UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549-1004
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 8, 2004
UTSTARCOM, INC.
(Exact name of registrant as specified in its charter)
Delaware |
| 000-29661 |
| 52-1782500 |
(State or other jurisdiction of incorporation) |
| (Commission File Number) |
| (I.R.S. Employer Identification No.) |
|
|
|
|
|
1275 Harbor Bay Parkway | ||||
(Address of principal executive offices) (Zip code) | ||||
|
|
|
|
|
(510) 864-8800 | ||||
(Registrant’s telephone number, including area code) | ||||
|
|
|
|
|
N/A | ||||
(Former name or former address, if changed since last report.) | ||||
Item 9. Regulation FD Disclosure
On January 9, 2004, UTStarcom, Inc. (“UTStarcom”) issued a press release entitled “UTStarcom Gives Updated 2004 Guidance.” A copy of the press release is furnished as Exhibit 99.1 to this report.
Item 12. Results of Operations and Financial Condition
On January 8, 2004, UTStarcom issued a press release entitled “UTStarcom Announces Preliminary Q4 2003 Results.” A copy of the press release is furnished as Exhibit 99.2 to this report.
The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. In addition, the information in this report shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| UTSTARCOM, INC. | ||
|
| ||
|
| ||
Date: January 9, 2004 | By: | /s/ Michael J. Sophie |
|
| Name: | Michael J. Sophie | |
| Title: | Chief Financial Officer | |
3
INDEX TO EXHIBITS
Exhibit |
| Description |
|
|
|
99.1 |
| Press release entitled “UTStarcom Gives Updated 2004 Guidance” dated January 9, 2004. |
99.2 |
| Press release entitled “UTStarcom Announces Preliminary Q4 2003 Results” dated January 8, 2004. |
4