--------------------------
OMB APPROVAL
--------------------------
OMB Number: 3235-0582
Expires: March 31, 2012
Estimated average burden
hours per response 9.6
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-8037
ADVISORONE FUNDS
(Exact name of registrant as specified in charter)
4020 South 147th Street, Omaha, NE 68137
(Address of principal executive offices)
(Zip code)
ADVISORONE FUNDS
4020 South 147th Street
Omaha, NE 68137
(402) 493-3313
Brian Nielsen, Secretary
________________________________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (866) 811-0225
Date of fiscal year end: April 30
Date of reporting period: July 1, 2008 - June 30, 2009
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §. 3507.
ITEM 1. PROXY VOTING RECORD: (see attached table)
Appended hereto as Exhibit A is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2009 with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
Registrant: | Item 1, Exhibit A | |||||||||
Investment Company Act file number: | ||||||||||
Reporting Period: July 1, 2008- June 30, 2009 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| Mutual Fund | (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
1 | Clermont | RMK Multi-Sector High Income FD, Inc. | RHY | 74963QL02 | ANNUAL; 07/11/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders | FOR |
2 | Clermont | RMK Multi-Sector High Income FD, Inc. | RHY | 74963Q102 | SPECIAL; 07/11/2008 | Approval of a New Investment Advisory Agreement between Hyperion Brookfield Asset Management, Inc and RMK Multi-Sector High Income Fund, Inc. | MGMT | Y |
Same proportion as other holders |
FOR |
3 | Berolina | RMK Multi-Sector High Income FD, Inc. | RHY | 74963QL02 | ANNUAL; 07/11/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
4 | Berolina | RMK Multi-Sector High Income FD, Inc. | RHY | 74963Q102 | SPECIAL; 07/11/2008 | Approval of a New Investment Advisory Agreement between Hyperion Brookfield Asset Management, Inc and RMK Multi-Sector High Income Fund, Inc. | MGMT | Y | Same proportion as other holders |
FOR |
5 | Clermont | RMK High Income Fund, Inc. | RMH | 74963BK01 | ANNUAL; 07/11/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
6 | Clermont | RMK High Income Fund, Inc. | RMH | 74963B105 | SPECIAL; 07/11/2008 | Approval of a New Investment Advisory Agreement between Hyperion Brookfield Asset Management, Inc and RMK High Income Fund, Inc. | MGMT | Y | Same proportion as other holders |
FOR |
7 | Berolina | RMK High Income Fund, Inc. | RMH | 74963BK01 | ANNUAL; 07/11/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
8 | Berolina | RMK High Income Fund, Inc. | RMH | 74963B105 | SPECIAL; 07/11/2008 | Approval of a New Investment Advisory Agreement between Hyperion Brookfield Asset Management, Inc and RMK High Income Fund, Inc. | MGMT | Y | Same proportion as other holders |
FOR |
9 | Berolina | Western Asset High Income Fund | HIX | 95766J102 | ANNUAL; 08/04/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
10 | Clermont | Western Asset High Income Fund | HIX | 95766J102 | ANNUAL; 08/04/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
11 | Berolina | Dreyfus High Yield Strategies Fund | DHF | 26200S101 | ANNUAL; 08/07/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
12 | Clermont | Dreyfus High Yield Strategies Fund | DHF | 26200S101 | ANNUAL; 08/07/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
13 | Berolina | Pioneer Floating Rate Trust | PHD | 72369J102 | SPECIAL; 09/22/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
14 | Clermont | Pioneer Floating Rate Trust | PHD | 72369J102 | SPECIAL; 09/22/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
15 | Clermont | Blackrock Corporate High Yield Fund | COY | 09255L106 | ANNUAL; 09/12/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
16 | Clermont | Blackrock Corporate High Yield Fund III | CYE | 09255M104 | ANNUAL; 09/12/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
17 | Clermont | Blackrock Corporate High Yield Fund V | HYV | 09255N102 | ANNUAL; 09/12/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
18 | Clermont | Blackrock Corporate High Yield Fund VI | HYT | 09255P107 | ANNUAL; 09/12/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
19 | Clermont | Blackrock Floating Rate Income Strategies Fund | FRA | 09255X100 | ANNUAL; 09/12/2008 |
To vote for election of nominees to serve as directors. | MGMT | Y |
Same proportion as other holders |
FOR |
20 | Clermont | Blackrock Floating Rate Income Strategies Fund II | FRB | 09255Y108 | ANNUAL; 09/12/2008 |
To vote for election of nominees to serve as directors. | MGMT | Y |
Same proportion as other holders |
FOR |
21 | Berolina | Blackrock Corporate High Yield Fund | COY | 09255L106 | ANNUAL; 09/12/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
22 | Berolina | Blackrock Corporate High Yield Fund III | CYE | 09255M104 | ANNUAL; 09/12/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
23 | Berolina | Blackrock Corporate High Yield Fund V | HYV | 09255N102 | ANNUAL; 09/12/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
24 | Berolina | Blackrock Corporate High Yield Fund VI | HYT | 09255P107 | ANNUAL; 09/12/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders |
FOR |
25 | Berolina | Blackrock Floating Rate Income Strategies Fund | FRA | 09255X100 | ANNUAL; 09/12/2008 |
To vote for election of nominees to serve as directors. | MGMT | Y |
Same proportion as other holders |
FOR |
26 | Berolina | Blackrock Floating Rate Income Strategies Fund II | FRB | 09255Y108 | ANNUAL; 09/12/2008 |
To vote for election of nominees to serve as directors. | MGMT | Y |
Same proportion as other holders |
FOR |
27 | Amerigo | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | To vote for election of nominees to serve as directors. | MGMT | Y |
FOR |
FOR |
28 | Amerigo | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | Ratify appointment of the independent registered public accounting firm. | MGMT | Y |
FOR |
FOR |
29 | Amerigo | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | Amend company's amended articles of incorporation to adopt majority voting. | MGMT | Y |
FOR |
FOR |
30 | Amerigo | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | Shareholder proposal #1- rotate site of annual meeting. | SHAREHOLD | Y |
AGAINST |
AGAINST |
31 | Amerigo | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | Shareholder proposal #2- advisory vote on executive compensation. | SHAREHOLD | Y |
AGAINST |
AGAINST |
32 | Berolina | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR |
FOR |
33 | Berolina | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | Ratify appointment of the independent registered public accounting firm. | MGMT | Y | FOR |
FOR |
34 | Berolina | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | Amend company's amended articles of incorporation to adopt majority voting. | MGMT | Y | FOR |
FOR |
35 | Berolina | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | Shareholder proposal #1- rotate site of annual meeting. | SHAREHOLD | Y | AGAINST | AGAINST |
36 | Berolina | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | Shareholder proposal #2- advisory vote on executive compensation. | SHAREHOLD | Y | AGAINST | AGAINST |
37 | Clermont | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
38 | Clermont | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | Ratify appointment of the independent registered public accounting firm. | MGMT | Y | FOR | FOR |
39 | Clermont | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | Amend company's amended articles of incorporation to adopt majority voting. | MGMT | Y | FOR | FOR |
40 | Clermont | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | Shareholder proposal #1- rotate site of annual meeting. | SHAREHOLD | Y | AGAINST | AGAINST |
41 | Clermont | The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/14/2008 | Shareholder proposal #2- advisory vote on executive compensation. | SHAREHOLD | Y | AGAINST | AGAINST |
42 | Berolina | Eaton Vance Senior Income Trust | EVF | 27826S103 | ANNUAL; 10/17/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders | FOR |
43 | Clermont | Eaton Vance Senior Income Trust | EVF | 27826S103 | ANNUAL; 10/17/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders | FOR |
44 | Amerigo | Cisco Systems, Inc. | CSCO | 17275R102 | ANNUAL; 11/13/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
45 | Amerigo | Cisco Systems, Inc. | CSCO | 17275R102 | ANNUAL; 11/13/2008 | To ratify appointment of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for the fiscal year ending July 25, 2009. | MGMT | Y | FOR | FOR |
46 | Amerigo | Cisco Systems, Inc. | CSCO | 17275R102 | ANNUAL; 11/13/2008 | Shareholder proposal #1- amend company's bylaws to establish a Board Committee on Human Rights. | SHAREHOLD | Y | AGAINST | AGAINST |
47 | Amerigo | Cisco Systems, Inc. | CSCO | 17275R102 | ANNUAL; 11/13/2008 | Shareholder proposal #2- request the Board to publish a report to shareholders within six months providing a summarized listing and assessment of concrete steps Cisco could reasonably take to reduce the likelihood that its business practices might enable | SHAREHOLD | Y | AGAINST | AGAINST |
48 | Berolina | Cisco Systems, Inc. | CSCO | 17275R102 | ANNUAL; 11/13/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
49 | Berolina | Cisco Systems, Inc. | CSCO | 17275R102 | ANNUAL; 11/13/2008 | To ratify appointment of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for the fiscal year ending July 25, 2009. | MGMT | Y | FOR | FOR |
50 | Berolina | Cisco Systems, Inc. | CSCO | 17275R102 | ANNUAL; 11/13/2008 | Shareholder proposal #1- amend company's bylaws to establish a Board Committee on Human Rights. | SHAREHOLD | Y | AGAINST | AGAINST |
51 | Berolina | Cisco Systems, Inc. | CSCO | 17275R102 | ANNUAL; 11/13/2008 | Shareholder proposal #2- request the Board to publish a report to shareholders within six months providing a summarized listing and assessment of concrete steps Cisco could reasonably take to reduce the likelihood that its business practices might enable | SHAREHOLD | Y | AGAINST | AGAINST |
52 | Clermont | Cisco Systems, Inc. | CSCO | 17275R102 | ANNUAL; 11/13/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
53 | Clermont | Cisco Systems, Inc. | CSCO | 17275R102 | ANNUAL; 11/13/2008 | To ratify appointment of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for the fiscal year ending July 25, 2009. | MGMT | Y | FOR | FOR |
54 | Clermont | Cisco Systems, Inc. | CSCO | 17275R102 | ANNUAL; 11/13/2008 | Shareholder proposal #1- amend company's bylaws to establish a Board Committee on Human Rights. | SHAREHOLD | Y | AGAINST | AGAINST |
55 | Clermont | Cisco Systems, Inc. | CSCO | 17275R102 | ANNUAL; 11/13/2008 | Shareholder proposal #2- request the Board to publish a report to shareholders within six months providing a summarized listing and assessment of concrete steps Cisco could reasonably take to reduce the likelihood that its business practices might enable | SHAREHOLD | Y | AGAINST | AGAINST |
56 | Amerigo | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
57 | Amerigo | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Approval of material terms of performance criteria under the executive officer incentive plan. | MGMT | Y | FOR | FOR |
58 | Amerigo | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Approval of amendments to the 1999 stock option plan for non-employee directors. | MGMT | Y | AGAINST | FOR |
59 | Amerigo | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Ratification of the selection of Deloitte & Touche LLP as the company's independent auditor. | MGMT | Y | FOR | FOR |
60 | Amerigo | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Shareholder proposal #1- adoption of policies on internet censorship. | SHAREHOLD | Y | AGAINST | AGAINST |
61 | Amerigo | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Shareholder proposal #2- establishment of board committee on human rights. | SHAREHOLD | Y | AGAINST | AGAINST |
62 | Amerigo | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Shareholder proposal #3- disclosure of charitable contributions. | SHAREHOLD | Y | AGAINST | AGAINST |
63 | Berolina | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
64 | Berolina | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Approval of material terms of performance criteria under the executive officer incentive plan. | MGMT | Y | FOR | FOR |
65 | Berolina | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Approval of amendments to the 1999 stock option plan for non-employee directors. | MGMT | Y | Against | FOR |
66 | Berolina | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Ratification of the selection of Deloitte & Touche LLP as the company's independent auditor. | MGMT | Y | FOR | FOR |
67 | Berolina | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Shareholder proposal #1- adoption of policies on internet censorship. | SHAREHOLD | Y | AGAINST | AGAINST |
68 | Berolina | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Shareholder proposal #2- establishment of board committee on human rights. | SHAREHOLD | Y | AGAINST | AGAINST |
69 | Berolina | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Shareholder proposal #3- disclosure of charitable contributions. | SHAREHOLD | Y | AGAINST | AGAINST |
70 | Clermont | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
71 | Clermont | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Approval of material terms of performance criteria under the executive officer incentive plan. | MGMT | Y | FOR | FOR |
72 | Clermont | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Approval of amendments to the 1999 stock option plan for non-employee directors. | MGMT | Y | AGAINST | FOR |
73 | Clermont | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Ratification of the selection of Deloitte & Touche LLP as the company's independent auditor. | MGMT | Y | FOR | FOR |
74 | Clermont | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Shareholder proposal #1- adoption of policies on internet censorship. | SHAREHOLD | Y | AGAINST | AGAINST |
75 | Clermont | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Shareholder proposal #2- establishment of board committee on human rights. | SHAREHOLD | Y | AGAINST | AGAINST |
76 | Clermont | Microsoft Corporation | MSFT | 594918104 | ANNUAL; 11/19/2008 | Shareholder proposal #3- disclosure of charitable contributions. | SHAREHOLD | Y | AGAINST | AGAINST |
77 | Berolina | Nuveen Floating Rate Income FD-Common | JRO | 6706EN100 | ANNUAL; 11/18/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders | FOR |
78 | Clermont | Nuveen Floating Rate Income FD-Common | JRO | 6706EN100 | ANNUAL; 11/18/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders | FOR |
79 | Berolina | Nuveen Floating Rate Income FD-Common | JRO | 67072T108 | ANNUAL; 11/18/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders | FOR |
80 | Clermont | Nuveen Floating Rate Income FD-Common | JRO | 67072T108 | ANNUAL; 11/18/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders | FOR |
81 | Berolina | UST Inc. | UST | 902911106 | SPECIAL; 12/04/2008 | Proposal to adopt the agreement and plan of merger, dated as of September 7, 2008, by and among UST Inc., Altria Group, Inc., and Armchair Sub, Inc., as amended, and approve the merger contemplated thereby. | MGMT | Y | FOR | FOR |
82 | Clermont | UST Inc. | UST | 902911106 | SPECIAL; 12/04/2008 | Proposal to approve the adjournment or postponement of the meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to adopt the agreement and plan of merger, as amended, and ap | MGMT | Y | FOR | FOR |
83 | Amerigo | Bank of America Corporation | BAC | 060505104 | SPECIAL; 12/05/2008 | A proposal to approve the issuance of shares of Bank of America common stock as contemplated by the agreement and plan of merger, dated as of September 15, 2008, by and between Merrill Lynch & Co., Inc. and Bank of America Corporation, as such agreement m | MGMT | Y | FOR | FOR |
84 | Amerigo | Bank of America Corporation | BAC | 060505104 | SPECIAL; 12/05/2008 | A proposal to approve an amendment to the 2003 Key Associate stock plan, as amended and restated. | MGMT | Y | AGAINST | FOR |
85 | Amerigo | Bank of America Corporation | BAC | 060505104 | SPECIAL; 12/05/2008 | A proposal to adopt an amendment to the Bank of America amended and restated Certificate of Incorporation to increase the number of authorized shares of Bank of America common stock from 7.5 billion to 10 billion. | MGMT | Y | FOR | FOR |
86 | Amerigo | Bank of America Corporation | BAC | 060505104 | SPECIAL; 12/05/2008 | A proposal to approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are not sufficient votes at the time of the special meeting to approve the foregoing proposals. | MGMT | Y | AGAINST | FOR |
87 | Berolina | Bank of America Corporation | BAC | 060505104 | SPECIAL; 12/05/2008 | A proposal to approve the issuance of shares of Bank of America common stock as contemplated by the agreement and plan of merger, dated as of September 15, 2008, by and between Merrill Lynch & Co., Inc. and Bank of America Corporation, as such agreement m | MGMT | Y | FOR | FOR |
88 | Berolina | Bank of America Corporation | BAC | 060505104 | SPECIAL; 12/05/2008 | A proposal to approve an amendment to the 2003 Key Associate stock plan, as amended and restated. | MGMT | Y | AGAINST | FOR |
89 | Berolina | Bank of America Corporation | BAC | 060505104 | SPECIAL; 12/05/2008 | A proposal to adopt an amendment to the Bank of America amended and restated Certificate of Incorporation to increase the number of authorized shares of Bank of America common stock from 7.5 billion to 10 billion. | MGMT | Y | FOR | FOR |
90 | Berolina | Bank of America Corporation | BAC | 060505104 | SPECIAL; 12/05/2008 | A proposal to approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are not sufficient votes at the time of the special meeting to approve the foregoing proposals. | MGMT | Y | AGAINST | FOR |
91 | Clermont | Bank of America Corporation | BAC | 060505104 | SPECIAL; 12/05/2008 | A proposal to approve the issuance of shares of Bank of America common stock as contemplated by the agreement and plan of merger, dated as of September 15, 2008, by and between Merrill Lynch & Co., Inc. and Bank of America Corporation, as such agreement m | MGMT | Y | FOR | FOR |
92 | Clermont | Bank of America Corporation | BAC | 060505104 | SPECIAL; 12/05/2008 | A proposal to approve an amendment to the 2003 Key Associate Stock Plan, as amended and restated. | MGMT | Y | AGAINST | FOR |
93 | Clermont | Bank of America Corporation | BAC | 060505104 | SPECIAL; 12/05/2008 | A proposal to adopt an amendment to the Bank of America amended and restated Certificate of Incorporation to increase the number of authorized shares of Bank of America common stock from 7.5 billion to 10 billion. | MGMT | Y | FOR | FOR |
94 | Clermont | Bank of America Corporation | BAC | 060505104 | SPECIAL; 12/05/2008 | A proposal to approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are not sufficient votes at the time of the special meeting to approve the foregoing proposals. | MGMT | Y | AGAINST | FOR |
95 | Amerigo | Transocean Inc. | RIG | G90073100 | SPECIAL; 12/08/2008 | Approval of the merger transaction to be effected by the schemes of arrangement, attached to the accompanying proxy statement as Annex B. | MGMT | Y | FOR | FOR |
96 | Amerigo | Transocean Inc. | RIG | G90073100 | SPECIAL; 12/08/2008 | Approval of the motion to adjourn the meeting to a later date to solicit additional proxies if there are insufficient votes at the time of the meeting to approve the merger transaction. | MGMT | Y | FOR | FOR |
97 | Berolina | Transocean Inc. | RIG | G90073100 | SPECIAL; 12/08/2008 | Approval of the merger transaction to be effected by the schemes of arrangement, attached to the accompanying proxy statement as Annex B. | MGMT | Y | FOR | FOR |
98 | Berolina | Transocean Inc. | RIG | G90073100 | SPECIAL; 12/08/2008 | Approval of the motion to adjourn the meeting to a later date to solicit additional proxies if there are insufficient votes at the time of the meeting to approve the merger transaction. | MGMT | Y | FOR | FOR |
99 | Clermont | Transocean Inc. | RIG | G90073100 | SPECIAL; 12/08/2008 | Approval of the merger transaction to be effected by the schemes of arrangement, attached to the accompanying proxy statement as Annex B. | MGMT | Y | FOR | FOR |
100 | Clermont | Transocean Inc. | RIG | G90073100 | SPECIAL; 12/08/2008 | Approval of the motion to adjourn the meeting to a later date to solicit additional proxies if there are insufficient votes at the time of the meeting to approve the merger transaction. | MGMT | Y | FOR | FOR |
103 | Amerigo | Emerson Electric Co. | EMR | 291011104 | ANNUAL; 02/03/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
104 | Amerigo | Emerson Electric Co. | EMR | 291011104 | ANNUAL; 02/03/2009 | Ratification of KPMG LLP as independent registered public accounting firm. | MGMT | Y | FOR | FOR |
105 | Berolina | Emerson Electric Co. | EMR | 291011104 | ANNUAL; 02/03/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
106 | Berolina | Emerson Electric Co. | EMR | 291011104 | ANNUAL; 02/03/2009 | Ratification of KPMG LLP as independent registered public accounting firm. | MGMT | Y | FOR | FOR |
107 | Clermont | Emerson Electric Co. | EMR | 291011104 | ANNUAL; 02/03/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
108 | Clermont | Emerson Electric Co. | EMR | 291011104 | ANNUAL; 02/03/2009 | Ratification of KPMG LLP as independent registered public accounting firm. | MGMT | Y | FOR | FOR |
109 | Amerigo | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
110 | Amerigo | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | Shareholder proposal regarding political contributions and expenditures report, if properly presented at the meeting. | SHAREHOLD | Y | AGAINST | AGAINST |
111 | Amerigo | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | Shareholder proposal regarding adoption of principles for health care reform, if properly presented at the meeting. | SHAREHOLD | Y | AGAINST | AGAINST |
112 | Amerigo | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | Shareholder proposal regarding sustainability report, if properly presented at the meeting. | SHAREHOLD | Y | AGAINST | AGAINST |
113 | Amerigo | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | Shareholder proposal regarding advisory vote on compensation, if properly presented at the meeting. | SHAREHOLD | Y | FOR | AGAINST |
114 | Berolina | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
115 | Berolina | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | Shareholder proposal regarding political contributions and expenditures report, if properly presented at the meeting. | SHAREHOLD | Y | AGAINST | AGAINST |
116 | Berolina | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | Shareholder proposal regarding adoption of principles for health care reform, if properly presented at the meeting. | SHAREHOLD | Y | AGAINST | AGAINST |
117 | Berolina | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | Shareholder proposal regarding sustainability report, if properly presented at the meeting. | SHAREHOLD | Y | AGAINST | AGAINST |
118 | Berolina | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | Shareholder proposal regarding advisory vote on compensation, if properly presented at the meeting. | SHAREHOLD | Y | FOR | AGAINST |
119 | Clermont | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
120 | Clermont | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | Shareholder proposal regarding political contributions and expenditures report, if properly presented at the meeting. | SHAREHOLD | Y | AGAINST | AGAINST |
121 | Clermont | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | Shareholder proposal regarding adoption of principles for health care reform, if properly presented at the meeting. | SHAREHOLD | Y | AGAINST | AGAINST |
122 | Clermont | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | Shareholder proposal regarding sustainability report, if properly presented at the meeting. | SHAREHOLD | Y | AGAINST | AGAINST |
123 | Clermont | Apple Inc. | AAPL | 037833100 | ANNUAL; 02/25/2009 | Shareholder proposal regarding advisory vote on compensation, if properly presented at the meeting. | SHAREHOLD | Y | FOR | AGAINST |
124 | Berolina | Eaton Vance Floating-Rate Income Trust | EFT | 278279104 | ANNUAL; 03/27/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders | FOR |
125 | Clermont | Eaton Vance Floating-Rate Income Trust | EFT | 278279104 | ANNUAL; 03/27/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | Same proportion as other holders | FOR |
126 | Amerigo | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
127 | Amerigo | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To receive the directors' annual report and accounts | MGMT | Y | FOR | FOR |
128 | Amerigo | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To approve the directors' remuneration report | MGMT | Y | FOR | FOR |
129 | Amerigo | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To re-appoint Ernst & Young LLP as auditors and authorize the Board to fix their remuneration | MGMT | Y | FOR | FOR |
130 | Amerigo | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | Special resolution: To give limited authority for the purchase of its own shares by the company | MGMT | Y | FOR | FOR |
131 | Amerigo | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To give limited authority to allot shares up to a specified amount | MGMT | Y | AGAINST | FOR |
132 | Amerigo | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | Special resolution: To give authority to allot a limited number of shares for cash free of pre-emption rights | MGMT | Y | AGAINST | FOR |
133 | Amerigo | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | Special resolution: To authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days | MGMT | Y | FOR | FOR |
134 | Berolina | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
135 | Berolina | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To receive the directors' annual report and accounts | MGMT | Y | FOR | FOR |
136 | Berolina | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To approve the directors' remuneration report | MGMT | Y | FOR | FOR |
137 | Berolina | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To re-appoint Ernst & Young LLP as auditors and authorize the Board to fix their remuneration | MGMT | Y | FOR | FOR |
138 | Berolina | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | Special resolution: To give limited authority for the purchase of its own shares by the company | MGMT | Y | FOR | FOR |
139 | Berolina | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To give limited authority to allot shares up to a specified amount | MGMT | Y | AGAINST | FOR |
140 | Berolina | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | Special resolution: To give authority to allot a limited number of shares for cash free of pre-emption rights | MGMT | Y | AGAINST | FOR |
141 | Berolina | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | Special resolution: To authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days | MGMT | Y | FOR | FOR |
142 | Clermont | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
143 | Clermont | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To receive the directors' annual report and accounts | MGMT | Y | FOR | FOR |
144 | Clermont | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To approve the directors' remuneration report | MGMT | Y | FOR | FOR |
145 | Clermont | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To re-appoint Ernst & Young LLP as auditors and authorize the Board to fix their remuneration | MGMT | Y | FOR | FOR |
146 | Clermont | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | Special resolution: To give limited authority for the purchase of its own shares by the company | MGMT | Y | FOR | FOR |
147 | Clermont | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | To give limited authority to allot shares up to a specified amount | MGMT | Y | AGAINST | FOR |
148 | Clermont | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | Special resolution: To give authority to allot a limited number of shares for cash free of pre-emption rights | MGMT | Y | AGAINST | FOR |
149 | Clermont | BP p.l.c. | BP | 55622104 | ANNUAL; 04/16/2009 | Special resolution: To authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days | MGMT | Y | FOR | FOR |
150 | Amerigo | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
151 | Amerigo | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Ratification of the appointment of Ernst & Young LLP as independent auditors | MGMT | Y | FOR | FOR |
152 | Amerigo | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Shareowner proposal regarding an Advisory Vote on executive compensation | SHAREHOLD | Y | FOR | AGAINST |
153 | Amerigo | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Shareowner proposal regarding an independent board chair | SHAREHOLD | Y | AGAINST | AGAINST |
154 | Amerigo | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Shareowner proposal regarding a board committee on human rights | SHAREHOLD | Y | AGAINST | AGAINST |
155 | Amerigo | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Shareowner proposal regarding restricted stock | SHAREHOLD | Y | FOR | AGAINST |
156 | Berolina | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
157 | Berolina | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Ratification of the appointment of Ernst & Young LLP as independent auditors | MGMT | Y | FOR | FOR |
158 | Berolina | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Shareowner proposal regarding an Advisory Vote on executive compensation | SHAREHOLD | Y | FOR | AGAINST |
159 | Berolina | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Shareowner proposal regarding an independent board chair | SHAREHOLD | Y | AGAINST | AGAINST |
160 | Berolina | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Shareowner proposal regarding a board committee on human rights | SHAREHOLD | Y | AGAINST | AGAINST |
161 | Berolina | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Shareowner proposal regarding restricted stock | SHAREHOLD | Y | FOR | AGAINST |
162 | Clermont | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
163 | Clermont | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Ratification of the appointment of Ernst & Young LLP as independent auditors | MGMT | Y | FOR | FOR |
164 | Clermont | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Shareowner proposal regarding an Advisory Vote on executive compensation | SHAREHOLD | Y | FOR | AGAINST |
165 | Clermont | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Shareowner proposal regarding an independent board chair | SHAREHOLD | Y | AGAINST | AGAINST |
166 | Clermont | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Shareowner proposal regarding a board committee on human rights | SHAREHOLD | Y | AGAINST | AGAINST |
167 | Clermont | The Coca-Cola Company | KO | 191216100 | ANNUAL; 04/22/2009 | Shareowner proposal regarding restricted stock | SHAREHOLD | Y | FOR | AGAINST |
168 | Amerigo | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
169 | Amerigo | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Ratification of KPMG | MGMT | Y | FOR | FOR |
170 | Amerigo | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: Cumulative voting | SHAREHOLD | Y | AGAINST | AGAINST |
171 | Amerigo | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: executive compensation advisory vote | SHAREHOLD | Y | FOR | AGAINST |
172 | Amerigo | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: independent study regarding breaking up GE | SHAREHOLD | Y | FOR | AGAINST |
173 | Amerigo | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: dividend policy | SHAREHOLD | Y | FOR | AGAINST |
174 | Amerigo | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: shareholder vote on golden parachutes | SHAREHOLD | Y | FOR | AGAINST |
175 | Berolina | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
176 | Berolina | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Ratification of KPMG | MGMT | Y | FOR | FOR |
177 | Berolina | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: Cumulative voting | SHAREHOLD | Y | AGAINST | AGAINST |
178 | Berolina | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: executive compensation advisory vote | SHAREHOLD | Y | FOR | AGAINST |
179 | Berolina | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: independent study regarding breaking up GE | SHAREHOLD | Y | FOR | AGAINST |
180 | Berolina | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: dividend policy | SHAREHOLD | Y | FOR | AGAINST |
181 | Berolina | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: shareholder vote on golden parachutes | SHAREHOLD | Y | FOR | AGAINST |
182 | Clermont | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
183 | Clermont | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Ratification of KPMG | MGMT | Y | FOR | FOR |
184 | Clermont | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: Cumulative voting | SHAREHOLD | Y | AGAINST | AGAINST |
185 | Clermont | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: executive compensation advisory vote | SHAREHOLD | Y | FOR | AGAINST |
186 | Clermont | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: independent study regarding breaking up GE | SHAREHOLD | Y | FOR | AGAINST |
187 | Clermont | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: dividend policy | SHAREHOLD | Y | FOR | AGAINST |
188 | Clermont | General Electric Company | GE | 369604103 | ANNUAL; 04/22/2009 | Shareowner proposal: shareholder vote on golden parachutes | SHAREHOLD | Y | FOR | AGAINST |
189 | Amerigo | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
190 | Amerigo | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Ratification of appointment of independent auditors | MGMT | Y | FOR | FOR |
191 | Amerigo | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Amendment to increase authorized shares | MGMT | Y | AGAINST | FOR |
192 | Amerigo | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: report on political contributions | SHAREHOLD | Y | AGAINST | AGAINST |
193 | Amerigo | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: special stockholder meetings | SHAREHOLD | Y | AGAINST | AGAINST |
194 | Amerigo | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: cumulative voting | SHAREHOLD | Y | AGAINST | AGAINST |
195 | Amerigo | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: bylaw requiring independent chairman | SHAREHOLD | Y | AGAINST | AGAINST |
196 | Amerigo | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: advisory vote on compensation | SHAREHOLD | Y | FOR | AGAINST |
197 | Amerigo | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: pension credit policy | SHAREHOLD | Y | FOR | AGAINST |
198 | Berolina | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
199 | Berolina | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Ratification of appointment of independent auditors | MGMT | Y | FOR | FOR |
200 | Berolina | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Amendment to increase authorized shares | MGMT | Y | AGAINST | FOR |
201 | Berolina | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: report on political contributions | SHAREHOLD | Y | AGAINST | AGAINST |
202 | Berolina | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: special stockholder meetings | SHAREHOLD | Y | AGAINST | AGAINST |
203 | Berolina | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: cumulative voting | SHAREHOLD | Y | AGAINST | AGAINST |
204 | Berolina | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: bylaw requiring independent chairman | SHAREHOLD | Y | AGAINST | AGAINST |
205 | Berolina | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: advisory vote on compensation | SHAREHOLD | Y | FOR | AGAINST |
206 | Berolina | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: pension credit policy | SHAREHOLD | Y | FOR | AGAINST |
207 | Clermont | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
208 | Clermont | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Ratification of appointment of independent auditors | MGMT | Y | FOR | FOR |
209 | Clermont | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Amendment to increase authorized shares | MGMT | Y | AGAINST | FOR |
210 | Clermont | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: report on political contributions | SHAREHOLD | Y | AGAINST | AGAINST |
211 | Clermont | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: special stockholder meetings | SHAREHOLD | Y | AGAINST | AGAINST |
212 | Clermont | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: cumulative voting | SHAREHOLD | Y | AGAINST | AGAINST |
213 | Clermont | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: bylaw requiring independent chairman | SHAREHOLD | Y | AGAINST | AGAINST |
214 | Clermont | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: advisory vote on compensation | SHAREHOLD | Y | FOR | AGAINST |
215 | Clermont | AT&T Inc. | T | 00206R102 | ANNUAL; 04/24/2009 | Stockholder proposal: pension credit policy | SHAREHOLD | Y | FOR | AGAINST |
216 | Amerigo | Berkshire Hathaway | BRK/A | 84670108 | ANNUAL; 05/02/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
217 | Amerigo | Berkshire Hathaway | BRK/A | 84670108 | ANNUAL; 05/02/2009 | To approve the shareholder proposal with respect to the production of a sustainability report | MGMT | Y | AGAINST | AGAINST |
218 | Berolina | Berkshire Hathaway | BRK/A | 84670108 | ANNUAL; 05/02/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
219 | Berolina | Berkshire Hathaway | BRK/A | 84670108 | ANNUAL; 05/02/2009 | To approve the shareholder proposal with respect to the production of a sustainability report | MGMT | Y | AGAINST | AGAINST |
220 | Clermont | Berkshire Hathaway | BRK/A | 84670108 | ANNUAL; 05/02/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
221 | Clermont | Berkshire Hathaway | BRK/A | 84670108 | ANNUAL; 05/02/2009 | To approve the shareholder proposal with respect to the production of a sustainability report | MGMT | Y | AGAINST | AGAINST |
222 | Descartes | Berkshire Hathaway | BRK/A | 84670108 | ANNUAL; 05/02/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
223 | Descartes | Berkshire Hathaway | BRK/A | 84670108 | ANNUAL; 05/02/2009 | To approve the shareholder proposal with respect to the production of a sustainability report | MGMT | Y | AGAINST | AGAINST |
224 | Liahona | Berkshire Hathaway | BRK/A | 84670108 | ANNUAL; 05/02/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
225 | Liahona | Berkshire Hathaway | BRK/A | 84670108 | ANNUAL; 05/02/2009 | To approve the shareholder proposal with respect to the production of a sustainability report | MGMT | Y | AGAINST | AGAINST |
226 | Berolina | Fortune Brands, Inc. | FO | 349631101 | ANNUAL; 04/28/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
227 | Berolina | Fortune Brands, Inc. | FO | 349631101 | ANNUAL; 04/28/2009 | Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2009 | MGMT | Y | FOR | FOR |
228 | Berolina | Fortune Brands, Inc. | FO | 349631101 | ANNUAL; 04/28/2009 | Approval of amendments to the company's restated certificate of incorporation to provide for the annual election of directors | MGMT | Y | FOR | FOR |
229 | Berolina | Fortune Brands, Inc. | FO | 349631101 | ANNUAL; 04/28/2009 | If presented, a shareholder proposal entitled "adopt simple majority vote" | SHAREHOLD | Y | AGAINST | AGAINST |
230 | Amerigo | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
231 | Amerigo | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | Ratification of the appointment of PriceWaterhouseCoopers LLP as the company's independent auditor for 2009 (advisory vote) | MGMT | Y | FOR | FOR |
232 | Amerigo | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | Proposal regarding say on executive pay | MGMT | Y | FOR | AGAINST |
233 | Amerigo | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | Proposal regarding special shareowner meetings | MGMT | Y | AGAINST | AGAINST |
234 | Amerigo | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | Proposal regarding report on political contributions | MGMT | Y | AGAINST | AGAINST |
235 | Berolina | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
236 | Berolina | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | Ratification of the appointment of PriceWaterhouseCoopers LLP as the company's independent auditor for 2009 (advisory vote) | MGMT | Y | FOR | FOR |
237 | Berolina | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | Proposal regarding say on executive pay | MGMT | Y | FOR | AGAINST |
238 | Berolina | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | Proposal regarding special shareowner meetings | MGMT | Y | AGAINST | AGAINST |
239 | Berolina | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | Proposal regarding report on political contributions | MGMT | Y | AGAINST | AGAINST |
240 | Clermont | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
241 | Clermont | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | Ratification of the appointment of PriceWaterhouseCoopers LLP as the company's independent auditor for 2009 (advisory vote) | MGMT | Y | FOR | FOR |
242 | Clermont | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | Proposal regarding say on executive pay | MGMT | Y | FOR | AGAINST |
243 | Clermont | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | Proposal regarding special shareowner meetings | MGMT | Y | AGAINST | AGAINST |
244 | Clermont | Burlington Northern Santa Fe Corporation | BNI | 12189T104 | ANNUAL; 04/23/2009 | Proposal regarding report on political contributions | MGMT | Y | AGAINST | AGAINST |
245 | Amerigo | Johnson & Johnson | JNJ | 478160104 | ANNUAL; 04/23/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
246 | Amerigo | Johnson & Johnson | JNJ | 478160104 | ANNUAL; 04/23/2009 | Ratification of appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
247 | Amerigo | Johnson & Johnson | JNJ | 478160104 | ANNUAL; 04/23/2009 | Advisory vote on executive compensations policies and disclosures | MGMT | Y | FOR | AGAINST |
248 | Berolina | Johnson & Johnson | JNJ | 478160104 | ANNUAL; 04/23/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
249 | Berolina | Johnson & Johnson | JNJ | 478160104 | ANNUAL; 04/23/2009 | Ratification of appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
250 | Berolina | Johnson & Johnson | JNJ | 478160104 | ANNUAL; 04/23/2009 | Advisory vote on executive compensations policies and disclosures | MGMT | Y | FOR | AGAINST |
251 | Clermont | Johnson & Johnson | JNJ | 478160104 | ANNUAL; 04/23/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
252 | Clermont | Johnson & Johnson | JNJ | 478160104 | ANNUAL; 04/23/2009 | Ratification of appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm | MGMT | Y | FOR | FOR |
253 | Clermont | Johnson & Johnson | JNJ | 478160104 | ANNUAL; 04/23/2009 | Advisory vote on executive compensations policies and disclosures | MGMT | Y | FOR | AGAINST |
254 | Amerigo | Philip Morris International, Inc. | PM | 718172109 | ANNUAL; 05/05/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
255 | Amerigo | Philip Morris International, Inc. | PM | 718172109 | ANNUAL; 05/05/2009 | Ratification of the selection of independent auditors | MGMT | Y | FOR | FOR |
256 | Amerigo | Philip Morris International, Inc. | PM | 718172109 | ANNUAL; 05/05/2009 | Approval of eligibility, business criteria for awards and award limits under the PMI 2008 performance incentive plan | MGMT | Y | AGAINST | FOR |
257 | Berolina | Philip Morris International, Inc. | PM | 718172109 | ANNUAL; 05/05/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
258 | Berolina | Philip Morris International, Inc. | PM | 718172109 | ANNUAL; 05/05/2009 | Ratification of the selection of independent auditors | MGMT | Y | FOR | FOR |
259 | Berolina | Philip Morris International, Inc. | PM | 718172109 | ANNUAL; 05/05/2009 | Approval of eligibility, business criteria for awards and award limits under the PMI 2008 performance incentive plan | MGMT | Y | AGAINST | FOR |
260 | Clermont | Philip Morris International, Inc. | PM | 718172109 | ANNUAL; 05/05/2009 | To vote for election of nominees to serve as directors. | MGMT | Y | FOR | FOR |
261 | Clermont | Philip Morris International, Inc. | PM | 718172109 | ANNUAL; 05/05/2009 | Ratification of the selection of independent auditors | MGMT | Y | FOR | FOR |
262 | Clermont | Philip Morris International, Inc. | PM | 718172109 | ANNUAL; 05/05/2009 | Approval of eligibility, business criteria for awards and award limits under the PMI 2008 performance incentive plan | MGMT | Y | AGAINST | FOR |
263 | Berolina | British American Tobacco P.L.C. | BTI | 110448107 | ANNUAL; 04/30/2009 | Receipt of the 2008 Report and Accounts | MGMT | Y | FOR | FOR |
264 | Berolina | British American Tobacco P.L.C. | BTI | 110448107 | ANNUAL; 04/30/2009 | Approval of the 2008 Remuneration Report | MGMT | Y | FOR | FOR |
265 | Berolina | British American Tobacco P.L.C. | BTI | 110448107 | ANNUAL; 04/30/2009 | Declaration of the final dividend for 2008 | MGMT | Y | FOR | FOR |
266 | Berolina | British American Tobacco P.L.C. | BTI | 110448107 | ANNUAL; 04/30/2009 | Reappointment of the Auditors | MGMT | Y | FOR | FOR |
267 | Berolina | British American Tobacco P.L.C. | BTI | 110448107 | ANNUAL; 04/30/2009 | Authority for the Directors to agree the Auditors' remuneration | MGMT | Y | FOR | FOR |
268 | Berolina | British American Tobacco P.L.C. | BTI | 110448107 | ANNUAL; 04/30/2009 | Reappointment of Directors retiring by rotation: (Paul Adams, Jan du Plessis, Robert Lerwill and Sir Nicholas Scheele) | MGMT | Y | FOR | FOR |
269 | Berolina | British American Tobacco P.L.C. | BTI | 110448107 | ANNUAL; 04/30/2009 | Reappointment of Gerry Murphy (Corporate Social Responsibility, Nominations, Remuneration) as a Director who has been appointed since the last Annual General Meeting | MGMT | Y | FOR | FOR |
270 | Berolina | British American Tobacco P.L.C. | BTI | 110448107 | ANNUAL; 04/30/2009 | Renewal of the Directors' authority to allot shares | MGMT | Y | AGAINST | FOR |
271 | Berolina | British American Tobacco P.L.C. | BTI | 110448107 | ANNUAL; 04/30/2009 | Renewal of the Directors' authority to disapply pre-emption rights | MGMT | Y | AGAINST | FOR |
272 | Berolina | British American Tobacco P.L.C. | BTI | 110448107 | ANNUAL; 04/30/2009 | Authority for the Company to purchase its own shares | MGMT | Y | FOR | FOR |
273 | Berolina | British American Tobacco P.L.C. | BTI | 110448107 | ANNUAL; 04/30/2009 | Authority to make donations to political organizations and to incur political expenditure | MGMT | Y | FOR | FOR |
274 | Berolina | British American Tobacco P.L.C. | BTI | 110448107 | ANNUAL; 04/30/2009 | Notice period for General Meetings | MGMT | Y | FOR | FOR |
275 | Berolina | British American Tobacco P.L.C. | BTI | 110448107 | ANNUAL; 04/30/2009 | Adoption of new articles of assocation | MGMT | Y | FOR | FOR |
276 | Amerigo | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | To vote for election of nominees to serve as directors | MGMT | Y | FOR | FOR |
277 | Amerigo | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Approval of independent registered public accountants | MGMT | Y | FOR | FOR |
278 | Amerigo | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Approval of PepsiCo, Inc. executive incentive compensation plan | MGMT | Y | AGAINST | FOR |
279 | Amerigo | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Shareholder proposal: beverage container recycling program | SHAREHOLD | Y | AGAINST | AGAINST |
280 | Amerigo | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Shareholder proposal: genetically engineered products report | SHAREHOLD | Y | AGAINST | AGAINST |
281 | Amerigo | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Shareholder proposal: charitable contributions report | SHAREHOLD | Y | AGAINST | AGAINST |
282 | Amerigo | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Shareholder proposal: advisory vote on compensation | SHAREHOLD | Y | FOR | AGAINST |
283 | Berolina | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | To vote for election of nominees to serve as directors | MGMT | Y | FOR | FOR |
284 | Berolina | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Approval of independent registered public accountants | MGMT | Y | FOR | FOR |
285 | Berolina | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Approval of PepsiCo, Inc. executive incentive compensation plan | MGMT | Y | AGAINST | FOR |
286 | Berolina | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Shareholder proposal: beverage container recycling program | SHAREHOLD | Y | AGAINST | AGAINST |
287 | Berolina | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Shareholder proposal: genetically engineered products report | SHAREHOLD | Y | AGAINST | AGAINST |
288 | Berolina | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Shareholder proposal: charitable contributions report | SHAREHOLD | Y | AGAINST | AGAINST |
289 | Berolina | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Shareholder proposal: advisory vote on compensation | SHAREHOLD | Y | FOR | AGAINST |
290 | Clermont | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | To vote for election of nominees to serve as directors | MGMT | Y | FOR | FOR |
291 | Clermont | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Approval of independent registered public accountants | MGMT | Y | FOR | FOR |
292 | Clermont | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Approval of PepsiCo, Inc. executive incentive compensation plan | MGMT | Y | AGAINST | FOR |
293 | Clermont | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Shareholder proposal: beverage container recycling program | SHAREHOLD | Y | AGAINST | AGAINST |
294 | Clermont | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Shareholder proposal: genetically engineered products report | SHAREHOLD | Y | AGAINST | AGAINST |
295 | Clermont | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Shareholder proposal: charitable contributions report | SHAREHOLD | Y | Against | AGAINST |
296 | Clermont | PepsiCo, Inc. | PEP | 713448108 | ANNUAL; 05/06/2009 | Shareholder proposal: advisory vote on compensation | SHAREHOLD | Y | FOR | AGAINST |
* There were no proxies received or voted for the Reservoir Fund for this time period.
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)
ADVISORONE FUNDS
By (Signature and Title)* /s/ Brian Nielsen
Brian Nielsen, Secretary
Date:08/04/09
* Print the name and title of each signing officer under his or her signature.