UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-07923
City National Rochdale Funds
(Exact name of registrant as specified in charter)
________
400 North Roxbury Drive
Beverly Hills, CA 90210
(Address of principal executive offices)
________
Rochelle Levy
400 North Roxbury Drive
Beverly Hills, CA 90210
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-888-889-0799
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2022 to June 30, 2023
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds,
each of which is a series of City National Rochdale Funds:
City National Rochdale California Tax Exempt Bond Fund
City National Rochdale Corporate Bond Fund
(The Fund was liquidated on or about May 26, 2023)
City National Rochdale Equity Income Fund
City National Rochdale Fixed Income Opportunities Fund
City National Rochdale Government Bond Fund
(The Fund was liquidated on or about May 26, 2023)
City National Rochdale Government Money Market Fund
City National Rochdale Intermediate Fixed Income Fund
(The Fund was liquidated on or about May 26, 2023)
City National Rochdale Municipal High Income Fund
City National Rochdale U.S. Core Equity Fund
Non-Voting Funds
City National Rochdale California Tax Exempt Bond Fund
California Tax Exempt Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Corporate Bond Fund
Corporate Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Government Bond Fund
Government Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Government Money Market Fund
Government Money Market Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Intermediate Fixed Income Fund
Intermediate Fixed Income Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
City National Rochdale Municipal High Income Fund
Municipal High Income Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
| City National Rochdale Equity Income Fund |
| | Proposal | Proposed by | Mgt. Position | Registrant Voted |
ABBVIE INC.
Security ID: 00287Y109
Ticker: ABBV
Meeting Date: 05-May-23
Meeting Type: Annual
| 1a. | Election of Class II Director: Robert J. Alpern | Management | For | Voted - For |
| 1b. | Election of Class II Director: Melody B. Meyer | Management | For | Voted - For |
| 1c. | Election of Class II Director: Frederick H. Waddell | Management | For | Voted - For |
| 2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2023. | Management | For | Voted - For |
| 3. | Say on Pay - An advisory vote on the approval of executive compensation. | Management | For | Voted - For |
| 4. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. | Management | For | Voted - For |
| 5. | Stockholder Proposal - to Implement Simple Majority Vote. | Shareholder | Against | Voted - Against |
| 6. | Stockholder Proposal - to Issue an Annual Report on Political Spending. | Shareholder | Against | Voted - Against |
| 7. | Stockholder Proposal - to Issue an Annual Report on Lobbying. | Shareholder | Against | Voted - Against |
| 8. | Stockholder Proposal - to Issue a Report on Patent Process. | Shareholder | Against | Voted - Against |
ALTRIA GROUP, INC.
Security ID: 02209S103
Ticker: MO
Meeting Date: 18-May-23
Meeting Type: Annual
| 1a. | Election of Director: Ian L.T. Clarke | Management | For | Voted - For |
| 1b. | Election of Director: Marjorie M. Connelly | Management | For | Voted - For |
| 1c. | Election of Director: R. Matt Davis | Management | For | Voted - For |
| 1d. | Election of Director: William F. Gifford, Jr. | Management | For | Voted - For |
| 1e. | Election of Director: Jacinto J. Hernandez | Management | For | Voted - For |
| 1f. | Election of Director: Debra J. Kelly-Ennis | Management | For | Voted - For |
| 1g. | Election of Director: Kathryn B. McQuade | Management | For | Voted - For |
| 1h. | Election of Director: George Muñoz | Management | For | Voted - For |
| 1i. | Election of Director: Nabil Y. Sakkab | Management | For | Voted - For |
| 1j. | Election of Director: Virginia E. Shanks | Management | For | Voted - For |
| 1k. | Election of Director: Ellen R. Strahlman | Management | For | Voted - For |
| 1l. | Election of Director: M. Max Yzaguirre | Management | For | Voted - For |
| 2. | Ratification of the Selection of Independent Registered Public Accounting Firm | Management | For | Voted - For |
| 3. | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers | Management | For | Voted - For |
| 4. | Non-Binding Advisory Vote on the Frequency of Future Advisory Votes to Approve the Compensation of Altria's Named Executive Officers | Management | 1 Year | Voted - 1 Year |
| 5. | Shareholder Proposal - Report on Congruence of Political and Lobbying Expenditures with Company Values and Policies | Shareholder | Against | Voted - Against |
| 6. | Shareholder Proposal - Commission a Civil Rights Equity Audit | Shareholder | Against | Voted - For |
AMERICAN ELECTRIC POWER COMPANY, INC.
Security ID: 025537101
Ticker: AEP
Meeting Date: 25-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Nicholas K. Akins | Management | For | Voted - For |
| 1b. | Election of Director: J. Barnie Beasley, Jr. | Management | For | Voted - For |
| 1c. | Election of Director: Ben Fowke | Management | For | Voted - For |
| 1d. | Election of Director: Art A. Garcia | Management | For | Voted - For |
| 1e. | Election of Director: Linda A. Goodspeed | Management | For | Voted - For |
| 1f. | Election of Director: Donna A. James | Management | For | Voted - For |
| 1g. | Election of Director: Sandra Beach Lin | Management | For | Voted - For |
| 1h. | Election of Director: Margaret M. McCarthy | Management | For | Voted - For |
| 1i. | Election of Director: Oliver G. Richard III | Management | For | Voted - For |
| 1j. | Election of Director: Daryl Roberts | Management | For | Voted - For |
| 1k. | Election of Director: Julia A. Sloat | Management | For | Voted - For |
| 1l. | Election of Director: Sara Martinez Tucker | Management | For | Voted - For |
| 1m. | Election of Director: Lewis Von Thaer | Management | For | Voted - For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | Voted - For |
| 3. | Amendment to the Company's Bylaws to eliminate supermajority voting provisions. | Management | For | Voted - For |
| 4. | Advisory approval of the Company's executive compensation. | Management | For | Voted - For |
| 5. | Advisory approval of the frequency of holding an advisory vote on the Company's executive compensation. | Management | 1 Year | Voted - 1 Year |
ARES CAPITAL CORPORATION
Security ID: 04010L103
Ticker: ARCC
Meeting Date: 04-Aug-22
Meeting Type: Special
| 1. | To authorize the Company, with the approval of its board of directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share subject to the limitations set forth in the proxy statement for the special meeting of stockholders (including, without limitation, that the number of shares issued does not exceed 25% of the Company's then outstanding common stock). | Management | For | Voted - For |
Meeting Date: 17-May-23
Meeting Type: Annual
| 1a. | Election of Class I Director of the Company to serve until the 2026 Annual Meeting of Stockholders: Michael J Arougheti | Management | For | Voted - For |
| 1b. | Election of Class I Director of the Company to serve until the 2026 Annual Meeting of Stockholders: Ann Torre Bates | Management | For | Voted - For |
| 1c. | Election of Class I Director of the Company to serve until the 2026 Annual Meeting of Stockholders: Steven B. McKeever | Management | For | Voted - For |
| 2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | Voted - For |
AT&T INC.
Security ID: 00206R102
Ticker: T
Meeting Date: 18-May-23
Meeting Type: Annual
| 1a. | Election of Director: Scott T. Ford | Management | For | Voted - For |
| 1b. | Election of Director: Glenn H. Hutchins | Management | For | Voted - For |
| 1c. | Election of Director: William E. Kennard | Management | For | Voted - For |
| 1d. | Election of Director: Stephen J. Luczo | Management | For | Voted - For |
| 1e. | Election of Director: Michael B. McCallister | Management | For | Voted - For |
| 1f. | Election of Director: Beth E. Mooney | Management | For | Voted - For |
| 1g. | Election of Director: Matthew K. Rose | Management | For | Voted - For |
| 1h. | Election of Director: John T. Stankey | Management | For | Voted - For |
| 1i. | Election of Director: Cynthia B. Taylor | Management | For | Voted - For |
| 1j. | Election of Director: Luis A. Ubiñas | Management | For | Voted - For |
| 2. | Ratification of the appointment of independent auditors. | Management | For | Voted - For |
| 3. | Advisory approval of executive compensation. | Management | For | Voted - For |
| 4. | Advisory approval of frequency of vote on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 5. | Independent board chairman. | Shareholder | Against | Voted - Against |
| 6. | Racial equity audit. | Shareholder | Against | Voted - For |
AVANGRID, INC.
Security ID: 05351W103
Ticker: AGR
Meeting Date: 20-Jul-22
Meeting Type: Annual
| 1.1 | Director: Ignacio S. Galán | Management | For | Voted - For |
| 1.2 | Director: John Baldacci | Management | For | Voted - For |
| 1.3 | Director: Pedro Azagra Blázquez | Management | For | Voted - For |
| 1.4 | Director: Daniel Alcain Lopez | Management | For | Voted - For |
| 1.5 | Director: María Fátima B. García | Management | For | Voted - For |
| 1.6 | Director: Robert Duffy | Management | For | Voted - For |
| 1.7 | Director: Teresa Herbert | Management | For | Voted - For |
| 1.8 | Director: Patricia Jacobs | Management | For | Voted - For |
| 1.9 | Director: John Lahey | Management | For | Voted - For |
| 1.10 | Director: José Á. Marra Rodríguez | Management | For | Voted - For |
| 1.11 | Director: Santiago M. Garrido | Management | For | Voted - For |
| 1.12 | Director: José Sáinz Armada | Management | For | Voted - For |
| 1.13 | Director: Alan Solomont | Management | For | Voted - For |
| 1.14 | Director: Camille Joseph Varlack | Management | For | Voted - For |
| 2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2022. | Management | For | Voted - For |
| 3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | Voted - For |
| 4. | NON-BINDING ADVISORY VOTE ON FREQUENCY OF SAY ON PAY VOTES. | Management | 1 Year | Voted - 1 Year |
BCE INC.
Security ID: 05534B760
Ticker: BCE
Meeting Date: 04-May-23
Meeting Type: Annual
| 1A | Election of Directors: Mirko Bibic | Management | For | Voted - For |
| 1B | David F. Denison | Management | For | Voted - For |
| 1C | Robert P. Dexter | Management | For | Voted - For |
| 1D | Katherine Lee | Management | For | Voted - For |
| 1E | Monique F. Leroux | Management | For | Voted - For |
| 1F | Sheila A. Murray | Management | For | Voted - For |
| 1G | Gordon M. Nixon | Management | For | Voted - For |
| 1H | Louis P. Pagnutti | Management | For | Voted - For |
| 1I | Calin Rovinescu | Management | For | Voted - For |
| 1J | Karen Sheriff | Management | For | Voted - For |
| 1K | Robert C. Simmonds | Management | For | Voted - For |
| 1L | Jennifer Tory | Management | For | Voted - For |
| 1M | Louis Vachon | Management | For | Voted - For |
| 1N | Cornell Wright | Management | For | Voted - For |
| 2 | Appointment of Deloitte LLP as auditors | Management | For | Voted - For |
| 3 | Advisory resolution on executive compensation as described in section 3.4 of the management proxy circular | Management | For | Voted - For |
CHEVRON CORPORATION
Security ID: 166764100
Ticker: CVX
Meeting Date: 31-May-23
Meeting Type: Annual
| 1a. | Election of Director: Wanda M. Austin | Management | For | Voted - For |
| 1b. | Election of Director: John B. Frank | Management | For | Voted - For |
| 1c. | Election of Director: Alice P. Gast | Management | For | Voted - For |
| 1d. | Election of Director: Enrique Hernandez, Jr. | Management | For | Voted - For |
| 1e. | Election of Director: Marillyn A. Hewson | Management | For | Voted - For |
| 1f. | Election of Director: Jon M. Huntsman Jr. | Management | For | Voted - For |
| 1g. | Election of Director: Charles W. Moorman | Management | For | Voted - For |
| 1h. | Election of Director: Dambisa F. Moyo | Management | For | Voted - For |
| 1i. | Election of Director: Debra Reed-Klages | Management | For | Voted - For |
| 1j. | Election of Director: D. James Umpleby III | Management | For | Voted - For |
| 1k. | Election of Director: Cynthia J. Warner | Management | For | Voted - For |
| 1l. | Election of Director: Michael K. Wirth | Management | For | Voted - For |
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | Voted - For |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | Voted - For |
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 Year | Voted - 1 Year |
| 5. | Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal | Shareholder | Against | Voted - Against |
| 6. | Set a Medium-Term Scope 3 GHG Emissions Reduction Target | Shareholder | Against | Voted - Against |
| 7. | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | Against | Voted - For |
| 8. | Establish Board Committee on Decarbonization Risk | Shareholder | Against | Voted - Against |
| 9. | Report on Worker and Community Impact from Facility Closures and Energy Transitions | Shareholder | Against | Voted - For |
| 10. | Report on Racial Equity Audit | Shareholder | Against | Voted - Against |
| 11. | Report on Tax Practices | Shareholder | Against | Voted - For |
| 12. | Independent Chair | Shareholder | Against | Voted - Against |
CINCINNATI FINANCIAL CORPORATION
Security ID: 172062101
Ticker: CINF
Meeting Date: 08-May-23
Meeting Type: Annual
| 1a. | Election of Director: Thomas J. Aaron | Management | For | Voted - For |
| 1b. | Election of Director: Nancy C. Benacci | Management | For | Voted - For |
| 1c. | Election of Director: Linda W. Clement- Holmes | Management | For | Voted - For |
| 1d. | Election of Director: Dirk J. Debbink | Management | For | Voted - For |
| 1e. | Election of Director: Steven J. Johnston | Management | For | Voted - For |
| 1f. | Election of Director: Jill P. Meyer | Management | For | Voted - For |
| 1g. | Election of Director: David P. Osborn | Management | For | Voted - For |
| 1h. | Election of Director: Gretchen W. Schar | Management | For | Voted - For |
| 1i. | Election of Director: Charles O. Schiff | Management | For | Voted - For |
| 1j. | Election of Director: Douglas S. Skidmore | Management | For | Voted - For |
| 1k. | Election of Director: John F. Steele, Jr. | Management | For | Voted - For |
| 1l. | Election of Director: Larry R. Webb | Management | For | Voted - For |
| 2. | Approving the Amended and Restated Code of Regulations. | Management | For | Voted - For |
| 3. | A nonbinding proposal to approve compensation for the company's named executive officers. | Management | For | Voted - For |
| 4. | A nonbinding proposal to establish the frequency of future nonbinding votes on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 5. | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for 2023. | Management | For | Voted - For |
CISCO SYSTEMS, INC.
Security ID: 17275R102
Ticker: CSCO
Meeting Date: 08-Dec-22
Meeting Type: Annual
| 1a. | Election of Director: M. Michele Burns | Management | For | Voted - For |
| 1b. | Election of Director: Wesley G. Bush | Management | For | Voted - For |
| 1c. | Election of Director: Michael D. Capellas | Management | For | Voted - For |
| 1d. | Election of Director: Mark Garrett | Management | For | Voted - For |
| 1e. | Election of Director: John D. Harris II | Management | For | Voted - For |
| 1f. | Election of Director: Dr. Kristina M. Johnson | Management | For | Voted - For |
| 1g. | Election of Director: Roderick C. Mcgeary | Management | For | Voted - For |
| 1h. | Election of Director: Sarah Rae Murphy | Management | For | Voted - For |
| 1i. | Election of Director: Charles H. Robbins | Management | For | Voted - For |
| 1j. | Election of Director: Brenton L. Saunders | Management | For | Voted - For |
| 1k. | Election of Director: Dr. Lisa T. Su | Management | For | Voted - For |
| 1l. | Election of Director: Marianna Tessel | Management | For | Voted - For |
| 2. | Approval, on an advisory basis, of executive compensation. | Management | For | Voted - For |
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2023. | Management | For | Voted - For |
| 4. | Stockholder Proposal - Approval to have Cisco's Board issue a tax transparency report in consideration of the Global Reporting Initiative's Tax Standard. | Shareholder | Against | Voted - For |
CITIZENS FINANCIAL GROUP, INC.
Security ID: 174610105
Ticker: CFG
Meeting Date: 27-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Bruce Van Saun | Management | For | Voted - For |
| 1b. | Election of Director: Lee Alexander | Management | For | Voted - For |
| 1c. | Election of Director: Christine M. Cumming | Management | For | Voted - For |
| 1d. | Election of Director: Kevin Cummings | Management | For | Voted - For |
| 1e. | Election of Director: William P. Hankowsky | Management | For | Voted - For |
| 1f. | Election of Director: Edward J. Kelly III | Management | For | Voted - For |
| 1g. | Election of Director: Robert G. Leary | Management | For | Voted - For |
| 1h. | Election of Director: Terrance J. Lillis | Management | For | Voted - For |
| 1i. | Election of Director: Michele N. Siekerka | Management | For | Voted - For |
| 1j. | Election of Director: Shivan Subramaniam | Management | For | Voted - For |
| 1k. | Election of Director: Christopher J. Swift | Management | For | Voted - For |
| 1l. | Election of Director: Wendy A. Watson | Management | For | Voted - For |
| 1m. | Election of Director: Marita Zuraitis | Management | For | Voted - For |
| 2. | Advisory vote on executive compensation. | Management | For | Voted - For |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the 2023 fiscal year. | Management | For | Voted - For |
CROWN CASTLE INC.
Security ID: 22822V101
Ticker: CCI
Meeting Date: 17-May-23
Meeting Type: Annual
| 1a. | Election of Director: P. Robert Bartolo | Management | For | Voted - For |
| 1b. | Election of Director: Jay A. Brown | Management | For | Voted - For |
| 1c. | Election of Director: Cindy Christy | Management | For | Voted - For |
| 1d. | Election of Director: Ari Q. Fitzgerald | Management | For | Voted - For |
| 1e. | Election of Director: Andrea J. Goldsmith | Management | For | Voted - For |
| 1f. | Election of Director: Tammy K. Jones | Management | For | Voted - For |
| 1g. | Election of Director: Anthony J. Melone | Management | For | Voted - For |
| 1h. | Election of Director: W. Benjamin Moreland | Management | For | Voted - For |
| 1i. | Election of Director: Kevin A. Stephens | Management | For | Voted - For |
| 1j. | Election of Director: Matthew Thornton, III | Management | For | Voted - For |
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2023. | Management | For | Voted - For |
| 3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | Voted - For |
| 4. | The amendment to the Company's Restated Certificate of Incorporation, as amended, regarding officer exculpation. | Management | For | Voted - Against |
DOMINION ENERGY, INC.
Security ID: 25746U109
Ticker: D
Meeting Date: 10-May-23
Meeting Type: Annual
| 1A. | Election of Director: James A. Bennett | Management | For | Voted - For |
| 1B. | Election of Director: Robert M. Blue | Management | For | Voted - For |
| 1C. | Election of Director: D. Maybank Hagood | Management | For | Voted - For |
| 1D. | Election of Director: Ronald W. Jibson | Management | For | Voted - For |
| 1E. | Election of Director: Mark J. Kington | Management | For | Voted - For |
| 1F. | Election of Director: Kristin G. Lovejoy | Management | For | Voted - For |
| 1G. | Election of Director: Joseph M. Rigby | Management | For | Voted - For |
| 1H. | Election of Director: Pamela J. Royal, M.D. | Management | For | Voted - For |
| 1I. | Election of Director: Robert H. Spilman, Jr. | Management | For | Voted - For |
| 1J. | Election of Director: Susan N. Story | Management | For | Voted - For |
| 1K. | Election of Director: Michael E. Szymanczyk | Management | For | Voted - For |
| 2. | Advisory Vote on Approval of Executive Compensation (Say on Pay) | Management | For | Voted - For |
| 3. | Advisory Vote on the Frequency of Say on Pay Votes | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of Appointment of Independent Auditor | Management | For | Voted - For |
| 5. | Management's Proposal to Amend Article IV of the Bylaws to Make Certain Changes to the Information Required to be Provided by a Shareholder Requesting a Special Meeting | Management | For | Voted - For |
| 6. | Management's Proposal to Amend Article XI of the Bylaws to Make Certain Changes to the Advance Notice Provisions for Director Nominations | Management | For | Voted - For |
| 7. | Shareholder Proposal Regarding a Policy to Require an Independent Chair | Shareholder | Against | Voted - Against |
DUKE ENERGY CORPORATION
Security ID: 26441C204
Ticker: DUK
Meeting Date: 04-May-23
Meeting Type: Annual
| 1a. | Election of Director: Derrick Burks | Management | For | Voted - For |
| 1b. | Election of Director: Annette K. Clayton | Management | For | Voted - For |
| 1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | Voted - For |
| 1d. | Election of Director: Robert M. Davis | Management | For | Voted - For |
| 1e. | Election of Director: Caroline Dorsa | Management | For | Voted - For |
| 1f. | Election of Director: W. Roy Dunbar | Management | For | Voted - For |
| 1g. | Election of Director: Nicholas C. Fanandakis | Management | For | Voted - For |
| 1h. | Election of Director: Lynn J. Good | Management | For | Voted - For |
| 1i. | Election of Director: John T. Herron | Management | For | Voted - For |
| 1j. | Election of Director: Idalene F. Kesner | Management | For | Voted - For |
| 1k. | Election of Director: E. Marie McKee | Management | For | Voted - For |
| 1l. | Election of Director: Michael J. Pacilio | Management | For | Voted - For |
| 1m. | Election of Director: Thomas E. Skains | Management | For | Voted - For |
| 1n. | Election of Director: William E. Webster, Jr. | Management | For | Voted - For |
| 2. | Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2023 | Management | For | Voted - For |
| 3. | Advisory vote to approve Duke Energy's named executive officer compensation | Management | For | Voted - For |
| 4. | Advisory vote on the frequency of an advisory vote on executive compensation | Management | 1 Year | Voted - 1 Year |
| 5. | Approval of the Duke Energy Corporation 2023 Long-Term Incentive Plan | Management | For | Voted - For |
| 6. | Shareholder proposal regarding simple majority vote | Shareholder | Against | Voted - For |
| 7. | Shareholder proposal regarding formation of committee to evaluate decarbonization risk | Shareholder | Against | Voted - Against |
EMERSON ELECTRIC CO.
Security ID: 291011104
Ticker: EMR
Meeting Date: 07-Feb-23
Meeting Type: Annual
| 1a. | ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Martin S. Craighead | Management | For | Voted - For |
| 1b. | ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Gloria A. Flach | Management | For | Voted - For |
| 1c. | ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Matthew S. Levatich | Management | For | Voted - For |
| 2. | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. | Management | For | Voted - For |
| 3. | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. | Management | For | Voted - For |
| 4. | Advisory vote on frequency of future shareholder advisory approval of the Company's executive compensation. | Management | 1 Year | Voted - 1 Year |
ENTERGY CORPORATION
Security ID: 29364G103
Ticker: ETR
Meeting Date: 05-May-23
Meeting Type: Annual
| 1a. | Election of Director: Gina F. Adams | Management | For | Voted - For |
| 1b. | Election of Director: John H. Black | Management | For | Voted - For |
| 1c. | Election of Director: John R. Burbank | Management | For | Voted - For |
| 1d. | Election of Director: Patrick J. Condon | Management | For | Voted - For |
| 1e. | Election of Director: Kirkland H. Donald | Management | For | Voted - For |
| 1f. | Election of Director: Brian W. Ellis | Management | For | Voted - For |
| 1g. | Election of Director: Philip L. Frederickson | Management | For | Voted - For |
| 1h. | Election of Director: M. Elise Hyland | Management | For | Voted - For |
| 1i. | Election of Director: Stuart L. Levenick | Management | For | Voted - For |
| 1j. | Election of Director: Blanche L. Lincoln | Management | For | Voted - For |
| 1k. | Election of Director: Andrew S. Marsh | Management | For | Voted - For |
| 1l. | Election of Director: Karen A. Puckett | Management | For | Voted - For |
| 2. | Ratification of the Appointment of Deloitte & Touche LLP as Entergy's Independent Registered Public Accountants for 2023. | Management | For | Voted - For |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | Voted - For |
| 4. | Advisory Vote on the Frequency of Future Advisory Votes to Approve Named Executive Officer Compensation. | Management | 1 Year | Voted - 1 Year |
| 5. | Approval of an Amendment to the 2019 Entergy Corporation Omnibus Incentive Plan. | Management | For | Voted - For |
| 6. | Approval of an Amendment to Entergy Corporation's Restated Certificate of Incorporation to Include Exculpation of Officers. | Management | For | Voted - Against |
EVERSOURCE ENERGY
Security ID: 30040W108
Ticker: ES
Meeting Date: 03-May-23
Meeting Type: Annual
| 1a. | Election of Trustee: Cotton M. Cleveland | Management | For | Voted - For |
| 1b. | Election of Trustee: Francis A. Doyle | Management | For | Voted - For |
| 1c. | Election of Trustee: Linda Dorcena Forry | Management | For | Voted - For |
| 1d. | Election of Trustee: Gregory M. Jones | Management | For | Voted - For |
| 1e. | Election of Trustee: Loretta D. Keane | Management | For | Voted - For |
| 1f. | Election of Trustee: John Y. Kim | Management | For | Voted - For |
| 1g. | Election of Trustee: Kenneth R. Leibler | Management | For | Voted - For |
| 1h. | Election of Trustee: David H. Long | Management | For | Voted - For |
| 1i. | Election of Trustee: Joseph R. Nolan, Jr. | Management | For | Voted - For |
| 1j. | Election of Trustee: William C. Van Faasen | Management | For | Voted - For |
| 1k. | Election of Trustee: Frederica M. Williams | Management | For | Voted - For |
| 2. | Consider an advisory proposal approving the compensation of our Named Executive Officers. | Management | For | Voted - For |
| 3. | Consider an advisory proposal on the frequency of future advisory proposals on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 4. | Approve the First Amendment to the 2018 Eversource Energy Incentive Plan to authorize up to an additional 4,200,000 Common Shares for Issuance under the 2018 Eversource Energy Incentive Plan. | Management | For | Voted - For |
| 5. | Approve an increase in the number of Eversource Energy common shares authorized for issuance by the Board of Trustees in accordance with Section 19 of the Eversource Energy Declaration of Trust by 30,000,000 common shares, from 380,000,000 authorized common shares to 410,000,000 authorized common shares. | Management | For | Voted - For |
| 6. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2023. | Management | For | Voted - For |
FIFTH THIRD BANCORP
Security ID: 316773100
Ticker: FITB
Meeting Date: 18-Apr-23
Meeting Type: Annual
| 1a. | Election of Director to serve until 2024 Annual Meeting: Nicholas K. Akins | Management | For | Voted - For |
| 1b. | Election of Director to serve until 2024 Annual Meeting: B. Evan Bayh, III | Management | For | Voted - For |
| 1c. | Election of Director to serve until 2024 Annual Meeting: Jorge L. Benitez | Management | For | Voted - For |
| 1d. | Election of Director to serve until 2024 Annual Meeting: Katherine B. Blackburn | Management | For | Voted - For |
| 1e. | Election of Director to serve until 2024 Annual Meeting: Emerson L. Brumback | Management | For | Voted - For |
| 1f. | Election of Director to serve until 2024 Annual Meeting: Linda W. Clement-Holmes | Management | For | Voted - For |
| 1g. | Election of Director to serve until 2024 Annual Meeting: C. Bryan Daniels | Management | For | Voted - For |
| 1h. | Election of Director to serve until 2024 Annual Meeting: Mitchell S. Feiger | Management | For | Voted - For |
| 1i. | Election of Director to serve until 2024 Annual Meeting: Thomas H. Harvey | Management | For | Voted - For |
| 1j. | Election of Director to serve until 2024 Annual Meeting: Gary R. Heminger | Management | For | Voted - For |
| 1k. | Election of Director to serve until 2024 Annual Meeting: Eileen A. Mallesch | Management | For | Voted - For |
| 1l. | Election of Director to serve until 2024 Annual Meeting: Michael B. McCallister | Management | For | Voted - For |
| 1m. | Election of Director to serve until 2024 Annual Meeting: Timothy N. Spence | Management | For | Voted - For |
| 1n. | Election of Director to serve until 2024 Annual Meeting: Marsha C. Williams | Management | For | Voted - For |
| 2. | Ratification of the appointment of Deloitte & Touche LLP to serve as the independent external audit firm for the Company for the year 2023. | Management | For | Voted - For |
| 3. | An advisory vote on approval of Company's compensation of its named executive officers. | Management | For | Voted - For |
FIRST HORIZON CORPORATION
Security ID: 320517105
Ticker: FHN
Meeting Date: 25-Apr-23
Meeting Type: Annual
| 1a. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Harry V. Barton, Jr. | Management | For | Voted - For |
| 1b. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: John N. Casbon | Management | For | Voted - For |
| 1c. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: John C. Compton | Management | For | Voted - For |
| 1d. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Wendy P. Davidson | Management | For | Voted - For |
| 1e. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: William H. Fenstermaker | Management | For | Voted - For |
| 1f. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: D. Bryan Jordan | Management | For | Voted - For |
| 1g. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: J. Michael Kemp, Sr. | Management | For | Voted - For |
| 1h. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Rick E. Maples | Management | For | Voted - For |
| 1i. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Vicki R. Palmer | Management | For | Voted - For |
| 1j. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Colin V. Reed | Management | For | Voted - For |
| 1k. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: E. Stewart Shea, III | Management | For | Voted - For |
| 1l. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Cecelia D. Stewart | Management | For | Voted - For |
| 1m. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Rosa Sugrañes | Management | For | Voted - For |
| 1n. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: R. Eugene Taylor | Management | For | Voted - For |
| 2. | Ratification of appointment of KPMG LLP as auditors | Management | For | Voted - For |
| 3. | Approval of an advisory resolution to approve executive compensation | Management | For | Voted - For |
| 4. | Vote on an advisory resolution on the frequency (whether every year, every two years, or every three years) of future votes on an advisory resolution on executive compensation | Management | 1 Year | Voted - 1 Year |
FIRSTENERGY CORP.
Security ID: 337932107
Ticker: FE
Meeting Date: 24-May-23
Meeting Type: Annual
| 1a. | Election of Director: Jana T. Croom | Management | For | Voted - For |
| 1b. | Election of Director: Steven J. Demetriou | Management | For | Voted - For |
| 1c. | Election of Director: Lisa Winston Hicks | Management | For | Voted - For |
| 1d. | Election of Director: Paul Kaleta | Management | For | Voted - For |
| 1e. | Election of Director: Sean T. Klimczak | Management | For | Voted - For |
| 1f. | Election of Director: Jesse A. Lynn | Management | For | Voted - For |
| 1g. | Election of Director: James F. O'Neil III | Management | For | Voted - For |
| 1h. | Election of Director: John W. Somerhalder II | Management | For | Voted - For |
| 1i. | Election of Director: Andrew Teno | Management | For | Voted - For |
| 1j. | Election of Director: Leslie M. Turner | Management | For | Voted - For |
| 1k. | Election of Director: Melvin Williams | Management | For | Voted - For |
| 2. | Ratify the Appointment of the Independent Registered Public Accounting Firm for 2023 | Management | For | Voted - For |
| 3. | Approve, on an Advisory Basis, Named Executive Officer Compensation | Management | For | Voted - For |
| 4. | Approve, on an Advisory Basis, the Frequency of Future Advisory Votes to Approve Named Executive Officer Compensation | Management | 1 Year | Voted - 1 Year |
| 5. | Approve an Amendment to the Amended and Restated Code of Regulations to Reduce the Percentage of Shares Required to Call a Special Meeting of Shareholders | Management | For | Voted - For |
| 6. | Shareholder Ratification of Termination Pay | Shareholder | Against | Voted - Against |
| 7. | Establish a New Board Committee on Decarbonization Risk | Shareholder | Against | Voted - Against |
FRANKLIN RESOURCES, INC.
Security ID: 354613101
Ticker: BEN
Meeting Date: 07-Feb-23
Meeting Type: Annual
| 1a. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Mariann Byerwalter | Management | For | Voted - For |
| 1b. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Alexander S. Friedman | Management | For | Voted - For |
| 1c. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Gregory E. Johnson | Management | For | Voted - For |
| 1d. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Jennifer M. Johnson | Management | For | Voted - For |
| 1e. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Rupert H. Johnson, Jr. | Management | For | Voted - For |
| 1f. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John Y. Kim | Management | For | Voted - For |
| 1g. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Karen M. King | Management | For | Voted - For |
| 1h. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Anthony J. Noto | Management | For | Voted - For |
| 1i. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John W. Thiel | Management | For | Voted - For |
| 1j. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Seth H. Waugh | Management | For | Voted - For |
| 1k. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Geoffrey Y. Yang | Management | For | Voted - For |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | For | Voted - For |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | Voted - Against |
| 4. | To hold an advisory vote on how frequently stockholders believe we should obtain future advisory votes on the compensation of the Company's named executive officers. | Management | For | Voted - 1 Year |
GENERAL MILLS, INC.
Security ID: 370334104
Ticker: GIS
Meeting Date: 27-Sep-22
Meeting Type: Annual
| 1a. | Election of Director: R. Kerry Clark | Management | For | Voted - For |
| 1b. | Election of Director: David M. Cordani | Management | For | Voted - For |
| 1c. | Election of Director: C. Kim Goodwin | Management | For | Voted - For |
| 1d. | Election of Director: Jeffrey L. Harmening | Management | For | Voted - For |
| 1e. | Election of Director: Maria G. Henry | Management | For | Voted - For |
| 1f. | Election of Director: Jo Ann Jenkins | Management | For | Voted - For |
| 1g. | Election of Director: Elizabeth C. Lempres | Management | For | Voted - For |
| 1h. | Election of Director: Diane L. Neal | Management | For | Voted - For |
| 1i. | Election of Director: Steve Odland | Management | For | Voted - For |
| 1j. | Election of Director: Maria A. Sastre | Management | For | Voted - For |
| 1k. | Election of Director: Eric D. Sprunk | Management | For | Voted - For |
| 1l. | Election of Director: Jorge A. Uribe | Management | For | Voted - For |
| 2. | Approval of the 2022 Stock Compensation Plan. | Management | For | Voted - For |
| 3. | Advisory Vote on Executive Compensation. | Management | For | Voted - For |
| 4. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | Voted - For |
| 5. | Shareholder Proposal - Independent Board Chairman. | Shareholder | Against | Voted - Against |
| 6. | Shareholder Proposal Regarding a Plastic Packaging Report. | Shareholder | Against | Voted - Against |
GENUINE PARTS COMPANY
Security ID: 372460105
Ticker: GPC
Meeting Date: 01-May-23
Meeting Type: Annual
| 1a. | Election of Director: Elizabeth W. Camp | Management | For | Voted - For |
| 1b. | Election of Director: Richard Cox, Jr. | Management | For | Voted - For |
| 1c. | Election of Director: Paul D. Donahue | Management | For | Voted - For |
| 1d. | Election of Director: Gary P. Fayard | Management | For | Voted - For |
| 1e. | Election of Director: P. Russell Hardin | Management | For | Voted - For |
| 1f. | Election of Director: John R. Holder | Management | For | Voted - For |
| 1g. | Election of Director: Donna W. Hyland | Management | For | Voted - For |
| 1h. | Election of Director: John D. Johns | Management | For | Voted - For |
| 1i. | Election of Director: Jean-Jacques Lafont | Management | For | Voted - For |
| 1j. | Election of Director: Robert C. "Robin" Loudermilk, Jr. | Management | For | Voted - For |
| 1k. | Election of Director: Wendy B. Needham | Management | For | Voted - For |
| 1l. | Election of Director: Juliette W. Pryor | Management | For | Voted - For |
| 1m. | Election of Director: E. Jenner Wood III | Management | For | Voted - For |
| 2. | Advisory vote on executive compensation. | Management | For | Voted - For |
| 3. | Frequency of advisory vote on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the selection of Ernst & Young LLP as the Company's independent auditor for the fiscal year ending December 31, 2023. | Management | For | Voted - For |
INTERNATIONAL BUSINESS MACHINES CORP.
Security ID: 459200101
Ticker: IBM
Meeting Date: 25-Apr-23
Meeting Type: Annual
| 1a. | Election of Director for a Term of One Year: Thomas Buberl | Management | For | Voted - For |
| 1b. | Election of Director for a Term of One Year: David N. Farr | Management | For | Voted - For |
| 1c. | Election of Director for a Term of One Year: Alex Gorsky | Management | For | Voted - For |
| 1d. | Election of Director for a Term of One Year: Michelle J. Howard | Management | For | Voted - For |
| 1e. | Election of Director for a Term of One Year: Arvind Krishna | Management | For | Voted - For |
| 1f. | Election of Director for a Term of One Year: Andrew N. Liveris | Management | For | Voted - For |
| 1g. | Election of Director for a Term of One Year: F. William McNabb III | Management | For | Voted - For |
| 1h. | Election of Director for a Term of One Year: Martha E. Pollack | Management | For | Voted - For |
| 1i. | Election of Director for a Term of One Year: Joseph R. Swedish | Management | For | Voted - For |
| 1j. | Election of Director for a Term of One Year: Peter R. Voser | Management | For | Voted - For |
| 1k. | Election of Director for a Term of One Year: Frederick H. Waddell | Management | For | Voted - For |
| 1l. | Election of Director for a Term of One Year: Alfred W. Zollar | Management | For | Voted - For |
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | Voted - For |
| 3. | Advisory Vote on Executive Compensation. | Management | For | Voted - For |
| 4. | Advisory Vote Regarding the Frequency of the Advisory Vote on Executive Compensation. | Management | 1 Year | Voted - 1 Year |
| 5. | Stockholder Proposal to Have an Independent Board Chairman. | Shareholder | Against | Voted - Against |
| 6. | Stockholder Proposal Requesting a Public Report on Lobbying Activities. | Shareholder | Against | Voted - Against |
| 7. | Stockholder Proposal Requesting a Public Report on Congruency in China Business Operations and ESG Activities. | Shareholder | Against | Voted - Against |
| 8. | Stockholder Proposal Requesting a Public Report on Harassment and Discrimination Prevention Efforts. | Shareholder | Against | Voted - Against |
INTERNATIONAL PAPER COMPANY
Security ID: 460146103
Ticker: IP
Meeting Date: 08-May-23
Meeting Type: Annual
| 1a. | Election of Director (one-year term): Christopher M. Connor | Management | For | Voted - For |
| 1b. | Election of Director (one-year term): Ahmet C. Dorduncu | Management | For | Voted - For |
| 1c. | Election of Director (one-year term): Ilene S. Gordon | Management | For | Voted - For |
| 1d. | Election of Director (one-year term): Anders Gustafsson | Management | For | Voted - For |
| 1e. | Election of Director (one-year term): Jacqueline C. Hinman | Management | For | Voted - For |
| 1f. | Election of Director (one-year term): Clinton A. Lewis, Jr. | Management | For | Voted - For |
| 1g. | Election of Director (one-year term): Donald G. (DG) Macpherson | Management | For | Voted - For |
| 1h. | Election of Director (one-year term): Kathryn D. Sullivan | Management | For | Voted - For |
| 1i. | Election of Director (one-year term): Mark S. Sutton | Management | For | Voted - For |
| 1j. | Election of Director (one-year term): Anton V. Vincent | Management | For | Voted - For |
| 1k. | Election of Director (one-year term): Ray G. Young | Management | For | Voted - For |
| 2 | Ratification of Deloitte & Touche LLP as the Company's Independent Auditor for 2023 | Management | For | Voted - For |
| 3 | A Non-Binding Resolution to Approve the Compensation of the Company's Named Executive Officers | Management | For | Voted - For |
| 4 | A Non-Binding Vote on the Frequency with which Shareowners Will Vote to Approve the Compensation of the Company's Named Executive Officers | Management | 1 Year | Voted - 1 Year |
| 5 | Shareowner Proposal Concerning an Independent Board Chair | Shareholder | Against | Voted - Against |
| 6 | Shareowner Proposal Concerning a Report on Operations in China | Shareholder | Against | Voted - Against |
KEYCORP
Security ID: 493267108
Ticker: KEY
Meeting Date: 11-May-23
Meeting Type: Annual
| 1a. | Election of Director: Alexander M. Cutler | Management | For | Voted - For |
| 1b. | Election of Director: H. James Dallas | Management | For | Voted - For |
| 1c. | Election of Director: Elizabeth R. Gile | Management | For | Voted - For |
| 1d. | Election of Director: Ruth Ann M. Gillis | Management | For | Voted - For |
| 1e. | Election of Director: Christopher M. Gorman | Management | For | Voted - For |
| 1f. | Election of Director: Robin N. Hayes | Management | For | Voted - For |
| 1g. | Election of Director: Carlton L. Highsmith | Management | For | Voted - For |
| 1h. | Election of Director: Richard J. Hipple | Management | For | Voted - For |
| 1i. | Election of Director: Devina A. Rankin | Management | For | Voted - For |
| 1j. | Election of Director: Barbara R. Snyder | Management | For | Voted - For |
| 1k. | Election of Director: Richard J. Tobin | Management | For | Voted - For |
| 1l. | Election of Director: Todd J. Vasos | Management | For | Voted - For |
| 1m. | Election of Director: David K. Wilson | Management | For | Voted - For |
| 2. | Ratification of the appointment of independent auditor. | Management | For | Voted - For |
| 3. | Advisory approval of executive compensation. | Management | For | Voted - For |
| 4. | Advisory vote on the frequency of the advisory vote on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 5. | Approval of the KeyCorp Amended and Restated 2019 Equity Compensation Plan. | Management | For | Voted - For |
| 6. | Shareholder proposal seeking an independent Board Chairperson. | Shareholder | Against | Voted - Against |
LOCKHEED MARTIN CORPORATION
Security ID: 539830109
Ticker: LMT
Meeting Date: 27-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Daniel F. Akerson | Management | For | Voted - For |
| 1b. | Election of Director: David B. Burritt | Management | For | Voted - For |
| 1c. | Election of Director: Bruce A. Carlson | Management | For | Voted - For |
| 1d. | Election of Director: John M. Donovan | Management | For | Voted - For |
| 1e. | Election of Director: Joseph F. Dunford, Jr. | Management | For | Voted - For |
| 1f. | Election of Director: James O. Ellis, Jr. | Management | For | Voted - For |
| 1g. | Election of Director: Thomas J. Falk | Management | For | Voted - For |
| 1h. | Election of Director: Ilene S. Gordon | Management | For | Voted - For |
| 1i. | Election of Director: Vicki A. Hollub | Management | For | Voted - For |
| 1j. | Election of Director: Jeh C. Johnson | Management | For | Voted - For |
| 1k. | Election of Director: Debra L. Reed-Klages | Management | For | Voted - For |
| 1l. | Election of Director: James D. Taiclet | Management | For | Voted - For |
| 1m. | Election of Director: Patricia E. Yarrington | Management | For | Voted - For |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on- Pay). | Management | For | Voted - For |
| 3. | Advisory Vote on the Frequency of Advisory Votes to Approve the Compensation of our Named Executive Officers. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the Appointment of Ernst & Young LLP as our Independent Auditors for 2023. | Management | For | Voted - For |
| 5. | Stockholder Proposal Requiring Independent Board Chairman. | Shareholder | Against | Voted - Against |
| 6. | Stockholder Proposal to Issue a Human Rights Impact Assessment Report. | Shareholder | Against | Voted - Against |
| 7. | Stockholder Proposal to Issue a Report on the Company's Intention to Reduce Full Value Chain GHG Emissions. | Shareholder | Against | Voted - For |
LYONDELLBASELL INDUSTRIES N.V.
Security ID: N53745100
Ticker: LYB
Meeting Date: 19-May-23
Meeting Type: Annual
| 1a. | Election of Director: Jacques Aigrain | Management | For | Voted - For |
| 1b. | Election of Director: Lincoln Benet | Management | For | Voted - For |
| 1c. | Election of Director: Robin Buchanan | Management | For | Voted - For |
| 1d. | Election of Director: Anthony (Tony) Chase | Management | For | Voted - For |
| 1e. | Election of Director: Robert (Bob) Dudley | Management | For | Voted - For |
| 1f. | Election of Director: Claire Farley | Management | For | Voted - For |
| 1g. | Election of Director: Rita Griffin | Management | For | Voted - For |
| 1h. | Election of Director: Michael Hanley | Management | For | Voted - For |
| 1i. | Election of Director: Virginia Kamsky | Management | For | Voted - For |
| 1j. | Election of Director: Albert Manifold | Management | For | Voted - For |
| 1k. | Election of Director: Peter Vanacker | Management | For | Voted - For |
| 2. | Discharge of Directors from Liability | Management | For | Voted - For |
| 3. | Adoption of 2022 Dutch Statutory Annual Accounts | Management | For | Voted - For |
| 4. | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor of our 2023 Dutch Statutory Annual Accounts | Management | For | Voted - For |
| 5. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm | Management | For | Voted - For |
| 6. | Advisory Vote Approving Executive Compensation (Say-on-Pay) | Management | For | Voted - For |
| 7. | Advisory Vote on Frequency of Say-on-Pay Vote | Management | 1 Year | Voted - 1 Year |
| 8. | Authorization to Conduct Share Repurchases | Management | For | Voted - For |
| 9. | Cancellation of Shares | Management | For | Voted - For |
MARATHON PETROLEUM CORPORATION
Security ID: 56585A102
Ticker: MPC
Meeting Date: 26-Apr-23
Meeting Type: Annual
| 1a. | Election of Class III Director for a three-year term expiring in 2026: J. Michael Stice | Management | For | Voted - For |
| 1b. | Election of Class III Director for a three-year term expiring in 2026: John P. Surma | Management | For | Voted - For |
| 1c. | Election of Class III Director for a three-year term expiring in 2026: Susan Tomasky | Management | For | Voted - For |
| 1d. | Election of Class III Director for a three-year term expiring in 2026: Toni Townes-Whitley | Management | For | Voted - For |
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2023. | Management | For | Voted - For |
| 3. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | Voted - For |
| 4. | Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | Voted - For |
| 5. | Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions. | Management | For | Voted - For |
| 6. | Approval of an amendment to the company's Restated Certificate of Incorporation to increase the maximum size of the Board of Directors. | Management | For | Voted - For |
| 7. | Shareholder proposal seeking a simple majority vote. | Shareholder | Against | Voted - Against |
| 8. | Shareholder proposal seeking an amendment to the company's existing clawback provisions. | Shareholder | Against | Voted - For |
| 9. | Shareholder proposal seeking a report on just transition. | Shareholder | Against | Voted - Against |
| 10. | Shareholder proposal seeking an audited report on asset retirement obligations. | Shareholder | Against | Voted - For |
MERCK & CO., INC.
Security ID: 58933Y105
Ticker: MRK
Meeting Date: 23-May-23
Meeting Type: Annual
| 1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | Voted - For |
| 1b. | Election of Director: Mary Ellen Coe | Management | For | Voted - For |
| 1c. | Election of Director: Pamela J. Craig | Management | For | Voted - For |
| 1d. | Election of Director: Robert M. Davis | Management | For | Voted - For |
| 1e. | Election of Director: Thomas H. Glocer | Management | For | Voted - For |
| 1f. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | For | Voted - For |
| 1g. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | Voted - For |
| 1h. | Election of Director: Paul B. Rothman, M.D. | Management | For | Voted - For |
| 1i. | Election of Director: Patricia F. Russo | Management | For | Voted - For |
| 1j. | Election of Director: Christine E. Seidman, M.D. | Management | For | Voted - For |
| 1k. | Election of Director: Inge G. Thulin | Management | For | Voted - For |
| 1l. | Election of Director: Kathy J. Warden | Management | For | Voted - For |
| 1m. | Election of Director: Peter C. Wendell | Management | For | Voted - For |
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | Voted - For |
| 3. | Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2023. | Management | For | Voted - For |
| 5. | Shareholder proposal regarding business operations in China. | Shareholder | Against | Voted - Against |
| 6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | Voted - Against |
| 7. | Shareholder proposal regarding indirect political spending. | Shareholder | Against | Voted - Against |
| 8. | Shareholder proposal regarding patents and access. | Shareholder | Against | Voted - Against |
| 9. | Shareholder proposal regarding a congruency report of partnerships with globalist organizations. | Shareholder | Against | Voted - Against |
| 10. | Shareholder proposal regarding an independent board chairman. | Shareholder | Against | Voted - Against |
METLIFE, INC.
Security ID: 59156R108
Ticker: MET
Meeting Date: 20-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Cheryl W. Grisé | Management | For | Voted - For |
| 1b. | Election of Director: Carlos M. Gutierrez | Management | For | Voted - For |
| 1c. | Election of Director: Carla A. Harris | Management | For | Voted - For |
| 1d. | Election of Director: Gerald L. Hassell | Management | For | Voted - For |
| 1e. | Election of Director: David L. Herzog | Management | For | Voted - For |
| 1f. | Election of Director: R. Glenn Hubbard, Ph.D. | Management | For | Voted - For |
| 1g. | Election of Director: Jeh C. Johnson | Management | For | Voted - For |
| 1h. | Election of Director: Edward J. Kelly, III | Management | For | Voted - For |
| 1i. | Election of Director: William E. Kennard | Management | For | Voted - For |
| 1j. | Election of Director: Michel A. Khalaf | Management | For | Voted - For |
| 1k. | Election of Director: Catherine R. Kinney | Management | For | Voted - For |
| 1l. | Election of Director: Diana L. McKenzie | Management | For | Voted - For |
| 1m. | Election of Director: Denise M. Morrison | Management | For | Voted - For |
| 1n. | Election of Director: Mark A. Weinberger | Management | For | Voted - For |
| 2. | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.'s Independent Auditor for 2023 | Management | For | Voted - For |
| 3. | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.'s Named Executive Officers | Management | For | Voted - For |
| 4. | Advisory (non-binding) vote on the frequency of future advisory votes to approve the compensation paid to MetLife, Inc.'s Named Executive Officers | Management | 1 Year | Voted - 1 Year |
MID-AMERICA APARTMENT COMMUNITIES, INC.
Security ID: 59522J103
Ticker: MAA
Meeting Date: 16-May-23
Meeting Type: Annual
| 1a. | Election of Director: H. Eric Bolton, Jr. | Management | For | Voted - For |
| 1b. | Election of Director: Deborah H. Caplan | Management | For | Voted - For |
| 1c. | Election of Director: John P. Case | Management | For | Voted - For |
| 1d. | Election of Director: Tamara Fischer | Management | For | Voted - For |
| 1e. | Election of Director: Alan B. Graf, Jr. | Management | For | Voted - For |
| 1f. | Election of Director: Toni Jennings | Management | For | Voted - For |
| 1g. | Election of Director: Edith Kelly-Green | Management | For | Voted - For |
| 1h. | Election of Director: James K. Lowder | Management | For | Voted - For |
| 1i. | Election of Director: Thomas H. Lowder | Management | For | Voted - For |
| 1j. | Election of Director: Claude B. Nielsen | Management | For | Voted - For |
| 1k. | Election of Director: W. Reid Sanders | Management | For | Voted - For |
| 1l. | Election of Director: Gary S. Shorb | Management | For | Voted - For |
| 1m. | Election of Director: David P. Stockert | Management | For | Voted - For |
| 2. | Advisory (non-binding) vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | Voted - For |
| 3. | Advisory (non-binding) vote on the frequency of an advisory (non-binding) vote to approve named executive officer compensation. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2023. | Management | For | Voted - For |
| 5. | Approval of the 2023 OMNIBUS Incentive Plan. | Management | For | Voted - For |
NEWELL BRANDS INC.
Security ID: 651229106
Ticker: NWL
Meeting Date: 16-May-23
Meeting Type: Annual
| 1a. | Election of Director: Bridget Ryan Berman | Management | For | Voted - For |
| 1b. | Election of Director: Patrick D. Campbell | Management | For | Voted - For |
| 1c. | Election of Director: Gary Hu | Management | For | Voted - For |
| 1d. | Election of Director: Jay L. Johnson | Management | For | Voted - For |
| 1e. | Election of Director: Gerardo I. Lopez | Management | For | Voted - For |
| 1f. | Election of Director: Courtney R. Mather | Management | For | Voted - For |
| 1g. | Election of Director: Christopher H. Peterson | Management | For | Voted - For |
| 1h. | Election of Director: Judith A. Sprieser | Management | For | Voted - For |
| 1i. | Election of Director: Stephanie P. Stahl | Management | For | Voted - For |
| 1j. | Election of Director: Robert A. Steele | Management | For | Voted - For |
| 1k. | Election of Director: David P. Willetts | Management | For | Voted - For |
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | Voted - For |
| 3. | Advisory resolution to approve executive compensation. | Management | For | Voted - For |
| 4. | Vote on an advisory resolution on the frequency of the advisory vote on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 5. | A stockholder proposal to amend the stockholders' right to action by written consent. | Shareholder | Against | Voted - Against |
NEXTERA ENERGY PARTNERS, LP
Security ID: 65341B106
Ticker: NEP
Meeting Date: 24-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Susan D. Austin | Management | For | Voted - For |
| 1b. | Election of Director: Robert J. Byrne | Management | For | Voted - For |
| 1c. | Election of Director: John W. Ketchum | Management | For | Voted - For |
| 1d. | Election of Director: Peter H. Kind | Management | For | Voted - For |
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2023 | Management | For | Voted - For |
| 3. | Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement | Management | For | Voted - For |
| 4. | Non-binding advisory vote on the frequency of future unitholder non-binding advisory votes on the compensation of NextEra Energy Partners' named executive officers | Management | 1 Year | Voted - 1 Year |
NISOURCE INC.
Security ID: 65473P105
Ticker: NI
Meeting Date: 23-May-23
Meeting Type: Annual
| 1a. | Election of Director to hold office until the next Annual Stockholders' Meeting: Peter A. Altabef | Management | For | Voted - For |
| 1b. | Election of Director to hold office until the next Annual Stockholders' Meeting: Sondra L. Barbour | Management | For | Voted - For |
| 1c. | Election of Director to hold office until the next Annual Stockholders' Meeting: Theodore H. Bunting, Jr. | Management | For | Voted - For |
| 1d. | Election of Director to hold office until the next Annual Stockholders' Meeting: Eric L. Butler | Management | For | Voted - For |
| 1e. | Election of Director to hold office until the next Annual Stockholders' Meeting: Aristides S. Candris | Management | For | Voted - For |
| 1f. | Election of Director to hold office until the next Annual Stockholders' Meeting: Deborah A. Henretta | Management | For | Voted - For |
| 1g. | Election of Director to hold office until the next Annual Stockholders' Meeting: Deborah A. P. Hersman | Management | For | Voted - For |
| 1h. | Election of Director to hold office until the next Annual Stockholders' Meeting: Michael E. Jesanis | Management | For | Voted - For |
| 1i. | Election of Director to hold office until the next Annual Stockholders' Meeting: William D. Johnson | Management | For | Voted - For |
| 1j. | Election of Director to hold office until the next Annual Stockholders' Meeting: Kevin T. Kabat | Management | For | Voted - For |
| 1k. | Election of Director to hold office until the next Annual Stockholders' Meeting: Cassandra S. Lee | Management | For | Voted - For |
| 1l. | Election of Director to hold office until the next Annual Stockholders' Meeting: Lloyd M. Yates | Management | For | Voted - For |
| 2. | To approve named executive officer compensation on an advisory basis. | Management | For | Voted - For |
| 3. | To approve the frequency of future advisory votes on named executive officer compensation on an advisory basis. | Management | 1 Year | Voted - 1 Year |
| 4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. | Management | For | Voted - For |
| 5. | To approve an Amendment to our Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock. | Management | For | Voted - For |
| 6. | Stockholder proposal requesting the adoption of a policy requiring the separation of the roles of Chairman of the Board and Chief Executive Officer. | Shareholder | Against | Voted - Against |
NNN REIT, INC.
Security ID: 637417106
Ticker: NNN
Meeting Date: 16-May-23
Meeting Type: Annual
| 1a. | Election of Director to serve for a term ending at the 2024 annual meeting: Pamela K. M. Beall | Management | For | Voted - For |
| 1b. | Election of Director to serve for a term ending at the 2024 annual meeting: Steven D. Cosler | Management | For | Voted - For |
| 1c. | Election of Director to serve for a term ending at the 2024 annual meeting: David M. Fick | Management | For | Voted - For |
| 1d. | Election of Director to serve for a term ending at the 2024 annual meeting: Edward J. Fritsch | Management | For | Voted - For |
| 1e. | Election of Director to serve for a term ending at the 2024 annual meeting: Elizabeth C. Gulacsy | Management | For | Voted - For |
| 1f. | Election of Director to serve for a term ending at the 2024 annual meeting: Kevin B. Habicht | Management | For | Voted - For |
| 1g. | Election of Director to serve for a term ending at the 2024 annual meeting: Betsy D. Holden | Management | For | Voted - For |
| 1h. | Election of Director to serve for a term ending at the 2024 annual meeting: Stephen A. Horn, Jr. | Management | For | Voted - For |
| 1i. | Election of Director to serve for a term ending at the 2024 annual meeting: Kamau O. Witherspoon | Management | For | Voted - For |
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers as described in this Proxy Statement. | Management | For | Voted - For |
| 3. | Non-binding advisory vote to approve the frequency of future non-binding advisory votes by stockholders on the compensation of our named executive officers. | Management | 1 Year | Voted - 1 Year |
| 4. | Approval of an amendment to the Company's 2017 Performance Incentive Plan. | Management | For | Voted - For |
| 5. | Ratification of the selection of our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | Voted - For |
PFIZER INC.
Security ID: 717081103
Ticker: PFE
Meeting Date: 27-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Ronald E. Blaylock | Management | For | Voted - For |
| 1b. | Election of Director: Albert Bourla | Management | For | Voted - For |
| 1c. | Election of Director: Susan Desmond- Hellmann | Management | For | Voted - For |
| 1d. | Election of Director: Joseph J. Echevarria | Management | For | Voted - For |
| 1e. | Election of Director: Scott Gottlieb | Management | For | Voted - For |
| 1f. | Election of Director: Helen H. Hobbs | Management | For | Voted - For |
| 1g. | Election of Director: Susan Hockfield | Management | For | Voted - For |
| 1h. | Election of Director: Dan R. Littman | Management | For | Voted - For |
| 1i. | Election of Director: Shantanu Narayen | Management | For | Voted - For |
| 1j. | Election of Director: Suzanne Nora Johnson | Management | For | Voted - For |
| 1k. | Election of Director: James Quincey | Management | For | Voted - For |
| 1l. | Election of Director: James C. Smith | Management | For | Voted - For |
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 | Management | For | Voted - For |
| 3. | 2023 advisory approval of executive compensation | Management | For | Voted - For |
| 4. | Advisory vote on frequency of future advisory votes to approve executive compensation | Management | 1 Year | Voted - 1 Year |
| 5. | Shareholder proposal regarding ratification of termination pay | Shareholder | Against | Voted - Against |
| 6. | Shareholder proposal regarding independent board chairman policy | Shareholder | Against | Voted - Against |
| 7. | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report | Shareholder | Against | Voted - Against |
| 8. | Shareholder proposal regarding impact of extended patent exclusivities on product access report | Shareholder | Against | Voted - Against |
| 9. | Shareholder proposal regarding political contributions congruency report | Shareholder | Against | Voted - Against |
PHILIP MORRIS INTERNATIONAL INC.
Security ID: 718172109
Ticker: PM
Meeting Date: 03-May-23
Meeting Type: Annual
| 1a. | Election of Director: Brant Bonin Bough | Management | For | Voted - For |
| 1b. | Election of Director: André Calantzopoulos | Management | For | Voted - For |
| 1c. | Election of Director: Michel Combes | Management | For | Voted - For |
| 1d. | Election of Director: Juan José Daboub | Management | For | Voted - For |
| 1e. | Election of Director: Werner Geissler | Management | For | Voted - For |
| 1f. | Election of Director: Lisa A. Hook | Management | For | Voted - For |
| 1g. | Election of Director: Jun Makihara | Management | For | Voted - For |
| 1h. | Election of Director: Kalpana Morparia | Management | For | Voted - For |
| 1i. | Election of Director: Jacek Olczak | Management | For | Voted - For |
| 1j. | Election of Director: Robert B. Polet | Management | For | Voted - For |
| 1k. | Election of Director: Dessislava Temperley | Management | For | Voted - For |
| 1l. | Election of Director: Shlomo Yanai | Management | For | Voted - For |
| 2. | Advisory Vote Approving Executive Compensation | Management | For | Voted - For |
| 3. | Advisory Vote on the Frequency of Future Say-On-Pay Votes, with the Board of Directors Recommending a Say-On-Pay Vote | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the Selection of Independent Auditors | Management | For | Voted - For |
| 5. | Shareholder Proposal to make nicotine level information available to customers and begin reducing nicotine levels | Shareholder | Against | Voted - Against |
PRINCIPAL FINANCIAL GROUP, INC.
Security ID: 74251V102
Ticker: PFG
Meeting Date: 16-May-23
Meeting Type: Annual
| 1a. | Election of Director: Jonathan S. Auerbach | Management | For | Voted - For |
| 1b. | Election of Director: Mary E. Beams | Management | For | Voted - For |
| 1c. | Election of Director: Jocelyn Carter-Miller | Management | For | Voted - For |
| 1d. | Election of Director: Scott M. Mills | Management | For | Voted - For |
| 1e. | Election of Director: Claudio N. Muruzabal | Management | For | Voted - For |
| 1f. | Election of Director: H. Elizabeth Mitchell | Management | For | Voted - For |
| 2. | Advisory Approval of Compensation of Our Named Executive Officers. | Management | For | Voted - For |
| 3. | Advisory Approval of the Frequency of Future Advisory Votes to Approve Compensation of our Named Executive Officers. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of Appointment of Ernst & Young LLP as the Company's Independent Auditor for 2023. | Management | For | Voted - For |
PROLOGIS, INC.
Security ID: 74340W103
Ticker: PLD
Meeting Date: 28-Sep-22
Meeting Type: Special
| 1. | To approve the "Prologis common stock issuance proposal" (as defined in the Proxy Statement), which involves the issuance of common stock of Prologis, Inc. in connection with the merger of Duke Realty Corporation with and into Compton Merger Sub LLC, pursuant to which each outstanding share of Duke Realty Corporation common stock will be converted into the right to receive 0.475 of a newly issued share of Prologis, Inc. common stock, on the terms and conditions set forth in the Agreement and Plan of Merger, dated as of June 11, 2022. | Management | For | Voted - For |
| 2. | To approve one or more adjournments of the Prologis, Inc. special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Prologis common stock issuance proposal (the "Prologis adjournment proposal"). | Management | For | Voted - For |
Meeting Date: 04-May-23
Meeting Type: Annual
| 1a. | Election of Director: Hamid R. Moghadam | Management | For | Voted - For |
| 1b. | Election of Director: Cristina G. Bita | Management | For | Voted - For |
| 1c. | Election of Director: James B. Connor | Management | For | Voted - For |
| 1d. | Election of Director: George L. Fotiades | Management | For | Voted - For |
| 1e. | Election of Director: Lydia H. Kennard | Management | For | Voted - For |
| 1f. | Election of Director: Irving F. Lyons III | Management | For | Voted - For |
| 1g. | Election of Director: Avid Modjtabai | Management | For | Voted - For |
| 1h. | Election of Director: David P. O'Connor | Management | For | Voted - For |
| 1i. | Election of Director: Olivier Piani | Management | For | Voted - For |
| 1j. | Election of Director: Jeffrey L. Skelton | Management | For | Voted - For |
| 1k. | Election of Director: Carl B. Webb | Management | For | Voted - For |
| 2. | Advisory Vote to Approve the Company's Executive Compensation for 2022. | Management | For | Voted - Against |
| 3. | Advisory Vote on the Frequency of Future Advisory Votes on the Company's Executive Compensation. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the Year 2023. | Management | For | Voted - For |
SEMPRA ENERGY
Security ID: 816851109
Ticker: SRE
Meeting Date: 12-May-23
Meeting Type: Annual
| 1a. | Election of Director: Andrés Conesa | Management | For | Voted - For |
| 1b. | Election of Director: Pablo A. Ferrero | Management | For | Voted - For |
| 1c. | Election of Director: Jeffrey W. Martin | Management | For | Voted - For |
| 1d. | Election of Director: Bethany J. Mayer | Management | For | Voted - For |
| 1e. | Election of Director: Michael N. Mears | Management | For | Voted - For |
| 1f. | Election of Director: Jack T. Taylor | Management | For | Voted - For |
| 1g. | Election of Director: Cynthia L. Walker | Management | For | Voted - For |
| 1h. | Election of Director: Cynthia J. Warner | Management | For | Voted - For |
| 1i. | Election of Director: James C. Yardley | Management | For | Voted - For |
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | Voted - For |
| 3. | Advisory Approval of Our Executive Compensation | Management | For | Voted - Against |
| 4. | Advisory Approval of How Often Shareholders Will Vote on an Advisory Basis on Our Executive Compensation | Management | 1 Year | Voted - 1 Year |
| 5. | Amendment to Our Articles of Incorporation to Increase the Number of Authorized Shares of Our Common Stock | Management | For | Voted - Against |
| 6. | Amendment to Our Articles of Incorporation to Change the Company's Legal Name | Management | For | Voted - For |
| 7. | Amendments to Our Articles of Incorporation to Make Certain Technical and Administrative Changes | Management | For | Voted - For |
| 8. | Shareholder Proposal Requiring an Independent Board Chairman | Shareholder | Against | Voted - Against |
SIMON PROPERTY GROUP, INC.
Security ID: 828806109
Ticker: SPG
Meeting Date: 04-May-23
Meeting Type: Annual
| 1A. | Election of Director: Glyn F. Aeppel | Management | For | Voted - For |
| 1B. | Election of Director: Larry C. Glasscock | Management | For | Voted - For |
| 1C. | Election of Director: Allan Hubbard | Management | For | Voted - For |
| 1D. | Election of Director: Reuben S. Leibowitz | Management | For | Voted - For |
| 1E. | Election of Director: Randall J. Lewis | Management | For | Voted - For |
| 1F. | Election of Director: Gary M. Rodkin | Management | For | Voted - For |
| 1G. | Election of Director: Peggy Fang Roe | Management | For | Voted - For |
| 1H. | Election of Director: Stefan M. Selig | Management | For | Voted - For |
| 1I. | Election of Director: Daniel C. Smith, Ph.D. | Management | For | Voted - For |
| 1J. | Election of Director: Marta R. Stewart | Management | For | Voted - For |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | Voted - Against |
| 3. | Ratify the appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for 2023. | Management | For | Voted - For |
| 4. | Advisory Vote on the frequency of executive compensation advisory votes. | Management | 1 Year | Voted - 1 Year |
SONOCO PRODUCTS COMPANY
Security ID: 835495102
Ticker: SON
Meeting Date: 19-Apr-23
Meeting Type: Annual
| 1a. | Election of Director for a one-year term: Steven L. Boyd | Management | For | Voted - For |
| 1b. | Election of Director for a one-year term: R. Howard Coker | Management | For | Voted - For |
| 1c. | Election of Director for a one-year term: Dr. Pamela L. Davies | Management | For | Voted - For |
| 1d. | Election of Director for a one-year term: Theresa J. Drew | Management | For | Voted - For |
| 1e. | Election of Director for a one-year term: Philippe Guillemot | Management | For | Voted - For |
| 1f. | Election of Director for a one-year term: John R. Haley | Management | For | Voted - For |
| 1g. | Election of Director for a one-year term: Robert R. Hill, Jr. | Management | For | Voted - For |
| 1h. | Election of Director for a one-year term: Eleni Istavridis | Management | For | Voted - For |
| 1i. | Election of Director for a one-year term: Richard G. Kyle | Management | For | Voted - For |
| 1j. | Election of Director for a one-year term: Blythe J. McGarvie | Management | For | Voted - For |
| 1k. | Election of Director for a one-year term: Thomas E. Whiddon | Management | For | Voted - For |
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | Management | For | Voted - For |
| 3. | To approve, on an advisory (nonbinding) basis, the compensation of the Company's named executive officers. | Management | For | Voted - For |
| 4. | To vote, on an advisory (non-binding) basis, on the frequency of advisory (non-binding) votes on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 5. | Advisory (non-binding) shareholder proposal regarding special shareholder meeting improvement. | Shareholder | Against | Voted - Against |
THE COCA-COLA COMPANY
Security ID: 191216100
Ticker: KO
Meeting Date: 25-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Herb Allen | Management | For | Voted - For |
| 1b. | Election of Director: Marc Bolland | Management | For | Voted - For |
| 1c. | Election of Director: Ana Botín | Management | For | Voted - For |
| 1d. | Election of Director: Christopher C. Davis | Management | For | Voted - For |
| 1e. | Election of Director: Barry Diller | Management | For | Voted - For |
| 1f. | Election of Director: Carolyn Everson | Management | For | Voted - For |
| 1g. | Election of Director: Helene D. Gayle | Management | For | Voted - For |
| 1h. | Election of Director: Alexis M. Herman | Management | For | Voted - For |
| 1i. | Election of Director: Maria Elena Lagomasino | Management | For | Voted - For |
| 1j. | Election of Director: Amity Millhiser | Management | For | Voted - For |
| 1k. | Election of Director: James Quincey | Management | For | Voted - For |
| 1l. | Election of Director: Caroline J. Tsay | Management | For | Voted - For |
| 1m. | Election of Director: David B. Weinberg | Management | For | Voted - For |
| 2. | Advisory vote to approve executive compensation | Management | For | Voted - For |
| 3. | Advisory vote on the frequency of future advisory votes to approve executive compensation | Management | 1 Year | Voted - 1 Year |
| 4. | Ratify the appointment of Ernst & Young LLP as independent Auditors of the Company to serve for the 2023 fiscal year | Management | For | Voted - For |
| 5. | Shareowner proposal requesting an audit of the Company's impact on nonwhite stakeholders | Shareholder | Against | Voted - Against |
| 6. | Shareowner proposal requesting a global transparency report | Shareholder | Against | Voted - Against |
| 7. | Shareowner proposal regarding political expenditures values alignment | Shareholder | Against | Voted - Against |
| 8. | Shareowner proposal requesting an independent Board chair policy | Shareholder | Against | Voted - Against |
| 9. | Shareowner proposal requesting a report on risks from state policies restricting reproductive rights | Shareholder | Against | Voted - Against |
THE HARTFORD FINANCIAL SVCS GROUP, INC.
Security ID: 416515104
Ticker: HIG
Meeting Date: 17-May-23
Meeting Type: Annual
| 1a. | Election of Director: Larry D. De Shon | Management | For | Voted - For |
| 1b. | Election of Director: Carlos Dominguez | Management | For | Voted - For |
| 1c. | Election of Director: Trevor Fetter | Management | For | Voted - For |
| 1d. | Election of Director: Donna James | Management | For | Voted - For |
| 1e. | Election of Director: Kathryn A. Mikells | Management | For | Voted - For |
| 1f. | Election of Director: Edmund Reese | Management | For | Voted - For |
| 1g. | Election of Director: Teresa W. Roseborough | Management | For | Voted - For |
| 1h. | Election of Director: Virginia P. Ruesterholz | Management | For | Voted - For |
| 1i. | Election of Director: Christopher J. Swift | Management | For | Voted - For |
| 1j. | Election of Director: Matthew E. Winter | Management | For | Voted - For |
| 1k. | Election of Director: Greig Woodring | Management | For | Voted - For |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023 | Management | For | Voted - For |
| 3. | Management proposal to approve, on a non- binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement | Management | For | Voted - For |
| 4. | Shareholder proposal that the Company's Board adopt and disclose a policy for the time bound phase out of underwriting risks associated with new fossil fuel exploration and development projects | Shareholder | Against | Voted - Against |
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Security ID: 460690100
Ticker: IPG
Meeting Date: 25-May-23
Meeting Type: Annual
| 1.1 | Election of Director: Jocelyn Carter-Miller | Management | For | Voted - For |
| 1.2 | Election of Director: Mary J. Steele Guilfoile | Management | For | Voted - For |
| 1.3 | Election of Director: Dawn Hudson | Management | For | Voted - For |
| 1.4 | Election of Director: Philippe Krakowsky | Management | For | Voted - For |
| 1.5 | Election of Director: Jonathan F. Miller | Management | For | Voted - For |
| 1.6 | Election of Director: Patrick Q. Moore | Management | For | Voted - For |
| 1.7 | Election of Director: Linda S. Sanford | Management | For | Voted - For |
| 1.8 | Election of Director: David M. Thomas | Management | For | Voted - For |
| 1.9 | Election of Director: E. Lee Wyatt Jr. | Management | For | Voted - For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic's independent registered public accounting firm for the year 2023. | Management | For | Voted - For |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | Voted - For |
| 4. | Advisory vote on the frequency of the advisory vote on named executive officer compensation. | Management | 1 Year | Voted - 1 Year |
| 5. | Stockholder proposal entitled "Independent Board Chairman". | Shareholder | Against | Voted - Against |
THE PROCTER & GAMBLE COMPANY
Security ID: 742718109
Ticker: PG
Meeting Date: 11-Oct-22
Meeting Type: Annual
| 1a. | ELECTION OF DIRECTOR: B. Marc Allen | Management | For | Voted - For |
| 1b. | ELECTION OF DIRECTOR: Angela F. Braly | Management | For | Voted - For |
| 1c. | ELECTION OF DIRECTOR: Amy L. Chang | Management | For | Voted - For |
| 1d. | ELECTION OF DIRECTOR: Joseph Jimenez | Management | For | Voted - For |
| 1e. | ELECTION OF DIRECTOR: Christopher Kempczinski | Management | For | Voted - For |
| 1f. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | Voted - For |
| 1g. | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | For | Voted - For |
| 1h. | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | For | Voted - For |
| 1i. | ELECTION OF DIRECTOR: Jon R. Moeller | Management | For | Voted - For |
| 1j. | ELECTION OF DIRECTOR: Rajesh Subramaniam | Management | For | Voted - For |
| 1k. | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | For | Voted - For |
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | For | Voted - For |
| 3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote) | Management | For | Voted - For |
THE WILLIAMS COMPANIES, INC.
Security ID: 969457100
Ticker: WMB
Meeting Date: 25-Apr-23
Meeting Type: Annual
| 1a. | Election of Director for a one-year term: Alan S. Armstrong | Management | For | Voted - For |
| 1b. | Election of Director for a one-year term: Stephen W. Bergstrom | Management | For | Voted - For |
| 1c. | Election of Director for a one-year term: Michael A. Creel | Management | For | Voted - For |
| 1d. | Election of Director for a one-year term: Stacey H. Doré | Management | For | Voted - For |
| 1e. | Election of Director for a one-year term: Carri A. Lockhart | Management | For | Voted - For |
| 1f. | Election of Director for a one-year term: Richard E. Muncrief | Management | For | Voted - For |
| 1g. | Election of Director for a one-year term: Peter A. Ragauss | Management | For | Voted - For |
| 1h. | Election of Director for a one-year term: Rose M. Robeson | Management | For | Voted - For |
| 1i. | Election of Director for a one-year term: Scott D. Sheffield | Management | For | Voted - For |
| 1j. | Election of Director for a one-year term: Murray D. Smith | Management | For | Voted - For |
| 1k. | Election of Director for a one-year term: William H. Spence | Management | For | Voted - For |
| 1l. | Election of Director for a one-year term: Jesse J. Tyson | Management | For | Voted - For |
| 2. | Ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | Voted - For |
| 3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | Voted - For |
| 4. | Approve, on an advisory basis, the frequency of future advisory votes to approve the compensation of the Company's named executive officers. | Management | 1 Year | Voted - 1 Year |
U.S. BANCORP
Security ID: 902973304
Ticker: USB
Meeting Date: 18-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Warner L. Baxter | Management | For | Voted - For |
| 1b. | Election of Director: Dorothy J. Bridges | Management | For | Voted - For |
| 1c. | Election of Director: Elizabeth L. Buse | Management | For | Voted - For |
| 1d. | Election of Director: Andrew Cecere | Management | For | Voted - For |
| 1e. | Election of Director: Alan B. Colberg | Management | For | Voted - For |
| 1f. | Election of Director: Kimberly N. Ellison-Taylor | Management | For | Voted - For |
| 1g | Election of Director: Kimberly J. Harris | Management | For | Voted - For |
| 1h. | Election of Director: Roland A. Hernandez | Management | For | Voted - For |
| 1i. | Election of Director: Richard P. McKenney | Management | For | Voted - For |
| 1j. | Election of Director: Yusuf I. Mehdi | Management | For | Voted - For |
| 1k. | Election of Director: Loretta E. Reynolds | Management | For | Voted - For |
| 1l. | Election of Director: John P. Wiehoff | Management | For | Voted - For |
| 1m. | Election of Director: Scott W. Wine | Management | For | Voted - For |
| 2. | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. | Management | For | Voted - For |
| 3. | An advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 4. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2023 fiscal year. | Management | For | Voted - For |
VERIZON COMMUNICATIONS INC.
Security ID: 92343V104
Ticker: VZ
Meeting Date: 11-May-23
Meeting Type: Annual
| 1A. | Election of Director: Shellye Archambeau | Management | For | Voted - For |
| 1B. | Election of Director: Roxanne Austin | Management | For | Voted - For |
| 1C. | Election of Director: Mark Bertolini | Management | For | Voted - For |
| 1D. | Election of Director: Vittorio Colao | Management | For | Voted - For |
| 1E. | Election of Director: Melanie Healey | Management | For | Voted - For |
| 1F. | Election of Director: Laxman Narasimhan | Management | For | Voted - For |
| 1G. | Election of Director: Clarence Otis, Jr. | Management | For | Voted - For |
| 1H. | Election of Director: Daniel Schulman | Management | For | Voted - For |
| 1I. | Election of Director: Rodney Slater | Management | For | Voted - For |
| 1J. | Election of Director: Carol Tomé | Management | For | Voted - For |
| 1K. | Election of Director: Hans Vestberg | Management | For | Voted - For |
| 1L. | Election of Director: Gregory Weaver | Management | For | Voted - For |
| 2. | Advisory vote to approve executive compensation | Management | For | Voted - For |
| 3. | Advisory vote on the frequency of future advisory votes to approve executive compensation | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of appointment of independent registered public accounting firm | Management | For | Voted - For |
| 5. | Government requests to remove content | Shareholder | Against | Voted - Against |
| 6. | Prohibit political contributions | Shareholder | Against | Voted - Against |
| 7. | Amend clawback policy | Shareholder | Against | Voted - Against |
| 8. | Shareholder ratification of annual equity awards | Shareholder | Against | Voted - Against |
| 9. | Independent chair | Shareholder | Against | Voted - Against |
| City National Rochdale Fixed Income Opportunities Fund |
| | Proposal | Proposed by | Mgt. Position | Registrant Voted |
IHEARTMEDIA INC
Security ID: 45174J509
Ticker: IHRTQ
Meeting Date: 18-May-23
Meeting Type: Annual
| 1.1 | Elect Robert W. Pittman | Management | For | Voted - For |
| 1.2 | Elect James A. Rasulo | Management | For | Voted - For |
| 1.3 | Elect Richard J. Bressler | Management | For | Voted - Withheld |
| 1.4 | Elect Samuel E. Englebardt | Management | For | Voted - For |
| 1.5 | Elect Brad Gerstner | Management | For | Voted - For |
| 1.6 | Elect Cheryl D. Mills | Management | For | Voted - For |
| 1.7 | Elect Graciela I. Monteagudo | Management | For | Voted - For |
| 1.8 | Elect Kamakshi Sivaramakrishnan | Management | For | Voted - For |
| 2 | Ratification of Auditor | Management | For | Voted - For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
| 5 | Amendment to the 2021 Long-Term Incentive Plan | Management | For | Voted - Against |
MALLINCKRODT PLC
Security ID: G5890A
Ticker: MNKPF
Meeting Date: 29-Sep-22
Meeting Type: Annual
| 1 | Elect Paul M. Bisaro | Management | For | Voted - For |
| 2 | Elect Daniel A. Celentano | Management | For | Voted - For |
| 3 | Elect Riad H. El-Dada | Management | For | Voted - For |
| 4 | Elect Neal P. Goldman | Management | For | Voted - For |
| 5 | Elect Karen L. Ling | Management | For | Voted - For |
| 6 | Elect Woodrow A. Myers, Jr. | Management | For | Voted - For |
| 7 | Elect James R. Sulat | Management | For | Voted - For |
| 8 | Elect Sigurdur Olafsson | Management | For | Voted - For |
| 9 | Re-appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
| 10 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
| 11 | Authority to Repurchase Overseas Market Shares | Management | For | Voted - For |
| 12 | Authorize the Price Range at which the Company can Re-Allot Shares as Treasury Shares | Management | For | Voted - For |
Meeting Date: 16-May-23
Meeting Type: Annual
| 1 | Elect Paul M. Bisaro | Management | For | Voted - For |
| 2 | Elect Daniel A. Celentano | Management | For | Voted - For |
| 3 | Elect Riad H. El-Dada | Management | For | Voted - For |
| 4 | Elect Neal P. Goldman | Management | For | Voted - For |
| 5 | Elect Karen L. Ling | Management | For | Voted - For |
| 6 | Elect Woodrow A. Myers, Jr. | Management | For | Voted - For |
| 7 | Elect Susan Silbermann | Management | For | Voted - For |
| 8 | Elect James R. Sulat | Management | For | Voted - For |
| 9 | Elect Sigurdur Olafsson | Management | For | Voted - For |
| City National Rochdale Fixed Income Opportunities Fund |
| | Proposal | Proposed by | Mgt. Position | Registrant Voted |
| 10 | Ratification of Auditor | Management | For | Voted - For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
| 12 | Authority to Repurchase Overseas Market Shares | Management | For | Voted - For |
| 13 | Authorize the Price Range at which the Company can Re-Allot Shares as Treasury Shares | Management | For | Voted - For |
| City National Rochdale U.S. Core Equity Fund |
| | Proposal | Proposed by | Mgt. Position | Registrant Voted |
ACCENTURE PLC
Security ID: G1151C101
Ticker: ACN
Meeting Date: 01-Feb-23
Meeting Type: Annual
| 1a. | Appointment of Director: Jaime Ardila | Management | For | Voted - For |
| 1b. | Appointment of Director: Nancy McKinstry | Management | For | Voted - For |
| 1c. | Appointment of Director: Beth E. Mooney | Management | For | Voted - For |
| 1d. | Appointment of Director: Gilles C. Pélisson | Management | For | Voted - For |
| 1e. | Appointment of Director: Paula A. Price | Management | For | Voted - For |
| 1f. | Appointment of Director: Venkata (Murthy) Renduchintala | Management | For | Voted - For |
| 1g. | Appointment of Director: Arun Sarin | Management | For | Voted - For |
| 1h. | Appointment of Director: Julie Sweet | Management | For | Voted - For |
| 1i. | Appointment of Director: Tracey T. Travis | Management | For | Voted - For |
| 2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | For | Voted - For |
| 3. | To approve, in a non-binding vote, the frequency of future non-binding votes to approve the compensation of our named executive officers. | Management | 1 Year | Voted - 1 Year |
| 4. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditor of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | For | Voted - For |
| 5. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | Voted - For |
| 6. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | Voted - For |
| 7. | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | Management | For | Voted - For |
ADOBE INC.
Security ID: 00724F101
Ticker: ADBE
Meeting Date: 20-Apr-23
Meeting Type: Annual
| 1a. | Election of Director to serve for a one-year term: Amy Banse | Management | For | Voted - For |
| 1b. | Election of Director to serve for a one-year term: Brett Biggs | Management | For | Voted - For |
| 1c. | Election of Director to serve for a one-year term: Melanie Boulden | Management | For | Voted - For |
| 1d. | Election of Director to serve for a one-year term: Frank Calderoni | Management | For | Voted - For |
| 1e. | Election of Director to serve for a one-year term: Laura Desmond | Management | For | Voted - For |
| 1f. | Election of Director to serve for a one-year term: Shantanu Narayen | Management | For | Voted - For |
| 1g. | Election of Director to serve for a one-year term: Spencer Neumann | Management | For | Voted - For |
| 1h. | Election of Director to serve for a one-year term: Kathleen Oberg | Management | For | Voted - For |
| 1i. | Election of Director to serve for a one-year term: Dheeraj Pandey | Management | For | Voted - For |
| 1j. | Election of Director to serve for a one-year term: David Ricks | Management | For | Voted - For |
| 1k. | Election of Director to serve for a one-year term: Daniel Rosensweig | Management | For | Voted - For |
| 1l. | Election of Director to serve for a one-year term: John Warnock | Management | For | Voted - For |
| 2. | Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. | Management | For | Voted - For |
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. | Management | For | Voted - For |
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | Voted - For |
| 5. | Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 6. | Stockholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records. | Shareholder | Against | Voted - Against |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 02-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Larry Page | Management | For | Voted - For |
| 1b. | Election of Director: Sergey Brin | Management | For | Voted - For |
| 1c. | Election of Director: Sundar Pichai | Management | For | Voted - For |
| 1d. | Election of Director: John L. Hennessy | Management | For | Voted - For |
| 1e. | Election of Director: Frances H. Arnold | Management | For | Voted - For |
| 1f. | Election of Director: R. Martin "Marty" Chávez | Management | For | Voted - For |
| 1g. | Election of Director: L. John Doerr | Management | For | Voted - For |
| 1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | Voted - For |
| 1i. | Election of Director: Ann Mather | Management | For | Voted - For |
| 1j. | Election of Director: K. Ram Shriram | Management | For | Voted - For |
| 1k. | Election of Director: Robin L. Washington | Management | For | Voted - For |
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | Voted - For |
| 3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | Management | For | Voted - For |
| 4. | Advisory vote to approve compensation awarded to named executive officers | Management | For | Voted - Against |
| 5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | Management | For | Voted - 1 Year |
| 6. | Stockholder proposal regarding a lobbying report | Shareholder | Against | Voted - Against |
| 7. | Stockholder proposal regarding a congruency report | Shareholder | Against | Voted - Against |
| 8. | Stockholder proposal regarding a climate lobbying report | Shareholder | Against | Voted - Against |
| 9. | Stockholder proposal regarding a report on reproductive rights and data privacy | Shareholder | Against | Voted - For |
| 10. | Stockholder proposal regarding a human rights assessment of data center siting | Shareholder | Against | Voted - Against |
| 11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | Shareholder | Against | Voted - For |
| 12. | Stockholder proposal regarding algorithm disclosures | Shareholder | Against | Voted - For |
| 13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | Shareholder | Against | Voted - For |
| 14. | Stockholder proposal regarding a content governance report | Shareholder | Against | Voted - Against |
| 15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | Shareholder | Against | Voted - For |
| 16. | Stockholder proposal regarding bylaws amendment | Shareholder | Against | Voted - For |
| 17. | Stockholder proposal regarding "executives to retain significant stock" | Shareholder | Against | Voted - Against |
| 18. | Stockholder proposal regarding equal shareholder voting | Shareholder | Against | Voted - For |
AMAZON.COM, INC.
Security ID: 023135106
Ticker: AMZN
Meeting Date: 24-May-23
Meeting Type: Annual
| 1a. | Election of Director: Jeffrey P. Bezos | Management | For | Voted - For |
| 1b. | Election of Director: Andrew R. Jassy | Management | For | Voted - For |
| 1c. | Election of Director: Keith B. Alexander | Management | For | Voted - For |
| 1d. | Election of Director: Edith W. Cooper | Management | For | Voted - For |
| 1e. | Election of Director: Jamie S. Gorelick | Management | For | Voted - For |
| 1f. | Election of Director: Daniel P. Huttenlocher | Management | For | Voted - For |
| 1g. | Election of Director: Judith A. McGrath | Management | For | Voted - For |
| 1h. | Election of Director: Indra K. Nooyi | Management | For | Voted - For |
| 1i. | Election of Director: Jonathan J. Rubinstein | Management | For | Voted - For |
| 1j. | Election of Director: Patricia Q. Stonesifer | Management | For | Voted - For |
| 1k. | Election of Director: Wendell P. Weeks | Management | For | Voted - For |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | Voted - For |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | Voted - Against |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | Voted - 1 Year |
| 5. | REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW | Management | For | Voted - Against |
| 6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | Against | Voted - Against |
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | Against | Voted - For |
| 8. | SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS | Shareholder | Against | Voted - Against |
| 9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS | Shareholder | Against | Voted - Against |
| 10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Shareholder | Against | Voted - For |
| 11. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | Against | Voted - For |
| 12. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING | Shareholder | Against | Voted - Against |
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | Against | Voted - Against |
| 14. | SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS | Shareholder | Against | Voted - Against |
| 15. | SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS | Shareholder | Against | Voted - For |
| 16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | Against | Voted - For |
| 17. | SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS | Shareholder | Against | Voted - Against |
| 18. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS | Shareholder | Against | Voted - Against |
| 19. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE | Shareholder | Against | Voted - Against |
| 20. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Against | Voted - Against |
| 21. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | Against | Voted - For |
| 22. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Against | Voted - Against |
| 23. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Against | Voted - For |
AMERICAN EXPRESS COMPANY
Security ID: 025816109
Ticker: AXP
Meeting Date: 02-May-23
Meeting Type: Annual
| 1a. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | Voted - For |
| 1b. | Election of Director for a term of one year: John J. Brennan | Management | For | Voted - For |
| 1c. | Election of Director for a term of one year: Peter Chernin | Management | For | Voted - For |
| 1d. | Election of Director for a term of one year: Walter J. Clayton III | Management | For | Voted - For |
| 1e. | Election of Director for a term of one year: Ralph de la Vega | Management | For | Voted - For |
| 1f. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | Voted - For |
| 1g. | Election of Director for a term of one year: Deborah P. Majoras | Management | For | Voted - For |
| 1h. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | Voted - For |
| 1i. | Election of Director for a term of one year: Charles E. Phillips | Management | For | Voted - For |
| 1j. | Election of Director for a term of one year: Lynn A. Pike | Management | For | Voted - For |
| 1k. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | Voted - For |
| 1l. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | Voted - For |
| 1m. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | Voted - For |
| 1n. | Election of Director for a term of one year: Christopher D. Young | Management | For | Voted - For |
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2023. | Management | For | Voted - For |
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | Voted - Against |
| 4. | Advisory resolution to approve the frequency of future advisory say-on-pay votes. | Management | 1 Year | Voted - 1 Year |
| 5. | Shareholder proposal relating to shareholder ratification of excessive termination pay. | Shareholder | Against | Voted - For |
| 6. | Shareholder proposal relating to abortion & consumer data privacy. | Shareholder | Against | Voted - Against |
AMERICAN WATER WORKS COMPANY, INC.
Security ID: 030420103
Ticker: AWK
Meeting Date: 10-May-23
Meeting Type: Annual
| 1a. | Election of Director: Jeffrey N. Edwards | Management | For | Voted - For |
| 1b. | Election of Director: Martha Clark Goss | Management | For | Voted - For |
| 1c. | Election of Director: M. Susan Hardwick | Management | For | Voted - For |
| 1d. | Election of Director: Kimberly J. Harris | Management | For | Voted - For |
| 1e. | Election of Director: Laurie P. Havanec | Management | For | Voted - For |
| 1f. | Election of Director: Julia L. Johnson | Management | For | Voted - For |
| 1g. | Election of Director: Patricia L. Kampling | Management | For | Voted - For |
| 1h. | Election of Director: Karl F. Kurz | Management | For | Voted - For |
| 1i. | Election of Director: Michael L. Marberry | Management | For | Voted - For |
| 1j. | Election of Director: James G. Stavridis | Management | For | Voted - For |
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | Voted - For |
| 3. | Approval, on an advisory basis, of the frequency (i.e., every year, every two years or every three years) of the approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | Management | For | Voted - For |
| 5. | Shareholder proposal on Racial Equity Audit as described in the proxy statement. | Shareholder | Against | Voted - Against |
ANHEUSER-BUSCH INBEV SA
Security ID: 03524A108
Ticker: BUD
Meeting Date: 26-Apr-23
Meeting Type: Annual
| 1. | Change to article 19.3 of the articles of association of the Company Proposed resolution: amending the composition rules ...(due to space limits, see proxy material for full proposal). | Management | For | Voted - For |
| 5. | Approval of the statutory annual accounts Proposed resolution: approving the statutory annual accounts relating to the accounting year ended on 31 December 2022. | Management | For | Voted - For |
| 6. | Discharge to the directors Proposed resolution: granting discharge to the directors for the performance of their duties during the accounting year ended on 31 December 2022. | Management | For | Voted - For |
| 7. | Discharge to the statutory auditor Proposed resolution: granting discharge to the statutory auditor for the performance of his duties during the accounting year ended on 31 December 2022. | Management | For | Voted - For |
| 8a. | Proposed resolution: acknowledging the end of the mandate of Ms. ...(due to space limits, see proxy material for full proposal). | Management | For | Voted - For |
| 8b. | Proposed resolution: acknowledging the resignation of Mr. Elio ...(due to space limits, see proxy material for full proposal). | Management | For | Voted - For |
| 8c. | Proposed resolution: acknowledging the resignation of Ms. ...(due to space limits, see proxy material for full proposal). | Management | For | Voted - For |
| 8d. | Proposed resolution: upon proposal by the Reference Shareholder, ...(due to space limits, see proxy material for full proposal). | Management | For | Voted - Against |
| 8e. | Proposed resolution: upon proposal by the Reference Shareholder, ...(due to space limits, see proxy material for full proposal). | Management | For | Voted - Against |
| 8f. | Proposed resolution: acknowledging the end of the mandate of Ms. ...(due to space limits, see proxy material for full proposal). | Management | For | Voted - Against |
| 8g. | Proposed resolution: upon proposal by the Restricted ...(due to space limits, see proxy material for full proposal). | Management | For | Voted - Against |
| 8h. | Proposed resolution: upon proposal by the Restricted ...(due to space limits, see proxy material for full proposal). | Management | For | Voted - Against |
| 8i. | Proposed resolution: acknowledging the end of the mandate of Mr. ...(due to space limits, see proxy material for full proposal). | Management | For | Voted - Against |
| 9. | Remuneration Report Proposed resolution: approving the remuneration report for the financial year 2022. The 2022 annual report containing the remuneration report is available on the Company's website as indicated in this notice. | Management | For | Voted - Against |
| 10. | Filings Proposed resolution: without prejudice to other ...(due to space limits, see proxy material for full proposal). | Management | For | Voted - For |
AON PLC
Security ID: G0403H108
Ticker: AON
Meeting Date: 16-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Lester B. Knight | Management | For | Voted - For |
| 1b. | Election of Director: Gregory C. Case | Management | For | Voted - For |
| 1c. | Election of Director: Jin-Yong Cai | Management | For | Voted - For |
| 1d. | Election of Director: Jeffrey C. Campbell | Management | For | Voted - For |
| 1e. | Election of Director: Fulvio Conti | Management | For | Voted - For |
| 1f. | Election of Director: Cheryl A. Francis | Management | For | Voted - For |
| 1g. | Election of Director: Adriana Karaboutis | Management | For | Voted - For |
| 1h. | Election of Director: Richard C. Notebaert | Management | For | Voted - For |
| 1i. | Election of Director: Gloria Santona | Management | For | Voted - For |
| 1j. | Election of Director: Sarah E. Smith | Management | For | Voted - For |
| 1k. | Election of Director: Byron O. Spruell | Management | For | Voted - For |
| 1l. | Election of Director: Carolyn Y. Woo | Management | For | Voted - For |
| 2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | Voted - For |
| 3. | Advisory vote on the frequency of holding an advisory vote on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | Voted - For |
| 5. | Re-appoint Ernst & Young Chartered Accountants as the Company's statutory auditor under Irish Law | Management | For | Voted - For |
| 6. | Authorize the Board or the Audit Committee of the Board to determine the remuneration of Ernst & Young Ireland, in its capacity as the Company's statutory auditor under Irish law. | Management | For | Voted - For |
| 7. | Approve the Aon plc 2011 Incentive Plan, as amended and restated. | Management | For | Voted - For |
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 10-Mar-23
Meeting Type: Annual
| 1a | Election of Director: James Bell | Management | For | Voted - For |
| 1b | Election of Director: Tim Cook | Management | For | Voted - For |
| 1c | Election of Director: Al Gore | Management | For | Voted - For |
| 1d | Election of Director: Alex Gorsky | Management | For | Voted - For |
| 1e | Election of Director: Andrea Jung | Management | For | Voted - For |
| 1f | Election of Director: Art Levinson | Management | For | Voted - For |
| 1g | Election of Director: Monica Lozano | Management | For | Voted - For |
| 1h | Election of Director: Ron Sugar | Management | For | Voted - For |
| 1i | Election of Director: Sue Wagner | Management | For | Voted - For |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | Management | For | Voted - For |
| 3. | Advisory vote to approve executive compensation | Management | For | Voted - For |
| 4. | Advisory vote on the frequency of advisory votes on executive compensation | Management | 1 Year | Voted - 1 Year |
| 5. | A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal" | Shareholder | Against | Voted - Against |
| 6. | A shareholder proposal entitled "Communist China Audit" | Shareholder | Against | Voted - Against |
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents | Shareholder | Against | Voted - Against |
| 8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" | Shareholder | Against | Voted - Against |
| 9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | Voted - Against |
ASML HOLDINGS N.V.
Security ID: N07059210
Ticker: ASML
Meeting Date: 26-Apr-23
Meeting Type: Annual
| 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2022 | Management | For | Voted - For |
| 3b | Proposal to adopt the financial statements of the Company for the financial year 2022, as prepared in accordance with Dutch law | Management | For | Voted - For |
| 3d | Proposal to adopt a dividend in respect of the financial year 2022 | Management | For | Voted - For |
| 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2022 | Management | For | Voted - For |
| 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2022 | Management | For | Voted - For |
| 5 | Proposal to approve the number of shares for the Board of Management | Management | For | Voted - For |
| 6a | Proposal to amend the Remuneration Policy for the Supervisory Board | Management | For | Voted - For |
| 6b | Proposal to amend the remuneration of the members of the Supervisory Board | Management | For | Voted - For |
| 8a | Proposal to appoint Mr. N.S. Andersen as a member of the Supervisory Board | Management | For | Voted - For |
| 8b | Proposal to appoint Mr. J.P. de Kreij as a member of the Supervisory Board | Management | For | Voted - For |
| 9 | Proposal to appoint PricewaterhouseCoopers Accountants N.V. as external auditor for the reporting year 2025, in light of the mandatory external auditor rotation | Management | For | Voted - For |
| 10a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | Voted - For |
| 10b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 10 a) | Management | For | Voted - For |
| 11 | Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital | Management | For | Voted - For |
| 12 | Proposal to cancel ordinary shares | Management | For | Voted - For |
BANK OF AMERICA CORPORATION
Security ID: 060505104
Ticker: BAC
Meeting Date: 25-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Sharon L. Allen | Management | For | Voted - For |
| 1b. | Election of Director: José (Joe) E. Almeida | Management | For | Voted - For |
| 1c. | Election of Director: Frank P. Bramble, Sr. | Management | For | Voted - For |
| 1d. | Election of Director: Pierre J. P. de Weck | Management | For | Voted - For |
| 1e. | Election of Director: Arnold W. Donald | Management | For | Voted - For |
| 1f. | Election of Director: Linda P. Hudson | Management | For | Voted - For |
| 1g. | Election of Director: Monica C. Lozano | Management | For | Voted - For |
| 1h. | Election of Director: Brian T. Moynihan | Management | For | Voted - For |
| 1i. | Election of Director: Lionel L. Nowell III | Management | For | Voted - For |
| 1j. | Election of Director: Denise L. Ramos | Management | For | Voted - For |
| 1k. | Election of Director: Clayton S. Rose | Management | For | Voted - For |
| 1l. | Election of Director: Michael D. White | Management | For | Voted - For |
| 1m. | Election of Director: Thomas D. Woods | Management | For | Voted - For |
| 1n. | Election of Director: Maria T. Zuber | Management | For | Voted - For |
| 2. | Approving our executive compensation (an advisory, non-binding "Say on Pay" resolution) | Management | For | Voted - Against |
| 3. | A vote on the frequency of future "Say on Pay" resolutions (an advisory, non-binding "Say on Frequency" resolution) | Management | 1 Year | Voted - 1 Year |
| 4. | Ratifying the appointment of our independent registered public accounting firm for 2023 | Management | For | Voted - For |
| 5. | Amending and restating the Bank of America Corporation Equity Plan | Management | For | Voted - For |
| 6. | Shareholder proposal requesting an independent board chair | Shareholder | Against | Voted - Against |
| 7. | Shareholder proposal requesting shareholder ratification of termination pay | Shareholder | Against | Voted - Against |
| 8. | Shareholder proposal requesting greenhouse gas reduction targets | Shareholder | Against | Voted - Against |
| 9. | Shareholder proposal requesting report on transition planning | Shareholder | Against | Voted - Against |
| 10. | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies | Shareholder | Against | Voted - Against |
| 11. | Shareholder proposal requesting a racial equity audit | Shareholder | Against | Voted - For |
BECTON, DICKINSON AND COMPANY
Security ID: 075887109
Ticker: BDX
Meeting Date: 24-Jan-23
Meeting Type: Annual
| 1A. | Election of Director: William M. Brown | Management | For | Voted - For |
| 1B. | Election of Director: Catherine M. Burzik | Management | For | Voted - For |
| 1C. | Election of Director: Carrie L. Byington | Management | For | Voted - For |
| 1D. | Election of Director: R Andrew Eckert | Management | For | Voted - For |
| 1E. | Election of Director: Claire M. Fraser | Management | For | Voted - For |
| 1F. | Election of Director: Jeffrey W. Henderson | Management | For | Voted - For |
| 1G. | Election of Director: Christopher Jones | Management | For | Voted - For |
| 1H. | Election of Director: Marshall O. Larsen | Management | For | Voted - For |
| 1I. | Election of Director: Thomas E. Polen | Management | For | Voted - For |
| 1J. | Election of Director: Timothy M. Ring | Management | For | Voted - For |
| 1K. | Election of Director: Bertram L. Scott | Management | For | Voted - For |
| 2. | Ratification of the selection of the independent registered public accounting firm. | Management | For | Voted - For |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | Voted - For |
| 4. | Advisory vote to approve the frequency of named executive officer compensation advisory votes. | Management | 1 Year | Voted - 1 Year |
| 5. | Approval of amendments to the 2004 Employee and Director Equity-Based Compensation Plan. | Management | For | Voted - For |
| 6. | A shareholder proposal to require prior shareholder approval of certain termination payments, if properly presented at the meeting. | Shareholder | Against | Voted - For |
BERKSHIRE HATHAWAY INC.
Security ID: 084670702
Ticker: BRKB
Meeting Date: 06-May-23
Meeting Type: Annual
| 1.1 | Director: Warren E. Buffett | Management | For | Voted - For |
| 1.2 | Director: Charles T. Munger | Management | For | Voted - For |
| 1.3 | Director: Gregory E. Abel | Management | For | Voted - For |
| 1.4 | Director: Howard G. Buffett | Management | For | Voted - For |
| 1.5 | Director: Susan A. Buffett | Management | For | Voted - For |
| 1.6 | Director: Stephen B. Burke | Management | For | Voted - For |
| 1.7 | Director: Kenneth I. Chenault | Management | For | Voted - For |
| 1.8 | Director: Christopher C. Davis | Management | For | Voted - For |
| 1.9 | Director: Susan L. Decker | Management | For | Voted - For |
| 1.10 | Director: Charlotte Guyman | Management | For | Voted - For |
| 1.11 | Director: Ajit Jain | Management | For | Voted - For |
| 1.12 | Director: Thomas S. Murphy, Jr. | Management | For | Voted - For |
| 1.13 | Director: Ronald L. Olson | Management | For | Voted - For |
| 1.14 | Director: Wallace R. Weitz | Management | For | Voted - For |
| 1.15 | Director: Meryl B. Witmer | Management | For | Voted - For |
| 2. | Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2023 Proxy Statement. | Management | For | Voted - For |
| 3. | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | Management | For | Voted - 1 Year |
| 4. | Shareholder proposal regarding how the Company manages physical and transitional climate related risks and opportunities. | Shareholder | Against | Voted - For |
| 5. | Shareholder proposal regarding how climate related risks are being governed by the Company. | Shareholder | Against | Voted - For |
| 6. | Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities. | Shareholder | Against | Voted - For |
| 7. | Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. | Shareholder | Against | Voted - For |
| 8. | Shareholder proposal regarding the adoption of a policy requiring that two separate people hold the offices of the Chairman and the CEO. | Shareholder | Against | Voted - Against |
| 9. | Shareholder proposal requesting that the Company avoid supporting or taking a public policy position on controversial social and political issues. | Shareholder | Against | Voted - Against |
CHUBB LIMITED
Security ID: H1467J104
Ticker: CB
Meeting Date: 17-May-23
Meeting Type: Annual
| 1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2022 | Management | For | Voted - For |
| 2a | Allocation of disposable profit | Management | For | Voted - For |
| 2b | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | Voted - For |
| 3 | Discharge of the Board of Directors | Management | For | Voted - For |
| 4a | Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | For | Voted - For |
| 4b | Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | For | Voted - For |
| 4c | Election of BDO AG (Zurich) as special audit firm | Management | For | Voted - For |
| 5a | Election of Director: Evan G. Greenberg | Management | For | Voted - For |
| 5b | Election of Director: Michael P. Connors | Management | For | Voted - For |
| 5c | Election of Director: Michael G. Atieh | Management | For | Voted - For |
| 5d | Election of Director: Kathy Bonanno | Management | For | Voted - For |
| 5e | Election of Director: Nancy K. Buese | Management | For | Voted - For |
| 5f | Election of Director: Sheila P. Burke | Management | For | Voted - For |
| 5g | Election of Director: Michael L. Corbat | Management | For | Voted - For |
| 5h | Election of Director: Robert J. Hugin | Management | For | Voted - For |
| 5i | Election of Director: Robert W. Scully | Management | For | Voted - For |
| 5j | Election of Director: Theodore E. Shasta | Management | For | Voted - For |
| 5k | Election of Director: David H. Sidwell | Management | For | Voted - For |
| 5l | Election of Director: Olivier Steimer | Management | For | Voted - For |
| 5m | Election of Director: Frances F. Townsend | Management | For | Voted - For |
| 6 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | For | Voted - For |
| 7a | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | For | Voted - For |
| 7b | Election of the Compensation Committee of the Board of Directors: David H. Sidwell | Management | For | Voted - For |
| 7c | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | For | Voted - For |
| 8 | Election of Homburger AG as independent proxy | Management | For | Voted - For |
| 9a | Amendments to the Articles of Association: Amendments relating to Swiss corporate law updates | Management | For | Voted - For |
| 9b | Amendments to the Articles of Association: Amendment to advance notice period | Management | For | Voted - For |
| 10a | Reduction of share capital: Cancellation of repurchased shares | Management | For | Voted - For |
| 10b | Reduction of share capital: Par value reduction | Management | For | Voted - For |
| 11a | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Maximum compensation of the Board of Directors until the next annual general meeting | Management | For | Voted - For |
| 11b | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Maximum compensation of Executive Management for the 2024 calendar year | Management | For | Voted - For |
| 11c | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Advisory vote to approve the Swiss compensation report | Management | For | Voted - For |
| 12 | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | For | Voted - For |
| 13 | Advisory vote on the frequency of the U.S. securities law advisory vote on executive compensation | Management | 1 Year | Voted - 1 Year |
| 14 | Shareholder proposal on greenhouse gas emissions targets, if properly presented | Shareholder | Against | Voted - Against |
| 15 | Shareholder proposal on human rights and underwriting, if properly presented. | Shareholder | Against | Voted - Against |
| A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | For | Voted - Against |
CINTAS CORPORATION
Security ID: 172908105
Ticker: CTAS
Meeting Date: 25-Oct-22
Meeting Type: Annual
| 1a. | Election of Director: Gerald S. Adolph | Management | For | Voted - For |
| 1b. | Election of Director: John F. Barrett | Management | For | Voted - For |
| 1c. | Election of Director: Melanie W. Barstad | Management | For | Voted - For |
| 1d. | Election of Director: Karen L. Carnahan | Management | For | Voted - For |
| 1e. | Election of Director: Robert E. Coletti | Management | For | Voted - For |
| 1f. | Election of Director: Scott D. Farmer | Management | For | Voted - For |
| 1g. | Election of Director: Joseph Scaminace | Management | For | Voted - For |
| 1h. | Election of Director: Todd M. Schneider | Management | For | Voted - For |
| 1i. | Election of Director: Ronald W. Tysoe | Management | For | Voted - For |
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | Voted - For |
| 3. | To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | Voted - For |
| 4. | Approval of amendments to the Company's Restated Articles of Incorporation to eliminate the supermajority voting requirement for business combinations with interested persons. | Management | For | Voted - For |
| 5. | Approval of amendments to the Company's Restated Articles of Incorporation to eliminate the supermajority voting requirement to remove directors for cause. | Management | For | Voted - For |
| 6. | Approval of amendments to the Company's Restated Articles of Incorporation to eliminate the supermajority voting requirement for shareholder approval of mergers, share exchanges, asset sales and dissolutions. | Management | For | Voted - For |
| 7. | A shareholder proposal regarding special shareholder meeting improvement, if properly presented at the meeting. | Shareholder | Against | Voted - For |
| 8. | A shareholder proposal regarding report on political contributions, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
CME GROUP INC.
Security ID: 12572Q105
Ticker: CME
Meeting Date: 04-May-23
Meeting Type: Annual
| 1a. | Election of Equity Director: Terrence A. Duffy | Management | For | Voted - For |
| 1b. | Election of Equity Director: Kathryn Benesh | Management | For | Voted - For |
| 1c. | Election of Equity Director: Timothy S. Bitsberger | Management | For | Voted - For |
| 1d. | Election of Equity Director: Charles P. Carey | Management | For | Voted - For |
| 1e. | Election of Equity Director: Bryan T. Durkin | Management | For | Voted - For |
| 1f. | Election of Equity Director: Harold Ford Jr. | Management | For | Voted - For |
| 1g. | Election of Equity Director: Martin J. Gepsman | Management | For | Voted - For |
| 1h. | Election of Equity Director: Larry G. Gerdes | Management | For | Voted - For |
| 1i. | Election of Equity Director: Daniel R. Glickman | Management | For | Voted - For |
| 1j. | Election of Equity Director: Daniel G. Kaye | Management | For | Voted - For |
| 1k. | Election of Equity Director: Phyllis M. Lockett | Management | For | Voted - For |
| 1l. | Election of Equity Director: Deborah J. Lucas | Management | For | Voted - For |
| 1m. | Election of Equity Director: Terry L. Savage | Management | For | Voted - For |
| 1n. | Election of Equity Director: Rahael Seifu | Management | For | Voted - For |
| 1o. | Election of Equity Director: William R. Shepard | Management | For | Voted - For |
| 1p. | Election of Equity Director: Howard J. Siegel | Management | For | Voted - For |
| 1q. | Election of Equity Director: Dennis A. Suskind | Management | For | Voted - For |
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | Voted - For |
| 3. | Advisory vote on the compensation of our named executive officers. | Management | For | Voted - Against |
| 4. | Advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | Voted - 1 Year |
COMCAST CORPORATION
Security ID: 20030N101
Ticker: CMCSA
Meeting Date: 07-Jun-23
Meeting Type: Annual
| 1.1 | Director: Kenneth J. Bacon | Management | For | Voted - For |
| 1.2 | Director: Thomas J. Baltimore Jr. | Management | For | Voted - For |
| 1.3 | Director: Madeline S. Bell | Management | For | Voted - For |
| 1.4 | Director: Edward D. Breen | Management | For | Voted - For |
| 1.5 | Director: Gerald L. Hassell | Management | For | Voted - For |
| 1.6 | Director: Jeffrey A. Honickman | Management | For | Voted - For |
| 1.7 | Director: Maritza G. Montiel | Management | For | Voted - For |
| 1.8 | Director: Asuka Nakahara | Management | For | Voted - For |
| 1.9 | Director: David C. Novak | Management | For | Voted - For |
| 1.10 | Director: Brian L. Roberts | Management | For | Voted - For |
| 2. | Ratification of the appointment of our independent auditors. | Management | For | Voted - For |
| 3. | Approval of Comcast Corporation 2023 Omnibus Equity Incentive Plan. | Management | For | Voted - For |
| 4. | Approval of Amended and Restated Comcast Corporation 2002 Employee Stock Purchase Plan. | Management | For | Voted - For |
| 5. | Advisory vote on executive compensation. | Management | For | Voted - For |
| 6. | Advisory vote on the frequency of the vote on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 7. | To perform independent racial equity audit. | Shareholder | Against | Voted - For |
| 8. | To report on climate risk in default retirement plan options. | Shareholder | Against | Voted - Against |
| 9. | To set different greenhouse gas emissions reduction targets. | Shareholder | Against | Voted - Against |
| 10. | To report on political contributions and company values alignment. | Shareholder | Against | Voted - Against |
| 11. | To report on business in China. | Shareholder | Against | Voted - Against |
COSTCO WHOLESALE CORPORATION
Security ID: 22160K105
Ticker: COST
Meeting Date: 19-Jan-23
Meeting Type: Annual
| 1a. | Election of Director: Susan L. Decker | Management | For | Voted - For |
| 1b. | Election of Director: Kenneth D. Denman | Management | For | Voted - For |
| 1c. | Election of Director: Richard A. Galanti | Management | For | Voted - For |
| 1d. | Election of Director: Hamilton E. James | Management | For | Voted - For |
| 1e. | Election of Director: W. Craig Jelinek | Management | For | Voted - For |
| 1f. | Election of Director: Sally Jewell | Management | For | Voted - For |
| 1g. | Election of Director: Charles T. Munger | Management | For | Voted - For |
| 1h. | Election of Director: Jeffrey S. Raikes | Management | For | Voted - For |
| 1i. | Election of Director: John W. Stanton | Management | For | Voted - For |
| 1j. | Election of Director: Ron M. Vachris | Management | For | Voted - For |
| 1k. | Election of Director: Maggie Wilderotter | Management | For | Voted - For |
| 2. | Ratification of selection of independent auditors. | Management | For | Voted - For |
| 3. | Approval, on an advisory basis, of executive compensation. | Management | For | Voted - For |
| 4. | Approval, on an advisory basis, of frequency of future advisory votes on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 5. | Shareholder proposal regarding report on risks of state policies restricting reproductive rights. | Shareholder | Against | Voted - Against |
DANAHER CORPORATION
Security ID: 235851102
Ticker: DHR
Meeting Date: 09-May-23
Meeting Type: Annual
| 1a. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Rainer M. Blair | Management | For | Voted - For |
| 1b. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Feroz Dewan | Management | For | Voted - For |
| 1c. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Linda Filler | Management | For | Voted - For |
| 1d. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Teri List | Management | For | Voted - For |
| 1e. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Walter G. Lohr, Jr. | Management | For | Voted - For |
| 1f. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH | Management | For | Voted - For |
| 1g. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Mitchell P. Rales | Management | For | Voted - For |
| 1h. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Steven M. Rales | Management | For | Voted - For |
| 1i. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL | Management | For | Voted - For |
| 1j. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: A. Shane Sanders | Management | For | Voted - For |
| 1k. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: John T. Schwieters | Management | For | Voted - For |
| 1l. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Alan G. Spoon | Management | For | Voted - For |
| 1m. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D | Management | For | Voted - For |
| 1n. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Elias A. Zerhouni, MD | Management | For | Voted - For |
| 2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | Voted - For |
| 3. | To approve on an advisory basis the Company's named executive officer compensation. | Management | For | Voted - For |
| 4. | To hold an advisory vote relating to the frequency of future shareholder advisory votes on the Company's executive officer compensation. | Management | 1 Year | Voted - 1 Year |
| 5. | To act upon a shareholder proposal requesting adoption of a policy separating the chair and CEO roles and requiring an independent Board Chair whenever possible. | Shareholder | Against | Voted - Against |
| 6. | To act upon a shareholder proposal requesting a report to shareholders on the effectiveness of the Company's diversity, equity and inclusion efforts. | Shareholder | Against | Voted - Against |
EDWARDS LIFESCIENCES CORPORATION
Security ID: 28176E108
Ticker: EW
Meeting Date: 11-May-23
Meeting Type: Annual
| 1.1 | Election of Director: Kieran T. Gallahue | Management | For | Voted - For |
| 1.2 | Election of Director: Leslie S. Heisz | Management | For | Voted - For |
| 1.3 | Election of Director: Paul A. LaViolette | Management | For | Voted - For |
| 1.4 | Election of Director: Steven R. Loranger | Management | For | Voted - For |
| 1.5 | Election of Director: Martha H. Marsh | Management | For | Voted - For |
| 1.6 | Election of Director: Michael A. Mussallem | Management | For | Voted - For |
| 1.7 | Election of Director: Ramona Sequeira | Management | For | Voted - For |
| 1.8 | Election of Director: Nicholas J. Valeriani | Management | For | Voted - For |
| 1.9 | Election of Director: Bernard J. Zovighian | Management | For | Voted - For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | Voted - For |
| 3. | Advisory Vote to Approve Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | Voted - For |
| 5. | Approval of Amendment of the Certificate of Incorporation to Provide for Exculpation of Officers | Management | For | Voted - Against |
| 6. | Stockholder Proposal regarding Independent Board Chairman Policy | Shareholder | Against | Voted - Against |
EOG RESOURCES, INC.
Security ID: 26875P101
Ticker: EOG
Meeting Date: 24-May-23
Meeting Type: Annual
| 1a. | Election of Director to hold office until the 2024 annual meeting: Janet F. Clark | Management | For | Voted - For |
| 1b. | Election of Director to hold office until the 2024 annual meeting: Charles R. Crisp | Management | For | Voted - For |
| 1c. | Election of Director to hold office until the 2024 annual meeting: Robert P. Daniels | Management | For | Voted - For |
| 1d. | Election of Director to hold office until the 2024 annual meeting: Lynn A. Dugle | Management | For | Voted - For |
| 1e. | Election of Director to hold office until the 2024 annual meeting: C. Christopher Gaut | Management | For | Voted - For |
| 1f. | Election of Director to hold office until the 2024 annual meeting: Michael T. Kerr | Management | For | Voted - For |
| 1g. | Election of Director to hold office until the 2024 annual meeting: Julie J. Robertson | Management | For | Voted - For |
| 1h. | Election of Director to hold office until the 2024 annual meeting: Donald F. Textor | Management | For | Voted - For |
| 1i. | Election of Director to hold office until the 2024 annual meeting: Ezra Y. Yacob | Management | For | Voted - For |
| 2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2023. | Management | For | Voted - For |
| 3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | For | Voted - For |
| 4. | To recommend, by non-binding vote, the frequency of holding advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | Voted - 1 Year |
EQUINIX, INC.
Security ID: 29444U700
Ticker: EQIX
Meeting Date: 25-May-23
Meeting Type: Annual
| 1a. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Nanci Caldwell | Management | For | Voted - For |
| 1b. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Adaire Fox-Martin | Management | For | Voted - For |
| 1c. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Ron Guerrier | Management | For | Voted - For |
| 1d. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Gary Hromadko | Management | For | Voted - For |
| 1e. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Charles Meyers | Management | For | Voted - For |
| 1f. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Thomas Olinger | Management | For | Voted - For |
| 1g. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Christopher Paisley | Management | For | Voted - For |
| 1h. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Jeetu Patel | Management | For | Voted - Against |
| 1i. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Sandra Rivera | Management | For | Voted - For |
| 1j. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Fidelma Russo | Management | For | Voted - Against |
| 1k. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Peter Van Camp | Management | For | Voted - For |
| 2. | Approval, by a non-binding advisory vote, of the compensation of our named executive officers. | Management | For | Voted - Against |
| 3. | Approval, by a non-binding advisory vote, of the frequency with which our stockholders will vote on the compensation of our named executive officers | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | Voted - For |
| 5. | A stockholder proposal related to shareholder ratification of termination pay | Shareholder | Against | Voted - Against |
EXXON MOBIL CORPORATION
Security ID: 30231G102
Ticker: XOM
Meeting Date: 31-May-23
Meeting Type: Annual
| 1a. | Election of Director: Michael J. Angelakis | Management | For | Voted - For |
| 1b. | Election of Director: Susan K. Avery | Management | For | Voted - For |
| 1c. | Election of Director: Angela F. Braly | Management | For | Voted - For |
| 1d. | Election of Director: Gregory J. Goff | Management | For | Voted - For |
| 1e. | Election of Director: John D. Harris II | Management | For | Voted - For |
| 1f. | Election of Director: Kaisa H. Hietala | Management | For | Voted - For |
| 1g. | Election of Director: Joseph L. Hooley | Management | For | Voted - For |
| 1h. | Election of Director: Steven A. Kandarian | Management | For | Voted - For |
| 1i. | Election of Director: Alexander A. Karsner | Management | For | Voted - For |
| 1j. | Election of Director: Lawrence W. Kellner | Management | For | Voted - For |
| 1k. | Election of Director: Jeffrey W. Ubben | Management | For | Voted - For |
| 1l. | Election of Director: Darren W. Woods | Management | For | Voted - For |
| 2. | Ratification of Independent Auditors | Management | For | Voted - For |
| 3. | Advisory Vote to Approve Executive Compensation | Management | For | Voted - For |
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
| 5. | Establish a New Board Committee on Decarbonization Risk | Shareholder | Against | Voted - Against |
| 6. | Reduce Executive Stock Holding Period | Shareholder | Against | Voted - Against |
| 7. | Additional Carbon Capture and Storage and Emissions Report | Shareholder | Against | Voted - Against |
| 8. | Additional Direct Methane Measurement | Shareholder | Against | Voted - For |
| 9. | Establish a Scope 3 Target and Reduce Hydrocarbon Sales | Shareholder | Against | Voted - Against |
| 10. | Additional Report on Worst-case Spill and Response Plans | Shareholder | Against | Voted - For |
| 11. | GHG Reporting on Adjusted Basis | Shareholder | Against | Voted - For |
| 12. | Report on Asset Retirement Obligations Under IEA NZE Scenario | Shareholder | Against | Voted - For |
| 13. | Report on Plastics Under SCS Scenario | Shareholder | Against | Voted - Against |
| 14. | Litigation Disclosure Beyond Legal and Accounting Requirements | Shareholder | Against | Voted - Against |
| 15. | Tax Reporting Beyond Legal Requirements | Shareholder | Against | Voted - For |
| 16. | Energy Transition Social Impact Report | Shareholder | Against | Voted - For |
| 17. | Report on Commitment Against AMAP Work | Shareholder | Against | Voted - Abstain |
GILEAD SCIENCES, INC.
Security ID: 375558103
Ticker: GILD
Meeting Date: 03-May-23
Meeting Type: Annual
| 1a. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | Voted - For |
| 1b. | Election of Director: Jeffrey A. Bluestone, Ph.D. | Management | For | Voted - For |
| 1c. | Election of Director: Sandra J. Horning, M.D. | Management | For | Voted - For |
| 1d. | Election of Director: Kelly A. Kramer | Management | For | Voted - For |
| 1e. | Election of Director: Kevin E. Lofton | Management | For | Voted - For |
| 1f. | Election of Director: Harish Manwani | Management | For | Voted - For |
| 1g. | Election of Director: Daniel P. O'Day | Management | For | Voted - For |
| 1h. | Election of Director: Javier J. Rodriguez | Management | For | Voted - For |
| 1i. | Election of Director: Anthony Welters | Management | For | Voted - For |
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | Voted - For |
| 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | For | Voted - For |
| 4. | To approve, on an advisory basis, the frequency of future advisory stockholder votes on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 5. | To approve an amendment and restatement of the Gilead Sciences, Inc. Employee Stock Purchase Plan and the Gilead Sciences, Inc. International Employee Stock Purchase Plan. | Management | For | Voted - For |
| 6. | To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board implement a process to nominate at least one more candidate than the number of directors to be elected. | Shareholder | Against | Voted - Against |
| 7. | To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board amend the company governing documents to give street name shares and non-street name shares an equal right to call a special stockholder meeting. | Shareholder | Against | Voted - Against |
| 8. | To vote on a stockholder proposal, if properly presented at the meeting, requesting a report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. | Shareholder | Against | Voted - Against |
HCA HEALTHCARE, INC.
Security ID: 40412C101
Ticker: HCA
Meeting Date: 19-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Thomas F. Frist III | Management | For | Voted - For |
| 1b. | Election of Director: Samuel N. Hazen | Management | For | Voted - For |
| 1c. | Election of Director: Meg G. Crofton | Management | For | Voted - For |
| 1d. | Election of Director: Robert J. Dennis | Management | For | Voted - For |
| 1e. | Election of Director: Nancy-Ann DeParle | Management | For | Voted - For |
| 1f. | Election of Director: William R. Frist | Management | For | Voted - For |
| 1g. | Election of Director: Hugh F. Johnston | Management | For | Voted - For |
| 1h. | Election of Director: Michael W. Michelson | Management | For | Voted - For |
| 1i. | Election of Director: Wayne J. Riley, M.D. | Management | For | Voted - For |
| 1j. | Election of Director: Andrea B. Smith | Management | For | Voted - For |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | Voted - For |
| 3. | To approve the HCA Healthcare, Inc. 2023 Employee Stock Purchase Plan. | Management | For | Voted - For |
| 4. | Advisory vote to approve named executive officer compensation. | Management | For | Voted - For |
| 5. | Stockholder proposal, if properly presented at the meeting, regarding political spending disclosure. | Shareholder | Against | Voted - Against |
| 6. | Stockholder proposal, if properly presented at the meeting, regarding amendment to Patient Safety and Quality of Care Committee charter. | Shareholder | Against | Voted - Against |
IHEARTMEDIA, INC.
Security ID: 45174J509
Ticker: IHRT
Meeting Date: 18-May-23
Meeting Type: Annual
| 1.1 | Director: Robert W. Pittman | Management | For | Voted - For |
| 1.2 | Director: James A. Rasulo | Management | For | Voted - For |
| 1.3 | Director: Richard J. Bressler | Management | For | Voted - Withheld |
| 1.4 | Director: Samuel E. Englebardt | Management | For | Voted - For |
| 1.5 | Director: Brad Gerstner | Management | For | Voted - For |
| 1.6 | Director: Cheryl Mills | Management | For | Voted - For |
| 1.7 | Director: Graciela Monteagudo | Management | For | Voted - For |
| 1.8 | Director: K. Sivaramakrishnan | Management | For | Voted - For |
| 2. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | Voted - For |
| 3. | The approval, on an advisory (non-binding) basis, of the compensation of our named executive officers. | Management | For | Voted - For |
| 4. | The approval, on an advisory (non-binding) basis, of the frequency of future advisory (non-binding) votes on the compensation of our named executive officers. | Management | 1 Year | Voted - 1 Year |
| 5. | The approval of an amendment to the iHeartMedia, Inc. 2021 Long- Term Incentive Award Plan. | Management | For | Voted - Against |
JPMORGAN CHASE & CO.
Security ID: 46625H100
Ticker: JPM
Meeting Date: 16-May-23
Meeting Type: Annual
| 1a. | Election of Director: Linda B. Bammann | Management | For | Voted - For |
| 1b. | Election of Director: Stephen B. Burke | Management | For | Voted - For |
| 1c. | Election of Director: Todd A. Combs | Management | For | Voted - For |
| 1d. | Election of Director: James S. Crown | Management | For | Voted - For |
| 1e. | Election of Director: Alicia Boler Davis | Management | For | Voted - For |
| 1f. | Election of Director: James Dimon | Management | For | Voted - For |
| 1g. | Election of Director: Timothy P. Flynn | Management | For | Voted - For |
| 1h. | Election of Director: Alex Gorsky | Management | For | Voted - For |
| 1i. | Election of Director: Mellody Hobson | Management | For | Voted - Against |
| 1j. | Election of Director: Michael A. Neal | Management | For | Voted - For |
| 1k. | Election of Director: Phebe N. Novakovic | Management | For | Voted - For |
| 1l. | Election of Director: Virginia M. Rometty | Management | For | Voted - For |
| 2. | Advisory resolution to approve executive compensation | Management | For | Voted - For |
| 3. | Advisory vote on frequency of advisory resolution to approve executive compensation | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of independent registered public accounting firm | Management | For | Voted - For |
| 5. | Independent board chairman | Shareholder | Against | Voted - Against |
| 6. | Fossil fuel phase out | Shareholder | Against | Voted - Against |
| 7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk | Shareholder | Against | Voted - Against |
| 8. | Special shareholder meeting improvement | Shareholder | Against | Voted - Against |
| 9. | Report on climate transition planning | Shareholder | Against | Voted - Against |
| 10. | Report on ensuring respect for civil liberties | Shareholder | Against | Voted - Against |
| 11. | Report analyzing the congruence of the company's political and electioneering expenditures | Shareholder | Against | Voted - Against |
| 12. | Absolute GHG reduction goals | Shareholder | Against | Voted - Against |
MALLINCKRODT PLC
Security ID: G5890A102
Ticker: MNKPF
Meeting Date: 29-Sep-22
Meeting Type: Annual
| 1a. | Election of Director: Paul M. Bisaro | Management | For | Voted - For |
| 1b. | Election of Director: Daniel A. Celentano | Management | For | Voted - For |
| 1c. | Election of Director: Riad H. El-Dada | Management | For | Voted - For |
| 1d. | Election of Director: Neal P. Goldman | Management | For | Voted - For |
| 1e. | Election of Director: Karen L. Ling | Management | For | Voted - For |
| 1f. | Election of Director: Woodrow A. Myers, Jr., M.D. | Management | For | Voted - For |
| 1g. | Election of Director: James R. Sulat | Management | For | Voted - For |
| 1h. | Election of Director: Sigurdur O. Olafsson | Management | For | Voted - For |
| 2. | Advisory non-binding vote to approve the re- appointment of the independent auditors and binding vote to authorize the Audit Committee to set the independent auditors' remuneration. | Management | For | Voted - For |
| 3. | Advisory non-binding vote to approve the Company's executive compensation. | Management | For | Voted - For |
| 4. | Authorize the Company and/or any subsidiary of the Company to make market purchases or overseas market purchases of Company shares. | Management | For | Voted - For |
| 5. | Authorize the price range at which the Company can re-allot shares held as treasury shares (Special Resolution). | Management | For | Voted - For |
Meeting Date: 16-May-23
Meeting Type: Annual
| 1a. | Election of Director: Paul M. Bisaro | Management | For | Voted - For |
| 1b. | Election of Director: Daniel A. Celentano | Management | For | Voted - For |
| 1c. | Election of Director: Riad H. El-Dada | Management | For | Voted - For |
| 1d. | Election of Director: Neal P. Goldman | Management | For | Voted - For |
| 1e. | Election of Director: Karen L. Ling | Management | For | Voted - For |
| 1f. | Election of Director: Woodrow A. Myers, Jr., M.D. | Management | For | Voted - For |
| 1g. | Election of Director: Susan M. Silbermann | Management | For | Voted - For |
| 1h. | Election of Director: James R. Sulat | Management | For | Voted - For |
| 1i. | Election of Director: Sigurdur O. Olafsson | Management | For | Voted - For |
| 2. | Advisory non-binding vote to approve the re- appointment of the independent auditors and binding vote to authorize the Audit Committee to set the independent auditors' remuneration. | Management | For | Voted - For |
| 3. | Advisory non-binding vote to approve the Company's executive compensation. | Management | For | Voted - For |
| 4. | Authorize the Company and/or any subsidiary of the Company to make market purchases or overseas market purchases of Company shares. | Management | For | Voted - For |
| 5. | Authorize the price range at which the Company can re-allot shares held as treasury shares (Special Resolution). | Management | For | Voted - For |
MASTERCARD INCORPORATED
Security ID: 57636Q104
Ticker: MA
Meeting Date: 27-Jun-23
Meeting Type: Annual
| 1a. | ELECTION OF DIRECTOR: Merit E. Janow | Management | For | Voted - For |
| 1b. | ELECTION OF DIRECTOR: Candido Bracher | Management | For | Voted - For |
| 1c. | ELECTION OF DIRECTOR: Richard K. Davis | Management | For | Voted - For |
| 1d. | ELECTION OF DIRECTOR: Julius Genachowski | Management | For | Voted - For |
| 1e. | ELECTION OF DIRECTOR: Choon Phong Goh | Management | For | Voted - For |
| 1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Management | For | Voted - For |
| 1g. | ELECTION OF DIRECTOR: Michael Miebach | Management | For | Voted - For |
| 1h. | ELECTION OF DIRECTOR: Youngme Moon | Management | For | Voted - For |
| 1i. | ELECTION OF DIRECTOR: Rima Qureshi | Management | For | Voted - For |
| 1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Management | For | Voted - For |
| 1k. | ELECTION OF DIRECTOR: Harit Talwar | Management | For | Voted - For |
| 1l. | ELECTION OF DIRECTOR: Lance Uggla | Management | For | Voted - For |
| 2. | Advisory approval of Mastercard's executive compensation. | Management | For | Voted - For |
| 3. | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Management | For | Voted - For |
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Management | For | Voted - For |
| 6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shareholder | Against | Voted - Against |
| 7. | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. | Shareholder | Against | Voted - Against |
| 8. | Consideration of a stockholder proposal requesting lobbying disclosure. | Shareholder | Against | Voted - Against |
| 9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shareholder | Against | Voted - For |
| 10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shareholder | Against | Voted - Against |
MCDONALD'S CORPORATION
Security ID: 580135101
Ticker: MCD
Meeting Date: 25-May-23
Meeting Type: Annual
| 1a. | Election of Director to serve until the 2024 Annual Meeting: Anthony Capuano | Management | For | Voted - For |
| 1b. | Election of Director to serve until the 2024 Annual Meeting: Kareem Daniel | Management | For | Voted - For |
| 1c. | Election of Director to serve until the 2024 Annual Meeting: Lloyd Dean | Management | For | Voted - For |
| 1d. | Election of Director to serve until the 2024 Annual Meeting: Catherine Engelbert | Management | For | Voted - For |
| 1e. | Election of Director to serve until the 2024 Annual Meeting: Margaret Georgiadis | Management | For | Voted - For |
| 1f. | Election of Director to serve until the 2024 Annual Meeting: Enrique Hernandez, Jr. | Management | For | Voted - For |
| 1g. | Election of Director to serve until the 2024 Annual Meeting: Christopher Kempczinski | Management | For | Voted - For |
| 1h. | Election of Director to serve until the 2024 Annual Meeting: Richard Lenny | Management | For | Voted - For |
| 1i. | Election of Director to serve until the 2024 Annual Meeting: John Mulligan | Management | For | Voted - For |
| 1j. | Election of Director to serve until the 2024 Annual Meeting: Jennifer Taubert | Management | For | Voted - For |
| 1k. | Election of Director to serve until the 2024 Annual Meeting: Paul Walsh | Management | For | Voted - For |
| 1l. | Election of Director to serve until the 2024 Annual Meeting: Amy Weaver | Management | For | Voted - For |
| 1m. | Election of Director to serve until the 2024 Annual Meeting: Miles White | Management | For | Voted - For |
| 2. | Advisory vote to approve executive compensation. | Management | For | Voted - For |
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 4. | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2023. | Management | For | Voted - For |
| 5. | Advisory Vote on Adoption of Antibiotics Policy (1 of 2). | Shareholder | Against | Voted - Against |
| 6. | Advisory Vote on Adoption of Antibiotics Policy (2 of 2). | Shareholder | Against | Voted - Against |
| 7. | Advisory Vote on Annual Report on "Communist China." | Shareholder | Against | Voted - Against |
| 8. | Advisory Vote on Civil Rights & Returns to Merit Audit. | Shareholder | Against | Voted - Against |
| 9. | Advisory Vote on Annual Report on Lobbying Activities. | Shareholder | Against | Voted - Against |
| 10. | Advisory Vote on Annual Report on Global Political Influence. | Shareholder | Against | Voted - Against |
| 11. | Advisory Vote on Poultry Welfare Disclosure. | Shareholder | Against | Voted - Against |
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 13-Dec-22
Meeting Type: Annual
| 1a. | Election of Director: Reid G. Hoffman | Management | For | Voted - For |
| 1b. | Election of Director: Hugh F. Johnston | Management | For | Voted - For |
| 1c. | Election of Director: Teri L. List | Management | For | Voted - For |
| 1d. | Election of Director: Satya Nadella | Management | For | Voted - For |
| 1e. | Election of Director: Sandra E. Peterson | Management | For | Voted - For |
| 1f. | Election of Director: Penny S. Pritzker | Management | For | Voted - For |
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | Voted - For |
| 1h. | Election of Director: Charles W. Scharf | Management | For | Voted - For |
| 1i. | Election of Director: John W. Stanton | Management | For | Voted - For |
| 1j. | Election of Director: John W. Thompson | Management | For | Voted - For |
| 1k. | Election of Director: Emma N. Walmsley | Management | For | Voted - For |
| 1l. | Election of Director: Padmasree Warrior | Management | For | Voted - For |
| 2. | Advisory vote to approve named executive officer compensation | Management | For | Voted - Against |
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | For | Voted - For |
| 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Against | Voted - Against |
| 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Against | Voted - Against |
| 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | Against | Voted - Against |
| 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | Shareholder | Against | Voted - For |
| 8. | Shareholder Proposal - Report on Development of Products for Military | Shareholder | Against | Voted - Against |
| 9. | Shareholder Proposal - Report on Tax Transparency | Shareholder | Against | Voted - For |
NEXTERA ENERGY, INC.
Security ID: 65339F101
Ticker: NEE
Meeting Date: 18-May-23
Meeting Type: Annual
| 1a. | Election of Director: Nicole S. Arnaboldi | Management | For | Voted - For |
| 1b. | Election of Director: Sherry S. Barrat | Management | For | Voted - For |
| 1c. | Election of Director: James L. Camaren | Management | For | Voted - For |
| 1d. | Election of Director: Kenneth B. Dunn | Management | For | Voted - For |
| 1e. | Election of Director: Naren K. Gursahaney | Management | For | Voted - For |
| 1f. | Election of Director: Kirk S. Hachigian | Management | For | Voted - For |
| 1g. | Election of Director: John W. Ketchum | Management | For | Voted - For |
| 1h. | Election of Director: Amy B. Lane | Management | For | Voted - For |
| 1i. | Election of Director: David L. Porges | Management | For | Voted - For |
| 1j. | Election of Director: Deborah "Dev" Stahlkopf | Management | For | Voted - For |
| 1k. | Election of Director: John A. Stall | Management | For | Voted - For |
| 1l. | Election of Director: Darryl L. Wilson | Management | For | Voted - For |
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2023 | Management | For | Voted - For |
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | For | Voted - Against |
| 4. | Non-Binding advisory vote on whether NextEra Energy should hold a non-binding shareholder advisory vote to approve NextEra Energy's compensation of its named executive officers every 1, 2 or 3 years | Management | 1 Year | Voted - 1 Year |
| 5. | A proposal entitled "Board Skills Disclosure" requesting a chart of individual board skills | Shareholder | Against | Voted - For |
NORTHROP GRUMMAN CORPORATION
Security ID: 666807102
Ticker: NOC
Meeting Date: 17-May-23
Meeting Type: Annual
| 1a. | Election of Director: Kathy J. Warden | Management | For | Voted - For |
| 1b. | Election of Director: David P. Abney | Management | For | Voted - For |
| 1c. | Election of Director: Marianne C. Brown | Management | For | Voted - For |
| 1d. | Election of Director: Ann M. Fudge | Management | For | Voted - For |
| 1e. | Election of Director: Madeleine A. Kleiner | Management | For | Voted - For |
| 1f. | Election of Director: Arvind Krishna | Management | For | Voted - For |
| 1g. | Election of Director: Graham N. Robinson | Management | For | Voted - For |
| 1h. | Election of Director: Kimberly A. Ross | Management | For | Voted - For |
| 1i. | Election of Director: Gary Roughead | Management | For | Voted - For |
| 1j. | Election of Director: Thomas M. Schoewe | Management | For | Voted - For |
| 1k. | Election of Director: James S. Turley | Management | For | Voted - For |
| 1l. | Election of Director: Mark A. Welsh III | Management | For | Voted - For |
| 1m. | Election of Director: Mary A. Winston | Management | For | Voted - For |
| 2. | Proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | For | Voted - For |
| 3. | Proposal to vote on the preferred frequency of future advisory votes on the compensation of the Company's Named Executive Officers. | Management | 1 Year | Voted - 1 Year |
| 4. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2023. | Management | For | Voted - For |
| 5. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to reduce the threshold to call a special meeting of shareholders. | Management | For | Voted - For |
| 6. | Shareholder proposal to annually conduct an evaluation and issue a report describing the alignment of the Company's political activities with its human rights policy | Shareholder | Against | Voted - Against |
| 7. | Shareholder proposal to provide for an independent Board chair. | Shareholder | Against | Voted - Against |
NXP SEMICONDUCTORS N.V.
Security ID: N6596X109
Ticker: NXPI
Meeting Date: 24-May-23
Meeting Type: Annual
| 1. | Adoption of the 2022 Statutory Annual Accounts | Management | For | Voted - For |
| 2. | Discharge the members of the Company's Board of Directors (the "Board") for their responsibilities in the financial year ended December 31, 2022 | Management | For | Voted - For |
| 3a. | Re-appoint Kurt Sievers as executive director | Management | For | Voted - For |
| 3b. | Re-appoint Annette Clayton as non-executive director | Management | For | Voted - For |
| 3c. | Re-appoint Anthony Foxx as non-executive director | Management | For | Voted - For |
| 3d. | Re-appoint Chunyuan Gu as non-executive director | Management | For | Voted - For |
| 3e. | Re-appoint Lena Olving as non-executive director | Management | For | Voted - For |
| 3f. | Re-appoint Julie Southern as non-executive director | Management | For | Voted - For |
| 3g. | Re-appoint Jasmin Staiblin as non-executive director | Management | For | Voted - For |
| 3h. | Re-appoint Gregory Summe as non-executive director | Management | For | Voted - For |
| 3i. | Re-appoint Karl-Henrik Sundström as non- executive director | Management | For | Voted - For |
| 3j. | Appoint Moshe Gavrielov as non-executive director | Management | For | Voted - For |
| 4. | Authorization of the Board to issue ordinary shares of the Company ("ordinary shares") and grant rights to acquire ordinary shares | Management | For | Voted - For |
| 5. | Authorization of the Board to restrict or exclude preemption rights accruing in connection with an issue of shares or grant of rights | Management | For | Voted - For |
| 6. | Authorization of the Board to repurchase ordinary shares | Management | For | Voted - For |
| 7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | For | Voted - For |
| 8. | Re-appointment of Ernst & Young Accountants LLP as our independent auditors for the fiscal year ending December 31, 2023 | Management | For | Voted - For |
| 9. | Non-binding, advisory vote to approve Named Executive Officer compensation | Management | For | Voted - For |
OCCIDENTAL PETROLEUM CORPORATION
Security ID: 674599105
Ticker: OXY
Meeting Date: 05-May-23
Meeting Type: Annual
| 1a. | Election of Director: Vicky A. Bailey | Management | For | Voted - For |
| 1b. | Election of Director: Andrew Gould | Management | For | Voted - For |
| 1c. | Election of Director: Carlos M. Gutierrez | Management | For | Voted - For |
| 1d. | Election of Director: Vicki Hollub | Management | For | Voted - For |
| 1e. | Election of Director: William R. Klesse | Management | For | Voted - For |
| 1f. | Election of Director: Jack B. Moore | Management | For | Voted - For |
| 1g. | Election of Director: Claire O'Neill | Management | For | Voted - For |
| 1h. | Election of Director: Avedick B. Poladian | Management | For | Voted - For |
| 1i. | Election of Director: Ken Robinson | Management | For | Voted - For |
| 1j. | Election of Director: Robert M. Shearer | Management | For | Voted - For |
| 2. | Advisory Vote on the Frequency of Future Advisory Votes to Approve Named Executive Officer Compensation. | Management | 1 Year | Voted - 1 Year |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | Voted - For |
| 4. | Ratification of Selection of KPMG as Occidental's Independent Auditor. | Management | For | Voted - For |
| 5. | Shareholder Proposal Requesting an Independent Board Chairman Policy. | Shareholder | Against | Voted - Against |
OLD DOMINION FREIGHT LINE, INC.
Security ID: 679580100
Ticker: ODFL
Meeting Date: 17-May-23
Meeting Type: Annual
| 1.1 | Director: Sherry A. Aaholm | Management | For | Voted - For |
| 1.2 | Director: David S. Congdon | Management | For | Voted - For |
| 1.3 | Director: John R. Congdon, Jr. | Management | For | Voted - For |
| 1.4 | Director: Andrew S. Davis | Management | For | Voted - For |
| 1.5 | Director: Bradley R. Gabosch | Management | For | Voted - For |
| 1.6 | Director: Greg C. Gantt | Management | For | Voted - For |
| 1.7 | Director: Patrick D. Hanley | Management | For | Voted - For |
| 1.8 | Director: John D. Kasarda | Management | For | Voted - For |
| 1.9 | Director: Wendy T. Stallings | Management | For | Voted - For |
| 1.10 | Director: Thomas A. Stith, III | Management | For | Voted - For |
| 1.11 | Director: Leo H. Suggs | Management | For | Voted - For |
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | Voted - For |
| 3. | Vote, on an advisory basis, on the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | Voted - For |
PEPSICO, INC.
Security ID: 713448108
Ticker: PEP
Meeting Date: 03-May-23
Meeting Type: Annual
| 1a. | Election of Director: Segun Agbaje | Management | For | Voted - For |
| 1b. | Election of Director: Jennifer Bailey | Management | For | Voted - For |
| 1c. | Election of Director: Cesar Conde | Management | For | Voted - For |
| 1d. | Election of Director: Ian Cook | Management | For | Voted - For |
| 1e. | Election of Director: Edith W. Cooper | Management | For | Voted - For |
| 1f. | Election of Director: Susan M. Diamond | Management | For | Voted - For |
| 1g. | Election of Director: Dina Dublon | Management | For | Voted - For |
| 1h. | Election of Director: Michelle Gass | Management | For | Voted - For |
| 1i. | Election of Director: Ramon L. Laguarta | Management | For | Voted - For |
| 1j. | Election of Director: Dave J. Lewis | Management | For | Voted - For |
| 1k. | Election of Director: David C. Page | Management | For | Voted - For |
| 1l. | Election of Director: Robert C. Pohlad | Management | For | Voted - For |
| 1m. | Election of Director: Daniel Vasella | Management | For | Voted - For |
| 1n. | Election of Director: Darren Walker | Management | For | Voted - For |
| 1o. | Election of Director: Alberto Weisser | Management | For | Voted - For |
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Management | For | Voted - For |
| 3. | Advisory approval of the Company's executive compensation | Management | For | Voted - For |
| 4. | Advisory vote on frequency of future shareholder advisory approval of the Company's executive compensation. | Management | 1 Year | Voted - 1 Year |
| 5. | Shareholder Proposal - Independent Board Chair. | Shareholder | Against | Voted - Against |
| 6. | Shareholder Proposal - Global Transparency Report. | Shareholder | Against | Voted - Against |
| 7. | Shareholder Proposal - Report on Impacts of Reproductive Healthcare Legislation | Shareholder | Against | Voted - Against |
| 8. | Shareholder Proposal - Congruency Report on Net-Zero Emissions Policies. | Shareholder | Against | Voted - Against |
PIONEER NATURAL RESOURCES COMPANY
Security ID: 723787107
Ticker: PXD
Meeting Date: 25-May-23
Meeting Type: Annual
| 1a. | ELECTION OF DIRECTOR: A.R. Alameddine | Management | For | Voted - For |
| 1b. | ELECTION OF DIRECTOR: Lori G. Billingsley | Management | For | Voted - For |
| 1c. | ELECTION OF DIRECTOR: Edison C. Buchanan | Management | For | Voted - For |
| 1d. | ELECTION OF DIRECTOR: Richard P. Dealy | Management | For | Voted - For |
| 1e. | ELECTION OF DIRECTOR: Maria S. Dreyfus | Management | For | Voted - For |
| 1f. | ELECTION OF DIRECTOR: Matthew M. Gallagher | Management | For | Voted - For |
| 1g. | ELECTION OF DIRECTOR: Phillip A. Gobe | Management | For | Voted - For |
| 1h. | ELECTION OF DIRECTOR: Stacy P. Methvin | Management | For | Voted - For |
| 1i. | ELECTION OF DIRECTOR: Royce W. Mitchell | Management | For | Voted - For |
| 1j. | ELECTION OF DIRECTOR: Scott D. Sheffield | Management | For | Voted - For |
| 1k. | ELECTION OF DIRECTOR: J. Kenneth Thompson | Management | For | Voted - For |
| 1l. | ELECTION OF DIRECTOR: Phoebe A. Wood | Management | For | Voted - For |
| 2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2023. | Management | For | Voted - For |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | Voted - For |
| 4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Voted - 1 Year |
QUANTA SERVICES, INC.
Security ID: 74762E102
Ticker: PWR
Meeting Date: 23-May-23
Meeting Type: Annual
| 1a. | Election of Director: Earl C. (Duke) Austin, Jr. | Management | For | Voted - For |
| 1b. | Election of Director: Doyle N. Beneby | Management | For | Voted - For |
| 1c. | Election of Director: Vincent D. Foster | Management | For | Voted - For |
| 1d. | Election of Director: Bernard Fried | Management | For | Voted - For |
| 1e. | Election of Director: Worthing F. Jackman | Management | For | Voted - For |
| 1f. | Election of Director: Holli C. Ladhani | Management | For | Voted - For |
| 1g. | Election of Director: David M. McClanahan | Management | For | Voted - For |
| 1h. | Election of Director: R. Scott Rowe | Management | For | Voted - For |
| 1i. | Election of Director: Margaret B. Shannon | Management | For | Voted - For |
| 1j. | Election of Director: Martha B. Wyrsch | Management | For | Voted - For |
| 2. | Approval, by non-binding advisory vote, of Quanta's executive compensation. | Management | For | Voted - For |
| 3. | Recommendation, by non-binding advisory vote, on the frequency of future advisory votes on Quanta's executive compensation. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2023. | Management | For | Voted - For |
ROPER TECHNOLOGIES, INC.
Security ID: 776696106
Ticker: ROP
Meeting Date: 13-Jun-23
Meeting Type: Annual
| 1.1 | Election of Director for a one-year term: Shellye L. Archambeau | Management | For | Voted - For |
| 1.2 | Election of Director for a one-year term: Amy Woods Brinkley | Management | For | Voted - For |
| 1.3 | Election of Director for a one-year term: Irene M. Esteves | Management | For | Voted - For |
| 1.4 | Election of Director for a one-year term: L. Neil Hunn | Management | For | Voted - For |
| 1.5 | Election of Director for a one-year term: Robert D. Johnson | Management | For | Voted - For |
| 1.6 | Election of Director for a one-year term: Thomas P. Joyce, Jr. | Management | For | Voted - For |
| 1.7 | Election of Director for a one-year term: Laura G. Thatcher | Management | For | Voted - For |
| 1.8 | Election of Director for a one-year term: Richard F. Wallman | Management | For | Voted - For |
| 1.9 | Election of Director for a one-year term: Christopher Wright | Management | For | Voted - For |
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | Voted - For |
| 3. | To select, on an advisory basis, the frequency of the shareholder vote on the compensation of our named executive officers. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Management | For | Voted - For |
| 5. | Approve an amendment to and restatement of our Restated Certificate of Incorporation to permit the exculpation of officers. | Management | For | Voted - Against |
S&P GLOBAL INC.
Security ID: 78409V104
Ticker: SPGI
Meeting Date: 03-May-23
Meeting Type: Annual
| 1A. | Election of Director: Marco Alverà | Management | For | Voted - For |
| 1B. | Election of Director: Jacques Esculier | Management | For | Voted - For |
| 1C. | Election of Director: Gay Huey Evans | Management | For | Voted - For |
| 1D. | Election of Director: William D. Green | Management | For | Voted - For |
| 1E. | Election of Director: Stephanie C. Hill | Management | For | Voted - For |
| 1F. | Election of Director: Rebecca Jacoby | Management | For | Voted - For |
| 1G. | Election of Director: Robert P. Kelly | Management | For | Voted - For |
| 1H. | Election of Director: Ian P. Livingston | Management | For | Voted - For |
| 1I. | Election of Director: Deborah D. McWhinney | Management | For | Voted - For |
| 1J. | Election of Director: Maria R. Morris | Management | For | Voted - For |
| 1K. | Election of Director: Douglas L. Peterson | Management | For | Voted - For |
| 1L. | Election of Director: Richard E. Thornburgh | Management | For | Voted - For |
| 1M. | Election of Director: Gregory Washington | Management | For | Voted - For |
| 2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | Voted - For |
| 3. | Approve, on an advisory basis, the frequency on which the Company conducts an advisory vote on the executive compensation program for the Company's named executive officers. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratify the appointment of Ernst & Young LLP as the Company's independent auditor for 2023; | Management | For | Voted - For |
STARBUCKS CORPORATION
Security ID: 855244109
Ticker: SBUX
Meeting Date: 23-Mar-23
Meeting Type: Annual
| 1a. | Election of Director: Richard E. Allison, Jr. | Management | For | Voted - For |
| 1b. | Election of Director: Andrew Campion | Management | For | Voted - For |
| 1c. | Election of Director: Beth Ford | Management | For | Voted - For |
| 1d. | Election of Director: Mellody Hobson | Management | For | Voted - For |
| 1e. | Election of Director: Jørgen Vig Knudstorp | Management | For | Voted - For |
| 1f. | Election of Director: Satya Nadella | Management | For | Voted - For |
| 1g. | Election of Director: Laxman Narasimhan | Management | For | Voted - For |
| 1h. | Election of Director: Howard Schultz | Management | For | Voted - For |
| 2. | Approval, on a nonbinding basis, of the compensation paid to our named executive officers | Management | For | Voted - Against |
| 3. | Approval, on a nonbinding basis, of the frequency of future advisory votes on executive compensation | Management | 1 Year | Voted - 1 Year |
| 4. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2023 | Management | For | Voted - For |
| 5. | Report on Plant-Based Milk Pricing | Shareholder | Against | Voted - Against |
| 6. | CEO Succession Planning Policy Amendment | Shareholder | Against | Voted - For |
| 7. | Annual Reports on Company Operations in China | Shareholder | Against | Voted - Against |
| 8. | Assessment of Worker Rights Commitments | Shareholder | Against | Voted - For |
| 9. | Creation of Board Committee on Corporate Sustainability | Shareholder | Against | Voted - Against |
SUMMIT MIDSTREAM PARTNERS, LP
Security ID: 866142409
Ticker: SMLP
Meeting Date: 10-May-23
Meeting Type: Annual
| 1.1 | Director: J. Heath Deneke | Management | For | Voted - For |
| 1.2 | Director: Robert J. McNally | Management | For | Voted - For |
| 1.3 | Director: M. Woung-Chapman | Management | For | Voted - For |
| 2. | Ratification of Independent Registered Public Accounting Firm. | Management | For | Voted - For |
| 3. | Approval of Advisory Resolution on Executive Compensation. | Management | For | Voted - For |
TARRANT CNTY TX CULTURAL FACS FIN CORP
Security ID: 87638RHV2
Meeting Date: 20-Jan-23
Meeting Type: Consent
| 1. | VOTE ON THE PLAN. SELECT "FOR" TO ACCEPT THE PLAN SELECT "AGAINST" TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT. | Management | For | Did Not Vote |
THE HOME DEPOT, INC.
Security ID: 437076102
Ticker: HD
Meeting Date: 18-May-23
Meeting Type: Annual
| 1a. | Election of Director: Gerard J. Arpey | Management | For | Voted - For |
| 1b. | Election of Director: Ari Bousbib | Management | For | Voted - For |
| 1c. | Election of Director: Jeffery H. Boyd | Management | For | Voted - For |
| 1d. | Election of Director: Gregory D. Brenneman | Management | For | Voted - For |
| 1e. | Election of Director: J. Frank Brown | Management | For | Voted - For |
| 1f. | Election of Director: Albert P. Carey | Management | For | Voted - For |
| 1g. | Election of Director: Edward P. Decker | Management | For | Voted - For |
| 1h. | Election of Director: Linda R. Gooden | Management | For | Voted - For |
| 1i. | Election of Director: Wayne M. Hewett | Management | For | Voted - For |
| 1j. | Election of Director: Manuel Kadre | Management | For | Voted - For |
| 1k. | Election of Director: Stephanie C. Linnartz | Management | For | Voted - For |
| 1l. | Election of Director: Paula Santilli | Management | For | Voted - For |
| 1m. | Election of Director: Caryn Seidman-Becker | Management | For | Voted - For |
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | Voted - For |
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | Voted - For |
| 4. | Advisory Vote on the Frequency of Future Say-on-Pay Votes | Management | 1 Year | Voted - 1 Year |
| 5. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Against | Voted - Against |
| 6. | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Voted - Against |
| 7. | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Shareholder | Against | Voted - Against |
| 8. | Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote | Shareholder | Against | Voted - Against |
| 9. | Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech | Shareholder | Against | Voted - Against |
THE TJX COMPANIES, INC.
Security ID: 872540109
Ticker: TJX
Meeting Date: 06-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: José B. Alvarez | Management | For | Voted - For |
| 1b. | Election of Director: Alan M. Bennett | Management | For | Voted - For |
| 1c. | Election of Director: Rosemary T. Berkery | Management | For | Voted - For |
| 1d. | Election of Director: David T. Ching | Management | For | Voted - For |
| 1e. | Election of Director: C. Kim Goodwin | Management | For | Voted - For |
| 1f. | Election of Director: Ernie Herrman | Management | For | Voted - For |
| 1g. | Election of Director: Amy B. Lane | Management | For | Voted - For |
| 1h. | Election of Director: Carol Meyrowitz | Management | For | Voted - For |
| 1i. | Election of Director: Jackwyn L. Nemerov | Management | For | Voted - For |
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2024. | Management | For | Voted - For |
| 3. | Advisory approval of TJX's executive compensation (the say-on-pay vote). | Management | For | Voted - For |
| 4. | Advisory approval of the frequency of TJX's say-on-pay votes. | Management | 1 Year | Voted - 1 Year |
| 5. | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain. | Shareholder | Against | Voted - Against |
| 6. | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees. | Shareholder | Against | Voted - Against |
| 7. | Shareholder proposal to adopt a paid sick leave policy for all Associates. | Shareholder | Against | Voted - For |
THE WALT DISNEY COMPANY
Security ID: 254687106
Ticker: DIS
Meeting Date: 03-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Mary T. Barra | Management | For | Voted - For |
| 1b. | Election of Director: Safra A. Catz | Management | For | Voted - For |
| 1c. | Election of Director: Amy L. Chang | Management | For | Voted - For |
| 1d. | Election of Director: Francis A. deSouza | Management | For | Voted - For |
| 1e. | Election of Director: Carolyn N. Everson | Management | For | Voted - For |
| 1f. | Election of Director: Michael B.G. Froman | Management | For | Voted - For |
| 1g. | Election of Director: Robert A. Iger | Management | For | Voted - For |
| 1h. | Election of Director: Maria Elena Lagomasino | Management | For | Voted - For |
| 1i. | Election of Director: Calvin R. McDonald | Management | For | Voted - For |
| 1j. | Election of Director: Mark G. Parker | Management | For | Voted - For |
| 1k. | Election of Director: Derica W. Rice | Management | For | Voted - For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2023. | Management | For | Voted - For |
| 3. | Consideration of an advisory vote to approve executive compensation. | Management | For | Voted - For |
| 4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | Management | 1 Year | Voted - 1 Year |
| 5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Shareholder | Against | Voted - Against |
| 6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Shareholder | Against | Voted - Against |
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Shareholder | Against | Voted - Against |
THERMO FISHER SCIENTIFIC INC.
Security ID: 883556102
Ticker: TMO
Meeting Date: 24-May-23
Meeting Type: Annual
| 1a. | Election of Director: Marc N. Casper | Management | For | Voted - For |
| 1b. | Election of Director: Nelson J. Chai | Management | For | Voted - For |
| 1c. | Election of Director: Ruby R. Chandy | Management | For | Voted - For |
| 1d. | Election of Director: C. Martin Harris | Management | For | Voted - For |
| 1e. | Election of Director: Tyler Jacks | Management | For | Voted - For |
| 1f. | Election of Director: R. Alexandra Keith | Management | For | Voted - For |
| 1g. | Election of Director: James C. Mullen | Management | For | Voted - For |
| 1h. | Election of Director: Lars R. Sørensen | Management | For | Voted - For |
| 1i. | Election of Director: Debora L. Spar | Management | For | Voted - For |
| 1j. | Election of Director: Scott M. Sperling | Management | For | Voted - For |
| 1k. | Election of Director: Dion J. Weisler | Management | For | Voted - For |
| 2. | An advisory vote to approve named executive officer compensation. | Management | For | Voted - Against |
| 3. | An advisory vote on the frequency of future named executive officer advisory votes. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2023. | Management | For | Voted - For |
| 5. | Approval of the Company's Amended and Restated 2013 Stock Incentive Plan. | Management | For | Voted - For |
| 6. | Approval of the Company's 2023 Global Employee Stock Purchase Plan. | Management | For | Voted - For |
T-MOBILE US, INC.
Security ID: 872590104
Ticker: TMUS
Meeting Date: 16-Jun-23
Meeting Type: Annual
| 1.1 | Director: André Almeida | Management | For | Voted - For |
| 1.2 | Director: Marcelo Claure | Management | For | Voted - For |
| 1.3 | Director: Srikant M. Datar | Management | For | Voted - For |
| 1.4 | Director: Srinivasan Gopalan | Management | For | Voted - For |
| 1.5 | Director: Timotheus Höttges | Management | For | Voted - For |
| 1.6 | Director: Christian P. Illek | Management | For | Voted - For |
| 1.7 | Director: Raphael Kübler | Management | For | Voted - For |
| 1.8 | Director: Thorsten Langheim | Management | For | Voted - For |
| 1.9 | Director: Dominique Leroy | Management | For | Voted - For |
| 1.10 | Director: Letitia A. Long | Management | For | Voted - For |
| 1.11 | Director: G. Michael Sievert | Management | For | Voted - For |
| 1.12 | Director: Teresa A. Taylor | Management | For | Voted - For |
| 1.13 | Director: Kelvin R. Westbrook | Management | For | Voted - For |
| 2. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2023. | Management | For | Voted - For |
| 3. | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2022. | Management | For | Voted - For |
| 4. | Advisory Vote on the Frequency of Future Advisory Votes to Approve the Compensation Provided to the Company's Named Executive Officers. | Management | For | Voted - 1 Year |
| 5. | Approval of T-Mobile US, Inc. 2023 Incentive Award Plan. | Management | For | Voted - For |
| 6. | Approval of T-Mobile US, Inc. Amended and Restated 2014 Employee Stock Purchase Plan. | Management | For | Voted - For |
TRANE TECHNOLOGIES PLC
Security ID: G8994E103
Ticker: TT
Meeting Date: 01-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Kirk E. Arnold | Management | For | Voted - For |
| 1b. | Election of Director: Ann C. Berzin | Management | For | Voted - For |
| 1c. | Election of Director: April Miller Boise | Management | For | Voted - For |
| 1d. | Election of Director: Gary D. Forsee | Management | For | Voted - For |
| 1e. | Election of Director: Mark R. George | Management | For | Voted - For |
| 1f. | Election of Director: John A. Hayes | Management | For | Voted - For |
| 1g. | Election of Director: Linda P. Hudson | Management | For | Voted - For |
| 1h. | Election of Director: Myles P. Lee | Management | For | Voted - For |
| 1i. | Election of Director: David S. Regnery | Management | For | Voted - For |
| 1j. | Election of Director: Melissa N. Schaeffer | Management | For | Voted - For |
| 1k. | Election of Director: John P. Surma | Management | For | Voted - For |
| 2. | Advisory vote on the frequency of the advisory vote on the compensation of the Company's named executive officers. | Management | 1 Year | Voted - 1 Year |
| 3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | Voted - For |
| 4. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | Voted - For |
| 5. | Approval of the renewal of the Directors' existing authority to issue shares. | Management | For | Voted - For |
| 6. | Approval of the renewal of the Directors' existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Management | For | Voted - For |
| 7. | Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) | Management | For | Voted - For |
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102
Ticker: UNH
Meeting Date: 05-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Timothy Flynn | Management | For | Voted - For |
| 1b. | Election of Director: Paul Garcia | Management | For | Voted - For |
| 1c. | Election of Director: Kristen Gil | Management | For | Voted - For |
| 1d. | Election of Director: Stephen Hemsley | Management | For | Voted - For |
| 1e. | Election of Director: Michele Hooper | Management | For | Voted - For |
| 1f. | Election of Director: F. William McNabb III | Management | For | Voted - For |
| 1g. | Election of Director: Valerie Montgomery Rice, M.D. | Management | For | Voted - For |
| 1h. | Election of Director: John Noseworthy, M.D. | Management | For | Voted - For |
| 1i. | Election of Director: Andrew Witty | Management | For | Voted - For |
| 2. | Advisory approval of the Company's executive compensation. | Management | For | Voted - For |
| 3. | Advisory approval of the frequency of holding future say-on-pay votes. | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | Management | For | Voted - For |
| 5. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third-party racial equity audit. | Shareholder | Against | Voted - For |
| 6. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. | Shareholder | Against | Voted - Against |
| 7. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | Shareholder | Against | Voted - For |
VERTEX PHARMACEUTICALS INCORPORATED
Security ID: 92532F100
Ticker: VRTX
Meeting Date: 17-May-23
Meeting Type: Annual
| 1.1 | Election of Director: Sangeeta Bhatia | Management | For | Voted - For |
| 1.2 | Election of Director: Lloyd Carney | Management | For | Voted - For |
| 1.3 | Election of Director: Alan Garber | Management | For | Voted - For |
| 1.4 | Election of Director: Terrence Kearney | Management | For | Voted - For |
| 1.5 | Election of Director: Reshma Kewalramani | Management | For | Voted - For |
| 1.6 | Election of Director: Jeffrey Leiden | Management | For | Voted - For |
| 1.7 | Election of Director: Diana McKenzie | Management | For | Voted - For |
| 1.8 | Election of Director: Bruce Sachs | Management | For | Voted - For |
| 1.9 | Election of Director: Suketu Upadhyay | Management | For | Voted - For |
| 2. | Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2023. | Management | For | Voted - For |
| 3. | Advisory vote to approve named executive office compensation. | Management | For | Voted - For |
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | Voted - 1 Year |
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 24-Jan-23
Meeting Type: Annual
| 1a. | Election of Director: Lloyd A. Carney | Management | For | Voted - For |
| 1b. | Election of Director: Kermit R. Crawford | Management | For | Voted - For |
| 1c. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | Voted - For |
| 1d. | Election of Director: Alfred F. Kelly, Jr. | Management | For | Voted - For |
| 1e. | Election of Director: Ramon Laguarta | Management | For | Voted - For |
| 1f. | Election of Director: Teri L. List | Management | For | Voted - For |
| 1g. | Election of Director: John F. Lundgren | Management | For | Voted - For |
| 1h. | Election of Director: Denise M. Morrison | Management | For | Voted - For |
| 1i. | Election of Director: Linda J. Rendle | Management | For | Voted - For |
| 1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | Voted - For |
| 2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | Management | For | Voted - For |
| 3. | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | Voted - 1 Year |
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | Voted - For |
| 5. | To vote on a stockholder proposal requesting an independent board chair policy. | Shareholder | Against | Voted - Against |
WALMART INC.
Security ID: 931142103
Ticker: WMT
Meeting Date: 31-May-23
Meeting Type: Annual
| 1a. | Election of Director: Cesar Conde | Management | For | Voted - For |
| 1b. | Election of Director: Timothy P. Flynn | Management | For | Voted - For |
| 1c. | Election of Director: Sarah J. Friar | Management | For | Voted - For |
| 1d. | Election of Director: Carla A. Harris | Management | For | Voted - For |
| 1e. | Election of Director: Thomas W. Horton | Management | For | Voted - For |
| 1f. | Election of Director: Marissa A. Mayer | Management | For | Voted - For |
| 1g. | Election of Director: C. Douglas McMillon | Management | For | Voted - For |
| 1h. | Election of Director: Gregory B. Penner | Management | For | Voted - For |
| 1i. | Election of Director: Randall L. Stephenson | Management | For | Voted - For |
| 1j. | Election of Director: S. Robson Walton | Management | For | Voted - For |
| 1k. | Election of Director: Steuart L. Walton | Management | For | Voted - For |
| 2. | Advisory Vote on the Frequency of Future Say-On-Pay Votes. | Management | 1 Year | Voted - 1 Year |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | Voted - Against |
| 4. | Ratification of Ernst & Young LLP as Independent Accountants. | Management | For | Voted - For |
| 5. | Policy Regarding Worker Pay in Executive Compensation. | Shareholder | Against | Voted - Against |
| 6. | Report on Human Rights Due Diligence. | Shareholder | Against | Voted - Against |
| 7. | Racial Equity Audit. | Shareholder | Against | Voted - For |
| 8. | Racial and Gender Layoff Diversity Report. | Shareholder | Against | Voted - Against |
| 9. | Request to Require Shareholder Approval of Certain Future Bylaw Amendments. | Shareholder | Against | Voted - For |
| 10. | Report on Reproductive Rights and Data Privacy. | Shareholder | Against | Voted - Against |
| 11. | Communist China Risk Audit. | Shareholder | Against | Voted - Against |
| 12. | Workplace Safety & Violence Review. | Shareholder | Against | Voted - For |
ZOETIS INC.
Security ID: 98978V103
Ticker: ZTS
Meeting Date: 18-May-23
Meeting Type: Annual
| 1a. | Election of Director: Paul M. Bisaro | Management | For | Voted - For |
| 1b. | Election of Director: Vanessa Broadhurst | Management | For | Voted - For |
| 1c. | Election of Director: Frank A. D'Amelio | Management | For | Voted - For |
| 1d. | Election of Director: Michael B. McCallister | Management | For | Voted - For |
| 1e. | Election of Director: Gregory Norden | Management | For | Voted - For |
| 1f. | Election of Director: Louise M. Parent | Management | For | Voted - For |
| 1g. | Election of Director: Kristin C. Peck | Management | For | Voted - For |
| 1h. | Election of Director: Robert W. Scully | Management | For | Voted - For |
| 2. | Advisory vote to approve our executive compensation. | Management | For | Voted - For |
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2023. | Management | For | Voted - For |
| 4. | Approval of an amendment to our Restated Certificate of Incorporation to create a right to call a special meeting. | Management | For | Voted - Abstain |
| 5. | Shareholder proposal regarding ability to call a special meeting. | Shareholder | Against | Voted - For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
City National Rochdale Funds
By: /s/ Garrett R. D’Alessandro
Garrett R. D’Alessandro
President and Chief Executive Officer
Date: August 24, 2023
