www.umc.com
Exhibit
Exhibit Description
99.1 Announcement on 2019/10/17: UMC will convene Q3 2019 Investor Conference
99.2 Announcement on 2019/10/09: September Revenue
99.3 Announcement on 2019/10/15: the trading and pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC
UMC will convene Q3 2019 Investor Conference
1. Date of the investor conference: 2019/10/30
2. Time of the investor conference: 17:00
3. Location of the investor conference: Online teleconference
4. Brief information disclosed in the investor conference: UMC Q3 2019 Financial and Operating Results
5. The presentation of the investor conference release:
It will be released after the investor conference
6. Will the presentation be released in the Company’s website:
Yes, please refer to the Company’s website at www.umc.com
7. Any other matters that need to be specified: None
United Microelectronics Corporation
October 9, 2019
This is to report the changes or status of 1) Sales volume, 2) Funds lent to other parties, 3) Endorsements and guarantees, and 4) Financial derivative transactions for the period of September 2019.
1) | Sales volume (NT$ Thousand) |
Period | Items | 2019 | 2018 | Changes | % |
September | Net sales | 10,826,223 | 11,855,805 | (1,029,582) | (8.68)% |
Year-to-Date | Net sales | 106,352,583 | 115,735,370 | (9,382,787) | (8.11)% |
2) | Funds lent to other parties (NT$ Thousand) |
Balance as of period end | This Month (actual amount provided) | Last Month (actual amount provided) | Limit of lending |
UMC | 7,742,500 | 7,837,500 | 20,166,420 |
Note : On March 6,2019, the board of directors resolved to lend funds to USC(Xiamen) for the amount up to US$ 250 million. The actual amount lent to USC(Xiamen) as of September 30, 2019 was US$ 40 million.
|
3) | Endorsements and guarantees (NT$ Thousand) |
Balance as of period end | This Month (actual amount provided) | Last Month (actual amount provided) | Limit of lending |
UMC (Note1) | 748,000 | 748,000 | 90,748,888 |
UMC (Note2) | 14,772,690 | 14,953,950 | 90,748,888 |
Note1 : On December 12, 2018, the board of directors resolved to provide endorsement to Nexpower’s syndicated loan from banks including Bank of Taiwan for the amount up to NT$ 748 million. Note2 : On February 22, 2017, March 7, 2018, October 24, 2018 and July 24, 2019, the board of directors resolved to provide endorsement to USC(Xiamen)’s syndicated loan from banks for the amount up to US$ 477 million. |
4) | Financial derivatives transactions : |
aNot under hedging accounting : NT$ thousand
UMC
Financial instruments | Option | Forwards | IRS | |
Put | Call | |||
Deposit Paid | 0 | 0 | 0 | 0 |
Royalty Income (Paid) | 0 | 0 | 0 | 0 |
Unwritten-off Trading |
|
|
|
|
Contracts | 0 | 15,646,600 | 0 | 0 |
Fair Value | 0 | 0 | 0 | 0 |
Net profit (loss) from Fair Value | 0 | 0 | (3,561) | 0 |
Written-off Trading |
|
|
|
|
Contracts | 0 | 0 | 28,019,308 | 0 |
Realized profit (loss) | 0 | 0 | (21,925) | 0 |
United Microelectronics Corporation
For the month of September, 2019
This is to report 1) the trading of directors, executive officers and 10% shareholders of United Microelectronics Corporation (“UMC”) (NYSE: UMC); 2) the pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC;
1) | The trading of directors, executive officers and 10% shareholders |
Title | Name | Number of shares as of August 31, 2019 | Number of shares as of September 30, 2019 | Changes |
President President Senior Vice President Senior Vice President Vice President Vice President Vice President Vice President Vice President Vice President Vice President Vice President Vice President Vice President Vice President Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President Associate Vice President | SC Chien Jason Wang Ming Hsu Lucas S Chang Chitung Liu Wenchi Ting M C Lai Jerry CJ Hu Y S Shen Steven S Liu M L Liao Eric Chen TS Wu S S Hong G C Hung Francia Hsu Steven Hsu Le Tien Jung S F Tzou Mindy Lin Ji Fu Kung Chih Chong Wang Yau Kae Sheu J Y Wu Osbert Cheng C P Yen Pang Min Wang Victor Chuang Chuck Chen | 6,094,648 6,600,000 373,000 -- 2,440,217 450,000 626,863 145,000 75,000 -- 2,640,809 350,000 109,809 166,406 600,791 90,000 250,000 250,000 1,279,108 627,925 250,741 90,000 250,000 250,191 250,938 352,645 178,126 124,671 268,201 | 6,994,648 8,400,000 1,123,000 450,000 2,890,217 900,000 1,076,863 595,000 525,000 450,000 3,090,809 800,000 559,809 616,406 1,050,791 510,000 550,000 550,000 1,579,108 927,925 550,741 340,000 550,000 550,191 550,938 652,645 298,126 244,671 388,201 | 900,000 1,800,000 750,000 450,000 450,000 450,000 450,000 450,000 450,000 450,000 450,000 450,000 450,000 450,000 450,000 420,000 300,000 300,000 300,000 300,000 300,000 250,000 300,000 300,000 300,000 300,000 120,000 120,000 120,000 |
2) | The pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders: |
Title | Name | Number of shares as of August 31, 2019 | Number of shares as of September 30, 2019 | Changes | |
Vice Presiednt | M C Lai | 626,000 | 1,076,000 | 450,000 |