Exhibit 1.01
Elbit Systems Ltd.
Conflict Minerals Report
For the Year Ended December 31, 2015
In Accordance with Rule 13p-1 under the Securities Exchange Act of 1934
This Conflict Minerals Report (this “Report”) of Elbit Systems Ltd. (together with its subsidiaries, “Elbit Systems” or “we”) for the year ended December 31, 2015 is presented to comply with Rule 13p-1 (the “CM Rule”) under the Securities Exchange Act of 1934.
The CM Rule was adopted by the U.S. Securities and Exchange Commission ("SEC") under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Pursuant to the CM Rule, each publicly traded company such as Elbit Systems must report to the SEC whether “conflict minerals” (tantalum, tin, tungsten and gold) (“3TG”) originating in the Democratic Republic of Congo or adjoining countries (Angola, Burundi, The Central African Republic, The Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda and Zambia) (the “Covered Countries”) are present in the products the company manufactures or contracts to manufacture, if any of the 3TG is necessary to the functionality or production of such products. The CM Rule was adopted because the sale of 3TG mined in the Covered Countries has funded armed conflicts in that region, and those conflicts have led to numerous human rights abuses and atrocities.
Unless otherwise defined herein, the terms used in this Report have the meanings ascribed to them in the CM Rule, Form SD and SEC Release No. 34-67716 issued by the SEC on August 22, 2012.
Elbit Systems Ltd. is an international high technology company engaged in a wide range of defense, homeland security and commercial programs throughout the world. We operate in the areas of aerospace, land and naval systems, command, control, communications, computers, intelligence surveillance and reconnaissance, unmanned aircraft systems, advanced electro-optics, electro-optic space systems, EW suites, signal intelligence systems, data links and communications systems, radios and cyber-based systems. We also focus on the upgrading of existing platforms, developing new technologies for defense, homeland security and commercial applications and providing a range of support services, including training and simulation systems.
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| C. | Applicability of the CM Rule to Elbit Systems |
Elbit Systems designs, develops and manufactures a broad portfolio of sophisticated systems and products in numerous programs for our customers around the world. Such products and systems often include a range of electronic components. We purchase these components from a supply chain consisting of thousands of suppliers and/or manufacturers. We collect 3TG information from our suppliers, primarily first-tier manufacturers (i.e. manufacturers contracting directly with us) of the products supplied to us. Through this information and our own material engineering analyses we have determined that a number of our products contain 3TG that are necessary to the functionality or production of those products. Therefore, we are required to make a filing pursuant to the CM Rule because we manufacture certain products where elements of 3TG are necessary to the functionality or production of such products.
We do not directly source any 3TG from mines, smelters or refiners, and we believe that in most cases we are many levels removed from these supply chain participants and therefore have limited influence over them. Furthermore, because of the depth, geographic diversity and ongoing changes in our supply chain, and due to competitive factors, we often have significant challenges in identifying the full supply chain from our direct suppliers. However, through the efforts described in this Report, we take measures so that our suppliers meet the expectations of our Conflict Minerals Compliance Policy, which is described below.
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| D. | Conflict Minerals Compliance Policy |
Elbit Systems’ policy is to use “conflict free” 3TG in our products, and we support recent industry actions to increase supply chain transparency to facilitate the ability of companies to source conflict free 3TG. Our Conflict Minerals Compliance Policy is published on our website www.elbitsystems.com under “About - Ethics and Conduct - Conflict Minerals Compliance Policy”.
Pursuant to our Conflict Minerals Compliance Policy, and as further described in this Report, we are taking measures to meet the applicable reporting obligations under the CM Rule and to enhance our supply chain due diligence and internal controls relating to 3TG. We are committed to sourcing materials from companies that share our values with respect to human rights, ethics and environmental responsibility. These supply chain values are reflected in our Supplier Code of Conduct, which can be found on our website www.elbitsystems.com under “About - Ethics and Conduct - Supplier Code of Conduct.” Our policy relating to conflict minerals is an important part of our overall practices regarding responsible supply chain management and is reflected in our Supplier Code of Conduct.
Elbit Systems publishes additional information about its commitment to responsible sourcing and engagement with its suppliers and other stakeholders in our Social Sustainability Report, which includes an overview of our activities in the areas of ethics, corporate governance, environmental compliance, fair employment and support for our local communities. The Social Sustainability Report is published on our website www.elbitsystems.com under “About - Elbit Systems Social Sustainability Report”.
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| E. | Overview of the Company’s Conflict Minerals Program and Reasonable Country of Origin Inquiry (“RCOI”) for 2015 |
As part of our commitment to responsible sourcing, human rights and sustainability, it is our goal that the 3TG in our products should not, directly or indirectly, finance or benefit armed groups in the Covered Countries. Our efforts with respect to 3TG are aligned with the work of the Conflict-Free Sourcing Initiative (“CFSI”), and we strive to improve the traceability in our supply chain.
Elbit Systems has a Conflict Minerals Compliance and Management Review Team (the “CM Team”) to fulfill compliance with the CM Rule, perform the RCOI and report on 3TG. The multi-disciplinary CM Team consists of specially designated personnel from our purchasing, quality assurance, operations, materials engineering, information technology and legal departments. The CM Team is supported by outsourced services from specialists in the RCOI process.
We rely on our suppliers to provide information on the origin of 3TG contained in components and parts included in our products. The identification of suppliers of the Company that are relevant to us under the CM Rule involves different geographic regions, business areas and production sites throughout our organization. The CM Team plays a leading role in coordinating the supplier identification efforts. Suppliers who were identified in 2015 to be relevant for our RCOI process were so identified on the basis of criteria such as the level of purchasing activities with such supplier and the likelihood that the items furnished by the supplier contain 3TG. The processes described in this Report cover more than 90% of our worldwide supply chain activities relevant to 3TG.
In our annual RCOI process for 2015, we surveyed suppliers identified to be relevant, in an effort to determine the origin of the 3TG in our products. We analyzed and followed up with inquiries as we deemed appropriate where the analysis of our survey results indicated further information may be desirable. We do not have a direct relationship with 3TG smelters and refiners, and we do not perform or direct audits of these entities within our supply chain.
We cooperate with other major manufacturers in 3TG industry initiatives such as the CFSI, which is aligned with the Global e-Sustainability Initiative ("GeSI") and the Electronic Industry Citizenship Coalition ("EICC").
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| F. | Conflict Minerals Program Design |
Our RCOI activities and other 3TG-related activities are consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related Supplements for gold and for tin, tantalum and tungsten (the “OECD Guidance”). The design of our due diligence process, including our RCOI, conforms substantially to the OECD Guidance as it relates to “downstream” purchasers of products and components. These processes are described below under sub-headings corresponding to the five-step framework of the OECD Guidance.
Step 1 - Establishing Strong Management Systems
As mentioned above, we have a dedicated CM Team. This Team is responsible for implementing our due diligence activities, reporting on 3TG in compliance with the CM Rule and informing senior managers and our board of directors about matters relating to our 3TG compliance. Controls include, but are not limited to, our Code of Business Conduct and Ethics and our Supplier Code of Conduct, which set forth expected behavior for all our employees and suppliers. The Supplier Code of Conduct includes provisions relating to 3TG compliance as described above. The Supplier Code of Conduct is integrated into our supplier agreements. The CM Team has also generated internal Conflict Minerals Compliance Guidelines that set out the activities to be taken in our due diligence process. Moreover, as indicated above, we have adopted and published a company-wide Conflict Minerals Compliance Policy.
In 2015, identification of smelters and refiners in our supply chain was made through the use of due diligence tools, including those created by the CFSI such as the EICC/GeSI Conflict Minerals Reporting Template (the “Template”). The Template is a supply chain survey designed to identify, among other 3TG-related information, the smelters and refiners that process the necessary 3TG contained in our supply chain. The information from our suppliers, in combination with information from the CFSI, helps us to obtain information on the origin of the 3TG processed in our supply chain. Data obtained was reviewed and analyzed by us and is retained in our company records for the five-year period required by the CM Rule.
Although to date we have not received grievance notices relating to 3TG, we have grievance mechanisms under which employees and suppliers can report violations of our policies. This includes a whistleblower process for the reporting of alleged violations of laws or our Code of Business Conduct and Ethics, including issues relating to corruption, questionable accounting or auditing matters or which otherwise may seriously affect significant interests of Elbit Systems. This process is overseen by Elbit Systems' Chief Compliance Officer and by the Chair of the Audit Committee of Elbit Systems Board of Directors. Our Supplier Code of Conduct also contains a reporting mechanism.
Step 2 - Identification and Assessment of Risks in the Supply Chain
Our CM Team leads a process to identify and assess 3TG-related risks. We attempt to focus this process on the most relevant phase in our 3TG supply chain, which is the smelters and refiners. As stated above, we require our suppliers to provide identification information relating to smelters and refiners in our supply chain.
During 2015, suppliers meeting our applicable 3TG criteria were requested by us to provide information on 3TG in their supply chains through completing and submitting the Template. Suppliers were provided with support material, including the generally available CFSI instructions and training illustrating the use of the tool that is available on CFSI’s website. To support the quality of the response and a high response rate, the responses received were analyzed on an ongoing basis and followed up as deemed appropriate by members of the CM Team. Supplier responses were reviewed against risk level criteria developed or utilized by us to determine: (1) the risk level applicable to the supplier regarding 3TG and (2) which responses require further engagement with our suppliers, such as when the responses from suppliers were incomplete. Suppliers were contacted via e-mail or telephone to improve the quality of responses and increase the response rate.
Step 3 - Design and Implementation of a Strategy to Respond to Identified Risks
Under the third step companies are encouraged to design and implement a strategy to respond to identified risks. Our due diligence is an ongoing process, both proactive and reactive, where suppliers are evaluated against our conflict mineral risk categories on a continuing basis to facilitate conflict mineral compliance in the suppliers’ processes.
Our due diligence process categorizes suppliers’ responses regarding 3TG under one of the following six conflict mineral risk categories:
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| 1. | Free - No 3TG - The product does not contain 3TG or 3TG are not necessary to the functionality or production of the product. |
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| 2. | Free - Not From Covered Countries - The 3TG being used in the product do not originate from a Covered Country. |
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| 3. | Free - Approved Smelters - The 3TG being used in the product originate from a Covered Country - but the smelters are approved by the CFSI or similar program. |
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| 4. | Undetermined - Not from Covered Countries - It is not clear if the 3TG being used in the product originate from a Covered Country. |
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| 5. | Undetermined - from Covered Countries - The 3TG being used in the product originate from a Covered Country, but it is not clear if the smelters are approved by the CFSI program. |
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| 6. | Not Free - 3TG being used in the product originate from a Covered Country and the smelters are not approved by the CFSI or similar program. |
We plan to use this risk-based approach for reviewing and following up supplier responses.
We continuously work to improve our due diligence processes with respect to 3TG, mainly focusing on the quality of data received from suppliers surveyed. This includes communication and collaboration with suppliers for purposes of improving the response rate of surveyed suppliers and improving the reliability and quality of the information provided.
Step 4 - Carry Out Independent Third Party Audit of Supply Chain Due Diligence and Identification Points in the Supply Chain
In the fourth step we focus on review of smelters’ and refiners’ 3TG practices. Since, as mentioned above, there are generally many tiers of suppliers between Elbit Systems and the smelters and refiners in the supply chain, we have not performed our own audits of smelters or refiners.
We review the data received from our suppliers with respect to smelters and refiners and compare such information against the lists of facilities that have received either “fully compliant smelter” or a “recognized smelter” designation from the CFSI.
Under the CM Rule we are not currently required to conduct an Independent Private Sector Audit. However, we are taking steps to prepare us for such an audit in the future.
Step 5 - Report on Supply Chain Due Diligence
In compliance with the fifth step of reporting on supply chain due diligence, and in accordance with the CM Rule, we make our Conflict Minerals Report available on our website: www.elbitsystems.com under "About - Ethics and Conduct - Conflict Minerals Compliance Policy" and under “Investor Relations - SEC Filings”.
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| G. | 2015 Conflict Minerals Program Results |
For the calendar year 2015, our due diligence was conducted at the supplier level, mainly first-tier manufacturers. In most cases, the supplier responses received provided data at the supplier’s general company or divisional level. The response rate among suppliers surveyed in 2015 was approximately 75%. Among the supplier responses, we identified 321 smelters as potential sources of 3TG that were reported to be in the supply chain through the end of the 2015 calendar year. These smelters and refiners appear in Annex 1 hereto and are those that fall into one of the two above-mentioned CFSI designations.
Based on the information provided by our suppliers through the end of the 2015 calendar year, we believe that the facilities that may have been used to process the 3TG in Elbit Systems’ products include the smelters and refiners listed in Annex 1 hereto.
H. Future Activities
We are continuing to refine and expand the list of participating smelters and refiners. We believe that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or locations of origin of the 3TG in our supply chain.
During 2016, we plan to continue to review and evolve our due diligence and RCOI processes with respect to 3TG. As part of these efforts, we engaged a third party to review our Conflict Minerals compliance program. During 2016 we expect to: (1) continue to follow-up on incomplete or unreceived responses from suppliers; (2) further develop the collaboration with suppliers for purposes of continued improvement of the supplier response rate and the reliability and quality of information provided; (3) further refine the criteria for our due diligence and supplier selection processes; (4) expand the training for employees and suppliers; and (5) expand our due diligence activities to parts of our purchasing organization that are outside Israel and the U.S.
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| I. | Forward Looking Statements |
Certain of the matters discussed in this Report, including in particular our due diligence processes, include forward-looking statements. Readers of this Report are cautioned that our forward-looking statements are not guarantees of our future actions, which may differ materially from the expectations expressed in the forward-looking statements. We expressly disclaim a duty to provide updates to these forward-looking statements after the date of this filing to reflect events or changes in circumstances or changes in expectations or the occurrence of anticipated events.
The information included on our website and other materials referenced in this Report are not incorporated by reference in this Report.
Annex 1
List of Smelters and Refiners
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| CFSI Smelter Identification | Metal | Smelter Name | Smelter Facility Location: Country |
| CID000015 | Gold | Advanced Chemical Company | UNITED STATES |
| CID000019 | Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
| CID000028 | Gold | Aktyubinsk Copper Company TOO | KAZAKHSTAN |
| CID000035 | Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
| CID000041 | Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| CID000058 | Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL |
| CID000077 | Gold | Argor-Heraeus SA | SWITZERLAND |
| CID000082 | Gold | Asahi Pretec Corporation | JAPAN |
| CID000090 | Gold | Asaka Riken Co., Ltd. | JAPAN |
| CID000103 | Gold | ATAkulche | TURKEY |
| CID000113 | Gold | Aurubis AG | GERMANY |
| CID000128 | Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| CID000141 | Gold | Bauer Walser AG | GERMANY |
| CID000157 | Gold | Boliden AB | SWEDEN |
| CID000176 | Gold | C. Hafner GmbH + Co. KG | GERMANY |
| CID000180 | Gold | Caridad | MEXICO |
| CID000185 | Gold | CCR Refinery - Glencore Canada Corporation | CANADA |
| CID000189 | Gold | Cendres + Métaux SA | SWITZERLAND |
| CID000197 | Gold | CHALCO Yunnan Copper Co. Ltd. | CHINA |
| CID000233 | Gold | Chimet S.p.A. | ITALY |
| CID000264 | Gold | Chugai Mining | JAPAN |
| CID000328 | Gold | Daejin Indus Co., Ltd. | SOUTH KOREA |
| CID000343 | Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| CID000359 | Gold | Do Sung Corporation | SOUTH KOREA |
| CID000362 | Gold | Doduco | GERMANY |
| CID000401 | Gold | Dowa | JAPAN |
| CID000425 | Gold | Eco-System Recycling Co., Ltd. | JAPAN |
| CID000493 | Gold | FSE Novosibirsk Refinery | RUSSIA |
| CID000522 | Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA |
| CID000651 | Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
| CID000671 | Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
| CID000694 | Gold | Heimerle + Meule GmbH | GERMANY |
| CID000707 | Gold | Heraeus Ltd. Hong Kong | CHINA |
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| CID000711 | Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
| CID000767 | Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| CID000778 | Gold | Hwasung CJ Co., Ltd. | SOUTH KOREA |
| CID000801 | Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA |
| CID000807 | Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| CID000814 | Gold | Istanbul Gold Refinery | TURKEY |
| CID000823 | Gold | Japan Mint | JAPAN |
| CID000855 | Gold | JCC | CHINA |
| CID000920 | Gold | Asahi Refining USA Inc. | UNITED STATES |
| CID000924 | Gold | Asahi Refining Canada Limited | CANADA |
| CID000927 | Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIA |
| CID000929 | Gold | JSC Uralelectromed | RUSSIA |
| CID000937 | Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| CID000956 | Gold | Kazakhmys Smelting LLC | KAZAKHSTAN |
| CID000957 | Gold | Kazzinc | KAZAKHSTAN |
| CID000969 | Gold | Kennecott Utah Copper LLC | UNITED STATES |
| CID000981 | Gold | Kojima Chemicals Co., Ltd. | JAPAN |
| CID000988 | Gold | Korea Metal Co., Ltd. | SOUTH KOREA |
| CID001029 | Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
| CID001032 | Gold | L' azurde Company For Jewelry | SAUDI ARABIA |
| CID001056 | Gold | Lingbao Gold Company Limited | CHINA |
| CID001058 | Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| CID001078 | Gold | LS-NIKKO Copper Inc. | SOUTH KOREA |
| CID001093 | Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| CID001113 | Gold | Materion | UNITED STATES |
| CID001119 | Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
| CID001147 | Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| CID001149 | Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| CID001152 | Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| CID001153 | Gold | Metalor Switzerland | SWITZERLAND |
| CID001157 | Gold | Metalor USA Refining Corporation | UNITED STATES |
| CID001161 | Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | MEXICO |
| CID001188 | Gold | Mitsubishi Materials Corporation | JAPAN |
| CID001193 | Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| CID001204 | Gold | Moscow Special Alloys Processing Plant | RUSSIA |
| CID001220 | Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY |
| CID001236 | Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| CID001259 | Gold | Nihon Material Co., Ltd. | JAPAN |
| CID001322 | Gold | Elemetal Refining, LLC | UNITED STATES |
| CID001325 | Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| CID001326 | Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIA |
| CID001328 | Gold | OJSC Kolyma Refinery | RUSSIA |
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| CID001352 | Gold | PAMP SA | SWITZERLAND |
| CID001362 | Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
| CID001386 | Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIA |
| CID001397 | Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| CID001498 | Gold | PX Précinox SA | SWITZERLAND |
| CID001512 | Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| CID001534 | Gold | Royal Canadian Mint | CANADA |
| CID001546 | Gold | Sabin Metal Corp. | UNITED STATES |
| CID001555 | Gold | Samduck Precious Metals | SOUTH KOREA |
| CID001562 | Gold | SAMWON METALS Corp. | SOUTH KOREA |
| CID001573 | Gold | Schone Edelmetaal B.V. | NETHERLANDS |
| CID001585 | Gold | SEMPSA Joyería Platería SA | SPAIN |
| CID001619 | Gold | Shandong Tarzan Bio-Gold Industry Co., Ltd. | CHINA |
| CID001622 | Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| CID001736 | Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| CID001754 | Gold | So Accurate Group, Inc. | UNITED STATES |
| CID001756 | Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIA |
| CID001761 | Gold | Solar Applied Materials Technology Corp. | TAIWAN |
| CID001798 | Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| CID001875 | Gold | Tanaka Denshi Kogyo K.K | JAPAN |
| CID001909 | Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA |
| CID001916 | Gold | China's Shandong Gold Mining Co., Ltd | CHINA |
| CID001938 | Gold | Tokuriki Honten Co., Ltd. | JAPAN |
| CID001947 | Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA |
| CID001955 | Gold | Torecom | SOUTH KOREA |
| CID001977 | Gold | Umicore Brasil Ltda. | BRAZIL |
| CID001980 | Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM |
| CID001993 | Gold | United Precious Metal Refining, Inc. | UNITED STATES |
| CID002003 | Gold | Valcambi SA | SWITZERLAND |
| CID002030 | Gold | Perth Mint | AUSTRALIA |
| CID002100 | Gold | YAMAMOTO PRECIOUS METAL CO., LTD. | JAPAN |
| CID002129 | Gold | Yokohama Metal Co., Ltd. | JAPAN |
| CID002224 | Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
| CID002243 | Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA |
| CID002282 | Gold | Morris and Watson | NEW ZEALAND |
| CID002312 | Gold | Guangdong Jinding Gold Limited | CHINA |
| CID002314 | Gold | Umicore Precious Metals Thailand | THAILAND |
| CID002355 | Gold | Faggi Enrico S.p.A. | ITALY |
| CID002459 | Gold | Geib Refining Corporation | UNITED STATES |
| CID002509 | Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| CID002510 | Gold | Republic Metals Corporation | UNITED STATES |
| CID002511 | Gold | KGHM Polska MiedŸ Spó³ka Akcyjna | POLAND |
| CID002515 | Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE |
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| CID002516 | Gold | Singway Technology Co., Ltd. | TAIWAN |
| CID002560 | Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES |
| CID002561 | Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES |
| CID002563 | Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| CID002567 | Gold | Sudan Gold Refinery | SUDAN |
| CID002580 | Gold | T.C.A S.p.A | ITALY |
| CID002587 | Gold | Tony Goetz NV | BELGIUM |
| CID002605 | Gold | Korea Zinc Co. Ltd. | KOREA, REPUBLIC OF |
| CID002761 | Gold | SAAMP | FRANCE |
| CID002777 | Gold | SAXONIA Edelmetalle GmbH | GERMANY |
| CID002778 | Gold | Wieland Edelmetalle GmbH | GERMANY |
| CID002779 | Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| CID002821 | Gold | Metahub Industries Sdn. Bhd. | MALAYSIA |
| CID000211 | Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| CID000291 | Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA |
| CID000410 | Tantalum | Douluoshan Sapphire Rare Metal Co Ltd | CHINA |
| CID000456 | Tantalum | Exotech Inc. | UNITED STATES |
| CID000460 | Tantalum | F&X Electro-Materials Ltd. | CHINA |
| CID000616 | Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
| CID000731 | Tantalum | Hi-Temp | UNITED STATES |
| CID000914 | Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| CID000917 | Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
| CID000973 | Tantalum | King-Tan Tantalum Industry Ltd. | CHINA |
| CID001076 | Tantalum | LSM Brasil S.A. | BRAZIL |
| CID001163 | Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA |
| CID001175 | Tantalum | Mineração Taboca S.A. | BRAZIL |
| CID001192 | Tantalum | Mitsui Mining & Smelting | JAPAN |
| CID001200 | Tantalum | Molycorp Silmet A.S. | ESTONIA |
| CID001277 | Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| CID001508 | Tantalum | QuantumClean | UNITED STATES |
| CID001522 | Tantalum | RFH | CHINA |
| CID001769 | Tantalum | Solikamsk Magnesium Works OAO | RUSSIA |
| CID001869 | Tantalum | Taki Chemicals | JAPAN |
| CID001891 | Tantalum | Telex Metals | UNITED STATES |
| CID001969 | Tantalum | Ulba | KAZAKHSTAN |
| CID002232 | Tantalum | Zhuzhou Cemented Carbide | CHINA |
| CID002307 | Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA |
| CID002492 | Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| CID002501 | Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA |
| CID002504 | Tantalum | D Block Metals, LLC | UNITED STATES |
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| CID002505 | Tantalum | FIR Metals & Resource Ltd. | CHINA |
| CID002506 | Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| CID002508 | Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| CID002512 | Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| CID002539 | Tantalum | KEMET Blue Metals | MEXICO |
| CID002540 | Tantalum | Plansee SE Liezen | AUSTRIA |
| CID002544 | Tantalum | H.C. Starck Co., Ltd. | THAILAND |
| CID002545 | Tantalum | H.C. Starck GmbH Goslar | GERMANY |
| CID002546 | Tantalum | H.C. Starck GmbH Laufenburg | GERMANY |
| CID002547 | Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY |
| CID002548 | Tantalum | H.C. Starck Inc. | UNITED STATES |
| CID002549 | Tantalum | H.C. Starck Ltd. | JAPAN |
| CID002550 | Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY |
| CID002556 | Tantalum | Plansee SE Reutte | AUSTRIA |
| CID002557 | Tantalum | Global Advanced Metals Boyertown | UNITED STATES |
| CID002558 | Tantalum | Global Advanced Metals Aizu | JAPAN |
| CID002568 | Tantalum | KEMET Blue Powder | UNITED STATES |
| CID002571 | Tantalum | Tranzact, Inc. | UNITED STATES |
| CID002590 | Tantalum | E.S.R. Electronics | UNITED STATES |
| CID002705 | Tantalum | Avon Specialty Metals Ltd | UNITED KINGDOM |
| CID002707 | Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL |
| CID002842 | Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| CID000228 | Tin | Chenzhou Yunxiang Mining and Metallurgy Company Limited | CHINA |
| CID000244 | Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA |
| CID000278 | Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| CID000292 | Tin | Alpha | UNITED STATES |
| CID000295 | Tin | Cooper Santa | BRAZIL |
| CID000306 | Tin | CV Gita Pesona | INDONESIA |
| CID000307 | Tin | CV JusTindo | INDONESIA |
| CID000309 | Tin | CV Nurjanah | INDONESIA |
| CID000313 | Tin | CV Serumpun Sebalai | INDONESIA |
| CID000315 | Tin | CV United Smelting | INDONESIA |
| CID000402 | Tin | Dowa | JAPAN |
| CID000438 | Tin | EM Vinto | BOLIVIA |
| CID000448 | Tin | Estanho de Rondônia S.A. | BRAZIL |
| CID000466 | Tin | Feinhütte Halsbrücke GmbH | GERMANY |
| CID000468 | Tin | Fenix Metals | POLAND |
| CID000538 | Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| CID000555 | Tin | Gejiu Zi-Li | CHINA |
| CID000760 | Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA |
| CID000942 | Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| CID001063 | Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA |
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| | | |
| CID001070 | Tin | China Tin Group Co., Ltd. | CHINA |
| CID001105 | Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA |
| CID001136 | Tin | Metahub Industries Sdn. Bhd. | MALAYSIA |
| CID001142 | Tin | Metallic Resources, Inc. | UNITED STATES |
| CID001173 | Tin | Mineração Taboca S.A. | BRAZIL |
| CID001182 | Tin | Funsur Smelter | PERU |
| CID001191 | Tin | Mitsubishi Materials Corporation | JAPAN |
| CID001231 | Tin | Jiangxi Nanshan | CHINA |
| CID001314 | Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| CID001337 | Tin | OMSA | BOLIVIA |
| CID001393 | Tin | PT Alam Lestari Kencana | INDONESIA |
| CID001399 | Tin | PT Artha Cipta Langgeng | INDONESIA |
| CID001402 | Tin | PT Babel Inti Perkasa | INDONESIA |
| CID001409 | Tin | PT Bangka Kudai Tin | INDONESIA |
| CID001416 | Tin | PT Bangka Timah Utama Sejahtera | INDONESIA |
| CID001419 | Tin | PT Bangka Tin Industry | INDONESIA |
| CID001421 | Tin | PT Belitung Industri Sejahtera | INDONESIA |
| CID001424 | Tin | PT BilliTin Makmur Lestari | INDONESIA |
| CID001428 | Tin | PT Bukit Timah | INDONESIA |
| CID001434 | Tin | PT DS Jaya Abadi | INDONESIA |
| CID001438 | Tin | PT Eunindo Usaha Mandiri | INDONESIA |
| CID001442 | Tin | PT Fang Di MulTindo | INDONESIA |
| CID001448 | Tin | PT Karimun Mining | INDONESIA |
| CID001453 | Tin | PT Mitra Stania Prima | INDONESIA |
| CID001457 | Tin | PT Panca Mega Persada | INDONESIA |
| CID001458 | Tin | PT Prima Timah Utama | INDONESIA |
| CID001460 | Tin | PT REFINED BANGKA TIN | INDONESIA |
| CID001463 | Tin | PT Sariwiguna Binasentosa | INDONESIA |
| CID001466 | Tin | PT Seirama Tin investment | INDONESIA |
| CID001468 | Tin | PT Stanindo Inti Perkasa | INDONESIA |
| CID001471 | Tin | PT Sumber Jaya Indah | INDONESIA |
| CID001477 | Tin | Kundur Smelter | INDONESIA |
| CID001482 | Tin | INDONESIAN STATE TIN CORPORATION MENTOK SMELTER | INDONESIA |
| CID001486 | Tin | PT Pelat Timah Nusantara Tbk | INDONESIA |
| CID001490 | Tin | PT Tinindo Inter Nusa | INDONESIA |
| CID001493 | Tin | PT Tommy Utama | INDONESIA |
| CID001539 | Tin | Rui Da Hung | TAIWAN |
| CID001758 | Tin | Soft Metais Ltda. | BRAZIL |
| CID001898 | Tin | Thailand Smelting & Refining Co Ltd | THAILAND |
| CID001908 | Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
| CID002015 | Tin | VQB Mineral and Trading Group JSC | VIETNAM |
| CID002036 | Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL |
| CID002158 | Tin | Chengfeng Metals Co Pte Ltd | CHINA |
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| | | |
| CID002180 | Tin | YTCL | CHINA |
| CID002455 | Tin | CV Venus Inti Perkasa | INDONESIA |
| CID002468 | Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| CID002478 | Tin | PT Tirus Putra Mandiri | INDONESIA |
| CID002479 | Tin | PT Wahana Perkit Jaya | INDONESIA |
| CID002500 | Tin | Melt Metais e Ligas S/A | BRAZIL |
| CID002503 | Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| CID002507 | Tin | Phoenix Metal Ltd. | RWANDA |
| CID002517 | Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| CID002530 | Tin | PT Inti Stania Prima | INDONESIA |
| CID002570 | Tin | CV Ayi Jaya | INDONESIA |
| CID002572 | Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIETNAM |
| CID002573 | Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIETNAM |
| CID002574 | Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIETNAM |
| CID002592 | Tin | CV Dua Sekawan | INDONESIA |
| CID002593 | Tin | CV Tiga Sekawan | INDONESIA |
| CID002696 | Tin | PT Cipta Persada Mulia | INDONESIA |
| CID002703 | Tin | An Vinh Joint Stock Mineral Processing Company | VIETNAM |
| CID002706 | Tin | Resind Indústria e Comércio Ltda. | BRAZIL |
| CID002773 | Tin | Metallo-Chimique N.V. | BELGIUM |
| CID002774 | Tin | Elmet S.L.U. (Metallo Group) | SPAIN |
| CID002776 | Tin | PT Bangka Prima Tin | INDONESIA |
| CID002816 | Tin | PT Sukses Inti Makmur | INDONESIA |
| CID002825 | Tin | An Thai Minerals Company Limited | VIETNAM |
| CID002829 | Tin | PT Kijang Jaya Mandiri | INDONESIA |
| CID002844 | Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| CID002848 | Tin | Gejiu Fengming Metalurgy Chemical Plant | CHINA |
| CID002849 | Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA |
| CID000004 | Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN |
| CID000105 | Tungsten | ATI Metalworking Products | UNITED STATES |
| CID000218 | Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
| CID000258 | Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| CID000345 | Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA |
| CID000499 | Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
| CID000568 | Tungsten | Global Tungsten & Powders Corp. | UNITED STATES |
| CID000766 | Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| CID000769 | Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA |
| CID000825 | Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| CID000868 | Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA |
| CID000875 | Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
| CID000966 | Tungsten | Kennametal Fallon | UNITED STATES |
| CID001889 | Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIETNAM |
| CID002011 | Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIETNAM |
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| CID002044 | Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA |
| CID002082 | Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
| CID002095 | Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |
| CID002313 | Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| CID002315 | Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| CID002316 | Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| CID002317 | Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| CID002318 | Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| CID002319 | Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| CID002320 | Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| CID002321 | Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| CID002494 | Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| CID002502 | Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM |
| CID002513 | Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
| CID002518 | Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA |
| CID002531 | Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA |
| CID002532 | Tungsten | Pobedit, JSC | RUSSIA |
| CID002535 | Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA |
| CID002536 | Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA |
| CID002538 | Tungsten | Sanher Tungsten Vietnam Co., Ltd. | VIETNAM |
| CID002541 | Tungsten | H.C. Starck GmbH | GERMANY |
| CID002542 | Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY |
| CID002543 | Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM |
| CID002551 | Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| CID002578 | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA |
| CID002579 | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA |
| CID002589 | Tungsten | Niagara Refining LLC | UNITED STATES |
| CID002647 | Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA |
| CID002649 | Tungsten | Hydrometallurg, JSC | RUSSIA |
| CID002815 | Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA |
| CID002827 | Tungsten | Philippine Chuangin Industrial Co., Inc. | PHILIPPINES |
| CID002830 | Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA |
| CID002833 | Tungsten | ACL Metais Eireli | BRAZIL |
| CID002843 | Tungsten | Woltech Korea Co., Ltd. | SOUTH KOREA |
| CID002845 | Tungsten | Moliren Ltd | RUSSIA |
