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SD Filing
Veeco Instruments (VECO) SDConflict minerals disclosure
Filed: 24 May 19, 11:01am
EXHIBIT 1.01
VEECO INSTRUMENTS INC.
CONFLICT MINERALS REPORT
FOR YEAR ENDED DECEMBER 31, 2018
This Conflict Minerals Report (this “Report”) of Veeco Instruments Inc., including its subsidiaries (collectively, “Veeco” or “we” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2018 through December 31, 2018 (the “Reporting Period”).
Rule 13p-1, through Form SD, requires the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain “Conflict Minerals” (as defined below) are necessary to the functionality or production of such products. Form SD defines “Conflict Minerals” as: (i) columbite-tantalite (or coltan), cassiterite, gold and wolframite, or their derivatives, which are currently limited to metallic forms of tantalum, tin and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”). Veeco’s operations, including the operations of its consolidated subsidiaries, may at times manufacture, or contract to manufacture, products for which Conflict Minerals are necessary to the functionality or production of those products (collectively, its “products” and, individually, a “product”). As required by Form SD, Veeco has conducted a good faith reasonable country of origin inquiry regarding the Conflict Minerals included in its products during the Reporting Period, which are referred to in this Report as the “Covered Minerals,” to determine whether any of such Covered Minerals originated in the Covered Countries and/or whether any of such Covered Minerals may be from recycled or scrap sources. Where applicable, Veeco has conducted additional due diligence regarding the sources of the Covered Minerals. The results of Veeco’s reasonable country of origin inquiry regarding the Covered Minerals, as well as its additional due diligence regarding the sources of the Covered Minerals, are contained in this Report.
I. | Reasonable Country of Origin Inquiry (“RCOI”) |
Prior to initiating our RCOI, we retained a regulatory compliance information management company to assist in structuring the process and administering data collection. Our inquiry began with a review of all of our suppliers. We focused our RCOI on the relevant suppliers that, due to the nature of their business, utilize Covered Minerals. We provided these suppliers with a questionnaire based on the Electronic Industry Citizenship Coalition-Global e-Sustainability Initiative Conflict Minerals Common Reporting Template (the “EICC-GeSI Template”). The EICC-GeSI Template is regarded as the most commonly accepted reporting tool for conflict minerals content and sourcing information worldwide and was developed by several of the world’s leading consumer electronics companies. The questionnaire asked the suppliers, among other things, to disclose the origin of any Covered Minerals used in their manufacturing processes and to identify the Covered Minerals processing facilities within their supply chain. We also asked them, if accurate, to represent that their Covered Minerals did not originate from a Covered Country. We reviewed questionnaires received for completeness and consistency of answers. Many of our suppliers’ responses were company level declarations and therefore it is possible that the information they provided includes smelters/refiners whose Covered Minerals are not utilized in our products. Certain surveyed suppliers reported that the Covered Minerals identified in their supply chain originated from recycled or scrap sources and thus did not require further due diligence.
Our RCOI process was reasonably designed and performed in good faith, but there are inherent limitations in the information provided to us by third parties, including the possibility of information being inaccurate, incomplete or falsified despite our efforts to validate and confirm the information.
II. | Design of Due Diligence Framework |
Our due diligence approach was designed to generally align with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition (“OECD Guidance”). The OECD Guidance is an internationally-recognized due diligence framework consisting of a multi-step, risk-based process, certain aspects of which differ depending in part on the position of a company in the supply chain. Veeco is a “downstream” company, which refers to supply chain participants from the smelter to the retailer, in contrast to those “upstream,” that is, from the mine to the smelter. Key elements of Veeco’s due diligence approach are described below.
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III. | Due Diligence Measures Undertaken |
Veeco’s due diligence measures performed include, but are not limited to, the following:
Reporting to senior management on suppliers’ responses to our conflict minerals information requests, including updates on monitoring and tracking corrective action and risk mitigation efforts (where applicable);
Communicating our policy on Conflict Minerals to suppliers and our commitments and requirements expected of our suppliers, supported by email and phone dialogues. A copy of our policy is publicly available at http://ir.veeco.com/corporate-governance/overview;
Using a third party service, comparing smelters and refiners identified by suppliers to (i) the Conflict Minerals Reporting Template (the “Template”) developed by the Responsible Minerals Initiative (formerly the Conflict-Free Sourcing Initiative, or “CFSI”) which lists validated conflict free and verified facilities and (ii) the US Department of Commerce list of all known conflict mineral processing facilities worldwide;
Conducting our own supplemental research on smelters and refiners identified by our suppliers; and
Developing a risk mitigation plan that allows for continued trade with a supplier during the supplier’s risk mitigation efforts.
IV. | Product Description |
The products subject to this Report are Veeco process equipment and services (including spare parts) primarily sold to make electronic devices including light emitting diodes, power electronics, wireless devices, hard disk drives and semiconductors and include Metal Organic Chemical Vapor Deposition equipment, Gas and Vapor Delivery Control equipment, Molecular Beam Epitaxy equipment, Precision Surface Processing equipment, Ion Beam Deposition equipment, Ion Beam Etch equipment, Precision Lapping and Slicing and Dicing equipment, Photolithography equipment, Laser Thermal Processing equipment, Atomic Layer Deposition equipment, and Inspection equipment.
V. | Product Determination |
Based on the information obtained pursuant to the due diligence process (as described above), Veeco does not have sufficient information at this time to determine whether all of our products are conflict free. However, the suppliers who responded to our questionnaire gave no indication that the Covered Minerals they source directly or indirectly financed or benefitted armed groups in the Covered Countries. Due to the manner in which our suppliers disclosed country of origin information, we do not believe that all of the countries of origin named by our suppliers are actually in our supply chain.
VI. | Smelter / Refiner and Country of Origin |
Based solely on information that was provided by our suppliers (as described above), some of which was on an entity level basis without specification as to the specific Covered Minerals Veeco purchased, and without independent verification, Veeco identified the following smelters/refiners used by Veeco suppliers that have (i) achieved Conflict Free designation by the CFSI (the “Conflict Free Designated Smelters and Refiners”) or (ii) an audit program recognized by CFSI or are actively in the process of obtaining the Conflict Free designation, or for which we independently obtained country of origin information (the “In Process Smelters and Refiners”):
Conflict Free Designated Smelters and Refiners
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Advanced Chemical Company | Gold | ||
Aida Chemical Industries Co., Ltd. | Gold | ||
Al Etihad Gold LLC | Gold | ||
Allgemeine Gold-und Silberscheideanstalt A.G. | Gold | ||
Almalyk Mining and Metallurgical Complex (AMMC) | Gold | ||
AngloGold Ashanti Córrego do Sítio Mineração | Gold |
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Argor-Heraeus S.A. | Gold | ||
Asahi Pretec Corp. | Gold | ||
Asahi Refining Canada Ltd. | Gold | ||
Asahi Refining USA Inc. | Gold | ||
Asaka Riken Co., Ltd. | Gold | ||
AU Traders and Refiners | Gold | ||
Aurubis AG | Gold | ||
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Gold | ||
Boliden AB | Gold | ||
C. Hafner GmbH + Co. KG | Gold | ||
CCR Refinery - Glencore Canada Corporation | Gold | ||
Cendres + Métaux S.A. | Gold | ||
Chimet S.p.A. | Gold | ||
Daejin Indus Co., Ltd. | Gold | ||
DODUCO Contacts and Refining GmbH | Gold | ||
Dowa | Gold | ||
DS PRETECH Co., Ltd. | Gold | ||
DSC (Do Sung Corporation) | Gold | ||
Eco-System Recycling Co., Ltd. | Gold | ||
Emirates Gold DMCC | Gold | ||
Geib Refining Corporation | Gold | ||
Gold Refinery of Zijin Mining Group Co., Ltd. | Gold | ||
HeeSung | Gold | ||
Heimerle + Meule GmbH | Gold | ||
Heraeus Metals Hong Kong Ltd. | Gold | ||
Heraeus Precious Metals GmbH & Co. KG | Gold | ||
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | Gold | ||
Ishifuku Metal Industry Co., Ltd. | Gold | ||
Istanbul Gold Refinery | Gold | ||
Italpreziosi | Gold | ||
Japan Mint | Gold | ||
Jiangxi Copper Co., Ltd. | Gold | ||
JSC Uralelectromed | Gold | ||
JX Nippon Mining & Metals Co., Ltd. | Gold | ||
Kazzinc | Gold | ||
Kennecott Utah Copper LLC | Gold | ||
Kojima Chemicals Co., Ltd. | Gold | ||
Korea Zinc Co., Ltd. | Gold |
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Kyrgyzaltyn JSC | Gold | ||
L'Orfebre S.A. | Gold | ||
LS-NIKKO Copper Inc. | Gold | ||
Marsam Metals | Gold | ||
Materion | Gold | ||
Matsuda Sangyo Co., Ltd. | Gold | ||
Metalor Technologies (Hong Kong) Ltd. | Gold | ||
Metalor Technologies (Singapore) Pte., Ltd. | Gold | ||
Metalor Technologies (Suzhou) Ltd. | Gold | ||
Metalor Technologies S.A. | Gold | ||
Metalor USA Refining Corporation | Gold | ||
Metalúrgica Met-Mex Peñoles S.A. De C.V. | Gold | ||
Mitsubishi Materials Corporation | Gold | ||
Mitsui Mining and Smelting Co., Ltd. | Gold | ||
MMTC-PAMP India Pvt., Ltd. | Gold | ||
Moscow Special Alloys Processing Plant | Gold | ||
Nadir Metal Rafineri San. Ve Tic. A.Ş. | Gold | ||
Nihon Material Co., Ltd. | Gold | ||
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | Gold | ||
Ohura Precious Metal Industry Co., Ltd. | Gold | ||
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Gold | ||
OJSC Novosibirsk Refinery | Gold | ||
PAMP S.A. | Gold | ||
Planta Recuperadora de Metales SpA | Gold | ||
Prioksky Plant of Non-Ferrous Metals | Gold | ||
PT Aneka Tambang (Persero) Tbk | Gold | ||
PX Précinox S.A. | Gold | ||
Rand Refinery (Pty) Ltd. | Gold | ||
Remondis Argentia B.V. | Gold | ||
Republic Metals Corporation | Gold | ||
Royal Canadian Mint | Gold | ||
SAAMP | Gold | ||
Safimet S.p.A | Gold | ||
Samduck Precious Metals | Gold | ||
SAXONIA Edelmetalle GmbH | Gold | ||
SEMPSA Joyería Platería S.A. | Gold | ||
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | Gold |
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Sichuan Tianze Precious Metals Co., Ltd. | Gold | ||
Singway Technology Co., Ltd. | Gold | ||
SOE Shyolkovsky Factory of Secondary Precious Metals | Gold | ||
Solar Applied Materials Technology Corp. | Gold | ||
Sumitomo Metal Mining Co., Ltd. | Gold | ||
SungEel HiTech | Gold | ||
T.C.A S.p.A | Gold | ||
Tanaka Kikinzoku Kogyo K.K. | Gold | ||
The Refinery of Shandong Gold Mining Co., Ltd. | Gold | ||
Tokuriki Honten Co., Ltd. | Gold | ||
Torecom | Gold | ||
Umicore Brasil Ltda. | Gold | ||
Umicore Precious Metals Thailand | Gold | ||
Umicore S.A. Business Unit Precious Metals Refining | Gold | ||
United Precious Metal Refining, Inc. | Gold | ||
Valcambi S.A. | Gold | ||
Western Australian Mint trading as The Perth Mint | Gold | ||
WIELAND Edelmetalle GmbH | Gold | ||
Yamamoto Precious Metal Co., Ltd. | Gold | ||
Yokohama Metal Co., Ltd. | Gold | ||
Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Gold | ||
Asaka Riken Co., Ltd. | Tantalum | ||
Changsha South Tantalum Niobium Co., Ltd. | Tantalum | ||
D Block Metals, LLC | Tantalum | ||
Exotech Inc. | Tantalum | ||
F&X Electro-Materials Ltd. | Tantalum | ||
FIR Metals & Resource Ltd. | Tantalum | ||
Global Advanced Metals Aizu | Tantalum | ||
Global Advanced Metals Boyertown | Tantalum | ||
Guangdong Rising Rare Metals-EO Materials Ltd. | Tantalum | ||
Guangdong Zhiyuan New Material Co., Ltd. | Tantalum | ||
H.C. Starck Co., Ltd. | Tantalum | ||
H.C. Starck Hermsdorf GmbH | Tantalum | ||
H.C. Starck Inc. | Tantalum | ||
H.C. Starck Ltd. | Tantalum | ||
H.C. Starck Smelting GmbH & Co. KG | Tantalum | ||
H.C. Starck Tantalum and Niobium GmbH | Tantalum |
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Hengyang King Xing Lifeng New Materials Co., Ltd. | Tantalum | ||
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | Tantalum | ||
Jiangxi Tuohong New Raw Material | Tantalum | ||
Jiujiang Janny New Material Co., Ltd. | Tantalum | ||
JiuJiang JinXin Nonferrous Metals Co., Ltd. | Tantalum | ||
Jiujiang Tanbre Co., Ltd. | Tantalum | ||
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | Tantalum | ||
KEMET Blue Metals | Tantalum | ||
KEMET Blue Powder | Tantalum | ||
LSM Brasil S.A. | Tantalum | ||
Metallurgical Products India Pvt., Ltd. | Tantalum | ||
Mineracao Taboca S.A. | Tantalum | ||
Mitsui Mining and Smelting Co., Ltd. | Tantalum | ||
Ningxia Orient Tantalum Industry Co., Ltd. | Tantalum | ||
NPM Silmet AS | Tantalum | ||
Power Resources Ltd. | Tantalum | ||
QuantumClean | Tantalum | ||
Resind Industria e Comercio Ltda. | Tantalum | ||
RFH Tantalum Smeltry Co., Ltd. | Tantalum | ||
Solikamsk Magnesium Works OAO | Tantalum | ||
Taki Chemicals | Tantalum | ||
Telex Metals | Tantalum | ||
Ulba Metallurgical Plant JSC | Tantalum | ||
XinXing HaoRong Electronic Material Co., Ltd. | Tantalum | ||
Alpha | Tin | ||
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | Tin | ||
Chifeng Dajingzi Tin Industry Co., Ltd. | Tin | ||
China Tin Group Co., Ltd. | Tin | ||
CV Ayi Jaya | Tin | ||
CV Dua Sekawan | Tin | ||
CV Gita Pesona | Tin | ||
CV Tiga Sekawan | Tin | ||
CV United Smelting | Tin | ||
CV Venus Inti Perkasa | Tin | ||
Dowa | Tin | ||
EM Vinto | Tin | ||
Fenix Metals | Tin |
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Gejiu Fengming Metallurgy Chemical Plant | Tin | ||
Gejiu Jinye Mineral Company | Tin | ||
Gejiu Kai Meng Industry and Trade LLC | Tin | ||
Gejiu Non-Ferrous Metal Processing Co., Ltd. | Tin | ||
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | Tin | ||
Guangdong Hanhe Non-ferrous Metal Limited Company | Tin | ||
Guanyang Guida Nonferrous Metal Smelting Plant | Tin | ||
HuiChang Hill Tin Industry Co., Ltd. | Tin | ||
Huichang Jinshunda Tin Co., Ltd. | Tin | ||
Jiangxi Ketai Advanced Material Co., Ltd. | Tin | ||
Jiangxi New Nanshan Technology Ltd. | Tin | ||
Magnu's Minerais Metais e Ligas Ltda. | Tin | ||
Malaysia Smelting Corporation (MSC) | Tin | ||
Melt Metais e Ligas S.A. | Tin | ||
Metallic Resources, Inc. | Tin | ||
Metallo Belgium N.V. | Tin | ||
Metallo Spain S.L.U. | Tin | ||
Mineracao Taboca S.A. | Tin | ||
Minsur | Tin | ||
Mitsubishi Materials Corporation | Tin | ||
Modeltech Sdn Bhd | Tin | ||
O.M. Manufacturing (Thailand) Co., Ltd. | Tin | ||
O.M. Manufacturing Philippines, Inc. | Tin | ||
Operaciones Metalurgical S.A. | Tin | ||
PT Aries Kencana Sejahtera | Tin | ||
PT Artha Cipta Langgeng | Tin | ||
PT ATD Makmur Mandiri Jaya | Tin | ||
PT Babel Inti Perkasa | Tin | ||
PT Bangka Prima Tin | Tin | ||
PT Bangka Serumpun | Tin | ||
PT Bangka Tin Industry | Tin | ||
PT Belitung Industri Sejahtera | Tin | ||
PT Bukit Timah | Tin | ||
PT DS Jaya Abadi | Tin | ||
PT Inti Stania Prima | Tin | ||
PT Karimun Mining | Tin | ||
PT Kijang Jaya Mandiri | Tin |
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PT Lautan Harmonis Sejahtera | Tin | ||
PT Menara Cipta Mulia | Tin | ||
PT Mitra Stania Prima | Tin | ||
PT Panca Mega Persada | Tin | ||
PT Premium Tin Indonesia | Tin | ||
PT Prima Timah Utama | Tin | ||
PT Refined Bangka Tin | Tin | ||
PT Sariwiguna Binasentosa | Tin | ||
PT Stanindo Inti Perkasa | Tin | ||
PT Sukses Inti Makmur | Tin | ||
PT Sumber Jaya Indah | Tin | ||
PT Timah (Persero) Tbk Kundur | Tin | ||
PT Timah (Persero) Tbk Mentok | Tin | ||
PT Tinindo Inter Nusa | Tin | ||
PT Tommy Utama | Tin | ||
Resind Industria e Comercio Ltda. | Tin | ||
Rui Da Hung | Tin | ||
Soft Metais Ltda. | Tin | ||
Thaisarco | Tin | ||
Tin Technology & Refining | Tin | ||
White Solder Metalurgia e Mineração Ltda. | Tin | ||
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | Tin | ||
Yunnan Tin Company Limited | Tin | ||
A.L.M.T. TUNGSTEN Corp. | Tungsten | ||
ACL Metais Eireli | Tungsten | ||
Chenzhou Diamond Tungsten Products Co., Ltd. | Tungsten | ||
Chongyi Zhangyuan Tungsten Co., Ltd. | Tungsten | ||
Fujian Jinxin Tungsten Co., Ltd. | Tungsten | ||
Ganzhou Haichuang Tungsten Co., Ltd. | Tungsten | ||
Ganzhou Huaxing Tungsten Products Co., Ltd. | Tungsten | ||
Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Tungsten | ||
Ganzhou Seadragon W & Mo Co., Ltd. | Tungsten | ||
Global Tungsten & Powders Corp. | Tungsten | ||
Guangdong Xianglu Tungsten Co., Ltd. | Tungsten | ||
H.C. Starck Smelting GmbH & Co.KG | Tungsten | ||
H.C. Starck Tungsten GmbH | Tungsten | ||
Hunan Chenzhou Mining Co., Ltd. | Tungsten |
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Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | Tungsten | ||
Hunan Chunchang Nonferrous Metals Co., Ltd. | Tungsten | ||
Hydrometallurg, JSC | Tungsten | ||
Japan New Metals Co., Ltd. | Tungsten | ||
Jiangwu H.C. Starck Tungsten Products Co., Ltd. | Tungsten | ||
Jiangxi Gan Bei Tungsten Co., Ltd. | Tungsten | ||
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | Tungsten | ||
Jiangxi Xinsheng Tungsten Industry Co., Ltd. | Tungsten | ||
Jiangxi Yaosheng Tungsten Co., Ltd. | Tungsten | ||
Kennametal Fallon | Tungsten | ||
Kennametal Huntsville | Tungsten | ||
Malipo Haiyu Tungsten Co., Ltd. | Tungsten | ||
Moliren Ltd | Tungsten | ||
Niagara Refining LLC | Tungsten | ||
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Tungsten | ||
Philippine Chuangxin Industrial Co., Inc. | Tungsten | ||
South-East Nonferrous Metal Company Limited of Hengyang City | Tungsten | ||
Tejing (Vietnam) Tungsten Co., Ltd. | Tungsten | ||
Unecha Refractory metals plant | Tungsten | ||
Vietnam Youngsun Tungsten Industry Co., Ltd. | Tungsten | ||
Wolfram Bergbau und Hütten AG | Tungsten | ||
Woltech Korea Co., Ltd. | Tungsten | ||
Xiamen Tungsten (H.C.) Co., Ltd. | Tungsten | ||
Xiamen Tungsten Co., Ltd. | Tungsten | ||
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | Tungsten | ||
Xinhai Rendan Shaoguan Tungsten Co., Ltd. | Tungsten | ||
|
|
In Process Smelters and Refiners
|
|
Bangalore Refinery | Gold |
Chugai Mining | Gold |
KGHM Polska Miedz Spolka Akcyjna | Gold |
NH Recytech Company | Gold |
Dongguan CiEXPO Environmental Engineering Co., Ltd. | Tin |
Gejiu Zili Mining and Metallurgy Co., Ltd. | Tin |
Ma'anshan Weitai Tin Co., Ltd. | Tin |
PT Babel Surya Alam Lestari | Tin |
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PT Masbro Alam Stania | Tin |
PT Pelat Timah Nusantara | Tin |
PT Rajawali Rimba Perkasa | Tin |
PT Tirus Putra Mandiri | Tin |
Thai Nguyen Mining and Metallurgy Co., Ltd. | Tin |
Yunnan Yunfan Non-ferrous Metals Co., Ltd. | Tin |
KGETS CO., LTD. | Tungsten |
Based solely on information that was provided by our suppliers (as described above), some of which was on an entity level basis without specification as to the specific Covered Minerals Veeco purchased, and without independent verification, Veeco believes that the countries of origin of the Covered Minerals for the above listed facilities include:
Angola, Argentina, Armenia, Australia, Austria, Bolivia, Brazil, Burundi, Cambodia, Canada, Central African Republic, Chile, China, Colombia, Congo (Brazzaville), Congo (Democratic Republic of), Czech Republic, Djibouti, Ecuador, Egypt, Estonia, Ethiopia, Finland, France, Germany, Ghana, Guinea, Guyana, India, Indonesia, Ireland, Ivory Coast, Japan, Jersey, Kazakhstan, Kenya, Korea (South), Kyrgyzstan, Laos, Madagascar, Malaysia, Mali, Mexico, Mongolia, Morocco, Mozambique, Myanmar, Namibia, New Zealand, Niger, Nigeria, Papua New Guinea, Peru, Philippines, Poland, Portugal, Russia Federation, Rwanda, Saudi Arabia, Sierra Leone, Slovakia, South Africa, South Sudan, Spain, Suriname, Sweden, Switzerland, Taiwan, Tajikistan, Tanzania, Thailand, Turkey, Uganda, United Kingdom, United States, Uzbekistan, Vietnam, Zambia and Zimbabwe.
Certain smelters were identified as high risk due to potential sourcing from the Covered Countries. However, because many of our suppliers provided company-level responses to Veeco’s conflict minerals information requests, it is uncertain as to whether these facilities are in our supply chain. We are continuing to work with our suppliers to determine the status of the facilities relative to Veeco products. Should these smelters be present in our supply chain, Veeco will reemphasize our conflict minerals policy to the relevant suppliers and encourage them to either find alternate sources or request that the smelters be audited.
Based solely on information that was provided by our suppliers (as described above), some of which was on a company level basis without specification as to the specific Covered Minerals Veeco purchased, and without independent verification, Veeco identified the following validated smelters/refiners whose country of origin information is not available. We continue to engage with our suppliers to determine the source of Covered Minerals processed at the following facilities and to engage in efforts to determine the mine or location of origin of the Covered Minerals used with greater specificity.
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Abington Reldan Metals, LLC | Gold |
African Gold Refinery | Gold |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Gold |
Caridad | Gold |
CGR Metalloys Pvt Ltd. | Gold |
Daye Non-Ferrous Metals Mining Ltd. | Gold |
Degussa Sonne / Mond Goldhandel GmbH | Gold |
Dijllah Gold Refinery FZC | Gold |
Fidelity Printers and Refiners Ltd. | Gold |
Fujairah Gold FZE | Gold |
GCC Gujrat Gold Centre Pvt. Ltd. | Gold |
Great Wall Precious Metals Co., Ltd. of CBPM | Gold |
Guangdong Jinding Gold Limited | Gold |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. | Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. | Gold |
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Hunan Chenzhou Mining Co., Ltd. | Gold |
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | Gold |
Hwasung CJ Co., Ltd. | Gold |
International Precious Metal Refiners | Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Gold |
Kaloti Precious Metals | Gold |
Kazakhmys Smelting LLC | Gold |
Kyshtym Copper-Electrolytic Plant ZAO | Gold |
L'azurde Company For Jewelry | Gold |
Lingbao Gold Co., Ltd. | Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. | Gold |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | Gold |
Modeltech Sdn Bhd | Gold |
Morris and Watson | Gold |
Morris and Watson Gold Coast | Gold |
Navoi Mining and Metallurgical Combinat | Gold |
Pease & Curren | Gold |
Penglai Penggang Gold Industry Co., Ltd. | Gold |
QG Refining, LLC | Gold |
Refinery of Seemine Gold Co., Ltd. | Gold |
Sabin Metal Corp. | Gold |
SAFINA A.S. | Gold |
Sai Refinery | Gold |
SAMWON Metals Corp. | Gold |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. | Gold |
Shangdong Humon Smelting Co., Ltd. | Gold |
Sovereign Metals | Gold |
State Research Institute Center for Physical Sciences and Technology | Gold |
Sudan Gold Refinery | Gold |
Tongling Nonferrous Metals Group Co., Ltd. | Gold |
Tony Goetz NV | Gold |
TOO Tau-Ken-Altyn | Gold |
Universal Precious Metals Refining Zambia | Gold |
Yunnan Copper Industry Co., Ltd. | Gold |
An Vinh Joint Stock Mineral Processing Company | Tin |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Tin |
Estanho de Rondônia S.A. | Tin |
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Nghe Tinh Non-Ferrous Metals Joint Stock Company | Tin |
Pongpipat Company Limited | Tin |
Super Ligas | Tin |
Tuyen Quang Non-Ferrous Metals Joint Stock Company | Tin |
China MuYe Tungsten Co., Ltd. | Tungsten |
CNMC (Guangxi) PGMA Co., Ltd. | Tungsten |
Fujian Ganmin RareMetal Co., Ltd. | Tungsten |
Ganzhou Yatai Tungsten Co., Ltd. | Tungsten |
Hunan Litian Tungsten Industry Co., Ltd. | Tungsten |
Jiangxi Dayu Longxintai Tungsten Co., Ltd. | Tungsten |
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | Tungsten |
As Veeco’s engagement with the supply chain for its products evolves, the lists above may change to reflect improvements in the quality of information provided to Veeco.
VII. | Independent Private Sector Audit |
Not required for calendar year 2018.
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