amend Section3 of Title III and Article 38 Re: Audit and Control Committee and Competencies | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Amend Articles 5, 6, and 8 of General Meeting Guidelines Re: Meeting Calls, Availability of Information, and Delegations | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Amend Articles 9 and 15 of Meeting Guidelines Re: Rights and Obligations to Attend the Meeting, and Voting on Resolutions | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Fix Number of Directors at 21 | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Reelect B 1998 SL as Non-Independent Non-Executive Member of the Board | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Reelect Francisco Mas-Sarda Casanelles as an Independent Member of the Board | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Nominate Cesar Ortega Gomez as an Independent Member of the Board | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Nominate Luis Manuel Portillo as Non-Independent Non-Executive Member of the Board | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Nominate Mariano Miguel Velasco as Non-Independent Non-Executive Member of the Board | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Inform Shareholders on Modifications Made to the Board Guidelines to Conform with Unified Code Recommendations and Provide Greater Clarification | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Authorize Repurchase of Shares by Company and Subsidiaries | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Reelect Auditors for Company and Consolidated Group | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Authorize Board to Ratify and Execute Approved Resolutions | 1 | For | For | ||||||||
Fomento de Construcciones y Contratas, S.A. | NULL | E52236143 | 28-Jun-07 | M | Approve Minutes of Meeting | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Elect Chairman of Meeting | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Prepare and Approve List of Shareholders | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Approve Agenda of Meeting | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Acknowledge Proper Convening of Meeting | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Approve Share Matching Plan for All Employees (‘Stock Purchase Plan’) | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Authorize Reissuance of 17.4 Million Repurchased Class B Shares for 2007 All Employee Share Matching Plan | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Approve Reissuance of 3.4 Million B Shares to Cover Social Costs in Relation to All Employee Share Matching Plan | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Approve Swap Agreement with Third Party as Alternative to Item 6.1.B | 1 | For | Against | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Approve Share Matching Plan for Key Contributors (‘Key Contributor Retention Plan’) | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Authorize Reissuance of 11.8 Million Repurchased Class B Shares for 2007 Key Contributor Share Matching Plan | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Approve Reissuance of 2.4 Million B Shares to Cover Social Costs in Relation to Key Contributor Share Matching Plan | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Approve Swap Agreement with Third Party as Alternative to Item 6.2.B | 1 | For | Against | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Approve Share Matching Plan for Executive Directors (‘Executive Performance Stock Plan’) | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Authorize Reissuance of 5.9 Million Repurchased Class B Shares for 2007 Executive Director Share Matching Plan | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Approve Reissuance of 1.5 Million B Shares to Cover Social Costs in Relation to Key Contributor Share Matching Plan | 1 | For | For | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Approve Swap Agreement with Third Party as Alternative to Item 6.3.B | 1 | For | Against | ||||||||
Ericsson (Telefonaktiebolaget L M Ericsson) | NULL | W26049119 | 28-Jun-07 | M | Close Meeting | 1 | None | None | ||||||||
MACQUARIE GOODMAN GROUP LTD. | MGQ | Q5701Z105 | 27-Jun-07 | M | Change Company Name to ‘Goodman International Limited’ | 1 | For | For | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Amend Articles To: Amend Business Lines | 1 | For | For | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Elect Director | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Teijin Ltd. | 3401 | J82270117 | 20-Jun-07 | M | Approve Retirement Bonus for Statutory Auditor | 1 | For | For | ||||||||
Mediobanca SPA | NULL | T10584117 | 27-Jun-07 | M | Amend the Company’s Bylaws to Adopt the Two-Tier Governance Structure and to Comply with the Italian Law 262/2005 and with the Legislative Decree 303/2006 | 0 | For | NULL | ||||||||
Mediobanca SPA | NULL | T10584117 | 27-Jun-07 | M | Authorize Capital Increase up to EUR 100 Million Through Issuance of Convertible Bonds and/or Cum Warrants, Amend Art. 4 of Company’s Bylaws Accordingly | 0 | For | NULL | ||||||||
Mediobanca SPA | NULL | T10584117 | 27-Jun-07 | M | Authorize Capital Increase up to EUR 40 Million without Preemptive Rights; Amend Art. 4 of Company’s Bylaws Accordingly | 0 | For | NULL | ||||||||
Mediobanca SPA | NULL | T10584117 | 27-Jun-07 | M | Authorize Capital Increase up to EUR 20 Million without Preemptive Rights to Be Reserved to Company Employees; Amend Art. 4 of Company’s Bylaws Accordingly | 0 | For | NULL | ||||||||
Mediobanca SPA | NULL | T10584117 | 27-Jun-07 | M | Fix Number of Supervisory Board Members, Elect Supervisory Board Members and Chairman for the Three-Year Term 2008-2010, Determine Their Remuneration - Slate 1 | 0 | For | NULL | ||||||||
Mediobanca SPA | NULL | T10584117 | 27-Jun-07 | M | Fix Number of Supervisory Board Members, Elect Supervisory Board Members and Chairman for the Three-Year Term 2008-2010, Determine Their Remuneration - Slate 2 | 0 | For | NULL | ||||||||
Mediobanca SPA | NULL | T10584117 | 27-Jun-07 | M | Fix Number of Supervisory Board Members, Elect Supervisory Board Members and Chairman for the Three-Year Term 2008-2010, Determine Their Remuneration - Slate 3 | 0 | For | NULL | ||||||||
Capitalia SPA (frmrly. Banca Di Roma ) | NULL | T2432A100 | 27-Jun-07 | M | Amend Articles 6, 7, 8, 9, 12, 15, 17, 18, 20, 21 and 22 of the Company’s Bylaws, Introduction of New Article 19-bis | 0 | For | NULL | ||||||||
West Japan Railway Co | 9021 | J95094108 | 22-Jun-07 | M | Approve Allocation of Income, Including the Following Dividends: Interim JY 3000, Final JY 3000, Special JY 0 | 1 | For | For | ||||||||
West Japan Railway Co | 9021 | J95094108 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
West Japan Railway Co | 9021 | J95094108 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
West Japan Railway Co | 9021 | J95094108 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
West Japan Railway Co | 9021 | J95094108 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
West Japan Railway Co | 9021 | J95094108 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
West Japan Railway Co | 9021 | J95094108 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Howard Stringer | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Ryoji Chubachi | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Katsumi Ihara | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Akishige Okada | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Hirobumi Kawano | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Yotaro Kobayashi | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Sakie Tachibana Fukushima | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Yoshihiko Miyauchi | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Yoshiaki Yamauchi | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Peter Bonfield | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Fueo Sumita | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Fujio Cho | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Ned Lautenbach | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Elect Director Ryuji Yasuda | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Appoint External Audit Firm | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | M | Approve Executive Stock Option Plan | 1 | For | For | ||||||||
Sony Corp. | 6758 | J76379106 | 21-Jun-07 | S | Amend Articles to Require Disclosure of Individual Director Compensation Levels | 1 | Against | For | ||||||||
Meinl European Land | NULL | G5965A102 | 19-Jun-07 | M | Receive Financial Statements and Statutory Reports | 0 | None | NULL | ||||||||
Meinl European Land | NULL | G5965A102 | 19-Jun-07 | M | Approve Allocation of Income | 0 | For | NULL | ||||||||
Meinl European Land | NULL | G5965A102 | 19-Jun-07 | M | Approve Remuneration of Supervisory Board Members | 0 | For | NULL | ||||||||
Meinl European Land | NULL | G5965A102 | 19-Jun-07 | M | Ratify Auditors | 0 | For | NULL | ||||||||
Meinl European Land | NULL | G5965A102 | 19-Jun-07 | M | Approve Creation of EUR 5 Billion Pool of Capital with Preemptive Rights | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 28-Jun-07 | M | Approve Stock Option Plan | 0 | For | NULL | ||||||||
National Bank of Greece | NULL | X56533114 | 28-Jun-07 | M | Approve Stock Option Plan | 0 | For | NULL | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Approve Allocation of Income, With a Final Dividend of JY 20 | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Amend Articles to: Add Record Dates for Quarterly Dividends | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Honda Motor Co. Ltd. | 7267 | J22302111 | 22-Jun-07 | M | Approve Retirement Bonuses for Directors and Statutory Auditor | 1 | For | Against | ||||||||
Hoya Corp. | 7741 | J22848105 | 19-Jun-07 | M | Elect Director Takeo Shiina | 1 | For | For | ||||||||
Hoya Corp. | 7741 | J22848105 | 19-Jun-07 | M | Elect Director Yuzaburo Mogi | 1 | For | For | ||||||||
Hoya Corp. | 7741 | J22848105 | 19-Jun-07 | M | Elect Director Yoshikazu Hanawa | 1 | For | For | ||||||||
Hoya Corp. | 7741 | J22848105 | 19-Jun-07 | M | Elect Director Eiko Kono | 1 | For | For | ||||||||
Hoya Corp. | 7741 | J22848105 | 19-Jun-07 | M | Elect Director Yukiharu Kodama | 1 | For | For | ||||||||
Hoya Corp. | 7741 | J22848105 | 19-Jun-07 | M | Elect Director Hiroshi Suzuki | 1 | For | For | ||||||||
Hoya Corp. | 7741 | J22848105 | 19-Jun-07 | M | Elect Director Kenji Ema | 1 | For | For | ||||||||
Hoya Corp. | 7741 | J22848105 | 19-Jun-07 | M | Elect Director Hiroaki Tanji | 1 | For | For | ||||||||
Anglo American plc | NULL | G03764100 | 25-Jun-07 | M | Amend Articles of Association | 1 | For | For | ||||||||
Anglo American plc | NULL | G03764100 | 25-Jun-07 | M | Approve Demerger of Mondi; Authorise the Payment of a Dividend In Specie; Approve the Demerger Agreement, the Indemnity Agreement and the Tax Agreement; Authorise Directors to Take All Necessary Steps to Give Effect to the Demerger | 1 | For | For | ||||||||
Anglo American plc | NULL | G03764100 | 25-Jun-07 | M | Approve Sub-Division of All Issued or Unissued Ordinary Shares into New Ordinary Shares; Approve Consolidation of All Unissued Intermediate Shares into New Ordinary Shares; Approve Consolidation of All Issued Intermediate Shares into New Ordinary Shares | 1 | For | For | ||||||||
Anglo American plc | NULL | G03764100 | 25-Jun-07 | M | Approve Reduction of Cap. of Mondi Plc; Approve Cancellation of the Paid Up Cap. of Mondi Plc to Enable the Transfer of Ord. Shares of Mondi Ltd to the Anglo American Shareholders on the Basis of 1 Mondi Ltd Ord. Share for Every 10 Mondi Plc Ord. Shares | 1 | For | For | ||||||||
Anglo American plc | NULL | G03764100 | 25-Jun-07 | M | Approve Consolidation of All Mondi Plc Ordinary Shares into New Ordinary Shares; Approve Sub-Division of Each Authorised but Unissued Ordinary Share and Each Special Converting Share in the Capital of Mondi Plc into 10 Shares of the Relevant Class | 1 | For | For | ||||||||
Anglo American plc | NULL | G03764100 | 25-Jun-07 | M | Subject to and Conditional Upon the Passing of Resolution 3, Authorise 134,544,000 New Ordinary Shares for Market Purchase | 1 | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Industries Ltd. | 5405 | J77669133 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 9 | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Itochu Corp. | 8001 | J2501P104 | 26-Jun-07 | M | Appoint Alternate Internal Statutory Auditor | 1 | For | Against | ||||||||
Promise Co Ltd. | 8574 | J64083108 | 19-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 52.5 | 1 | For | For | ||||||||
Promise Co Ltd. | 8574 | J64083108 | 19-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Promise Co Ltd. | 8574 | J64083108 | 19-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Promise Co Ltd. | 8574 | J64083108 | 19-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Promise Co Ltd. | 8574 | J64083108 | 19-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Promise Co Ltd. | 8574 | J64083108 | 19-Jun-07 | M | Appoint Alternate Internal Statutory Auditor | 1 | For | For | ||||||||
Promise Co Ltd. | 8574 | J64083108 | 19-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
Promise Co Ltd. | 8574 | J64083108 | 19-Jun-07 | M | Approve Retirement Bonuses for Directors and Statutory Auditor, and Special Bonus for Family of Deceased Statutory Auditor | 1 | For | Against | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Amend Articles to: Authorize Public Announcements in Electronic Format | 1 | For | For | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Approve Executive Stock Option Plan | 1 | For | For | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Elect Director | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Elect Director | 1 | For | Against | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Elect Director | 1 | For | Against | ||||||||
NSK Ltd. | 6471 | J55505101 | 26-Jun-07 | M | Elect Director | 1 | For | Against | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 16 | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Appoint Alternate Internal Statutory Auditor | 1 | For | For | ||||||||
Terumo Corp. | 4543 | J83173104 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 16 | 1 | For | For | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Amend Articles to: Reduce Directors Term in Office - Authorize Public Announcements in Electronic Format | 1 | For | For | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Appoint Alternate Internal Statutory Auditor | 1 | For | Against | ||||||||
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 28-Jun-07 | M | Adopt Shareholder Rights Plan (Poison Pill) | 1 | For | Against | ||||||||
Sumitomo Chemical Co. Ltd. | 4005 | J77153120 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Chemical Co. Ltd. | 4005 | J77153120 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Chemical Co. Ltd. | 4005 | J77153120 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Chemical Co. Ltd. | 4005 | J77153120 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Chemical Co. Ltd. | 4005 | J77153120 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Chemical Co. Ltd. | 4005 | J77153120 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Chemical Co. Ltd. | 4005 | J77153120 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Chemical Co. Ltd. | 4005 | J77153120 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Chemical Co. Ltd. | 4005 | J77153120 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Chemical Co. Ltd. | 4005 | J77153120 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Sumitomo Chemical Co. Ltd. | 4005 | J77153120 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Sumitomo Chemical Co. Ltd. | 4005 | J77153120 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 12.5 | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Amend Articles to: Increase Authorized Capital | 1 | For | Against | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | �� | J14208102 | 28-Jun-07 | M | Approve Retirement Bonuses for Directors | 1 | For | For | |||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Approve Retirement Bonus for Statutory Auditor | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | 1 | For | For | ||||||||
FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) | 4901 | J14208102 | 28-Jun-07 | M | Approve Stock Option Plan and Deep Discount Stock Option Plan for Directors | 1 | For | Against | ||||||||
Keyence Corp. | 6861 | J32491102 | 19-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 30 | 1 | For | Against | ||||||||
Keyence Corp. | 6861 | J32491102 | 19-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keyence Corp. | 6861 | J32491102 | 19-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keyence Corp. | 6861 | J32491102 | 19-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keyence Corp. | 6861 | J32491102 | 19-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keyence Corp. | 6861 | J32491102 | 19-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Keyence Corp. | 6861 | J32491102 | 19-Jun-07 | M | Appoint Alternate Internal Statutory Auditor | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 24 | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Amend Articles to: Reduce Directors Term in Office - Authorize Board to Determine Income Allocation | 1 | For | Against | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Approve Executive Stock Option Plan | 1 | For | For | ||||||||
Aisin Seiki Co. Ltd. | 7259 | J00714105 | 21-Jun-07 | M | Approve Retirement Bonuses for Directors and Statutory Auditor | 1 | For | For | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 8 | 1 | For | For | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | 1 | For | Against | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | 28-Jun-07 | M | Adopt Shareholder Rights Plan (Poison Pill) | 1 | For | Against | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Approve Allocation of Income, Including the Following Dividends: Interim JY 2.5, Final JY 2.5, Special JY 0 | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Amend Articles To: Authorize Issuance of Warrants for Takeover Defense By Resolution of Board or Shareholder Approval | 1 | For | Against | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | M | Adopt Shareholder Rights Plan (Poison Pill) | 1 | For | Against | ||||||||
Tobu Railway Co. Ltd. | 9001 | J84162148 | 28-Jun-07 | S | Amend Articles To: Require the Company to Maintain Good Employee-Management Relations | 1 | Against | Against | ||||||||
MITSUI TRUST HOLDINGS INC | 8309 | J6150N104 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 5 | 1 | For | For | ||||||||
MITSUI TRUST HOLDINGS INC | 8309 | J6150N104 | 28-Jun-07 | M | Amend Articles to: Change Company Name - Decrease Authorized Capital to Reflect Cancellation of Preferred Shares | 1 | For | For | ||||||||
MITSUI TRUST HOLDINGS INC | 8309 | J6150N104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUI TRUST HOLDINGS INC | 8309 | J6150N104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUI TRUST HOLDINGS INC | 8309 | J6150N104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUI TRUST HOLDINGS INC | 8309 | J6150N104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUI TRUST HOLDINGS INC | 8309 | J6150N104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUI TRUST HOLDINGS INC | 8309 | J6150N104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Amend Articles To: Reduce Directors Term in Office | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Approve Retirement Bonuses for Directors and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | 1 | For | Against | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | 1 | For | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | S | Amend Articles to Require Disclosure of Individual Director Compensation Levels | 1 | Against | For | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | S | Amend Articles to Require Creation of Compliance Committee | 1 | Against | Against | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | S | Amend Articles to Require Shutdown of Nuclear Power Stations Inactive for More than One Year due to Accidents | 1 | Against | Against | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | S | Amend Articles to Ban Participation in Nuclear Fuel Reprocessing Projects at Rokkashomura Area to Preserve Environment | 1 | Against | Against | ||||||||
Tohoku Electric Power Co. Inc. | 9506 | J85108108 | 28-Jun-07 | S | Remove Director from Office | 1 | Against | Against | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 3 | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Authorize Share Repurchase Program | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Amend Articles to: Expand Business Lines - Decrease Maximum Board Size - Reduce Directors Term in Office - Limit Rights of Odd-lot Holders | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Amend Articles to: Allow the Company to Adopt Takeover Defense with Shareholder Approval | 1 | For | Against | ||||||||
Keio Corp (formerly Keio Electric Railway) | 9008 | J32190126 | 28-Jun-07 | M | Adopt Shareholder Rights Plan (Poison Pill) | 1 | For | Against | ||||||||
JS Group Corp. (Formerly Tostem Inax Holding Corp.) | 5938 | J2855M103 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JS Group Corp. (Formerly Tostem Inax Holding Corp.) | 5938 | J2855M103 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JS Group Corp. (Formerly Tostem Inax Holding Corp.) | 5938 | J2855M103 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JS Group Corp. (Formerly Tostem Inax Holding Corp.) | 5938 | J2855M103 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JS Group Corp. (Formerly Tostem Inax Holding Corp.) | 5938 | J2855M103 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JS Group Corp. (Formerly Tostem Inax Holding Corp.) | 5938 | J2855M103 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JS Group Corp. (Formerly Tostem Inax Holding Corp.) | 5938 | J2855M103 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JS Group Corp. (Formerly Tostem Inax Holding Corp.) | 5938 | J2855M103 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JS Group Corp. (Formerly Tostem Inax Holding Corp.) | 5938 | J2855M103 | 21-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
JS Group Corp. (Formerly Tostem Inax Holding Corp.) | 5938 | J2855M103 | 21-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
JS Group Corp. (Formerly Tostem Inax Holding Corp.) | 5938 | J2855M103 | 21-Jun-07 | M | Appoint Alternate Internal Statutory Auditor | 1 | For | For | ||||||||
JS Group Corp. (Formerly Tostem Inax Holding Corp.) | 5938 | J2855M103 | 21-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
JS Group Corp. (Formerly Tostem Inax Holding Corp.) | 5938 | J2855M103 | 21-Jun-07 | M | Approve Retirement Bonuses for Directors and Statutory Auditors | 1 | For | Against | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 28 | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Approve Executive Stock Option Plan | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Approve Retirement Bonus for Director | 1 | For | For | ||||||||
Toyota Industries Corp. (formerly Toyoda Automatic Loom Works) | 6201 | J92628106 | 21-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 8 | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Elect Director | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | 1 | For | For | ||||||||
Ajinomoto Co. Inc. | 2802 | J00882126 | 28-Jun-07 | M | Approve Retirement Bonuses for Directors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | 1 | For | Against | ||||||||
Hokuhoku Financial Group Inc. (Formerly Hokugin Financial Group) | 8377 | J21903109 | 27-Jun-07 | M | Approve Allocation of Income, Including the Following Dividends for Ordinary Shares: Interim JY 0, Final JY 2, Special JY 0 | 1 | For | For | ||||||||
Hokuhoku Financial Group Inc. (Formerly Hokugin Financial Group) | 8377 | J21903109 | 27-Jun-07 | M | Amend Articles to: Authorize Preferred Share Repurchases at Board’s Discretion | 1 | For | For | ||||||||
Hokuhoku Financial Group Inc. (Formerly Hokugin Financial Group) | 8377 | J21903109 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Hokuhoku Financial Group Inc. (Formerly Hokugin Financial Group) | 8377 | J21903109 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Hokuhoku Financial Group Inc. (Formerly Hokugin Financial Group) | 8377 | J21903109 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Hokuhoku Financial Group Inc. (Formerly Hokugin Financial Group) | 8377 | J21903109 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Hokuhoku Financial Group Inc. (Formerly Hokugin Financial Group) | 8377 | J21903109 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Hokuhoku Financial Group Inc. (Formerly Hokugin Financial Group) | 8377 | J21903109 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Hokuhoku Financial Group Inc. (Formerly Hokugin Financial Group) | 8377 | J21903109 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Hokuhoku Financial Group Inc. (Formerly Hokugin Financial Group) | 8377 | J21903109 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 77.5 | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | 1 | For | For | ||||||||
Fanuc Ltd. | 6954 | J13440102 | 27-Jun-07 | M | Approve Retirement Bonuses for Directors | 1 | For | For | ||||||||
Sumitomo Electric Industries Ltd. | 5802 | J77411114 | 27-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 10 | 1 | For | For | ||||||||
Sumitomo Electric Industries Ltd. | 5802 | J77411114 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Sumitomo Electric Industries Ltd. | 5802 | J77411114 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Sumitomo Electric Industries Ltd. | 5802 | J77411114 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Sumitomo Electric Industries Ltd. | 5802 | J77411114 | 27-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For | ||||||||
Sumitomo Electric Industries Ltd. | 5802 | J77411114 | 27-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 | 1 | For | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 | 1 | For | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Amend Articles To: Limit Liability of Statutory Auditors - Limit Directors Legal Liability | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Amend Articles To: Limit Liability of Statutory Auditors - Limit Directors Legal Liability | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Appoint External Audit Firm | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Appoint External Audit Firm | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceiling for Directors | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceiling for Directors | 1 | For | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Approve Alternate Income Allocation Proposal | 1 | Against | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Approve Alternate Income Allocation Proposal | 1 | Against | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Require Disclosure of Individual Director Compensation Levels | 1 | Against | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Require Disclosure of Individual Director Compensation Levels | 1 | Against | For | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Require Aggressive Investment in “New Energy” | 1 | Against | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Require Aggressive Investment in “New Energy” | 1 | Against | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Create Committee on Inspection of Nuclear Power Facilities | 1 | Against | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Create Committee on Inspection of Nuclear Power Facilities | 1 | Against | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Ban Emissions of Radioactive Waste Whose Permanent Disposition Sites Are Not Yet Determined | 1 | Against | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Ban Emissions of Radioactive Waste Whose Permanent Disposition Sites Are Not Yet Determined | 1 | Against | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Abandon Use of Plutonium-Uranium MOX Fuel at Hamaoka Nuclear Power Station | 1 | Against | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Abandon Use of Plutonium-Uranium MOX Fuel at Hamaoka Nuclear Power Station | 1 | Against | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Require the Company to Submit Earthquake Risk Data for Review by Local Communities | 1 | Against | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Require the Company to Submit Earthquake Risk Data for Review by Local Communities | 1 | Against | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Require the Company to Hold Shareholder Meetings Frequently to Discuss Business Risk and Important Business Changes | 1 | Against | Against | ||||||||
Chubu Electric Power Co. Inc. | 9502 | J06510101 | 27-Jun-07 | S | Amend Articles to Require the Company to Hold Shareholder Meetings Frequently to Discuss Business Risk and Important Business Changes | 1 | Against | Against | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 70 | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Approve Executive Stock Option Plan | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Authorize Share Repurchase Program | 1 | For | For | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Approve Retirement Bonuses for Statutory Auditors | 1 | For | Against | ||||||||
Toyota Motor Corp. | 7203 | J92676113 | 22-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 9 | 1 | For | For | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Approve Retirement Bonuses for Directors and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditor in Connection with Abolition of Retirement Bonus System | 1 | For | For | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | 1 | For | For | ||||||||
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-07 | M | Approve Deep Discount Stock Option Plan | 1 | For | For | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Amend Articles to: Decrease Maximum Board Size | 1 | For | Against | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Elect Director | 1 | For | Against | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Elect Director | 1 | For | Against | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Appoint Alternate Internal Statutory Auditor | 1 | For | Against | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Approve Retirement Bonuses for Directors and Statutory Auditor | 1 | For | Against | ||||||||
Aiful Corp. | 8515 | J00557108 | 27-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceiling for Directors | 1 | For | For | ||||||||
Chiba Bank Ltd. | 8331 | J05670104 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 5.5 | 1 | For | For | ||||||||
Chiba Bank Ltd. | 8331 | J05670104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chiba Bank Ltd. | 8331 | J05670104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chiba Bank Ltd. | 8331 | J05670104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chiba Bank Ltd. | 8331 | J05670104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chiba Bank Ltd. | 8331 | J05670104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chiba Bank Ltd. | 8331 | J05670104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Chiba Bank Ltd. | 8331 | J05670104 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Chiba Bank Ltd. | 8331 | J05670104 | 28-Jun-07 | M | Approve Retirement Bonuses for Director and Statutory Auditor | 1 | For | Against | ||||||||
Chiba Bank Ltd. | 8331 | J05670104 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Amend Articles to: Allow the Company to Adopt Takeover Defense with Shareholder Approval | 1 | For | Against | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Toppan Printing Co. Ltd. | 7911 | 890747108 | 28-Jun-07 | M | Adopt Shareholder Rights Plan (Poison Pill) | 1 | For | Against | ||||||||
Yamato Holdings Co Ltd (formerly Yamato Transport) | 9064 | J96612114 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Yamato Holdings Co Ltd (formerly Yamato Transport) | 9064 | J96612114 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Yamato Holdings Co Ltd (formerly Yamato Transport) | 9064 | J96612114 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Yamato Holdings Co Ltd (formerly Yamato Transport) | 9064 | J96612114 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Yamato Holdings Co Ltd (formerly Yamato Transport) | 9064 | J96612114 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Yamato Holdings Co Ltd (formerly Yamato Transport) | 9064 | J96612114 | 27-Jun-07 | M | Appoint Alternate Internal Statutory Auditor | 1 | For | For | ||||||||
Yamato Holdings Co Ltd (formerly Yamato Transport) | 9064 | J96612114 | 27-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 60 | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Approve Deep Discount Stock Option Plan | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Approve Executive Stock Option Plan | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Elect Director | 1 | For | �� | For | |||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Approve Retirement Bonuses for Director and Statutory Auditor | 1 | For | For | ||||||||
TDK Corp. | 6762 | J82141136 | 28-Jun-07 | M | Approve Retirement Bonus for Statutory Auditor | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 5 | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Appoint Alternate Internal Statutory Auditor | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
Fujikura Ltd. | 5803 | J14784128 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 7 | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 7 | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
MITSUBISHI CHEMICAL HOLDINGS CORP | 4188 | J44046100 | 26-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 24 | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 24 | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Authorize Share Repurchase Program | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Authorize Share Repurchase Program | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Approve Executive Stock Option Plan | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Approve Executive Stock Option Plan | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Approve Retirement Bonuses for Directors and Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Approve Retirement Bonuses for Directors and Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceiling for Directors | 1 | For | For | ||||||||
Denso Corp. | 6902 | J12075107 | 26-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceiling for Directors | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 80 | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Secom Co. Ltd. | 9735 | J69972107 | 27-Jun-07 | M | Approve Retirement Bonuses for Directors | 1 | For | For | ||||||||
Hirose Electric Co. Ltd. | 6806 | J19782101 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 75 | 1 | For | For | ||||||||
Hirose Electric Co. Ltd. | 6806 | J19782101 | 28-Jun-07 | M | Amend Articles to: Create Post of Vice President | 1 | For | For | ||||||||
Hirose Electric Co. Ltd. | 6806 | J19782101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Hirose Electric Co. Ltd. | 6806 | J19782101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Hirose Electric Co. Ltd. | 6806 | J19782101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Hirose Electric Co. Ltd. | 6806 | J19782101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Hirose Electric Co. Ltd. | 6806 | J19782101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Hirose Electric Co. Ltd. | 6806 | J19782101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Hirose Electric Co. Ltd. | 6806 | J19782101 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Hirose Electric Co. Ltd. | 6806 | J19782101 | 28-Jun-07 | M | Approve Executive Stock Option Plan | 1 | For | Against | ||||||||
Central Japan Railway Co. | 9022 | J05523105 | 22-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 4000 | 1 | For | For | ||||||||
Central Japan Railway Co. | 9022 | J05523105 | 22-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Central Japan Railway Co. | 9022 | J05523105 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Central Japan Railway Co. | 9022 | J05523105 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Central Japan Railway Co. | 9022 | J05523105 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Central Japan Railway Co. | 9022 | J05523105 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Central Japan Railway Co. | 9022 | J05523105 | 22-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Central Japan Railway Co. | 9022 | J05523105 | 22-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Central Japan Railway Co. | 9022 | J05523105 | 22-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend (Ordinary Shares) of JY 6000 | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Amend Articles to: Increase Authorized Capital to Reflect Stock Split - Delete References to Two Classes of Preferred Shares to Reflect Cancellation - Limit Rights of Odd-lot Holders | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | Against | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Approve Retirement Bonuses for Directors and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | 1 | For | Against | ||||||||
Mitsubishi UFJ Financial Group | 8306 | J44497105 | 28-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceilings and Deep Discount Stock Option Plan for Directors and Statutory Auditors | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 30 | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Amend Articles to: Expand Business Lines - Authorize Public Announcements in Electronic Format | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Oriental Land Co | 4661 | J6174U100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Approve Alternate Income Allocation Proposal | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Approve Alternate Income Allocation Proposal | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Remove Director from Office | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Remove Director from Office | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Disclosure of Individual Director Compensation Levels | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Disclosure of Individual Director Compensation Levels | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Reduce Board Size and Require Appointment of a Director in Charge of Injured Nuclear Plant Workers | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Reduce Board Size and Require Appointment of a Director in Charge of Injured Nuclear Plant Workers | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Cancellation of Reprocessing Contracts and Prohibit Use of Plutonium for Power Generation | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Cancellation of Reprocessing Contracts and Prohibit Use of Plutonium for Power Generation | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Establishment of Committee to Ensure Compliance with Laws and Operational Rules | 1 | Against | Against |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Establishment of Committee to Ensure Compliance with Laws and Operational Rules | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Establishment of Committee to Proceed with Shutdown of Aging Nuclear Facilities | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Establishment of Committee to Proceed with Shutdown of Aging Nuclear Facilities | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Establishment of Committee to Determine Policy on Plutonium | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Establishment of Committee to Determine Policy on Plutonium | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Company’s Compliance with CSR Principles | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Company’s Compliance with CSR Principles | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Company to Post Shareholder Meeting Minutes on the Internet, Including Critical Comments | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Company to Post Shareholder Meeting Minutes on the Internet, Including Critical Comments | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Reduce Maximum Board Size | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Reduce Maximum Board Size | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Reduce Number of Statutory Auditors and Require Appointment of Auditor from Non-Governmental Environmental Organization | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Reduce Number of Statutory Auditors and Require Appointment of Auditor from Non-Governmental Environmental Organization | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Company to Play an Active Role in Protecting the Global Environment | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Company to Play an Active Role in Protecting the Global Environment | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Add Declaration of Intent to Switch from Nuclear Power to Natural Energy | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Add Declaration of Intent to Switch from Nuclear Power to Natural Energy | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Company to Prioritize Workers’ Rights and Those of Consumers and Local Residents | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Company to Prioritize Workers’ Rights and Those of Consumers and Local Residents | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Company to Prioritize Investment in ‘Lifeline’ Facilities to Create Employment | 1 | Against | Against | ||||||||
Kansai Electric Power Co. Inc. | 9503 | J30169106 | 28-Jun-07 | S | Amend Articles to Require Company to Prioritize Investment in ‘Lifeline’ Facilities to Create Employment | 1 | Against | Against | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 60 | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Approve Retirement Bonus for Director | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
SMC Corp. | 6273 | J75734103 | 28-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 6 | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 6 | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Amend Articles to: Reduce Directors Term in Office | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Amend Articles to: Reduce Directors Term in Office | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | Against | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Elect Director | 1 | For | Against | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Obayashi Corp. | 1802 | J59826107 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 16 | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Approve Corporate Split Agreement and Transfer Retail Operations to New Wholly-Owned Subsidiary | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Approve Corporate Split Agreement and Transfer Credit Card Operations to Wholly-Owned Subsidiary | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Amend Articles to: Expand Business Lines - Change Company Name | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Marui Co. Ltd. | 8252 | J40089104 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 1,500 | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 1,500 | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Amend Articles to: Expand Business Lines | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Amend Articles to: Expand Business Lines | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Approve Retirement Bonuses for Directors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | 1 | For | Against | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Approve Retirement Bonuses for Directors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | 1 | For | Against | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For | ||||||||
Dentsu Inc. | 4324 | J1207N108 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors | 1 | For | For | ||||||||
Acom Co. Ltd. | 8572 | J00105106 | 27-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 30 | 1 | For | For | ||||||||
Acom Co. Ltd. | 8572 | J00105106 | 27-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Acom Co. Ltd. | 8572 | J00105106 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Acom Co. Ltd. | 8572 | J00105106 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Acom Co. Ltd. | 8572 | J00105106 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Acom Co. Ltd. | 8572 | J00105106 | 27-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Acom Co. Ltd. | 8572 | J00105106 | 27-Jun-07 | M | Approve Retirement Bonuses for Director and Statutory Auditor | 1 | For | For | ||||||||
Rexam plc | NULL | G1274K113 | 28-Jun-07 | M | Approve Acquisition of OI Plastic Products FTS Inc | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Approve Allocation of Income, with a Final Dividend (Ordinary Shares) of JY 7000 | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Amend Articles to: Update Terminology to Match that of New Corporate Law - Authorize Internet Disclosure of Shareholder Meeting Materials | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | �� | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | |||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Approve Retirement Bonuses for Directors and Statutory Auditors | 1 | For | Against | ||||||||
Inpex Holdings Inc. | 1605 | J2467E101 | 26-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 14 | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Approve Executive Stock Option Plan | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Authorize Share Repurchase Program | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Approve Retirement Bonuses for Directors and Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System | 1 | For | For | ||||||||
Toyota Tsusho Corp. | 8015 | J92719111 | 26-Jun-07 | M | Approve Adjustment to Aggregate Compensation Ceiling for Directors | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 45 | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 45 | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Amend Articles to: Increase Maximum Board Size | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Amend Articles to: Increase Maximum Board Size | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Approve Retirement Bonus for Statutory Auditor | 1 | For | Against | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Approve Retirement Bonus for Statutory Auditor | 1 | For | Against | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Approve Executive Stock Option Plan | 1 | For | Against | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Approve Executive Stock Option Plan | 1 | For | Against | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Adopt Shareholder Rights Plan (Poison Pill) | 1 | For | Against | ||||||||
Shin-Etsu Chemical Co. Ltd. | 4063 | J72810120 | 28-Jun-07 | M | Adopt Shareholder Rights Plan (Poison Pill) | 1 | For | Against | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 10 | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | Against | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | 1 | For | For | ||||||||
JTEKT Corp. (formerly Koyo Seiko Co.) | 6473 | J2946V104 | 28-Jun-07 | M | Approve Retirement Bonus for Statutory Auditor | 1 | For | Against | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 3.5 | 1 | For | For | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Joyo Bank Ltd. | 8333 | J28541100 | 28-Jun-07 | M | Approve Retirement Bonuses for Directors | 1 | For | For | ||||||||
Kajima Corp. | 1812 | J29223120 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 4 | 1 | For | For | ||||||||
Kajima Corp. | 1812 | J29223120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kajima Corp. | 1812 | J29223120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kajima Corp. | 1812 | J29223120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kajima Corp. | 1812 | J29223120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kajima Corp. | 1812 | J29223120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kajima Corp. | 1812 | J29223120 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kajima Corp. | 1812 | J29223120 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kajima Corp. | 1812 | J29223120 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
Kajima Corp. | 1812 | J29223120 | 28-Jun-07 | M | Set Maximum Bonus Ceiling for Directors | 1 | For | For | ||||||||
SUMITOMO MITSUI FINANCIAL GROUP INC. | 8316 | J7771X109 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend (Ordinary Shares) of JY 7000 | 1 | For | For | ||||||||
SUMITOMO MITSUI FINANCIAL GROUP INC. | 8316 | J7771X109 | 28-Jun-07 | M | Amend Articles to: Create New Classes of Preferred Shares and Remove Obsolete Provisions on Preferred Shares | 1 | For | Against | ||||||||
SUMITOMO MITSUI FINANCIAL GROUP INC. | 8316 | J7771X109 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SUMITOMO MITSUI FINANCIAL GROUP INC. | 8316 | J7771X109 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SUMITOMO MITSUI FINANCIAL GROUP INC. | 8316 | J7771X109 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SUMITOMO MITSUI FINANCIAL GROUP INC. | 8316 | J7771X109 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SUMITOMO MITSUI FINANCIAL GROUP INC. | 8316 | J7771X109 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SUMITOMO MITSUI FINANCIAL GROUP INC. | 8316 | J7771X109 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
SUMITOMO MITSUI FINANCIAL GROUP INC. | 8316 | J7771X109 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
SUMITOMO MITSUI FINANCIAL GROUP INC. | 8316 | J7771X109 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
SUMITOMO MITSUI FINANCIAL GROUP INC. | 8316 | J7771X109 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
SUMITOMO MITSUI FINANCIAL GROUP INC. | 8316 | J7771X109 | 28-Jun-07 | M | Approve Retirement Bonuses for Director and Statutory Auditor | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 115 | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For |
Meeting | Ticker | Sec. ID | Meeting Date | M or S | Item Description | Voted Y=1, No=0 | Mgnt Rec | Vote Cast | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Appoint Internal Statutory Auditor | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Appoint Alternate Internal Statutory Auditor | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Approve Appointment of External Audit Firm | 1 | For | For | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Approve Retirement Bonuses for Director and Statutory Auditor | 1 | For | Against | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Approve Special Bonus for Family of Deceased Director | 1 | For | Against | ||||||||
TakeFuji Corp. | 8564 | J81335101 | 28-Jun-07 | M | Adopt Shareholder Rights Plan (Poison Pill) | 1 | For | Against | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 3 | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Approve Allocation of Income, with a Final Dividend of JY 3 | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | Against | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | Against | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | �� | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | |||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For | ||||||||
Kintetsu Corp. (formerly Kinki Nippon Railway Co.) | 9041 | J33136128 | 28-Jun-07 | M | Elect Director | 1 | For | For |
The Balanced Fund, Income Fund, Short-Term Investment Fund, 2010 Aggressive Fund, 2010 Moderate Fund, 2010 Conservative Fund, 2015 Moderate Fund, 2025 Moderate Fund, 2035 Moderate Fund and 2045 Moderate Fund were not entitled to vote on any matter relating to a security considered at any shareholder meeting held during the period covered by the report.
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
Small Cap Growth Fund – BNY
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
11/08/06 - A | Cache, Inc. *CACH* | 127150308 | 09/25/06 | 380 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/08/06 - A | Oplink Communications, Inc. *OPLK* | 68375Q403 | 09/20/06 | 30 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Reduce Authorized Preferred Stock | For | For | Mgmt | ||||||||||||
11/08/06 - A | Royal Gold, Inc. *RGLD* | 780287108 | 09/28/06 | 300 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/09/06 - A | Aeroflex, Inc. | 007768104 | 09/29/06 | 360 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Other Business | For | For | Mgmt | ||||||||||||
11/09/06 - A | Crystal River Capital, Inc. *CRZ* | 229393301 | 10/04/06 | 50 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/09/06 - S | Evergreen Energy Inc *EEE* | 48245L107 | 09/29/06 | 2,320 | ||||||||||||
1 | Change Company Name | For | For | Mgmt | ||||||||||||
11/09/06 - A | First Acceptance Corp *FAC* | 318457108 | 10/03/06 | 310 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/09/06 - A | Hi-Tech Pharmacal Co., Inc. *HITK* | 42840B101 | 09/14/06 | 300 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/10/06 - A | Perrigo Co. *PRGO* | 714290103 | 09/15/06 | 190 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 1 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
11/13/06 - S | Mercury Computer Systems, Inc. *MRCY* | 589378108 | 09/15/06 | 180 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
11/14/06 - A | Energy Conversion Devices, Inc. *ENER* | 292659109 | 09/29/06 | 1,280 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
11/14/06 - A | Ethan Allen Interiors Inc. *ETH* | 297602104 | 09/20/06 | 220 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Stock Option Plan | For | For | Mgmt | ||||||||||||
11/15/06 - A | Devry Inc. *DV* | 251893103 | 09/22/06 | 1,990 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/15/06 - A | Hyperion Solutions Corp. | 44914M104 | 09/21/06 | 946 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/15/06 - A | Immucor, Inc. *BLUD* | 452526106 | 09/08/06 | 2,210 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Other Business | For | For | Mgmt | ||||||||||||
11/15/06 - A | The Advisory Board Co *ABCO* | 00762W107 | 10/04/06 | 615 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/16/06 - A | Bottomline Technologies (De), Inc. *EPAY* | 101388106 | 09/28/06 | 30 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 2 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/16/06 - A | CACI International, Inc. *CAI* | 127190304 | 09/20/06 | 830 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
4 | Adjourn Meeting | For | Against | Mgmt | ||||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/16/06 - A | Dollar Financial Corp. *DLLR* | 256664103 | 10/20/06 | 373 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/16/06 - A | Myriad Genetics, Inc. *MYGN* | 62855J104 | 09/29/06 | 1,290 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Stock Option Plan | For | For | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/17/06 - A | Bebe Stores, Inc. *BEBE* | 075571109 | 10/10/06 | 770 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/17/06 - PC | Energy Partners, Ltd *EPL* | 29270U105 | 10/17/06 | 895 | ||||||||||||
Management Proposal (WHITE CARD) | ||||||||||||||||
1 | Remove Existing Director Richard A. Bachmann | Against | Against | ShrHoldr | ||||||||||||
2 | Remove Existing Director John C. Bumgarner, Jr | Against | Against | ShrHoldr | ||||||||||||
3 | Remove Existing Director Jerry D. Carlisle | Against | Against | ShrHoldr | ||||||||||||
4 | Remove Existing Director Harold D. Carter | Against | Against | ShrHoldr | ||||||||||||
5 | Remove Existing Director Enoch L. Dawkins | Against | Against | ShrHoldr | ||||||||||||
6 | Remove Existing Director Norman C. Francis | Against | Against | ShrHoldr |
Mgmt Rec - Company Management Recommended Vote | Page 3 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
7 | Remove Existing Director Robert D. Gershen | Against | Against | ShrHoldr | ||||||||||||
8 | Remove Existing Director Phillip A. Gobe | Against | Against | ShrHoldr | ||||||||||||
9 | Remove Existing Director William R. Herrin, Jr | Against | Against | ShrHoldr | ||||||||||||
10 | Remove Existing Director William O. Hiltz | Against | Against | ShrHoldr | ||||||||||||
11 | Remove Existing Director John G. Phillips | Against | Against | ShrHoldr | ||||||||||||
12 | Elect Director Walter R. Arnheim | Against | Against | Mgmt | ||||||||||||
13 | Elect Director Terry G. Dallas | Against | Against | Mgmt | ||||||||||||
14 | Elect Director Robert B. Holland, III | Against | Against | Mgmt | ||||||||||||
15 | Elect Director David R. Martin | Against | Against | Mgmt | ||||||||||||
16 | Elect Director J. Kenneth Thompson | Against | Against | Mgmt | ||||||||||||
Dissident Proxy (GOLD CARD) | ||||||||||||||||
1 | Remove Existing Director Richard A. Bachmann | For | DoNotVote | ShrHoldr | ||||||||||||
2 | Remove Existing Director John C. Bumgarner, Jr | For | DoNotVote | ShrHoldr | ||||||||||||
3 | Remove Existing Director Jerry D. Carlisle | For | DoNotVote | ShrHoldr | ||||||||||||
4 | Remove Existing Director Harold D. Carter | For | DoNotVote | ShrHoldr | ||||||||||||
5 | Remove Existing Director Enoch L. Dawkins | For | DoNotVote | ShrHoldr | ||||||||||||
6 | Remove Existing Director Norman C. Francis | For | DoNotVote | ShrHoldr | ||||||||||||
7 | Remove Existing Director Robert D. Gershen | For | DoNotVote | ShrHoldr | ||||||||||||
8 | Remove Existing Director Phillip A. Gobe | For | DoNotVote | ShrHoldr | ||||||||||||
9 | Remove Existing Director William R. Herrin, Jr | For | DoNotVote | ShrHoldr | ||||||||||||
10 | Remove Existing Director William O. Hiltz | For | DoNotVote | ShrHoldr | ||||||||||||
11 | Remove Existing Director John G. Phillips | For | DoNotVote | ShrHoldr | ||||||||||||
12 | Elect Director Walter R. Arnheim | For | DoNotVote | Mgmt | ||||||||||||
13 | Elect Director Terry G. Dallas | For | DoNotVote | Mgmt | ||||||||||||
14 | Elect Director Robert B. Holland, III | For | DoNotVote | Mgmt | ||||||||||||
15 | Elect Director David R. Martin | For | DoNotVote | Mgmt | ||||||||||||
16 | Elect Director J. Kenneth Thompson | For | DoNotVote | Mgmt | ||||||||||||
11/17/06 - S | Harbor Florida Bancshares, Inc. | 411901101 | 09/26/06 | 85 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Amend Articles/Bylaws/Charter-Organization-Related | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 4 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
3 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
11/17/06 - A | Micros Systems, Inc. *MCRS* | 594901100 | 10/04/06 | 1,275 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Stock Option Plan | For | For | Mgmt | ||||||||||||
4 | Amend Stock Option Plan | For | For | Mgmt | ||||||||||||
11/17/06 - A | The Reader’s Digest Association, Inc. | 755267101 | 09/21/06 | 1,600 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/17/06 - A | Watson Wyatt Worldwide INC *WW* | 942712100 | 10/02/06 | 310 | ||||||||||||
1 | Declassify the Board of Directors | For | For | Mgmt | ||||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||||||||
3 | Eliminate Class of Common Stock | For | For | Mgmt | ||||||||||||
4 | Approve/Amend Deferred Compensation Plan | For | For | Mgmt | ||||||||||||
11/20/06 - S | Fidelity Bankshares Inc New | 31604Q107 | 09/29/06 | 225 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
11/20/06 - S | Intergraph Corp. | 458683109 | 10/11/06 | 825 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
11/20/06 - A | Lancaster Colony Corp. *LANC* | 513847103 | 09/22/06 | 590 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/21/06 - A | American Oriental Bioengineering, Inc. *AOB* | 028731107 | 10/05/06 | 1,409 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Stock Option Plan | For | Against | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 5 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
11/21/06 - A | Tiens BioTech Group (USA), Inc. *TBV* | 88650T104 | 10/11/06 | 110 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/28/06 - A | Allis-Chalmers Energy Inc. *ALY* | 019645506 | 10/20/06 | 570 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
4 | Other Business | For | For | Mgmt | ||||||||||||
11/28/06 - S | International Displayworks Inc | 459412102 | 10/18/06 | 1,400 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
11/28/06 - S | Maritrans Inc. | 570363101 | 10/20/06 | 40 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
11/29/06 - A | The Dress Barn, Inc. *DBRN* | 261570105 | 10/16/06 | 1,500 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
11/30/06 - A | Emulex Corp. *ELX* | 292475209 | 10/09/06 | 840 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Non-Employee Director Stock Option Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/30/06 - A | Neoware Inc *NWRE* | 64065P102 | 10/19/06 | 550 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
11/30/06 - A | OSI Systems, Inc. *OSIS* | 671044105 | 10/02/06 | 180 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 6 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
4 | Change State of Incorporation [California to Delaware] | For | Against | Mgmt | ||||||||||||
12/01/06 - A | NET 1 UEPS TECHNOLOGIES INC *UEPS* | 64107N206 | 10/19/06 | 1,520 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/01/06 - S | NS Group, Inc. | 628916108 | 11/01/06 | 280 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
12/05/06 - A | Comtech Telecommunications Corp. *CMTL* | 205826209 | 10/06/06 | 743 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/06/06 - A | Excel Technology, Inc. *XLTC* | 30067T103 | 11/03/06 | 260 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Stock Option Plan | For | For | Mgmt | ||||||||||||
4 | Approve/Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
12/06/06 - A | Kensey Nash Corp. *KNSY* | 490057106 | 10/26/06 | 120 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/06/06 - A | LTX Corporation *LTXX* | 502392103 | 10/26/06 | 1,960 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/06/06 - A | Monogram Biosciences, Inc. *MGRM* | 60975U108 | 11/01/06 | 4,054 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 7 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
12/06/06 - A | PIKE ELECTRIC CORP *PEC* | 721283109 | 10/10/06 | 460 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/06/06 - A | Sourceforge Inc. *LNUX* | 91819B105 | 10/09/06 | 1,980 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/07/06 - A | 1-800-FLOWERS.Com Inc. *FLWS* | 68243Q106 | 10/12/06 | 675 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/07/06 - A | Arena Resources, Inc. *ARD* | 040049108 | 10/27/06 | 383 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Stock Option Plan | For | Against | Mgmt | ||||||||||||
12/07/06 - A | NuCo2, Inc. *NUCO* | 629428103 | 10/20/06 | 510 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/07/06 - A | ScanSource, Inc. *SCSC* | 806037107 | 10/19/06 | 790 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/07/06 - A | United Natural Foods, Inc. *UNFI* | 911163103 | 10/13/06 | 1,380 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/11/06 - A | Thermogenesis Corp. *KOOL* | 883623209 | 10/17/06 | 1,735 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 8 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
12/12/06 - A | Candela Corp. *CLZR* | 136907102 | 10/24/06 | 720 | ||||||||||||
1 | Classify the Board of Directors | For | Against | Mgmt | ||||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||||||||
3 | Amend Stock Option Plan | For | Against | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/12/06 - A | Datascope Corp. *DSCP* | 238113104 | 10/23/06 | 30 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
12/12/06 - S | Warrior Energy Services Corp | 936258102 | 10/31/06 | 165 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
12/12/06 - A | Wd-40 Company *WDFC* | 929236107 | 10/17/06 | 270 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/14/06 - S | Aleris International Inc | 014477103 | 11/01/06 | 1,033 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
12/14/06 - A | Asyst Technologies, Inc. *ASYT* | 04648X107 | 10/16/06 | 970 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/14/06 - A | BearingPoint, Inc. *BE* | 074002106 | 11/01/06 | 470 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/14/06 - A | Flanders Corporation *FLDR* | 338494107 | 11/01/06 | 385 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
12/14/06 - A | Parexel International Corp. *PRXL* | 699462107 | 10/17/06 | 890 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 9 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/14/06 - A | Pericom Semiconductor Corp. *PSEM* | 713831105 | 10/20/06 | 415 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/14/06 - A | WMS Industries Inc. *WMS* | 929297109 | 10/19/06 | 880 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/15/06 - A | Adams Respiratory Therapeutics Inc *ARXT* | 00635P107 | 10/23/06 | 995 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/15/06 - A | Bioenvision Inc *BIVN* | 09059N100 | 10/18/06 | 1,120 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/15/06 - S | Inverness Medical Innovations Inc *IMA* | 46126P106 | 11/08/06 | 60 | ||||||||||||
1 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
12/15/06 - S | Lamson & Sessions Co. *LMS* | 513696104 | 11/07/06 | 425 | ||||||||||||
1 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
12/18/06 - A | Private Media Group, Inc. *PRVT* | 74266R104 | 11/10/06 | 770 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
12/18/06 - S | Trammell Crow Co. | 89288R106 | 11/10/06 | 426 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 10 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
12/18/06 - S | Westfield Financial, Inc. *WFD* | 96008D101 | 10/31/06 | 60 | ||||||||||||
1 | Company Specific-Amend Plan of Conversion and Issuance of Stocks | For | For | Mgmt | ||||||||||||
2 | Other Business | For | For | Mgmt | ||||||||||||
12/19/06 - S | CNS, Inc. | 126136100 | 11/09/06 | 410 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Other Business | For | For | Mgmt | ||||||||||||
12/19/06 - S | TriPath Imaging, Inc. | 896942109 | 10/25/06 | 970 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
12/20/06 - A | Comtech Group, Inc. *COGO* | 205821200 | 10/26/06 | 445 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/20/06 - S | Connetics Corp. | 208192104 | 11/13/06 | 1,060 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
12/20/06 - S | Metrologic Instruments, Inc. | 591676101 | 11/24/06 | 210 | ||||||||||||
1 | Approve Merger Agreement | For | Against | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | Against | Mgmt | ||||||||||||
12/21/06 - S | Delta & Pine Land Company | 247357106 | 10/23/06 | 855 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
12/28/06 - A | Merge Technologies Inc. *MRGE* | 589981109 | 11/10/06 | 350 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
12/28/06 - A | Newpark Resources, Inc. *NR* | 651718504 | 11/28/06 | 1,626 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 11 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
12/28/06 - A | Sirna Therapeutics, Inc. | 829669100 | 11/08/06 | 1,260 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
01/04/07 - A | Vail Resorts, Inc. *MTN* | 91879Q109 | 11/06/06 | 870 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
4 | Other Business | For | For | Mgmt | ||||||||||||
01/05/07 - S | Evergreen Solar, Inc. *ESLR* | 30033R108 | 11/22/06 | 2,030 | ||||||||||||
1 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
01/05/07 - S | PortalPlayer Inc | 736187204 | 11/15/06 | 335 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
01/09/07 - A | Dynamex Inc. *DDMX* | 26784F103 | 11/14/06 | 285 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
01/09/07 - A | The Greenbrier Companies, Inc. *GBX* | 393657101 | 11/15/06 | 170 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve/Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
4 | Other Business | For | For | Mgmt | ||||||||||||
01/09/07 - S | Veritas DGC Inc. | 92343P107 | 11/18/06 | 815 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
01/09/07 - A | Winnebago Industries, Inc. *WGO* | 974637100 | 10/31/06 | 970 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 12 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
01/09/07 - S | Wintrust Financial Corp. *WTFC* | 97650W108 | 11/16/06 | 340 | ||||||||||||
1 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
01/10/07 - S | Essex Corporation | 296744105 | 12/07/06 | 605 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
01/11/07 - A | Acuity Brands, Inc. *AYI* | 00508Y102 | 11/13/06 | 1,425 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
01/12/07 - A | SITEL Corporation | 82980K107 | 12/05/06 | 1,470 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||||||||
3 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
01/15/07 - S | Tanox, Inc. | 87588Q109 | 12/04/06 | 740 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
01/16/07 - A | Actuant Corp *ATU* | 00508X203 | 11/17/06 | 895 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
01/16/07 - A | Diamond Foods, Inc. *DMND* | 252603105 | 11/21/06 | 355 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
01/16/07 - A | Home Federal Bancorp, Inc. *HOME* | 43709A101 | 11/29/06 | 10 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
01/17/07 - A | Courier Corp. *CRRC* | 222660102 | 11/20/06 | 60 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 13 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
01/17/07 - S | Investools, Inc *SWIM* | 46145P103 | 11/30/06 | 1,000 | ||||||||||||
1 | Issue Shares in Connection with an Acquisition | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Amend Stock Option Plan | For | For | Mgmt | ||||||||||||
4 | Adjourn Meeting | For | Against | Mgmt | ||||||||||||
01/18/07 - A | Meridian Bioscience, Inc. *VIVO* | 589584101 | 12/01/06 | 665 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve/Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
01/19/07 - A | Alico, Inc. *ALCO* | 016230104 | 11/30/06 | 130 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Outside Director Stock Awards in Lieu of Cash | For | For | Mgmt | ||||||||||||
01/19/07 - S | Open Solutions Inc. | 68371P102 | 12/15/06 | 660 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
01/22/07 - A | Digi International Inc. *DGII* | 253798102 | 11/24/06 | 355 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
01/22/07 - A | Plexus Corp. *PLXS* | 729132100 | 12/01/06 | 1,440 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
01/23/07 - A | Dawson Geophysical Company *DWSN* | 239359102 | 11/24/06 | 130 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 14 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
01/23/07 - A | Enzo Biochem, Inc. *ENZ* | 294100102 | 11/27/06 | 840 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
01/23/07 - S | The Yankee Candle Company, Inc. | 984757104 | 12/15/06 | 930 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
01/24/07 - S | Per-Se Technologies, Inc. | 713569309 | 12/15/06 | 1,065 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
01/24/07 - A | Photon Dynamics, Inc. *PHTN* | 719364101 | 12/08/06 | 270 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Repricing of Options | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||||||||
01/24/07 - A | Zoll Medical Corp. *ZOLL* | 989922109 | 12/08/06 | 190 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
01/25/07 - S | Brocade Communications Systems *BRCD* | 111621108 | 11/30/06 | 5,433 | ||||||||||||
1 | Issue Shares in Connection with an Acquisition | For | For | Mgmt | ||||||||||||
01/25/07 - S | Commonwealth Telephone Enterprises, Inc. | 203349105 | 12/19/06 | 380 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
01/25/07 - A | Corinthian Colleges, Inc. *COCO* | 218868107 | 12/07/06 | 2,735 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Increase in Size of Board | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 15 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
01/25/07 - S | Harris Stratex Networks, Inc. *HSTX* | 86279T109 | 12/08/06 | 2,531 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
01/25/07 - S | Icos Corp. | 449295104 | 12/26/06 | 2,051 | ||||||||||||
1 | Approve Merger Agreement | For | Against | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | Against | Mgmt | ||||||||||||
01/25/07 - A | Jacuzzi Brands, Inc. | 469865109 | 12/11/06 | 1,240 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||||||||
3 | Ratify Auditor | For | For | Mgmt | ||||||||||||
4 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
01/26/07 - S | Illumina, Inc. *ILMN* | 452327109 | 12/15/06 | 358 | ||||||||||||
1 | Issue Shares in Connection with an Acquisition | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
01/26/07 - S | Solexa, Inc. | 83420X105 | 12/15/06 | 735 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
01/29/07 - A | Analogic Corp. *ALOG* | 032657207 | 12/08/06 | 260 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Stock Option Plan | For | For | Mgmt | ||||||||||||
3 | Approve Restricted Stock Plan | For | For | Mgmt | ||||||||||||
01/29/07 - S | Angiodynamics, Inc. *ANGO* | 03475V101 | 12/21/06 | 375 | ||||||||||||
1 | Issue Shares in Connection with an Merger | For | For | Mgmt | ||||||||||||
01/29/07 - A | Coastal Financial Corp. *CGP.PT* | 19046E105 | 11/30/06 | 252 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 16 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
01/29/07 - A | Lindsay Corp. *LNN* | 535555106 | 12/05/06 | 50 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
01/29/07 - A | Surmodics, Inc. *SRDX* | 868873100 | 12/08/06 | 10 | ||||||||||||
1 | Fix Number of Directors | For | For | Mgmt | ||||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||||||||
01/30/07 - A | MTS Systems Corp. *MTSC* | 553777103 | 12/01/06 | 520 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
01/30/07 - A | The Enstar Group, Inc. | 29358R107 | 12/12/06 | 105 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
01/31/07 - S | Conor Medsystems, Inc. | 208264101 | 12/15/06 | 955 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
01/31/07 - A | Krispy Kreme Doughnuts Inc. *KKD* | 501014104 | 12/08/06 | 780 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Declassify the Board of Directors | Against | For | ShrHoldr | ||||||||||||
01/31/07 - A | Sonic Corp. *SONC* | 835451105 | 12/04/06 | 2,213 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/01/07 - A | AVANIR Pharmaceuticals *AVNR* | 05348P401 | 12/18/06 | 980 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/01/07 - A | Varian Inc *VARI* | 922206107 | 12/11/06 | 345 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 17 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
02/01/07 - A | VistaCare, Inc. *VSTA* | 92839Y109 | 12/26/06 | 135 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/01/07 - A | Vital Signs, Inc. *VITL* | 928469105 | 12/29/06 | 205 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
02/02/07 - A | ESCO Technologies Inc. *ESE* | 296315104 | 12/06/06 | 845 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/02/07 - A | Healthways Inc *HWAY* | 422245100 | 12/06/06 | 1,135 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/02/07 - S | The Reader’s Digest Association, Inc. | 755267101 | 12/21/06 | 1,550 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
02/05/07 - A | Varian Semiconductor Equipment Associates, Inc. *VSEA* | 922207105 | 12/15/06 | 1,541 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/06/07 - A | Amag Pharmaceuticals Inc *AMAG* | 00753P103 | 12/11/06 | 260 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
02/06/07 - S | Cell Genesys, Inc. *CEGE* | 150921104 | 12/18/06 | 1,745 | ||||||||||||
1 | Approve Repricing of Options | For | Against | Mgmt | ||||||||||||
02/06/07 - S | Digital Insight Corp. | 25385P106 | 12/19/06 | 1,130 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 18 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
02/07/07 - A | J & J Snack Foods Corp. *JJSF* | 466032109 | 12/10/06 | 220 | ||||||||||||
1 | Elect Director Dennis G. Moore | For | For | Mgmt | ||||||||||||
2 | Amend Stock Option Plan | For | For | Mgmt | ||||||||||||
02/07/07 - A | MWI Veterinary Supply, Inc. *MWIV* | 55402X105 | 12/14/06 | 180 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
02/07/07 - A | Patriot Transportation Holdings, Inc. *PATR* | 70337B102 | 12/11/06 | 20 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/08/07 - A | Atwood Oceanics, Inc. *ATW* | 050095108 | 12/29/06 | 885 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
02/08/07 - A | CPI International Inc *CPII* | 12618M100 | 12/18/06 | 180 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/08/07 - A | Integrated Electrical Services, Inc. *IESC* | 45811E301 | 12/15/06 | 475 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/08/07 - S | Kanbay International, Inc. | 48369P207 | 01/09/07 | 1,055 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
02/08/07 - A | Landauer, Inc. *LDR* | 51476K103 | 12/15/06 | 170 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 19 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
02/08/07 - A | Ralcorp Holdings, Inc. *RAH* | 751028101 | 12/01/06 | 80 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/09/07 - A | NBTY, Inc. *NTY* | 628782104 | 01/03/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/12/07 - A | Central Garden & Pet Co. *CENT* | 153527106 | 12/15/06 | 60 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
02/13/07 - A | Emmis Communications Corp. *EMMS* | 291525103 | 12/15/06 | 315 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Company Specific-Governance Related- Adopt Recapitalization Plan | None | For | ShrHoldr | ||||||||||||
02/13/07 - A | Insteel Industries, Inc. *IIIN* | 45774W108 | 12/11/06 | 425 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
02/13/07 - A | Mapinfo Corp. | 565105103 | 12/18/06 | 460 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/14/07 - A | Charlotte Russe Holdings Inc. *CHIC* | 161048103 | 01/04/07 | 550 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Fix Number of Directors | For | For | Mgmt | ||||||||||||
02/15/07 - S | Chordiant Software, Inc. *CHRD* | 170404107 | 12/21/06 | 2,511 | ||||||||||||
1 | Approve Reverse Stock Split | For | Against | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 20 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
02/15/07 - A | Liquidity Services Inc *LQDT* | 53635B107 | 01/23/07 | 225 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/15/07 - A | Matthews International Corp. *MATW* | 577128101 | 12/29/06 | 690 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/16/07 - S | @Road Inc | 04648K105 | 12/21/06 | 1,213 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
02/16/07 - A | Eagle Test Systems, Inc. *EGLT* | 270006109 | 01/03/07 | 140 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
02/16/07 - A | Kronos Inc. | 501052104 | 12/19/06 | 1,050 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/19/07 - A | Delta & Pine Land Company | 247357106 | 12/21/06 | 855 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/20/07 - A | Nordson Corp. *NDSN* | 655663102 | 12/29/06 | 834 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
02/20/07 - S | Northern Empire Bancshares | 665112108 | 01/12/07 | 70 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
02/21/07 - A | Conexant Systems, Inc. *CNXT* | 207142100 | 01/02/07 | 13,522 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 21 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
02/21/07 - A | Herley Industries, Inc. *HRLY* | 427398102 | 01/12/07 | 70 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
02/21/07 - A | Microsemi Corp. *MSCC* | 595137100 | 01/05/07 | 2,260 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/21/07 - A | OYO Geospace Corp. *OYOG* | 671074102 | 12/27/06 | 130 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
02/21/07 - A | Transdigm Group Inc. *TDG* | 893641100 | 01/16/07 | 205 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
02/21/07 - A | Zoltek Companies, Inc. *ZOLT* | 98975W104 | 01/05/07 | 14 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Conversion of Securities | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
02/22/07 - S | ADVO, Inc. | 007585102 | 01/12/07 | 1,041 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
02/27/07 - S | Giant Industries, Inc. | 374508109 | 01/26/07 | 150 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Other Business | For | For | Mgmt | ||||||||||||
02/27/07 - A | Headwaters Incorporated *HW* | 42210P102 | 01/10/07 | 755 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/27/07 - A | Quanex Corp. *NX* | 747620102 | 01/05/07 | 260 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 22 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
02/27/07 - A | Sirona Dental Systems Inc *SIRO* | 82966C103 | 01/04/07 | 579 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/27/07 - S | Valley National Gases, Inc. | 919792101 | 01/22/07 | 80 | ||||||||||||
1 | Approve Merger Agreement | For | Against | Mgmt | ||||||||||||
2 | Other Business | For | For | Mgmt | ||||||||||||
02/28/07 - A | Argon ST Inc *STST* | 040149106 | 01/08/07 | 395 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
02/28/07 - A | Beacon Roofing Supply, Inc. *BECN* | 073685109 | 01/10/07 | 1,380 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
02/28/07 - A | Charter Financial Corp West *CHFN* | 16122M100 | 01/15/07 | 133 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
02/28/07 - S | First Busey Corp. *BUSE* | 319383105 | 01/05/07 | 335 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
02/28/07 - A | MarineMax, Inc. *HZO* | 567908108 | 12/28/06 | 40 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
02/28/07 - A | Universal Technical Institute, Inc. *UTI* | 913915104 | 01/08/07 | 725 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 23 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
03/01/07 - A | MedCath Corp. *MDTH* | 58404W109 | 01/19/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
03/01/07 - A | Tetra Tech, Inc. *TTEK* | 88162G103 | 01/04/07 | 1,090 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
03/02/07 - A | Virage Logic Corp *VIRL* | 92763R104 | 01/12/07 | 425 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
03/05/07 - A | MindSpeed Technologies, Inc. *MSPD* | 602682106 | 01/05/07 | 3,520 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
4 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
03/06/07 - A | Cabot Microelectronics Corp. *CCMP* | 12709P103 | 01/16/07 | 454 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
03/06/07 - A | Hologic, Inc. *HOLX* | 436440101 | 01/12/07 | 1,673 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
03/07/07 - A | Esterline Technologies Corp. *ESL* | 297425100 | 01/08/07 | 310 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
03/07/07 - A | Hovnanian Enterprises, Inc. *HOV* | 442487203 | 01/17/07 | 447 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Company Specific-Governance Related- Company’s Dual Class Capital Structure | Against | For | ShrHoldr |
Mgmt Rec - Company Management Recommended Vote | Page 24 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
03/07/07 - A | Parametric Technology Corp. *PMTC* | 699173209 | 01/08/07 | 1,770 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
03/08/07 - A | Asta Funding, Inc. *ASFI* | 046220109 | 01/22/07 | 390 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
03/09/07 - A | NCI Building Systems, Inc. *NCS* | 628852105 | 01/08/07 | 675 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
03/09/07 - A | Semitool, Inc. *SMTL* | 816909105 | 01/02/07 | 80 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
03/14/07 - A | Shuffle Master, Inc. *SHFL* | 825549108 | 01/31/07 | 1,140 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
03/15/07 - A | Green Mountain Coffee Roasters, Inc. *GMCR* | 393122106 | 01/22/07 | 160 | ||||||||||||
1 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||||||||
03/15/07 - A | Innovative Solutions & Support, Inc. *ISSC* | 45769N105 | 01/25/07 | 175 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
03/15/07 - A | Rofin-Sinar Technologies, Inc. *RSTI* | 775043102 | 01/19/07 | 475 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 25 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
03/16/07 - A | HEICO Corporation *HEI* | 422806109 | 01/22/07 | 670 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
03/20/07 - A | Multi-Fineline Electronix, Inc. *MFLX* | 62541B101 | 01/22/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
03/22/07 - A | MUELLER WATER PRODUCTS INC *MWA* | 624758108 | 01/25/07 | 3,180 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
03/22/07 - A | OMNOVA Solutions Inc. *OMN* | 682129101 | 01/29/07 | 600 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
03/22/07 - A | Rentech, Inc. *RTK* | 760112102 | 02/05/07 | 500 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Issuance of Shares for a Private Placement | For | Against | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
5 | Adjourn Meeting | For | Against | Mgmt | ||||||||||||
6 | Other Business | For | For | Mgmt | ||||||||||||
03/22/07 - A | Source Interlink Companies, Inc *SORC* | 836151209 | 01/26/07 | 130 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
03/26/07 - A | Clarcor, Inc. *CLC* | 179895107 | 02/02/07 | 610 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
03/27/07 - A | FuelCell Energy, Inc. *FCEL* | 35952H106 | 02/02/07 | 170 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 26 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
03/28/07 - A | Gencorp Inc. *GY* | 368682100 | 02/06/07 | 1,750 | ||||||||||||
1 | Declassify the Board of Directors | For | For | Mgmt | ||||||||||||
2 | Opt Out of State’s Control Share Acquisition Law | For | For | Mgmt | ||||||||||||
3 | Amend Articles to Opt out of Ohio’s interested Shareholders Transactions Law. | For | For | Mgmt | ||||||||||||
4 | Amend Bylaws In Order to Provide for a Non-Executive Chairman of the Board. | For | For | Mgmt | ||||||||||||
5 | Elect Director Charles F. Bolden, Jr. | For | For | Mgmt | ||||||||||||
6 | Elect Director Terry L. Hall | For | For | Mgmt | ||||||||||||
7 | Elect Director Timothy A. Wicks | For | For | Mgmt | ||||||||||||
8 | Elect Directors | For | For | Mgmt | ||||||||||||
9 | Ratify Auditors | For | For | Mgmt | ||||||||||||
03/28/07 - S | John H. Harland Co. | 412693103 | 02/12/07 | 353 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
03/29/07 - A | Hancock Holding Co. *HBHC* | 410120109 | 02/13/07 | 400 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
03/30/07 - S | IntraLase Corp. | 461169104 | 02/22/07 | 675 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
04/04/07 - S | Altiris, Inc | 02148M100 | 02/28/07 | 50 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
04/09/07 - A | A. O. Smith Corp. *SAOSA* | 831865209 | 02/28/07 | 500 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/10/07 - A | AEP Industries Inc. *AEPI* | 001031103 | 02/13/07 | 207 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 27 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/10/07 - A | Lakeland Financial Corp. *LKFN* | 511656100 | 02/21/07 | 55 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/10/07 - A | Suffolk Bancorp *SUBK* | 864739107 | 03/09/07 | 337 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/11/07 - A | Chattem, Inc. *CHTT* | 162456107 | 02/16/07 | 380 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Clarification of Bundled Compensation Plans | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/11/07 - A | Waddell & Reed Financial, Inc. *WDR* | 930059100 | 02/14/07 | 2,120 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/12/07 - S | Macdermid, Inc. | 554273102 | 03/08/07 | 910 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
04/13/07 - A | Albany International Corp. *AIN* | 012348108 | 03/01/07 | 590 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/16/07 - A | Cass Information Systems Inc *CASS* | 14808P109 | 03/05/07 | 196 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 28 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
04/17/07 - A | Bank of The Ozarks, Inc. *OZRK* | 063904106 | 03/02/07 | 390 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Stock Option Plan | For | Against | Mgmt | ||||||||||||
04/17/07 - A | Carbo Ceramics Inc. *CRR* | 140781105 | 02/16/07 | 660 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/17/07 - S | Indevus Pharmaceuticals, Inc. *IDEV* | 454072109 | 03/12/07 | 1,460 | ||||||||||||
1 | Issue Shares in Connection with an Acquisition | For | For | Mgmt | ||||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
4 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
5 | Amend Stock Ownership Limitations | For | For | Mgmt | ||||||||||||
6 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
7 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/17/07 - A | Old Second Bancorp, Inc. *OSBC* | 680277100 | 03/02/07 | 50 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/17/07 - A | Pinnacle Financial Partners, Inc *PNFP* | 72346Q104 | 03/01/07 | 332 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/18/07 - A | AMN Healthcare Services Inc. *AHS* | 001744101 | 02/19/07 | 965 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/18/07 - S | Cognex Corp. *CGNX* | 192422103 | 03/02/07 | 1,460 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 29 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
04/18/07 - A | Enterprise Financial Services Corp *EFSC* | 293712105 | 02/21/07 | 310 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
04/18/07 - A | First Indiana Corp. *FINB* | 32054R108 | 02/09/07 | 30 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/18/07 - A | Frontier Financial Corp. *FTBK* | 35907K105 | 03/02/07 | 330 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/18/07 - A | Integral Systems, Inc. *ISYS* | 45810H107 | 02/15/07 | 334 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/18/07 - A | MTC Technologies, Inc. *MTCT* | 55377A106 | 03/09/07 | 205 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/18/07 - A | Renaissance Learning, Inc. *RLRN* | 75968L105 | 02/26/07 | 250 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/18/07 - A | TIBCO Software, Inc. *TIBX* | 88632Q103 | 02/20/07 | 830 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/18/07 - S | United Surgical Partners International Inc | 913016309 | 03/15/07 | 1,450 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
04/18/07 - A | Universal Forest Products, Inc. *UFPI* | 913543104 | 03/01/07 | 60 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 30 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Approve Outside Director Stock Options in Lieu of Cash | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/18/07 - A | USANA Health Sciences Inc *USNA* | 90328M107 | 03/02/07 | 310 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/18/07 - A | Western Alliance Bancorporation *WAL* | 957638109 | 02/28/07 | 435 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
04/19/07 - A | Brocade Communications Systems *BRCD* | 111621108 | 02/21/07 | 5,833 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Reverse/Forward Stock Split | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/19/07 - A | Genlyte Group, Inc. (The) *GLYT* | 372302109 | 02/27/07 | 892 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/19/07 - A | Hercules Inc. *HPC* | 427056106 | 03/05/07 | 1,985 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Declassify the Board of Directors | For | For | Mgmt | ||||||||||||
04/19/07 - S | Longview Fibre Co. | 543213102 | 03/12/07 | 535 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
04/19/07 - A | Macatawa Bank Corp. *MCBC* | 554225102 | 02/22/07 | 50 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/19/07 - A | Smithtown Bancorp, Inc. *SMTB* | 832449102 | 03/12/07 | 250 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 31 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
04/19/07 - A | Southside Bancshares, Inc. *SBSI* | 84470P109 | 03/05/07 | 15 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/19/07 - A | Staktek Holdings, Inc. *STAK* | 85256P106 | 03/02/07 | 60 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/19/07 - A | Wausau Paper Corp *WPP* | 943315101 | 02/15/07 | 80 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/19/07 - A | West Bancorporation *WTBA* | 95123P106 | 02/15/07 | 470 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/19/07 - A | Wolverine World Wide, Inc. *WWW* | 978097103 | 03/01/07 | 900 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Executive Incentive Bonus Plan (1-year) | For | For | Mgmt | ||||||||||||
3 | Amend Executive Incentive Bonus Plan (3-year) | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/20/07 - A | Cardinal Financial Corp. *CFNL* | 14149F109 | 03/06/07 | 530 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/20/07 - A | CRA International Inc *CRAI* | 12618T105 | 03/05/07 | 344 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 32 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
04/20/07 - A | Emisphere Technologies, Inc. *EMIS* | 291345106 | 03/01/07 | 608 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
04/20/07 - A | Regal-Beloit Corp. *RBC* | 758750103 | 02/26/07 | 546 | ||||||||||||
1 | Elect Director Christopher L. Doerr | For | For | Mgmt | ||||||||||||
2 | Elect Director Mark J. Gliebe | For | For | Mgmt | ||||||||||||
3 | Elect Director Curtis W. Stoelting | For | For | Mgmt | ||||||||||||
4 | Elect Director G. Frederick Kasten, Jr. | For | For | Mgmt | ||||||||||||
5 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
6 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
7 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/23/07 - A | Cascade Bancorp *CACB* | 147154108 | 02/23/07 | 875 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/23/07 - A | Lone Star Technologies, Inc. | 542312103 | 03/05/07 | 60 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/23/07 - A | Syntroleum Corp. *SYNM* | 871630109 | 03/08/07 | 1,231 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/23/07 - A | Valmont Industries, Inc. *VMI* | 920253101 | 03/01/07 | 550 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/24/07 - A | Centene Corp. *CNC* | 15135B101 | 03/02/07 | 1,460 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 33 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
04/24/07 - A | Chordiant Software, Inc. *CHRD* | 170404305 | 03/01/07 | 1,004 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Amend Non-Employee Director Stock Option Plan | For | For | Mgmt | ||||||||||||
04/24/07 - A | Lodgian, Inc. *LGN* | 54021P403 | 03/09/07 | 25 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/24/07 - A | Marine Products Corp *MPX* | 568427108 | 03/16/07 | 220 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/24/07 - A | National Healthcare Corporation *NHC* | 635906100 | 03/09/07 | 180 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
04/24/07 - A | Newalliance Bancshares, Inc. *NAL* | 650203102 | 03/02/07 | 1,630 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
04/24/07 - A | Omnicell, Inc. *OMCL* | 68213N109 | 03/09/07 | 865 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/24/07 - A | Pacific Capital Bancorp *PCBC* | 69404P101 | 02/23/07 | 136 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/24/07 - A | Power-One, Inc. *PWER* | 739308104 | 03/05/07 | 515 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 34 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
04/24/07 - A | Rollins, Inc. *ROL* | 775711104 | 03/16/07 | 960 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/24/07 - A | RPC, Inc. *RES* | 749660106 | 03/16/07 | 1,012 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/24/07 - A | Sonosite Inc. *SONO* | 83568G104 | 02/26/07 | 536 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/25/07 - A | Ampco-Pittsburgh Corp. *AP* | 032037103 | 03/07/07 | 20 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/25/07 - A | Arrow Financial Corp. *AROW* | 042744102 | 03/02/07 | 30 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/25/07 - A | Bucyrus International, Inc. *BUCY* | 118759109 | 03/13/07 | 1,027 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
04/25/07 - A | Capitol Bancorp Ltd. *CBC* | 14056D105 | 02/26/07 | 30 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
04/25/07 - A | Cash America International, Inc. *CSH* | 14754D100 | 03/02/07 | 510 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
04/25/07 - A | City Bank *CTBK* | 17770A109 | 03/09/07 | 135 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 35 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
04/25/07 - A | Consolidated-Tomoka Land Co. *CTO* | 210226106 | 03/01/07 | 190 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/25/07 - A | Dover Downs Gaming & Entertainment, Inc *DDE* | 260095104 | 03/23/07 | 445 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/25/07 - A | Glacier Bancorp, Inc. *GBCI* | 37637Q105 | 03/01/07 | 210 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/25/07 - A | Lexicon Pharmaceuticals, Inc. *LXRX* | 528872104 | 03/06/07 | 2,460 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Change Company Name | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/25/07 - A | MB Financial, Inc. *MBFI* | 55264U108 | 03/09/07 | 71 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
04/25/07 - A | S.Y. Bancorp, Inc. *SYBT* | 785060104 | 03/09/07 | 90 | ||||||||||||
1 | Fix Number of Directors | For | For | Mgmt | ||||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||||||||
04/25/07 - A | Sciele Pharma Inc *SCRX* | 808627103 | 03/05/07 | 75 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/25/07 - A | Sealy Corp *ZZ* | 812139301 | 03/27/07 | 260 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/25/07 - A | Signature Bank *SBNY* | 82669G104 | 03/01/07 | 960 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 36 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
04/25/07 - A | Standard Parking Corp *STAN* | 853790103 | 03/05/07 | 160 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/25/07 - A | Teledyne Technologies, Inc. *TDY* | 879360105 | 03/05/07 | 946 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/25/07 - A | United Community Banks, Inc. *UCBI* | 90984P105 | 03/07/07 | 120 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
4 | Other Business | For | For | Mgmt | ||||||||||||
04/25/07 - A | Virginia Commerce Bancorp, Inc. *VCBI* | 92778Q109 | 03/09/07 | 485 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Stock Option Plan | For | Against | Mgmt | ||||||||||||
04/26/07 - A | A. M. Castle & Co. *CAS* | 148411101 | 03/09/07 | 170 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/26/07 - A | Arch Chemicals, Inc. *ARJ* | 03937R102 | 03/02/07 | 60 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | Cepheid *CPHD* | 15670R107 | 03/13/07 | 1,730 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | Columbia Bancorp/Oregon *CBBO* | 197231103 | 03/01/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 37 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
04/26/07 - A | Deltic Timber Corp. *DEL* | 247850100 | 03/09/07 | 335 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | eResearch Technology, Inc. *ERES* | 29481V108 | 02/27/07 | 1,560 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | First Advantage Corp. *FADV* | 31845F100 | 03/08/07 | 175 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
04/26/07 - A | IHS INC. *IHS* | 451734107 | 03/09/07 | 680 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | Lance, Inc. *LNCE* | 514606102 | 03/12/07 | 365 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | Life Time Fitness, Inc. *LTM* | 53217R207 | 02/26/07 | 1,067 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | LINCOLN EDUCATIONAL SERVICES CORP *LINC* | 533535100 | 03/15/07 | 125 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | Macrovision Corp. *MVSN* | 555904101 | 02/28/07 | 1,490 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | Mercantile Bank Corp. *MBWM* | 587376104 | 03/01/07 | 65 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 38 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
04/26/07 - A | Newmarket Corp *NEU* | 651587107 | 03/01/07 | 565 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | Olin Corp. *OLN* | 680665205 | 02/28/07 | 195 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | Orbital Sciences Corp. *ORB* | 685564106 | 03/08/07 | 945 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | PrivateBancorp, Inc. *PVTB* | 742962103 | 03/06/07 | 585 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/26/07 - A | Rogers Corp. *ROG* | 775133101 | 03/05/07 | 575 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | SPSS Inc. *SPSS* | 78462K102 | 03/12/07 | 680 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | SVB FINANCIAL GROUP *SIVB* | 78486Q101 | 02/28/07 | 1,232 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/26/07 - A | Westamerica Bancorporation *WABC* | 957090103 | 02/26/07 | 438 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/26/07 - A | WILLIAMS SCOTSMAN INTL INC *WLSC* | 96950G102 | 03/05/07 | 885 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 39 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
04/27/07 - A | Badger Meter, Inc. *BMI* | 056525108 | 02/28/07 | 295 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Director Stock Grant Plan | For | For | Mgmt | ||||||||||||
04/27/07 - S | Coastal Financial Corp. *CGP.PT* | 19046E105 | 03/07/07 | 352 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
04/27/07 - A | Coca-Cola Bottling Co. Consolidated *COKE* | 191098102 | 03/14/07 | 155 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
4 | Approve Stock Award to Executive | For | For | Mgmt | ||||||||||||
04/27/07 - A | FLIR Systems, Inc. *FLIR* | 302445101 | 03/01/07 | 2,210 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/27/07 - A | Franklin Electric Co., Inc. *FELE* | 353514102 | 02/23/07 | 745 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/27/07 - A | Gehl Co. *GEHL* | 368483103 | 02/20/07 | 110 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/27/07 - A | Gulf Island Fabrication, Inc. *GIFI* | 402307102 | 02/28/07 | 260 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
04/27/07 - A | Littelfuse, Inc. *LFUS* | 537008104 | 03/16/07 | 360 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 40 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
04/27/07 - A | Microtune, Inc. *TUNE* | 59514P109 | 03/15/07 | 1,680 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Amend Non-Employee Director Stock Option Plan | For | For | Mgmt | ||||||||||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/27/07 - A | Myers Industries, Inc. *MYE* | 628464109 | 03/09/07 | 495 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/27/07 - A | Navigant Consulting Inc. *NCI* | 63935N107 | 03/15/07 | 1,265 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/27/07 - A | RTI International Metals, Inc. *RTI* | 74973W107 | 03/01/07 | 826 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/27/07 - A | Saul Centers, Inc. *BFS* | 804395101 | 03/09/07 | 360 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
04/30/07 - A | Blue Coat Systems, Inc. *BCSI* | 09534T508 | 03/08/07 | 520 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/30/07 - A | Central European Distribution Corporation *CEDC* | 153435102 | 03/05/07 | 910 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 41 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
04/30/07 - A | PS Business Parks, Inc. *PSB* | 69360J107 | 03/23/07 | 110 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/01/07 - A | Astec Industries, Inc. *ASTE* | 046224101 | 02/23/07 | 550 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Other Business | For | For | Mgmt | ||||||||||||
05/01/07 - A | Camden National Corp. *CAC* | 133034108 | 03/15/07 | 25 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Company Specific — Require Majority Vote Standard for the Election of Directors | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/01/07 - A | Encore Wire Corp. *WIRE* | 292562105 | 03/02/07 | 595 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/01/07 - A | Exelixis, Inc *EXEL* | 30161Q104 | 03/05/07 | 3,023 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/01/07 - A | Hilb Rogal & Hobbs Co *HRH* | 431294107 | 03/15/07 | 90 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Director and Officer Indemnification/Liability Provisions | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/01/07 - A | Home Properties Inc *HME* | 437306103 | 03/08/07 | 982 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 42 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/01/07 - A | Hornbeck Offshore Services, Inc. *HOS* | 440543106 | 03/27/07 | 40 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/01/07 - A | Hudson Highland Group, Inc. *HHGP* | 443792106 | 03/12/07 | 715 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/01/07 - A | Knoll, Inc. *KNL* | 498904200 | 03/15/07 | 965 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/01/07 - A | LeapFrog Enterprises, Inc. *LF* | 52186N106 | 03/14/07 | 110 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Seek Sale of Company/Assets | Against | Against | ShrHoldr | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/01/07 - A | Marten Transport, Ltd. *MRTN* | 573075108 | 03/14/07 | 125 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/01/07 - A | NIC Inc. *EGOV* | 62914B100 | 03/12/07 | 1,192 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/01/07 - A | Shenandoah Telecommunications Co. *SHEN* | 82312B106 | 03/20/07 | 40 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/01/07 - A | SkyWest, Inc. *SKYW* | 830879102 | 03/19/07 | 796 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 43 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/01/07 - A | TAL International Group, Inc. *TAL* | 874083108 | 03/16/07 | 30 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/01/07 - A | The GEO Group, Inc. *GEO* | 36159R103 | 03/12/07 | 639 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/01/07 - A | TOWN SPORTS INTERNATIONAL HOLDINGS INC *CLUB* | 89214A102 | 03/13/07 | 50 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/01/07 - A | West Pharmaceutical Services, Inc. *WST* | 955306105 | 03/23/07 | 1,055 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/01/07 - S | Witness Systems, Inc. | 977424100 | 04/05/07 | 1,065 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
05/02/07 - A | Administaff, Inc. *ASF* | 007094105 | 03/05/07 | 746 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/02/07 - A | Advanced Energy Industries, Inc. *AEIS* | 007973100 | 03/12/07 | 925 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/02/07 - A | Ambassadors Group Inc *EPAX* | 023177108 | 03/16/07 | 680 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 44 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/02/07 - A | Champion Enterprises, Inc. *CHB* | 158496109 | 03/09/07 | 2,452 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/02/07 - A | Digital Realty Trust Inc. *DLR* | 253868103 | 03/05/07 | 880 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/02/07 - A | GTx, Inc. *GTXI* | 40052B108 | 03/06/07 | 483 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/02/07 - A | Human Genome Sciences, Inc. *HGSI* | 444903108 | 03/09/07 | 4,295 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/02/07 - S | Hydril Company | 448774109 | 03/28/07 | 560 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
05/02/07 - A | Ladish Co., Inc. *LDSH* | 505754200 | 03/21/07 | 431 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/02/07 - A | Lufkin Industries, Inc. *LUFK* | 549764108 | 03/05/07 | 490 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
05/02/07 - A | Midwest Banc Holdings, Inc. *MBHI* | 598251106 | 03/21/07 | 65 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 45 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/02/07 - A | Phase Forward Inc *PFWD* | 71721R406 | 03/30/07 | 1,125 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
05/02/07 - A | Playtex Products, Inc. *PYX* | 72813P100 | 03/09/07 | 1,345 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/02/07 - A | Strayer Education, Inc. *STRA* | 863236105 | 03/06/07 | 468 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/02/07 - A | USA Truck, Inc. *USAK* | 902925106 | 03/12/07 | 135 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/02/07 - A | Watts Water Technologies *WTS* | 942749102 | 03/26/07 | 225 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock and Capital Stock | For | For | Mgmt | ||||||||||||
3 | Amend Restricted Stock Plan | For | Against | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/03/07 - A | Alexion Pharmaceuticals, Inc. *ALXN* | 015351109 | 03/13/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/03/07 - A | Bally Technologies, Inc *BYI* | 05874B107 | 04/04/07 | 1,455 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/03/07 - A | Callon Petroleum Co. *CPE* | 13123X102 | 03/19/07 | 315 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 46 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/03/07 - A | Cenveo Inc *CVO* | 15670S105 | 03/23/07 | 1,715 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/03/07 - A | Ciber, Inc. *CBR* | 17163B102 | 03/05/07 | 85 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/03/07 - A | Comstock Resources, Inc. *CRK* | 205768203 | 04/03/07 | 970 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/03/07 - A | Harris & Harris Group, Inc. *TINY* | 413833104 | 03/13/07 | 565 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/03/07 - A | J2 Global Communications, Inc. *JCOM* | 46626E205 | 03/23/07 | 1,620 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/03/07 - A | Maxwell Technologies, Inc. *MXWL* | 577767106 | 03/05/07 | 61 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
05/03/07 - A | Mueller Industries, Inc. *MLI* | 624756102 | 03/08/07 | 170 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/03/07 - A | Odyssey Healthcare, Inc. *ODSY* | 67611V101 | 03/23/07 | 895 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 47 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/03/07 - A | Pacer International, Inc. *PACR* | 69373H106 | 02/23/07 | 1,230 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/03/07 - A | Seacoast Banking Corp. Of Florida *SBCF* | 811707306 | 02/22/07 | 330 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | �� | |||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Adjourn Meeting | For | Against | Mgmt | ||||||||||||
05/03/07 - A | SiRF Technology Holdings, Inc *SIRF* | 82967H101 | 03/09/07 | 1,155 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/03/07 - A | Stillwater Mining Co. *SWC* | 86074Q102 | 03/26/07 | 1,115 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/03/07 - A | Superior Essex, Inc. *SPSX* | 86815V105 | 03/12/07 | 50 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/03/07 - A | SYMMETRY MEDICAL INC *SMA* | 871546206 | 03/19/07 | 995 | ||||||||||||
1 | Elect Director James S. Burns | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/03/07 - A | Tennant Co. *TNC* | 880345103 | 03/05/07 | 114 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/03/07 - A | The Middleby Corp. *MIDD* | 596278101 | 03/22/07 | 220 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 48 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/04/07 - A | Apria Healthcare Group, Inc. *AHG* | 037933108 | 03/16/07 | 169 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/04/07 - A | Brookfield Homes Corp. *BHS* | 112723101 | 03/12/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/04/07 - A | Cohen & Steers, Inc *CNS* | 19247A100 | 03/09/07 | 362 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/04/07 - A | CommScope, Inc. *CTV* | 203372107 | 03/13/07 | 1,893 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/04/07 - A | Curtiss-Wright Corp. *CW* | 231561101 | 03/06/07 | 80 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/04/07 - A | DARWIN PROFESSIONAL UNDERWRITERS INC *DR* | 237502109 | 03/15/07 | 145 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Amend Outside Director Stock Awards/Options in Lieu of Cash | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/04/07 - A | Global Cash Acces Holdings, Inc *GCA* | 378967103 | 03/15/07 | 895 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/04/07 - A | Hecla Mining Co. *HL* | 422704106 | 03/08/07 | 3,870 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 49 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/04/07 - A | MetroCorp Bancshares, Inc. *MCBI* | 591650106 | 03/14/07 | 15 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/04/07 - A | NTELOS Holdings Corp *NTLS* | 67020Q107 | 03/12/07 | 385 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/04/07 - A | Option Care, Inc. *OPTN* | 683948103 | 03/21/07 | 60 | ||||||||||||
1 | Elect Director Jerome F. Sheldon | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/04/07 - A | Radiation Therapy Services Inc *RTSX* | 750323206 | 03/09/07 | 400 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/04/07 - A | RC2 CORP *RCRC* | 749388104 | 03/19/07 | 40 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/04/07 - A | SunPower Corp. *SPWR* | 867652109 | 03/21/07 | 75 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
05/04/07 - A | Veeco Instruments, Inc. *VECO* | 922417100 | 03/09/07 | 885 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/07/07 - A | Goodman Global, Inc *GGL* | 38239A100 | 03/30/07 | 475 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Other Business | For | For | Mgmt | ||||||||||||
05/07/07 - A | Hub Group, Inc. *HUBG* | 443320106 | 03/12/07 | 1,360 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 50 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/07/07 - A | LKQ Corp. *LKQX* | 501889208 | 03/20/07 | 1,435 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/07/07 - A | Maui Land & Pineapple Company, Inc. *MLP* | 577345101 | 03/14/07 | 60 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | �� | For | For | Mgmt | |||||||||||
05/07/07 - A | NAUTILUS INC *NLS* | 63910B102 | 03/09/07 | 785 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/07/07 - A | Quidel Corp. *QDEL* | 74838J101 | 03/23/07 | 930 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/07/07 - A | Sotheby’s *BID* | 835898107 | 03/23/07 | 2,079 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Amend Non-Employee Director Stock Option Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/07/07 - A | StarTek, Inc. *SRT* | 85569C107 | 03/19/07 | 20 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Stock Option Plan | For | For | Mgmt | ||||||||||||
4 | Amend Non-Employee Director Stock Option Plan | For | For | Mgmt | ||||||||||||
05/07/07 - A | Sterling Construction Company, Inc *STRL* | 859241101 | 03/09/07 | 241 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 51 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/07/07 - A | Tempur-Pedic International, Inc *TPX* | 88023U101 | 03/21/07 | 1,615 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/07/07 - A | Tootsie Roll Industries, Inc. *TR* | 890516107 | 03/09/07 | 1,040 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/07/07 - A | Trex Company, Inc. *TWP* | 89531P105 | 03/21/07 | 65 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/07/07 - A | Visual Sciences Inc. *VSCN* | 947685103 | 03/30/07 | 595 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | ADTRAN, Inc. *ADTN* | 00738A106 | 03/20/07 | 1,302 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Alon USA Energy,Inc. *ALJ* | 020520102 | 03/15/07 | 240 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Altra Holdings Inc. *AIMC* | 02208R106 | 04/16/07 | 162 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | aQuantive, Inc. | 03839G105 | 03/09/07 | 2,515 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Basic Energy Services, Inc *BAS* | 06985P100 | 03/26/07 | 485 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 52 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Bright Horizons Family Solutions, Inc. *BFAM* | 109195107 | 03/16/07 | 855 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Coeur D' Alene Mines Corp. *CDE* | 192108108 | 03/22/07 | 9,035 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Darling International, Inc. *DAR* | 237266101 | 03/23/07 | 2,565 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/08/07 - A | DELEK US HLDGS INC *DK* | 246647101 | 04/02/07 | 305 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Falconstor Software, Inc. *FALC* | 306137100 | 03/20/07 | 1,160 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Huron Consulting Group, Inc. *HURN* | 447462102 | 03/12/07 | 645 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | IHOP Corp. *IHP* | 449623107 | 03/12/07 | 153 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | International Securities Exchange Holdings Inc *ISE* | 46031W204 | 03/23/07 | 1,232 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 53 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Company Specific — to remove the requirement that the President of the Company also be the Chief Executive Officer of the Company | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Kenexa Corp. *KNXA* | 488879107 | 03/23/07 | 609 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/08/07 - A | M/I Homes Inc. *MHO* | 55305B101 | 03/12/07 | 50 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Marvel Entertainment, Inc. *MVL* | 57383T103 | 03/21/07 | 1,238 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | MGI Pharma, Inc. *MOGN* | 552880106 | 03/12/07 | 2,575 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Midas, Inc. *MDS* | 595626102 | 03/16/07 | 485 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Nighthawk Radiology Holdings Inc *NHWK* | 65411N105 | 03/15/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Ormat Technologies, Inc. *ORA* | 686688102 | 04/02/07 | 272 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/08/07 - A | Penn Virginia Corp. *PVA* | 707882106 | 03/13/07 | 265 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 54 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/08/07 - A | Penson Worldwide, Inc. *PNSN* | 709600100 | 03/13/07 | 273 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Pinnacle Entertainment, Inc. *PNK* | 723456109 | 03/12/07 | 970 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Rare Hospitality International, Inc. *RARE* | 753820109 | 03/16/07 | 944 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Stratasys, Inc. *SSYS* | 862685104 | 03/23/07 | 330 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
05/08/07 - A | Susser Holdings Corp *SUSS* | 869233106 | 04/04/07 | 93 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Symbion, Inc. *SMBI* | 871507109 | 03/20/07 | 275 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Tejon Ranch Co. *TRC* | 879080109 | 03/16/07 | 360 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | TENNECO INC. *TEN* | 880349105 | 03/13/07 | 245 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 55 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/08/07 - A | Under Armour, Inc. *UA* | 904311107 | 02/28/07 | 680 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | VOLCOM INC *VLCM* | 92864N101 | 03/16/07 | 430 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/08/07 - A | Young Innovations, Inc. *YDNT* | 987520103 | 03/15/07 | 149 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/09/07 - A | ABX Air, Inc. *ABXA* | 00080S101 | 03/15/07 | 1,850 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Pay for Superior Performance | Against | Against | ShrHoldr | ||||||||||||
4 | Establish SERP Policy | Against | Against | ShrHoldr | ||||||||||||
05/09/07 - A | Aventine Renewable Energy Holdings, Inc. *AVR* | 05356X403 | 03/30/07 | 775 | ||||||||||||
1 | Elect Director Richard A. Derbes | For | For | Mgmt | ||||||||||||
2 | Elect Director Michael C. Hoffman | For | For | Mgmt | ||||||||||||
3 | Elect Director Arnold M. Nemirow | For | For | Mgmt | ||||||||||||
4 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/09/07 - A | Barnes Group, Inc. *B* | 067806109 | 03/13/07 | 1,035 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/09/07 - A | Barrett Bill Corp *BBG* | 06846N104 | 03/29/07 | 410 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/09/07 - A | Benchmark Electronics, Inc. *BHE* | 08160H101 | 03/27/07 | 440 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 56 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/09/07 - A | Capella Education Company *CPLA* | 139594105 | 03/12/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/09/07 - A | Clayton Williams Energy, Inc. *CWEI* | 969490101 | 03/21/07 | 170 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/09/07 - A | Crosstex Energy, Inc. *XTXI* | 22765Y104 | 03/30/07 | 1,028 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/09/07 - A | Deckers Outdoor Corp. *DECK* | 243537107 | 03/16/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
4 | Other Business | For | For | Mgmt | ||||||||||||
05/09/07 - A | Dril-Quip, Inc. *DRQ* | 262037104 | 03/20/07 | 730 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/09/07 - A | Encysive Pharmaceuticals, Inc. *ENCY* | 29256X107 | 03/23/07 | 80 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/09/07 - A | Entegris, Inc *ENTG* | 29362U104 | 03/23/07 | 415 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/09/07 - A | First Mercury Financial Corp *FMR* | 320841109 | 03/20/07 | 31 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 57 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/09/07 - A | Home BancShares, Inc. *HOMB* | 436893200 | 03/23/07 | 111 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/09/07 - A | Jetblue Airways Corp *JBLU* | 477143101 | 03/16/07 | 4,525 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/09/07 - A | Lodgenet Entertainment Corp. *LNET* | 540211109 | 03/14/07 | 590 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Adopt Shareholder Rights Plan (Poison Pill) | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/09/07 - A | Mariner Energy, Inc. *ME* | 56845T305 | 03/23/07 | 2,367 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/09/07 - A | Molina Healthcare, Inc. *MOH* | 60855R100 | 03/19/07 | 190 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/09/07 - A | Palomar Medical Technologies, Inc. *PMTI* | 697529303 | 03/12/07 | 570 | ||||||||||||
1 | Elect Director Joseph P. Caruso | For | For | Mgmt | ||||||||||||
2 | Elect Director Jeanne Cohane | For | For | Mgmt | ||||||||||||
3 | Elect Director Nicholas P. Economou | For | For | Mgmt | ||||||||||||
4 | Elect Director James G. Martin | For | For | Mgmt | ||||||||||||
5 | Elect Director A. Neil Pappalardo | For | For | Mgmt | ||||||||||||
6 | Elect Director Louis P. Valente | For | For | Mgmt | ||||||||||||
7 | Ratify Auditors | For | For | Mgmt | ||||||||||||
8 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
05/09/07 - A | Syniverse Holdings, Inc. *SVR* | 87163F106 | 03/29/07 | 685 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page58 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/09/07 - A | W-H Energy Services, Inc. *WHQ* | 92925E108 | 03/27/07 | 965 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/10/07 - A | AMCOL International Corp. *ACO* | 02341W103 | 03/16/07 | 720 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/10/07 - A | American Rail Car Industries Inc *ARII* | 02916P103 | 03/26/07 | 300 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/10/07 - A | AmeriGroup Corp. *AGP* | 03073T102 | 03/28/07 | 310 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Basin Water Inc *BWTR* | 07011T306 | 04/05/07 | 190 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Build-A-Bear Workshop, Inc. *BBW* | 120076104 | 03/22/07 | 130 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Stock Option Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | CKX Inc *CKXE* | 12562M106 | 03/27/07 | 75 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Computer Programs & Systems Inc *CPSI* | 205306103 | 03/30/07 | 310 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Cross Country Healthcare, Inc. *CCRN* | 227483104 | 03/15/07 | 115 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 59 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/10/07 - A | Cumulus Media Inc. *CMLS* | 231082108 | 03/16/07 | 225 | ||||||||||||
1 | Elect Director Eric P. Robison | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
4 | Declassify the Board of Directors | Abstain | For | ShrHoldr | ||||||||||||
05/10/07 - A | General Cable Corp. *BGC* | 369300108 | 03/12/07 | 25 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
05/10/07 - A | Gentiva Health Services, Inc. *GTIV* | 37247A102 | 03/14/07 | 445 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Deferred Compensation Plan | For | For | Mgmt | ||||||||||||
05/10/07 - A | Guitar Center, Inc. *GTRC* | 402040109 | 03/23/07 | 952 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Heartland Express, Inc. *HTLD* | 422347104 | 03/14/07 | 1,015 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Hexcel Corp. *HXL* | 428291108 | 03/23/07 | 3,075 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Interline Brands, Inc. *IBI* | 458743101 | 03/23/07 | 868 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Kendle International, Inc. *KNDL* | 48880L107 | 03/19/07 | 400 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 60 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Mine Safety Appliances Co. *MSA* | 602720104 | 02/16/07 | 620 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Morton’s Restaurant Group, Inc. *MRT* | 619430101 | 03/22/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Natco Group, Inc. *NTG* | 63227W203 | 03/12/07 | 480 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Papa John’s International, Inc *PZZA* | 698813102 | 03/23/07 | 510 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Replidyne Inc *RDYN* | 76028W107 | 03/30/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Ruths Chris Steak House, Inc *RUTH* | 783332109 | 04/02/07 | 545 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Savvis Inc *SVVS* | 805423308 | 03/23/07 | 711 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Secure Computing Corp. *SCUR* | 813705100 | 03/13/07 | 70 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 61 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Sinclair Broadcast Group, Inc. *SBGI* | 829226109 | 03/16/07 | 1,505 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
05/10/07 - A | Synchronoss Technologies Inc *SNCR* | 87157B103 | 03/15/07 | 150 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/10/07 - A | Viasys Healthcare, Inc. | 92553Q209 | 03/09/07 | 680 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/11/07 - A | Carter’s, Inc. *CRI* | 146229109 | 03/16/07 | 1,568 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/11/07 - A | deCODE genetics, Inc *DCGN* | 243586104 | 03/27/07 | 1,610 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
05/11/07 - A | Glimcher Realty Trust *GRT* | 379302102 | 03/09/07 | 3 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/11/07 - A | ICU Medical, Inc. *ICUI* | 44930G107 | 03/26/07 | 180 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/11/07 - A | LIVE NATION INC *LYV* | 538034109 | 03/19/07 | 590 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 62 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/11/07 - A | Marchex, Inc. *MCHX* | 56624R108 | 04/04/07 | 775 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/11/07 - A | The Andersons, Inc. *ANDE* | 034164103 | 03/12/07 | 462 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/11/07 - A | Txco Resources Inc. *TXCO* | 302133202 | 04/02/07 | 900 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Change Company Name | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/11/07 - A | U.S. Xpress Enterprises, Inc. *XPRSA* | 90338N103 | 03/29/07 | 115 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/11/07 - A | World Wrestling Entertainment, Inc. *WWE* | 98156Q108 | 03/23/07 | 725 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/14/07 - A | Cosi, Inc *COSI* | 22122P101 | 04/06/07 | 1,070 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/14/07 - A | Cousins Properties Inc. *CUZ* | 222795106 | 03/23/07 | 1,250 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/14/07 - A | DSP Group, Inc. *DSPG* | 23332B106 | 03/23/07 | 115 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 63 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/14/07 - A | JDA Software Group, Inc. *JDAS* | 46612K108 | 03/30/07 | 160 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/14/07 - A | Molecular Insight Pharmaceuticals, Inc *MIPI* | 60852M104 | 04/06/07 | 158 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/14/07 - A | NEENAH PAPER INC *NP* | 640079109 | 03/30/07 | 480 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/14/07 - A | Nu Skin Enterprises Inc. *NUS* | 67018T105 | 03/30/07 | 1,115 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/14/07 - A | Telik, Inc. *TELK* | 87959M109 | 03/23/07 | 16 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/14/07 - A | Tompkins Financial Corp. *TMP* | 890110109 | 03/16/07 | 20 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Change Company Name | For | For | Mgmt | ||||||||||||
3 | Adjourn Meeting | For | Against | Mgmt | ||||||||||||
05/14/07 - A | TrustCo Bank Corp NY *TRST* | 898349105 | 03/22/07 | 75 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | 3D Systems Corp. *TDSC* | 88554D205 | 03/20/07 | 54 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 64 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/15/07 - A | Acacia Research Corp. *ACTG* | 003881307 | 03/26/07 | 935 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
05/15/07 - A | Acadia Realty Trust *AKR* | 004239109 | 03/30/07 | 1,088 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | ACCO Brands Corporation *ABD* | 00081T108 | 03/19/07 | 555 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | Arbitron, Inc. *ARB* | 03875Q108 | 04/02/07 | 760 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/15/07 - A | Cabelas, Inc *CAB* | 126804301 | 03/19/07 | 60 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | CDI Corp. *CDI* | 125071100 | 03/07/07 | 70 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | Equity Lifestyle Properties Inc *ELS* | 29472R108 | 03/09/07 | 637 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
05/15/07 - A | Five Star Quality Care, Inc. *FVE* | 33832D106 | 03/20/07 | 980 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | Against | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 65 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/15/07 - A | FreightCar America, Inc. *RAIL* | 357023100 | 03/30/07 | 225 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | Georgia Gulf Corp. *GGC* | 373200203 | 03/26/07 | 120 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/15/07 - A | Getty Realty Corp. *GTY* | 374297109 | 03/30/07 | 570 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/15/07 - A | Graphic Packaging Corp. *GPK* | 388688103 | 03/19/07 | 2,403 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/15/07 - A | Grey Wolf, Inc. *GW* | 397888108 | 04/03/07 | 300 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
05/15/07 - A | Intevac, Inc. *IVAC* | 461148108 | 03/22/07 | 680 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Change State of Incorporation [California to Delaware] | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | Itron, Inc. *ITRI* | 465741106 | 03/06/07 | 733 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - S | Keane, Inc. | 486665102 | 04/05/07 | 795 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 66 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/15/07 - A | Magellan Health Services, Inc. *MGLN* | 559079207 | 03/26/07 | 170 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | Netgear Inc *NTGR* | 64111Q104 | 03/30/07 | 1,130 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | NEWSTAR FINL INC *NEWS* | 65251F105 | 04/04/07 | 314 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/15/07 - A | Online Resources and Communications Corp. *ORCC* | 68273G101 | 03/23/07 | 680 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Company Specific-Termination of Rights Agreement | For | For | Mgmt | ||||||||||||
05/15/07 - A | Orasure Technologies Inc *OSUR* | 68554V108 | 03/26/07 | 1,450 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | Overstock.com, Inc. *OSTK* | 690370101 | 03/16/07 | 440 | ||||||||||||
1 | Elect Director Jason C. Lindsey | For | For | Mgmt | ||||||||||||
2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | Petroquest Energy, Inc. *PQ* | 716748108 | 03/22/07 | 315 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/15/07 - A | Preferred Bank *PFBC* | 740367107 | 03/30/07 | 195 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 67 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/15/07 - A | Psychiatric Solutions, Inc. *PSYS* | 74439H108 | 04/02/07 | 1,714 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | RadiSys Corp. *RSYS* | 750459109 | 03/20/07 | 185 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
05/15/07 - A | Spherion Corp. *SFN* | 848420105 | 03/23/07 | 931 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - S | Talx Corporation | 874918105 | 04/04/07 | 1,036 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
05/15/07 - A | Texas Capital Bancshares Inc *TCBI* | 88224Q107 | 03/26/07 | 735 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/15/07 - A | The Ultimate Software Group, Inc. *ULTI* | 90385D107 | 03/16/07 | 830 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | The Warnaco Group, Inc. *WRNC* | 934390402 | 03/27/07 | 700 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/15/07 - A | TNS, Inc. *TNS* | 872960109 | 04/03/07 | 180 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 68 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/15/07 - A | Valassis Communications, Inc. *VCI* | 918866104 | 03/20/07 | 885 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | ACA Capital Holdings, Inc. *ACA* | 000833103 | 03/27/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Advent Software, Inc. *ADVS* | 007974108 | 03/23/07 | 670 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Ansys, Inc. *ANSS* | 03662Q105 | 03/19/07 | 999 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Avid Technology, Inc. *AVID* | 05367P100 | 03/20/07 | 137 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/16/07 - A | Berry Petroleum Co. *BRY* | 085789105 | 03/19/07 | 1,150 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | BioCryst Pharmaceuticals, Inc. *BCRX* | 09058V103 | 03/20/07 | 700 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Bruker BioSciences Corp. *BRKR* | 116794108 | 04/05/07 | 1,330 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 69 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/16/07 - A | CVB Financial Corp. *CVBF* | 126600105 | 03/21/07 | 1,395 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Deb Shops, Inc. *DEBS* | 242728103 | 03/30/07 | 186 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Enzon Pharmaceuticals, Inc. *ENZN* | 293904108 | 04/04/07 | 1,380 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | First Community Bancorp *FCBP* | 31983B101 | 04/02/07 | 106 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/16/07 - A | FTI Consulting, Inc. *FCN* | 302941109 | 03/16/07 | 780 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Gateway Inc *GTW* | 367626108 | 03/19/07 | 730 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Declassify the Board of Directors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Gemstar - TV Guide International, Inc. *GMST* | 36866W106 | 03/19/07 | 8,064 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/16/07 - A | GEVITY HR INC *GVHR* | 374393106 | 03/14/07 | 835 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 70 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/16/07 - A | ICT Group, Inc. *ICTG* | 44929Y101 | 03/30/07 | 220 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Intermec Inc *IN* | 458786100 | 03/19/07 | 1,625 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Labor Ready, Inc. *LRW* | 505401208 | 03/29/07 | 1,755 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Martha Stewart Living Omnimedia, Inc. *MSO* | 573083102 | 03/27/07 | 795 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/16/07 - A | MicroStrategy Inc. *MSTR* | 594972408 | 04/09/07 | 311 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | National Financial Partners Corp. *NFP* | 63607P208 | 03/22/07 | 1,013 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | ON Semiconductor Corporation *ONNN* | 682189105 | 03/20/07 | 4,616 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Schawk, Inc. *SGK* | 806373106 | 03/30/07 | 90 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Superior Bancorp *SUPR* | 86806M106 | 04/05/07 | 745 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 71 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/16/07 - A | True Religion Apparel, Inc. *TRLG* | 89784N104 | 03/30/07 | 55 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Tupperware Brands Corp. *TUP* | 899896104 | 03/19/07 | 75 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Eliminate the Plurality Voting for Uncontested Director Election | For | For | Mgmt | ||||||||||||
4 | Reduce Supermajority Vote Requirement | For | For | Mgmt | ||||||||||||
5 | Amend Articles — Vote Requirement on Business Combinations and Amend Business Combination Provision | For | For | Mgmt | ||||||||||||
05/16/07 - A | United Security Bancshares/Ca *UBFO* | 911460103 | 03/23/07 | 82 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Verasun Energy Corp *VSE* | 92336G106 | 03/13/07 | 325 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Waste Connections, Inc. *WCN* | 941053100 | 03/20/07 | 570 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Wauwatosa Holdings, Inc. *WAUW* | 94348P108 | 03/19/07 | 5 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/16/07 - A | Westinghouse Air Brake Technologies Corp *WAB* | 929740108 | 03/26/07 | 1,573 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 72 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/16/07 - A | Zhone Technologies, Inc. *ZHNE* | 98950P108 | 03/28/07 | 1,690 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
05/17/07 - A | Adolor Corp *ADLR* | 00724X102 | 03/19/07 | 1,420 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Alexanders, Inc *ALX* | 014752109 | 04/12/07 | 66 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | American Ecology Corp. *ECOL* | 025533407 | 03/19/07 | 485 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Amsurg Corp. *AMSG* | 03232P405 | 04/02/07 | 575 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Anadigics, Inc. *ANAD* | 032515108 | 04/02/07 | 1,490 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Art Technology Group, Inc. *ARTG* | 04289L107 | 04/02/07 | 4,097 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/17/07 - A | Atherogenics Inc *AGIX* | 047439104 | 03/16/07 | 90 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 73 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/17/07 - A | Barrett Business Services, Inc. *BBSI* | 068463108 | 03/30/07 | 205 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Other Business | For | For | Mgmt | ||||||||||||
05/17/07 - A | CBIZ, Inc. *CBZ* | 124805102 | 03/23/07 | 732 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/17/07 - A | CoBiz Financial, Inc. *COBZ* | 190897108 | 03/30/07 | 528 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Change Company Name | For | For | Mgmt | ||||||||||||
05/17/07 - A | Comfort Systems USA, Inc. *FIX* | 199908104 | 03/30/07 | 415 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Community Bancorp *CBON* | 20343T100 | 04/09/07 | 96 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Corporate Office Properties Trust, Inc. *OFC* | 22002T108 | 03/15/07 | 1,089 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
05/17/07 - A | CyberSource Corporation *CYBS* | 23251J106 | 03/22/07 | 1,015 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | DTS INC *DTSI* | 23335C101 | 04/02/07 | 415 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 74 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/17/07 - A | Efunds Corporation *EFD* | 28224R101 | 03/30/07 | 440 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Eschelon Telecom, Inc. *ESCH* | 296290109 | 04/10/07 | 280 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Euronet Worldwide Inc. *EEFT* | 298736109 | 03/30/07 | 1,105 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | FEI Company *FEIC* | 30241L109 | 04/10/07 | 769 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Formfactor, Inc. *FORM* | 346375108 | 03/30/07 | 1,483 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | GATEHOUSE MEDIA INC *GHS* | 367348109 | 04/12/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | GenTek Inc. *GETI* | 37245X203 | 03/28/07 | 330 | ||||||||||||
1 | Elect Director Henry L. Druker | For | For | Mgmt | ||||||||||||
2 | Elect Director Kathleen R. Flaherty | For | For | Mgmt | ||||||||||||
3 | Elect Director John G. Johnson, Jr. | For | For | Mgmt | ||||||||||||
4 | Elect Director John F. McGovern | For | For | Mgmt | ||||||||||||
5 | Elect Director William E. Redmond, Jr. | For | For | Mgmt | ||||||||||||
6 | Elect Director Richard A. Rubin | For | For | Mgmt | ||||||||||||
7 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
8 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 75 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/17/07 - A | Goodrich Petroleum Corp. *GDP* | 382410405 | 04/05/07 | 45 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
05/17/07 - A | Hypercom Corp. *HYC* | 44913M105 | 04/05/07 | 1,700 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Informatica Corporation *INFA* | 45666Q102 | 03/30/07 | 2,835 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Interface, Inc. *IFSIA* | 458665106 | 03/12/07 | 1,585 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | International Coal Group, Inc. *ICO* | 45928H106 | 04/12/07 | 3,055 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/17/07 - A | Inverness Medical Innovations Inc *IMA* | 46126P106 | 03/23/07 | 135 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Stock Option Plan Grants | For | For | Mgmt | ||||||||||||
05/17/07 - A | Isis Pharmaceuticals, Inc. *ISIS* | 464330109 | 03/19/07 | 2,328 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Kaydon Corp. *KDN* | 486587108 | 03/19/07 | 919 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 76 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/17/07 - A | Kronos Worldwide, Inc. *KRO* | 50105F105 | 04/02/07 | 80 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Lojack Corp. *LOJN* | 539451104 | 03/20/07 | 585 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Medarex, Inc. *MEDX* | 583916101 | 04/05/07 | 3,820 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | METABOLIX INC *MBLX* | 591018809 | 03/23/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/17/07 - A | MPS GROUP INC *MPS* | 553409103 | 03/30/07 | 1,265 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/17/07 - A | NN, Inc. *NNBR* | 629337106 | 03/30/07 | 50 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Oil States International Inc. *OIS* | 678026105 | 03/15/07 | 841 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Perini Corp. *PCR* | 713839108 | 03/30/07 | 690 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Pioneer Companies, Inc. *PONR* | 723643300 | 03/30/07 | 372 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Plug Power, Inc. *PLUG* | 72919P103 | 04/09/07 | 339 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 77 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/17/07 - A | Quality Distribution Inc. *QLTY* | 74756M102 | 04/09/07 | 270 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Reddy Ice Holdings, Inc. *FRZ* | 75734R105 | 04/05/07 | 453 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/17/07 - A | SHUTTERFLY INC *SFLY* | 82568P304 | 04/04/07 | 25 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Sun Healthcare Group, Inc. *SUNH* | 866933401 | 03/30/07 | 1,012 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Superior Well Services, Inc. *SWSI* | 86837X105 | 04/02/07 | 413 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Tessera Technologies, Inc. *TSRA* | 88164L100 | 03/26/07 | 1,496 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | The Timberland Co. *TBL* | 887100105 | 03/22/07 | 850 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
05/17/07 - A | Tower Group, Inc *TWGP* | 891777104 | 04/04/07 | 629 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 78 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/17/07 - A | Transmeridian Exploration, Inc *TMY* | 89376N108 | 04/02/07 | 386 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Trimble Navigation Ltd. *TRMB* | 896239100 | 03/19/07 | 108 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Tyler Technologies Inc. *TYL* | 902252105 | 03/19/07 | 1,305 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | UCBH Holdings, Inc. *UCBH* | 90262T308 | 03/30/07 | 2,410 | ||||||||||||
1 | Elect Director Pin Pin Chau | For | For | Mgmt | ||||||||||||
2 | Elect Director Godwin Wong | For | For | Mgmt | ||||||||||||
3 | Elect Director Thomas S. Wu | For | For | Mgmt | ||||||||||||
4 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
5 | Declassify the Board of Directors | Against | For | ShrHoldr | ||||||||||||
6 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/17/07 - A | Wright Medical Group *WMGI* | 98235T107 | 03/26/07 | 975 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/18/07 - A | Aurora Oil & Gas Corp. *AOG* | 052036100 | 03/13/07 | 2,723 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/18/07 - A | Citizens Communications Co. *CZN* | 17453B101 | 03/28/07 | 291 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 79 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/18/07 - A | Clean Harbors, Inc. *CLHB* | 184496107 | 04/06/07 | 510 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/18/07 - A | EMS Technologies, Inc. *ELMG* | 26873N108 | 03/29/07 | 305 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/18/07 - A | Manhattan Associates, Inc. *MANH* | 562750109 | 03/30/07 | 119 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/18/07 - A | National Interstate Corp *NATL* | 63654U100 | 03/21/07 | 320 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/18/07 - A | NetLogic Microsystems, Inc. *NETL* | 64118B100 | 03/20/07 | 544 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/18/07 - A | Noven Pharmaceuticals, Inc. *NOVN* | 670009109 | 03/19/07 | 820 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/18/07 - A | Portfolio Recovery Associates, Inc. *PRAA* | 73640Q105 | 03/23/07 | 523 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 80 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/18/07 - A | Safety Insurance Group, Inc. *SAFT* | 78648T100 | 04/03/07 | 40 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/18/07 - A | Tekelec *TKLC* | 879101103 | 03/26/07 | 1,625 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/18/07 - A | Wright Express Corp *WXS* | 98233Q105 | 03/20/07 | 1,150 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/19/07 - A | Baldor Electric Co. *BEZ* | 057741100 | 04/02/07 | 755 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/21/07 - A | Cathay General Bancorp *CATY* | 149150104 | 04/02/07 | 126 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/21/07 - A | Chemed Corp. *CHE* | 16359R103 | 03/30/07 | 855 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/21/07 - A | Granite Construction Inc. *GVA* | 387328107 | 03/23/07 | 319 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Company Specific- Majority Vote for the Election of Directors | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/21/07 - A | International Bancshares Corp. *IBOC* | 459044103 | 04/02/07 | 180 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/21/07 - A | Lionbridge Technologies, Inc. *LIOX* | 536252109 | 03/23/07 | 1,893 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 81 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/21/07 - A | Old Dominion Freight Line, Inc. *ODFL* | 679580100 | 04/02/07 | 920 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/21/07 - A | Sovran Self Storage, Inc. *SSS* | 84610H108 | 03/30/07 | 75 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | AAON, Inc. *AAON* | 000360206 | 03/26/07 | 285 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Company Specific- Leave the position of the other Class I Director vacant | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/22/07 - A | ACME PACKET INC *APKT* | 004764106 | 03/30/07 | 275 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Alpha Natural Resources, Inc. *ANR* | 02076X102 | 04/02/07 | 1,000 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | American Reprographics Company *ARP* | 029263100 | 04/05/07 | 850 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Asset Acceptance Capital Corp *AACC* | 04543P100 | 03/31/07 | 385 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
05/22/07 - A | Atheros Communications, Inc *ATHR* | 04743P108 | 04/03/07 | 1,730 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 82 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/22/07 - A | ATMI, Inc. *ATMI* | 00207R101 | 04/16/07 | 786 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | AVI BioPharma, Inc. *AVII* | 002346104 | 03/23/07 | 92 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Blue Nile, Inc. *NILE* | 09578R103 | 03/30/07 | 30 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Bois D Arc Energy LLC *BDE* | 09738U103 | 04/20/07 | 485 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Capital Corporation Of The West *CCOW* | 140065202 | 04/02/07 | 135 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Stock Option Plan | For | For | Mgmt | ||||||||||||
05/22/07 - A | Carrizo Oil & Gas, Inc. *CRZO* | 144577103 | 04/24/07 | 730 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Epicor Software Corporation *EPIC* | 29426L108 | 04/09/07 | 1,915 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Felcor Lodging Trust Incorporated *FCH* | 31430F101 | 04/02/07 | 345 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 83 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/22/07 - A | Forward Air Corporation *FWRD* | 349853101 | 03/15/07 | 936 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/22/07 - A | GMX Resources, Inc. *GMXR* | 38011M108 | 04/20/07 | 335 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Stock Option Plan | For | For | Mgmt | ||||||||||||
05/22/07 - A | Greatbatch, Inc. *GB* | 39153L106 | 04/05/07 | 197 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Healthcare Services Group, Inc. *HCSG* | 421906108 | 04/09/07 | 870 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Incyte Corp. *INCY* | 45337C102 | 03/28/07 | 1,426 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | K-Swiss, Inc. *KSWS* | 482686102 | 03/26/07 | 443 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Longs Drug Stores Corp. *LDG* | 543162101 | 03/09/07 | 915 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 84 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/22/07 - A | Mid-America Apartment Communities, Inc. *MAA* | 59522J103 | 03/16/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Monarch Casino & Resort, Inc. *MCRI* | 609027107 | 04/05/07 | 313 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Stock Option Plan | For | For | Mgmt | ||||||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
05/22/07 - A | Morningstar, Inc. *MORN* | 617700109 | 03/30/07 | 460 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | NPS Pharmaceuticals, Inc. *NPSP* | 62936P103 | 03/30/07 | 1,194 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | PGT INC *PGTI* | 69336V101 | 04/09/07 | 150 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Raven Industries, Inc. *RAVN* | 754212108 | 04/11/07 | 530 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Rewards Network, Inc. *IRN* | 761557107 | 03/26/07 | 615 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/22/07 - A | The Wet Seal, Inc. *WTSLA* | 961840105 | 04/16/07 | 2,485 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | TriCo Bancshares *TCBK* | 896095106 | 03/30/07 | 110 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 85 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/22/07 - A | Valeant Pharmaceuticals Intl. *VRX* | 91911X104 | 04/10/07 | 2,938 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Viewpoint Financial Group *VPFG* | 926727108 | 03/23/07 | 12 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | Vital Images, Inc. *VTAL* | 92846N104 | 03/23/07 | 535 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/22/07 - A | X-Rite, Inc. *XRIT* | 983857103 | 04/09/07 | 360 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Adventrx Pharmaceuticals, Inc. *ANX* | 00764X103 | 04/06/07 | 911 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | AirTran Holdings, Inc. *AAI* | 00949P108 | 03/30/07 | 2,915 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Other Business | For | For | Mgmt | ||||||||||||
05/23/07 - A | Alexandria Real Estate Equities, Inc. *ARE* | 015271109 | 03/30/07 | 171 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Align Technology, Inc. *ALGN* | 016255101 | 03/30/07 | 75 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 86 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/23/07 - A | Aspect Medical Systems *ASPM* | 045235108 | 04/03/07 | 505 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Atlas Air Worldwide Holdings, Inc *AAWW* | 049164205 | 03/26/07 | 135 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/23/07 - A | Atlas America, Inc *ATLS* | 049167109 | 04/10/07 | 570 | ||||||||||||
1 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
5 | Elect Directors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Bancorp, Inc. *TBBK* | 05969A105 | 03/27/07 | 50 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Bentley Pharmaceuticals, Inc. *BNT* | 082657107 | 04/04/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Center Financial Corp. *CLFC* | 15146E102 | 03/26/07 | 235 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Century Aluminum Company *CENX* | 156431108 | 04/05/07 | 410 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Chart Industries, Inc. *GTLS* | 16115Q308 | 03/30/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 87 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/23/07 - A | Color Kinetics Inc *CLRK* | 19624P100 | 03/30/07 | 493 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Comsys IT Partners Inc *CITP* | 20581E104 | 03/30/07 | 505 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Denny’s Corporation *DENN* | 24869P104 | 03/27/07 | 2,930 | ||||||||||||
1 | Elect Director Vera K. Farris | For | For | Mgmt | ||||||||||||
2 | Elect Director Brenda J. Lauderback | For | For | Mgmt | ||||||||||||
3 | Elect Director Nelson J. Marchioli | For | For | Mgmt | ||||||||||||
4 | Elect Director Robert E. Marks | For | For | Mgmt | ||||||||||||
5 | Elect Director Michael Montelongo | For | For | Mgmt | ||||||||||||
6 | Elect Director Henry J. Nasella | For | For | Mgmt | ||||||||||||
7 | Elect Director Donald R. Shepherd | For | For | Mgmt | ||||||||||||
8 | Elect Director Debra Smithart-Oglesby | For | For | Mgmt | ||||||||||||
9 | Ratify Auditors | For | For | Mgmt | ||||||||||||
10 | Report on Animal Welfare | Against | Against | ShrHoldr | ||||||||||||
05/23/07 - A | Dexcom Inc *DXCM* | 252131107 | 04/04/07 | 500 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | ExpressJet Holdings, Inc. *XJT* | 30218U108 | 04/04/07 | 160 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
4 | Other Business | None | For | Mgmt | ||||||||||||
05/23/07 - A | Geron Corp. *GERN* | 374163103 | 03/19/07 | 990 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/23/07 - A | Graftech International, Ltd. *GTI* | 384313102 | 03/30/07 | 1,423 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 88 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/23/07 - A | L.B. Foster Co. *FSTR* | 350060109 | 03/29/07 | 305 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/23/07 - A | LOOPNET INC *LOOP* | 543524300 | 04/02/07 | 25 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/23/07 - A | Omniture, Inc. *OMTR* | 68212S109 | 04/02/07 | 325 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Pacific Sunwear of California, Inc. *PSUN* | 694873100 | 04/02/07 | 2,405 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Packeteer, Inc. *PKTR* | 695210104 | 03/30/07 | 1,155 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/23/07 - A | Peets Coffee & Tea Inc *PEET* | 705560100 | 03/26/07 | 449 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Sierra Bancorp *BSRR* | 82620P102 | 03/26/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
05/23/07 - A | Silicon Image, Inc. *SIMG* | 82705T102 | 04/09/07 | 2,660 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 89 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/23/07 - A | Sun Communities, Inc. *SUI* | 866674104 | 04/13/07 | 590 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Sykes Enterprises, Inc. *SYKE* | 871237103 | 04/04/07 | 925 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | The Knot, Inc. *KNOT* | 499184109 | 04/02/07 | 645 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Thomas Weisel Partners Group Inc *TWPG* | 884481102 | 04/06/07 | 195 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
05/23/07 - A | U.S.B. Holding Co., Inc. *UBH* | 902910108 | 04/18/07 | 145 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Venoco Inc *VQ* | 92275P307 | 04/02/07 | 275 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/23/07 - A | Vineyard National Bancorp, Inc. *VNBC* | 927426106 | 03/26/07 | 275 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Advance America, Cash Advance Centers, Inc. *AEA* | 00739W107 | 03/30/07 | 2,225 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 90 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/24/07 - A | AK Steel Holding Corp. *AKS* | 001547108 | 03/27/07 | 3,595 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Akorn, Inc. *AKRX* | 009728106 | 04/12/07 | 1,577 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Arris Group Inc *ARRS* | 04269Q100 | 03/30/07 | 1,875 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | ArthroCare Corp. *ARTC* | 043136100 | 04/02/07 | 855 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Atlantic Tele-Network, Inc. *ATNI* | 049079205 | 04/13/07 | 214 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Stock Option Plan | For | For | Mgmt | ||||||||||||
05/24/07 - A | Blount International, Inc. *BLT* | 095180105 | 03/27/07 | 695 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Brown Shoe Company, Inc. *BWS* | 115736100 | 04/09/07 | 366 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Adjust Par Value of Common Stock | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Buffalo Wild Wings, Inc. *BWLD* | 119848109 | 04/02/07 | 238 | ||||||||||||
1 | Fix Number of Directors | For | For | Mgmt | ||||||||||||
2 | Elect Directors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/24/07 - A | Builders Firstsource Inc *BLDR* | 12008R107 | 03/30/07 | 465 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Collective Brands Inc. *PSS* | 704379106 | 04/04/07 | 290 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
05/24/07 - A | Complete Production Services Inc *CPX* | 20453E109 | 03/30/07 | 825 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Credit Acceptance Corp. *CACC* | 225310101 | 03/30/07 | 267 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Cytokinetics, Incorporated *CYTK* | 23282W100 | 03/30/07 | 1,050 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Emageon Inc. *EMAG* | 29076V109 | 04/25/07 | 655 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | First Regional Bancorp *FRGB* | 33615C101 | 03/31/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Other Business | For | For | Mgmt | ||||||||||||
05/24/07 - A | HANSEN MEDICAL INC *HNSN* | 411307101 | 04/04/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 92 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/24/07 - A | Heidrick & Struggles International, Inc. *HSII* | 422819102 | 04/09/07 | 500 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
05/24/07 - A | Heritage Commerce Corp. *HTBK* | 426927109 | 03/28/07 | 232 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/24/07 - A | I-Flow Corporation *IFLO* | 449520303 | 04/04/07 | 785 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Innophos Holdings, Inc. *IPHS* | 45774N108 | 04/13/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Intervest Bancshares Corp. *IBCA* | 460927106 | 03/30/07 | 40 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Luminex Corp *LMNX* | 55027E102 | 04/11/07 | 1,015 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | MAIDENFORM BRANDS INC *MFB* | 560305104 | 04/05/07 | 365 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Medicines Company (The) *MDCO* | 584688105 | 04/05/07 | 1,615 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 93 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/24/07 - A | Micrel, Inc. *MCRL* | 594793101 | 03/30/07 | 120 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/24/07 - A | Monolithic Power Systems, Inc. *MPWR* | 609839105 | 03/30/07 | 735 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | NuVasive, Inc. *NUVA* | 670704105 | 04/04/07 | 1,055 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/24/07 - A | Omega Healthcare Investors, Inc. *OHI* | 681936100 | 04/20/07 | 305 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | optionsXpress Holdings, Inc. *OXPS* | 684010101 | 04/23/07 | 680 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | P.A.M. Transportation Services, Inc. *PTSI* | 693149106 | 04/09/07 | 75 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Pain Therapeutics, Inc. *PTIE* | 69562K100 | 04/05/07 | 1,110 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | PLX Technology, Inc. *PLXT* | 693417107 | 03/30/07 | 760 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 94 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/24/07 - A | PremierWest Bancorp *PRWT* | 740921101 | 03/30/07 | 30 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
05/24/07 - A | Providence Service Corp *PRSC* | 743815102 | 04/04/07 | 440 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Rudolph Technologies, Inc. *RTEC* | 781270103 | 03/31/07 | 95 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Skechers U.S.A., Inc. *SKX* | 830566105 | 03/30/07 | 330 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
05/24/07 - A | Stereotaxis, Inc. *STXS* | 85916J102 | 03/27/07 | 710 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/24/07 - A | T-3 Energy Services Inc *TTES* | 87306E107 | 04/04/07 | 10 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Preferred and Common Stock | For | Against | Mgmt | ||||||||||||
05/24/07 - A | Texas Roadhouse, Inc. *TXRH* | 882681109 | 03/30/07 | 1,725 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | The Cato Corporation *CTR* | 149205106 | 03/27/07 | 982 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 95 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/24/07 - A | TheStreet.com, Inc. *TSCM* | 88368Q103 | 04/03/07 | 550 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Transwitch Corp. *TXCC* | 894065101 | 03/30/07 | 4,073 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Reverse Stock Split | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
05/24/07 - A | Tween Brands Inc *TWB* | 901166108 | 04/05/07 | 1,100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | U.S. Concrete, Inc. *RMIX* | 90333L102 | 04/12/07 | 830 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/24/07 - A | Wintrust Financial Corp. *WTFC* | 97650W108 | 04/20/07 | 340 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/25/07 - A | Calamos Asset Mgmt Inc *CLMS* | 12811R104 | 04/19/07 | 641 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/25/07 - A | CSG Systems International, Inc. *CSGS* | 126349109 | 03/27/07 | 680 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/25/07 - S | Eschelon Telecom, Inc. *ESCH* | 296290109 | 04/19/07 | 280 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 96 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
05/25/07 - A | FIRST SOLAR INC *FSLR* | 336433107 | 04/19/07 | 510 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/25/07 - A | IXIA *XXIA* | 45071R109 | 04/02/07 | 1,270 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/25/07 - A | Marlin Business Services Corp. *MRLN* | 571157106 | 04/13/07 | 95 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/25/07 - A | Miller Industries, Inc. *MLR* | 600551204 | 04/13/07 | 285 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/25/07 - A | Mosys Inc *MOSY* | 619718109 | 04/05/07 | 680 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/25/07 - A | ONYX Pharmaceuticals, Inc. *ONXX* | 683399109 | 04/17/07 | 1,292 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/25/07 - A | Steven Madden, Ltd. *SHOO* | 556269108 | 04/05/07 | 680 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/25/07 - A | The TriZetto Group, Inc. *TZIX* | 896882107 | 04/05/07 | 1,476 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 97 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/25/07 - A | TRUBION PHARMACEUTICALS INC *TRBN* | 89778N102 | 03/26/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/25/07 - A | Vignette Corp. *VIGN* | 926734401 | 04/02/07 | 285 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/25/07 - A | Watsco, Inc. *WSO.B* | 942622200 | 04/10/07 | 910 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
05/29/07 - A | McCormick & Schmicks Seafood Restaurants, Inc. *MSSR* | 579793100 | 04/12/07 | 390 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/30/07 - A | Actuate Corp. *ACTU* | 00508B102 | 04/09/07 | 1,450 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/30/07 - S | Aeroflex, Inc. | 007768104 | 04/23/07 | 360 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
05/30/07 - A | Alliance Imaging, Inc. *AIQ* | 018606202 | 04/16/07 | 260 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/30/07 - A | BJS Restaurants Inc *BJRI* | 09180C106 | 04/16/07 | 502 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 98 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/30/07 - A | Carrier Access Corp. *CACS* | 144460102 | 04/13/07 | 135 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Articles/Bylaws/Charter- Amendment of the Bylaws of the Company by Majority Vote | For | For | Mgmt | ||||||||||||
05/30/07 - A | CITI Trends Inc *CTRN* | 17306X102 | 04/02/07 | 210 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/30/07 - A | Dsw Inc *DSW* | 23334L102 | 04/09/07 | 528 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/30/07 - A | EastGroup Properties, Inc. *EGP* | 277276101 | 04/13/07 | 719 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/30/07 - A | Genesee & Wyoming Inc. *GWR* | 371559105 | 04/02/07 | 1,230 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/30/07 - A | JER Investors Trust Inc. *JRT* | 46614H301 | 04/13/07 | 285 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/30/07 - A | Nxstage Medical Inc *NXTM* | 67072V103 | 04/09/07 | 365 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/30/07 - A | PDF Solutions, Inc. *PDFS* | 693282105 | 04/04/07 | 655 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 99 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/30/07 - A | PeopleSupport Inc *PSPT* | 712714302 | 04/18/07 | 775 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/30/07 - A | Radyne Corporation *RADN* | 750611402 | 04/24/07 | 555 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
05/30/07 - A | Tanger Factory Outlet Centers, Inc. *SKT* | 875465106 | 03/29/07 | 1,010 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
4 | Increase Authorized Common Stock and Authorize New Classes of Preferred Stock | For | For | Mgmt | ||||||||||||
05/30/07 - A | Volterra Semiconductor Corp *VLTR* | 928708106 | 04/02/07 | 585 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Non-Employee Director Stock Option Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/30/07 - A | Waste Industries USA, Inc. *WWIN* | 941057101 | 04/20/07 | 10 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Approve Remuneration of Executive Directors and Independent Non- Executive Directors | For | For | Mgmt | ||||||||||||
4 | Other Business | For | For | Mgmt | ||||||||||||
05/30/07 - A | Wilshire Bancorp Inc *WIBC* | 97186T108 | 04/16/07 | 475 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/30/07 - A | XenoPort, Inc. *XNPT* | 98411C100 | 04/13/07 | 630 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 100 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/31/07 - A | AFFYMAX INC *AFFY* | 00826A109 | 04/16/07 | 117 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Carrols Restaurant Group, Inc. *TAST* | 14574X104 | 04/13/07 | 183 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | COMBINATORX INC *CRXX* | 20010A103 | 04/05/07 | 750 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | DepoMed, Inc. *DEPO* | 249908104 | 04/10/07 | 50 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Diodes Inc. *DIOD* | 254543101 | 03/29/07 | 647 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Drew Industries, Inc. *DW* | 26168L205 | 04/10/07 | 610 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Employers Holdings Inc. *EIG* | 292218104 | 04/04/07 | 220 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Entravision Communication *EVC* | 29382R107 | 04/12/07 | 1,132 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 101 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/31/07 - A | Florida East Coast Industries, Inc. | 340632108 | 04/13/07 | 735 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Heelys, Inc. *HLYS* | 42279M107 | 04/19/07 | 104 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | HouseValues, Inc. *SOLD* | 44183Y102 | 04/24/07 | 8 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Idenix Pharmaceuticals, Inc. *IDIX* | 45166R204 | 04/05/07 | 750 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | iGate Corporation *IGTE* | 45169U105 | 03/30/07 | 600 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/31/07 - A | InfoSpace Inc. *INSP* | 45678T201 | 04/06/07 | 1,030 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | InnerWorkings, Inc. *INWK* | 45773Y105 | 04/16/07 | 150 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Jones Soda Co. *JSDA* | 48023P106 | 04/10/07 | 45 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Nara Bancorp, Inc. *NARA* | 63080P105 | 04/03/07 | 365 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 102 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Company Specific- Limit special or multiple voting rights for preferred stock | For | For | Mgmt | ||||||||||||
5 | Other Business | For | For | Mgmt | ||||||||||||
05/31/07 - A | Nuvelo, Inc. *NUVO* | 67072M301 | 04/05/07 | 1,158 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Osiris Therapeutics, Inc. *OSIR* | 68827R108 | 04/30/07 | 111 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Placer Sierra Bancshares | 726079106 | 04/05/07 | 210 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
3 | Elect Directors | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Rigel Pharmaceuticals, Inc *RIGL* | 766559603 | 03/22/07 | 160 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Non-Employee Director Stock Option Plan | For | For | Mgmt | ||||||||||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | SENOMYX INC *SNMX* | 81724Q107 | 04/11/07 | 995 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Silgan Holdings Inc. *SLGN* | 827048109 | 04/11/07 | 460 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 103 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
05/31/07 - A | Sirenza Microdevices, Inc. *SMDI* | 82966T106 | 04/10/07 | 860 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | Somaxon Pharmaceuticals, Inc. *SOMX* | 834453102 | 04/02/07 | 135 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | The Boston Beer Company, Inc. *SAM* | 100557107 | 04/02/07 | 210 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
05/31/07 - A | The Buckle, Inc. *BKE* | 118440106 | 03/29/07 | 420 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
4 | Amend Restricted Stock Plan | For | For | Mgmt | ||||||||||||
5 | Amend Restricted Stock Plan | For | For | Mgmt | ||||||||||||
6 | Amend Non-Employee Director Stock Option Plan | For | For | Mgmt | ||||||||||||
05/31/07 - A | US BIOENERGY CORP *USBE* | 90342V109 | 04/05/07 | 247 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
05/31/07 - A | World Fuel Services Corp. *INT* | 981475106 | 04/23/07 | 900 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend EEO Statement to Include Reference to Sexual Orientation | Against | Against | ShrHoldr | ||||||||||||
06/01/07 - A | Alnylam Pharmaceuticals, Inc. *ALNY* | 02043Q107 | 04/13/07 | 1,180 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 104 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/01/07 - A | Anadys Pharmaceuticals, Inc. *ANDS* | 03252Q408 | 04/16/07 | 555 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/01/07 - A | Bronco Drilling Co Inc *BRNC* | 112211107 | 04/20/07 | 345 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/01/07 - A | Energy Partners, Ltd *EPL* | 29270U105 | 05/02/07 | 895 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/01/07 - A | First State Bancorporation *FSNM* | 336453105 | 04/25/07 | 30 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/01/07 - A | Flowers Foods, Inc. *FLO* | 343498101 | 03/30/07 | 80 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/01/07 - A | Metabasis Therapeutics, Inc. *MBRX* | 59101M105 | 04/11/07 | 617 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/01/07 - A | Neurocrine Biosciences, Inc. *NBIX* | 64125C109 | 04/02/07 | 995 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Declassify the Board of Directors | Against | For | ShrHoldr | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/01/07 - A | Oakley, Inc. *OO* | 673662102 | 03/23/07 | 320 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/01/07 - A | On Assignment, Inc. *ASGN* | 682159108 | 04/13/07 | 1,083 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 105 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/01/07 - A | Raser Technologies, Inc. *RZ* | 754055101 | 04/25/07 | 610 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Change State of Incorporation [ from Utah to Delaware ] | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/01/07 - A | Renovis, Inc *RNVS* | 759885106 | 04/23/07 | 465 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/01/07 - A | Teletech Holdings, Inc. *TTEC* | 879939106 | 04/04/07 | 1,067 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/01/07 - A | Tradestation Group, Inc. *TRAD* | 89267P105 | 04/12/07 | 790 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/01/07 - A | ValueClick, Inc. *VCLK* | 92046N102 | 04/03/07 | 3,155 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
06/04/07 - A | Albany Molecular Research, Inc. *AMRI* | 012423109 | 04/25/07 | 300 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/04/07 - A | Ceradyne, Inc. *CRDN* | 156710105 | 04/16/07 | 876 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 106 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/04/07 - A | Cerus Corp *CERS* | 157085101 | 04/07/07 | 850 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/04/07 - A | Coinstar, Inc. *CSTR* | 19259P300 | 04/12/07 | 60 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/04/07 - A | DivX, Inc. *DIVX* | 255413106 | 04/23/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/04/07 - A | DJO INC. *DJO* | 23325G104 | 04/18/07 | 743 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/04/07 - A | Jupitermedia Corp. *JUPM* | 48207D101 | 04/24/07 | 675 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/04/07 - A | Krispy Kreme Doughnuts Inc. *KKD* | 501014104 | 04/04/07 | 780 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/04/07 - A | Mattson Technology, Inc. *MTSN* | 577223100 | 04/13/07 | 1,534 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/05/07 - A | Alpharma Inc. *ALO* | 020813101 | 04/09/07 | 300 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 107 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/05/07 - A | Arden Group, Inc. *ARDNA* | 039762109 | 04/18/07 | 50 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/05/07 - A | Gartner , Inc. *IT* | 366651107 | 04/12/07 | 1,678 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/05/07 - A | H & E EQUIPMENT SERVICES INC *HEES* | 404030108 | 04/24/07 | 420 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/05/07 - A | HealthExtras, Inc. *HLEX* | 422211102 | 04/13/07 | 865 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/05/07 - A | HFF, Inc. *HF* | 40418F108 | 04/26/07 | 243 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/05/07 - A | Hibbett Sports, Inc. *HIBB* | 428567101 | 04/09/07 | 1,030 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
5 | Amend Deferred Compensation Plan | For | For | Mgmt | ||||||||||||
06/05/07 - A | Horizon Lines Inc *HRZ* | 44044K101 | 04/06/07 | 160 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Increase in Size of Board | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 108 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/05/07 - A | Maguire Properties, Inc. *MPG* | 559775101 | 04/27/07 | 190 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
06/05/07 - A | Matria Healthcare, Inc. *MATR* | 576817209 | 04/13/07 | 651 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/05/07 - A | Physicians Formula Holdings, Inc *FACE* | 719427106 | 04/24/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/05/07 - A | Spanish Broadcasting System, Inc. *SBSA* | 846425882 | 04/16/07 | 570 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/05/07 - A | Technology Investment Capital Corp. *TICC* | 878717305 | 04/26/07 | 337 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/05/07 - A | Triarc Companies, Inc. *TRY* | 895927309 | 04/12/07 | 2,102 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/05/07 - A | Websense, Inc. *WBSN* | 947684106 | 04/09/07 | 1,445 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
06/06/07 - A | CBRE REALTY FINANCE INC *CBF* | 12498B307 | 03/30/07 | 9 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 109 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/06/07 - A | Drugstore.com, Inc. *DSCM* | 262241102 | 04/13/07 | 2,576 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/06/07 - A | Dynamic Materials Corp. *BOOM* | 267888105 | 04/20/07 | 390 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/06/07 - A | eHealth Inc *EHTH* | 28238P109 | 04/19/07 | 16 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/06/07 - A | Healthspring Inc *HS* | 42224N101 | 04/10/07 | 520 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/06/07 - A | KBW, Inc. *KBW* | 482423100 | 04/16/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/06/07 - A | ManTech International Corporation *MANT* | 564563104 | 04/09/07 | 453 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/06/07 - A | McGrath RentCorp *MGRC* | 580589109 | 04/16/07 | 720 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/06/07 - A | Pharmion Corp *PHRM* | 71715B409 | 04/16/07 | 535 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/06/07 - A | Priceline.com Inc. *PCLN* | 741503403 | 04/20/07 | 766 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 110 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/06/07 - A | QAD, Inc. *QADI* | 74727D108 | 04/16/07 | 270 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/06/07 - A | Radiant Systems, Inc. *RADS* | 75025N102 | 04/16/07 | 875 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/06/07 - A | Salem Communications Corp. (CA) *SALM* | 794093104 | 04/13/07 | 20 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/06/07 - A | Stamps.com, Inc. *STMP* | 852857200 | 04/16/07 | 585 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/06/07 - A | Time Warner Telecom, Inc. *TWTC* | 887319101 | 04/09/07 | 3,627 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Articles/Bylaws/Charter-Restate certificate of Incorporation to remove Class B common stock provisions. | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/06/07 - A | Xerium Technologies Inc *XRM* | 98416J100 | 04/13/07 | 280 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | A.C. Moore Arts & Crafts, Inc. *ACMR* | 00086T103 | 04/27/07 | 284 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | Allegiant Travel Company *ALGT* | 01748X102 | 05/01/07 | 80 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 111 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/07/07 - A | Amedisys, Inc. *AMED* | 023436108 | 04/09/07 | 149 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
06/07/07 - A | American Vanguard Corporation *AVD* | 030371108 | 05/04/07 | 545 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
06/07/07 - A | Clayton Holdings Inc *CLAY* | 18418N107 | 04/17/07 | 260 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | CoStar Group, Inc. *CSGP* | 22160N109 | 04/10/07 | 555 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | Cubist Pharmaceuticals, Inc. *CBST* | 229678107 | 04/12/07 | 1,745 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
4 | Amend Non-Employee Director Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | Equinix, Inc. *EQIX* | 29444U502 | 04/25/07 | 938 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
06/07/07 - A | First Consulting Group, Inc. *FCGI* | 31986R103 | 04/18/07 | 725 | ||||||||||||
1 | Declassify the Board of Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 112 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Elect Directors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | Illumina, Inc. *ILMN* | 452327109 | 04/10/07 | 1,752 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
06/07/07 - A | InfoUSA Inc. *IUSA* | 456818301 | 04/13/07 | 1,040 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | Interdigital Inc. *IDCC* | 45866A105 | 04/10/07 | 1,689 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | Ipass Inc. *IPAS* | 46261V108 | 04/27/07 | 1,403 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | Layne Christensen Co. *LAYN* | 521050104 | 04/23/07 | 147 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Stock Option Plan | For | For | Mgmt | ||||||||||||
3 | Company-Specific- Spin-off of the Water and Wastewater Infrastructure Division | Against | Against | ShrHoldr | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | Lifetime Brands Inc *LCUT* | 53222Q103 | 04/23/07 | 275 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | MarketAxess Holdings Inc. *MKTX* | 57060D108 | 04/20/07 | 470 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 113 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/07/07 - A | Nektar Therapeutics *NKTR* | 640268108 | 04/12/07 | 2,870 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | Obagi Medical Products Inc *OMPI* | 67423R108 | 05/01/07 | 147 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | Presstek, Inc. *PRST* | 741113104 | 04/17/07 | 913 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | PrimeEnergy Corp. *PNRG* | 74158E104 | 04/12/07 | 30 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/07/07 - A | QC HLDGS INC *QCCO* | 74729T101 | 04/20/07 | 40 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/07/07 - A | Quest Resources Corp. *QRCP* | 748349305 | 04/27/07 | 605 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/07/07 - A | Rightnow Technologies, Inc *RNOW* | 76657R106 | 04/13/07 | 465 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
4 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
5 | Other Business | For | For | Mgmt | ||||||||||||
06/07/07 - A | Sangamo Biosciences, Inc *SGMO* | 800677106 | 04/16/07 | 890 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/07/07 - A | Taleo Corporation *TLEO* | 87424N104 | 04/20/07 | 490 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 114 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/07/07 - A | Volcano Corp *VOLC* | 928645100 | 04/27/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Approve Qualified Employee Stock Purchase Plan | For | Against | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/08/07 - A | Ameristar Casinos, Inc. *ASCA* | 03070Q101 | 05/01/07 | 244 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
06/08/07 - A | Cbeyond, Inc *CBEY* | 149847105 | 04/20/07 | 540 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/08/07 - A | Conceptus, Inc. *CPTS* | 206016107 | 04/12/07 | 715 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/08/07 - A | Directed Electronics Inc *DEIX* | 254575103 | 04/20/07 | 275 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/08/07 - A | ITC Holdings Corp *ITC* | 465685105 | 04/16/07 | 493 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Classify the Board of Directors | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/08/07 - A | Kohlberg Capital Corp *KCAP* | 500233101 | 04/19/07 | 138 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/08/07 - S | Kronos Inc. | 501052104 | 04/30/07 | 1,050 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 115 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
06/08/07 - A | LECG Corporation *XPRT* | 523234102 | 04/11/07 | 605 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/08/07 - A | Regeneron Pharmaceuticals, Inc. *REGN* | 75886F107 | 04/12/07 | 1,645 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/08/07 - A | SAIC Inc *SAI* | 78390X101 | 04/10/07 | 1,400 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Declassify the Board of Directors | For | For | Mgmt | ||||||||||||
3 | Eliminate the Series Distinction of Class A Preferred Stock | For | For | Mgmt | ||||||||||||
4 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/08/07 - A | Sohu.com Inc. *SOHU* | 83408W103 | 04/18/07 | 797 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/11/07 - A | Arena Pharmaceuticals, Inc. *ARNA* | 040047102 | 04/16/07 | 1,345 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/11/07 - A | CKE Restaurants, Inc. *CKR* | 12561E105 | 04/23/07 | 2,200 | ||||||||||||
1 | Elect Director Byron Allumbaugh | For | For | Mgmt | ||||||||||||
2 | Elect Director Frank P. Willey | For | For | Mgmt | ||||||||||||
3 | Elect Director Matthew Goldfarb | For | For | Mgmt | ||||||||||||
4 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
5 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/11/07 - A | Cypress Bioscience, Inc. *CYPB* | 232674507 | 04/25/07 | 605 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 116 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/11/07 - A | Genitope Corp. *GTOP* | 37229P507 | 04/26/07 | 81 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/11/07 - A | Metretek Technologies, Inc. *MEK* | 59159Q107 | 04/20/07 | 535 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/11/07 - A | Mobility Electronics, Inc. *MOBE* | 60741U101 | 04/20/07 | 860 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/11/07 - A | Progenics Pharmaceuticals, Inc *PGNX* | 743187106 | 04/12/07 | 705 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Bundled Compensation Plans | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
5 | Other Business | For | For | Mgmt | ||||||||||||
06/11/07 - A | Techwell, Inc. *TWLL* | 87874D101 | 04/23/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/12/07 - A | Alaska Air Group, Inc. *ALK* | 011659109 | 04/20/07 | 645 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Reimbursement For Short-Slate Proxy Contests | Against | Against | ShrHoldr | ||||||||||||
3 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||||||||
4 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||||||||
5 | Amend Bylaws/Governance Documents — Call Special Meetings | Against | For | ShrHoldr | ||||||||||||
6 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | ShrHoldr | ||||||||||||
06/12/07 - A | Crystal River Capital, Inc. *CRZ* | 229393301 | 05/01/07 | 25 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 117 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/12/07 - A | First Cash Financial Services, Inc *FCFS* | 31942D107 | 04/19/07 | 885 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/12/07 - A | Genomic Health Inc *GHDX* | 37244C101 | 04/17/07 | 375 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/12/07 - A | Hittite Microwave Corporation *HITT* | 43365Y104 | 04/23/07 | 428 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/12/07 - A | Ikanos Communications, Inc. *IKAN* | 45173E105 | 04/20/07 | 620 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/12/07 - A | Inventiv Health, Inc. *VTIV* | 46122E105 | 04/26/07 | 950 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/12/07 - A | IPCS Inc. *IPCS* | 44980Y305 | 05/07/07 | 550 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/12/07 - A | IPG Photonics Corp *IPGP* | 44980X109 | 04/27/07 | 240 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/12/07 - A | J CREW GROUP INC *JCG* | 46612H402 | 04/18/07 | 315 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 118 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/12/07 - A | Mediacom Communications Corp. *MCCC* | 58446K105 | 04/18/07 | 927 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/12/07 - A | Panacos Pharmaceuticals, Inc. *PANC* | 69811Q106 | 04/23/07 | 1,593 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Reduce Authorized Common Stock | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/12/07 - A | PRA International Inc *PRAI* | 69353C101 | 04/16/07 | 470 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/12/07 - A | RAM Energy Resources, Inc. *RAME* | 75130P109 | 05/18/07 | 365 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/12/07 - A | Stein Mart, Inc. *SMRT* | 858375108 | 04/05/07 | 435 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
06/12/07 - A | Sun-Times Media Group, Inc. *SVN* | 86688Q100 | 05/11/07 | 1,079 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
06/12/07 - A | Symyx Technologies, Inc. *SMMX* | 87155S108 | 04/19/07 | 1,075 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
06/12/07 - A | The Gymboree Corp. *GYMB* | 403777105 | 04/17/07 | 1,080 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 119 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/12/07 - S | Wauwatosa Holdings, Inc. *WAUW* | 94348P108 | 04/27/07 | 5 | ||||||||||||
1 | Organization-Related — Approve Plan of Charter Conversion | For | For | Mgmt | ||||||||||||
06/13/07 - A | Affymetrix Inc. *AFFX* | 00826T108 | 04/18/07 | 2,179 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | Auxilium Pharmaceuticals, Inc. *AUXL* | 05334D107 | 04/16/07 | 800 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | Blackbaud Inc *BLKB* | 09227Q100 | 04/27/07 | 1,132 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | Chipotle Mexican Grill Inc *CMG* | 169656204 | 04/26/07 | 801 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | EXLSERVICE HLDGS INC *EXLS* | 302081104 | 04/26/07 | 161 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | GFI Group Inc *GFIG* | 361652209 | 04/16/07 | 395 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/13/07 - A | GULFPORT ENERGY CORP *GPOR* | 402635304 | 04/26/07 | 445 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | Harmonic Inc. *HLIT* | 413160102 | 04/16/07 | 2,140 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 120 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | Investools, Inc *SWIM* | 46145P103 | 04/16/07 | 1,510 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | MarkWest Hydrocarbon, Inc. *MWP* | 570762104 | 04/13/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | Midway Games Inc. *MWY* | 598148104 | 04/16/07 | 22 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | Ness Technologies, Inc. *NSTC* | 64104X108 | 04/19/07 | 305 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Stock Option Plan | For | For | Mgmt | ||||||||||||
06/13/07 - A | Newpark Resources, Inc. *NR* | 651718504 | 04/23/07 | 1,626 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Non-Employee Director Restricted Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | NORTHSTAR NEUROSCIENCE INC *NSTR* | 66704V101 | 04/11/07 | 250 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | OSI Pharmaceuticals, Inc. *OSIP* | 671040103 | 04/23/07 | 1,840 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 121 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/13/07 - A | Penwest Pharmaceuticals Co. *PPCO* | 709754105 | 04/23/07 | 715 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | POZEN Inc. *POZN* | 73941U102 | 04/17/07 | 845 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/13/07 - A | Retail Ventures, Inc. *RVI* | 76128Y102 | 05/04/07 | 703 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
06/13/07 - A | The Mens Wearhouse, Inc. *MW* | 587118100 | 04/25/07 | 1,558 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/13/07 - A | VASCO Data Security International, Inc. *VDSI* | 92230Y104 | 04/23/07 | 835 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/13/07 - A | Vector Group Ltd. *VGR* | 92240M108 | 04/17/07 | 674 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
06/13/07 - A | Wind River Systems, Inc. *WIND* | 973149107 | 04/16/07 | 2,263 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt | ||||||||||||
06/14/07 - A | Accuride Corporation *ACW* | 004398103 | 04/20/07 | 345 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 122 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
06/14/07 - A | AMTRUST FINANCIAL SERVICES INC *AFSI* | 032359309 | 04/24/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/14/07 - A | Coley Pharmaceutical Group, Inc. *COLY* | 19388P106 | 04/17/07 | 530 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
06/14/07 - A | Emergent Biosolutions Inc. *EBS* | 29089Q105 | 04/19/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/14/07 - A | Englobal Corp *ENG* | 293306106 | 04/16/07 | 495 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
06/14/07 - A | Hot Topic, Inc. *HOTT* | 441339108 | 04/19/07 | 1,390 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/14/07 - A | LHC Group, Inc. *LHCG* | 50187A107 | 04/19/07 | 367 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/14/07 - S | Lone Star Technologies, Inc. | 542312103 | 05/15/07 | 60 | ||||||||||||
1 | Approve Merger Agreement | For | For | Mgmt | ||||||||||||
2 | Adjourn Meeting | For | For | Mgmt | ||||||||||||
06/14/07 - A | Mannatech Inc. *MTEX* | 563771104 | 05/02/07 | 505 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 123 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/14/07 - A | MOVE INC *MOVE* | 62458M108 | 04/16/07 | 2,895 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/14/07 - A | Natus Medical Inc. *BABY* | 639050103 | 04/27/07 | 715 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/14/07 - A | Pathmark Stores, Inc. (NEW) *PTMK* | 70322A101 | 05/01/07 | 120 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/14/07 - A | RAE SYSTEMS INC *RAE* | 75061P102 | 04/23/07 | 1,208 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/14/07 - A | Salix Pharmaceuticals Ltd *SLXP* | 795435106 | 04/20/07 | 1,545 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/14/07 - A | Sauer-Danfoss, Inc. *SHS* | 804137107 | 04/18/07 | 279 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/14/07 - A | Semtech Corp. *SMTC* | 816850101 | 04/20/07 | 2,385 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/14/07 - A | SuperGen, Inc. *SUPG* | 868059106 | 04/26/07 | 1,560 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/14/07 - A | Toreador Resources Corp. *TRGL* | 891050106 | 04/17/07 | 420 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 124 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/14/07 - A | Travelzoo, Inc. *TZOO* | 89421Q106 | 04/17/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/14/07 - A | Universal Electronics, Inc. *UEIC* | 913483103 | 04/16/07 | 430 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/15/07 - A | Acadia Pharmaceuticals Inc *ACAD* | 004225108 | 04/16/07 | 736 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/15/07 - A | Balchem Corp. *BCPC* | 057665200 | 04/24/07 | 532 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/15/07 - A | GSI Commerce Inc *GSIC* | 36238G102 | 04/23/07 | 1,305 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/15/07 - A | Syntel, Inc. *SYNT* | 87162H103 | 05/25/07 | 270 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/15/07 - A | Universal Truckload Svcs Inc *UACL* | 91388P105 | 04/16/07 | 223 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/19/07 - A | ARIAD Pharmaceuticals, Inc. *ARIA* | 04033A100 | 04/24/07 | 1,224 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 125 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/19/07 - A | Big 5 Sporting Goods Corp. *BGFV* | 08915P101 | 04/24/07 | 562 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
06/19/07 - A | Cell Genesys, Inc. *CEGE* | 150921104 | 04/23/07 | 1,745 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
4 | Other Business | For | For | Mgmt | ||||||||||||
06/19/07 - A | Gaiam Inc. *GAIA* | 36268Q103 | 04/20/07 | 495 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/19/07 - A | kforce, Inc. *KFRC* | 493732101 | 04/19/07 | 975 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/19/07 - A | MTR Gaming Group, Inc. *MNTG* | 553769100 | 04/26/07 | 155 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/19/07 - A | Phillips-Van Heusen Corp. *PVH* | 718592108 | 04/23/07 | 900 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/19/07 - A | Sulphco, Inc. *SUF* | 865378103 | 04/30/07 | 355 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Outside Director Stock Awards/Options in Lieu of Cash | For | For | Mgmt | ||||||||||||
06/19/07 - A | Switch & Data Facilities Company *SDXC* | 871043105 | 04/30/07 | 235 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 126 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/19/07 - A | The Spectranetics Corp. *SPNC* | 84760C107 | 04/24/07 | 950 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/20/07 - A | Aeropostale, Inc *ARO* | 007865108 | 05/04/07 | 1,761 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/20/07 - A | Audible, Inc. *ADBL* | 05069A302 | 04/24/07 | 750 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/20/07 - A | California Pizza Kitchen, Inc. *CPKI* | 13054D109 | 04/27/07 | 645 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/20/07 - A | Century Casinos, Inc. *CNTY* | 156492100 | 04/27/07 | 610 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Other Business | For | For | Mgmt | ||||||||||||
06/20/07 - A | GeoGlobal Resources Inc *GGR* | 37249T109 | 05/09/07 | 922 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/20/07 - A | Inland Real Estate Corporation *IRC* | 457461200 | 04/23/07 | 95 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/20/07 - A | Keryx Biopharmaceuticals, Inc *KERX* | 492515101 | 04/23/07 | 1,233 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
4 | Approve Omnibus Stock Plan | For | Against | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 127 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/20/07 - A | Novavax, Inc. *NVAX* | 670002104 | 04/23/07 | 1,950 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
06/20/07 - A | Stifel Financial Corp. *SF* | 860630102 | 04/23/07 | 236 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/20/07 - A | VAALCO Energy, Inc. *EGY* | 91851C201 | 04/12/07 | 1,830 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
06/20/07 - A | Vicor Corporation *VICR* | 925815102 | 05/07/07 | 615 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/20/07 - A | XTENT INC *XTNT* | 984141101 | 05/10/07 | 164 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/21/07 - A | Charming Shoppes, Inc. *CHRS* | 161133103 | 04/13/07 | 2,045 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/21/07 - A | InfoCrossing Inc. *IFOX* | 45664X109 | 04/27/07 | 7 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
06/21/07 - A | Internap Network Services Corporation *INAP* | 45885A300 | 04/20/07 | 1,382 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/21/07 - A | Novatel Wireless, Inc. *NVTL* | 66987M604 | 04/26/07 | 985 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 128 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/21/07 - A | Pacific Ethanol, Inc. *PEIX* | 69423U107 | 04/23/07 | 879 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/21/07 - A | Progressive Gaming International Inc *PGIC* | 74332S102 | 05/02/07 | 1,060 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/21/07 - A | Universal Display Corp. *PANL* | 91347P105 | 04/13/07 | 68 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/21/07 - A | Viropharma Inc. *VPHM* | 928241108 | 04/27/07 | 905 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Increase Authorized Common Stock | For | For | Mgmt | ||||||||||||
06/21/07 - A | Zymogenetics Inc. *ZGEN* | 98985T109 | 04/13/07 | 1,195 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/22/07 - A | CNET Networks, Inc. *CNET* | 12613R104 | 04/23/07 | 4,637 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/22/07 - A | Hana Biosciences, Inc. *HNAB* | 40963P105 | 04/27/07 | 880 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
06/22/07 - A | Jos. A. Bank Clothiers, Inc. *JOSB* | 480838101 | 05/08/07 | 590 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/22/07 - A | SI Intl Inc *SINT* | 78427V102 | 05/08/07 | 190 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 129 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/22/07 - S | Stifel Financial Corp. *SF* | 860630102 | 04/27/07 | 236 | ||||||||||||
1 | Issue Shares in Connection with an Acquisition | For | For | Mgmt | ||||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
06/22/07 - A | TTM Technologies, Inc. *TTMI* | 87305R109 | 04/25/07 | 992 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/22/07 - A | U S AUTO PARTS NETWORK INC *PRTS* | 90343C100 | 05/07/07 | 391 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/25/07 - A | Advanced Analogic Technologies Incorporated *AATI* | 00752J108 | 04/27/07 | 1,150 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/25/07 - A | FiberTower Corporation *FTWR* | 31567R100 | 05/11/07 | 3,779 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/25/07 - A | General Communication, Inc. *GNCMA* | 369385109 | 04/27/07 | 1,045 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Articles/Bylaws - Permit the Company to issue, reissue and terminate stocks in certified and uncertified forms. | For | For | Mgmt | ||||||||||||
3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
06/25/07 - A | RealNetworks, Inc. *RNWK* | 75605L104 | 04/25/07 | 2,555 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Mgmt | ||||||||||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 130 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
4 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/26/07 - A | Cavco Industries, Inc. *CVCO* | 149568107 | 05/04/07 | 80 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/26/07 - A | Durect Corporation *DRRX* | 266605104 | 04/27/07 | 1,950 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/26/07 - A | Opsware Inc. *OPSW* | 68383A101 | 05/11/07 | 2,599 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/26/07 - A | Parallel Petroleum Corp. *PLLL* | 699157103 | 05/11/07 | 1,220 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/26/07 - A | Perficient, Inc. *PRFT* | 71375U101 | 04/27/07 | 575 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
06/26/07 - A | United Therapeutics Corp. *UTHR* | 91307C102 | 05/01/07 | 694 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
06/27/07 - A | Altus Pharmaceuticals Inc *ALTU* | 02216N105 | 04/30/07 | 175 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/27/07 - A | Amis Holdings Inc *AMIS* | 031538101 | 04/30/07 | 730 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 131 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/27/07 - A | Apogee Enterprises, Inc. *APOG* | 037598109 | 05/04/07 | 695 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/27/07 - A | CEC Entertainment, Inc. *CEC* | 125137109 | 04/30/07 | 620 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Restricted Stock Plan | For | For | Mgmt | ||||||||||||
3 | Amend Restricted Stock Plan | For | For | Mgmt | ||||||||||||
4 | Amend Non-Employee Director Restricted Stock Plan | For | For | Mgmt | ||||||||||||
5 | Amend Non-Employee Director Restricted Stock Plan | For | For | Mgmt | ||||||||||||
6 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/27/07 - A | Genesco Inc. *GCO* | 371532102 | 04/24/07 | 100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/27/07 - A | Mobile Mini, Inc. *MINI* | 60740F105 | 04/30/07 | 1,070 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/27/07 - A | New York & Co Inc *NWY* | 649295102 | 05/15/07 | 665 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/28/07 - A | CADENCE PHARMACEUTICALS INC *CADX* | 12738T100 | 04/29/07 | 200 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/28/07 - A | Crown Media Holdings *CRWN* | 228411104 | 05/01/07 | 260 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | Against | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 132 |
Vote Summary Report
Jul 01, 2006 - Jun 30, 2007
0034340120354055 -
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/28/07 - A | CTS Corp. *CTS* | 126501105 | 05/09/07 | 665 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve/Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
06/28/07 - A | iRobot Corporation *IRBT* | 462726100 | 05/22/07 | 39 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/28/07 - A | LifeCell Corp. *LIFC* | 531927101 | 05/01/07 | 1,100 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/28/07 - A | Smith Micro Software, Inc. *SMSI* | 832154108 | 04/30/07 | 764 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Ratify Auditors | For | For | Mgmt | ||||||||||||
3 | Other Business | For | For | Mgmt | ||||||||||||
06/28/07 - A | ValueVision Media, Inc. *VVTV* | 92047K107 | 05/04/07 | 965 | ||||||||||||
1 | Elect Directors | For | For | Mgmt | ||||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||||||||
3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
06/29/07 - S | Authorize.Net Holdings Inc *ANET* | 052686102 | 05/03/07 | 595 | ||||||||||||
1 | Elect Directors | For | For | Mgmt |
Mgmt Rec - Company Management Recommended Vote | Page 133 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Wilshire Variable Insurance Trust
|
By (Signature and Title)* | /s/ Lawrence E. Davanzo
| |
Lawrence E. Davanzo, President | ||
(Principal Executive Officer) |
Date | August 30, 2007 |
*Print the name and title of each signing officer under his or her signature.