Schedule of Investments | |||||||
June 30, 2020 (unaudited) | |||||||
Nysa Fund | |||||||
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| Shares or Principal |
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Security Description |
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| Amount ($) |
| Fair Value ($)(1) | ||
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Common Stocks - 73.85% | |||||||
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Beverages - 4.20% |
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Constellation Brands, Inc. Class A |
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| 400 |
| 69,980 | ||
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Blank Checks - 3.99% |
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DraftKings, Inc. Class A (2) |
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| 2,000 |
| 66,520 | ||
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Electric Services - 0.77% |
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CGE Energy, Inc. (2) |
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| 102,376 |
| 12,797 | |
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Electronic Computers - 4.38% |
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Apple, Inc. (2) |
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| 200 |
| 72,960 | |
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Pharmacueitcal Prepartions - 20.14% |
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Ligand Pharmaceuticals, Inc. |
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| 3,000 |
| 335,550 | ||
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Raceway Operations - 0.00% |
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Central New York Raceway Park, Inc. (2) |
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| 25,000 |
| 0 | ||
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Retail-Catalog & Mail-Order Houses - 4.14% |
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Amazon.com, Inc. (2) |
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| 25 |
| 68,970 | |
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Retail-Variety Stores - 3.43% |
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Dollar General, Corp. |
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| 300 |
| 57,153 | |
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Security & Commodity Brokers, Dealers, Exchanges & Services - 2.93% |
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CME Group, Inc. |
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| 300 |
| 48,762 | |
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Services-Computer Integrated Systems Design - 1.30% |
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CACI International, Inc. Class A (2) |
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| 100 |
| 21,688 | ||
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Services-Computer Programming, Data Processing, Etc. - 2.73% |
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Facebook, Inc. Class A (2) |
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| 200 |
| 45,414 | ||
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Services-Prepackaged Software - 1.81% |
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CrowdStrike Holdings, Inc. (2) |
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| 300 |
| 30,087 | ||
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Surgical & Medical Instruments - 24.04% |
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Transluminal Technologies, LLC (2) (7) |
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| 84,332 |
| 400,577 | ||
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Total Common Stock |
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| (Cost $ 944,302) |
| 1,230,458 | |
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Real Estate Investment Trusts - 2.91% | |||||||
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Coresite Realty, Corp. |
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| 400 |
| 48,424 | |
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Total Real Estate Investment Trusts | (Cost $ 718,012) |
| 48,424 | ||||
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Money Market Registered Investment Companies - 23.25% | |||||||
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Federated Treasury Obligation Fund - Insitutional Shares 0.10% (5) | 1,000 |
| 387,316 | ||||
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Total Money Market Registered Investment Companies | (Cost $ 387,316) |
| 387,316 | ||||
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Total Investments - 100.01% | (Cost $ 1,331,618) |
| 1,666,198 | ||||
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Other Assets less Liabilities - -.01% |
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| (100) | ||||
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Total Net Assets - 100.00% |
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| 1,666,098 | ||||
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(1) Statement on Financial Accounting Standard No. 157 "Fair Value Measurements" - Various inputs are used in determining the value of the Fund's investments. | |||||||
These inputs are summarized in the three broad levels listed below. | |||||||
• Level 1 - quoted prices in active markets for identical securities | |||||||
• Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) | |||||||
• Level 3 - significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments) | |||||||
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The following is a summary of the inputs used as of June 30, 2020 in valuing the Fund's assets carried at fair value: | |||||||
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| Investments in |
| Other Financial |
Valuation Inputs |
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| Securities |
| Instruments (9) | |
Level 1 - Quoted Prices |
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| $ | 1,265,621 | $ | 0 | |
Level 2 - Other Significant Observable Inputs |
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| 0 |
| - | ||
Level 3 - Significant Unobservable Inputs |
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| 400,577 |
| - | ||
Total |
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| $ | 1,666,198 | $ | 0 |
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The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. For example, short-term | |||||||
debt instruments and repurchase agreements with a maturity of less than 60 days are valued using amortized cost, in accordance with rules under the Investment | |||||||
Company Act of 1940. Generally, amortized cost approximates the current fair value of a security, but since the value is not obtained from a quoted price in an active | |||||||
market, such securities are reflected as Level 2. | |||||||
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(2) Represents non-income producing securities. | |||||||
(3) All or a portion of this security is on loan. | |||||||
(4) Investment purchased with cash received as securities lending collateral. The yield shown represents the 7-day yield in effect at June 30, 2020. | |||||||
(5) Investment in affiliate. The yield shown represents the 7-day yield in effect at June 30, 2020. | |||||||
(6) Assets of affiliates to the Conservative Allocation Fund held for the benefit of the Fund's Trustees in connection with the Trustees Deferred Compensation Plan. | |||||||
(7) Fair valued security deemed as Level 3 security. | |||||||
(8) Exchange-traded fund. | |||||||
(9) Other financial instruments are derivative instruments not reflected in the Schedule of Investments, such as futures contracts, which are valued at the unrealized | |||||||
appreciation/depreciation on the instrument. |
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NPORT-P Filing
Nysa Series Trust NPORT-PNYSA Fund (Jun 2020 report)
Filed: 31 Aug 20, 1:46pm