UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-07923
City National Rochdale Funds
(Exact name of registrant as specified in charter)
________
400 North Roxbury Drive
Beverly Hills, CA 90210
(Address of principal executive offices)
________
Michael Lukaj
400 North Roxbury Drive
Beverly Hills, CA 90210
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-888-889-0799
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2019 to June 30, 2020
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds,
each of which is a series of City National Rochdale Funds:
City National Rochdale California Tax Exempt Bond Fund
City National Rochdale Corporate Bond Fund
City National Rochdale Dividend & Income Fund
City National Rochdale Fixed Income Opportunities Fund
City National Rochdale Government Bond Fund
City National Rochdale Government Money Market Fund
City National Rochdale High Yield Bond Fund
(The City National Rochdale High Yield Bond Fund was liquidated on September 30, 2019)
City National Rochdale Intermediate Fixed Income Fund
City National Rochdale Municipal High Income Fund
City National Rochdale Short Term Emerging Markets Debt Fund
City National Rochdale U.S. Core Equity Fund
Non-Voting Funds
City National Rochdale California Tax Exempt Bond Fund
California Tax Exempt Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Corporate Bond Fund
Corporate Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Government Bond Fund
Government Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Government Money Market Fund
Government Money Market Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale High Yield Bond Fund
High Yield Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Intermediate Fixed Income Fund
Intermediate Fixed Income Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Short Term Emerging Markets Debt Fund
Short Term Emerging Markets Debt Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
| City National Rochdale Dividend & Income Fund |
| | Proposal | | Proposed by | Mgt. Position | Registrant Voted |
ALTRIA GROUP, INC.
Security ID: 02209S103
Ticker: MO
Meeting Date: 14-May-20
Meeting Type: Annual
| 1a. | Election of Director: John T. Casteen III | | Management | For | Voted - For |
| 1b. | Election of Director: Dinyar S. Devitre | | Management | For | Voted - For |
| 1c. | Election of Director: Thomas F. Farrell II | | Management | For | Voted - For |
| 1d. | Election of Director: Debra J. Kelly-Ennis | | Management | For | Voted - For |
| 1e. | Election of Director: W. Leo Kiely III | | Management | For | Voted - For |
| 1f. | Election of Director: Kathryn B. McQuade | | Management | For | Voted - For |
| 1g. | Election of Director: George Muñoz | | Management | For | Voted - For |
| 1h. | Election of Director: Mark E. Newman | | Management | For | Voted - For |
| 1i. | Election of Director: Nabil Y. Sakkab | | Management | For | Voted - For |
| 1j. | Election of Director: Virginia E. Shanks | | Management | For | Voted - For |
| 1k. | "Director withdrawn" | | Management | For | Voted - For |
| 2. | Ratification of the Selection of Independent Registered Public Accounting Firm | | Management | For | Voted - For |
| 3. | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers | | Management | For | Voted - For |
| 4. | Approval of the 2020 Performance Incentive Plan | | Management | For | Voted - For |
| 5. | Shareholder Proposal - Disclosure of Lobbying Policies and Practices | | Shareholder | Against | Voted - Against |
| 6. | Shareholder Proposal - Report on the Company's Underage Tobacco Prevention Policies | | Shareholder | Against | Voted - Against |
AMERICAN ELECTRIC POWER COMPANY, INC.
Security ID: 025537101
Ticker: AEP
Meeting Date: 21-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Nicholas K. Akins | | Management | For | Voted - For |
| 1B. | Election of Director: David J. Anderson | | Management | For | Voted - For |
| 1C. | Election of Director: J. Barnie Beasley, Jr. | | Management | For | Voted - For |
| 1D. | Election of Director: Ralph D. Crosby, Jr. | | Management | For | Voted - For |
| 1E. | Election of Director: Art A. Garcia | | Management | For | Voted - For |
| 1F. | Election of Director: Linda A. Goodspeed | | Management | For | Voted - For |
| 1G. | Election of Director: Thomas E. Hoaglin | | Management | For | Voted - For |
| 1H. | Election of Director: Sandra Beach Lin | | Management | For | Voted - For |
| 1I. | Election of Director: Margaret M. McCarthy | | Management | For | Voted - For |
| 1J. | Election of Director: Richard C. Notebaert | | Management | For | Voted - For |
| 1K. | Election of Director: Stephen S. Rasmussen | | Management | For | Voted - For |
| 1L. | Election of Director: Oliver G. Richard III | | Management | For | Voted - For |
| 1M. | Election of Director: Sara Martinez Tucker | | Management | For | Voted - For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
| 3. | Advisory approval of the Company's executive compensation. | | Management | For | Voted - For |
ARES CAPITAL CORPORATION
Security ID: 04010L103
Ticker: ARCC
Meeting Date: 08-Jul-19
Meeting Type: Special
| 1. | To authorize the Company, with the approval of its board of directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share subject to the limitations set forth in the proxy statement for the special meeting of stockholders (including, without limitation, that the number of shares issued does not exceed 25% of the Company's then outstanding common stock). | | Management | For | Voted - For |
Meeting Date: 22-Jun-20
Meeting Type: Annual
| 1A. | Election of Director: Michael J Arougheti | | Management | For | Voted - For |
| 1B. | Election of Director: Ann Torre Bates | | Management | For | Voted - For |
| 1C. | Election of Director: Steven B McKeever | | Management | For | Voted - For |
| 2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | | Management | For | Voted - For |
ARTHUR J. GALLAGHER & CO.
Security ID: 363576109
Ticker: AJG
Meeting Date: 12-May-20
Meeting Type: Annual
| 1A. | Election of Director: Sherry S. Barrat | | Management | For | Voted - For |
| 1B. | Election of Director: William L. Bax | | Management | For | Voted - For |
| 1C. | Election of Director: D. John Coldman | | Management | For | Voted - For |
| 1D. | Election of Director: Frank E. English, Jr. | | Management | For | Voted - For |
| 1E. | Election of Director: J. Patrick Gallagher, Jr. | | Management | For | Voted - For |
| 1F. | Election of Director: David S. Johnson | | Management | For | Voted - For |
| 1G. | Election of Director: Kay W. McCurdy | | Management | For | Voted - For |
| 1H. | Election of Director: Christopher C. Miskel | | Management | For | Voted - For |
| 1I. | Election of Director: Ralph J. Nicoletti | | Management | For | Voted - For |
| 1J. | Election of Director: Norman L. Rosenthal | | Management | For | Voted - For |
| 2. | Ratification of the Appointment of Ernst & Young LLP as our Independent Auditor for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
| 3. | Approval, on an Advisory Basis, of the Compensation of our Named Executive Officers. | | Management | For | Voted - For |
| 4. | Stockholder Proposal: Diversity Search Policy. | | Shareholder | Against | Voted - For |
AT&T INC.
Security ID: 00206R102
Ticker: T
Meeting Date: 24-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Randall L. Stephenson | | Management | For | Voted - For |
| 1B. | Election of Director: Samuel A. Di Piazza, Jr. | | Management | For | Voted - For |
| 1C. | Election of Director: Richard W. Fisher | | Management | For | Voted - For |
| 1D. | Election of Director: Scott T. Ford | | Management | For | Voted - For |
| 1E. | Election of Director: Glenn H. Hutchins | | Management | For | Voted - For |
| 1F. | Election of Director: William E. Kennard | | Management | For | Voted - For |
| 1G. | Election of Director: Debra L. Lee | | Management | For | Voted - For |
| 1H. | Election of Director: Stephen J. Luczo | | Management | For | Voted - For |
| 1I. | Election of Director: Michael B. McCallister | | Management | For | Voted - For |
| 1J. | Election of Director: Beth E. Mooney | | Management | For | Voted - For |
| 1K. | Election of Director: Matthew K. Rose | | Management | For | Voted - For |
| 1L. | Election of Director: Cynthia B. Taylor | | Management | For | Voted - For |
| 1M. | Election of Director: Geoffrey Y. Yang | | Management | For | Voted - For |
| 2. | Ratification of appointment of independent auditors. | | Management | For | Voted - For |
| 3. | Advisory approval of executive compensation. | | Management | For | Voted - For |
| 4. | Independent Board Chairman. | | Shareholder | Against | Voted - Against |
| 5. | Employee Representative Director. | | Shareholder | Against | Voted - Against |
| 6. | Improve Guiding Principles of Executive Compensation. | | Shareholder | Against | Voted - Against |
AVANGRID, INC.
Security ID: 05351W103
Ticker: AGR
Meeting Date: 22-Jun-20
Meeting Type: Annual
| 1.1 | Director: Ignacio S. Galán | | Management | For | Voted - For |
| 1.2 | Director: John Baldacci | | Management | For | Voted - For |
| 1.3 | Director: Daniel Alcain López | | Management | For | Voted - For |
| 1.4 | Director: Pedro Azagra Blázquez | | Management | For | Voted - For |
| 1.5 | Director: Robert Duffy | | Management | For | Voted - For |
| 1.6 | Director: Teresa Herbert | | Management | For | Voted - For |
| 1.7 | Director: Patricia Jacobs | | Management | For | Voted - For |
| 1.8 | Director: John Lahey | | Management | For | Voted - For |
| 1.9 | Director: José Ángel M. Rodríguez | | Management | For | Voted - For |
| 1.10 | Director: Santiago M. Garrido | | Management | For | Voted - For |
| 1.11 | Director: José Sáinz Armada | | Management | For | Voted - For |
| 1.12 | Director: Alan Solomont | | Management | For | Voted - For |
| 1.13 | Director: Elizabeth Timm | | Management | For | Voted - For |
| 2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020. | | Management | For | Voted - For |
| 3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | Management | For | Voted - For |
BB&T CORPORATION
Security ID: 054937107
Ticker: BBT
Meeting Date: 30-Jul-19
Meeting Type: Special
| 1. | Proposal to approve the Amended Agreement and Plan of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the "Merger Agreement"), by and between BB&T and SunTrust Banks, Inc. and the transactions contemplated thereby (the "BB&T merger proposal"). | | Management | For | Voted - For |
| 2. | Proposal to approve an amendment to BB&T's articles of incorporation to effect the name change of BB&T to "Truist Financial Corporation", effective only upon the completion of the merger (the "BB&T name change proposal"). | | Management | For | Voted - For |
| 3. | Proposal to adjourn the BB&T special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the BB&T merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of BB&T common stock (the "BB&T adjournment proposal"). | | Management | For | Voted - For |
BCE INC.
Security ID: 05534B760
Ticker: BCE
Meeting Date: 07-May-20
Meeting Type: Annual
| 1.1 | Director: BARRY K. ALLEN | | Management | For | Voted - For |
| 1.2 | Director: MIRKO BIBIC | | Management | For | Voted - For |
| 1.3 | Director: SOPHIE BROCHU | | Management | For | Voted - For |
| 1.4 | Director: ROBERT E. BROWN | | Management | For | Voted - For |
| 1.5 | Director: DAVID F. DENISON | | Management | For | Voted - For |
| 1.6 | Director: ROBERT P. DEXTER | | Management | For | Voted - For |
| 1.7 | Director: IAN GREENBERG | | Management | For | Voted - For |
| 1.8 | Director: KATHERINE LEE | | Management | For | Voted - For |
| 1.9 | Director: MONIQUE F. LEROUX | | Management | For | Voted - For |
| 1.10 | Director: GORDON M. NIXON | | Management | For | Voted - For |
| 1.11 | Director: THOMAS E. RICHARDS | | Management | For | Voted - For |
| 1.12 | Director: CALIN ROVINESCU | | Management | For | Voted - For |
| 1.13 | Director: KAREN SHERIFF | | Management | For | Voted - For |
| 1.14 | Director: ROBERT C. SIMMONDS | | Management | For | Voted - For |
| 1.15 | Director: PAUL R. WEISS | | Management | For | Voted - For |
| 02 | APPOINTMENT OF DELOITTE LLP AS AUDITORS. | | Management | For | Voted - For |
| 03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR. | | Management | For | Voted - For |
| 04 | SHAREHOLDER PROPOSAL: INCREASE OF GENDER DIVERSITY TARGET. | | Shareholder | Against | Voted - Against |
BRISTOL-MYERS SQUIBB COMPANY
Security ID: 110122108
Ticker: BMY
Meeting Date: 05-May-20
Meeting Type: Annual
| 1A. | Election of Director: Peter J. Arduini | | Management | For | Voted - For |
| 1B. | Election of Director: Robert Bertolini | | Management | For | Voted - For |
| 1C. | Election of Director: Michael W. Bonney | | Management | For | Voted - For |
| 1D. | Election of Director: Giovanni Caforio, M.D. | | Management | For | Voted - For |
| 1E. | Election of Director: Matthew W. Emmens | | Management | For | Voted - For |
| 1F. | Election of Director: Julia A. Haller, M.D. | | Management | For | Voted - For |
| 1G. | Election of Director: Dinesh C. Paliwal | | Management | For | Voted - For |
| 1H. | Election of Director: Theodore R. Samuels | | Management | For | Voted - For |
| 1I. | Election of Director: Vicki L. Sato, Ph.D. | | Management | For | Voted - For |
| 1J. | Election of Director: Gerald L. Storch | | Management | For | Voted - For |
| 1K. | Election of Director: Karen H. Vousden, Ph.D. | | Management | For | Voted - For |
| 1L. | Election of Director: Phyllis R. Yale | | Management | For | Voted - For |
| 2. | Advisory vote to approve the compensation of our Named Executive Officers. | | Management | For | Voted - For |
| 3. | Ratification of the appointment of an independent registered public accounting firm. | | Management | For | Voted - For |
| 4. | Shareholder Proposal on Separate Chair & CEO. | | Shareholder | Against | Voted - Against |
| 5. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | | Shareholder | Against | Voted - For |
CENTERPOINT ENERGY, INC.
Security ID: 15189T107
Ticker: CNP
Meeting Date: 24-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Leslie D. Biddle | | Management | For | Voted - For |
| 1B. | Election of Director: Milton Carroll | | Management | For | Voted - For |
| 1C. | Election of Director: Scott J. McLean | | Management | For | Voted - For |
| 1D. | Election of Director: Martin H. Nesbitt | | Management | For | Voted - For |
| 1E. | Election of Director: Theodore F. Pound | | Management | For | Voted - For |
| 1F. | Election of Director: Susan O. Rheney | | Management | For | Voted - For |
| 1G. | Election of Director: Phillip R. Smith | | Management | For | Voted - For |
| 1H. | Election of Director: John W. Somerhalder II | | Management | For | Voted - For |
| 2. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2020. | | Management | For | Voted - For |
| 3. | Approve the advisory resolution on executive compensation. | | Management | For | Voted - For |
| 4. | Approve the amendment to the CenterPoint Energy, Inc. Stock Plan for Outside Directors. | | Management | For | Voted - For |
CINCINNATI FINANCIAL CORPORATION
Security ID: 172062101
Ticker: CINF
Meeting Date: 04-May-20
Meeting Type: Annual
| 1A. | Election of Director: Thomas J. Aaron | | Management | For | Voted - For |
| 1B. | Election of Director: William F. Bahl | | Management | For | Voted - For |
| 1C. | Election of Director: Linda W. Clement- Holmes | | Management | For | Voted - For |
| 1D. | Election of Director: Dirk J. Debbink | | Management | For | Voted - For |
| 1E. | Election of Director: Steven J. Johnston | | Management | For | Voted - For |
| 1F. | Election of Director: Kenneth C. Lichtendahl | | Management | For | Voted - For |
| 1G. | Election of Director: Jill P. Meyer | | Management | For | Voted - For |
| 1H. | Election of Director: David P. Osborn | | Management | For | Voted - For |
| 1I. | Election of Director: Gretchen W. Price | | Management | For | Voted - For |
| 1J. | Election of Director: Thomas R. Schiff | | Management | For | Voted - For |
| 1K. | Election of Director: Douglas S. Skidmore | | Management | For | Voted - For |
| 1L. | Election of Director: John F. Steele, Jr. | | Management | For | Voted - For |
| 1M. | Election of Director: Larry R. Webb | | Management | For | Voted - For |
| 2. | A nonbinding proposal to approve compensation for the company's named executive officers. | | Management | For | Voted - For |
| 3. | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for 2020. | | Management | For | Voted - For |
COMPASS DIVERSIFIED HOLDINGS
Security ID: 20451Q104
Ticker: CODI
Meeting Date: 27-May-20
Meeting Type: Annual
| 1.1 | Director: James J. Bottiglieri | | Management | For | Voted - For |
| 1.2 | Director: Gordon M. Burns | | Management | For | Voted - For |
| 2. | To approve, on a non-binding and advisory basis, the resolution approving the compensation of our named executive officers as disclosed in the Proxy Statement ("Say-on- Pay Vote"). | | Management | For | Voted - For |
| 3. | To ratify the appointment of Grant Thornton LLP to serve as the independent auditor for the Company and the Trust for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
CROWN CASTLE INTERNATIONAL CORP
Security ID: 22822V101
Ticker: CCI
Meeting Date: 14-May-20
Meeting Type: Annual
| 1A. | Election of Director: P. Robert Bartolo | | Management | For | Voted - For |
| 1B. | Election of Director: Jay A. Brown | | Management | For | Voted - For |
| 1C. | Election of Director: Cindy Christy | | Management | For | Voted - For |
| 1D. | Election of Director: Ari Q. Fitzgerald | | Management | For | Voted - For |
| 1E. | Election of Director: Robert E. Garrison II | | Management | For | Voted - For |
| 1F. | Election of Director: Andrea J. Goldsmith | | Management | For | Voted - For |
| 1G. | Election of Director: Lee W. Hogan | | Management | For | Voted - For |
| 1H. | Election of Director: Edward C. Hutcheson, Jr. | | Management | For | Voted - For |
| 1I. | Election of Director: J. Landis Martin | | Management | For | Voted - For |
| 1J. | Election of Director: Robert F. McKenzie | | Management | For | Voted - For |
| 1K. | Election of Director: Anthony J. Melone | | Management | For | Voted - For |
| 1L. | Election of Director: W. Benjamin Moreland | | Management | For | Voted - For |
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2020. | | Management | For | Voted - For |
| 3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | | Management | For | Voted - For |
DOMINION ENERGY, INC.
Security ID: 25746U109
Ticker: D
Meeting Date: 06-May-20
Meeting Type: Annual
| 1A. | Election of Director: James A. Bennett | | Management | For | Voted - For |
| 1B. | Election of Director: Helen E. Dragas | | Management | For | Voted - For |
| 1C. | Election of Director: James O. Ellis, Jr. | | Management | For | Voted - For |
| 1D. | Election of Director: Thomas F. Farrell, II | | Management | For | Voted - For |
| 1E. | Election of Director: D. Maybank Hagood | | Management | For | Voted - For |
| 1F. | Election of Director: John W. Harris | | Management | For | Voted - For |
| 1G. | Election of Director: Ronald W. Jibson | | Management | For | Voted - For |
| 1H. | Election of Director: Mark J. Kington | | Management | For | Voted - For |
| 1I. | Election of Director: Joseph M. Rigby | | Management | For | Voted - For |
| 1J. | Election of Director: Pamela J. Royal, M.D. | | Management | For | Voted - For |
| 1K. | Election of Director: Robert H. Spilman, Jr. | | Management | For | Voted - For |
| 1L. | Election of Director: Susan N. Story | | Management | For | Voted - For |
| 1M. | Election of Director: Michael E. Szymanczyk | | Management | For | Voted - For |
| 2. | Ratification of Appointment of Independent Auditor. | | Management | For | Voted - For |
| 3. | Advisory Vote on Approval of Executive Compensation (Say on Pay). | | Management | For | Voted - For |
| 4. | Shareholder Proposal Regarding a Policy to Require an Independent Chair | | Shareholder | Against | Voted - Against |
| 5. | Shareholder Proposal Regarding the Right of Shareholders to Act by Written Consent | | Shareholder | Against | Voted - Against |
DUKE ENERGY CORPORATION
Security ID: 26441C204
Ticker: DUK
Meeting Date: 07-May-20
Meeting Type: Annual
| 1.1 | Director: Michael G. Browning | | Management | For | Voted - For |
| 1.2 | Director: Annette K. Clayton | | Management | For | Voted - For |
| 1.3 | Director: Theodore F. Craver, Jr. | | Management | For | Voted - For |
| 1.4 | Director: Robert M. Davis | | Management | For | Voted - For |
| 1.5 | Director: Daniel R. DiMicco | | Management | For | Voted - For |
| 1.6 | Director: Nicholas C. Fanandakis | | Management | For | Voted - For |
| 1.7 | Director: Lynn J. Good | | Management | For | Voted - For |
| 1.8 | Director: John T. Herron | | Management | For | Voted - For |
| 1.9 | Director: William E. Kennard | | Management | For | Voted - For |
| 1.10 | Director: E. Marie McKee | | Management | For | Voted - For |
| 1.11 | Director: Marya M. Rose | | Management | For | Voted - For |
| 1.12 | Director: Thomas E. Skains | | Management | For | Voted - For |
| 1.13 | Director: William E. Webster, Jr. | | Management | For | Voted - For |
| 2. | Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2020 | | Management | For | Voted - For |
| 3. | Advisory vote to approve Duke Energy's named executive officer compensation | | Management | For | Voted - For |
| 4. | Shareholder proposal regarding independent board chair | | Shareholder | Against | Voted - Against |
| 5. | Shareholder proposal regarding elimination of supermajority voting provisions in Duke Energy's Certificate of Incorporation | | Shareholder | Against | Voted - For |
| 6. | Shareholder proposal regarding providing a semiannual report on Duke Energy's political contributions and expenditures | | Shareholder | Against | Voted - Against |
| 7. | Shareholder proposal regarding providing an annual report on Duke Energy's lobbying payments | | Shareholder | Against | Voted - Against |
EATON CORPORATION PLC
Security ID: G29183103
Ticker: ETN
Meeting Date: 22-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Craig Arnold | | Management | For | Voted - For |
| 1B. | Election of Director: Christopher M. Connor | | Management | For | Voted - For |
| 1C. | Election of Director: Michael J. Critelli | | Management | For | Voted - For |
| 1D. | Election of Director: Richard H. Fearon | | Management | For | Voted - For |
| 1E. | Election of Director: Olivier Leonetti | | Management | For | Voted - For |
| 1F. | Election of Director: Deborah L. McCoy | | Management | For | Voted - For |
| 1G. | Election of Director: Silvio Napoli | | Management | For | Voted - For |
| 1H. | Election of Director: Gregory R. Page | | Management | For | Voted - For |
| 1I. | Election of Director: Sandra Pianalto | | Management | For | Voted - For |
| 1J. | Election of Director: Lori J. Ryerkerk | | Management | For | Voted - For |
| 1K. | Election of Director: Gerald B. Smith | | Management | For | Voted - For |
| 1L. | Election of Director: Dorothy C. Thompson | | Management | For | Voted - For |
| 2. | Approving a proposed 2020 Stock Plan. | | Management | For | Voted - For |
| 3. | Approving the appointment of Ernst & Young as independent auditor for 2020 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | | Management | For | Voted - For |
| 4. | Advisory approval of the Company's executive compensation. | | Management | For | Voted - For |
| 5. | Approving a proposal to grant the Board authority to issue shares. | | Management | For | Voted - For |
| 6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | | Management | For | Voted - For |
| 7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | | Management | For | Voted - For |
ENTERGY CORPORATION
Security ID: 29364G103
Ticker: ETR
Meeting Date: 08-May-20
Meeting Type: Annual
| 1A. | Election of Director: J. R. Burbank | | Management | For | Voted - For |
| 1B. | Election of Director: P. J. Condon | | Management | For | Voted - For |
| 1C. | Election of Director: L. P. Denault | | Management | For | Voted - For |
| 1D. | Election of Director: K. H. Donald | | Management | For | Voted - For |
| 1E. | Election of Director: P. L. Frederickson | | Management | For | Voted - For |
| 1F. | Election of Director: A. M. Herman | | Management | For | Voted - For |
| 1G. | Election of Director: M. E. Hyland | | Management | For | Voted - For |
| 1H. | Election of Director: S. L. Levenick | | Management | For | Voted - For |
| 1I. | Election of Director: B. L. Lincoln | | Management | For | Voted - For |
| 1J. | Election of Director: K. A. Puckett | | Management | For | Voted - For |
| 2. | Ratification of the Appointment of Deloitte & Touche LLP as Independent Registered Public Accountants for 2020. | | Management | For | Voted - For |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | | Management | For | Voted - For |
EPR PROPERTIES
Security ID: 26884U109
Ticker: EPR
Meeting Date: 29-May-20
Meeting Type: Annual
| 1.1 | Director: Barrett Brady | | Management | For | Voted - For |
| 1.2 | Director: Peter C. Brown | | Management | For | Voted - For |
| 1.3 | Director: James B. Connor | | Management | For | Voted - For |
| 1.4 | Director: Robert J. Druten | | Management | For | Voted - For |
| 1.5 | Director: Gregory K. Silvers | | Management | For | Voted - For |
| 1.6 | Director: Robin P. Sterneck | | Management | For | Voted - For |
| 1.7 | Director: Virginia E. Shanks | | Management | For | Voted - For |
| 2. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in these proxy materials. | | Management | For | Voted - For |
| 3. | To approve an amendment to the Company's Declaration of Trust to permit the Company to redeem Securities held by shareholders that are unsuitable owners for gaming regulatory purposes. | | Management | For | Voted - For |
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020. | | Management | For | Voted - For |
EVERSOURCE ENERGY
Security ID: 30040W108
Ticker: ES
Meeting Date: 06-May-20
Meeting Type: Annual
| 1A. | Election of Trustee: Cotton M. Cleveland | | Management | For | Voted - For |
| 1B. | Election of Trustee: James S. DiStasio | | Management | For | Voted - For |
| 1C. | Election of Trustee: Francis A. Doyle | | Management | For | Voted - For |
| 1D. | Election of Trustee: Linda Dorcena Forry | | Management | For | Voted - For |
| 1E. | Election of Trustee: James J. Judge | | Management | For | Voted - For |
| 1F. | Election of Trustee: John Y. Kim | | Management | For | Voted - For |
| 1G. | Election of Trustee: Kenneth R. Leibler | | Management | For | Voted - For |
| 1H. | Election of Trustee: David H. Long | | Management | For | Voted - For |
| 1I. | Election of Trustee: William C. Van Faasen | | Management | For | Voted - For |
| 1J. | Election of Trustee: Frederica M. Williams | | Management | For | Voted - For |
| 2. | Consider an advisory proposal approving the compensation of our Named Executive Officers. | | Management | For | Voted - For |
| 3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | | Management | For | Voted - For |
GENERAL DYNAMICS CORPORATION
Security ID: 369550108
Ticker: GD
Meeting Date: 06-May-20
Meeting Type: Annual
| 1A. | Election of Director: James S. Crown | | Management | For | Voted - For |
| 1B. | Election of Director: Rudy F. deLeon | | Management | For | Voted - For |
| 1C. | Election of Director: Cecil D. Haney | | Management | For | Voted - For |
| 1D. | Election of Director: Mark M. Malcolm | | Management | For | Voted - For |
| 1E. | Election of Director: James N. Mattis | | Management | For | Voted - For |
| 1F. | Election of Director: Phebe N. Novakovic | | Management | For | Voted - For |
| 1G. | Election of Director: C. Howard Nye | | Management | For | Voted - For |
| 1H. | Election of Director: William A. Osborn | | Management | For | Voted - For |
| 1I. | Election of Director: Catherine B. Reynolds | | Management | For | Voted - For |
| 1J. | Election of Director: Laura J. Schumacher | | Management | For | Voted - For |
| 1K. | Election of Director: John G.Stratton | | Management | For | Voted - For |
| 1L. | Election of Director: Peter A. Wall | | Management | For | Voted - For |
| 2. | Advisory Vote on the Selection of Independent Auditors | | Management | For | Voted - For |
| 3. | Advisory Vote to approve Executive Compensation | | Management | For | Voted - For |
| 4. | Shareholder Proposal to reduce the ownership threshold required to call a Special Shareholder meeting | | Shareholder | Against | Voted - For |
GENERAL MILLS, INC.
Security ID: 370334104
Ticker: GIS
Meeting Date: 24-Sep-19
Meeting Type: Annual
| 1A. | Election of Director: R. Kerry Clark | | Management | For | Voted - For |
| 1B. | Election of Director: David M. Cordani | | Management | For | Voted - For |
| 1C. | Election of Director: Roger W. Ferguson Jr. | | Management | For | Voted - For |
| 1D. | Election of Director: Jeffrey L. Harmening | | Management | For | Voted - For |
| 1E. | Election of Director: Maria G. Henry | | Management | For | Voted - For |
| 1F. | Election of Director: Elizabeth C. Lempres | | Management | For | Voted - For |
| 1G. | Election of Director: Diane L. Neal | | Management | For | Voted - For |
| 1H. | Election of Director: Steve Odland | | Management | For | Voted - For |
| 1I. | Election of Director: Maria A. Sastre | | Management | For | Voted - For |
| 1J. | Election of Director: Eric D. Sprunk | | Management | For | Voted - For |
| 1K. | Election of Director: Jorge A. Uribe | | Management | For | Voted - For |
| 2. | Advisory Vote on Executive Compensation. | | Management | For | Voted - For |
| 3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | | Management | For | Voted - For |
HEALTHCARE TRUST OF AMERICA, INC.
Security ID: 42225P501
Ticker: HTA
Meeting Date: 09-Jul-19
Meeting Type: Annual
| 1a. | Election of Director: Scott D. Peters | | Management | For | Voted - For |
| 1b. | Election of Director: W. Bradley Blair, II | | Management | For | Voted - For |
| 1c. | Election of Director: Vicki U. Booth | | Management | For | Voted - For |
| 1d. | Election of Director: Maurice J. DeWald | | Management | For | Voted - For |
| 1e. | Election of Director: Warren D. Fix | | Management | For | Voted - For |
| 1f. | Election of Director: Peter N. Foss | | Management | For | Voted - For |
| 1g. | Election of Director: Daniel S. Henson | | Management | For | Voted - For |
| 1h. | Election of Director: Larry L. Mathis | | Management | For | Voted - For |
| 1i. | Election of Director: Gary T. Wescombe | | Management | For | Voted - For |
| 2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | | Management | For | Voted - For |
| 3. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Management | For | Voted - For |
HUNTINGTON BANCSHARES INCORPORATED
Security ID: 446150104
Ticker: HBAN
Meeting Date: 22-Apr-20
Meeting Type: Annual
| 1.1 | Director: Lizabeth Ardisana | | Management | For | Voted - For |
| 1.2 | Director: Alanna Y. Cotton | | Management | For | Voted - For |
| 1.3 | Director: Ann B. Crane | | Management | For | Voted - For |
| 1.4 | Director: Robert S. Cubbin | | Management | For | Voted - For |
| 1.5 | Director: Steven G. Elliott | | Management | For | Voted - For |
| 1.6 | Director: Gina D. France | | Management | For | Voted - For |
| 1.7 | Director: J Michael Hochschwender | | Management | For | Voted - For |
| 1.8 | Director: John C. Inglis | | Management | For | Voted - For |
| 1.9 | Director: Katherine M. A. Kline | | Management | For | Voted - For |
| 1.10 | Director: Richard W. Neu | | Management | For | Voted - For |
| 1.11 | Director: Kenneth J. Phelan | | Management | For | Voted - For |
| 1.12 | Director: David L. Porteous | | Management | For | Voted - For |
| 1.13 | Director: Stephen D. Steinour | | Management | For | Voted - For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2020. | | Management | For | Voted - For |
| 3. | Advisory resolution to approve, on a non- binding basis, the compensation of executives as disclosed in the accompanying proxy statement. | | Management | For | Voted - For |
INTEL CORPORATION
Security ID: 458140100
Ticker: INTC
Meeting Date: 14-May-20
Meeting Type: Annual
| 1A. | Election of Director: James J. Goetz | | Management | For | Voted - For |
| 1B. | Election of Director: Alyssa Henry | | Management | For | Voted - For |
| 1C. | Election of Director: Omar Ishrak | | Management | For | Voted - For |
| 1D. | Election of Director: Risa Lavizzo-Mourey | | Management | For | Voted - For |
| 1E. | Election of Director: Tsu-Jae King Liu | | Management | For | Voted - For |
| 1F. | Election of Director: Gregory D. Smith | | Management | For | Voted - For |
| 1G. | Election of Director: Robert ("Bob") H. Swan | | Management | For | Voted - For |
| 1H. | Election of Director: Andrew Wilson | | Management | For | Voted - For |
| 1I. | Election of Director: Frank D. Yeary | | Management | For | Voted - For |
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2020 | | Management | For | Voted - For |
| 3. | Advisory vote to approve executive compensation of our listed officers | | Management | For | Voted - For |
| 4. | Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan | | Management | For | Voted - For |
| 5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting | | Shareholder | Against | Voted - Against |
| 6. | Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting | | Shareholder | Against | Voted - Against |
INVESCO
Security ID: 46138E511
Ticker: PGX
Meeting Date: 19-Aug-19
Meeting Type: Special
| 1.1 | Director: Ronn R. Bagge | | Management | For | Voted - For |
| 1.2 | Director: Todd J. Barre | | Management | For | Voted - For |
| 1.3 | Director: Kevin M. Carome | | Management | For | Voted - For |
| 1.4 | Director: E. P. Giambastiani, Jr. | | Management | For | Voted - For |
| 1.5 | Director: Victoria J. Herget | | Management | For | Voted - For |
| 1.6 | Director: Marc M. kole | | Management | For | Voted - For |
| 1.7 | Director: Yung Bong Lim | | Management | For | Voted - For |
| 1.8 | Director: Joanne Pace | | Management | For | Voted - For |
| 1.9 | Director: Gary R. Wicker | | Management | For | Voted - For |
| 1.10 | Director: Donald H. Wilson | | Management | For | Voted - For |
JOHNSON & JOHNSON
Security ID: 478160104
Ticker: JNJ
Meeting Date: 23-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Mary C. Beckerle | | Management | For | Voted - For |
| 1B. | Election Of Director: D. Scott Davis | | Management | For | Voted - For |
| 1C. | Election of Director: Ian E. L. Davis | | Management | For | Voted - For |
| 1D. | Election of Director: Jennifer A. Doudna | | Management | For | Voted - For |
| 1E. | Election of Director: Alex Gorsky | | Management | For | Voted - For |
| 1F. | Election of Director: Marillyn A. Hewson | | Management | For | Voted - For |
| 1G. | Election of Director: Hubert Joly | | Management | For | Voted - For |
| 1H. | Election of Director: Mark B. McClellan | | Management | For | Voted - For |
| 1I. | Election of Director: Anne M. Mulcahy | | Management | For | Voted - For |
| 1J. | Election of Director: Charles Prince | | Management | For | Voted - For |
| 1K. | Election of Director: A. Eugene Washington | | Management | For | Voted - For |
| 1L. | Election of Director: Mark A. Weinberger | | Management | For | Voted - For |
| 1M. | Election of Director: Ronald A. Williams | | Management | For | Voted - For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | | Management | For | Voted - For |
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | | Management | For | Voted - For |
| 4. | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | | Management | For | Voted - For |
| 5. | Independent Board Chair | | Shareholder | Against | Voted - Against |
| 6. | Report on Governance of Opioids-Related Risks | | Shareholder | Against | Voted - For |
JPMORGAN CHASE & CO.
Security ID: 46625H100
Ticker: JPM
Meeting Date: 19-May-20
Meeting Type: Annual
| 1A. | Election of Director: Linda B. Bammann | | Management | For | Voted - For |
| 1B. | Election of Director: Stephen B. Burke | | Management | For | Voted - For |
| 1C. | Election of Director: Todd A. Combs | | Management | For | Voted - For |
| 1D. | Election of Director: James S. Crown | | Management | For | Voted - For |
| 1E. | Election of Director: James Dimon | | Management | For | Voted - For |
| 1F. | Election of Director: Timothy P. Flynn | | Management | For | Voted - For |
| 1G. | Election of Director: Mellody Hobson | | Management | For | Voted - For |
| 1H. | Election of Director: Michael A. Neal | | Management | For | Voted - For |
| 1I. | Election of Director: Lee R. Raymond | | Management | For | Voted - For |
| 1J. | Election of Director: Virginia M. Rometty | | Management | For | Voted - For |
| 2. | Advisory resolution to approve executive compensation | | Management | For | Voted - For |
| 3. | Ratification of independent registered public accounting firm | | Management | For | Voted - For |
| 4. | Independent board chairman | | Shareholder | Against | Voted - Against |
| 5. | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | | Shareholder | Against | Voted - Against |
| 6. | Climate change risk reporting | | Shareholder | Against | Voted - For |
| 7. | Amend shareholder written consent provisions | | Shareholder | Against | Voted - For |
| 8. | Charitable contributions disclosure | | Shareholder | Against | Voted - Against |
| 9. | Gender/Racial pay equity | | Shareholder | Against | Voted - Against |
KELLOGG COMPANY
Security ID: 487836108
Ticker: K
Meeting Date: 24-Apr-20
Meeting Type: Annual
| 1A. | Election of Director term expires in 2023: Stephanie Burns | | Management | For | Voted - For |
| 1B. | Election of Director term expires in 2023: Steve Cahillane | | Management | For | Voted - For |
| 1C. | Election of Director term expires in 2023: Richard Dreiling | | Management | For | Voted - For |
| 1D. | Election of Director term expires in 2023: La June Montgomery Tabron | | Management | For | Voted - For |
| 2. | Advisory resolution to approve executive compensation. | | Management | For | Voted - For |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2020. | | Management | For | Voted - For |
| 4. | Approval of the amendment and restatement of the Kellogg Company 2002 Employee Stock Purchase Plan. | | Management | For | Voted - For |
| 5. | Management proposal to declassify board of directors. | | Management | For | Voted - For |
| 6. | Shareowner proposal, if properly presented at the meeting, to adopt simple majority vote. | | Shareholder | Against | Voted - For |
KIMBERLY-CLARK CORPORATION
Security ID: 494368103
Ticker: KMB
Meeting Date: 29-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Abelardo E. Bru | | Management | For | Voted - For |
| 1B. | Election of Director: Robert W. Decherd | | Management | For | Voted - For |
| 1C. | Election of Director: Michael D. Hsu | | Management | For | Voted - For |
| 1D. | Election of Director: Mae C. Jemison, M.D. | | Management | For | Voted - For |
| 1E. | Election of Director: S. Todd Maclin | | Management | For | Voted - For |
| 1F. | Election of Director: Sherilyn S. McCoy | | Management | For | Voted - For |
| 1G. | Election of Director: Christa S. Quarles | | Management | For | Voted - For |
| 1H. | Election of Director: Ian C. Read | | Management | For | Voted - For |
| 1I. | Election of Director: Dunia A. Shive | | Management | For | Voted - For |
| 1J. | Election of Director: Mark T. Smucker | | Management | For | Voted - For |
| 1K. | Election of Director: Michael D. White | | Management | For | Voted - For |
| 2. | Ratification of Auditor. | | Management | For | Voted - For |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | | Management | For | Voted - For |
| 4. | Stockholder Proposal Regarding Right to Act by Written Consent. | | Shareholder | Against | Voted - For |
LAMAR ADVERTISING COMPANY
Security ID: 512816109
Ticker: LAMR
Meeting Date: 28-May-20
Meeting Type: Annual
| 1.1 | Director: Nancy Fletcher | | Management | For | Voted - For |
| 1.2 | Director: John E. Koerner, III | | Management | For | Voted - For |
| 1.3 | Director: Marshall A. Loeb | | Management | For | Voted - For |
| 1.4 | Director: Stephen P. Mumblow | | Management | For | Voted - For |
| 1.5 | Director: Thomas V. Reifenheiser | | Management | For | Voted - For |
| 1.6 | Director: Anna Reilly | | Management | For | Voted - For |
| 1.7 | Director: Kevin P. Reilly, Jr. | | Management | For | Voted - For |
| 1.8 | Director: Wendell Reilly | | Management | For | Voted - Withheld |
| 1.9 | Director: Elizabeth Thompson | | Management | For | Voted - For |
| 2. | Approval, on an advisory and non-binding basis, of the compensation of the Company's named executive officers. | | Management | For | Voted - For |
| 3. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal 2020. | | Management | For | Voted - For |
LIBERTY PROPERTY TRUST
Security ID: 531172104
Ticker: LPT
Meeting Date: 30-Jan-20
Meeting Type: Special
| 1. | To approve the merger of a newly created indirect wholly owned subsidiary of Liberty Property Trust ("Liberty") with and into Liberty, with Liberty continuing as the surviving entity and as an indirect wholly owned subsidiary of Leaf Holdco Property Trust, a current wholly owned subsidiary of Liberty, followed by the merger of Leaf Holdco Property Trust with and into Lambda REIT Acquisition LLC, a wholly owned subsidiary of Prologis, Inc., with Lambda REIT Acquisition LLC continuing as the surviving company. | | Management | For | Voted - For |
| 2. | To approve a non-binding advisory proposal to approve certain compensation that may be paid or become payable to certain named executive officers of Liberty in connection with the Company Mergers and the other transactions contemplated by the merger agreement. | | Management | For | Voted - For |
| 3. | To approve one or more adjournments of the Liberty special meeting to another date, time or place, if necessary, to solicit additional proxies in favor of the proposal to approve the Company Mergers on the terms and conditions set forth in the merger agreement. | | Management | For | Voted - For |
LOCKHEED MARTIN CORPORATION
Security ID: 539830109
Ticker: LMT
Meeting Date: 23-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Daniel F. Akerson | | Management | For | Voted - For |
| 1B. | Election of Director: David B. Burritt | | Management | For | Voted - For |
| 1C. | Election of Director: Bruce A. Carlson | | Management | For | Voted - For |
| 1D. | Election of Director: Joseph F. Dunford, Jr. | | Management | For | Voted - For |
| 1E. | Election of Director: James O. Ellis, Jr. | | Management | For | Voted - For |
| 1F. | Election of Director: Thomas J. Falk | | Management | For | Voted - For |
| 1G. | Election of Director: Ilene S. Gordon | | Management | For | Voted - For |
| 1H. | Election of Director: Marillyn A. Hewson | | Management | For | Voted - For |
| 1I. | Election of Director: Vicki A. Hollub | | Management | For | Voted - For |
| 1J. | Election of Director: Jeh C. Johnson | | Management | For | Voted - For |
| 1K. | Election of Director: Debra L. Reed-Klages | | Management | For | Voted - For |
| 1L. | Election of Director: James D. Taiclet, Jr. | | Management | For | Voted - For |
| 2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2020. | | Management | For | Voted - For |
| 3. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on- Pay). | | Management | For | Voted - For |
| 4. | Management Proposal to Approve the Lockheed Martin Corporation 2020 Incentive Performance Award Plan. | | Management | For | Voted - For |
| 5. | Stockholder Proposal to Adopt Stockholder Action By Written Consent. | | Shareholder | Against | Voted - For |
MCDONALD'S CORPORATION
Security ID: 580135101
Ticker: MCD
Meeting Date: 21-May-20
Meeting Type: Annual
| 1A. | Election of Director for a one-year term expiring in 2021: Lloyd Dean | | Management | For | Voted - For |
| 1B. | Election of Director for a one-year term expiring in 2021: Robert Eckert | | Management | For | Voted - For |
| 1C. | Election of Director for a one-year term expiring in 2021: Catherine Engelbert | | Management | For | Voted - For |
| 1D. | Election of Director for a one-year term expiring in 2021: Margaret Georgiadis | | Management | For | Voted - For |
| 1E. | Election of Director for a one-year term expiring in 2021: Enrique Hernandez, Jr. | | Management | For | Voted - For |
| 1F. | Election of Director for a one-year term expiring in 2021: Christopher Kempczinski | | Management | For | Voted - For |
| 1G. | Election of Director for a one-year term expiring in 2021: Richard Lenny | | Management | For | Voted - For |
| 1H. | Election of Director for a one-year term expiring in 2021: John Mulligan | | Management | For | Voted - For |
| 1I. | Election of Director for a one-year term expiring in 2021: Sheila Penrose | | Management | For | Voted - For |
| 1J. | Election of Director for a one-year term expiring in 2021: John Rogers, Jr. | | Management | For | Voted - For |
| 1K. | Election of Director for a one-year term expiring in 2021: Paul Walsh | | Management | For | Voted - For |
| 1L. | Election of Director for a one-year term expiring in 2021: Miles White | | Management | For | Voted - For |
| 2. | Advisory vote to approve executive compensation. | | Management | For | Voted - Against |
| 3. | Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor for 2020. | | Management | For | Voted - For |
| 4. | Vote to approve the Company's Amended and Restated 2012 Omnibus Stock Ownership Plan. | | Management | For | Voted - For |
| 5. | Advisory vote on a shareholder proposal requesting to change the thresholds to call special shareholder meetings, if properly presented. | | Shareholder | Against | Voted - For |
| 6. | Advisory vote on a shareholder proposal requesting the Board issue a report on sugar and public health, if properly presented. | | Shareholder | Against | Voted - Against |
MERCK & CO., INC.
Security ID: 58933Y105
Ticker: MRK
Meeting Date: 26-May-20
Meeting Type: Annual
| 1A. | Election of Director: Leslie A. Brun | | Management | For | Voted - For |
| 1B. | Election of Director: Thomas R. Cech | | Management | For | Voted - For |
| 1C. | Election of Director: Mary Ellen Coe | | Management | For | Voted - For |
| 1D. | Election of Director: Pamela J. Craig | | Management | For | Voted - For |
| 1E. | Election of Director: Kenneth C. Frazier | | Management | For | Voted - For |
| 1F. | Election of Director: Thomas H. Glocer | | Management | For | Voted - For |
| 1G. | Election of Director: Risa Lavizzo-Mourey | | Management | For | Voted - For |
| 1H. | Election of Director: Paul B. Rothman | | Management | For | Voted - For |
| 1I. | Election of Director: Patricia F. Russo | | Management | For | Voted - For |
| 1J. | Election of Director: Christine E. Seidman | | Management | For | Voted - For |
| 1K. | Election of Director: Inge G. Thulin | | Management | For | Voted - For |
| 1L. | Election of Director: Kathy J. Warden | | Management | For | Voted - For |
| 1M. | Election of Director: Peter C. Wendell | | Management | For | Voted - For |
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | | Management | For | Voted - For |
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2020. | | Management | For | Voted - For |
| 4. | Shareholder proposal concerning shareholder right to act by written consent. | | Shareholder | Against | Voted - Against |
| 5. | Shareholder proposal regarding allocation of corporate tax savings. | | Shareholder | Against | Voted - Against |
MID-AMERICA APARTMENT COMMUNITIES, INC.
Security ID: 59522J103
Ticker: MAA
Meeting Date: 19-May-20
Meeting Type: Annual
| 1A. | Election of Director: H. Eric Bolton, Jr. | | Management | For | Voted - For |
| 1B. | Election of Director: Russell R. French | | Management | For | Voted - For |
| 1C. | Election of Director: Alan B. Graf, Jr. | | Management | For | Voted - For |
| 1D. | Election of Director: Toni Jennings | | Management | For | Voted - For |
| 1E. | Election of Director: James K. Lowder | | Management | For | Voted - For |
| 1F. | Election of Director: Thomas H. Lowder | | Management | For | Voted - For |
| 1G. | Election of Director: Monica McGurk | | Management | For | Voted - For |
| 1H. | Election of Director: Claude B. Nielsen | | Management | For | Voted - For |
| 1I. | Election of Director: Philip W. Norwood | | Management | For | Voted - For |
| 1J. | Election of Director: W. Reid Sanders | | Management | For | Voted - For |
| 1K. | Election of Director: Gary Shorb | | Management | For | Voted - For |
| 1L. | Election of Director: David P. Stockert | | Management | For | Voted - For |
| 2. | Advisory (non-binding) vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | | Management | For | Voted - For |
| 3. | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2020. | | Management | For | Voted - For |
NATIONAL RETAIL PROPERTIES, INC.
Security ID: 637417106
Ticker: NNN
Meeting Date: 12-May-20
Meeting Type: Annual
| 1.1 | Director: Pamela K. Beall | | Management | For | Voted - For |
| 1.2 | Director: Steven D. Cosler | | Management | For | Voted - For |
| 1.3 | Director: Don DeFosset | | Management | For | Voted - For |
| 1.4 | Director: David M. Fick | | Management | For | Voted - For |
| 1.5 | Director: Edward J. Fritsch | | Management | For | Voted - For |
| 1.6 | Director: Kevin B. Habicht | | Management | For | Voted - For |
| 1.7 | Director: Betsy D. Holden | | Management | For | Voted - For |
| 1.8 | Director: Julian E. Whitehurst | | Management | For | Voted - For |
| 2. | Advisory vote to approve executive compensation. | | Management | For | Voted - For |
| 3. | Ratification of the selection of the independent registered public accounting firm for 2020. | | Management | For | Voted - For |
OCCIDENTAL PETROLEUM CORPORATION
Security ID: 674599105
Ticker: OXY
Meeting Date: 31-Dec-19
Meeting Type: Contested Consent
| 1. | YOU MAY REVOKE ANY PREVIOUSLY EXECUTED WRITTEN REQUEST REGARDING THE ICAHN GROUP SOLICITATION FOR THE REQUEST TO FIX A RECORD DATE BY SIGNING, DATING AND DELIVERING THIS WHITE REVOCATION FORM. For = Yes Revoke my Request : Against = No Do Not Revoke my request. | | Management | For | Voted - Against |
PAYCHEX, INC.
Security ID: 704326107
Ticker: PAYX
Meeting Date: 17-Oct-19
Meeting Type: Annual
| 1A. | Election of Director: B. Thomas Golisano | | Management | For | Voted - For |
| 1B. | Election of Director: Thomas F. Bonadio | | Management | For | Voted - For |
| 1C. | Election of Director: Joseph G. Doody | | Management | For | Voted - For |
| 1D. | Election of Director: David J.S. Flaschen | | Management | For | Voted - For |
| 1E. | Election of Director: Pamela A. Joseph | | Management | For | Voted - For |
| 1F. | Election of Director: Martin Mucci | | Management | For | Voted - For |
| 1G. | Election of Director: Joseph M. Tucci | | Management | For | Voted - For |
| 1H. | Election of Director: Joseph M. Velli | | Management | For | Voted - For |
| 1I. | Election of Director: Kara Wilson | | Management | For | Voted - For |
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | For | Voted - For |
| 3. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | For | Voted - For |
PFIZER INC.
Security ID: 717081103
Ticker: PFE
Meeting Date: 23-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Ronald E. Blaylock | | Management | For | Voted - For |
| 1B. | Election of Director: Albert Bourla | | Management | For | Voted - For |
| 1C. | Election of Director: W. Don Cornwell | | Management | For | Voted - For |
| 1D. | Election of Director: Joseph J. Echevarria | | Management | For | Voted - For |
| 1E. | Election of Director: Scott Gottlieb | | Management | For | Voted - For |
| 1F. | Election of Director: Helen H. Hobbs | | Management | For | Voted - For |
| 1G. | Election of Director: Susan Hockfield | | Management | For | Voted - For |
| 1H. | Election of Director: James M. Kilts | | Management | For | Voted - For |
| 1I. | Election of Director: Dan R. Littman | | Management | For | Voted - For |
| 1J. | Election of Director: Shantanu Narayen | | Management | For | Voted - For |
| 1K. | Election of Director: Suzanne Nora Johnson | | Management | For | Voted - For |
| 1L. | Election of Director: James Quincey | | Management | For | Voted - For |
| 1M. | Election of Director: James C. Smith | | Management | For | Voted - For |
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2020 | | Management | For | Voted - For |
| 3. | 2020 advisory approval of executive compensation | | Management | For | Voted - For |
| 4. | Shareholder proposal regarding right to act by written consent | | Shareholder | Against | Voted - Against |
| 5. | Shareholder proposal regarding enhancing proxy access | | Shareholder | Against | Voted - Against |
| 6. | Shareholder proposal regarding report on lobbying activities | | Shareholder | Against | Voted - Against |
| 7. | Shareholder proposal regarding independent chair policy | | Shareholder | Against | Voted - Against |
| 8. | Shareholder proposal regarding gender pay gap | | Shareholder | Against | Voted - Against |
| 9. | Election of Director: Susan Desmond- Hellmann | | Management | For | Voted - For |
PHILIP MORRIS INTERNATIONAL INC.
Security ID: 718172109
Ticker: PM
Meeting Date: 06-May-20
Meeting Type: Annual
| 1A. | Election of Director: André Calantzopoulos | | Management | For | Voted - For |
| 1B. | Election of Director: Louis C. Camilleri | | Management | For | Voted - For |
| 1C. | Election of Director: Werner Geissler | | Management | For | Voted - For |
| 1D. | Election of Director: Lisa A. Hook | | Management | For | Voted - For |
| 1E. | Election of Director: Jennifer Li | | Management | For | Voted - For |
| 1F. | Election of Director: Jun Makihara | | Management | For | Voted - For |
| 1G. | Election of Director: Kalpana Morparia | | Management | For | Voted - For |
| 1H. | Election of Director: Lucio A. Noto | | Management | For | Voted - For |
| 1I. | Election of Director: Frederik Paulsen | | Management | For | Voted - For |
| 1J. | Election of Director: Robert B. Polet | | Management | For | Voted - For |
| 2. | Advisory Vote Approving Executive Compensation | | Management | For | Voted - For |
| 3. | Ratification of the Selection of Independent Auditors | | Management | For | Voted - For |
PINNACLE WEST CAPITAL CORPORATION
Security ID: 723484101
Ticker: PNW
Meeting Date: 20-May-20
Meeting Type: Annual
| 1.1 | Director: Glynis A. Bryan | | Management | For | Voted - For |
| 1.2 | Director: Denis A. Cortese, M.D. | | Management | For | Voted - For |
| 1.3 | Director: Richard P. Fox | | Management | For | Voted - For |
| 1.4 | Director: Jeffrey B. Guldner | | Management | For | Voted - For |
| 1.5 | Director: Dale E. Klein, Ph.D. | | Management | For | Voted - For |
| 1.6 | Director: Humberto S. Lopez | | Management | For | Voted - For |
| 1.7 | Director: Kathryn L. Munro | | Management | For | Voted - For |
| 1.8 | Director: Bruce J. Nordstrom | | Management | For | Voted - For |
| 1.9 | Director: Paula J. Sims | | Management | For | Voted - For |
| 1.10 | Director: James E. Trevathan, Jr. | | Management | For | Voted - For |
| 1.11 | Director: David P. Wagener | | Management | For | Voted - For |
| 2. | Advisory vote to approve executive compensation as disclosed in the 2020 Proxy Statement. | | Management | For | Voted - For |
| 3. | Ratify the appointment of the independent accountant for the year ending December 31, 2020. | | Management | For | Voted - For |
| 4. | Vote on the approval of a shareholder proposal asking the Company to amend its governing documents to reduce the ownership threshold to 10% to call special shareholder meetings, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
PROLOGIS, INC.
Security ID: 74340W103
Ticker: PLD
Meeting Date: 29-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Hamid R. Moghadam | | Management | For | Voted - For |
| 1B. | Election of Director: Cristina G. Bita | | Management | For | Voted - For |
| 1C. | Election of Director: George L. Fotiades | | Management | For | Voted - For |
| 1D. | Election of Director: Lydia H. Kennard | | Management | For | Voted - For |
| 1E. | Election of Director: Irving F. Lyons III | | Management | For | Voted - For |
| 1F. | Election of Director: Avid Modjtabai | | Management | For | Voted - For |
| 1G. | Election of Director: David P. O'Connor | | Management | For | Voted - For |
| 1H. | Election of Director: Olivier Piani | | Management | For | Voted - For |
| 1I. | Election of Director: Jeffrey L. Skelton | | Management | For | Voted - For |
| 1J. | Election of Director: Carl B. Webb | | Management | For | Voted - For |
| 1K. | Election of Director: William D. Zollars | | Management | For | Voted - For |
| 2. | Advisory Vote to Approve the Company's Executive Compensation for 2019 | | Management | For | Voted - Against |
| 3. | Vote to Approve the Prologis, Inc. 2020 Long- Term Incentive Plan | | Management | For | Voted - For |
| 4. | Vote to Approve an Amendment to our Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock | | Management | For | Voted - For |
| 5. | Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the Year 2020 | | Management | For | Voted - For |
SONOCO PRODUCTS COMPANY
Security ID: 835495102
Ticker: SON
Meeting Date: 15-Apr-20
Meeting Type: Annual
| 1.1 | Director: H. A. Cockrell | | Management | For | Voted - For |
| 1.2 | Director: R. H. Coker | | Management | For | Voted - For |
| 1.3 | Director: P.L. Davies | | Management | For | Voted - For |
| 1.4 | Director: T. J. Drew | | Management | For | Voted - For |
| 1.5 | Director: P. Guillemot | | Management | For | Voted - For |
| 1.6 | Director: J. R. Haley | | Management | For | Voted - For |
| 1.7 | Director: R. R. Hill, Jr. | | Management | For | Voted - For |
| 1.8 | Director: R. G. Kyle | | Management | For | Voted - For |
| 1.9 | Director: B. J. McGarvie | | Management | For | Voted - For |
| 1.10 | Director: J. M. Micali | | Management | For | Voted - For |
| 1.11 | Director: S. Nagarajan | | Management | For | Voted - For |
| 1.12 | Director: M. D. Oken | | Management | For | Voted - For |
| 1.13 | Director: T. E. Whiddon | | Management | For | Voted - For |
| 1.14 | Director: L. M. Yates | | Management | For | Voted - For |
| 2. | To ratify the selection of PricewaterhouseCoopers, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | | Management | For | Voted - For |
| 3. | To approve the advisory (non-binding) resolution to approve Executive Compensation. | | Management | For | Voted - For |
| 4. | Amendment of Article 6(d) of the Articles of Incorporation and Article III, Section 7 of the By-laws relating to the vote required for removal of directors. | | Management | For | Voted - For |
| 5. | Amendment of Article 6(f) of the Articles of Incorporation relating to quorum or voting requirements for shareholder. | | Management | For | Voted - For |
| 6. | Amendment of Article IX, Section I of the By- laws relating to the shareholder vote required to amend the By-laws. | | Management | For | Voted - For |
| 7. | Advisory (non-binding) shareholder proposal regarding right to call special shareholder meeting. | | Shareholder | For | Voted - For |
SYSCO CORPORATION
Security ID: 871829107
Ticker: SYY
Meeting Date: 15-Nov-19
Meeting Type: Annual
| 1A. | Election of Director: Thomas L. Bené | | Management | For | Voted - For |
| 1B. | Election of Director: Daniel J. Brutto | | Management | For | Voted - For |
| 1C. | Election of Director: John M. Cassaday | | Management | For | Voted - For |
| 1D. | Election of Director: Joshua D. Frank | | Management | For | Voted - For |
| 1E. | Election of Director: Larry C. Glasscock | | Management | For | Voted - For |
| 1F. | Election of Director: Bradley M. Halverson | | Management | For | Voted - For |
| 1G. | Election of Director: John M. Hinshaw | | Management | For | Voted - For |
| 1H. | Election of Director: Hans-Joachim Koerber | | Management | For | Voted - For |
| 1I. | Election of Director: Stephanie A. Lundquist | | Management | For | Voted - For |
| 1J. | Election of Director: Nancy S. Newcomb | | Management | For | Voted - For |
| 1K. | Election of Director: Nelson Peltz | | Management | For | Voted - For |
| 1L. | Election of Director: Edward D. Shirley | | Management | For | Voted - For |
| 1M. | Election of Director: Sheila G. Talton | | Management | For | Voted - For |
| 2. | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2019 proxy statement. | | Management | For | Voted - For |
| 3. | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2020. | | Management | For | Voted - For |
| 4. | To consider a stockholder proposal, if properly presented at the meeting, requesting an independent board chair policy. | | Shareholder | Against | Voted - Against |
THE CLOROX COMPANY
Security ID: 189054109
Ticker: CLX
Meeting Date: 20-Nov-19
Meeting Type: Annual
| 1A. | Election of Director: Amy Banse | | Management | For | Voted - For |
| 1B. | Election of Director: Richard H. Carmona | | Management | For | Voted - For |
| 1C. | Election of Director: Benno Dorer | | Management | For | Voted - For |
| 1D. | Election of Director: Spencer C. Fleischer | | Management | For | Voted - For |
| 1E. | Election of Director: Esther Lee | | Management | For | Voted - For |
| 1F. | Election of Director: A.D. David Mackay | | Management | For | Voted - For |
| 1G. | Election of Director: Robert W. Matschullat | | Management | For | Voted - For |
| 1H. | Election of Director: Matthew J. Shattock | | Management | For | Voted - For |
| 1I. | Election of Director: Pamela Thomas-Graham | | Management | For | Voted - For |
| 1J. | Election of Director: Russell Weiner | | Management | For | Voted - For |
| 1K. | Election of Director: Christopher J. Williams | | Management | For | Voted - For |
| 2. | Advisory Vote to Approve Executive Compensation. | | Management | For | Voted - For |
| 3. | Ratification of Independent Registered Public Accounting Firm. | | Management | For | Voted - For |
| 4. | Approval of the Amended and Restated Certificate of Incorporation to Eliminate the Supermajority Voting Provision. | | Management | For | Voted - For |
THE COCA-COLA COMPANY
Security ID: 191216100
Ticker: KO
Meeting Date: 22-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Herbert A. Allen | | Management | For | Voted - For |
| 1B. | Election of Director: Marc Bolland | | Management | For | Voted - For |
| 1C. | Election of Director: Ana Botín | | Management | For | Voted - For |
| 1D. | Election of Director: Christopher C. Davis | | Management | For | Voted - For |
| 1E. | Election of Director: Barry Diller | | Management | For | Voted - For |
| 1F. | Election of Director: Helene D. Gayle | | Management | For | Voted - For |
| 1G. | Election of Director: Alexis M. Herman | | Management | For | Voted - For |
| 1H. | Election of Director: Robert A. Kotick | | Management | For | Voted - For |
| 1I. | Election of Director: Maria Elena Lagomasino | | Management | For | Voted - For |
| 1J. | Election of Director: James Quincey | | Management | For | Voted - For |
| 1K. | Election of Director: Caroline J. Tsay | | Management | For | Voted - For |
| 1L. | Election of Director: David B. Weinberg | | Management | For | Voted - For |
| 2. | Advisory vote to approve executive compensation. | | Management | For | Voted - For |
| 3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors. | | Management | For | Voted - For |
| 4. | Shareowner proposal on sugar and public health. | | Shareholder | Against | Voted - Against |
THE HERSHEY COMPANY
Security ID: 427866108
Ticker: HSY
Meeting Date: 12-May-20
Meeting Type: Annual
| 1.1 | Director: P. M. Arway | | Management | For | Voted - For |
| 1.2 | Director: J. W. Brown | | Management | For | Voted - For |
| 1.3 | Director: M. G. Buck | | Management | For | Voted - For |
| 1.4 | Director: V. L. Crawford | | Management | For | Voted - For |
| 1.5 | Director: C. A. Davis | | Management | For | Voted - For |
| 1.6 | Director: M. K. Haben | | Management | For | Voted - For |
| 1.7 | Director: J. C. Katzman | | Management | For | Voted - For |
| 1.8 | Director: M. D. Koken | | Management | For | Voted - For |
| 1.9 | Director: R. M. Malcolm | | Management | For | Voted - For |
| 1.10 | Director: A. J. Palmer | | Management | For | Voted - For |
| 1.11 | Director: J. R. Perez | | Management | For | Voted - For |
| 1.12 | Director: W. L. Schoppert | | Management | For | Voted - For |
| 1.13 | Director: D. L. Shedlarz | | Management | For | Voted - For |
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for 2020. | | Management | For | Voted - For |
| 3. | Approve named executive officer compensation on a non-binding advisory basis. | | Management | For | Voted - For |
THE PROCTER & GAMBLE COMPANY
Security ID: 742718109
Ticker: PG
Meeting Date: 08-Oct-19
Meeting Type: Annual
| 1A. | Election of Director: Francis S. Blake | | Management | For | Voted - For |
| 1B. | Election of Director: Angela F. Braly | | Management | For | Voted - For |
| 1C. | Election of Director: Amy L. Chang | | Management | For | Voted - For |
| 1D. | Election of Director: Scott D. Cook | | Management | For | Voted - For |
| 1E. | Election of Director: Joseph Jimenez | | Management | For | Voted - For |
| 1F. | Election of Director: Terry J. Lundgren | | Management | For | Voted - For |
| 1G. | Election of Director: Christine M. McCarthy | | Management | For | Voted - For |
| 1H. | Election of Director: W. James McNerney, Jr. | | Management | For | Voted - For |
| 1I. | Election of Director: Nelson Peltz | | Management | For | Voted - For |
| 1J. | Election of Director: David S. Taylor | | Management | For | Voted - For |
| 1K. | Election of Director: Margaret C. Whitman | | Management | For | Voted - For |
| 1L. | Election of Director: Patricia A. Woertz | | Management | For | Voted - For |
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm | | Management | For | Voted - For |
| 3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote) | | Management | For | Voted - For |
| 4. | Approval of The Procter & Gamble 2019 Stock and Incentive Compensation Plan | | Management | For | Voted - For |
TRUIST FINANCIAL CORPORATION
Security ID: 89832Q109
Ticker: TFC
Meeting Date: 28-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Jennifer S. Banner | | Management | For | Voted - For |
| 1B. | Election of Director: K. David Boyer, Jr. | | Management | For | Voted - For |
| 1C. | Election of Director: Agnes Bundy Scanlan | | Management | For | Voted - For |
| 1D. | Election of Director: Anna R. Cablik | | Management | For | Voted - For |
| 1E. | Election of Director: Dallas S. Clement | | Management | For | Voted - For |
| 1F. | Election of Director: Paul D. Donahue | | Management | For | Voted - For |
| 1G. | Election of Director: Paul R. Garcia | | Management | For | Voted - For |
| 1H. | Election of Director: Patrick C. Graney III | | Management | For | Voted - For |
| 1I. | Election of Director: Linnie M. Haynesworth | | Management | For | Voted - For |
| 1J. | Election of Director: Kelly S. King | | Management | For | Voted - For |
| 1K. | Election of Director: Easter A. Maynard | | Management | For | Voted - For |
| 1L. | Election of Director: Donna S. Morea | | Management | For | Voted - For |
| 1M. | Election of Director: Charles A. Patton | | Management | For | Voted - For |
| 1N. | Election of Director: Nido R. Qubein | | Management | For | Voted - For |
| 1O. | Election of Director: David M. Ratcliffe | | Management | For | Voted - For |
| 1P. | Election of Director: William H. Rogers, Jr. | | Management | For | Voted - For |
| 1Q. | Election of Director: Frank P. Scruggs, Jr. | | Management | For | Voted - For |
| 1R. | Election of Director: Christine Sears | | Management | For | Voted - For |
| 1S. | Election of Director: Thomas E. Skains | | Management | For | Voted - For |
| 1T. | Election of Director: Bruce L. Tanner | | Management | For | Voted - For |
| 1U. | Election of Director: Thomas N. Thompson | | Management | For | Voted - For |
| 1V. | Election of Director: Steven C. Voorhees | | Management | For | Voted - For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Truist's independent registered public accounting firm for 2020. | | Management | For | Voted - For |
| 3. | Advisory vote to approve Truist's executive compensation program. | | Management | For | Voted - For |
| 4. | Shareholder proposal regarding an independent Chairman of the Board of Directors, if properly presented at the Annual Meeting. | | Shareholder | Against | Voted - Against |
UMPQUA HOLDINGS CORPORATION
Security ID: 904214103
Ticker: UMPQ
Meeting Date: 20-Apr-20
Meeting Type: Annual
| 1A. | Election of Board of Director: Peggy Fowler | | Management | For | Voted - For |
| 1B. | Election of Board of Director: Stephen Gambee | | Management | For | Voted - For |
| 1C. | Election of Board of Director: James Greene | | Management | For | Voted - For |
| 1D. | Election of Board of Director: Luis Machuca | | Management | For | Voted - For |
| 1E. | Election of Board of Director: Maria Pope | | Management | For | Voted - For |
| 1F. | Election of Board of Director: Cort O'Haver | | Management | For | Voted - For |
| 1G. | Election of Board of Director: John Schultz | | Management | For | Voted - For |
| 1H. | Election of Board of Director: Susan Stevens | | Management | For | Voted - For |
| 1I. | Election of Board of Director: Hilliard Terry | | Management | For | Voted - For |
| 1J. | Election of Board of Director: Bryan Timm | | Management | For | Voted - For |
| 1K. | Election of Board of Director: Anddria Varnado | | Management | For | Voted - For |
| 2. | RATIFICATION OF SELECTION OF REGISTERED PUBLIC ACCOUNTING FIRM: The Audit and Compliance Committee has selected Deloitte & Touche LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY): We are requesting your vote on the following resolution: "RESOLVED, that the shareholders approve the compensation of the named executive officers as described in the Compensation Discussion and Analysis and the tabular and accompanying narrative disclosure of named executive officer compensation in the Proxy Statement for the 2020 Annual Meeting of Shareholders." | | Management | For | Voted - For |
UNILEVER PLC
Security ID: 904767704
Ticker: UL
Meeting Date: 29-Apr-20
Meeting Type: Annual
| 1. | To receive the Report and Accounts for the year ended 31 December 2019. | | Management | For | Voted - For |
| 2. | To approve the Directors' Remuneration Report. | | Management | For | Voted - For |
| 3. | To re-elect Mr N Andersen as a Non- Executive Director. | | Management | For | Voted - For |
| 4. | To re-elect Mrs L Cha as a Non-Executive Director. | | Management | For | Voted - For |
| 5. | To re-elect Mr V Colao as a Non-Executive Director. | | Management | For | Voted - For |
| 6. | To re-elect Dr J Hartmann as a Non-Executive Director. | | Management | For | Voted - For |
| 7. | To re-elect Mr A Jope as an Executive Director. | | Management | For | Voted - For |
| 8. | To re-elect Ms A Jung as a Non-Executive Director. | | Management | For | Voted - For |
| 9. | To re-elect Ms S Kilsby as a Non-Executive Director. | | Management | For | Voted - For |
| 10. | To re-elect Mr S Masiyiwa as a Non-Executive Director. | | Management | For | Voted - For |
| 11. | To re-elect Professor Y Moon as a Non- Executive Director. | | Management | For | Voted - For |
| 12. | To re-elect Mr G Pitkethly as an Executive Director. | | Management | For | Voted - For |
| 13. | To re-elect Mr J Rishton as a Non-Executive Director. | | Management | For | Voted - For |
| 14. | To re-elect Mr F Sijbesma as a Non-Executive Director. | | Management | For | Voted - For |
| 15. | To reappoint KPMG LLP as Auditor of the Company. | | Management | For | Voted - For |
| 16. | To authorise the Directors to fix the remuneration of the Auditor. | | Management | For | Voted - For |
| 17. | To authorise Political Donations and expenditure. | | Management | For | Voted - For |
| 18. | To renew the authority to Directors to issue shares. | | Management | For | Voted - For |
| 19. | To renew the authority to Directors to disapply pre-emption rights. | | Management | For | Voted - For |
| 20. | To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments. | | Management | For | Voted - For |
| 21. | To renew the authority to the Company to purchase its own shares. | | Management | For | Voted - For |
| 22. | To shorten the Notice period for General Meetings. | | Management | For | Voted - For |
VALERO ENERGY CORPORATION
Security ID: 91913Y100
Ticker: VLO
Meeting Date: 30-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: H. Paulett Eberhart | | Management | For | Voted - For |
| 1B. | Election of Director: Joseph W. Gorder | | Management | For | Voted - For |
| 1C. | Election of Director: Kimberly S. Greene | | Management | For | Voted - For |
| 1D. | Election of Director: Deborah P. Majoras | | Management | For | Voted - For |
| 1E. | Election of Director: Eric D. Mullins | | Management | For | Voted - For |
| 1F. | Election of Director: Donald L. Nickles | | Management | For | Voted - For |
| 1G. | Election of Director: Philip J. Pfeiffer | | Management | For | Voted - For |
| 1H. | Election of Director: Robert A. Profusek | | Management | For | Voted - For |
| 1I. | Election of Director: Stephen M. Waters | | Management | For | Voted - For |
| 1J. | Election of Director: Randall J. Weisenburger | | Management | For | Voted - For |
| 1K. | Election of Director: Rayford Wilkins, Jr. | | Management | For | Voted - For |
| 2. | Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2020. | | Management | For | Voted - For |
| 3. | Approve, by non-binding vote, the 2019 compensation of our named executive officers. | | Management | For | Voted - For |
| 4. | Approve 2020 Omnibus Stock Incentive Plan. | | Management | For | Voted - For |
VERIZON COMMUNICATIONS INC.
Security ID: 92343V104
Ticker: VZ
Meeting Date: 07-May-20
Meeting Type: Annual
| 1a. | Election of Director: Shellye L. Archambeau | | Management | For | Voted - For |
| 1b. | Election of Director: Mark T. Bertolini | | Management | For | Voted - For |
| 1c. | Election of Director: Vittorio Colao | | Management | For | Voted - For |
| 1d. | Election of Director: Melanie L. Healey | | Management | For | Voted - For |
| 1e. | Election of Director: Clarence Otis, Jr. | | Management | For | Voted - For |
| 1f. | Election of Director: Daniel H. Schulman | | Management | For | Voted - For |
| 1g. | Election of Director: Rodney E. Slater | | Management | For | Voted - For |
| 1h. | Election of Director: Hans E. Vestberg | | Management | For | Voted - For |
| 1i. | Election of Director: Gregory G. Weaver | | Management | For | Voted - For |
| 2. | Advisory Vote to Approve Executive Compensation | | Management | For | Voted - For |
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm | | Management | For | Voted - For |
| 4. | Nonqualified Savings Plan Earnings | | Shareholder | Against | Voted - Against |
| 5. | Special Shareholder Meetings | | Shareholder | Against | Voted - For |
| 6. | Lobbying Activities Report | | Shareholder | Against | Voted - Against |
| 7. | User Privacy Metric | | Shareholder | Against | Voted - Against |
| 8. | Amend Severance Approval Policy | | Shareholder | Against | Voted - Against |
WEC ENERGY GROUP, INC.
Security ID: 92939U106
Ticker: WEC
Meeting Date: 06-May-20
Meeting Type: Annual
| 1A. | Election of Director: Patricia W. Chadwick | | Management | For | Voted - For |
| 1B. | Election of Director: Curt S. Culver | | Management | For | Voted - For |
| 1C. | Election of Director: Danny L. Cunningham | | Management | For | Voted - For |
| 1D. | Election of Director: William M. Farrow III | | Management | For | Voted - For |
| 1E. | Election of Director: Thomas J. Fischer | | Management | For | Voted - For |
| 1F. | Election of Director: J. Kevin Fletcher | | Management | For | Voted - For |
| 1G. | Election of Director: Maria C. Green | | Management | For | Voted - For |
| 1H. | Election of Director: Gale E. Klappa | | Management | For | Voted - For |
| 1I. | Election of Director: Henry W. Knueppel | | Management | For | Voted - For |
| 1J. | Election of Director: Thomas K. Lane | | Management | For | Voted - For |
| 1K. | Election of Director: Ulice Payne, Jr. | | Management | For | Voted - For |
| 1L. | Election of Director: Mary Ellen Stanek | | Management | For | Voted - For |
| 2. | Advisory Vote to Approve Compensation of the Named Executive Officers. | | Management | For | Voted - For |
| 3. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2020 | | Management | For | Voted - For |
WELLTOWER INC.
Security ID: 95040Q104
Ticker: WELL
Meeting Date: 30-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Kenneth J. Bacon | | Management | For | Voted - For |
| 1B. | Election of Director: Thomas J. DeRosa | | Management | For | Voted - For |
| 1C. | Election of Director: Karen B. DeSalvo | | Management | For | Voted - For |
| 1D. | Election of Director: Jeffrey H. Donahue | | Management | For | Voted - For |
| 1E. | Election of Director: Sharon M. Oster | | Management | For | Voted - For |
| 1F. | Election of Director: Sergio D. Rivera | | Management | For | Voted - For |
| 1G. | Election of Director: Johnese M. Spisso | | Management | For | Voted - For |
| 1H. | Election of Director: Kathryn M. Sullivan | | Management | For | Voted - For |
| 2. | The ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year 2020. | | Management | For | Voted - For |
| 3. | The approval, on an advisory basis, of the compensation of our named executive officers as disclosed in the 2020 Proxy Statement. | | Management | For | Voted - For |
WESTROCK COMPANY
Security ID: 96145D105
Ticker: WRK
Meeting Date: 31-Jan-20
Meeting Type: Annual
| 1A. | Election of Director: Colleen F. Arnold | | Management | For | Voted - For |
| 1B. | Election of Director: Timothy J. Bernlohr | | Management | For | Voted - For |
| 1C. | Election of Director: J. Powell Brown | | Management | For | Voted - For |
| 1D. | Election of Director: Terrell K. Crews | | Management | For | Voted - For |
| 1E. | Election of Director: Russell M. Currey | | Management | For | Voted - For |
| 1F. | Election of Director: Suzan F. Harrison | | Management | For | Voted - For |
| 1G. | Election of Director: John A. Luke, Jr. | | Management | For | Voted - For |
| 1H. | Election of Director: Gracia C. Martore | | Management | For | Voted - For |
| 1I. | Election of Director: James E. Nevels | | Management | For | Voted - For |
| 1J. | Election of Director: Timothy H. Powers | | Management | For | Voted - For |
| 1K | Election of Director: Steven C. Voorhees | | Management | For | Voted - For |
| 1L. | Election of Director: Bettina M. Whyte | | Management | For | Voted - For |
| 1M. | Election of Director: Alan D. Wilson | | Management | For | Voted - For |
| 2. | Advisory Vote to Approve Executive Compensation. | | Management | For | Voted - For |
| 3. | Ratification of Appointment of Ernst & Young LLP. | | Management | For | Voted - For |
XCEL ENERGY INC.
Security ID: 98389B100
Ticker: XEL
Meeting Date: 22-May-20
Meeting Type: Annual
| 1A. | Election of Director: Lynn Casey | | Management | For | Voted - For |
| 1B. | Election of Director: Ben Fowke | | Management | For | Voted - For |
| 1C. | Election of Director: Netha N. Johnson | | Management | For | Voted - For |
| 1D. | Election of Director: George J. Kehl | | Management | For | Voted - For |
| 1E. | Election of Director: Richard T. O'Brien | | Management | For | Voted - For |
| 1F. | Election of Director: David K. Owens | | Management | For | Voted - For |
| 1G. | Election of Director: Christopher J. Policinski | | Management | For | Voted - For |
| 1H. | Election of Director: James T. Prokopanko | | Management | For | Voted - For |
| 1I. | Election of Director: A. Patricia Sampson | | Management | For | Voted - For |
| 1J. | Election of Director: James J. Sheppard | | Management | For | Voted - For |
| 1K. | Election of Director: David A. Westerlund | | Management | For | Voted - For |
| 1L. | Election of Director: Kim Williams | | Management | For | Voted - For |
| 1M. | Election of Director: Timothy V. Wolf | | Management | For | Voted - For |
| 1N. | Election of Director: Daniel Yohannes | | Management | For | Voted - For |
| 2. | Company proposal to approve, on an advisory basis, executive compensation. | | Management | For | Voted - For |
| 3. | Company proposal to ratify the appointment of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2020 | | Management | For | Voted - For |
| 4. | Shareholder proposal regarding a report on the costs and benefits of Xcel Energy's voluntary climate-related activities. | | Shareholder | Against | Voted - Against |
| City National Rochdale Fixed Income Opportunities Fund |
| | Proposal | | Proposed by | Mgt. Position | Registrant Voted |
ABERDEEN ASIA-PACIFIC INCOME FUND, INC.
Security ID: 003009107
Ticker: FAX
Meeting Date: 24-Apr-20
Meeting Type: Annual
| 1A. | Election of Class II Director to Serve for A Three-year Term Until the 2023 Annual Meeting of Shareholders: P. Gerald Malone | | Management | For | Voted - For |
| 3A. | Election of Class I Director for Three-year Term Ending 2022: Neville J. Miles (to Consider the Continuation of the Term of One Director Under the Fund's Corporate Governance Policies) | | Management | For | Voted - For |
Meeting Date: 24-Apr-20
Meeting Type: Special
| 1A. | To Amend the Fundamental Policy Regarding Investment of Up to 80% in Asian Debt Securities So That the Fund Would Normally Invest at Least 80% of Its Net Assets, Plus the Amount of Any Borrowings for Investment Purposes, in "asia-pacific Debt". | | Management | For | Voted - For |
| 1B. | To Eliminate the Fund's Fundamental Investment Policy That the Maximum Country Exposure to Any One Asian Country (other Than Korea) is Limited to 20% of the Fund's Total Assets. | | Management | For | Voted - For |
| 1C. | To Eliminate the Fund's Fundamental Investment Policy That at Least 20% of the Fund's Total Assets Will be Invested in "australian Debt Securities". | | Management | For | Voted - For |
| 1D. | To Eliminate the Fund's Fundamental Investment Policy That the Maximum Country Exposure for Korea is Limited to 40% of the Fund's Total Assets. | | Management | For | Voted - For |
| 1E. | To Eliminate the Fund's Fundamental Investment Policy That the Maximum Country Exposure for New Zealand is Limited to 35% of the Fund's Total Assets. | | Management | For | Voted - For |
| 1F. | To Eliminate the Fund's Fundamental Investment Policy That the Maximum Currency Exposure to Any One Asian Currency (other Than Korea) is Limited to 10% of Total Assets. | | Management | For | Voted - For |
| 1G. | To Eliminate the Fund's Fundamental Investment Policy That the Maximum Currency Exposure for Korea is 25% of the Fund's Total Assets. | | Management | For | Voted - For |
| 1H. | To Eliminate the Fund's Fundamental Investment Policy That the Maximum Currency Exposure for New Zealand is 35% of the Fund's Total Assets. | | Management | For | Voted - For |
| 1I. | To Make the Fund's Fundamental Temporary Defensive Investment Policy with Respect to Temporarily Investing 100% of Its Assets in U.S. Debt Securities A Non-fundamental Policy But to Include U.S. Cash As Well. | | Management | For | Voted - For |
| 1J. | To Make the Fund's Fundamental Investment Policy to Invest Up to 35% of Its Total Assets in Asian Debt Securities Rated Below Bbb- Or Baa3 A Non-fundamental Policy - But with Respect to Asia-pacific Debt Securities Instead of Asian Debt Securities. | | Management | For | Voted - For |
| 1K. | To Make the Fund's Fundamental Investment Policy with Respect to Entering Into Repurchase Agreements A Non-fundamental Investment Policy. | | Management | For | Voted - For |
| 1L. | To Make the Fund's Fundamental Investment Policy with Respect to Investing Up to 10% of Its Total Assets in Securities Rated Below B- at the Time of Investment A Non-fundamental Investment Policy. | | Management | For | Voted - For |
ANGEL OAK FINANCIAL STRATS INCOME TERM
Security ID: 03464A100
Ticker: FINS
Meeting Date: 27-May-20
Meeting Type: Special
| 1 | To Approve the Issuance of Additional Common Shares of Beneficial Interest of the Fund in Connection with the Reorganization of Another Closed-end Fund with and Into the Fund. | | Management | For | Voted - For |
| 2 | To Ratify the Selection of Cohen & Company, Ltd. As the Fund's Independent Registered Public Accounting Firm for the Fiscal Year Ending January 31, 2021. | | Management | For | Voted - For |
APOLLO SR FLOATING RATE FD INC-COMMON
Security ID: 037636107
Ticker: AFT
Meeting Date: 21-May-20
Meeting Type: Annual
| 1.1 | Director: Robert L. Borden | | Management | For | Voted - For |
| 1.2 | Director: Carl J. Rickertsen | | Management | For | Voted - For |
APOLLO TACTICAL INCOME FD INC
Security ID: 037638103
Ticker: AIF
Meeting Date: 21-May-20
Meeting Type: Annual
| 1.1 | Director: Robert L. Borden | | Management | For | Voted - For |
| 1.2 | Director: Carl J. Rickertsen | | Management | For | Voted - For |
ARES DYNAMIC CREDIT ALLOCATION FUND
Security ID: 04014F102
Ticker: ARDC
Meeting Date: 21-May-20
Meeting Type: Annual
| 1A. | The Election of One Class I Director, to Serve for A Term Expiring on the Date on Which the Annual Meeting of Stockholders is Held in 2023 and Until His Successor is Duly Elected and Qualifies: Bruce H. Spector | | Management | For | Voted - For |
AVAYA HOLDINGS CORP.
Security ID: 05351X101
Ticker: AVYA
Meeting Date: 04-Mar-20
Meeting Type: Annual
| 1.1 | Elect Director William D. Watkins | | Management | For | Voted - For |
| 1.2 | Elect Director James M. Chirico, Jr. | | Management | For | Voted - For |
| 1.3 | Elect Director Stephan Scholl | | Management | For | Voted - For |
| 1.4 | Elect Director Susan L. Spradley | | Management | For | Voted - For |
| 1.5 | Elect Director Stanley J. Sutula, III | | Management | For | Voted - For |
| 1.6 | Elect Director Scott D. Vogel | | Management | For | Voted - For |
| 1.7 | Elect Director Jacqueline E. Yeaney | | Management | For | Voted - For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | Voted - For |
| 3 | Approve Omnibus Stock Plan | | Management | For | Voted - For |
| 4 | Approve Qualified Employee Stock Purchase Plan | | Management | For | Voted - For |
| 5 | Ratify PricewaterhouseCoopers LLP As Auditors | | Management | For | Voted - For |
BLACKROCK CA MUNICIPAL INC TR
Security ID: 09248E102
Ticker: BFZ
Meeting Date: 27-Jul-20
Meeting Type: Annual
| 1.1 | Director: Michael J. Castellano | | Management | For | Voted - For |
| 1.2 | Director: R. Glenn Hubbard | | Management | For | Voted - For |
| 1.3 | Director: John M. Perlowski | | Management | For | Voted - For |
BLACKROCK FLOATING RATE INC STRT FD INC
Security ID: 09255X100
Ticker: FRA
Meeting Date: 27-Jul-20
Meeting Type: Annual
| 1.1 | Director: Cynthia L. Egan | | Management | For | Voted - For |
| 1.2 | Director: Michael J. Castellano | | Management | For | Voted - For |
| 1.3 | Director: Catherine A. Lynch | | Management | For | Voted - For |
BLACKROCK FLOATING RATE INCOME TRUST
Security ID: 091941104
Ticker: BGT
Meeting Date: 27-Jul-20
Meeting Type: Annual
| 1.1 | Director: Michael J. Castellano | | Management | For | Voted - For |
| 1.2 | Director: R. Glenn Hubbard | | Management | For | Voted - For |
| 1.3 | Director: John M. Perlowski | | Management | For | Voted - For |
| 1.4 | Director: W. Carl Kester | | Management | For | Voted - For |
BLACKROCK MUNIHOLDINGS NJ QLTY FD INC.
Security ID: 09254X101
Ticker: MUJ
Meeting Date: 27-Jul-20
Meeting Type: Annual
| 1.1 | Director: Michael J. Castellano | | Management | For | Voted - For |
| 1.2 | Director: Richard E. Cavanagh | | Management | For | Voted - For |
| 1.3 | Director: Cynthia L. Egan | | Management | For | Voted - For |
| 1.4 | Director: Robert Fairbairn | | Management | For | Voted - For |
| 1.5 | Director: R. Glenn Hubbard | | Management | For | Voted - For |
| 1.6 | Director: Catherine A. Lynch | | Management | For | Voted - For |
| 1.7 | Director: John M. Perlowski | | Management | For | Voted - For |
| 1.8 | Director: Karen P. Robards | | Management | For | Voted - For |
BLACKROCK MUNIYIELD PA QUALITY FUND INC
Security ID: 09255G107
Ticker: MPA
Meeting Date: 27-Jul-20
Meeting Type: Annual
| 1A. | Election of Director: Michael J. Castellano | | Management | For | Voted - For |
| 1B. | Election of Director: Richard E. Cavanagh | | Management | For | Voted - For |
| 1C. | Election of Director: Cynthia L. Egan | | Management | For | Voted - For |
| 1D. | Election of Director: Robert Fairbairn | | Management | For | Voted - For |
| 1E. | Election of Director: R. Glenn Hubbard | | Management | For | Voted - For |
| 1F. | Election of Director: Catherine A. Lynch | | Management | For | Voted - For |
| 1G. | Election of Director: John M. Perlowski | | Management | For | Voted - For |
| 1H. | Election of Director: Karen P. Robards | | Management | For | Voted - For |
BLACKROCK NY MUNI INCOME QUALITY TRUST
Security ID: 09249U105
Ticker: BSE
Meeting Date: 27-Jul-20
Meeting Type: Annual
| 1.1 | Director: Michael J. Castellano | | Management | For | Voted - For |
| 1.2 | Director: R. Glenn Hubbard | | Management | For | Voted - For |
| 1.3 | Director: John M. Perlowski | | Management | For | Voted - For |
BRANDYWINEGLOBAL GLOBAL INCOME OPP
Security ID: 10537L104
Ticker: BWG
Meeting Date: 20-Mar-20
Meeting Type: Annual
| 1.1 | Election of Director: Rajeev Das | | Shareholder | Against | Voted - For |
| 1.2 | Election of Director: Andrew Dakos | | Shareholder | Against | Voted - For |
| 2 | Ratification of PricewaterhouseCoopers Llc ("pwc") As the Fund's Independent Registered Public Accountants. | | Management | For | Voted - For |
| 3 | To Conduct A Self-tender Offer at Or Close to Nav. | | Shareholder | Against | Voted - For |
| 4 | The Board Should Amend the Bylaws to Provide That in A Contested Election, A Majority of the Votes Cast in the Election of Directors Shall be Required to Elect A Director. | | Shareholder | Against | Voted - For |
CAESARS ENTERTAINMENT CORPORATION
Security ID: 127686103
Ticker: CZR
Meeting Date: 02-Jul-19
Meeting Type: Annual
| 1a | Elect Director Thomas Benninger | | Management | For | Voted - For |
| 1b | Elect Director Juliana Chugg | | Management | For | Voted - For |
| 1c | Elect Director Keith Cozza | | Management | For | Voted - For |
| 1d | Elect Director John Dionne | | Management | For | Voted - For |
| 1e | Elect Director James Hunt | | Management | For | Voted - For |
| 1f | Elect Director Courtney R. Mather | | Management | For | Voted - For |
| 1g | Elect Director Anthony Rodio | | Management | For | Voted - For |
| 1h | Elect Director Richard Schifter | | Management | For | Voted - For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | Voted - For |
| 3 | Advisory Vote on Say on Pay Frequency | | Management | One Year | Voted - One Year |
| 4 | Ratify Deloitte & Touche LLP As Auditor | | Management | For | Voted - For |
| 5 | Provide Right to Call Special Meeting | | Management | For | Voted - For |
| 6 | Amendment to the Company's Charter to Restrict the Company's Ability to Adopt Any "rights Plan" Or "poison Pill" | | Management | For | Voted - For |
Meeting Date: 15-Nov-19
Meeting Type: Special
| 1 | Approve Merger Agreement | | Management | For | Voted - For |
| 2 | Advisory Vote on Golden Parachutes | | Management | For | Voted - For |
| 3 | Adjourn Meeting | | Management | For | Voted - For |
EATON VANCE CA MUNICIPAL BOND FUND
Security ID: 27828A100
Ticker: EVM
Meeting Date: 16-Jul-20
Meeting Type: Annual
| 1.1 | Director: George J. Gorman | | Management | For | Voted - For |
| 1.2 | Director: Helen Frame Peters | | Management | For | Voted - For |
| 1.3 | Director: Marcus L. Smith | | Management | For | Voted - For |
| 1.4 | Director: Susan J. Sutherland | | Management | For | Voted – For |
EV FLOATING-RATE INCOME TRUST-COM
Security ID: 278279104
Ticker: EFT
Meeting Date: 19-Mar-20
Meeting Type: Annual
| 1.1 | Director: Thomas E. Faust Jr. | | Management | For | Voted - For |
| 1.2 | Director: Cynthia E. Frost | | Management | For | Voted - For |
| 1.3 | Director: Scott E. Wennerholm | | Management | For | Voted - For |
EV SENIOR FLOATING-RATE TRUST - COMMON
Security ID: 27828Q105
Ticker: EFR
Meeting Date: 13-Aug-20
Meeting Type: Annual
| 1.1 | Director: Thomas E. Faust Jr. | | Management | For | Voted - For |
| 1.2 | Director: Mark R Fetting | | Management | For | Voted - For |
| 1.3 | Director: William H. Park | | Management | For | Voted - For |
GULF KEYSTONE PETROLEUM LTD
Security ID: BYVGFL0
Ticker: GKP LN
Meeting Date: 19-Jun-20
Meeting Type: Annual
| 1 | Re-appoint Deloitte LLP As Auditor | | Management | For | Voted - For |
| 2 | Elect Jaap Huijskes | | Management | For | Voted - For |
| 3 | Elect Martin Angle | | Management | For | Voted - For |
| 4 | Elect David Thomas | | Management | For | Voted - For |
| 5 | Elect Jón Ferrier | | Management | For | Voted - For |
| 6 | Elect Kimberley Wood | | Management | For | Voted - For |
| 7 | Elect Ian Weatherdon | | Management | For | Voted - For |
| 8 | Directors' Remuneration Report | | Management | For | Voted - For |
| 9 | Market Purchases of Ordinary Shares of the Company. | | Management | For | Voted - For |
| 10 | Amend Rules of the Long Term Incentive Plan | | Management | For | Voted - For |
HIGHLAND INCOME FUND
Security ID: 43010E404
Ticker: HFRO
Meeting Date: 12-Jun-20
Meeting Type: Annual
| 1.1 | Director: Dr. Bob Froehlich | | Management | For | Voted - For |
IHEARTMEDIA INC
Security ID: 45174J509
Ticker: IHRTQ
Meeting Date: 15-Jun-20
Meeting Type: Annual
| 1.1 | Elect Gary Barber | | Management | For | Voted - For |
| 1.2 | Elect Brad Gerstner | | Management | For | Voted - For |
| 2 | Ratification of Auditor | | Management | For | Voted - For |
| 3 | Advisory Vote on Executive Compensation | | Management | For | Voted - For |
LEGG MASON W A HIGH INC FD II INC.-COM
Security ID: 95766J102
Ticker: HIX
Meeting Date: 05-Jun-20
Meeting Type: Special
| 1 | To Approve A New Management Agreement with Legg Mason Partners Fund Advisor, Llc. | | Management | For | Voted - For |
| 2C. | To Approve A New Subadvisory Agreement with Western Asset Management Company, Llc. | | Management | For | Voted - For |
| 2D. | To Approve A New Subadvisory Agreement with Western Asset Management Company Limited. | | Management | For | Voted - For |
| 2F. | To Approve A New Subadvisory Agreement with Western Asset Management Company Pte . Ltd. | | Management | For | Voted - For |
MS EMERGING MKTS DOMESTIC DEBT FD, INC.
Security ID: 617477104
Ticker: EDD
Meeting Date: 25-Jun-20
Meeting Type: Annual
| 1.1 | Director: Kathleen A. Dennis | | Management | For | Voted - For |
| 1.2 | Director: Joseph J. Kearns | | Management | For | Voted - For |
| 1.3 | Director: Michael E. Nugent | | Management | For | Voted - For |
NEW AMERICA HIGH INCOME FUND-COMMON
Security ID: 641876800
Ticker: HYB
Meeting Date: 23-Apr-20
Meeting Type: Annual
| 1.1 | Director: Joseph L. Bower | | Management | For | Voted - For |
| 1.2 | Director: Stuart A. Mcfarland | | Management | For | Voted - For |
| 1.3 | Director: Marguerite Piret | | Management | For | Voted - For |
| 1.4 | Director: Oleg M. Pohotsky | | Management | For | Voted - For |
| 1.5 | Director: Ellen E. Terry | | Management | For | Voted - For |
NUVEEN FLOATING RATE INC OPP FD-COM
Security ID: 6706EN100
Ticker: JRO
Meeting Date: 08-Apr-20
Meeting Type: Annual
| 1A.1 | Director: John K. Nelson | | Management | For | Voted - For |
| 1A.2 | Director: Terence J. Toth | | Management | For | Voted - For |
| 1A.3 | Director: Robert L. Young | | Management | For | Voted - For |
NUVEEN SHORT DURATION CREDIT OPP FD-COM
Security ID: 67074X107
Ticker: JSD
Meeting Date: 08-Apr-20
Meeting Type: Annual
| 1A.1 | Director: John K. Nelson | | Management | For | Voted - For |
| 1A.2 | Director: Terence J. Toth | | Management | For | Voted - For |
| 1A.3 | Director: Robert L. Young | | Management | For | Voted - For |
SAVANNAH ENERGY PL
Security ID: BP41S21
Ticker: SAVE LN
Meeting Date: 29-Jun-20
Meeting Type: Annual
| 1 | Elect Andrew Knott As A Director. | | Management | For | Voted - For |
| 2 | Elect Isatou Semega-janneh | | Management | For | Voted - For |
| 3 | Elect Steven Jenkins | | Management | For | Voted - For |
| 4 | Elect David Clarkson | | Management | For | Voted - For |
| 5 | Elect Mark Iannotti | | Management | For | Voted - For |
| 6 | David Jamison | | Management | For | Voted - For |
| 7 | Stephen O'brien | | Management | For | Voted - For |
| 8 | Michael Wachtel | | Management | For | Voted - For |
| 9 | Allot Ordinary Shares. | | Management | For | Voted - For |
| 10 | Disapply Preemption Rights. | | Management | For | Voted - For |
| 11 | Market Purchases of Ordinary Shares of the Company. | | Management | For | Voted - For |
TEMPLETON EMERGING MKTS INCOME FUND
Security ID: 880192109
Ticker: TEI
Meeting Date: 28-May-20
Meeting Type: Annual
| 1.1 | Director: Harris J. Ashton | | Management | For | Voted - For |
| 1.2 | Director: Edith E. Holiday | | Management | For | Voted - For |
| 1.3 | Director: J. Michael Luttig | | Management | For | Voted - For |
| 1.4 | Director: C.d. Tseretopoulos | | Management | For | Voted - For |
| 2 | The Ratification of the Selection of PricewaterhouseCoopers LLP As the Independent Registered Public Accounting Firm for the Fund for the Fiscal Year Ending December 31, 2020. | | Management | For | Voted - For |
THL CREDIT SENIOR LOAN FUND
Security ID: 87244R103
Ticker: TSLF
Meeting Date: 24-Apr-20
Meeting Type: Annual
| 1 | To Approve A New Advisory Agreement Between the Fund and First Eagle Alternative Credit, Llc (formerly Known As Thl Credit Advisors Llc). | | Management | For | Voted - Against |
| 1.1 | Director: Laurie Hesslein | | Management | For | Voted - Against |
VIRTUS GLOBAL MULTI-SECTOR INCOME FUND
Security ID: 92829B101
Ticker: VGI
Meeting Date: 21-May-20
Meeting Type: Annual
| 1A. | Election of Trustee (class II): Donald C. Burke | | Management | For | Voted - For |
| 1B. | Election of Trustee (class II): Sidney E. Harris | | Management | For | Voted - For |
| 1C. | Election of Trustee (class II): John R. Mallin | | Management | For | Voted - For |
| 1D. | Election of Trustee (class II): James M. Oates | | Management | For | Voted - For |
VIVALDI OPPORTUNITIES FUND
Security ID: 92853C207
Ticker: VAM
Meeting Date: 26-May-20
Meeting Type: Special
| 1 | To Approve an Agreement and Plan of Reorganization Providing for the Transfer of All of the Assets of the Fund to Angel Oak Financial Strategies Income Term Trust (the "acquiring Fund") in Exchange Solely for Newly Issued Common Shares of Beneficial Interest of the Acquiring Fund and the Assumption by the Acquiring Fund of the Accrued and Unpaid Liabilities of the Fund and the Distribution of the Common Shares of Beneficial Interest of the Acquiring Fund to the Shareholders of the Fund and Complete Liquidation of the Fund. | | Management | For | Voted - For |
WEST ASSET INFLA-LINKED OPP & INC FUND
Security ID: 95766R104
Ticker: WIW
Meeting Date: 24-Apr-20
Meeting Type: Annual
| 1.1 | Director: Robert Abeles, Jr. | | Management | For | Voted - For |
| 1.2 | Director: Jane F. Dasher | | Management | For | Voted - For |
| 1.3 | Director: Anita L. Defrantz | | Management | For | Voted - For |
| 1.4 | Director: Susan B. Kerley | | Management | For | Voted - For |
| 1.5 | Director: Michael Larson | | Management | For | Voted - For |
| 1.6 | Director: Avedick B. Poladian | | Management | For | Voted - For |
| 1.7 | Director: William E. B. Siart | | Management | For | Voted - For |
| 1.8 | Director: Jaynie Miller Studemund | | Management | For | Voted - For |
| 1.9 | Director: Peter J. Taylor | | Management | For | Voted - For |
| 1.10 | Director: Ronald Olson | | Management | For | Voted - For |
| 1.11 | Director: Jane E. Trust | | Management | For | Voted - For |
Meeting Date: 14-Jul-20
Meeting Type: Special
| 1 | To Approve A New Management Agreement with Western Asset Management Company, Llc | | Management | For | Voted - For |
| 2A. | To Approve A New Subadvisory Agreement With: Western Asset Management Company Limited | | Management | For | Voted - For |
| 2B. | To Approve A New Subadvisory Agreement With: Western Asset Management Company Ltd | | Management | For | Voted - For |
| 2C. | To Approve A New Subadvisory Agreement With: Western Asset Management Company Pte. Ltd. | | Management | For | Voted - For |
WESTERN ASSET EMERGING MKTS DEBT FD COM
Security ID: 95766A101
Ticker: EMD
Meeting Date: 05-Jun-20
Meeting Type: Special
| 1 | To Approve A New Management Agreement with Legg Mason Partners Fund Advisor, Llc. | | Management | For | Voted - For |
| 2C. | To Approve A New Subadvisory Agreement with Western Asset Management Company, Llc. | | Management | For | Voted - For |
| 2D. | To Approve A New Subadvisory Agreement with Western Asset Management Company Limited. | | Management | For | Voted - For |
| 2F. | To Approve A New Subadvisory Agreement with Western Asset Management Company Pte . Ltd. | | Management | For | Voted - For |
WESTERN ASSET HIGH INC OPP FD INC.-COM
Security ID: 95766K109
Ticker: HIO
Meeting Date: 05-Jun-20
Meeting Type: Special
| 1 | To Approve A New Management Agreement with Legg Mason Partners Fund Advisor, Llc. | | Management | For | Voted - For |
| 2C. | To Approve A New Subadvisory Agreement with Western Asset Management Company, Llc. | | Management | For | Voted - For |
| 2D. | To Approve A New Subadvisory Agreement with Western Asset Management Company Limited. | | Management | For | Voted - For |
WESTERN ASSET INTER MUNI INC.- COM
Security ID: 958435109
Ticker: SBI
Meeting Date: 05-Jun-20
Meeting Type: Special
| 1 | To Approve A New Management Agreement with Legg Mason Partners Fund Advisor, Llc. | | Management | For | Voted - For |
| 2C. | To Approve A New Subadvisory Agreement with Western Asset Management Company, Llc. | | Management | For | Voted - For |
WESTERN ASSET MUNI PARTNERS FD INC.-COM
Security ID: 95766P108
Ticker: MNP
Meeting Date: 05-Jun-20
Meeting Type: Special
| 1 | To Approve A New Management Agreement with Legg Mason Partners Fund Advisor, Llc. | | Management | For | Voted - For |
| 2C. | To Approve A New Subadvisory Agreement with Western Asset Management Company, Llc. | | Management | For | Voted - For |
XAI OCTAGON FR & ALT INCOME TERM TRUST
Security ID: 98400T106
Ticker: XFLT
Meeting Date: 18-May-20
Meeting Type: Annual
| 1A. | Re-election of Class III Trustee of the Trust to Serve Until the 2023 Annual Meeting, Or Until His Successor is Duly Elected and Qualified: Scott Craven Jones | | Management | For | Voted - For |
| City National Rochdale Municipal High Income Fund |
| | Proposal | | Proposed by | Mgt. Position | Registrant Voted |
CITY OF CARMEL, INDIANA REVENUE BONDS
Security ID: 143298AA5
Meeting Date: 03-Sep-19
Meeting Type: Consent
| 1. | Vote on the Plan (for = Accept, Against = Reject) | | Management | For | Did Not Vote |
| 2. | Opt Out, and Will Not Consent to the Releases Granted in Section 11.4 of the Plan (for = Opt Out, Abstain = Do Not Opt Out) | | Management | For | Did Not Vote |
CITY OF CARMEL, INDIANA REVENUE BONDS
Security ID: 143298AD9
Meeting Date: 03-Sep-19
Meeting Type: Consent
| 1. | Vote on the Plan (for = Accept, Against = Reject) | | Management | For | Did Not Vote |
| 2. | Opt Out, and Will Not Consent to the Releases Granted in Section 11.4 of the Plan (for = Opt Out, Abstain = Do Not Opt Out) | | Management | For | Did Not Vote |
| City National Rochdale U.S. Core Equity Fund |
| | Proposal | | Proposed by | Mgt. Position | Registrant Voted |
ACCENTURE PLC
Security ID: G1151C101
Ticker: ACN
Meeting Date: 30-Jan-20
Meeting Type: Annual
| 1A. | Re-appointment of Director: Jaime Ardila | | Management | For | Voted - For |
| 1B. | Re-appointment of Director: Herbert Hainer | | Management | For | Voted - For |
| 1C. | Re-appointment of Director: Nancy McKinstry | | Management | For | Voted - For |
| 1D. | Re-appointment of Director: Gilles C. Pélisson | | Management | For | Voted - For |
| 1E. | Re-appointment of Director: Paula A. Price | | Management | For | Voted - For |
| 1F. | Re-appointment of Director: Venkata (Murthy) Renduchintala | | Management | For | Voted - For |
| 1G. | Re-appointment of Director: David Rowland | | Management | For | Voted - For |
| 1H. | Re-appointment of Director: Arun Sarin | | Management | For | Voted - For |
| 1I. | Re-appointment of Director: Julie Sweet | | Management | For | Voted - For |
| 1J. | Re-appointment of Director: Frank K. Tang | | Management | For | Voted - For |
| 1K. | Re-appointment of Director: Tracey T. Travis | | Management | For | Voted - For |
| 2. | To approve, in a non-binding vote, the compensation of our named executive officers. | | Management | For | Voted - For |
| 3. | To approve the Amended and Restated Accenture plc 2010 Share Incentive Plan. | | Management | For | Voted - For |
| 4. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | | Management | For | Voted - For |
| 5. | To grant the Board of Directors the authority to issue shares under Irish law. | | Management | For | Voted - For |
| 6. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | | Management | For | Voted - For |
| 7. | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | | Management | For | Voted - For |
ADOBE INC
Security ID: 00724F101
Ticker: ADBE
Meeting Date: 09-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Amy Banse | | Management | For | Voted - For |
| 1B. | Election of Director: Frank Calderoni | | Management | For | Voted - For |
| 1C. | Election of Director: James Daley | | Management | For | Voted - For |
| 1D. | Election of Director: Laura Desmond | | Management | For | Voted - For |
| 1E. | Election of Director: Charles Geschke | | Management | For | Voted - For |
| 1F. | Election of Director: Shantanu Narayen | | Management | For | Voted - For |
| 1G. | Election of Director: Kathleen Oberg | | Management | For | Voted - For |
| 1H. | Election of Director: Dheeraj Pandey | | Management | For | Voted - For |
| 1I. | Election of Director: David Ricks | | Management | For | Voted - For |
| 1J. | Election of Director: Daniel Rosensweig | | Management | For | Voted - For |
| 1K. | Election of Director: John Warnock | | Management | For | Voted - For |
| 2. | Approve the 2020 Employee Stock Purchase Plan, which amends and restates the 1997 Employee Stock Purchase Plan. | | Management | For | Voted - For |
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on November 27, 2020. | | Management | For | Voted - For |
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | | Management | For | Voted - For |
| 5. | Consider and vote upon one stockholder proposal. | | Shareholder | Against | Voted - Against |
ALIBABA GROUP HOLDING LIMITED
Security ID: 01609W102
Ticker: BABA
Meeting Date: 15-Jul-19
Meeting Type: Annual
| 1. | Effect an increase in the number of authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. | | Management | For | Voted - For |
| 2.1 | Election of Director for a three year term: DANIEL ZHANG | | Management | For | Voted - For |
| 2.2 | Election of Director for a three year term: CHEE HWA TUNG | | Management | For | Voted - For |
| 2.3 | Election of Director for a three year term: JERRY YANG | | Management | For | Voted - For |
| 2.4 | Election of Director for a three year term: WAN LING MARTELLO | | Management | For | Voted - For |
| 3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | | Management | For | Voted - For |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 03-Jun-20
Meeting Type: Annual
| 1.1 | Director: Larry Page | | Management | For | Voted - For |
| 1.2 | Director: Sergey Brin | | Management | For | Voted - For |
| 1.3 | Director: Sundar Pichai | | Management | For | Voted - For |
| 1.4 | Director: John L. Hennessy | | Management | For | Voted - For |
| 1.5 | Director: Frances H. Arnold | | Management | For | Voted - For |
| 1.6 | Director: L. John Doerr | | Management | For | Voted - For |
| 1.7 | Director: Roger W. Ferguson, Jr. | | Management | For | Voted - For |
| 1.8 | Director: Ann Mather | | Management | For | Voted - For |
| 1.9 | Director: Alan R. Mulally | | Management | For | Voted - Withheld |
| 1.10 | Director: K. Ram Shriram | | Management | For | Voted - For |
| 1.11 | Director: Robin L. Washington | | Management | For | Voted - For |
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
| 3. | An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | | Management | For | Voted - For |
| 4. | Advisory vote to approve named executive officer compensation. | | Management | For | Voted - Against |
| 5. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | | Shareholder | Against | Voted - For |
| 6. | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
| 7. | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | | Shareholder | Against | Voted - For |
| 8. | A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
| 9. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
| 10. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
| 11. | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | | Shareholder | Against | Voted - For |
| 12. | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
| 13. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
| 14. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | | Shareholder | Against | Voted - Against |
AMERICAN WATER WORKS COMPANY, INC.
Security ID: 030420103
Ticker: AWK
Meeting Date: 13-May-20
Meeting Type: Annual
| 1A. | Election of Director: Jeffrey N. Edwards | | Management | For | Voted - For |
| 1B. | Election of Director: Martha Clark Goss | | Management | For | Voted - For |
| 1C. | Election of Director: Veronica M. Hagen | | Management | For | Voted - For |
| 1D. | Election of Director: Kimberly J. Harris | | Management | For | Voted - For |
| 1E. | Election of Director: Julia L. Johnson | | Management | For | Voted - For |
| 1F. | Election of Director: Patricia L. Kampling | | Management | For | Voted - For |
| 1G. | Election of Director: Karl F. Kurz | | Management | For | Voted - For |
| 1H. | Election of Director: Walter J. Lynch | | Management | For | Voted - For |
| 1I. | Election of Director: George MacKenzie | | Management | For | Voted - For |
| 1J. | Election of Director: James G. Stavridis | | Management | For | Voted - For |
| 1K. | Election of Director: Lloyd M. Yates | | Management | For | Voted - For |
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | | Management | For | Voted - For |
| 3. | Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | | Management | For | Voted - For |
AON PLC
Security ID: G0403H108
Ticker: AON
Meeting Date: 19-Jun-20
Meeting Type: Annual
| 1A. | Election of Director: Lester B. Knight | | Management | For | Voted - For |
| 1B. | Election of Director: Gregory C. Case | | Management | For | Voted - For |
| 1C. | Election of Director: Jin-Yong Cai | | Management | For | Voted - For |
| 1D. | Election of Director: Jeffrey C. Campbell | | Management | For | Voted - For |
| 1E. | Election of Director: Fulvio Conti | | Management | For | Voted - For |
| 1F. | Election of Director: Cheryl A. Francis | | Management | For | Voted - For |
| 1G. | Election of Director: J. Michael Losh | | Management | For | Voted - For |
| 1H. | Election of Director: Richard B. Myers | | Management | For | Voted - For |
| 1I. | Election of Director: Richard C. Notebaert | | Management | For | Voted - For |
| 1J. | Election of Director: Gloria Santona | | Management | For | Voted - For |
| 1K. | Election of Director: Carolyn Y. Woo | | Management | For | Voted - For |
| 2. | Advisory vote to approve executive compensation | | Management | For | Voted - For |
| 3. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm | | Management | For | Voted - For |
| 4. | Re-appoint Ernst & Young Chartered Accountants as the Company's statutory auditor under Irish law | | Management | For | Voted - For |
| 5. | Authorize the Board of Directors or the Audit Committee of the Board to determine the remuneration of Ernst & Young Chartered Accountants as the Company's Statutory Auditor under Irish Law | | Management | For | Voted - For |
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 26-Feb-20
Meeting Type: Annual
| 1A. | Election of Director: James Bell | | Management | For | Voted - For |
| 1B. | Election of Director: Tim Cook | | Management | For | Voted - For |
| 1C. | Election of Director: Al Gore | | Management | For | Voted - For |
| 1D. | Election of Director: Andrea Jung | | Management | For | Voted - For |
| 1E. | Election of Director: Art Levinson | | Management | For | Voted - For |
| 1F. | Election of Director: Ron Sugar | | Management | For | Voted - For |
| 1G. | Election of Director: Sue Wagner | | Management | For | Voted - For |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2020 | | Management | For | Voted - For |
| 3. | Advisory vote to approve executive compensation | | Management | For | Voted - For |
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | | Shareholder | Against | Voted - Against |
| 5. | A shareholder proposal relating to sustainability and executive compensation | | Shareholder | Against | Voted - Against |
| 6. | A shareholder proposal relating to policies on freedom of expression | | Shareholder | Against | Voted - For |
ASML HOLDINGS N.V.
Security ID: N07059210
Ticker: ASML
Meeting Date: 22-Apr-20
Meeting Type: Annual
| 3A | Financial statements, results and dividend: Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2019 | | Management | For | Voted - For |
| 3B | Financial statements, results and dividend: Proposal to adopt the financial statements of the Company for the financial year 2019, as prepared in accordance with Dutch law | | Management | For | Voted - For |
| 3D | Financial statements, results and dividend: Proposal to adopt a dividend in respect of the financial year 2019 | | Management | For | Voted - For |
| 4A | Discharge: Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2019 | | Management | For | Voted - For |
| 4B | Discharge: Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2019 | | Management | For | Voted - For |
| 5 | Proposal to approve the number of shares for the Board of Management | | Management | For | Voted - For |
| 6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management | | Management | For | Voted - For |
| 7 | Proposal to adopt the Remuneration Policy for the Supervisory Board | | Management | For | Voted - For |
| 8D | Composition of the Supervisory Board: Proposal to reappoint Ms. A.P. Aris as member of the Supervisory Board | | Management | For | Voted - For |
| 8E | Composition of the Supervisory Board: Proposal to appoint Mr. D.M. Durcan as member of the Supervisory Board | | Management | For | Voted - For |
| 8F | Composition of the Supervisory Board: Proposal to appoint Mr. D.W.A. East as member of the Supervisory Board | | Management | For | Voted - For |
| 9 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2021 | | Management | For | Voted - For |
| 10A | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes | | Management | For | Voted - For |
| 10B | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10 a) | | Management | For | Voted - For |
| 10C | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | | Management | For | Voted - For |
| 10D | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10 c) | | Management | For | Voted - For |
| 11A | Authorization to repurchase ordinary shares up to 10% of the issued share capital | | Management | For | Voted - For |
| 11B | Authorization to repurchase additional ordinary shares up to 10%of the issued share capital | | Management | For | Voted - For |
| 12 | Proposal to cancel ordinary shares | | Management | For | Voted - For |
BANK OF AMERICA CORPORATION
Security ID: 060505104
Ticker: BAC
Meeting Date: 22-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Sharon L. Allen | | Management | For | Voted - For |
| 1B. | Election of Director: Susan S. Bies | | Management | For | Voted - For |
| 1C. | Election of Director: Jack O. Bovender, Jr. | | Management | For | Voted - For |
| 1D. | Election of Director: Frank P. Bramble, Sr. | | Management | For | Voted - For |
| 1E. | Election of Director: Pierre J.P. de Weck | | Management | For | Voted - For |
| 1F. | Election of Director: Arnold W. Donald | | Management | For | Voted - For |
| 1G. | Election of Director: Linda P. Hudson | | Management | For | Voted - For |
| 1H. | Election of Director: Monica C. Lozano | | Management | For | Voted - For |
| 1I. | Election of Director: Thomas J. May | | Management | For | Voted - For |
| 1J. | Election of Director: Brian T. Moynihan | | Management | For | Voted - For |
| 1K. | Election of Director: Lionel L. Nowell III | | Management | For | Voted - For |
| 1L. | Election of Director: Denise L. Ramos | | Management | For | Voted - For |
| 1M. | Election of Director: Clayton S. Rose | | Management | For | Voted - For |
| 1N. | Election of Director: Michael D. White | | Management | For | Voted - For |
| 1O. | Election of Director: Thomas D. Woods | | Management | For | Voted - For |
| 1P. | Election of Director: R. David Yost | | Management | For | Voted - For |
| 1Q. | Election of Director: Maria T. Zuber | | Management | For | Voted - For |
| 2. | Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution). | | Management | For | Voted - For |
| 3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2020. | | Management | For | Voted - For |
| 4. | Make Shareholder Proxy Access More Accessible. | | Shareholder | Against | Voted - Against |
| 5. | Adopt a New Shareholder Right - Written Consent | | Shareholder | Against | Voted - Against |
| 6. | Report Concerning Gender/Racial Pay Equity. | | Shareholder | Against | Voted - Against |
| 7. | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices. | | Shareholder | Against | Voted - Against |
BECTON, DICKINSON AND COMPANY
Security ID: 075887109
Ticker: BDX
Meeting Date: 28-Jan-20
Meeting Type: Annual
| 1A. | Election of Director: Catherine M. Burzik | | Management | For | Voted - For |
| 1B. | Election of Director: R. Andrew Eckert | | Management | For | Voted - For |
| 1C. | Election of Director: Vincent A. Forlenza | | Management | For | Voted - For |
| 1D. | Election of Director: Claire M. Fraser | | Management | For | Voted - For |
| 1E. | Election of Director: Jeffrey W. Henderson | | Management | For | Voted - For |
| 1F. | Election of Director: Christopher Jones | | Management | For | Voted - For |
| 1G. | Election of Director: Marshall O. Larsen | | Management | For | Voted - For |
| 1H. | Election of Director: David F. Melcher | | Management | For | Voted - For |
| 1I. | Election of Director: Thomas E. Polen | | Management | For | Voted - For |
| 1J. | Election of Director: Claire Pomeroy | | Management | For | Voted - For |
| 1K. | Election of Director: Rebecca W. Rimel | | Management | For | Voted - For |
| 1L. | Election of Director: Timothy M. Ring | | Management | For | Voted - For |
| 1M. | Election of Director: Bertram L. Scott | | Management | For | Voted - For |
| 2. | Ratification of selection of independent registered public accounting firm. | | Management | For | Voted - For |
| 3. | Advisory vote to approve named executive officer compensation. | | Management | For | Voted - For |
| 4. | Approval of amendment to BD's 2004 Employee and Director Equity-Based Compensation Plan. | | Management | For | Voted - For |
| 5. | Approval of French Addendum to BD'S 2004 Employee and Director Equity-Based Compensation Plan. | | Management | For | Voted - For |
| 6. | Shareholder proposal regarding special shareholder meetings. | | Shareholder | Against | Voted - For |
BERKSHIRE HATHAWAY INC.
Security ID: 084670702
Ticker: BRKB
Meeting Date: 02-May-20
Meeting Type: Annual
| 1.1 | Director: Warren E. Buffett | | Management | For | Voted - For |
| 1.2 | Director: Charles T. Munger | | Management | For | Voted - For |
| 1.3 | Director: Gregory E. Abel | | Management | For | Voted - For |
| 1.4 | Director: Howard G. Buffett | | Management | For | Voted - For |
| 1.5 | Director: Stephen B. Burke | | Management | For | Voted - For |
| 1.6 | Director: Kenneth I. Chenault | | Management | For | Voted - For |
| 1.7 | Director: Susan L. Decker | | Management | For | Voted - For |
| 1.8 | Director: David S. Gottesman | | Management | For | Voted - For |
| 1.9 | Director: Charlotte Guyman | | Management | For | Voted - For |
| 1.10 | Director: Ajit Jain | | Management | For | Voted - For |
| 1.11 | Director: Thomas S. Murphy | | Management | For | Voted - For |
| 1.12 | Director: Ronald L. Olson | | Management | For | Voted - For |
| 1.13 | Director: Walter Scott, Jr. | | Management | For | Voted - For |
| 1.14 | Director: Meryl B. Witmer | | Management | For | Voted - For |
| 2. | Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2020 Proxy Statement. | | Management | For | Voted - For |
| 3. | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | | Management | For | Voted - 1 Year |
| 4. | Shareholder proposal regarding diversity. | | Shareholder | Against | Voted - For |
CHARLES RIVER LABORATORIES INTL., INC.
Security ID: 159864107
Ticker: CRL
Meeting Date: 06-May-20
Meeting Type: Annual
| 1A. | Election of Director: James C. Foster | | Management | For | Voted - For |
| 1B. | Election of Director: Nancy C. Andrews | | Management | For | Voted - For |
| 1C. | Election of Director: Robert J. Bertolini | | Management | For | Voted - For |
| 1D. | Election of Director: Stephen D. Chubb | | Management | For | Voted - For |
| 1E. | Election of Director: Deborah T. Kochevar | | Management | For | Voted - For |
| 1F. | Election of Director: Martin W. MacKay | | Management | For | Voted - For |
| 1G. | Election of Director: George E. Massaro | | Management | For | Voted - For |
| 1H. | Election of Director: George M. Milne, Jr. | | Management | For | Voted - For |
| 1I. | Election of Director: C. Richard Reese | | Management | For | Voted - For |
| 1J. | Election of Director: Richard F. Wallman | | Management | For | Voted - For |
| 1K. | Election of Director: Virginia M. Wilson | | Management | For | Voted - For |
| 2. | Say on Pay - An advisory vote to approve our executive compensation. | | Management | For | Voted - Against |
| 3. | Proposal to Amend the 2018 Incentive Plan. | | Management | For | Voted - Against |
| 4. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accountants for the fiscal year ending December 26, 2020 | | Management | For | Voted - For |
CHUBB LIMITED
Security ID: H1467J104
Ticker: CB
Meeting Date: 20-May-20
Meeting Type: Annual
| 1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2019 | | Management | For | Voted - For |
| 2A | Allocation of disposable profit | | Management | For | Voted - For |
| 2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | | Management | For | Voted - For |
| 3 | Discharge of the Board of Directors | | Management | For | Voted - For |
| 4A | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | | Management | For | Voted - For |
| 4B | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | | Management | For | Voted - For |
| 4C | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | | Management | For | Voted - For |
| 5A | Election of Director: Evan G. Greenberg | | Management | For | Voted - For |
| 5B | Election of Director: Michael G. Atieh | | Management | For | Voted - For |
| 5C | Election of Director: Sheila P. Burke | | Management | For | Voted - For |
| 5D | Election of Director: James I. Cash | | Management | For | Voted - For |
| 5E | Election of Director: Mary Cirillo | | Management | For | Voted - For |
| 5F | Election of Director: Michael P. Connors | | Management | For | Voted - For |
| 5G | Election of Director: John A. Edwardson | | Management | For | Voted - For |
| 5H | Election of Director: Robert J. Hugin | | Management | For | Voted - For |
| 5I | Election of Director: Robert W. Scully | | Management | For | Voted - For |
| 5J | Election of Director: Eugene B. Shanks, Jr. | | Management | For | Voted - For |
| 5K | Election of Director: Theodore E. Shasta | | Management | For | Voted - For |
| 5L | Election of Director: David H. Sidwell | | Management | For | Voted - For |
| 5M | Election of Director: Olivier Steimer | | Management | For | Voted - For |
| 5N | Election of Director: Frances F. Townsend | | Management | For | Voted - For |
| 6 | Election of Evan G. Greenberg as Chairman of the Board of Directors | | Management | For | Voted - For |
| 7A | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | | Management | For | Voted - For |
| 7B | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | | Management | For | Voted - For |
| 7C | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | | Management | For | Voted - For |
| 7D | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | | Management | For | Voted - For |
| 8 | Election of Homburger AG as independent proxy | | Management | For | Voted - For |
| 9 | Amendment to the Articles of Association relating to authorized share capital for general purposes | | Management | For | Voted - For |
| 10 | Reduction of share capital | | Management | For | Voted - For |
| 11A | Compensation of the Board of Directors until the next annual general meeting | | Management | For | Voted - For |
| 11B | Compensation of Executive Management for the next calendar year | | Management | For | Voted - For |
| 12 | Advisory vote to approve executive compensation under U.S. securities law requirements | | Management | For | Voted - Against |
| A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | | Management | For | Voted - Against |
CINTAS CORPORATION
Security ID: 172908105
Ticker: CTAS
Meeting Date: 29-Oct-19
Meeting Type: Annual
| 1A. | Election of Director: Gerald S. Adolph | | Management | For | Voted - For |
| 1B. | Election of Director: John F. Barrett | | Management | For | Voted - For |
| 1C. | Election of Director: Melanie W. Barstad | | Management | For | Voted - For |
| 1D. | Election of Director: Karen L. Carnahan | | Management | For | Voted - For |
| 1E. | Election of Director: Robert E. Coletti | | Management | For | Voted - For |
| 1F. | Election of Director: Scott D. Farmer | | Management | For | Voted - For |
| 1G. | Election of Director: James J. Johnson | | Management | For | Voted - For |
| 1H. | Election of Director: Joseph Scaminace | | Management | For | Voted - For |
| 1I. | Election of Director: Ronald W. Tysoe | | Management | For | Voted - For |
| 2. | To approve, on an advisory basis, named executive officer compensation. | | Management | For | Voted - For |
| 3. | To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2020. | | Management | For | Voted - For |
| 4. | A shareholder proposal requesting the Company provide an annual report on political contributions, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
CISCO SYSTEMS, INC.
Security ID: 17275R102
Ticker: CSCO
Meeting Date: 10-Dec-19
Meeting Type: Annual
| 1A. | Election of Director: M. Michele Burns | | Management | For | Voted - For |
| 1B. | Election of Director: Wesley G. Bush | | Management | For | Voted - For |
| 1C. | Election of Director: Michael D. Capellas | | Management | For | Voted - For |
| 1D. | Election of Director: Mark Garrett | | Management | For | Voted - For |
| 1E. | Election of Director: Dr. Kristina M. Johnson | | Management | For | Voted - For |
| 1F. | Election of Director: Roderick C. McGeary | | Management | For | Voted - For |
| 1G. | Election of Director: Charles H. Robbins | | Management | For | Voted - For |
| 1H. | Election of Director: Arun Sarin | | Management | For | Voted - For |
| 1I. | Election of Director: Brenton L. Saunders | | Management | For | Voted - For |
| 1J. | Election of Director: Carol B. Tomé | | Management | For | Voted - For |
| 2. | Approval, on an advisory basis, of executive compensation. | | Management | For | Voted - For |
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2020. | | Management | For | Voted - For |
| 4. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | | Shareholder | Against | Voted - Against |
CME GROUP INC.
Security ID: 12572Q105
Ticker: CME
Meeting Date: 06-May-20
Meeting Type: Annual
| 1A. | Election of Equity Director: Terrence A. Duffy | | Management | For | Voted - For |
| 1B. | Election of Equity Director: Timothy S. Bitsberger | | Management | For | Voted - For |
| 1C. | Election of Equity Director: Charles P. Carey | | Management | For | Voted - For |
| 1D. | Election of Equity Director: Dennis H. Chookaszian | | Management | For | Voted - For |
| 1E. | Election of Equity Director: Bryan T. Durkin | | Management | For | Voted - For |
| 1F. | Election of Equity Director: Ana Dutra | | Management | For | Voted - For |
| 1G. | Election of Equity Director: Martin J. Gepsman | | Management | For | Voted - For |
| 1H. | Election of Equity Director: Larry G. Gerdes | | Management | For | Voted - For |
| 1I. | Election of Equity Director: Daniel R. Glickman | | Management | For | Voted - For |
| 1J. | Election of Equity Director: Daniel G. Kaye | | Management | For | Voted - For |
| 1K. | Election of Equity Director: Phyllis M. Lockett | | Management | For | Voted - For |
| 1L. | Election of Equity Director: Deborah J. Lucas | | Management | For | Voted - For |
| 1M. | Election of Equity Director: Terry L. Savage | | Management | For | Voted - For |
| 1N. | Election of Equity Director: Rahael Seifu | | Management | For | Voted - For |
| 1O. | Election of Equity Director: William R. Shepard | | Management | For | Voted - For |
| 1P. | Election of Equity Director: Howard J. Siegel | | Management | For | Voted - For |
| 1Q. | Election of Equity Director: Dennis A. Suskind | | Management | For | Voted - For |
| 2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2020. | | Management | For | Voted - For |
| 3. | Advisory vote on the compensation of our named executive officers. | | Management | For | Voted - For |
CMS ENERGY CORPORATION
Security ID: 125896100
Ticker: CMS
Meeting Date: 01-May-20
Meeting Type: Annual
| 1A. | Election of Director: Jon E. Barfield | | Management | For | Voted - For |
| 1B. | Election of Director: Deborah H. Butler | | Management | For | Voted - For |
| 1C. | Election of Director: Kurt L. Darrow | | Management | For | Voted - For |
| 1D. | Election of Director: William D. Harvey | | Management | For | Voted - For |
| 1E. | Election of Director: Patricia K. Poppe | | Management | For | Voted - For |
| 1F. | Election of Director: John G. Russell | | Management | For | Voted - For |
| 1G. | Election of Director: Suzanne F. Shank | | Management | For | Voted - For |
| 1H. | Election of Director: Myrna M. Soto | | Management | For | Voted - For |
| 1I. | Election of Director: John G. Sznewajs | | Management | For | Voted - For |
| 1J. | Election of Director: Ronald J. Tanski | | Management | For | Voted - For |
| 1K. | Election of Director: Laura H. Wright | | Management | For | Voted - For |
| 2. | Approve, on an advisory basis, the Company's executive compensation. | | Management | For | Voted - For |
| 3. | Ratify the appointment of independent registered public accounting firm (PricewaterhouseCoopers LLP). | | Management | For | Voted - For |
| 4. | Approve the 2020 Performance Incentive Stock Plan. | | Management | For | Voted - For |
| 5. | Shareholder Proposal - Political Contributions Disclosure. | | Shareholder | Against | Voted - Against |
COLGATE-PALMOLIVE COMPANY
Security ID: 194162103
Ticker: CL
Meeting Date: 08-May-20
Meeting Type: Annual
| 1a. | Election of Director: John P. Bilbrey | | Management | For | Voted - For |
| 1b. | Election of Director: John T. Cahill | | Management | For | Voted - For |
| 1c. | Election of Director: Lisa M. Edwards | | Management | For | Voted - For |
| 1d. | Election of Director: Helene D. Gayle | | Management | For | Voted - For |
| 1e. | Election of Director: C. Martin Harris | | Management | For | Voted - For |
| 1f. | Election of Director: Martina Hund-Mejean | | Management | For | Voted - For |
| 1g. | Election of Director: Lorrie M. Norrington | | Management | For | Voted - For |
| 1h. | Election of Director: Michael B. Polk | | Management | For | Voted - For |
| 1i. | Election of Director: Stephen I. Sadove | | Management | For | Voted - For |
| 1j. | Election of Director: Noel R. Wallace | | Management | For | Voted - For |
| 2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | | Management | For | Voted - For |
| 3. | Advisory vote on executive compensation. | | Management | For | Voted - For |
| 4. | Stockholder proposal on independent Board Chairman. | | Shareholder | Against | Voted - Against |
| 5. | Stockholder proposal to reduce the ownership threshold to call special stockholder meetings to 10%. | | Shareholder | Against | Voted - For |
COMCAST CORPORATION
Security ID: 20030N101
Ticker: CMCSA
Meeting Date: 03-Jun-20
Meeting Type: Annual
| 1.1 | Director: Kenneth J. Bacon | | Management | For | Voted - For |
| 1.2 | Director: Madeline S. Bell | | Management | For | Voted - For |
| 1.3 | Director: Naomi M. Bergman | | Management | For | Voted - For |
| 1.4 | Director: Edward D. Breen | | Management | For | Voted - For |
| 1.5 | Director: Gerald L. Hassell | | Management | For | Voted - For |
| 1.6 | Director: Jeffrey A. Honickman | | Management | For | Voted - For |
| 1.7 | Director: Maritza G. Montiel | | Management | For | Voted - For |
| 1.8 | Director: Asuka Nakahara | | Management | For | Voted - For |
| 1.9 | Director: David C. Novak | | Management | For | Voted - For |
| 1.10 | Director: Brian L. Roberts | | Management | For | Voted - For |
| 2. | Ratification of the appointment of our independent auditors | | Management | For | Voted - For |
| 3. | Approval of Amended 2003 Stock Option Plan | | Management | For | Voted - For |
| 4. | Approval of Amended 2002 Restricted Stock Plan | | Management | For | Voted - For |
| 5. | Advisory vote on executive compensation | | Management | For | Voted - For |
| 6. | To provide a lobbying report | | Shareholder | Against | Voted - Against |
| 7. | To require an independent board chairman | | Shareholder | Against | Voted - Against |
| 8. | To conduct independent investigation and report on risks posed by failing to prevent sexual harassment | | Shareholder | Against | Voted - For |
COSTCO WHOLESALE CORPORATION
Security ID: 22160K105
Ticker: COST
Meeting Date: 22-Jan-20
Meeting Type: Annual
| 1.1 | Director: Susan L. Decker | | Management | For | Voted - For |
| 1.2 | Director: Richard A. Galanti | | Management | For | Voted - For |
| 1.3 | Director: Sally Jewell | | Management | For | Voted - For |
| 1.4 | Director: Charles T. Munger | | Management | For | Voted - For |
| 2. | Ratification of selection of independent auditors. | | Management | For | Voted - For |
| 3. | Approval, on an advisory basis, of executive compensation. | | Management | For | Voted - For |
| 4. | Approval to amend Articles of Incorporation to permit removal of directors without cause. | | Management | For | Voted - For |
| 5. | Shareholder proposal regarding a director skills matrix and disclosure of director ideological perspectives. | | Shareholder | Against | Voted - Against |
CVS HEALTH CORPORATION
Security ID: 126650100
Ticker: CVS
Meeting Date: 14-May-20
Meeting Type: Annual
| 1A. | Election of Director: Fernando Aguirre | | Management | For | Voted - For |
| 1B. | Election of Director: C. David Brown II | | Management | For | Voted - For |
| 1C. | Election of Director: Alecia A. DeCoudreaux | | Management | For | Voted - For |
| 1D. | Election of Director: Nancy-Ann M. DeParle | | Management | For | Voted - For |
| 1E. | Election of Director: David W. Dorman | | Management | For | Voted - For |
| 1F. | Election of Director: Roger N. Farah | | Management | For | Voted - For |
| 1G. | Election of Director: Anne M. Finucane | | Management | For | Voted - For |
| 1H. | Election of Director: Edward J. Ludwig | | Management | For | Voted - For |
| 1I. | Election of Director: Larry J. Merlo | | Management | For | Voted - For |
| 1J. | Election of Director: Jean-Pierre Millon | | Management | For | Voted - For |
| 1K. | Election of Director: Mary L. Schapiro | | Management | For | Voted - For |
| 1L. | Election of Director: William C. Weldon | | Management | For | Voted - For |
| 1M. | Election of Director: Tony L. White | | Management | For | Voted - For |
| 2. | Ratification of the appointment of our independent registered public accounting firm for 2020. | | Management | For | Voted - For |
| 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | | Management | For | Voted - Against |
| 4. | Proposal to amend the Company's 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. | | Management | For | Voted - For |
| 5. | Proposal to amend the Company's 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. | | Management | For | Voted - For |
| 6. | Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent. | | Shareholder | Against | Voted - For |
| 7. | Stockholder proposal regarding our independent Board Chair. | | Shareholder | Against | Voted - Against |
DANAHER CORPORATION
Security ID: 235851102
Ticker: DHR
Meeting Date: 05-May-20
Meeting Type: Annual
| 1A. | Election of Director: Linda Hefner Filler | | Management | For | Voted - For |
| 1B. | Election of Director: Thomas P. Joyce, Jr. | | Management | For | Voted - For |
| 1C. | Election of Director: Teri List-Stoll | | Management | For | Voted - For |
| 1D. | Election of Director: Walter G. Lohr, Jr. | | Management | For | Voted - For |
| 1E. | Election of Director: Jessica L. Mega, MD, MPH | | Management | For | Voted - For |
| 1F. | Election of Director: Pardis C. Sabeti, MD, D. Phil. | | Management | For | Voted - For |
| 1G. | Election of Director: Mitchell P. Rales | | Management | For | Voted - For |
| 1H. | Election of Director: Steven M. Rales | | Management | For | Voted - For |
| 1I. | Election of Director: John T. Schwieters | | Management | For | Voted - For |
| 1J. | Election of Director: Alan G. Spoon | | Management | For | Voted - For |
| 1K. | Election of Director: Raymond C. Stevens, Ph.D. | | Management | For | Voted - For |
| 1L. | Election of Director: Elias A. Zerhouni, MD | | Management | For | Voted - For |
| 2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2020 | | Management | For | Voted - For |
| 3. | To approve on an advisory basis the Company's named executive officer compensation | | Management | For | Voted - For |
| 4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10% | | Shareholder | Against | Voted - For |
EDWARDS LIFESCIENCES CORPORATION
Security ID: 28176E108
Ticker: EW
Meeting Date: 07-May-20
Meeting Type: Annual
| 1A. | Election of Director: Michael A. Mussallem | | Management | For | Voted - For |
| 1B. | Election of Director: Kieran T. Gallahue | | Management | For | Voted - For |
| 1C. | Election of Director: Leslie S. Heisz | | Management | For | Voted - For |
| 1D. | Election of Director: William J. Link, Ph.D. | | Management | For | Voted - For |
| 1E. | Election of Director: Steven R. Loranger | | Management | For | Voted - For |
| 1F. | Election of Director: Martha H. Marsh | | Management | For | Voted - For |
| 1G. | Election of Director: Ramona Sequeira | | Management | For | Voted - For |
| 1H. | Election of Director: Nicholas J. Valeriani | | Management | For | Voted - For |
| 2. | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | | Management | For | Voted - For |
| 3. | APPROVAL OF THE 2020 NONEMPLOYEE DIRECTORS STOCK INCENTIVE PROGRAM. | | Management | For | Voted - For |
| 4. | APPROVAL OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FOR THE PURPOSE OF EFFECTING A THREE-FOR- ONE STOCK SPLIT. | | Management | For | Voted - For |
| 5. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | For | Voted - For |
| 6. | ADVISORY VOTE ON A STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT. | | Shareholder | Against | Voted - Against |
EQUINIX, INC.
Security ID: 29444U700
Ticker: EQIX
Meeting Date: 18-Jun-20
Meeting Type: Annual
| 1.1 | Director: Thomas Bartlett | | Management | For | Voted - For |
| 1.2 | Director: Nanci Caldwell | | Management | For | Voted - For |
| 1.3 | Director: Adaire Fox-Martin | | Management | For | Voted - For |
| 1.4 | Director: Gary Hromadko | | Management | For | Voted - For |
| 1.5 | Director: William Luby | | Management | For | Voted - For |
| 1.6 | Director: Irving Lyons III | | Management | For | Voted - For |
| 1.7 | Director: Charles Meyers | | Management | For | Voted - For |
| 1.8 | Director: Christopher Paisley | | Management | For | Voted - For |
| 1.9 | Director: Sandra Rivera | | Management | For | Voted - For |
| 1.10 | Director: Peter Van Camp | | Management | For | Voted - For |
| 2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | | Management | For | Voted - For |
| 3. | To approve the Equinix, Inc. 2020 Equity Incentive Plan. | | Management | For | Voted - For |
| 4. | To ratify the appointment of PricewaterhouseCoopers LLP as Equinix's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
| 5. | Stockholder proposal related to political contributions disclosure and oversight. | | Shareholder | Against | Voted - Against |
ESSEX PROPERTY TRUST, INC.
Security ID: 297178105
Ticker: ESS
Meeting Date: 12-May-20
Meeting Type: Annual
| 1.1 | Director: Keith R. Guericke | | Management | For | Voted - For |
| 1.2 | Director: Maria R. Hawthorne | | Management | For | Voted - For |
| 1.3 | Director: Amal M. Johnson | | Management | For | Voted - For |
| 1.4 | Director: Mary Kasaris | | Management | For | Voted - For |
| 1.5 | Director: Irving F. Lyons, III | | Management | For | Voted - For |
| 1.6 | Director: George M. Marcus | | Management | For | Voted - For |
| 1.7 | Director: Thomas E. Robinson | | Management | For | Voted - For |
| 1.8 | Director: Michael J. Schall | | Management | For | Voted - For |
| 1.9 | Director: Byron A. Scordelis | | Management | For | Voted - For |
| 2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | | Management | For | Voted - For |
| 3. | Advisory vote to approve the Company's named executive officer compensation. | | Management | For | Voted - For |
FACEBOOK, INC.
Security ID: 30303M102
Ticker: FB
Meeting Date: 27-May-20
Meeting Type: Annual
| 1.1 | Director: Peggy Alford | | Management | For | Voted - For |
| 1.2 | Director: Marc L. Andreessen | | Management | For | Voted - For |
| 1.3 | Director: Andrew W. Houston | | Management | For | Voted - For |
| 1.4 | Director: Nancy Killefer | | Management | For | Voted - For |
| 1.5 | Director: Robert M. Kimmitt | | Management | For | Voted - For |
| 1.6 | Director: Sheryl K. Sandberg | | Management | For | Voted - For |
| 1.7 | Director: Peter A. Thiel | | Management | For | Voted - For |
| 1.8 | Director: Tracey T. Travis | | Management | For | Voted - For |
| 1.9 | Director: Mark Zuckerberg | | Management | For | Voted - For |
| 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
| 3. | To approve the director compensation policy. | | Management | For | Voted - For |
| 4. | A stockholder proposal regarding change in stockholder voting. | | Shareholder | Against | Voted - For |
| 5. | A stockholder proposal regarding an independent chair. | | Shareholder | Against | Voted - Against |
| 6. | A stockholder proposal regarding majority voting for directors. | | Shareholder | Against | Voted - For |
| 7. | A stockholder proposal regarding political advertising. | | Shareholder | Against | Voted - For |
| 8. | A stockholder proposal regarding human/civil rights expert on board. | | Shareholder | Against | Voted - For |
| 9. | A stockholder proposal regarding report on civil and human rights risks. | | Shareholder | Against | Voted - For |
| 10. | A stockholder proposal regarding child exploitation. | | Shareholder | Against | Voted - For |
| 11. | A stockholder proposal regarding median gender/racial pay gap. | | Shareholder | Against | Voted - For |
HONEYWELL INTERNATIONAL INC.
Security ID: 438516106
Ticker: HON
Meeting Date: 27-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Darius Adamczyk | | Management | For | Voted - For |
| 1B. | Election of Director: Duncan B. Angove | | Management | For | Voted - For |
| 1C. | Election of Director: William S. Ayer | | Management | For | Voted - For |
| 1D. | Election of Director: Kevin Burke | | Management | For | Voted - For |
| 1E. | Election of Director: D. Scott Davis | | Management | For | Voted - For |
| 1F. | Election of Director: Linnet F. Deily | | Management | For | Voted - For |
| 1G. | Election of Director: Deborah Flint | | Management | For | Voted - For |
| 1H. | Election of Director: Judd Gregg | | Management | For | Voted - For |
| 1I. | Election of Director: Clive Hollick | | Management | For | Voted - For |
| 1J. | Election of Director: Grace D. Lieblein | | Management | For | Voted - For |
| 1K. | Election of Director: Raymond T. Odierno | | Management | For | Voted - For |
| 1L. | Election of Director: George Paz | | Management | For | Voted - For |
| 1M. | Election of Director: Robin L. Washington | | Management | For | Voted - For |
| 2. | Advisory Vote to Approve Executive Compensation. | | Management | For | Voted - For |
| 3. | Approval of Independent Accountants. | | Management | For | Voted - For |
| 4. | Let Shareholders Vote on Bylaw Amendments. | | Shareholder | Against | Voted - Against |
| 5. | Report on Lobbying Activities and Expenditures. | | Shareholder | Against | Voted - Against |
INGERSOLL-RAND PLC
Security ID: G47791101
Ticker: IR
Meeting Date: 04-Feb-20
Meeting Type: Special
| 1. | To vote to pass a special resolution to change the Company's name to Trane Technologies plc on such date as determined by the Chairman and Senior Vice President and General Counsel of the Company. | | Management | For | Voted - For |
JOHNSON & JOHNSON
Security ID: 478160104
Ticker: JNJ
Meeting Date: 23-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Mary C. Beckerle | | Management | For | Voted - For |
| 1B. | Election Of Director: D. Scott Davis | | Management | For | Voted - For |
| 1C. | Election of Director: Ian E. L. Davis | | Management | For | Voted - For |
| 1D. | Election of Director: Jennifer A. Doudna | | Management | For | Voted - For |
| 1E. | Election of Director: Alex Gorsky | | Management | For | Voted - For |
| 1F. | Election of Director: Marillyn A. Hewson | | Management | For | Voted - For |
| 1G. | Election of Director: Hubert Joly | | Management | For | Voted - For |
| 1H. | Election of Director: Mark B. McClellan | | Management | For | Voted - For |
| 1I. | Election of Director: Anne M. Mulcahy | | Management | For | Voted - For |
| 1J. | Election of Director: Charles Prince | | Management | For | Voted - For |
| 1K. | Election of Director: A. Eugene Washington | | Management | For | Voted - For |
| 1L. | Election of Director: Mark A. Weinberger | | Management | For | Voted - For |
| 1M. | Election of Director: Ronald A. Williams | | Management | For | Voted - For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | | Management | For | Voted - For |
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | | Management | For | Voted - For |
| 4. | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | | Management | For | Voted - For |
| 5. | Independent Board Chair | | Shareholder | Against | Voted - Against |
| 6. | Report on Governance of Opioids-Related Risks | | Shareholder | Against | Voted - For |
JPMORGAN CHASE & CO.
Security ID: 46625H100
Ticker: JPM
Meeting Date: 19-May-20
Meeting Type: Annual
| 1A. | Election of Director: Linda B. Bammann | | Management | For | Voted - For |
| 1B. | Election of Director: Stephen B. Burke | | Management | For | Voted - For |
| 1C. | Election of Director: Todd A. Combs | | Management | For | Voted - For |
| 1D. | Election of Director: James S. Crown | | Management | For | Voted - For |
| 1E. | Election of Director: James Dimon | | Management | For | Voted - For |
| 1F. | Election of Director: Timothy P. Flynn | | Management | For | Voted - For |
| 1G. | Election of Director: Mellody Hobson | | Management | For | Voted - For |
| 1H. | Election of Director: Michael A. Neal | | Management | For | Voted - For |
| 1I. | Election of Director: Lee R. Raymond | | Management | For | Voted - For |
| 1J. | Election of Director: Virginia M. Rometty | | Management | For | Voted - For |
| 2. | Advisory resolution to approve executive compensation | | Management | For | Voted - For |
| 3. | Ratification of independent registered public accounting firm | | Management | For | Voted - For |
| 4. | Independent board chairman | | Shareholder | Against | Voted - Against |
| 5. | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | | Shareholder | Against | Voted - Against |
| 6. | Climate change risk reporting | | Shareholder | Against | Voted - For |
| 7. | Amend shareholder written consent provisions | | Shareholder | Against | Voted - For |
| 8. | Charitable contributions disclosure | | Shareholder | Against | Voted - Against |
| 9. | Gender/Racial pay equity | | Shareholder | Against | Voted - Against |
LINDE PLC
Security ID: G5494J103
Ticker: LIN
Meeting Date: 26-Jul-19
Meeting Type: Annual
| 1a. | Election of Director: Prof. Dr. Wolfgang Reitzle | | Management | For | Voted - For |
| 1b. | Election of Director: Stephen F. Angel | | Management | For | Voted - For |
| 1c. | Election of Director: Prof. DDr. Ann-Kristin Achleitner | | Management | For | Voted - For |
| 1d. | Election of Director: Prof. Dr. Clemens Börsig | | Management | For | Voted - For |
| 1e. | Election of Director: Dr. Nance K. Dicciani | | Management | For | Voted - For |
| 1f. | Election of Director: Dr. Thomas Enders | | Management | For | Voted - For |
| 1g. | Election of Director: Franz Fehrenbach | | Management | For | Voted - For |
| 1h. | Election of Director: Edward G. Galante | | Management | For | Voted - For |
| 1i. | Election of Director: Larry D. McVay | | Management | For | Voted - For |
| 1j. | Election of Director: Dr. Victoria Ossadnik | | Management | For | Voted - For |
| 1k. | Election of Director: Prof. Dr. Martin H. Richenhagen | | Management | For | Voted - For |
| 1l. | Election of Director: Robert L. Wood | | Management | For | Voted - For |
| 2a. | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. | | Management | For | Voted - For |
| 2b. | To authorize the Board, acting through the Audit Committee, to determine PWC's remuneration. | | Management | For | Voted - For |
| 3. | To determine the price range at which Linde plc can re-allot shares that it acquires as treasury shares under Irish law. | | Management | For | Voted - For |
| 4. | To approve, on an advisory and non-binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2019 Proxy Statement. | | Management | For | Voted - For |
| 5. | To recommend, on an advisory and non- binding basis, the frequency of holding future advisory shareholder votes on the compensation of Linde plc's Named Executive Officers. | | Management | 1 Year | Voted - 1 Year |
MASTERCARD INCORPORATED
Security ID: 57636Q104
Ticker: MA
Meeting Date: 16-Jun-20
Meeting Type: Annual
| 1A. | Election of Director: Richard Haythornthwaite | | Management | For | Voted - For |
| 1B. | Election of Director: Ajay Banga | | Management | For | Voted - For |
| 1C. | Election of Director: Richard K. Davis | | Management | For | Voted - For |
| 1D. | Election of Director: Steven J. Freiberg | | Management | For | Voted - For |
| 1E. | Election of Director: Julius Genachowski | | Management | For | Voted - For |
| 1F. | Election of Director: Choon Phong Goh | | Management | For | Voted - For |
| 1G. | Election of Director: Merit E. Janow | | Management | For | Voted - For |
| 1H. | Election of Director: Oki Matsumoto | | Management | For | Voted - For |
| 1I. | Election of Director: Youngme Moon | | Management | For | Voted - For |
| 1J. | Election of Director: Rima Qureshi | | Management | For | Voted - For |
| 1K. | Election of Director: José Octavio Reyes Lagunes | | Management | For | Voted - For |
| 1L. | Election of Director: Gabrielle Sulzberger | | Management | For | Voted - For |
| 1M. | Election of Director: Jackson Tai | | Management | For | Voted - For |
| 1N. | Election of Director: Lance Uggla | | Management | For | Voted - For |
| 2. | Advisory approval of Mastercard's executive compensation | | Management | For | Voted - For |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | | Management | For | Voted - For |
MCDONALD'S CORPORATION
Security ID: 580135101
Ticker: MCD
Meeting Date: 21-May-20
Meeting Type: Annual
| 1A. | Election of Director for a one-year term expiring in 2021: Lloyd Dean | | Management | For | Voted - For |
| 1B. | Election of Director for a one-year term expiring in 2021: Robert Eckert | | Management | For | Voted - For |
| 1C. | Election of Director for a one-year term expiring in 2021: Catherine Engelbert | | Management | For | Voted - For |
| 1D. | Election of Director for a one-year term expiring in 2021: Margaret Georgiadis | | Management | For | Voted - For |
| 1E. | Election of Director for a one-year term expiring in 2021: Enrique Hernandez, Jr. | | Management | For | Voted - For |
| 1F. | Election of Director for a one-year term expiring in 2021: Christopher Kempczinski | | Management | For | Voted - For |
| 1G. | Election of Director for a one-year term expiring in 2021: Richard Lenny | | Management | For | Voted - For |
| 1H. | Election of Director for a one-year term expiring in 2021: John Mulligan | | Management | For | Voted - For |
| 1I. | Election of Director for a one-year term expiring in 2021: Sheila Penrose | | Management | For | Voted - For |
| 1J. | Election of Director for a one-year term expiring in 2021: John Rogers, Jr. | | Management | For | Voted - For |
| 1K. | Election of Director for a one-year term expiring in 2021: Paul Walsh | | Management | For | Voted - For |
| 1L. | Election of Director for a one-year term expiring in 2021: Miles White | | Management | For | Voted - For |
| 2. | Advisory vote to approve executive compensation. | | Management | For | Voted - Against |
| 3. | Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor for 2020. | | Management | For | Voted - For |
| 4. | Vote to approve the Company's Amended and Restated 2012 Omnibus Stock Ownership Plan. | | Management | For | Voted - For |
| 5. | Advisory vote on a shareholder proposal requesting to change the thresholds to call special shareholder meetings, if properly presented. | | Shareholder | Against | Voted - For |
| 6. | Advisory vote on a shareholder proposal requesting the Board issue a report on sugar and public health, if properly presented. | | Shareholder | Against | Voted - Against |
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 04-Dec-19
Meeting Type: Annual
| 1A. | Election of Director: William H. Gates III | | Management | For | Voted - For |
| 1B. | Election of Director: Reid G. Hoffman | | Management | For | Voted - For |
| 1C. | Election of Director: Hugh F. Johnston | | Management | For | Voted - For |
| 1D. | Election of Director: Teri L. List-Stoll | | Management | For | Voted - For |
| 1E. | Election of Director: Satya Nadella | | Management | For | Voted - For |
| 1F. | Election of Director: Sandra E. Peterson | | Management | For | Voted - For |
| 1G. | Election of Director: Penny S. Pritzker | | Management | For | Voted - For |
| 1H. | Election of Director: Charles W. Scharf | | Management | For | Voted - For |
| 1I. | Election of Director: Arne M. Sorenson | | Management | For | Voted - For |
| 1J. | Election of Director: John W. Stanton | | Management | For | Voted - For |
| 1K. | Election of Director: John W. Thompson | | Management | For | Voted - For |
| 1L. | Election of Director: Emma Walmsley | | Management | For | Voted - For |
| 1M. | Election of Director: Padmasree Warrior | | Management | For | Voted - For |
| 2. | Advisory vote to approve named executive officer compensation | | Management | For | Voted - For |
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | | Management | For | Voted - For |
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | | Shareholder | Against | Voted - Against |
| 5. | Shareholder Proposal - Report on Gender Pay Gap | | Shareholder | Against | Voted - Against |
NEXTERA ENERGY, INC.
Security ID: 65339F101
Ticker: NEE
Meeting Date: 21-May-20
Meeting Type: Annual
| 1A. | Election of Director: Sherry S. Barrat | | Management | For | Voted - For |
| 1B. | Election of Director: James L. Camaren | | Management | For | Voted - For |
| 1C. | Election of Director: Kenneth B. Dunn | | Management | For | Voted - For |
| 1D. | Election of Director: Naren K. Gursahaney | | Management | For | Voted - For |
| 1E. | Election of Director: Kirk S. Hachigian | | Management | For | Voted - For |
| 1F. | Election of Director: Toni Jennings | | Management | For | Voted - For |
| 1G. | Election of Director: Amy B. Lane | | Management | For | Voted - For |
| 1H. | Election of Director: David L. Porges | | Management | For | Voted - For |
| 1I. | Election of Director: James L. Robo | | Management | For | Voted - For |
| 1J. | Election of Director: Rudy E. Schupp | | Management | For | Voted - For |
| 1K. | Election of Director: John L. Skolds | | Management | For | Voted - For |
| 1L. | Election of Director: William H. Swanson | | Management | For | Voted - For |
| 1M. | Election of Director: Darryl L. Wilson | | Management | For | Voted - For |
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2020 | | Management | For | Voted - For |
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | | Management | For | Voted - For |
| 4. | A proposal entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures | | Shareholder | Against | Voted - Against |
| 5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders | | Shareholder | Against | Voted - For |
NORTHROP GRUMMAN CORPORATION
Security ID: 666807102
Ticker: NOC
Meeting Date: 20-May-20
Meeting Type: Annual
| 1A. | Election of Director: Kathy J. Warden | | Management | For | Voted - For |
| 1B. | Election of Director: Marianne C. Brown | | Management | For | Voted - For |
| 1C. | Election of Director: Donald E. Felsinger | | Management | For | Voted - For |
| 1D. | Election of Director: Ann M. Fudge | | Management | For | Voted - For |
| 1E. | Election of Director: Bruce S. Gordon | | Management | For | Voted - For |
| 1F. | Election of Director: William H. Hernandez | | Management | For | Voted - For |
| 1G. | Election of Director: Madeleine A. Kleiner | | Management | For | Voted - For |
| 1H. | Election of Director: Karl J. Krapek | | Management | For | Voted - For |
| 1I. | Election of Director: Gary Roughead | | Management | For | Voted - For |
| 1J. | Election of Director: Thomas M. Schoewe | | Management | For | Voted - For |
| 1K. | Election of Director: James S. Turley | | Management | For | Voted - For |
| 1L. | Election of Director: Mark A. Welsh III | | Management | For | Voted - For |
| 2. | Proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | | Management | For | Voted - For |
| 3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2020. | | Management | For | Voted - For |
| 4. | Shareholder proposal that the Company assess and report on potential human rights impacts that could result from governments' use of the Company's products and services, including in conflict-affected areas. | | Shareholder | Against | Voted - Against |
| 5. | Shareholder proposal to move to a 3% ownership threshold for shareholders to request action by written consent. | | Shareholder | Against | Voted - For |
PEPSICO, INC.
Security ID: 713448108
Ticker: PEP
Meeting Date: 06-May-20
Meeting Type: Annual
| 1A. | Election of Director: Shona L. Brown | | Management | For | Voted - For |
| 1B. | Election of Director: Cesar Conde | | Management | For | Voted - For |
| 1C. | Election of Director: Ian Cook | | Management | For | Voted - For |
| 1D. | Election of Director: Dina Dublon | | Management | For | Voted - For |
| 1E. | Election of Director: Richard W. Fisher | | Management | For | Voted - For |
| 1F. | Election of Director: Michelle Gass | | Management | For | Voted - For |
| 1G. | Election of Director: Ramon L. Laguarta | | Management | For | Voted - For |
| 1H. | Election of Director: David C. Page | | Management | For | Voted - For |
| 1I. | Election of Director: Robert C. Pohlad | | Management | For | Voted - For |
| 1J. | Election of Director: Daniel Vasella | | Management | For | Voted - For |
| 1K. | Election of Director: Darren Walker | | Management | For | Voted - For |
| 1L. | Election of Director: Alberto Weisser | | Management | For | Voted - For |
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | | Management | For | Voted - For |
| 3. | Advisory approval of the Company's executive compensation. | | Management | For | Voted - For |
| 4. | Shareholder Proposal - Reduce Ownership Threshold to Call Special Shareholder Meetings. | | Shareholder | Against | Voted - For |
| 5. | SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND PUBLIC HEALTH. | | Shareholder | Against | Voted - Against |
PULTEGROUP, INC.
Security ID: 745867101
Ticker: PHM
Meeting Date: 07-May-20
Meeting Type: Annual
| 1A. | Election of Director: Brian P. Anderson | | Management | For | Voted - For |
| 1B. | Election of Director: Bryce Blair | | Management | For | Voted - For |
| 1C. | Election of Director: Richard W. Dreiling | | Management | For | Voted - For |
| 1D. | Election of Director: Thomas J. Folliard | | Management | For | Voted - For |
| 1E. | Election of Director: Cheryl W. Grisé | | Management | For | Voted - For |
| 1F. | Election of Director: André J. Hawaux | | Management | For | Voted - For |
| 1G. | Election of Director: Ryan R. Marshall | | Management | For | Voted - For |
| 1H. | Election of Director: John R. Peshkin | | Management | For | Voted - For |
| 1I. | Election of Director: Scott F. Powers | | Management | For | Voted - For |
| 1J. | Election of Director: Lila Snyder | | Management | For | Voted - For |
| 2. | Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | | Management | For | Voted - For |
| 3. | Say-on-pay: Advisory vote to approve executive compensation. | | Management | For | Voted - For |
RAYTHEON COMPANY
Security ID: 755111507
Ticker: RTN
Meeting Date: 11-Oct-19
Meeting Type: Special
| 1. | Raytheon merger proposal: To adopt the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "merger agreement"). | | Management | For | Voted - For |
| 2. | Raytheon merger-related compensation proposal: To approve, by advisory (non- binding) vote, certain compensation arrangements that may be paid or become payable to Raytheon Company's named executive officers in connection with the merger contemplated by the merger agreement. | | Management | For | Voted - For |
| 3. | Raytheon adjournment proposal: To approve the adjournment of the Special Meeting of Stockholders of Raytheon Company to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting of Stockholders of Raytheon Company to adopt the Raytheon merger proposal. | | Management | For | Voted - For |
ROPER TECHNOLOGIES, INC.
Security ID: 776696106
Ticker: ROP
Meeting Date: 08-Jun-20
Meeting Type: Annual
| 1.1 | Director: Shellye L. Archambeau | | Management | For | Voted - For |
| 1.2 | Director: Amy Woods Brinkley | | Management | For | Voted - For |
| 1.3 | Director: John F. Fort, III | | Management | For | Voted - For |
| 1.4 | Director: L. Neil Hunn | | Management | For | Voted - For |
| 1.5 | Director: Robert D. Johnson | | Management | For | Voted - For |
| 1.6 | Director: Robert E. Knowling, Jr. | | Management | For | Voted - For |
| 1.7 | Director: Wilbur J. Prezzano | | Management | For | Voted - For |
| 1.8 | Director: Laura G. Thatcher | | Management | For | Voted - For |
| 1.9 | Director: Richard F. Wallman | | Management | For | Voted - For |
| 1.10 | Director: Christopher Wright | | Management | For | Voted - For |
| 2. | To consider, on a non-binding advisory basis, a resolution approving the compensation of our named executive officers. | | Management | For | Voted - Against |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2020. | | Management | For | Voted - For |
| 4. | To approve an amendment to the Roper Technologies, Inc. Director Compensation Plan. | | Management | For | Voted - For |
STRYKER CORPORATION
Security ID: 863667101
Ticker: SYK
Meeting Date: 05-May-20
Meeting Type: Annual
| 1A. | Election of Director: Mary K. Brainerd | | Management | For | Voted - For |
| 1B. | Election of Director: Srikant M. Datar, Ph.D. | | Management | For | Voted - For |
| 1C. | Election of Director: Roch Doliveux, DVM | | Management | For | Voted - For |
| 1D. | Election of Director: Allan C. Golston(Lead Independent Director) | | Management | For | Voted - For |
| 1E. | Election of Director: Kevin A. Lobo(Chairman of the Board) | | Management | For | Voted - For |
| 1F. | Election of Director: Sherilyn S. McCoy | | Management | For | Voted - For |
| 1G. | Election of Director: Andrew K. Silvernail | | Management | For | Voted - For |
| 1H. | Election of Director: Lisa M. Skeete Tatum | | Management | For | Voted - For |
| 1I. | Election of Director: Ronda E. Stryker | | Management | For | Voted - For |
| 1J. | Election of Director: Rajeev Suri | | Management | For | Voted - For |
| 2. | Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | | Management | For | Voted - For |
| 3. | Advisory vote to approve named executive officer compensation. | | Management | For | Voted - For |
| 4. | Non-management employee representation on the Board of Directors. | | Management | Against | Voted - Against |
SUNTRUST BANKS, INC.
Security ID: 867914103
Ticker: STI
Meeting Date: 30-Jul-19
Meeting Type: Special
| 1. | To approve the Amended Agreement and Plan of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the "Merger Agreement"), by and between BB&T Corporation, a North Carolina corporation, and SunTrust Banks, Inc., a Georgia corporation ("SunTrust") (the "SunTrust merger proposal"). | | Management | For | Voted - For |
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to SunTrust's named executive officers in connection with the transactions contemplated by the Merger Agreement. | | Management | For | Voted - For |
| 3. | To adjourn the SunTrust special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the SunTrust merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of SunTrust common stock and holders of SunTrust preferred stock. | | Management | For | Voted - For |
THE BOEING COMPANY
Security ID: 097023105
Ticker: BA
Meeting Date: 27-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Robert A. Bradway | | Management | For | Voted - For |
| 1B. | Election of Director: David L. Calhoun | | Management | For | Voted - For |
| 1C. | Election of Director: Arthur D. Collins Jr. | | Management | For | Voted - For |
| 1D. | Election of Director: Edmund P. Giambastiani Jr. | | Management | For | Voted - For |
| 1E. | Election of Director: Lynn J. Good | | Management | For | Voted - For |
| 1F. | Election of Director: Nikki R. Haley | | Management | For | Voted - For |
| 1G. | Election of Director: Akhil Johri | | Management | For | Voted - For |
| 1H. | Election of Director: Lawrence W. Kellner | | Management | For | Voted - For |
| 1I. | Election of Director: Caroline B. Kennedy | | Management | For | Voted - For |
| 1J. | Election of Director: Steven M. Mollenkopf | | Management | For | Voted - For |
| 1K. | Election of Director: John M. Richardson | | Management | For | Voted - For |
| 1L. | Election of Director: Susan C. Schwab | | Management | For | Voted - For |
| 1M. | Election of Director: Ronald A. Williams | | Management | For | Voted - For |
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | | Management | For | Voted - Against |
| 3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2020. | | Management | For | Voted - For |
| 4. | Disclosure of Director Skills, Ideological Perspectives, and Experience and Minimum Director Qualifications. | | Shareholder | Against | Voted - Against |
| 5. | Additional Report on Lobbying Activities. | | Shareholder | Against | Voted - Against |
| 6. | Policy Requiring Independent Board Chairman. | | Shareholder | Against | Voted - Against |
| 7. | Written Consent. | | Shareholder | Against | Voted - For |
| 8. | Mandatory Retention of Significant Stock by Executives. | | Shareholder | Against | Voted - Against |
| 9. | Additional Disclosure of Compensation Adjustments. | | Shareholder | Against | Voted - Against |
THE HOME DEPOT, INC.
Security ID: 437076102
Ticker: HD
Meeting Date: 21-May-20
Meeting Type: Annual
| 1A. | Election of Director: Gerard J. Arpey | | Management | For | Voted - For |
| 1B. | Election of Director: Ari Bousbib | | Management | For | Voted - For |
| 1C. | Election of Director: Jeffery H. Boyd | | Management | For | Voted - For |
| 1D. | Election of Director: Gregory D. Brenneman | | Management | For | Voted - For |
| 1E. | Election of Director: J. Frank Brown | | Management | For | Voted - For |
| 1F. | Election of Director: Albert P. Carey | | Management | For | Voted - For |
| 1G. | Election of Director: Helena B. Foulkes | | Management | For | Voted - For |
| 1H. | Election of Director: Linda R. Gooden | | Management | For | Voted - For |
| 1I. | Election of Director: Wayne M. Hewett | | Management | For | Voted - For |
| 1J. | Election of Director: Manuel Kadre | | Management | For | Voted - For |
| 1K. | Election of Director: Stephanie C. Linnartz | | Management | For | Voted - For |
| 1L. | Election of Director: Craig A. Menear | | Management | For | Voted - For |
| 2. | Ratification of the Appointment of KPMG LLP | | Management | For | Voted - For |
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | | Management | For | Voted - For |
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | | Shareholder | Against | Voted - For |
| 5. | Shareholder Proposal Regarding EEO-1 Disclosure | | Shareholder | Against | Voted - Against |
| 6. | Shareholder Proposal Regarding Executive Ownership Guidelines | | Shareholder | Against | Voted - Against |
| 7. | Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | | Shareholder | Against | Voted - Against |
THE PNC FINANCIAL SERVICES GROUP, INC.
Security ID: 693475105
Ticker: PNC
Meeting Date: 28-Apr-20
Meeting Type: Annual
| 1A. | Election of Director: Joseph Alvarado | | Management | For | Voted - For |
| 1B. | Election of Director: Charles E. Bunch | | Management | For | Voted - For |
| 1C. | Election of Director: Debra A. Cafaro | | Management | For | Voted - For |
| 1D. | Election of Director: Marjorie Rodgers Cheshire | | Management | For | Voted - For |
| 1E. | Election of Director: William S. Demchak | | Management | For | Voted - For |
| 1F. | Election of Director: Andrew T. Feldstein | | Management | For | Voted - For |
| 1G. | Election of Director: Richard J. Harshman | | Management | For | Voted - For |
| 1H. | Election of Director: Daniel R. Hesse | | Management | For | Voted - For |
| 1I. | Election of Director: Linda R. Medler | | Management | For | Voted - For |
| 1J. | Election of Director: Martin Pfinsgraff | | Management | For | Voted - For |
| 1K. | Election of Director: Toni Townes-Whitley | | Management | For | Voted - For |
| 1L. | Election of Director: Michael J. Ward | | Management | For | Voted - For |
| 2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2020. | | Management | For | Voted - For |
| 3. | Advisory vote to approve named executive officer compensation. | | Management | For | Voted - For |
| 4. | Approval of The PNC Financial Services Group, Inc. Employee Stock Purchase Plan, as amended and restated January 1, 2020. | | Management | For | Voted - For |
THE WALT DISNEY COMPANY
Security ID: 254687106
Ticker: DIS
Meeting Date: 11-Mar-20
Meeting Type: Annual
| 1A. | Election of Director: Susan E. Arnold | | Management | For | Voted - For |
| 1B. | Election of Director: Mary T. Barra | | Management | For | Voted - For |
| 1C. | Election of Director: Safra A. Catz | | Management | For | Voted - For |
| 1D. | Election of Director: Francis A. deSouza | | Management | For | Voted - For |
| 1E. | Election of Director: Michael B.G. Froman | | Management | For | Voted - For |
| 1F. | Election of Director: Robert A. Iger | | Management | For | Voted - For |
| 1G. | Election of Director: Maria Elena Lagomasino | | Management | For | Voted - For |
| 1H. | Election of Director: Mark G. Parker | | Management | For | Voted - For |
| 1I. | Election of Director: Derica W. Rice | | Management | For | Voted - For |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2020. | | Management | For | Voted - For |
| 3. | To approve the advisory resolution on executive compensation. | | Management | For | Voted - Against |
| 4. | To approve an amendment to the Company's Amended and Restated 2011 Stock Incentive Plan. | | Management | For | Voted - For |
| 5. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | | Shareholder | Against | Voted - Against |
THERMO FISHER SCIENTIFIC INC.
Security ID: 883556102
Ticker: TMO
Meeting Date: 20-May-20
Meeting Type: Annual
| 1A. | Election of Director: Marc N. Casper | | Management | For | Voted - For |
| 1B. | Election of Director: Nelson J. Chai | | Management | For | Voted - For |
| 1C. | Election of Director: C. Martin Harris | | Management | For | Voted - For |
| 1D. | Election of Director: Tyler Jacks | | Management | For | Voted - For |
| 1E. | Election of Director: Judy C. Lewent | | Management | For | Voted - For |
| 1F. | Election of Director: Thomas J. Lynch | | Management | For | Voted - For |
| 1G. | Election of Director: Jim P. Manzi | | Management | For | Voted - For |
| 1H. | Election of Director: James C. Mullen | | Management | For | Voted - For |
| 1I. | Election of Director: Lars R. Sørensen | | Management | For | Voted - For |
| 1J. | Election of Director: Debora L. Spar | | Management | For | Voted - For |
| 1K. | Election of Director: Scott M. Sperling | | Management | For | Voted - For |
| 1L. | Election of Director: Dion J. Weisler | | Management | For | Voted - For |
| 2. | An advisory vote to approve named executive officer compensation. | | Management | For | Voted - For |
| 3. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2020. | | Management | For | Voted - For |
T-MOBILE US, INC.
Security ID: 872590104
Ticker: TMUS
Meeting Date: 04-Jun-20
Meeting Type: Annual
| 1.1 | Director: Marcelo Claure | | Management | For | Voted - For |
| 1.2 | Director: Srikant M. Datar | | Management | For | Voted - For |
| 1.3 | Director: Ronald D. Fisher | | Management | For | Voted - For |
| 1.4 | Director: Srini Gopalan | | Management | For | Voted - For |
| 1.5 | Director: Lawrence H. Guffey | | Management | For | Voted - For |
| 1.6 | Director: Timotheus Höttges | | Management | For | Voted - For |
| 1.7 | Director: Christian P. Illek | | Management | For | Voted - For |
| 1.8 | Director: Stephen R. Kappes | | Management | For | Voted - For |
| 1.9 | Director: Raphael Kübler | | Management | For | Voted - For |
| 1.10 | Director: Thorsten Langheim | | Management | For | Voted - For |
| 1.11 | Director: G. Michael Sievert | | Management | For | Voted - For |
| 1.12 | Director: Teresa A. Taylor | | Management | For | Voted - For |
| 1.13 | Director: Kelvin R. Westbrook | | Management | For | Voted - For |
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2020. | | Management | For | Voted - For |
| 3. | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2019. | | Management | For | Voted - Against |
| 4. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | | Shareholder | Against | Voted - Against |
TRANE TECHNOLOGIES PLC
Security ID: G8994E103
Ticker: TT
Meeting Date: 04-Jun-20
Meeting Type: Annual
| 1A. | Election of Director: Kirk E. Arnold | | Management | For | Voted - For |
| 1B. | Election of Director: Ann C. Berzin | | Management | For | Voted - For |
| 1C. | Election of Director: John Bruton | | Management | For | Voted - For |
| 1D. | Election of Director: Jared L. Cohon | | Management | For | Voted - For |
| 1E. | Election of Director: Gary D. Forsee | | Management | For | Voted - For |
| 1F. | Election of Director: Linda P. Hudson | | Management | For | Voted - For |
| 1G. | Election of Director: Michael W. Lamach | | Management | For | Voted - For |
| 1H. | Election of Director: Myles P. Lee | | Management | For | Voted - For |
| 1I. | Election of Director: Karen B. Peetz | | Management | For | Voted - For |
| 1J. | Election of Director: John P. Surma | | Management | For | Voted - For |
| 1K. | Election of Director: Richard J. Swift | | Management | For | Voted - For |
| 1L. | Election of Director: Tony L. White | | Management | For | Voted - For |
| 2. | Advisory approval of the compensation of the Company's named executive officers. | | Management | For | Voted - For |
| 3. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors' remuneration. | | Management | For | Voted - For |
| 4. | Approval of the renewal of the Directors' existing authority to issue shares. | | Management | For | Voted - For |
| 5. | Approval of the renewal of the Directors' existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | | Management | For | Voted - For |
| 6. | Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) | | Management | For | Voted - For |
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102
Ticker: UNH
Meeting Date: 01-Jun-20
Meeting Type: Annual
| 1A. | Election of Director: Richard T. Burke | | Management | For | Voted - For |
| 1B. | Election of Director: Timothy P. Flynn | | Management | For | Voted - For |
| 1C. | Election of Director: Stephen J. Hemsley | | Management | For | Voted - For |
| 1D. | Election of Director: Michele J. Hooper | | Management | For | Voted - For |
| 1E. | Election of Director: F. William McNabb III | | Management | For | Voted - For |
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | | Management | For | Voted - For |
| 1G. | Election of Director: John H. Noseworthy, M.D. | | Management | For | Voted - For |
| 1H. | Election of Director: Glenn M. Renwick | | Management | For | Voted - For |
| 1I. | Election of Director: David S. Wichmann | | Management | For | Voted - For |
| 1J. | Election of Director: Gail R. Wilensky, Ph.D. | | Management | For | Voted - For |
| 2. | Advisory approval of the Company's executive compensation. | | Management | For | Voted - For |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | | Management | For | Voted - For |
| 4. | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | | Management | For | Voted - For |
| 5. | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non- binding shareholder vote. | | Shareholder | Against | Voted - Against |
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 28-Jan-20
Meeting Type: Annual
| 1A. | Election of Director: Lloyd A. Carney | | Management | For | Voted - For |
| 1B. | Election of Director: Mary B. Cranston | | Management | For | Voted - For |
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | | Management | For | Voted - For |
| 1D. | Election of Director: Alfred F. Kelly, Jr. | | Management | For | Voted - For |
| 1E. | Election of Director: Ramon L. Laguarta | | Management | For | Voted - For |
| 1F. | Election of Director: John F. Lundgren | | Management | For | Voted - For |
| 1G. | Election of Director: Robert W. Matschullat | | Management | For | Voted - For |
| 1H. | Election of Director: Denise M. Morrison | | Management | For | Voted - For |
| 1I. | Election of Director: Suzanne Nora Johnson | | Management | For | Voted - For |
| 1J. | Election of Director: John A. C. Swainson | | Management | For | Voted - For |
| 1K. | Election of Director: Maynard G. Webb, Jr. | | Management | For | Voted - For |
| 2. | Advisory vote to approve executive compensation. | | Management | For | Voted - For |
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | | Management | For | Voted - For |
WALMART INC.
Security ID: 931142103
Ticker: WMT
Meeting Date: 03-Jun-20
Meeting Type: Annual
| 1A. | Election of Director: Cesar Conde | | Management | For | Voted - For |
| 1B. | Election of Director: Timothy P. Flynn | | Management | For | Voted - For |
| 1C. | Election of Director: Sarah J. Friar | | Management | For | Voted - For |
| 1D. | Election of Director: Carla A. Harris | | Management | For | Voted - For |
| 1E. | Election of Director: Thomas W. Horton | | Management | For | Voted - For |
| 1F. | Election of Director: Marissa A. Mayer | | Management | For | Voted - For |
| 1G. | Election of Director: C. Douglas McMillon | | Management | For | Voted - For |
| 1H. | Election of Director: Gregory B. Penner | | Management | For | Voted - For |
| 1I. | Election of Director: Steven S Reinemund | | Management | For | Voted - For |
| 1J. | Election of Director: S. Robson Walton | | Management | For | Voted - For |
| 1K. | Election of Director: Steuart L. Walton | | Management | For | Voted - For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | | Management | For | Voted - Against |
| 3. | Ratification of Ernst & Young LLP as Independent Accountants | | Management | For | Voted - For |
| 4. | Approval of the Amendment to the ASDA Sharesave Plan 2000 | | Management | For | Voted - For |
| 5. | Report on Impacts of Single-Use Plastic Bags | | Shareholder | Against | Voted - Against |
| 6. | Report on Supplier Antibiotics Use Standards | | Shareholder | Against | Voted - Against |
| 7. | Policy to Include Hourly Associates as Director Candidates | | Shareholder | Against | Voted - Against |
| 8. | Report on Strengthening Prevention of Workplace Sexual Harassment | | Shareholder | Against | Voted - Against |
ZOETIS INC.
Security ID: 98978V103
Ticker: ZTS
Meeting Date: 20-May-20
Meeting Type: Annual
| 1A. | Election of Director: Gregory Norden | | Management | For | Voted - For |
| 1B. | Election of Director: Louise M. Parent | | Management | For | Voted - For |
| 1C. | Election of Director: Kristin C. Peck | | Management | For | Voted - For |
| 1D. | Election of Director: Robert W. Scully | | Management | For | Voted - For |
| 2. | Advisory vote to approve our executive compensation (Say on Pay). | | Management | For | Voted - For |
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation (Say on Pay frequency). | | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2020. | | Management | For | Voted - For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
City National Rochdale Funds
By: /s/ Garrett R. D’Alessandro
Garrett R. D’Alessandro
President and Chief Executive Officer
Date: August 25, 2020
