United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08085
Prudential Investment Portfolios, Inc. 10
(Exact name of registrant as specified in charter)
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: October 31
Date of reporting period: 7/1/2013 through 6/30/2014
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-08085
Registrant Name: Prudential Investment Portfolios, Inc. 10
Reporting Period: 07/01/2013 - 06/30/2014
Prudential Jennison Equity Income Fund - Sub-Adviser: Jennison
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ABBVIE INC.
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: ABBV
Security ID: 00287Y109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert J. Alpern | Management | For | For |
| 1.2 | Elect Edward M. Liddy | Management | For | For |
| 1.3 | Elect Frederick H. Waddell | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
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ACTIVISION BLIZZARD, INC.
Meeting Date: JUN 05, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: ATVI
Security ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert J. Corti | Management | For | For |
| 2 | Elect Brian G. Kelly | Management | For | For |
| 3 | Elect Robert A. Kotick | Management | For | For |
| 4 | Elect Barry Meyer | Management | For | For |
| 5 | Elect Robert J. Morgado | Management | For | For |
| 6 | Elect Peter Nolan | Management | For | For |
| 7 | Elect Richard Sarnoff | Management | For | For |
| 8 | Elect Elaine P. Wynn | Management | For | For |
| 9 | 2014 Incentive Plan | Management | For | For |
| 10 | Amendment of Provisions Related to Company's Relationship with Vivendi, S.A. | Management | For | For |
| 11 | Reduction of Supermajority Vote Requirements for Amending Certain Articles | Management | For | For |
| 12 | Amendment of Provisions Related to the Abilities of the Board and Shareholders to Amend Bylaws | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Ratification of Auditor | Management | For | For |
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AIR CANADA
Meeting Date: MAY 15, 2014
Record Date: MAR 24, 2014
Meeting Type: MIX | Ticker: AC.B
Security ID: 8911703
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Elect Christie J.B. Clark | Management | For | For |
| 3 | Elect Michael M. Green | Management | For | For |
| 4 | Elect Jean Marc Huot | Management | For | For |
| 5 | Elect Joseph B. Leonard | Management | For | For |
| 6 | Elect David I. Richardson | Management | For | For |
| 7 | Elect Roy J. Romanow | Management | For | For |
| 8 | Elect Calin Rovinescu | Management | For | For |
| 9 | Elect Vagn Ove Sorensen | Management | For | For |
| 10 | Elect Annette M. Verschuren | Management | For | For |
| 11 | Appointment of Auditor | Management | For | For |
| 12 | Renewal of Shareholder Rights Plan | Management | For | For |
| 13 | Adoption of Advance Notice Requirement | Management | For | For |
| 14 | Amendment to the Long Term Incentive Plan | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
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ALSTOM
Meeting Date: JUL 02, 2013
Record Date: JUN 26, 2013
Meeting Type: MIX | Ticker: ALO FP
Security ID: F0259M475
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Management | For | For |
| 5 | Consolidated Accounts and Reports | Management | For | For |
| 6 | Allocation of Profits/Dividends | Management | For | For |
| 7 | Related Party Transactions | Management | For | For |
| 8 | Elect Amparo Moraleda | Management | For | For |
| 9 | Directors' Fees | Management | For | For |
| 10 | Authority to Repurchase Shares | Management | For | For |
| 11 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
| 12 | Authority to Issue Restricted Shares | Management | For | For |
| 13 | Authority to Grant Stock Options | Management | For | For |
| 14 | Authorization of Legal Formalities | Management | For | For |
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ALUPAR INVESTIMENTOS S.A.
Meeting Date: APR 16, 2014
Record Date: APR 14, 2014
Meeting Type: SPECIAL | Ticker: ALUP11
Security ID: P0R676126
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3 | Remuneration Policy | Management | For | For |
| 4 | Ratification of Remuneration | Management | For | Against |
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ALUPAR INVESTIMENTOS S.A.
Meeting Date: APR 16, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: ALUP11
Security ID: P0R676126
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Accounts and Reports | Management | For | For |
| 3 | Allocation of Profits/Dividends | Management | For | For |
| 4 | Elect Marcelo Tosto de Oliveira Carvalho | Management | For | For |
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APPLE INC
Meeting Date: FEB 28, 2014
Record Date: DEC 30, 2013
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect William V. Campbell | Management | For | For |
| 1.2 | Elect Timothy D. Cook | Management | For | For |
| 1.3 | Elect Millard S. Drexler | Management | For | For |
| 1.4 | Elect Albert A. Gore, Jr. | Management | For | For |
| 1.5 | Elect Robert A. Iger | Management | For | For |
| 1.6 | Elect Andrea Jung | Management | For | For |
| 1.7 | Elect Arthur D. Levinson | Management | For | For |
| 1.8 | Elect Ronald D. Sugar | Management | For | For |
| 2 | Technical Amendment to Articles | Management | For | For |
| 3 | Eliminate Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | 2014 Employee Stock Plan | Management | For | For |
| 8 | Shareholder Proposal Regarding Formation of Human Rights Committee | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Share Buybacks | Shareholder | TNA | Against |
| 11 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
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ASCIANO LIMITED
Meeting Date: NOV 12, 2013
Record Date: AUG 13, 2013
Meeting Type: ANNUAL | Ticker: AIO AU
Security ID: Q0557G103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Remuneration Report | Management | For | For |
| 3 | Re-elect Peter George | Management | For | For |
| 4 | Equity Grant (MD/CEO John Mullen) | Management | For | For |
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AURIZON HOLDINGS LIMITED
Meeting Date: NOV 13, 2013
Record Date: AUG 13, 2013
Meeting Type: ANNUAL | Ticker: AZJ AU
Security ID: Q0695Q104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Re-elect Russell R. Caplan | Management | For | For |
| 3 | Re-elect Andrea Staines | Management | For | For |
| 4 | Re-elect Gene T. Tilbrook | Management | For | For |
| 5 | Equity Grant (MD/CEO Lance Hockridge) | Management | For | For |
| 6 | Remuneration Report | Management | For | For |
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AZIMUT HOLDING S.P.A.
Meeting Date: APR 24, 2014
Record Date: APR 11, 2014
Meeting Type: ORDINARY | Ticker: AZM
Security ID: T0783G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports; Allocation of Profits/Dividends | Management | For | For |
| 2 | Elect Paolo Martini | Management | For | For |
| 3 | Incentive Plan | Management | For | For |
| 4 | Authority to Repurchase and Reissue Shares | Management | For | For |
| 5 | Remuneration Report | Management | For | For |
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BANK OF AMERICA CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: BAC
Security ID: 60505104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Sharon L. Allen | Management | For | For |
| 2 | Elect Susan S. Bies | Management | For | For |
| 3 | Elect Jack O. Bovender, Jr. | Management | For | For |
| 4 | Elect Frank P. Bramble, Sr. | Management | For | For |
| 5 | Elect Pierre J. P. de Weck | Management | For | For |
| 6 | Elect Arnold W. Donald | Management | For | For |
| 7 | Elect Charles K. Gifford | Management | For | For |
| 8 | Elect Charles O. Holliday, Jr. | Management | For | For |
| 9 | Elect Linda P. Hudson | Management | For | For |
| 10 | Elect Monica C. Lozano | Management | For | For |
| 11 | Elect Thomas J. May | Management | For | For |
| 12 | Elect Brian T. Moynihan | Management | For | For |
| 13 | Elect Lionel L. Nowell, III | Management | For | For |
| 14 | Elect Clayton S. Rose | Management | For | For |
| 15 | Elect R. David Yost | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Ratification of Auditor | Management | For | For |
| 18 | Amendment to Series T Preferred Stock | Management | For | For |
| 19 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | Shareholder | Against | Against |
| 22 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
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BANKUNITED INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: BKU
Security ID: 06652K103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Tere Blanca | Management | For | For |
| 1.2 | Elect Sue M. Cobb | Management | For | For |
| 1.3 | Elect Eugene F. DeMark | Management | For | For |
| 1.4 | Elect Michael J. Dowling | Management | For | For |
| 1.5 | Elect John A. Kanas | Management | For | For |
| 1.6 | Elect Douglas J. Pauls | Management | For | For |
| 1.7 | Elect Rajinder P. Singh | Management | For | For |
| 1.8 | Elect Sanjiv Sobti | Management | For | For |
| 1.9 | Elect A. Robert Towbin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | 2014 Omnibus Equity Incentive Plan | Management | For | For |
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BOEING COMPANY
Meeting Date: APR 28, 2014
Record Date: FEB 27, 2014
Meeting Type: ANNUAL | Ticker: BA
Security ID: 97023105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David L. Calhoun | Management | For | For |
| 2 | Elect Arthur D. Collins, Jr. | Management | For | For |
| 3 | Elect Linda Z. Cook | Management | For | For |
| 4 | Elect Kenneth M. Duberstein | Management | For | For |
| 5 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
| 6 | Elect Lawrence W. Kellner | Management | For | For |
| 7 | Elect Edward M. Liddy | Management | For | For |
| 8 | Elect W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Susan C. Schwab | Management | For | For |
| 10 | Elect Ronald A. Williams | Management | For | For |
| 11 | Elect Mike S. Zafirovski | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Amendment to the 2003 Incentive Stock Plan | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
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BRISTOL-MYERS SQUIBB COMPANY
Meeting Date: MAY 06, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: BMY
Security ID: 110122108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Lamberto Andreotti | Management | For | For |
| 2 | Elect Lewis B. Campbell | Management | For | For |
| 3 | Elect James M. Cornelius | Management | For | For |
| 4 | Elect Laurie H. Glimcher | Management | For | For |
| 5 | Elect Michael Grobstein | Management | For | For |
| 6 | Elect Alan J. Lacy | Management | For | For |
| 7 | Elect Thomas J. Lynch | Management | For | For |
| 8 | Elect Dinesh Paliwal | Management | For | For |
| 9 | Elect Vicki L. Sato | Management | For | For |
| 10 | Elect Gerald L. Storch | Management | For | For |
| 11 | Elect Togo D. West, Jr. | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
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BRITVIC
Meeting Date: JAN 29, 2014
Record Date: JAN 27, 2014
Meeting Type: ANNUAL | Ticker: BVIC LN
Security ID: G17387104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Directors' Remuneration Report | Management | For | For |
| 4 | Elect Joanne Averiss | Management | For | For |
| 5 | Elect Gerald Corbett | Management | For | For |
| 6 | Elect John Gibney | Management | For | For |
| 7 | Elect Ben Gordon | Management | For | For |
| 8 | Elect Bob Ivell | Management | For | For |
| 9 | Elect Simon Litherland | Management | For | For |
| 10 | Elect Michael Shallow | Management | For | For |
| 11 | Appointment of Auditor | Management | For | For |
| 12 | Authority to Set Auditor's Fees | Management | For | Against |
| 13 | Authorisation of Political Donations | Management | For | For |
| 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 21 | Authority to Repurchase Shares | Management | For | For |
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
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CANADIAN PACIFIC RAILWAY LIMITED
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: CP
Security ID: 13645T100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appointment of Auditor | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3.1 | Elect William A. Ackman | Management | For | For |
| 3.2 | Elect Gary F. Colter | Management | For | For |
| 3.3 | Elect Isabelle Courville | Management | For | For |
| 3.4 | Elect Paul G. Haggis | Management | For | For |
| 3.5 | Elect E. Hunter Harrison | Management | For | For |
| 3.6 | Elect Paul C. Hilal | Management | For | For |
| 3.7 | Elect Krystyna T. Hoeg | Management | For | For |
| 3.8 | Elect Rebecca MacDonald | Management | For | For |
| 3.9 | Elect Anthony R. Melman | Management | For | For |
| 3.1 | Elect Linda J. Morgan | Management | For | For |
| 3.11 | Elect Jim Prentice | Management | For | For |
| 3.12 | Elect Andrew F. Reardon | Management | For | For |
| 3.13 | Elect Stephen C. Tobias | Management | For | For |
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CARNIVAL PLC
Meeting Date: APR 17, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: CCL
Security ID: 143658300
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Micky Arison | Management | For | For |
| 2 | Elect Sir Jonathon Band | Management | For | For |
| 3 | Elect Arnold W. Donald | Management | For | For |
| 4 | Elect Richard J. Glasier | Management | For | For |
| 5 | Elect Debra J. Kelly-Ennis | Management | For | For |
| 6 | Elect Sir John Parker | Management | For | For |
| 7 | Elect Stuart Subotnick | Management | For | For |
| 8 | Elect Laura A. Weil | Management | For | For |
| 9 | Elect Randall J. Weisenburger | Management | For | For |
| 10 | Appointment of Auditor | Management | For | For |
| 11 | Authority to Set Auditor's Fees | Management | For | For |
| 12 | Accounts and Reports | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Remuneration Report (Advisory) | Management | For | For |
| 15 | Remuneration Policy (Binding) | Management | For | For |
| 16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 18 | Authority to Repurchase Shares | Management | For | For |
| 19 | 2014 Employee Share Plan | Management | For | For |
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CATERPILLAR INC.
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: CAT
Security ID: 149123101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David L. Calhoun | Management | For | For |
| 2 | Elect Daniel M. Dickinson | Management | For | For |
| 3 | Elect Juan Gallardo | Management | For | For |
| 4 | Elect Jesse J. Greene, Jr. | Management | For | For |
| 5 | Elect Jon M. Huntsman, Jr. | Management | For | For |
| 6 | Elect Peter A. Magowan | Management | For | For |
| 7 | Elect Dennis A. Muilenburg | Management | For | For |
| 8 | Elect Douglas R. Oberhelman | Management | For | For |
| 9 | Elect William A. Osborn | Management | For | For |
| 10 | Elect Edward B. Rust, Jr. | Management | For | For |
| 11 | Elect Susan C. Schwab | Management | For | For |
| 12 | Elect Miles D. White | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Approval of the 2014 Long-Term Incentive Plan | Management | For | For |
| 16 | Approval of the Executive Short-Term Incentive Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Review of Human Rights Policies | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Sales to the Government of Sudan | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
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CELGENE CORPORATION
Meeting Date: JUN 18, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: CELG
Security ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert J. Hugin | Management | For | For |
| 1.2 | Elect Richard W. Barker | Management | For | For |
| 1.3 | Elect Michael D. Casey | Management | For | For |
| 1.4 | Elect Carrie S. Cox | Management | For | For |
| 1.5 | Elect Rodman L. Drake | Management | For | For |
| 1.6 | Elect Michael A. Friedman | Management | For | For |
| 1.7 | Elect Gilla Kaplan | Management | For | For |
| 1.8 | Elect James J. Loughlin | Management | For | For |
| 1.9 | Elect Ernest Mario | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Increase of Authorized Common Stock | Management | For | For |
| 4 | Amendment to the 2008 Stock Incentive Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
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CHENIERE ENERGY INC.
Meeting Date: JUN 12, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: CHEX
Security ID: 16411R208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Charif Souki | Management | For | For |
| 2 | Elect Vicky A. Bailey | Management | For | For |
| 3 | Elect G. Andrea Botta | Management | For | For |
| 4 | Elect Keith F. Carney | Management | For | For |
| 5 | Elect David I. Foley | Management | For | For |
| 6 | Elect Randy A. Foutch | Management | For | For |
| 7 | Elect David B. Kilpatrick | Management | For | For |
| 8 | Elect Donald F. Robillard, Jr. | Management | For | For |
| 9 | Elect Neal A. Shear | Management | For | For |
| 10 | Elect Heather R. Zichal | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| 12 | 2014 - 2018 Long Term Incentive Plan | Management | For | Against |
| 13 | Amendment to the 2011 Incentive Plan | Management | For | Against |
| 14 | Ratification of Auditor | Management | For | For |
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CHINA HYDROELECTRIC CORP
Meeting Date: OCT 17, 2013
Record Date: AUG 13, 2013
Meeting Type: ANNUAL | Ticker: CHC
Security ID: 16949D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Amit Gupta | Management | For | For |
| 2 | Elect Moonkyung Kim | Management | For | For |
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CINEMARK HOLDINGS, INC.
Meeting Date: MAY 22, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: CNK
Security ID: 17243V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Steven P. Rosenberg | Management | For | For |
| 2 | Elect Enrique F. Senior | Management | For | For |
| 3 | Elect Donald G. Soderquist | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
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CITIGROUP INC.
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Michael L. Corbat | Management | For | For |
| 2 | Elect Duncan P. Hennes | Management | For | For |
| 3 | Elect Franz B. Humer | Management | For | For |
| 4 | Elect Eugene M. McQuade | Management | For | For |
| 5 | Elect Michael E. O'Neill | Management | For | For |
| 6 | Elect Gary M. Reiner | Management | For | For |
| 7 | Elect Judith Rodin | Management | For | For |
| 8 | Elect Robert L. Ryan | Management | For | For |
| 9 | Elect Anthony M. Santomero | Management | For | For |
| 10 | Elect Joan E. Spero | Management | For | For |
| 11 | Elect Diana L. Taylor | Management | For | For |
| 12 | Elect William S. Thompson, Jr. | Management | For | For |
| 13 | Elect James S. Turley | Management | For | For |
| 14 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | Against |
| 17 | Approval of the 2014 Stock Incentive Plan | Management | For | For |
| 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Director Indemnification | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
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COGENT COMMUNICATIONS GROUP, INC.
Meeting Date: APR 17, 2014
Record Date: FEB 21, 2014
Meeting Type: ANNUAL | Ticker: CCOI
Security ID: 19239V302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dave Schaeffer | Management | For | For |
| 1.2 | Elect Steven D. Brooks | Management | For | For |
| 1.3 | Elect Timothy Weingarten | Management | For | For |
| 1.4 | Elect Richard T. Liebhaber | Management | For | For |
| 1.5 | Elect D. Blake Bath | Management | For | For |
| 1.6 | Elect Marc Montagner | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2004 Incentive Award Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
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CONCHO RESOURCES INC.
Meeting Date: JUN 05, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: CXO
Security ID: 20605P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Timothy A. Leach | Management | For | For |
| 1.2 | Elect William H. Easter III | Management | For | For |
| 1.3 | Elect John P. Surma | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
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CORPBANCA
Meeting Date: MAR 13, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: BCA
Security ID: 21987A209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Appointment of Auditor | Management | For | For |
| 3 | Election of Directors | Management | For | Abstain |
| 4 | Allocation of Profits/Dividends | Management | For | For |
| 5 | Dividend Policy | Management | For | For |
| 6 | Audit Committee Fees and Budget; Presentation of Report of Audit Committee | Management | For | Abstain |
| 7 | Publication of Company Notices | Management | For | For |
| |
|---|
CROSSTEX ENERGY INC
Meeting Date: MAR 07, 2014
Record Date: FEB 05, 2014
Meeting Type: SPECIAL | Ticker: XTXI
Security ID: 22765Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reverse Merger | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
CROWN CASTLE INTERNATIONAL CORP.
Meeting Date: MAY 30, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: CCI
Security ID: 228227104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert Bartolo | Management | For | For |
| 2 | Elect Dale N. Hatfield | Management | For | For |
| 3 | Elect Lee W. Hogan | Management | For | For |
| 4 | Elect Robert F. McKenzie | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
Meeting Date: JUN 27, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL | Ticker: DAL
Security ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard H. Anderson | Management | For | For |
| 2 | Elect Edward H. Bastian | Management | For | For |
| 3 | Elect Roy J. Bostock | Management | For | For |
| 4 | Elect John S. Brinzo | Management | For | For |
| 5 | Elect Daniel A. Carp | Management | For | For |
| 6 | Elect David G. DeWalt | Management | For | For |
| 7 | Elect William H. Easter III | Management | For | For |
| 8 | Elect Mickey P. Foret | Management | For | For |
| 9 | Elect Shirley C. Franklin | Management | For | For |
| 10 | Elect David R. Goode | Management | For | For |
| 11 | Elect George N. Mattson | Management | For | For |
| 12 | Elect Paula Rosput Reynolds | Management | For | For |
| 13 | Elect Kenneth C. Rogers | Management | For | For |
| 14 | Elect Kenneth B. Woodrow | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Change in Board Size | Management | For | For |
| 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| |
|---|
ENDO HEALTH SOLUTIONS INC
Meeting Date: FEB 26, 2014
Record Date: JAN 22, 2014
Meeting Type: SPECIAL | Ticker: ENDP
Security ID: 29264F205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Creation of Distributable Reserves | Management | For | For |
| 4 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
ENDO INTERNATIONAL PLC
Meeting Date: JUN 10, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL | Ticker: ENDP
Security ID: G30401106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Roger H. Kimmel | Management | For | For |
| 2 | Elect Rajiv De Silva | Management | For | For |
| 3 | Elect John J. Delucca | Management | For | For |
| 4 | Elect Arthur J. Higgins | Management | For | For |
| 5 | Elect Nancy J. Hutson | Management | For | For |
| 6 | Elect Michael Hyatt | Management | For | For |
| 7 | Elect William P. Montague | Management | For | For |
| 8 | Elect Jill D. Smith | Management | For | For |
| 9 | Elect William F. Spengler | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| |
|---|
FEDEX CORP
Meeting Date: SEP 23, 2013
Record Date: JUL 29, 2013
Meeting Type: ANNUAL | Ticker: FDX
Security ID: 31428X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James L. Barksdale | Management | For | For |
| 2 | Elect John A. Edwardson | Management | For | For |
| 3 | Elect Shirley A. Jackson | Management | For | For |
| 4 | Elect Steven R. Loranger | Management | For | For |
| 5 | Elect Gary W. Loveman | Management | For | For |
| 6 | Elect R. Brad Martin | Management | For | For |
| 7 | Elect Joshua C. Ramo | Management | For | For |
| 8 | Elect Susan C. Schwab | Management | For | For |
| 9 | Elect Frederick W. Smith | Management | For | For |
| 10 | Elect David P. Steiner | Management | For | For |
| 11 | Elect Paul S. Walsh | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Amendment to the 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
| |
|---|
FIRST POTOMAC REALTY TRUST
Meeting Date: MAY 20, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: FPO
Security ID: 33610F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert H. Arnold | Management | For | For |
| 1.2 | Elect Richard B. Chess | Management | For | For |
| 1.3 | Elect Douglas J. Donatelli | Management | For | For |
| 1.4 | Elect J. Roderick Heller III | Management | For | For |
| 1.5 | Elect R. Michael McCullough | Management | For | For |
| 1.6 | Elect Alan G. Merten | Management | For | For |
| 1.7 | Elect Thomas E. Robinson | Management | For | For |
| 1.8 | Elect Terry L. Stevens | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
FLUOR CORPORATION
Meeting Date: MAY 01, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: FLR
Security ID: 343412102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Peter K. Barker | Management | For | For |
| 2 | Elect Alan M. Bennett | Management | For | For |
| 3 | Elect Rosemary T. Berkery | Management | For | For |
| 4 | Elect Peter J. Fluor | Management | For | For |
| 5 | Elect James T. Hackett | Management | For | For |
| 6 | Elect Deborah D. McWhinney | Management | For | For |
| 7 | Elect Dean R. O'Hare | Management | For | For |
| 8 | Elect Armando J. Olivera | Management | For | For |
| 9 | Elect Joseph W. Prueher | Management | For | For |
| 10 | Elect Matthew K. Rose | Management | For | For |
| 11 | Elect David T. Seaton | Management | For | For |
| 12 | Elect Nader H. Sultan | Management | For | For |
| 13 | Elect Lynn C. Swann | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Director Restricted Stock Plan | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FRONTIER COMMUNICATIONS CORPORATION
Meeting Date: MAY 14, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: FTR
Security ID: 35906A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Leroy T. Barnes, Jr. | Management | For | For |
| 1.2 | Elect Peter C. B. Bynoe | Management | For | For |
| 1.3 | Elect Edward Fraioli | Management | For | For |
| 1.4 | Elect Daniel J. McCarthy | Management | For | For |
| 1.5 | Elect Pamela D.A. Reeve | Management | For | For |
| 1.6 | Elect Virginia P. Ruesterholz | Management | For | For |
| 1.7 | Elect Howard L. Schrott | Management | For | For |
| 1.8 | Elect Larraine D. Segil | Management | For | For |
| 1.9 | Elect Mark S. Shapiro | Management | For | For |
| 1.1 | Elect Myron A. Wick, III | Management | For | For |
| 1.11 | Elect Mary Agnes Wilderotter | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
GAMESTOP CORP.
Meeting Date: JUN 24, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL | Ticker: GME
Security ID: 36467W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas N. Kelly, Jr. | Management | For | For |
| 2 | Elect Gerald R. Szczepanski | Management | For | For |
| 3 | Elect Lawrence S. Zilavy | Management | For | For |
| 4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| |
|---|
GAP INC.
Meeting Date: MAY 20, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: GPS
Security ID: 364760108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Domenico De Sole | Management | For | For |
| 2 | Elect Robert J. Fisher | Management | For | For |
| 3 | Elect William S. Fisher | Management | For | For |
| 4 | Elect Isabella D. Goren | Management | For | For |
| 5 | Elect Bob L. Martin | Management | For | For |
| 6 | Elect Jorge P. Montoya | Management | For | For |
| 7 | Elect Glenn K. Murphy | Management | For | For |
| 8 | Elect Mayo A. Shattuck III | Management | For | For |
| 9 | Elect Katherine Tsang | Management | For | For |
| 10 | Elect Padmasree Warrior | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
GENERAL ELECTRIC COMPANY
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: GE
Security ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect W. Geoffrey Beattie | Management | For | For |
| 2 | Elect John J. Brennan | Management | For | For |
| 3 | Elect James I. Cash, Jr. | Management | For | For |
| 4 | Elect Francisco D'Souza | Management | For | For |
| 5 | Elect Marijn E. Dekkers | Management | For | For |
| 6 | Elect Ann M. Fudge | Management | For | For |
| 7 | Elect Susan Hockfield | Management | For | For |
| 8 | Elect Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Andrea Jung | Management | For | For |
| 10 | Elect Robert W. Lane | Management | For | For |
| 11 | Elect Rochelle B. Lazarus | Management | For | For |
| 12 | Elect James J. Mulva | Management | For | For |
| 13 | Elect James E. Rohr | Management | For | For |
| 14 | Elect Mary L. Schapiro | Management | For | For |
| 15 | Elect Robert J. Swieringa | Management | For | For |
| 16 | Elect James S. Tisch | Management | For | For |
| 17 | Elect Douglas A. Warner III | Management | For | For |
| 18 | Advisory Vote on Executive Compensation | Management | For | For |
| 19 | Ratification of Auditor | Management | For | For |
| 20 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | Against |
| 22 | Shareholder Proposal Regarding Double Board Nominees | Shareholder | Against | Against |
| 23 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 25 | Shareholder Proposal Regarding Sale of Company | Shareholder | Against | Against |
| |
|---|
GEO GROUP, INC.
Meeting Date: MAY 02, 2014
Record Date: MAR 17, 2014
Meeting Type: SPECIAL | Ticker: GEO
Security ID: 36159R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reorganization | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
GEO GROUP, INC.
Meeting Date: MAY 02, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: GEO
Security ID: 36159R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Clarence E. Anthony | Management | For | For |
| 1.2 | Elect Norman A. Carlson | Management | For | For |
| 1.3 | Elect Anne N. Foreman | Management | For | For |
| 1.4 | Elect Richard H. Glanton | Management | For | For |
| 1.5 | CHRISTOPHER C. WHEELER | Management | For | For |
| 1.6 | Elect George C. Zoley | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | 2014 Stock Incentive Plan | Management | For | For |
| 5 | Transaction of Other Business | Management | For | Against |
| |
|---|
GOLDMAN SACHS GROUP INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GS
Security ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lloyd C. Blankfein | Management | For | For |
| 2 | Elect M. Michele Burns | Management | For | For |
| 3 | Elect Gary D. Cohn | Management | For | For |
| 4 | Elect Claes Dahlback | Management | For | For |
| 5 | Elect William W. George | Management | For | For |
| 6 | Elect James A. Johnson | Management | For | For |
| 7 | Elect Lakshmi N. Mittal | Management | For | For |
| 8 | Elect Adebayo O. Ogunlesi | Management | For | For |
| 9 | Elect Peter Oppenheimer | Management | For | For |
| 10 | Elect James J. Schiro | Management | For | For |
| 11 | Elect Debora L. Spar | Management | For | For |
| 12 | Elect Mark E. Tucker | Management | For | For |
| 13 | Elect David A. Viniar | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| |
|---|
HELEN OF TROY CORP
Meeting Date: AUG 27, 2013
Record Date: JUN 27, 2013
Meeting Type: ANNUAL | Ticker: HELE
Security ID: G4388N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gary B. Abromovitz | Management | For | For |
| 2 | Elect John B. Butterworth | Management | For | For |
| 3 | Elect Timothy F. Meeker | Management | For | For |
| 4 | Elect Gerald J. Rubin | Management | For | For |
| 5 | Elect William F. Susetka | Management | For | For |
| 6 | Elect Adolpho R. Telles | Management | For | For |
| 7 | Elect Darren G. Woody | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | Against |
| 9 | Ratification of Auditor | Management | For | For |
| |
|---|
HOME DEPOT, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: HD
Security ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect F. Duane Ackerman | Management | For | For |
| 2 | Elect Francis S. Blake | Management | For | For |
| 3 | Elect Ari Bousbib | Management | For | For |
| 4 | Elect Gregory D. Brenneman | Management | For | For |
| 5 | Elect J. Frank Brown | Management | For | For |
| 6 | Elect Albert P. Carey | Management | For | For |
| 7 | Elect Armando M. Codina | Management | For | For |
| 8 | Elect Helena B. Foulkes | Management | For | For |
| 9 | Elect Wayne M. Hewett | Management | For | For |
| 10 | Elect Karen Katen | Management | For | Against |
| 11 | Elect Mark Vadon | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Against |
| |
|---|
IDEX CORPORATION
Meeting Date: APR 08, 2014
Record Date: FEB 14, 2014
Meeting Type: ANNUAL | Ticker: IEX
Security ID: 45167R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Bradley J. Bell | Management | For | For |
| 1.2 | Elect Gregory F. Milzcik | Management | For | For |
| 1.3 | Elect Andrew K. Silvernail | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
INTELSAT S.A
Meeting Date: JUN 19, 2014
Record Date: MAY 09, 2014
Meeting Type: ANNUAL | Ticker: I
Security ID: L5140P119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | APPROVAL OF STATUTORY STAND-ALONE FINANCIAL STATEMENTS | Management | For | For |
| 2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For |
| 3 | Allocation of Annual Results | Management | For | For |
| 4 | APPROVAL OF DECLARATION OF PREFERRED SHARE DIVIDENDS | Management | For | For |
| 5 | Ratification of Board Acts | Management | For | For |
| 6 | Approve Co-Option of John Diercksen | Management | For | For |
| 7 | Approve Co-Option of Robert Callahan | Management | For | For |
| 8 | Elect Raymond Svider | Management | For | For |
| 9 | Elect Egon Durban | Management | For | For |
| 10 | Elect Justin Bateman | Management | For | For |
| 11 | APPROVAL OF DIRECTOR REMUNERATION | Management | For | For |
| 12 | Appointment of Auditor | Management | For | For |
| 13 | Approval of Share Repurchases and Treasury Share Holdings | Management | For | For |
| 14 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| |
|---|
INTUIT INC
Meeting Date: JAN 23, 2014
Record Date: NOV 25, 2013
Meeting Type: ANNUAL | Ticker: INTU
Security ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Christopher W. Brody | Management | For | For |
| 2 | Elect William V. Campbell | Management | For | For |
| 3 | Elect Scott D. Cook | Management | For | For |
| 4 | Elect Diane B. Greene | Management | For | For |
| 5 | Elect Edward A. Kangas | Management | For | For |
| 6 | Elect Suzanne Nora Johnson | Management | For | For |
| 7 | Elect Dennis D. Powell | Management | For | For |
| 8 | Elect Brad D. Smith | Management | For | For |
| 9 | Elect Jeff Weiner | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Amendment to the 2005 Equity Compensation Plan | Management | For | Against |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Linda B. Bammann | Management | For | For |
| 2 | Elect James A. Bell | Management | For | For |
| 3 | Elect Crandall C. Bowles | Management | For | For |
| 4 | Elect Stephen B. Burke | Management | For | For |
| 5 | Elect James S. Crown | Management | For | For |
| 6 | Elect James Dimon | Management | For | For |
| 7 | Elect Timothy P. Flynn | Management | For | For |
| 8 | Elect Laban P. Jackson, Jr. | Management | For | For |
| 9 | Elect Michael A. Neal | Management | For | For |
| 10 | Elect Lee R. Raymond | Management | For | For |
| 11 | Elect William C. Weldon | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
| |
|---|
KONINKLIJKE PHILIPS ELECTRONICS N.V.
Meeting Date: MAY 01, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL | Ticker: PHIA
Security ID: N6817P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 4 | Accounts and Reports | Management | For | For |
| 5 | Allocation of Profits/Dividends | Management | For | For |
| 6 | Ratification of Management Board Acts | Management | For | For |
| 7 | Ratification of Supervisory Board Acts | Management | For | For |
| 8 | Elect Orit Gadiesh to the Supervisory Board | Management | For | For |
| 9 | Appointment of Auditor | Management | For | For |
| 10 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 11 | Authority to Suppress Preemptive Rights | Management | For | Against |
| 12 | Authority to Repurchase Shares | Management | For | For |
| 13 | Authority to Cancel Shares | Management | For | For |
| |
|---|
LAGARDERE SCA
Meeting Date: MAY 06, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: MMB
Security ID: F5485U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 4 | Accounts and Reports | Management | For | For |
| 5 | Consolidated Accounts and Reports | Management | For | For |
| 6 | Special Dividend | Management | For | For |
| 7 | Allocation of Profits/Dividends | Management | For | For |
| 8 | Authority to Repurchase Shares | Management | For | For |
| 9 | Remuneration of Arnaud Lagardere, Managing Director | Management | For | For |
| 10 | Remuneration of the Management Board | Management | For | For |
| 11 | Elect Xavier de Sarrau | Management | For | For |
| 12 | Elect Martine Chene | Management | For | For |
| 13 | Elect Francois David | Management | For | For |
| 14 | Elect Pierre Lescure | Management | For | For |
| 15 | Elect Jean-Claude Magendie | Management | For | For |
| 16 | Elect Javier Monzon | Management | For | For |
| 17 | Elect Patrick Valroff | Management | For | For |
| 18 | Elect Yves Guillemot | Management | For | For |
| 19 | Appointment of Statutory and Alternate Auditors | Management | For | For |
| 20 | Authorization of Legal Formalities | Management | For | For |
| |
|---|
MERCK & CO., INC.
Meeting Date: MAY 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: MRK
Security ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Leslie A. Brun | Management | For | For |
| 2 | Elect Thomas R. Cech | Management | For | For |
| 3 | Elect Kenneth C. Frazier | Management | For | For |
| 4 | Elect Thomas H. Glocer | Management | For | For |
| 5 | Elect William B. Harrison, Jr. | Management | For | For |
| 6 | Elect C. Robert Kidder | Management | For | For |
| 7 | Elect Rochelle B. Lazarus | Management | For | For |
| 8 | Elect Carlos E. Represas | Management | For | For |
| 9 | Elect Patricia F. Russo | Management | For | For |
| 10 | Elect Craig B. Thompson | Management | For | For |
| 11 | Elect Wendell P. Weeks | Management | For | For |
| 12 | Elect Peter C. Wendell | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| |
|---|
MERLIN ENTERTAINMENTS PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL | Ticker: MERL
Security ID: ADPV22939
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Remuneration Policy (Binding) | Management | For | For |
| 3 | Remuneration Report (Advisory) | Management | For | For |
| 4 | Elect Sir John Sunderland | Management | For | For |
| 5 | Elect Nick Varney | Management | For | For |
| 6 | Elect Andrew Carr | Management | For | For |
| 7 | Elect Charles Gurassa | Management | For | For |
| 8 | Elect Kenneth Hydon | Management | For | For |
| 9 | Elect Miguel Ko | Management | For | For |
| 10 | Elect Fru Hazlitt | Management | For | For |
| 11 | Elect Soren Thorup Sorensen | Management | For | For |
| 12 | Elect Gerard Murphy | Management | For | For |
| 13 | Elect Robert Lucas | Management | For | For |
| 14 | Appointment of Auditor | Management | For | Against |
| 15 | Authority to Set Auditor's Fees | Management | For | Against |
| 16 | Authorisation of Political Donations | Management | For | For |
| 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| 19 | Authority to Repurchase Shares | Management | For | For |
| 20 | Authority to Set General Meeting Notice Period to 14 Days | Management | For | Against |
| |
|---|
METLIFE, INC.
Meeting Date: APR 22, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: MET
Security ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Cheryl W. Grise | Management | For | For |
| 2 | Elect Carlos M. Gutierrez | Management | For | For |
| 3 | Elect R. Glenn Hubbard | Management | For | For |
| 4 | Elect Steven A. Kandarian | Management | For | For |
| 5 | Elect John M. Keane | Management | For | For |
| 6 | Elect Alfred F. Kelly, Jr. | Management | For | For |
| 7 | Elect William E. Kennard | Management | For | For |
| 8 | Elect James M. Kilts | Management | For | For |
| 9 | Elect Catherine R. Kinney | Management | For | For |
| 10 | Elect Denise M. Morrison | Management | For | For |
| 11 | Elect Kenton J. Sicchitano | Management | For | For |
| 12 | Elect Lulu C. Wang | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | 2015 Stock and Incentive Compensation Plan | Management | For | For |
| 16 | Non-Management Director Stock Compensation Plan | Management | For | For |
| |
|---|
MFA FINANCIAL, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: MFA
Security ID: 55272X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stephen R. Blank | Management | For | For |
| 2 | Elect William S. Gorin | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Repeal of Classified Board | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: NOV 19, 2013
Record Date: JUN 11, 2013
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| |
|---|
MOLSON COORS BREWING COMPANY
Meeting Date: JUN 04, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: TAP
Security ID: 60871R209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Roger Eaton | Management | For | For |
| 1.2 | Elect Charles M. Herington | Management | For | For |
| 1.3 | Elect H. Sanford Riley | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
MONDELEZ INTERNATIONAL INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: MDLZ
Security ID: 50075N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Lewis W.K. Booth | Management | For | For |
| 3 | Elect Lois D. Juliber | Management | For | For |
| 4 | Elect Mark D. Ketchum | Management | For | For |
| 5 | Elect Jorge S. Mesquita | Management | For | For |
| 6 | Elect Nelson Peltz | Management | For | For |
| 7 | Elect Fredric G. Reynolds | Management | For | For |
| 8 | Elect Irene B. Rosenfeld | Management | For | For |
| 9 | Elect Patrick T. Siewert | Management | For | For |
| 10 | Elect Ruth J. Simmons | Management | For | For |
| 11 | Elect Ratan N. Tata | Management | For | For |
| 12 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Amendment to the 2005 Performance Incentive Plan | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
| |
|---|
MONSANTO CO.
Meeting Date: JAN 28, 2014
Record Date: DEC 02, 2013
Meeting Type: ANNUAL | Ticker: MON
Security ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gregory H. Boyce | Management | For | For |
| 2 | Elect Laura K. Ipsen | Management | For | For |
| 3 | Elect William U. Parfet | Management | For | For |
| 4 | Elect George H. Poste | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Genetically Modified Organisms | Shareholder | Against | Against |
| |
|---|
NATIONAL GRID PLC
Meeting Date: JUL 29, 2013
Record Date: JUN 07, 2013
Meeting Type: ANNUAL | Ticker: NGG
Security ID: 636274300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Elect Sir Peter Gershon | Management | For | For |
| 4 | Elect Steven Holliday | Management | For | For |
| 5 | Elect Andrew Bonfield | Management | For | For |
| 6 | Elect Thomas B. King | Management | For | For |
| 7 | Elect Nick Winser | Management | For | For |
| 8 | Elect Philip Aiken | Management | For | For |
| 9 | Elect Nora Brownell | Management | For | For |
| 10 | Elect Jonathan Dawson | Management | For | For |
| 11 | Elect Paul Golby | Management | For | For |
| 12 | Elect Ruth Kelly | Management | For | For |
| 13 | Elect Maria Richter | Management | For | For |
| 14 | Elect Mark Williamson | Management | For | For |
| 15 | Appointment of Auditor | Management | For | For |
| 16 | Authority to Set Auditor's Fees | Management | For | For |
| 17 | Directors' Remuneration Report | Management | For | For |
| 18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 20 | Authority to Repurchase Shares | Management | For | For |
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Abstain |
| |
|---|
NOBLE ENERGY, INC.
Meeting Date: APR 22, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: NBL
Security ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jeffrey L. Berenson | Management | For | For |
| 2 | Elect Michael A. Cawley | Management | For | For |
| 3 | Elect Edward F. Cox | Management | For | For |
| 4 | Elect Charles D. Davidson | Management | For | For |
| 5 | Elect Thomas J. Edelman | Management | For | For |
| 6 | Elect Eric P. Grubman | Management | For | For |
| 7 | Elect Kirby L. Hedrick | Management | For | For |
| 8 | Elect Scott D. Urban | Management | For | For |
| 9 | Elect William T. Van Kleef | Management | For | For |
| 10 | Elect Molly K. Williamson | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
NRG YIELD, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: NYLD
Security ID: 62942X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect David Crane | Management | For | For |
| 1.2 | Elect John F. Chlebowski, Jr. | Management | For | For |
| 1.3 | Elect Kirkland B. Andrews | Management | For | For |
| 1.4 | Elect Brian R. Ford | Management | For | For |
| 1.5 | Elect Mauricio Gutierrez | Management | For | For |
| 1.6 | Elect Ferrell P. McClean | Management | For | For |
| 1.7 | Elect Christopher S. Sotos | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
ONEOK, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: OKE
Security ID: 682680103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James C. Day | Management | For | For |
| 2 | Elect Julie H. Edwards | Management | For | For |
| 3 | Elect William L. Ford | Management | For | For |
| 4 | Elect John W. Gibson | Management | For | For |
| 5 | Elect Bert H. Mackie | Management | For | For |
| 6 | Elect Steven J. Malcolm | Management | For | For |
| 7 | Elect Jim W. Mogg | Management | For | For |
| 8 | Elect Pattye L. Moore | Management | For | For |
| 9 | Elect Gary D. Parker | Management | For | For |
| 10 | Elect Eduardo A. Rodriguez | Management | For | For |
| 11 | Elect Terry K. Spencer | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against |
| |
|---|
PEMBINA PIPELINE CORPORATION
Meeting Date: MAY 09, 2014
Record Date: MAR 24, 2014
Meeting Type: SPECIAL | Ticker: PPL
Security ID: 706327103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Grant D. Billing | Management | For | For |
| 1.2 | Elect Thomas W. Buchanan | Management | For | For |
| 1.3 | Elect Michael H. Dilger | Management | For | For |
| 1.4 | Elect Randall J. Findlay | Management | For | For |
| 1.5 | Elect Lorne B. Gordon | Management | For | For |
| 1.6 | Elect David M.B. LeGresley | Management | For | For |
| 1.7 | Elect Robert B. Michaleski | Management | For | For |
| 1.8 | Elect Leslie A. O'Donoghue | Management | For | For |
| 1.9 | Elect Jeffery T. Smith | Management | For | For |
| 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 3 | Amendment to the 2011 Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
PERRIGO COMPANY PLC
Meeting Date: NOV 18, 2013
Record Date: JUN 11, 2013
Meeting Type: SPECIAL | Ticker: PRGO
Security ID: 714290103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Acquisition | Management | For | For |
| 2 | Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Reapproval of Performance Goals Under Annual Incentive Plan | Management | For | For |
| 5 | Amendment to the 2008 Long-Term Incentive Plan | Management | For | For |
| 6 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
PFIZER INC.
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: PFE
Security ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Dennis A. Ausiello | Management | For | For |
| 2 | Elect W. Don Cornwell | Management | For | For |
| 3 | Elect Frances D. Fergusson | Management | For | For |
| 4 | Elect Helen H. Hobbs | Management | For | For |
| 5 | Elect Constance J. Horner | Management | For | For |
| 6 | Elect James M. Kilts | Management | For | For |
| 7 | Elect George A. Lorch | Management | For | For |
| 8 | Elect Shantanu Narayen | Management | For | For |
| 9 | Elect Suzanne Nora Johnson | Management | For | For |
| 10 | Elect Ian C. Read | Management | For | For |
| 11 | Elect Stephen W. Sanger | Management | For | For |
| 12 | Elect Marc Tessier-Lavigne | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | 2014 Stock Plan | Management | For | Against |
| 16 | SHAREHOLDER PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
PHILLIPS 66
Meeting Date: MAY 07, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: PSX
Security ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William R. Loomis, Jr. | Management | For | For |
| 2 | Elect Glenn F. Tilton | Management | For | For |
| 3 | Elect Marna C. Whittington | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | Against |
| 6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
| |
|---|
PINNACLE FOODS INC
Meeting Date: JUN 10, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: PF
Security ID: 72348P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jane Nielsen | Management | For | For |
| 1.2 | Elect Jeff Overly | Management | For | For |
| 1.3 | Elect Raymond P. Silcock | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
| |
|---|
PROCTER & GAMBLE CO.
Meeting Date: OCT 08, 2013
Record Date: JUN 20, 2013
Meeting Type: ANNUAL | Ticker: PG
Security ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Angela F. Braly | Management | For | For |
| 2 | Elect Kenneth I. Chenault | Management | For | For |
| 3 | Elect Scott D. Cook | Management | For | For |
| 4 | Elect Susan D. Desmond-Hellmann | Management | For | For |
| 5 | Elect Alan G. Lafley | Management | For | For |
| 6 | Elect Terry J. Lundgren | Management | For | For |
| 7 | Elect W. James McNerney, Jr. | Management | For | For |
| 8 | Elect Margaret C. Whitman | Management | For | For |
| 9 | Elect Mary Agnes Wilderotter | Management | For | For |
| 10 | Elect Patricia A. Woertz | Management | For | For |
| 11 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Elimination of Supermajority Requirement | Management | For | For |
| 14 | 2013 Non-Employee Directors' Stock Plan | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
RACKSPACE HOSTING, INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: RAX
Security ID: 750086100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lew Moorman | Management | For | For |
| 2 | Elect Graham Weston | Management | For | For |
| 3 | Elect Ossa Fisher | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Amendment to the 2007 Long-Term Incentive Plan | Management | For | Against |
| |
|---|
SEMGROUP CORPORATION
Meeting Date: MAY 15, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: SEMG
Security ID: 81663A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ronald A. Ballschmiede | Management | For | For |
| 1.2 | Elect Sarah M. Barpoulis | Management | For | For |
| 1.3 | Elect John F. Chlebowski | Management | For | For |
| 1.4 | Elect Carlin G. Conner | Management | For | For |
| 1.5 | Elect Karl F. Kurz | Management | For | For |
| 1.6 | Elect James H. Lytal | Management | For | For |
| 1.7 | Elect Thomas R. McDaniel | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
SIEMENS AG
Meeting Date: JAN 28, 2014
Record Date: JAN 21, 2014
Meeting Type: ANNUAL | Ticker: SI
Security ID: 826197501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Allocation of Profits/Dividends | Management | For | For |
| 2 | Ratification of Management Board Acts | Management | For | For |
| 3 | Ratification of Supervisory Board Acts | Management | For | For |
| 4 | Compensation Policy | Management | For | For |
| 5 | Appointment of Auditor | Management | For | For |
| 6 | Elect Jim Hagemann Snabe | Management | For | For |
| 7 | Increase in Authorized Capital | Management | For | For |
| 8 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Management | For | For |
| 9 | Cancellation of Conditional Share Capital | Management | For | For |
| 10 | Amendments to Articles | Management | For | For |
| |
|---|
STARBUCKS CORP.
Meeting Date: MAR 19, 2014
Record Date: JAN 09, 2014
Meeting Type: ANNUAL | Ticker: SBUX
Security ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Howard Schultz | Management | For | For |
| 2 | Elect William W. Bradley | Management | For | For |
| 3 | Elect Robert M. Gates | Management | For | For |
| 4 | Elect Mellody Hobson | Management | For | For |
| 5 | Elect Kevin R. Johnson | Management | For | For |
| 6 | Elect Olden Lee | Management | For | For |
| 7 | Elect Joshua C. Ramo | Management | For | For |
| 8 | Elect James G. Shennan, Jr. | Management | For | For |
| 9 | Elect Clara Shih | Management | For | For |
| 10 | Elect Javier G. Teruel | Management | For | For |
| 11 | Elect Myron E. Ullman III | Management | For | For |
| 12 | Elect Craig E. Weatherup | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Prohibition of Political Spending | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
STARWOOD PROPERTY TRUST, INC.
Meeting Date: APR 30, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: STWD
Security ID: 85571B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard D. Bronson | Management | For | For |
| 1.2 | Elect Jeffrey F. DiModica | Management | For | For |
| 1.3 | Elect Jeffrey G. Dishner | Management | For | For |
| 1.4 | Elect Camille J. Douglas | Management | For | For |
| 1.5 | Elect Boyd W. Fellows | Management | For | For |
| 1.6 | Elect Barry S. Sternlicht | Management | For | For |
| 1.7 | Elect Strauss Zelnick | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TARGA RESOURCES CORP.
Meeting Date: MAY 29, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: TRGP
Security ID: 87612G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Charles R. Crisp | Management | For | For |
| 1.2 | Elect Laura C. Fulton | Management | For | For |
| 1.3 | Elect James W. Whalen | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 4 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against |
| |
|---|
TATE & LYLE PLC
Meeting Date: JUL 24, 2013
Record Date: JUL 09, 2013
Meeting Type: ANNUAL | Ticker: TATE LN
Security ID: G86838128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Directors' Remuneration Report | Management | For | For |
| 3 | Allocation of Profits/Dividends | Management | For | For |
| 4 | Elect Sir Peter Gershon | Management | For | For |
| 5 | Elect Javed Ahmed | Management | For | For |
| 6 | Elect Tim Lodge | Management | For | For |
| 7 | Elect Liz Airey | Management | For | For |
| 8 | Elect William Camp | Management | For | For |
| 9 | Elect Douglas Hurt | Management | For | For |
| 10 | Elect Virginia Kamsky | Management | For | For |
| 11 | Elect Anne Minto | Management | For | For |
| 12 | Elect Ajai Puri | Management | For | For |
| 13 | Elect Robert M. Walker | Management | For | For |
| 14 | Appointment of Auditor | Management | For | For |
| 15 | Authority to Set Auditor's Fees | Management | For | For |
| 16 | Authorisation of Political Donations | Management | For | For |
| 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 19 | Authority to Repurchase Shares | Management | For | For |
| 20 | Increase Cap on Non-executive Director Fees | Management | For | For |
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
Meeting Date: MAY 20, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: TMO
Security ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Marc N. Casper | Management | For | For |
| 2 | Elect Nelson J. Chai | Management | For | For |
| 3 | Elect C. Martin Harris | Management | For | For |
| 4 | Elect Tyler Jacks | Management | For | For |
| 5 | Elect Judy C. Lewent | Management | For | For |
| 6 | Elect Thomas J. Lynch | Management | For | For |
| 7 | Elect Jim P. Manzi | Management | For | For |
| 8 | Elect William G. Parrett | Management | For | For |
| 9 | Elect Lars R. Sorenson | Management | For | For |
| 10 | Elect Scott M. Sperling | Management | For | For |
| 11 | Elect Elaine S. Ullian | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
Meeting Date: MAY 15, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: UNP
Security ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect David B. Dillon | Management | For | For |
| 4 | Elect Judith Richards Hope | Management | For | For |
| 5 | Elect John J. Koraleski | Management | For | For |
| 6 | Elect Charles C. Krulak | Management | For | For |
| 7 | Elect Michael R. McCarthy | Management | For | For |
| 8 | Elect Michael W. McConnell | Management | For | For |
| 9 | Elect Thomas F. McLarty III | Management | For | For |
| 10 | Elect Steven R. Rogel | Management | For | For |
| 11 | Elect Jose H. Villarreal | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Increase of Authorized Common Stock | Management | For | For |
| 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| |
|---|
VEOLIA ENVIRONNEMENT
Meeting Date: APR 24, 2014
Record Date: APR 16, 2014
Meeting Type: MIX | Ticker: VIE
Security ID: F9686M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 5 | Accounts and Reports | Management | For | For |
| 6 | Consolidated Accounts and Reports | Management | For | For |
| 7 | Approval of Non Tax-Deductible Expenses | Management | For | For |
| 8 | Allocation of Dividends | Management | For | For |
| 9 | Scrip Dividend | Management | For | For |
| 10 | Related Party Transactions | Management | For | Against |
| 11 | Supplementary Retirement Benefits (Antoine Frerot) | Management | For | For |
| 12 | Severance Agreement (Antoine Frerot) | Management | For | For |
| 13 | Elect Antoine Frerot | Management | For | For |
| 14 | Elect Daniel Bouton | Management | For | For |
| 15 | Elect Olivier Costa de Beauregard (WITHDRAWN) | Management | For | For |
| 16 | Elect Khaled Al Sayed | Management | For | For |
| 17 | Remuneration of Antoine Frerot, CEO | Management | For | For |
| 18 | Directors' Fees | Management | For | For |
| 19 | Authority to Repurchase Shares | Management | For | For |
| 20 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Management | For | For |
| 21 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights but w/ Priority Subscription Rights | Management | For | Against |
| 22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Management | For | Against |
| 23 | Increase in Authorized Capital in Consideration for Contributions in Kind | Management | For | For |
| 24 | Greenshoe | Management | For | For |
| 25 | Increase in Authorized Capital Through Capitalization | Management | For | For |
| 26 | Employee Stock Purchase Plan | Management | For | For |
| 27 | Employee Stock Purchase Plan for Overseas Employees | Management | For | For |
| 28 | Authority to Cancel Shares and Reduce Share Capital | Management | For | For |
| 29 | Amendments to Articles Regarding Employee Representatives | Management | For | For |
| 30 | Authorization of Legal Formalities | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: VZ
Security ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Shellye L. Archambeau | Management | For | For |
| 2 | Elect Richard L. Carrion | Management | For | For |
| 3 | Elect Melanie L. Healey | Management | For | For |
| 4 | Elect M. Frances Keeth | Management | For | For |
| 5 | Elect Robert W. Lane | Management | For | For |
| 6 | Elect Lowell C. McAdam | Management | For | For |
| 7 | Elect Donald T. Nicolaisen | Management | For | For |
| 8 | Elect Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Rodney E. Slater | Management | For | For |
| 10 | Elect Kathryn A. Tesija | Management | For | For |
| 11 | Elect Gregory D. Wasson | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Adoption of Proxy Access | Management | For | For |
| 15 | Shareholder Proposal Regarding Network Neutrality | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Approval of Severance Agreements | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
| 19 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 20 | Shareholder Proposal Regarding Counting Shareholder Votes | Shareholder | Against | Against |
| |
|---|
VODAFONE GROUP PLC
Meeting Date: JAN 28, 2014
Record Date: DEC 12, 2013
Meeting Type: SPECIAL | Ticker: VOD
Security ID: 92857W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation | Management | For | For |
| 2 | Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy | Management | For | For |
| 3 | Special: Return of Value and Share Consolidation | Management | For | For |
| 4 | Special: Authority to Repurchase Shares | Management | For | For |
| 5 | Special: Authority to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
WASTE MANAGEMENT, INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: WM
Security ID: 94106L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Bradbury H. Anderson | Management | For | For |
| 2 | Elect Frank M. Clark, Jr. | Management | For | For |
| 3 | Elect Patrick W. Gross | Management | For | For |
| 4 | Elect Victoria M. Holt | Management | For | For |
| 5 | Elect John C. Pope | Management | For | For |
| 6 | Elect W. Robert Reum | Management | For | For |
| 7 | Elect David P. Steiner | Management | For | For |
| 8 | Elect Thomas H. Weidemeyer | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | 2014 Stock Incentive Plan | Management | For | For |
| 12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
Meeting Date: APR 29, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: WFC
Security ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John D. Baker II | Management | For | For |
| 2 | Elect Elaine L. Chao | Management | For | For |
| 3 | Elect John S. Chen | Management | For | For |
| 4 | Elect Lloyd H. Dean | Management | For | For |
| 5 | Elect Susan E. Engel | Management | For | For |
| 6 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 7 | Elect Donald M. James | Management | For | For |
| 8 | Elect Cynthia H. Milligan | Management | For | For |
| 9 | Elect Federico F. Pena | Management | For | For |
| 10 | Elect James H. Quigley | Management | For | For |
| 11 | Elect Judith M. Runstad | Management | For | For |
| 12 | Elect Stephen W. Sanger | Management | For | For |
| 13 | Elect John G. Stumpf | Management | For | For |
| 14 | Elect Susan G. Swenson | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | Shareholder | Against | Against |
| |
|---|
WENDY'S CO.
Meeting Date: MAY 28, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: WEN
Security ID: 95058W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Nelson Peltz | Management | For | For |
| 1.2 | Elect Peter W. May | Management | For | For |
| 1.3 | Elect Emil J. Brolick | Management | For | For |
| 1.4 | Elect Edward P. Garden | Management | For | For |
| 1.5 | Elect Janet Hill | Management | For | For |
| 1.6 | Elect Joseph A. Levato | Management | For | For |
| 1.7 | Elect J. Randolph Lewis | Management | For | For |
| 1.8 | Elect Peter H. Rothschild | Management | For | For |
| 1.9 | Elect David E. Schwab II | Management | For | For |
| 1.1 | Elect Jack G. Wasserman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
WESTERN REFINING, INC.
Meeting Date: JUN 04, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: WNR
Security ID: 959319104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Repeal of Classified Board | Management | For | For |
| 2.1 | Elect Carin M. Barth | Management | For | For |
| 2.2 | Elect Paul L. Foster | Management | For | For |
| 2.3 | Elect L. Frederick Francis | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
XEROX CORPORATION
Meeting Date: MAY 20, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: XRX
Security ID: 984121103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Glenn A. Britt | Management | For | For |
| 2 | Elect Ursula M. Burns | Management | For | For |
| 3 | Elect Richard J. Harrington | Management | For | For |
| 4 | Elect William Curt Hunter | Management | For | For |
| 5 | Elect Robert J. Keegan | Management | For | For |
| 6 | Elect Robert A. McDonald | Management | For | For |
| 7 | Elect Charles Prince | Management | For | For |
| 8 | Elect Ann N. Reese | Management | For | For |
| 9 | Elect Sara Martinez Tucker | Management | For | For |
| 10 | Elect Mary Agnes Wilderotter | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
XILINX, INC.
Meeting Date: AUG 14, 2013
Record Date: JUN 17, 2013
Meeting Type: ANNUAL | Ticker: XLNX
Security ID: 983919101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Philip T. Gianos | Management | For | For |
| 2 | Elect Moshe N. Gavrielov | Management | For | For |
| 3 | Elect John L. Doyle | Management | For | For |
| 4 | Elect William G. Howard, Jr. | Management | For | For |
| 5 | Elect J. Michael Patterson | Management | For | For |
| 6 | Elect Albert A. Pimentel | Management | For | For |
| 7 | Elect Marshall C. Turner, Jr. | Management | For | For |
| 8 | Elect Elizabeth W. Vanderslice | Management | For | For |
| 9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Management | For | For |
| 10 | First Amendment to the 2007 Equity Incentive Plan | Management | For | For |
| 11 | Second Amendment to the 2007 Equity Incentive Plan | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
YAHOO! INC.
Meeting Date: JUN 25, 2014
Record Date: APR 28, 2014
Meeting Type: ANNUAL | Ticker: YHOO
Security ID: 984332106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David Filo | Management | For | For |
| 2 | Elect Susan M. James | Management | For | For |
| 3 | Elect Max R. Levchin | Management | For | For |
| 4 | Elect Marissa A. Mayer | Management | For | For |
| 5 | Elect Thomas J. McInerney | Management | For | For |
| 6 | Elect Charles R. Schwab | Management | For | For |
| 7 | Elect H. Lee Scott, Jr. | Management | For | For |
| 8 | Elect Jane E. Shaw | Management | For | For |
| 9 | Elect Maynard G. Webb, Jr. | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Amendment to the Stock Plan | Management | For | Against |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Right to Call a Special Meeting | Management | For | For |
| 14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| |
|---|
ZOETIS INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: ZTS
Security ID: 98978V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gregory Norden | Management | For | For |
| 2 | Elect Louise M. Parent | Management | For | For |
| 3 | Elect Robert W. Scully | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
| 6 | 2013 Equity and Incentive Plan | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
Prudential Mid Cap Value Fund Sub-Adviser: QMA
| |
|---|
AECOM TECHNOLOGY CORP
Meeting Date: MAR 06, 2014
Record Date: JAN 06, 2014
Meeting Type: ANNUAL | Ticker: ACM
Security ID: 00766T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael S. Burke | Management | For | Withhold |
| 1.2 | Elect David W. Joos | Management | For | For |
| 1.3 | Elect Robert J. Routs | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Repeal of Classified Board | Management | For | For |
| |
|---|
AES CORP.
Meeting Date: APR 17, 2014
Record Date: FEB 21, 2014
Meeting Type: ANNUAL | Ticker: AES
Security ID: 00130H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Andres R. Gluski | Management | For | For |
| 2 | Elect Guo Bao Zhang | Management | For | For |
| 3 | Elect Charles Harrington | Management | For | For |
| 4 | Elect Kristina M. Johnson | Management | For | For |
| 5 | Elect Tarun Khanna | Management | For | For |
| 6 | Elect Philip Lader | Management | For | For |
| 7 | Elect James H. Miller | Management | For | For |
| 8 | Elect Sandra O. Moose | Management | For | For |
| 9 | Elect John B. Morse, Jr. | Management | For | For |
| 10 | Elect Moises Naim | Management | For | For |
| 11 | Elect Charles O. Rossotti | Management | For | For |
| 12 | Elect Sven Sandstrom | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
AETNA INC.
Meeting Date: MAY 30, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: AET
Security ID: 00817Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Fernando Aguirre | Management | For | For |
| 2 | Elect Mark T. Bertolini | Management | For | For |
| 3 | Elect Frank M. Clark, Jr. | Management | For | For |
| 4 | Elect Betsy Z. Cohen | Management | For | For |
| 5 | Elect Molly J. Coye | Management | For | For |
| 6 | Elect Roger N. Farah | Management | For | For |
| 7 | Elect Barbara H. Franklin | Management | For | For |
| 8 | Elect Jeffrey E. Garten | Management | For | For |
| 9 | Elect Ellen M. Hancock | Management | For | For |
| 10 | Elect Richard J. Harrington | Management | For | For |
| 11 | Elect Edward J. Ludwig | Management | For | For |
| 12 | Elect Joseph P. Newhouse | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Elimination of Supermajority Requirements | Management | For | For |
| 15 | Right to Call a Special Meeting | Management | For | For |
| 16 | Amendment to the 2010 Stock Incentive Plan | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | For |
| 18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 19 | Shareholder Proposal Regarding Board Oversight of Political Spending | Shareholder | Against | Abstain |
| 20 | Shareholder Proposal Regarding Indirect Political Spending Report | Shareholder | Against | Abstain |
| |
|---|
AGILENT TECHNOLOGIES INC.
Meeting Date: MAR 19, 2014
Record Date: JAN 21, 2014
Meeting Type: ANNUAL | Ticker: A
Security ID: 00846U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Reapproval of 2009 Stock Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES INC.
Meeting Date: MAR 19, 2014
Record Date: JAN 21, 2014
Meeting Type: ANNUAL | Ticker: A
Security ID: 00846U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Heidi Fields | Management | For | For |
| 2 | Elect A. Barry Rand | Management | For | For |
| |
|---|
AGL RESOURCES INC.
Meeting Date: APR 29, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: GAS
Security ID: 1204106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Sandra N. Bane | Management | For | For |
| 1.2 | Elect Thomas D. Bell, Jr. | Management | For | For |
| 1.3 | Elect Norman R. Bobins | Management | For | For |
| 1.4 | Elect Charles R. Crisp | Management | For | For |
| 1.5 | Elect Brenda J. Gaines | Management | For | For |
| 1.6 | Elect Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Wyck A. Knox, Jr. | Management | For | For |
| 1.8 | Elect Dennis M. Love | Management | For | For |
| 1.9 | Elect Dean R. O'Hare | Management | For | For |
| 1.1 | Elect Armando J. Olivera | Management | For | For |
| 1.11 | Elect John E. Rau | Management | For | For |
| 1.12 | Elect James A. Rubright | Management | For | For |
| 1.13 | Elect John W. Somerhalder II | Management | For | For |
| 1.14 | Elect Bettina M. Whyte | Management | For | For |
| 1.15 | Elect Henry C. Wolf | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | Shareholder | Against | Abstain |
| 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| |
|---|
ALASKA AIR GROUP INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: ALK
Security ID: 11659109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Patricia M. Bedient | Management | For | For |
| 2 | Elect Marion C. Blakey | Management | For | For |
| 3 | Elect Phyllis J. Campbell | Management | For | For |
| 4 | Elect Jessie J. Knight, Jr. | Management | For | For |
| 5 | Elect Dennis F. Madsen | Management | For | For |
| 6 | Elect Byron I. Mallott | Management | For | For |
| 7 | Elect Helvi K. Sandvik | Management | For | For |
| 8 | Elect J. Kenneth Thompson | Management | For | For |
| 9 | Elect Bradley D. Tilden | Management | For | For |
| 10 | Elect Eric K. Yeaman | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Increase of Authorized Common Stock | Management | For | For |
| 14 | Amendment to the Certificate of Incorporation to Reduce Par Value of Stock | Management | For | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
ALLIANT ENERGY CORP.
Meeting Date: MAY 13, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: LNT
Security ID: 18802108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Patrick E. Allen | Management | For | For |
| 1.2 | Elect Patricia L. Kampling | Management | For | For |
| 1.3 | Elect Singleton B. McAllister | Management | For | For |
| 1.4 | Elect Susan D. Whiting | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
ALLIANT TECHSYSTEMS INC.
Meeting Date: JUL 31, 2013
Record Date: JUN 03, 2013
Meeting Type: ANNUAL | Ticker: ATK
Security ID: 18804104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Roxanne Decyk | Management | For | For |
| 1.2 | Elect Mark W. DeYoung | Management | For | For |
| 1.3 | Elect Martin C. Faga | Management | For | For |
| 1.4 | Elect Ronald R. Fogleman | Management | For | For |
| 1.5 | Elect April H. Foley | Management | For | For |
| 1.6 | Elect Tig H. Krekel | Management | For | For |
| 1.7 | Elect Douglas L. Maine | Management | For | For |
| 1.8 | Elect Roman Martinez IV | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS AG
Meeting Date: OCT 17, 2013
Record Date: SEP 11, 2013
Meeting Type: SPECIAL | Ticker: AWH
Security ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Eric S. Schwartz | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS AG
Meeting Date: MAY 01, 2014
Record Date: MAR 05, 2014
Meeting Type: ANNUAL | Ticker: AWH
Security ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amendments to Articles of Association | Management | For | For |
| 2 | Elect Barbara T. Alexander | Management | For | For |
| 3 | Elect Scott A. Carmilani | Management | For | For |
| 4 | Elect James F. Duffy | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS AG
Meeting Date: MAY 01, 2014
Record Date: MAR 05, 2014
Meeting Type: ANNUAL | Ticker: AWH
Security ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 5 | Elect Bart Friedman | Management | For | For |
| 6 | Elect Scott Hunter | Management | For | For |
| 7 | Elect Patrick de Saint-Aignan | Management | For | For |
| 8 | Elect Eric S. Schwartz | Management | For | For |
| 9 | Elect Samuel J. Weinhoff | Management | For | For |
| 10 | Elect Scott A. Carmilani as Chairman | Management | For | For |
| 11 | Elect Barbara T. Alexander | Management | For | For |
| 12 | Elect James F. Duffy | Management | For | For |
| 13 | Elect Bart Friedman | Management | For | For |
| 14 | Elect Scott Hunter | Management | For | For |
| 15 | Elect Patrick de Saint-Aignan | Management | For | For |
| 16 | Elect Eric S. Schwartz | Management | For | For |
| 17 | Elect Samuel J. Weinhoff | Management | For | For |
| 18 | Election of Independent Proxy | Management | For | For |
| 19 | Advisory Vote on Executive Compensation | Management | For | For |
| 20 | Accounts and Reports | Management | For | For |
| 21 | Approval of Retention of Profits | Management | For | For |
| 22 | Approval of Dividend Payments | Management | For | For |
| 23 | Cancellation of Treasury Shares | Management | For | For |
| 24 | Share Repurchase program | Management | For | For |
| 25 | 3:1 Forward Stock Split | Management | For | For |
| 26 | Increase of Authorized Share Capital | Management | For | For |
| 27 | Appointment of Auditor and Statutory Auditor | Management | For | For |
| 28 | Appointment of Special Auditor | Management | For | For |
| 29 | Indemnification of Directors/Officers | Management | For | For |
| 30 | Transaction of Other Business | Management | For | Abstain |
| |
|---|
AMDOCS
Meeting Date: JAN 30, 2014
Record Date: DEC 02, 2013
Meeting Type: ANNUAL | Ticker: DOX
Security ID: G02602103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert A. Minicucci | Management | For | For |
| 2 | Elect Adrian Gardner | Management | For | For |
| 3 | Elect John T. McLennan | Management | For | For |
| 4 | Elect Simon Olswang | Management | For | For |
| 5 | Elect Zohar Zisapel | Management | For | For |
| 6 | Elect Julian A. Brodsky | Management | For | For |
| 7 | Elect Eli Gelman | Management | For | For |
| 8 | Elect James S. Kahan | Management | For | For |
| 9 | Elect Richard T.C. LeFave | Management | For | For |
| 10 | Elect Giora Yaron | Management | For | For |
| 11 | Increase of Dividends | Management | For | For |
| 12 | Amendments to Articles Regarding Declaration of Dividends | Management | For | For |
| 13 | Authority to Issue Shares | Management | For | For |
| 14 | Accounts and Reports | Management | For | For |
| 15 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| |
|---|
AMERCO
Meeting Date: AUG 29, 2013
Record Date: JUL 01, 2013
Meeting Type: ANNUAL | Ticker: UHAL
Security ID: 23586100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify Board | Management | For | For |
| 2 | Amendment to Indemnification Provision | Management | For | For |
| 3 | Elimination of Specific Terms or Conditions of Preferred Stock or Serial Common Stock | Management | For | For |
| 4 | Amendment to Articles to Reflect Current Nevada Law Requirements | Management | For | For |
| 5 | Amendment to Articles to Correct Typographical Errors and Non-Substantive, Stylistic Changes | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| 8 | Shareholder Proposal Regarding Ratification of Board and Management Acts | Shareholder | For | For |
| 9.1 | Elect Edward J. Shoen | Management | For | For |
| 9.2 | Elect James E. Acridge | Management | For | For |
| 9.3 | Elect Charles J. Bayer | Management | For | For |
| 9.4 | Elect John P. Brogan | Management | For | For |
| 9.5 | Elect John M. Dodds | Management | For | For |
| 9.6 | Elect Michael L. Gallagher | Management | For | For |
| 9.7 | Elect Daniel R. Mullen | Management | For | For |
| 9.8 | Elect James P. Shoen | Management | For | For |
| |
|---|
AMEREN CORP.
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: AEE
Security ID: 23608102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Warner L. Baxter | Management | For | For |
| 1.2 | Elect Catherine S. Brune | Management | For | For |
| 1.3 | Elect Ellen M. Fitzsimmons | Management | For | For |
| 1.4 | Elect Walter J. Galvin | Management | For | For |
| 1.5 | Elect Richard J. Harshman | Management | For | For |
| 1.6 | Elect Gayle P.W. Jackson | Management | For | For |
| 1.7 | Elect James C. Johnson | Management | For | For |
| 1.8 | Elect Steven H. Lipstein | Management | For | For |
| 1.9 | Elect Patrick T. Stokes | Management | For | For |
| 1.1 | Elect Thomas R. Voss | Management | For | For |
| 1.11 | Elect Stephen R. Wilson | Management | For | For |
| 1.12 | Elect Jack D. Woodard | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | 2014 Omnibus Incentive Compensation Plan | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| 7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN CAPITAL AGENCY CORP
Meeting Date: APR 22, 2014
Record Date: FEB 27, 2014
Meeting Type: ANNUAL | Ticker: AGNC
Security ID: 02503X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert M Couch | Management | For | For |
| 2 | Elect Morris A. Davis | Management | For | For |
| 3 | Elect Randy E. Dobbs | Management | For | For |
| 4 | Elect Larry K. Harvey | Management | For | For |
| 5 | Elect Prue B. Larocca | Management | For | For |
| 6 | Elect Alvin N. Puryear | Management | For | Against |
| 7 | Elect Malon Wilkus | Management | For | Against |
| 8 | Elect John R. Erickson | Management | For | Against |
| 9 | Elect Samuel A Flax | Management | For | Against |
| 10 | Ratification of Auditor | Management | For | For |
| |
|---|
AMERICAN FINANCIAL GROUP INC
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: AFG
Security ID: 25932104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Carl H. Lindner, III | Management | For | Withhold |
| 1.2 | Elect S. Craig Lindner | Management | For | Withhold |
| 1.3 | Elect Kenneth C. Ambrecht | Management | For | For |
| 1.4 | Elect John B. Berding | Management | For | Withhold |
| 1.5 | Elect Joseph E. Consolino | Management | For | Withhold |
| 1.6 | Elect Virginia C. Drosos | Management | For | For |
| 1.7 | Elect James E. Evans | Management | For | Withhold |
| 1.8 | Elect Terry S. Jacobs | Management | For | For |
| 1.9 | Elect Gregory G. Joseph | Management | For | For |
| 1.1 | Elect William W. Verity | Management | For | Withhold |
| 1.11 | Elect John I. Von Lehman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Amendment to the Annual Senior Executive Bonus Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | Shareholder | Against | Abstain |
| |
|---|
AMERICAN NATIONAL INSURANCE CO.
Meeting Date: APR 25, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: ANAT
Security ID: 28591105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert L. Moody, Sr. | Management | For | Withhold |
| 1.2 | Elect James E Pozzi | Management | For | Withhold |
| 1.3 | Elect Frances A. Moody-Dahlberg | Management | For | Withhold |
| 1.4 | Elect Russell S. Moody | Management | For | Withhold |
| 1.5 | Elect William L. Moody IV | Management | For | Withhold |
| 1.6 | Elect James D. Yarbrough | Management | For | For |
| 1.7 | Elect Arthur O. Dummer | Management | For | For |
| 1.8 | Elect Shelby M. Elliott | Management | For | For |
| 1.9 | Elect E.J. "Jere" Pederson | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
AMERICAN WATER WORKS CO. INC.
Meeting Date: MAY 09, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: AWK
Security ID: 30420103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
AMERICAN WATER WORKS CO. INC.
Meeting Date: MAY 09, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: AWK
Security ID: 30420103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Julie A. Dobson | Management | For | For |
| 2 | Elect Paul J. Evanson | Management | For | For |
| 3 | Elect Martha C. Goss | Management | For | For |
| 4 | Elect Richard R. Grigg | Management | For | For |
| 5 | Elect Julia L. Johnson | Management | For | For |
| 6 | Elect George MacKenzie | Management | For | For |
| 7 | Elect William J. Marrazzo | Management | For | For |
| 8 | Elect Susan N. Story | Management | For | For |
| |
|---|
AMERIPRISE FINANCIAL INC
Meeting Date: APR 30, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: AMP
Security ID: 03076C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James M. Cracchiolo | Management | For | For |
| 2 | Elect Dianne Neal Blixt | Management | For | For |
| 3 | Elect Amy DiGeso | Management | For | For |
| 4 | Elect Lon R. Greenberg | Management | For | For |
| 5 | Elect W. Walker Lewis | Management | For | For |
| 6 | Elect Siri S. Marshall | Management | For | For |
| 7 | Elect Jeffrey Noddle | Management | For | For |
| 8 | Elect H. Jay Sarles | Management | For | For |
| 9 | Elect Robert F. Sharpe, Jr. | Management | For | For |
| 10 | Elect William H. Turner | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Elimination of Supermajority Requirements | Management | For | For |
| 13 | Amendment to the 2005 Incentive Compensation Plan | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Abstain |
| |
|---|
ANNALY CAPITAL MANAGEMENT INC
Meeting Date: MAY 22, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: NLY
Security ID: 35710409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jonathan D. Green | Management | For | For |
| 2 | Elect John H. Schaefer | Management | For | For |
| 3 | Elect Francine J. Bovich | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| 5 | Ratification of Auditor | Management | For | For |
| |
|---|
ARCH CAPITAL GROUP LTD
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: ACGL
Security ID: G0450A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Kewsong Lee | Management | For | For |
| 2 | Elect Brian S. Posner | Management | For | For |
| 3 | Elect John D. Vollaro | Management | For | For |
| 4 | Elect Anthony Asquith | Management | For | For |
| 5 | Elect Edgardo Balois | Management | For | For |
| 6 | Elect Dennis R. Brand | Management | For | For |
| 7 | Elect Paul Cole | Management | For | For |
| 8 | Elect Michael Constantinides | Management | For | For |
| 9 | Elect Graham B.R. Collis | Management | For | For |
| 10 | Elect William J. Cooney | Management | For | For |
| 11 | Elect Nick Denniston | Management | For | For |
| 12 | Elect Michael Feetham | Management | For | For |
| 13 | Elect Stephen Fogarty | Management | For | For |
| 14 | Elect Elizabeth Fullerton-Rome | Management | For | For |
| 15 | Elect Marc Grandisson | Management | For | For |
| 16 | Elect Michael A. Greene | Management | For | For |
| 17 | Elect Jerome Halgan | Management | For | For |
| 18 | Elect Pet Hartman | Management | For | For |
| 19 | Elect David W Hipkin | Management | For | For |
| 20 | Elect W. Preston Hutchings | Management | For | For |
| 21 | Elect Constantine Iordanou | Management | For | For |
| 22 | Elect Pierre Jal | Management | For | For |
| 23 | Elect Wolbert H. Kamphuijs | Management | For | For |
| 24 | Elect Michael H. Kier | Management | For | For |
| 25 | Elect Lin Li-Williams | Management | For | For |
| 26 | Elect Mark D. Lyons | Management | For | For |
| 27 | Elect Adam Matteson | Management | For | For |
| 28 | Elect Robert McDowell | Management | For | For |
| 29 | Elect David H. McElroy | Management | For | For |
| 30 | Elect Rommel Mercado | Management | For | For |
| 31 | Elect David J. Mullholland | Management | For | For |
| 32 | Elect Michael R. Murphy | Management | For | For |
| 33 | Elect Martin J. Nilsen | Management | For | For |
| 34 | Elect Mark Nolan | Management | For | For |
| 35 | Elect Marita Oliver | Management | For | For |
| 36 | Elect Nicolas Papadopoulo | Management | For | For |
| 37 | Elect Elisabeth Quinn | Management | For | For |
| 38 | Elect Maamoun Rajeh | Management | For | For |
| 39 | Elect Andrew Rippert | Management | For | For |
| 40 | Elect Carla Santamaria-Sena | Management | For | For |
| 41 | Elect Arthur Scace | Management | For | For |
| 42 | Elect Scott Schenker | Management | For | For |
| 43 | Elect Soren Scheuer | Management | For | For |
| 44 | Elect Budhi Singh | Management | For | For |
| 45 | Elect William A. Soares | Management | For | For |
| 46 | Elect Helmut Sohler | Management | For | For |
| 47 | Elect Ryan Taylor | Management | For | For |
| 48 | Elect Ross Totten | Management | For | For |
| 49 | Elect Iwan van Munster | Management | For | For |
| 50 | Elect Angus Watson | Management | For | For |
| 51 | Elect James R. Weatherstone | Management | For | For |
| 52 | Elect Gerald Wolfe | Management | For | For |
| 53 | Ratification of Auditor | Management | For | For |
| 54 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
ARROW ELECTRONICS INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 27, 2014
Meeting Type: ANNUAL | Ticker: ARW
Security ID: 42735100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Barry W. Perry | Management | For | For |
| 1.2 | Elect Philip K. Asherman | Management | For | For |
| 1.3 | Elect Gail E. Hamilton | Management | For | For |
| 1.4 | Elect John N. Hanson | Management | For | For |
| 1.5 | Elect Richard S. Hill | Management | For | For |
| 1.6 | Elect M.F. (Fran) Keeth | Management | For | For |
| 1.7 | Elect Andrew S. Kerin | Management | For | For |
| 1.8 | Elect Michael J. Long | Management | For | For |
| 1.9 | Elect Stephen C. Patrick | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
ASCENA RETAIL GROUP INC
Meeting Date: DEC 12, 2013
Record Date: OCT 14, 2013
Meeting Type: ANNUAL | Ticker: ASNA
Security ID: 04351G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Elliot S. Jaffe | Management | For | Withhold |
| 1.2 | Elect Michael W. Rayden | Management | For | Withhold |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the Executive 162(m) Bonus Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
ASPEN INSURANCE HLDGS
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: AHL
Security ID: G05384105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Christopher O'Kane | Management | For | Withhold |
| 1.2 | Elect Liaquat Ahamed | Management | For | Withhold |
| 1.3 | Elect Albert Beer | Management | For | Withhold |
| 1.4 | Elect John Cavoores | Management | For | Withhold |
| 1.5 | Elect Heidi Hutter | Management | For | Withhold |
| 1.6 | Elect Gary Gregg | Management | For | Withhold |
| |
|---|
ASPEN INSURANCE HLDGS
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: AHL
Security ID: G05384105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.7 | Elect Bret Pearlman | Management | For | Withhold |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
ATMOS ENERGY CORP.
Meeting Date: FEB 05, 2014
Record Date: DEC 10, 2013
Meeting Type: ANNUAL | Ticker: ATO
Security ID: 49560105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert W. Best | Management | For | For |
| 2 | Elect Kim R. Cocklin | Management | For | For |
| 3 | Elect Richard W. Douglas | Management | For | For |
| 4 | Elect Ruben E. Esquivel | Management | For | For |
| 5 | Elect Richard K. Gordon | Management | For | For |
| 6 | Elect Robert C. Grable | Management | For | For |
| 7 | Elect Thomas C. Meredith | Management | For | For |
| 8 | Elect Nancy K. Quinn | Management | For | For |
| 9 | Elect Richard A. Sampson | Management | For | For |
| 10 | Elect Stephen R. Springer | Management | For | For |
| 11 | Elect Richard Ware II | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
AVNET INC.
Meeting Date: NOV 08, 2013
Record Date: SEP 10, 2013
Meeting Type: ANNUAL | Ticker: AVT
Security ID: 53807103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect J. Veronica Biggins | Management | For | For |
| 1.2 | Elect Michael A. Bradley | Management | For | For |
| 1.3 | Elect R. Kerry Clark | Management | For | For |
| 1.4 | Elect Rick Hamada | Management | For | For |
| 1.5 | Elect James A. Lawrence | Management | For | For |
| 1.6 | Elect Frank R. Noonan | Management | For | For |
| 1.7 | Elect Ray M. Robinson | Management | For | For |
| 1.8 | Elect William H. Schumann III | Management | For | For |
| 1.9 | Elect William P. Sullivan | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | 2013 Stock Compensation and Incentive Plan | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
AXIS CAPITAL HOLDINGS LTD
Meeting Date: MAY 09, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: AXS
Security ID: G0692U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert L. Friedman | Management | For | For |
| 1.2 | Elect Cheryl-Ann Lister | Management | For | For |
| 1.3 | Elect Thomas C. Ramey | Management | For | For |
| 1.4 | Elect Wilhelm Zeller | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
BANKUNITED INC
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: BKU
Security ID: 06652K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Tere Blanca | Management | For | For |
| 1.2 | Elect Sue M. Cobb | Management | For | For |
| 1.3 | Elect Eugene F. DeMark | Management | For | For |
| 1.4 | Elect Michael J. Dowling | Management | For | For |
| 1.5 | Elect John A. Kanas | Management | For | For |
| 1.6 | Elect Douglas J. Pauls | Management | For | For |
| 1.7 | Elect Rajinder P. Singh | Management | For | For |
| 1.8 | Elect Sanjiv Sobti | Management | For | For |
| 1.9 | Elect A. Robert Towbin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | 2014 Omnibus Equity Incentive Plan | Management | For | Against |
| |
|---|
BEST BUY CO. INC.
Meeting Date: JUN 10, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: BBY
Security ID: 86516101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lisa M. Caputo | Management | For | For |
| 2 | Elect Russell P. Fradin | Management | For | For |
| 3 | Elect Kathy J. Higgins Victor | Management | For | For |
| 4 | Elect Hubert Joly | Management | For | For |
| 5 | Elect David W. Kenny | Management | For | For |
| 6 | Elect Thomas L. Millner | Management | For | For |
| 7 | Elect Gerard R. Vittecoq | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Amendment to the 2014 Omnibus Incentive Plan | Management | For | For |
| |
|---|
BOK FINANCIAL CORP.
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: BOKF
Security ID: 05561Q201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gregory S. Allen | Management | For | For |
| 1.2 | Elect Alan S. Armstrong | Management | For | For |
| 1.3 | Elect C. Fred Ball, Jr. | Management | For | For |
| 1.4 | Elect Sharon J. Bell | Management | For | For |
| 1.5 | Elect Peter C. Boylan, III | Management | For | For |
| 1.6 | Elect Steven G. Bradshaw | Management | For | For |
| 1.7 | Elect Chester Cadieux, III | Management | For | For |
| 1.8 | Elect Joseph W. Craft III | Management | For | For |
| 1.9 | Elect Daniel H. Ellinor | Management | For | For |
| 1.1 | Elect John W. Gibson | Management | For | For |
| 1.11 | Elect David F. Griffin | Management | For | For |
| 1.12 | Elect V. Burns Hargis | Management | For | For |
| 1.13 | Elect Douglas D Hawthorne | Management | For | For |
| 1.14 | Elect E. Carey Joullian, IV | Management | For | For |
| 1.15 | Elect George B. Kaiser | Management | For | For |
| 1.16 | Elect Robert J. LaFortune | Management | For | For |
| 1.17 | Elect Stanley A. Lybarger | Management | For | For |
| 1.18 | Elect Steven J. Malcolm | Management | For | For |
| 1.19 | Elect E.C. Richards | Management | For | For |
| 1.2 | Elect John Richels | Management | For | For |
| 1.21 | Elect Michael C. Turpen | Management | For | For |
| 1.22 | Elect R.A. Walker | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
BOOZ ALLEN HAMILTON HOLDING CORP
Meeting Date: AUG 01, 2013
Record Date: JUN 10, 2013
Meeting Type: ANNUAL | Ticker: BAH
Security ID: 99502106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Allan Holt | Management | For | Withhold |
| 1.2 | Elect Arthur Johnson | Management | For | For |
| 1.3 | Elect Charles Rossotti | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
BOSTON PROPERTIES, INC.
Meeting Date: MAY 20, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: BXP
Security ID: 101121101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Carol B. Einiger | Management | For | For |
| 2 | Elect Jacob A. Frenkel | Management | For | For |
| 3 | Elect Joel I. Klein | Management | For | For |
| 4 | Elect Douglas T. Linde | Management | For | Against |
| 5 | Elect Matthew J. Lustig | Management | For | For |
| 6 | Elect Alan J. Patricof | Management | For | For |
| 7 | Elect Ivan G. Seidenberg | Management | For | For |
| 8 | Elect Owen D. Thomas | Management | For | Against |
| 9 | Elect Martin Turchin | Management | For | Against |
| 10 | Elect David A. Twardock | Management | For | For |
| 11 | Elect Mortimer B. Zuckerman | Management | For | Against |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| |
|---|
BRANDYWINE REALTY TRUST
Meeting Date: MAY 29, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: BDN
Security ID: 105368203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect M. Walter D'Alessio | Management | For | For |
| 1.2 | Elect Anthony A. Nichols, Sr. | Management | For | For |
| 1.3 | Elect Gerard H. Sweeney | Management | For | For |
| 1.4 | Elect Wyche Fowler | Management | For | For |
| 1.5 | Elect Michael J. Joyce | Management | For | For |
| 1.6 | Elect Charles P. Pizzi | Management | For | For |
| 1.7 | Elect James C. Diggs | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
Meeting Date: APR 08, 2014
Record Date: FEB 14, 2014
Meeting Type: ANNUAL | Ticker: BRCD
Security ID: 111621306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Judy Bruner | Management | For | For |
| 2 | Elect Lloyd Carney | Management | For | For |
| 3 | Elect Renato A. DiPentima | Management | For | For |
| 4 | Elect Alan L. Earhart | Management | For | For |
| 5 | Elect John W. Gerdelman | Management | For | For |
| 6 | Elect David L. House | Management | For | For |
| 7 | Elect L. William Krause | Management | For | For |
| 8 | Elect David E. Roberson | Management | For | For |
| 9 | Elect Sanjay Vaswani | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
| |
|---|
BUNGE LTD.
Meeting Date: MAY 23, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: BG
Security ID: G16962105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Amendment to the 2009 Equity Incentive Plan | Management | For | For |
| |
|---|
BUNGE LTD.
Meeting Date: MAY 23, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: BG
Security ID: G16962105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ernest G. Bachrach | Management | For | For |
| 2 | Elect Enrique H. Boilini | Management | For | For |
| 3 | Elect Carol M. Browner | Management | For | For |
| |
|---|
CA INC
Meeting Date: JUL 31, 2013
Record Date: JUN 06, 2013
Meeting Type: ANNUAL | Ticker: CA
Security ID: 12673P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jens Alder | Management | For | For |
| 2 | Elect Raymond J. Bromark | Management | For | For |
| 3 | Elect Gary J. Fernandes | Management | For | For |
| 4 | Elect Michael Gregoire | Management | For | For |
| 5 | Elect Rohit Kapoor | Management | For | For |
| 6 | Elect Kay Koplovitz | Management | For | For |
| 7 | Elect Christopher B. Lofgren | Management | For | For |
| 8 | Elect Richard Sulpizio | Management | For | For |
| 9 | Elect Laura S. Unger | Management | For | For |
| 10 | Elect Arthur F. Weinbach | Management | For | For |
| 11 | Elect Ron Zambonini | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Adoption of Stockholder Protection Rights Agreement | Management | For | Against |
| |
|---|
CARDINAL HEALTH, INC.
Meeting Date: NOV 06, 2013
Record Date: SEP 09, 2013
Meeting Type: ANNUAL | Ticker: CAH
Security ID: 14149Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Colleen F. Arnold | Management | For | For |
| 2 | Elect George S. Barrett | Management | For | For |
| 3 | Elect Glenn A. Britt | Management | For | For |
| 4 | Elect Carrie S. Cox | Management | For | For |
| 5 | Elect Calvin Darden | Management | For | For |
| 6 | Elect Bruce L. Downey | Management | For | For |
| 7 | Elect John F. Finn | Management | For | For |
| 8 | Elect Patricia A. Hemingway Hall | Management | For | For |
| 9 | Elect Clayton M. Jones | Management | For | For |
| 10 | Elect Gregory B. Kenny | Management | For | For |
| 11 | Elect David P. King | Management | For | For |
| 12 | Elect Richard C. Notebaert | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures | Shareholder | Against | Abstain |
| |
|---|
CBL& ASSOCIATES PROPERTIES, INC.
Meeting Date: MAY 05, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: CBL
Security ID: 124830100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Charles B. Lebovitz | Management | For | For |
| 1.2 | Elect Stephen D. Lebovitz | Management | For | For |
| 1.3 | Elect Gary L. Bryenton | Management | For | For |
| 1.4 | Elect A. Larry Chapman | Management | For | For |
| 1.5 | Elect Thomas J. DeRosa | Management | For | For |
| 1.6 | Elect Matthew S. Dominski | Management | For | For |
| 1.7 | Elect Gary J. Nay | Management | For | For |
| 1.8 | Elect Kathleen M. Nelson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
CF INDUSTRIES HOLDINGS INC
Meeting Date: MAY 14, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: CF
Security ID: 125269100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert C. Arzbaecher | Management | For | For |
| 2 | Elect William Davisson | Management | For | For |
| 3 | Elect Stephen J. Hagge | Management | For | For |
| 4 | Elect Robert G. Kuhbach | Management | For | For |
| 5 | Elect Edward A. Schmitt | Management | For | For |
| 6 | Elimination of Supermajority Voting Provisions Regarding Removal of Directors | Management | For | For |
| 7 | Elimination of Supermajority Voting Provisions Regarding Amendments to Bylaws | Management | For | For |
| 8 | Elimination of Supermajority Voting Provisions Regarding Amendments to the Certificate of Incorporation | Management | For | For |
| 9 | Right to Call a Special Meeting | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | 2014 Equity and Incentive Plan | Management | For | Against |
| 12 | Ratification of Auditor | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORP.
Meeting Date: JUN 13, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: CHK
Security ID: 165167107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Vincent J. Intrieri | Management | For | For |
| 2 | Elect Robert D. Lawler | Management | For | For |
| 3 | Elect John J. Lipinski | Management | For | Against |
| 4 | Elect Frederic M. Poses | Management | For | For |
| 5 | Elect Archie W. Dunham | Management | For | For |
| 6 | Elect R. Brad Martin | Management | For | Against |
| 7 | Elect Louis A. Raspino | Management | For | For |
| 8 | Elect Merrill A. Miller, Jr. | Management | For | Against |
| 9 | Elect Thomas L. Ryan | Management | For | For |
| 10 | Repeal of Classified Board | Management | For | For |
| 11 | Change in Board Size | Management | For | For |
| 12 | Proxy Access | Management | For | For |
| 13 | Elimination of Supermajority Requirement | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | 2014 Long Term Incentive Plan | Management | For | Against |
| 16 | Ratification of Auditor | Management | For | For |
| |
|---|
CIGNA CORP.
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: CI
Security ID: 125509109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Eric J. Foss | Management | For | For |
| 2 | Elect Roman Martinez IV | Management | For | For |
| 3 | Elect William D. Zollars | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
CIMAREX ENERGY CO.
Meeting Date: MAY 15, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: XEC
Security ID: 171798101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David A. Hentschel | Management | For | For |
| 2 | Elect Thomas E. Jorden | Management | For | For |
| 3 | Elect Floyd R. Price | Management | For | For |
| 4 | Elect L. Paul Teague | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | 2014 Equity Incentive Plan | Management | For | Against |
| 7 | Ratification of Auditor | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
Meeting Date: MAY 16, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: CMS
Security ID: 125896100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jon E. Barfield | Management | For | For |
| 2 | Elect Kurt L. Darrow | Management | For | For |
| 3 | Elect Stephen E. Ewing | Management | For | For |
| 4 | Elect Richard M. Gabrys | Management | For | For |
| 5 | Elect William D. Harvey | Management | For | For |
| 6 | Elect David W. Joos | Management | For | For |
| 7 | Elect Philip R. Lochner, Jr. | Management | For | For |
| 8 | Elect John G. Russell | Management | For | For |
| 9 | Elect Kenneth L. Way | Management | For | For |
| 10 | Elect Laura H. Wright | Management | For | For |
| 11 | Elect John B. Yasinsky | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Approve Amended Performance Incentive Stock Plan | Management | For | For |
| 15 | Amendment to the Incentive Compensation Plan | Management | For | For |
| |
|---|
CNA FINANCIAL CORP.
Meeting Date: APR 23, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: CNA
Security ID: 126117100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Paul J. Liska | Management | For | For |
| 1.2 | Elect Jose O. Montemayor | Management | For | For |
| 1.3 | Elect Thomas F. Motamed | Management | For | For |
| 1.4 | Elect Don M. Randel | Management | For | For |
| 1.5 | Elect Joseph Rosenberg | Management | For | For |
| 1.6 | Elect Andrew H. Tisch | Management | For | Withhold |
| 1.7 | Elect James S. Tisch | Management | For | Withhold |
| 1.8 | Elect Marvin Zonis | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
CNH GLOBAL NV
Meeting Date: JUL 23, 2013
Record Date: JUN 25, 2013
Meeting Type: SPECIAL | Ticker: CNH
Security ID: N20935206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| |
|---|
COMERICA, INC.
Meeting Date: APR 22, 2014
Record Date: FEB 21, 2014
Meeting Type: ANNUAL | Ticker: CMA
Security ID: 200340107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ralph W. Babb, Jr. | Management | For | For |
| 2 | Elect Roger A. Cregg | Management | For | For |
| 3 | Elect T. Kevin DeNicola | Management | For | For |
| 4 | Elect Jacqueline P. Kane | Management | For | For |
| 5 | Elect Richard G. Lindner | Management | For | For |
| 6 | Elect Alfred A. Piergallini | Management | For | For |
| 7 | Elect Robert S. Taubman | Management | For | For |
| 8 | Elect Reginald M. Turner | Management | For | For |
| 9 | Elect Nina G. Vaca | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
COMMERCE BANCSHARES, INC.
Meeting Date: APR 16, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: CBSH
Security ID: 200525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John R. Capps | Management | For | For |
| 1.2 | Elect W. Thomas Grant, II | Management | For | For |
| 1.3 | Elect James B. Hebenstreit | Management | For | For |
| 1.4 | Elect David W. Kemper | Management | For | For |
| |
|---|
COMMERCE BANCSHARES, INC.
Meeting Date: APR 16, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: CBSH
Security ID: 200525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Increase of Authorized Common Stock | Management | For | For |
| |
|---|
COMPUTER SCIENCES CORP.
Meeting Date: AUG 13, 2013
Record Date: JUN 17, 2013
Meeting Type: ANNUAL | Ticker: CSC
Security ID: 205363104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David J. Barram | Management | For | For |
| 2 | Elect Erik Brynjolfsson | Management | For | For |
| 3 | Elect Rodney F. Chase | Management | For | For |
| 4 | Elect Judith R. Haberkorn | Management | For | For |
| 5 | Elect Nancy Killefer | Management | For | For |
| 6 | Elect J. Michael Lawrie | Management | For | For |
| 7 | Elect Brian P. MacDonald | Management | For | For |
| 8 | Elect Chong Sup Park | Management | For | For |
| 9 | Elect Lawrence A. Zimmerman | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Amendment to the 2010 Non-Employee Director Incentive Plan | Management | For | For |
| 12 | Amendment to the 2011 Omnibus Incentive Plan | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
CORELOGIC INC
Meeting Date: JUL 30, 2013
Record Date: JUN 04, 2013
Meeting Type: ANNUAL | Ticker: CLGX
Security ID: 21871D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect J. David Chatham | Management | For | For |
| 2 | Elect Douglas C. Curling | Management | For | For |
| 3 | Elect John C. Dorman | Management | For | For |
| 4 | Elect Paul F. Folino | Management | For | For |
| 5 | Elect Anand Nallathambi | Management | For | For |
| 6 | Elect Thomas C. O'Brien | Management | For | For |
| 7 | Elect Jaynie M. Studenmund | Management | For | For |
| 8 | Elect D. Van Skilling | Management | For | For |
| 9 | Elect David F. Walker | Management | For | For |
| 10 | Elect Mary Lee Widener | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| |
|---|
DARDEN RESTAURANTS, INC.
Meeting Date: SEP 18, 2013
Record Date: JUL 22, 2013
Meeting Type: ANNUAL | Ticker: DRI
Security ID: 237194105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael W. Barnes | Management | For | For |
| 1.2 | Elect Leonard L. Berry | Management | For | For |
| 1.3 | Elect Christopher J. Fraleigh | Management | For | For |
| 1.4 | Elect Victoria D. Harker | Management | For | For |
| 1.5 | Elect David H. Hughes | Management | For | For |
| 1.6 | Elect Charles A. Ledsinger, Jr. | Management | For | For |
| 1.7 | Elect William M. Lewis, Jr. | Management | For | For |
| 1.8 | Elect Connie Mack III | Management | For | For |
| 1.9 | Elect Andrew H. Madsen | Management | For | For |
| 1.1 | Elect Clarence Otis, Jr. | Management | For | For |
| 1.11 | Elect Michael D. Rose | Management | For | For |
| 1.12 | Elect Maria A. Sastre | Management | For | For |
| 1.13 | Elect William S. Simon | Management | For | For |
| 2 | Amendment to the 2002 Stock Incentive Plan | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Abstain |
| 8 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| 9 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Abstain |
| |
|---|
DAVITA HEALTHCARE PARTNERS INC
Meeting Date: JUN 17, 2014
Record Date: APR 24, 2014
Meeting Type: ANNUAL | Ticker: DVA
Security ID: 23918K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Pamela M. Arway | Management | For | For |
| 2 | Elect Charles G. Berg | Management | For | For |
| 3 | Elect Carol Anthony Davidson | Management | For | For |
| 4 | Elect Paul J. Diaz | Management | For | For |
| 5 | Elect Peter T. Grauer | Management | For | For |
| 6 | Elect Robert J. Margolis | Management | For | For |
| 7 | Elect John M. Nehra | Management | For | For |
| 8 | Elect William L. Roper | Management | For | For |
| 9 | Elect Kent J. Thiry | Management | For | For |
| 10 | Elect Roger J. Valine | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Amendment to the 2011 Incentive Award Plan | Management | For | For |
| 14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
Meeting Date: APR 03, 2014
Record Date: FEB 03, 2014
Meeting Type: ANNUAL | Ticker: DLPH
Security ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gary L. Cowger | Management | For | For |
| 2 | Elect Nicholas M. Donofrio | Management | For | For |
| 3 | Elect Mark P. Frissora | Management | For | For |
| 4 | Elect Rajiv L. Gupta | Management | For | For |
| 5 | Elect John A. Krol | Management | For | For |
| 6 | Elect J. Randall MacDonald | Management | For | For |
| 7 | Elect Sean O. Mahoney | Management | For | For |
| 8 | Elect Rodney O'Neal | Management | For | For |
| 9 | Elect Thomas W. Sidlik | Management | For | For |
| 10 | Elect Bernd Wiedemann | Management | For | For |
| 11 | Elect Lawrence A. Zimmerman | Management | For | For |
| 12 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
Meeting Date: JUN 27, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL | Ticker: DALRQ
Security ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard H. Anderson | Management | For | For |
| 2 | Elect Edward H. Bastian | Management | For | For |
| 3 | Elect Roy J. Bostock | Management | For | For |
| 4 | Elect John S. Brinzo | Management | For | For |
| 5 | Elect Daniel A. Carp | Management | For | For |
| 6 | Elect David G. DeWalt | Management | For | For |
| 7 | Elect William H. Easter III | Management | For | For |
| 8 | Elect Mickey P. Foret | Management | For | For |
| 9 | Elect Shirley C. Franklin | Management | For | For |
| 10 | Elect David R. Goode | Management | For | For |
| 11 | Elect George N. Mattson | Management | For | For |
| 12 | Elect Paula Rosput Reynolds | Management | For | For |
| 13 | Elect Kenneth C. Rogers | Management | For | For |
| 14 | Elect Kenneth B. Woodrow | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Change in Board Size | Management | For | For |
| 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| |
|---|
DENBURY RESOURCES INC
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: DNR
Security ID: 247916208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Wieland F. Wettstein | Management | For | For |
| 1.2 | Elect Michael L. Beatty | Management | For | For |
| 1.3 | Elect Michael B. Decker | Management | For | For |
| 1.4 | Elect John P. Dielwart | Management | For | For |
| 1.5 | Elect Ronald G. Greene | Management | For | For |
| 1.6 | Elect Gregory L. McMichael | Management | For | For |
| 1.7 | Elect Kevin O. Meyers | Management | For | For |
| 1.8 | Elect Phil Rykhoek | Management | For | For |
| 1.9 | Elect Randy Stein | Management | For | For |
| 1.1 | Elect Laura A. Sugg | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
DILLARD`S INC.
Meeting Date: MAY 17, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: DDS
Security ID: 254067101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Frank R. Mori | Management | For | For |
| 2 | Elect Reynie Rutledge | Management | For | For |
| 3 | Elect J.C. Watts, Jr. | Management | For | For |
| 4 | Elect Nick White | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| |
|---|
DOMTAR CORPORATION
Meeting Date: APR 30, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: UFS
Security ID: 257559203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Giannella Alvarez | Management | For | For |
| 2 | Elect Robert E Apple | Management | For | For |
| 3 | Elect Louis P. Gignac | Management | For | For |
| 4 | Elect David J. Illingworth | Management | For | For |
| 5 | Elect Brian M. Levitt | Management | For | For |
| 6 | Elect David G. Maffucci | Management | For | For |
| 7 | Elect Robert J. Steacy | Management | For | For |
| 8 | Elect Pamela B. Strobel | Management | For | For |
| 9 | Elect Denis Turcotte | Management | For | For |
| 10 | Elect John D. Williams | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| 12 | Ratification of Auditor | Management | For | For |
| |
|---|
DOUGLAS EMMETT INC
Meeting Date: MAY 29, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: DEI
Security ID: 25960P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dan A. Emmett | Management | For | Withhold |
| 1.2 | Elect Jordan L. Kaplan | Management | For | Withhold |
| 1.3 | Elect Kenneth M. Panzer | Management | For | Withhold |
| 1.4 | Elect Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Leslie E. Bider | Management | For | For |
| 1.6 | Elect David T. Feinberg | Management | For | For |
| 1.7 | Elect Thomas E. O'Hern | Management | For | For |
| 1.8 | Elect William E. Simon, Jr. | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
DST SYSTEMS INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: DST
Security ID: 233326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Lynn Dorsey Bleil | Management | For | For |
| 1.2 | Elect John W. Clark | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | None | For |
| |
|---|
DTE ENERGY CO.
Meeting Date: MAY 01, 2014
Record Date: MAR 05, 2014
Meeting Type: ANNUAL | Ticker: DTE
Security ID: 233331107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gerard M. Anderson | Management | For | For |
| 1.2 | Elect Lillian Bauder | Management | For | For |
| 1.3 | Elect David A. Brandon | Management | For | For |
| 1.4 | Elect W. Frank Fountain, Jr. | Management | For | For |
| 1.5 | Elect Charles G. McClure, Jr. | Management | For | For |
| 1.6 | Elect Gail J. McGovern | Management | For | For |
| 1.7 | Elect Mark A. Murray | Management | For | For |
| 1.8 | Elect James B. Nicholson | Management | For | For |
| 1.9 | Elect Charles W. Pryor, Jr. | Management | For | For |
| 1.1 | Elect Josue Robles, Jr. | Management | For | For |
| 1.11 | Elect Ruth G. Shaw | Management | For | For |
| 1.12 | Elect David A. Thomas | Management | For | For |
| 1.13 | Elect James H. Vandenberghe | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Long Term Incentive Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Abstain |
| |
|---|
EAST WEST BANCORP, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: EWBC
Security ID: 27579R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Iris S. Chan | Management | For | For |
| 1.2 | Elect Rudolph I. Estrada | Management | For | For |
| 1.3 | Elect Julia S. Gouw | Management | For | For |
| 1.4 | Elect Paul H. Irving | Management | For | For |
| 1.5 | Elect Tak-Chuen Clarence Kwan | Management | For | For |
| 1.6 | Elect John Lee | Management | For | For |
| 1.7 | Elect Herman Y. Li | Management | For | For |
| 1.8 | Elect Jack C. Liu | Management | For | For |
| 1.9 | Elect Dominic Ng | Management | For | For |
| 1.1 | Elect Keith W. Renken | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
EASTMAN CHEMICAL CO
Meeting Date: MAY 01, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: EMN
Security ID: 277432100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Humberto P. Alfonso | Management | For | For |
| 2 | Elect Gary E. Anderson | Management | For | For |
| 3 | Elect Brett D. Begemann | Management | For | For |
| 4 | Elect Michael P. Connors | Management | For | For |
| 5 | Elect Mark J. Costa | Management | For | For |
| 6 | Elect Stephen R. Demeritt | Management | For | For |
| 7 | Elect Robert M. Hernandez | Management | For | For |
| 8 | Elect Julie F. Holder | Management | For | For |
| 9 | Elect Renee J. Hornbaker | Management | For | For |
| 10 | Elect Lewis M. Kling | Management | For | For |
| 11 | Elect David W. Raisbeck | Management | For | For |
| 12 | Elect James P. Rogers | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| |
|---|
EDISON INTERNATIONAL
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: EIX
Security ID: 281020107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jagjeet S. Bindra | Management | For | For |
| 2 | Elect Vanessa C.L. Chang | Management | For | For |
| 3 | Elect France A. Cordova | Management | For | For |
| 4 | Elect Theodore F. Craver, Jr. | Management | For | For |
| 5 | Elect Bradford M. Freeman | Management | For | For |
| 6 | Elect Luis G. Nogales | Management | For | For |
| 7 | Elect Richard T. Schlosberg, III | Management | For | For |
| 8 | Elect Linda G. Stuntz | Management | For | For |
| 9 | Elect Thomas C. Sutton | Management | For | For |
| 10 | Elect Ellen O. Tauscher | Management | For | For |
| 11 | Elect Peter J. Taylor | Management | For | For |
| 12 | Elect Brett White | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
ENDURANCE SPECIALTY HOLDINGS
Meeting Date: MAY 21, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: ENH
Security ID: G30397106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John T. Baily | Management | For | For |
| 2 | Elect Norman Barham | Management | For | For |
| 3 | Elect Galen R. Barnes | Management | For | For |
| 4 | Elect William H. Bolinder | Management | For | For |
| 5 | Elect John R. Charman | Management | For | For |
| 6 | Elect Susan S. Fleming | Management | For | For |
| 7 | Elect Scott D. Moore | Management | For | For |
| 8 | Elect Robert A. Spass | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
ENTERGY CORP.
Meeting Date: MAY 02, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: ETR
Security ID: 29364G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election of Directors | Management | For | For |
| 2 | Elect Maureen S. Bateman | Management | For | For |
| 3 | Elect Leo P. Denault | Management | For | For |
| 4 | Elect Kirkland H. Donald | Management | For | For |
| 5 | Elect Gary W. Edwards | Management | For | For |
| 6 | Elect Alexis M. Herman | Management | For | For |
| 7 | Elect Donald C. Hintz | Management | For | For |
| 8 | Elect Stuart L. Levenick | Management | For | For |
| 9 | Elect Blanche L. Lincoln | Management | For | For |
| 10 | Elect Stewart C. Myers | Management | For | For |
| 11 | Elect Steven V. Wilkinson | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Decommissioning of Indian Point Nuclear Reactors | Shareholder | Against | Abstain |
| 15 | Shareholder Proposal Regarding Reporting on Nuclear Safety | Shareholder | Against | Abstain |
| |
|---|
EQUITY LIFESTYLE PROPERTIES INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: ELS
Security ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 5 | 2014 Equity Compensation Plan | Management | For | Against |
| 6 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Abstain |
| |
|---|
EQUITY LIFESTYLE PROPERTIES INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: ELS
Security ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Philip C. Calian | Management | For | For |
| 1.2 | Elect David J. Contis | Management | For | For |
| 1.3 | Elect Thomas E. Dobrowski | Management | For | For |
| 1.4 | Elect Thomas P. Heneghan | Management | For | For |
| 1.5 | Elect Marguerite Nader | Management | For | For |
| 1.6 | Elect Sheli Z. Rosenberg | Management | For | For |
| 1.7 | Elect Howard Walker | Management | For | For |
| 1.8 | Elect Gary L. Waterman | Management | For | For |
| 1.9 | Elect William Young | Management | For | For |
| 1.1 | Elect Samuel Zell | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Restricted Stock Awards | Management | For | For |
| |
|---|
EVEREST RE GROUP LTD
Meeting Date: MAY 14, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: RE
Security ID: G3223R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dominic J. Addesso | Management | For | Withhold |
| 1.2 | Elect John J. Amore | Management | For | For |
| 1.3 | Elect John R. Dunne | Management | For | For |
| 1.4 | Elect William F. Galtney, Jr. | Management | For | Withhold |
| 1.5 | Elect Roger M. Singer | Management | For | For |
| 1.6 | Elect Joseph V. Taranto | Management | For | Withhold |
| 1.7 | Elect John A. Weber | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
EXELIS INC
Meeting Date: MAY 07, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: XLS
Security ID: 30162A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Paul J. Kern | Management | For | For |
| 2 | Elect Mark L. Reuss | Management | For | For |
| 3 | Elect Billie I. Williamson | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Repeal of Classified Board | Management | For | For |
| 6 | Right to Call a Special Meeting | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
FIFTH THIRD BANCORP
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: FITB
Security ID: 316773100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Nicholas K. Akins | Management | For | For |
| 2 | Elect B. Evan Bayh III | Management | For | For |
| 3 | Elect Ulysses L. Bridgeman, Jr. | Management | For | For |
| 4 | Elect Emerson L. Brumback | Management | For | For |
| 5 | Elect James P. Hackett | Management | For | For |
| 6 | Elect Gary R. Heminger | Management | For | For |
| 7 | Elect Jewell D. Hoover | Management | For | For |
| 8 | Elect Kevin T. Kabat | Management | For | For |
| 9 | Elect Mitchel D. Livingston | Management | For | For |
| 10 | Elect Michael B. McCallister | Management | For | For |
| 11 | Elect Hendrick G. Meijer | Management | For | For |
| 12 | Elect Marsha C. Williams | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | 2014 Incentive Compensation Plan | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| |
|---|
FIRST CITIZENS BANCSHARES, INC (NC)
Meeting Date: APR 29, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: FCNCA
Security ID: 31946M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Victor E. Bell III | Management | For | For |
| 1.3 | Elect Hope H. Bryant | Management | For | For |
| 1.4 | Elect Hubert M. Craig III | Management | For | For |
| 1.5 | Elect H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Lucius S. Jones | Management | For | For |
| 1.9 | Elect Robert E. Mason IV | Management | For | For |
| 1.1 | Elect Robert T. Newcomb | Management | For | For |
| 1.11 | Elect James M. Parker | Management | For | For |
| 1.12 | Elect Ralph K. Shelton | Management | For | For |
| 2 | Authorization of Preferred Stock | Management | For | Against |
| 3 | Approval of the Long-Term Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| |
|---|
FIRST NIAGARA FINANCIAL GROUP INC
Meeting Date: APR 30, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: FNFG
Security ID: 33582V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Thomas E. Baker | Management | For | For |
| 1.2 | Elect James R. Boldt | Management | For | For |
| 1.3 | Elect G. Thomas Bowers | Management | For | For |
| 1.4 | Elect Roxanne J. Coady | Management | For | For |
| 1.5 | Elect Gary M. Crosby | Management | For | For |
| 1.6 | Elect Carl A. Florio | Management | For | For |
| 1.7 | Elect Carlton L. Highsmith | Management | For | For |
| 1.8 | Elect George M. Philip | Management | For | For |
| 1.9 | Elect Peter B. Robinson | Management | For | For |
| 1.1 | Elect Nathaniel D. Woodson | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the 2012 Equity Incentive Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
FIRST REPUBLIC BANK
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: FRC
Security ID: 33616C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James H. Herbert, II | Management | For | For |
| 1.2 | Elect Katherine August-deWilde | Management | For | For |
| 1.3 | Elect Thomas J. Barrack, Jr. | Management | For | For |
| 1.4 | Elect Frank J. Fahrenkopf, Jr. | Management | For | For |
| 1.5 | Elect William E. Ford | Management | For | For |
| 1.6 | Elect L.Martin Gibbs | Management | For | For |
| 1.7 | Elect Sandra R. Hernandez | Management | For | For |
| 1.8 | Elect Pamela Joyner | Management | For | For |
| 1.9 | Elect Reynold Levy | Management | For | For |
| 1.1 | Elect Jody S. Lindell | Management | For | For |
| 1.11 | Elect George G. C. Parker | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: FE
Security ID: 337932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Paul T. Addison | Management | For | For |
| 1.2 | Elect Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Michael J. Anderson | Management | For | For |
| 1.4 | Elect William T. Cottle | Management | For | For |
| 1.5 | Elect Robert B. Heisler, Jr. | Management | For | Withhold |
| 1.6 | Elect Julia L. Johnson | Management | For | For |
| 1.7 | Elect Ted J. Kleisner | Management | For | Withhold |
| 1.8 | Elect Donald T. Misheff | Management | For | For |
| 1.9 | Elect Ernest J. Novak, Jr. | Management | For | For |
| 1.1 | Elect Christopher D. Pappas | Management | For | Withhold |
| 1.11 | Elect Catherine A. Rein | Management | For | Withhold |
| 1.12 | Elect Luis A. Reyes | Management | For | For |
| 1.13 | Elect George M. Smart | Management | For | For |
| 1.14 | Elect Wesley M. Taylor | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: FE
Security ID: 337932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| |
|---|
FOOT LOCKER INC
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: FL
Security ID: 344849104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Nicholas DiPaolo | Management | For | For |
| 2 | Elect Matthew M. McKenna | Management | For | For |
| 3 | Elect Steven Oakland | Management | For | For |
| 4 | Elect Cheryl N. Turpin | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Repeal of Classified Board | Management | For | For |
| 7 | Amendment to the 2007 Stock Incentive Plan | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
FRONTIER COMMUNICATIONS CORP
Meeting Date: MAY 14, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: FTR
Security ID: 35906A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Leroy T. Barnes, Jr. | Management | For | For |
| 1.2 | Elect Peter C. B. Bynoe | Management | For | For |
| 1.3 | Elect Edward Fraioli | Management | For | For |
| 1.4 | Elect Daniel J. McCarthy | Management | For | For |
| 1.5 | Elect Pamela D.A. Reeve | Management | For | For |
| 1.6 | Elect Virginia P. Ruesterholz | Management | For | For |
| 1.7 | Elect Howard L. Schrott | Management | For | For |
| 1.8 | Elect Larraine D. Segil | Management | For | For |
| 1.9 | Elect Mark S. Shapiro | Management | For | For |
| 1.1 | Elect Myron A. Wick, III | Management | For | For |
| 1.11 | Elect Mary Agnes Wilderotter | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
FULTON FINANCIAL CORP.
Meeting Date: MAY 08, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: FULT
Security ID: 360271100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John M. Bond, Jr. | Management | For | For |
| 2 | Elect Craig A. Dally | Management | For | For |
| 3 | Elect Denise L. Devine | Management | For | For |
| 4 | Elect Patrick J. Freer | Management | For | For |
| 5 | Elect George W. Hodges | Management | For | For |
| 6 | Elect Albert Morrison, III | Management | For | For |
| 7 | Elect R. Scott Smith, Jr. | Management | For | For |
| 8 | Elect Gary A. Stewart | Management | For | For |
| 9 | Elect Ernest J. Waters | Management | For | For |
| 10 | Elect E. Philip Wenger | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
GANNETT CO., INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: GCI
Security ID: 364730101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John E. Cody | Management | For | For |
| 2 | Elect Howard D Elias | Management | For | For |
| 3 | Elect John J. Louis | Management | For | For |
| 4 | Elect Marjorie Magner | Management | For | For |
| 5 | Elect Gracia C. Martore | Management | For | For |
| 6 | Elect Scott K McCune | Management | For | For |
| 7 | Elect Susan Ness | Management | For | For |
| 8 | Elect Tony A. Prophet | Management | For | For |
| 9 | Elect Neal Shapiro | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| |
|---|
GATX CORP.
Meeting Date: APR 25, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: GMT
Security ID: 361448103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Anne L. Arvia | Management | For | For |
| 2 | Elect Ernst A. Haberli | Management | For | For |
| 3 | Elect Brian A. Kenney | Management | For | For |
| 4 | Elect James B. Ream | Management | For | For |
| 5 | Elect Robert J. Ritchie | Management | For | For |
| 6 | Elect David S. Sutherland | Management | For | For |
| 7 | Elect Casey J. Sylla | Management | For | For |
| 8 | Elect Paul G. Yovovich | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
GOODYEAR TIRE & RUBBER CO.
Meeting Date: APR 14, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: GT
Security ID: 382550101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William J. Conaty | Management | For | For |
| 2 | Elect James A. Firestone | Management | For | For |
| 3 | Elect Werner Geissler | Management | For | For |
| 4 | Elect Peter S. Hellman | Management | For | For |
| 5 | Elect Richard J. Kramer | Management | For | For |
| 6 | Elect W. Alan McCollough | Management | For | For |
| 7 | Elect John E. McGlade | Management | For | For |
| 8 | Elect Michael J. Morell | Management | For | For |
| 9 | Elect Roderick A. Palmore | Management | For | For |
| 10 | Elect Stephanie A. Streeter | Management | For | For |
| 11 | Elect Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Michael R. Wessel | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
GREAT PLAINS ENERGY INC.
Meeting Date: MAY 06, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: GXP
Security ID: 391164100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Terry Bassham | Management | For | For |
| 1.2 | Elect David L. Bodde | Management | For | For |
| 1.3 | Elect Randall C. Ferguson, Jr. | Management | For | For |
| 1.4 | Elect Gary D. Forsee | Management | For | For |
| 1.5 | Elect Thomas D. Hyde | Management | For | For |
| 1.6 | Elect James A. Mitchell | Management | For | For |
| 1.7 | Elect Ann D. Murtlow | Management | For | For |
| 1.8 | Elect John J. Sherman | Management | For | For |
| 1.9 | Elect Linda H. Talbott | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to Articles to Provide for Director Indemnification | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
GUESS INC.
Meeting Date: JUN 26, 2014
Record Date: MAY 07, 2014
Meeting Type: ANNUAL | Ticker: GES
Security ID: 401617105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Kay Isaacson-Leibowitz | Management | For | For |
| 1.2 | Elect Maurice Marciano | Management | For | For |
| 1.3 | Elect Alex Yemenidjian | Management | For | For |
| 2 | Amendment to the 2004 Equity Incentive Plan | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
HANOVER INSURANCE GROUP INC
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: THG
Security ID: 410867105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Elect Richard H. Booth | Management | For | For |
| 3 | Elect Karen C. Francis | Management | For | For |
| 4 | Elect David J. Gallitano | Management | For | For |
| 5 | Elect Wendell J. Knox | Management | For | For |
| 6 | Elect Robert J. Murray | Management | For | For |
| 7 | 2014 Long-Term Incentive Plan | Management | For | Against |
| 8 | Chaucer Share Incentive Plan | Management | For | Against |
| 9 | 2014 Employee Stock Purchase Plan | Management | For | For |
| 10 | 2014 Executive Short-Term Incentive Plan | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| |
|---|
HANOVER INSURANCE GROUP INC
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: THG
Security ID: 410867105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Michael P. Angelini | Management | For | For |
| |
|---|
HARRIS CORP.
Meeting Date: OCT 25, 2013
Record Date: AUG 30, 2013
Meeting Type: ANNUAL | Ticker: HRS
Security ID: 413875105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William M. Brown | Management | For | For |
| 2 | Elect Peter W. Chiarelli | Management | For | For |
| 3 | Elect Thomas A. Dattilo | Management | For | For |
| 4 | Elect Terry D. Growcock | Management | For | For |
| 5 | Elect Lewis Hay, III | Management | For | For |
| 6 | Elect Vyomesh Joshi | Management | For | For |
| 7 | Elect Karen Katen | Management | For | For |
| 8 | Elect Stephen P. Kaufman | Management | For | For |
| 9 | Elect Leslie F. Kenne | Management | For | For |
| 10 | Elect David B. Rickard | Management | For | For |
| 11 | Elect James C. Stoffel | Management | For | For |
| 12 | Elect Gregory T. Swienton | Management | For | For |
| 13 | Elect Hansel E. Tookes II | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| |
|---|
HCA HOLDINGS, INC.
Meeting Date: APR 23, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: HCA
Security ID: 40412C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard M. Bracken | Management | For | Withhold |
| 1.2 | Elect R. Milton Johnson | Management | For | Withhold |
| 1.3 | Elect Robert J. Dennis | Management | For | For |
| 1.4 | Elect Nancy-Ann DeParle | Management | For | For |
| 1.5 | Elect Thomas F. Frist III | Management | For | Withhold |
| 1.6 | Elect William R. Frist | Management | For | Withhold |
| 1.7 | Elect Ann H. Lamont | Management | For | For |
| 1.8 | Elect Jay O. Light | Management | For | For |
| 1.9 | Elect Geoffrey G. Meyers | Management | For | For |
| 1.1 | Elect Michael W. Michelson | Management | For | Withhold |
| 1.11 | Elect Stephen G. Pagliuca | Management | For | Withhold |
| 1.12 | Elect Wayne J. Riley | Management | For | For |
| 1.13 | Elect John W. Rowe | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HCC INSURANCE HOLDINGS, INC.
Meeting Date: MAY 21, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: HCC
Security ID: 404132102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Emmanuel T. Ballases | Management | For | For |
| 1.2 | Elect Frank J. Bramanti | Management | For | For |
| 1.3 | Elect Walter M. Duer | Management | For | For |
| 1.4 | Elect James C. Flagg | Management | For | For |
| 1.5 | Elect Thomas Hamilton | Management | For | For |
| 1.6 | Elect John N. Molbeck, Jr. | Management | For | For |
| 1.7 | Elect Susan Rivera | Management | For | For |
| 1.8 | Elect Hans D. Rohlf | Management | For | For |
| 1.9 | Elect Robert A. Rosholt | Management | For | For |
| 1.1 | Elect J. Mikesell Thomas | Management | For | For |
| 1.11 | Elect Christopher J. B. Williams | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
HCP INC
Meeting Date: MAY 01, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: HCP
Security ID: 40414L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Brian G. Cartwright | Management | For | For |
| 2 | Elect Christine N. Garvey | Management | For | For |
| 3 | Elect David B. Henry | Management | For | For |
| 4 | Elect Lauralee E. Martin | Management | For | For |
| 5 | Elect Michael D. McKee | Management | For | For |
| 6 | Elect Peter L. Rhein | Management | For | For |
| 7 | Elect Joseph P. Sullivan | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | 2014 Performance Incentive Plan | Management | For | Against |
| |
|---|
HELMERICH & PAYNE, INC.
Meeting Date: MAR 05, 2014
Record Date: JAN 10, 2014
Meeting Type: ANNUAL | Ticker: HP
Security ID: 423452101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Hans Helmerich | Management | For | For |
| 2 | Elect John W. Lindsay | Management | For | For |
| 3 | Elect Paula Marshall | Management | For | For |
| 4 | Elect Randy A. Foutch | Management | For | For |
| 5 | Elect John D. Zeglis | Management | For | For |
| 6 | Elect William L. Armstrong | Management | For | For |
| 7 | Elect Thomas A. Petrie | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HERBALIFE LTD
Meeting Date: APR 29, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: HLF
Security ID: G4412G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael O. Johnson | Management | For | Withhold |
| 1.2 | Elect John Tartol | Management | For | Withhold |
| 1.3 | Elect Hunter C. Gary | Management | For | Withhold |
| 1.4 | Elect Jesse A. Lynn | Management | For | Withhold |
| 1.5 | Elect James L. Nelson | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | 2014 Stock Incentive Plan | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
HILL-ROM HOLDINGS INC
Meeting Date: MAR 07, 2014
Record Date: DEC 31, 2013
Meeting Type: ANNUAL | Ticker: HRC
Security ID: 431475102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Rolf A. Classon | Management | For | For |
| 1.2 | Elect William G. Dempsey | Management | For | For |
| 1.3 | Elect James R. Giertz | Management | For | For |
| 1.4 | Elect Charles E. Golden | Management | For | For |
| 1.5 | Elect John J. Greisch | Management | For | For |
| 1.6 | Elect William H. Kucheman | Management | For | For |
| 1.7 | Elect Ronald A. Malone | Management | For | For |
| 1.8 | Elect Eduardo R. Menasce | Management | For | For |
| 1.9 | Elect Joanne C. Smith | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
HILLSHIRE BRANDS CO
Meeting Date: OCT 24, 2013
Record Date: SEP 03, 2013
Meeting Type: ANNUAL | Ticker: HSH
Security ID: 432589109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Todd Becker | Management | For | For |
| 2 | Elect Christopher B. Begley | Management | For | For |
| 3 | Elect Ellen L. Brothers | Management | For | For |
| 4 | Elect Sean M. Connolly | Management | For | For |
| 5 | Elect Laurette T. Koellner | Management | For | For |
| 6 | Elect Craig P. Omtvedt | Management | For | For |
| 7 | Elect Ian Prosser | Management | For | For |
| 8 | Elect Jonathan P. Ward | Management | For | For |
| 9 | Elect James D. White | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HOLLYFRONTIER CORP
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: HFC
Security ID: 436106108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Douglas Y. Bech | Management | For | For |
| 2 | Elect Leldon E. Echols | Management | For | For |
| 3 | Elect R. Kevin Hardage | Management | For | For |
| 4 | Elect Michael C. Jennings | Management | For | For |
| 5 | Elect Robert J. Kostelnik | Management | For | For |
| 6 | Elect James H. Lee | Management | For | For |
| 7 | Elect Franklin Myers | Management | For | For |
| 8 | Elect Michael E. Rose | Management | For | For |
| 9 | Elect Tommy A. Valenta | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Abstain |
| |
|---|
HOSPITALITY PROPERTIES TRUST
Meeting Date: JUN 10, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: HPT
Security ID: 44106M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John L. Harrington | Management | For | For |
| 2 | Elect Barry M. Portnoy | Management | For | Against |
| 3 | Repeal of Classified Board | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Shareholder Proposal Regarding Opt Out of Maryland's Unsolicited Takeover Act | Shareholder | None | Abstain |
| |
|---|
HOST HOTELS & RESORTS INC
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: HST
Security ID: 44107P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mary L. Baglivo | Management | For | For |
| 2 | Elect Sheila C. Bair | Management | For | For |
| 3 | Elect Terence C. Golden | Management | For | For |
| 4 | Elect Ann McLaughlin Korologos | Management | For | For |
| 5 | Elect Richard E. Marriott | Management | For | For |
| 6 | Elect John B. Morse, Jr. | Management | For | For |
| 7 | Elect Walt Rakowich | Management | For | For |
| 8 | Elect Gordon H. Smith | Management | For | For |
| 9 | Elect W. Edward Walter | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HUMANA INC.
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: HUM
Security ID: 444859102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Kurt J. Hilzinger | Management | For | For |
| 2 | Elect Bruce D. Broussard | Management | For | For |
| 3 | Elect Frank A. D'Amelio | Management | For | For |
| 4 | Elect W. Roy Dunbar | Management | For | For |
| 5 | Elect David A. Jones Jr. | Management | For | For |
| |
|---|
HUMANA INC.
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: HUM
Security ID: 444859102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 6 | Elect William J. McDonald | Management | For | For |
| 7 | Elect William E. Mitchell | Management | For | For |
| 8 | Elect David B. Nash | Management | For | For |
| 9 | Elect James J. O'Brien | Management | For | For |
| 10 | Elect Marissa T. Peterson | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Abstain |
| |
|---|
HUNTINGTON BANCSHARES, INC.
Meeting Date: APR 17, 2014
Record Date: FEB 12, 2014
Meeting Type: ANNUAL | Ticker: HBAN
Security ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Don M. Casto III | Management | For | For |
| 1.2 | Elect Ann B. Crane | Management | For | For |
| 1.3 | Elect Steven G. Elliott | Management | For | For |
| 1.4 | Elect Michael J. Endres | Management | For | For |
| 1.5 | Elect John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Peter J. Kight | Management | For | For |
| 1.7 | Elect Jonathan A. Levy | Management | For | For |
| 1.8 | Elect Richard W. Neu | Management | For | For |
| 1.9 | Elect David L. Porteous | Management | For | For |
| 1.1 | Elect Kathleen H. Ransier | Management | For | For |
| 1.11 | Elect Stephen D. Steinour | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
INGRAM MICRO INC.
Meeting Date: JUN 04, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: IM
Security ID: 457153104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Howard I. Atkins | Management | For | Against |
| 2 | Elect Leslie S. Heisz | Management | For | For |
| 3 | Elect John R. Ingram | Management | For | Against |
| 4 | Elect Dale R. Laurance | Management | For | For |
| 5 | Elect Linda Fayne Levinson | Management | For | Against |
| 6 | Elect Scott A. McGregor | Management | For | For |
| 7 | Elect Alain Monie | Management | For | For |
| 8 | Elect Wade Oosterman | Management | For | For |
| 9 | Elect Joe B. Wyatt | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | Against |
| 11 | Ratification of Auditor | Management | For | For |
| |
|---|
INTEGRYS ENERGY GROUP INC
Meeting Date: MAY 15, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: TEG
Security ID: 45822P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect William J. Brodsky | Management | For | For |
| 1.2 | Elect Albert J. Budney, Jr. | Management | For | For |
| 1.3 | Elect Ellen Carnahan | Management | For | For |
| 1.4 | Elect Michelle L. Collins | Management | For | For |
| 1.5 | Elect Kathryn M. Hasselblad-Pascale | Management | For | For |
| 1.6 | Elect John W. Higgins | Management | For | For |
| 1.7 | Elect Paul W. Jones | Management | For | For |
| 1.8 | Elect Holly K. Koeppel | Management | For | For |
| 1.9 | Elect Michael E. Lavin | Management | For | For |
| 1.1 | Elect William F. Protz, Jr. | Management | For | For |
| 1.11 | Elect Charles A. Schrock | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | 2014 Omnibus Incentive Compensation Plan | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
J.M. SMUCKER CO.
Meeting Date: AUG 14, 2013
Record Date: JUN 17, 2013
Meeting Type: ANNUAL | Ticker: SJMA
Security ID: 832696405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Kathryn W. Dindo | Management | For | For |
| 2 | Elect Robert B. Heisler, Jr. | Management | For | For |
| 3 | Elect Richard K. Smucker | Management | For | Against |
| 4 | Elect Paul Smucker Wagstaff | Management | For | Against |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Increase of Authorized Common Stock | Management | For | For |
| 8 | Repeal of Classified Board | Management | For | For |
| |
|---|
JABIL CIRCUIT, INC.
Meeting Date: JAN 23, 2014
Record Date: NOV 25, 2013
Meeting Type: ANNUAL | Ticker: JBL
Security ID: 466313103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Martha F. Brooks | Management | For | For |
| 1.2 | Elect Mel S. Lavitt | Management | For | For |
| 1.3 | Elect Timothy L. Main | Management | For | For |
| 1.4 | Elect Mark T. Mondello | Management | For | For |
| 1.5 | Elect Lawrence J. Murphy | Management | For | For |
| 1.6 | Elect Frank A. Newman | Management | For | For |
| 1.7 | Elect Steven A. Raymund | Management | For | For |
| 1.8 | Elect Thomas A. Sansone | Management | For | For |
| 1.9 | Elect David M. Stout | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Transaction of Other Business | Management | For | Abstain |
| |
|---|
JACOBS ENGINEERING GROUP, INC.
Meeting Date: JAN 23, 2014
Record Date: DEC 02, 2013
Meeting Type: ANNUAL | Ticker: JEC
Security ID: 469814107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Juan Jose Suarez Coppel | Management | For | For |
| 2 | Elect John F. Coyne | Management | For | For |
| 3 | Elect Linda Fayne Levinson | Management | For | For |
| 4 | Elect Craig L. Martin | Management | For | For |
| 5 | Elect Chris M.T. Thompson | Management | For | For |
| 6 | Amendment to the 1999 Stock Incentive Plan | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| 9 | Repeal of Classified Board | Management | For | For |
| |
|---|
KEMPER CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: KMPR
Security ID: 488401100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James E. Annable | Management | For | For |
| 2 | Elect Douglas G. Geoga | Management | For | For |
| 3 | Elect Julie M. Howard | Management | For | For |
| 4 | Elect Robert J. Joyce | Management | For | For |
| 5 | Elect Wayne Kauth | Management | For | For |
| 6 | Elect Christopher B. Sarofim | Management | For | For |
| 7 | Elect Donald G. Southwell | Management | For | For |
| 8 | Elect David P. Storch | Management | For | For |
| 9 | Elect Richard C. Vie | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Executive Performance Plan | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
KEYCORP
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: KEY
Security ID: 493267108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph A. Carrabba | Management | For | For |
| 1.2 | Elect Charles P. Cooley | Management | For | For |
| 1.3 | Elect Alexander M. Cutler | Management | For | For |
| 1.4 | Elect H. James Dallas | Management | For | For |
| 1.5 | Elect Elizabeth R. Gile | Management | For | For |
| 1.6 | Elect Ruth Ann M. Gillis | Management | For | For |
| 1.7 | Elect William G. Gisel, Jr. | Management | For | For |
| 1.8 | Elect Richard J. Hipple | Management | For | For |
| 1.9 | Elect Kristen L. Manos | Management | For | For |
| 1.1 | Elect Beth E. Mooney | Management | For | For |
| 1.11 | Elect Demos Parneros | Management | For | For |
| 1.12 | Elect Barbara R. Snyder | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
KROGER CO.
Meeting Date: JUN 26, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: KR
Security ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Reuben V. Anderson | Management | For | For |
| 2 | Elect Robert D. Beyer | Management | For | For |
| 3 | Elect David B. Dillon | Management | For | For |
| 4 | Elect Susan J. Kropf | Management | For | For |
| 5 | Elect David B. Lewis | Management | For | For |
| 6 | Elect W. Rodney McMullen | Management | For | For |
| 7 | Elect Jorge P. Montoya | Management | For | For |
| 8 | Elect Clyde R. Moore | Management | For | For |
| 9 | Elect Susan M. Phillips | Management | For | For |
| 10 | Elect Steven R. Rogel | Management | For | For |
| 11 | Elect James A. Runde | Management | For | For |
| 12 | Elect Ronald L. Sargent | Management | For | For |
| 13 | Elect Bobby S. Shackouls | Management | For | For |
| 14 | 2014 Long-Term Incentive and Cash Bonus Plan | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Shareholder Proposal Regarding Human Rights Report | Shareholder | Against | Abstain |
| 18 | Shareholder Proposal Regarding Extended Producer Responsibility | Shareholder | Against | Abstain |
| |
|---|
L-3 COMMUNICATIONS HOLDINGS, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: LLL
Security ID: 502424104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| |
|---|
L-3 COMMUNICATIONS HOLDINGS, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: LLL
Security ID: 502424104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ann E. Dunwoody | Management | For | For |
| 2 | Elect Vincent Pagano, Jr. | Management | For | For |
| 3 | Elect Henry Hugh Shelton | Management | For | For |
| 4 | Elect Michael T. Strianese | Management | For | For |
| |
|---|
LEAR CORP.
Meeting Date: MAY 15, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: LEA
Security ID: 521865204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard H. Bott | Management | For | For |
| 2 | Elect Thomas P. Capo | Management | For | For |
| 3 | Elect Jonathan F. Foster | Management | For | For |
| 4 | Elect Kathleen A. Ligocki | Management | For | For |
| 5 | Elect Conrad L. Mallett, Jr. | Management | For | For |
| 6 | Elect Donald L. Runkle | Management | For | For |
| 7 | Elect Matthew J. Simoncini | Management | For | For |
| 8 | Elect Gregory C. Smith | Management | For | For |
| 9 | Elect Henry D. G. Wallace | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the 2009 Long-Term Stock Incentive Plan | Management | For | For |
| 13 | Amendment to the Annual Incentive Plan | Management | For | For |
| |
|---|
LEUCADIA NATIONAL CORP.
Meeting Date: JUL 25, 2013
Record Date: JUN 05, 2013
Meeting Type: ANNUAL | Ticker: LUK
Security ID: 527288104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert D. Beyer | Management | For | For |
| 1.2 | Elect W. Patrick Campbell | Management | For | For |
| 1.3 | Elect Brian P. Friedman | Management | For | For |
| 1.4 | Elect Richard B. Handler | Management | For | For |
| 1.5 | Elect Robert E. Joyal | Management | For | For |
| 1.6 | Elect Jeffrey C. Keil | Management | For | For |
| 1.7 | Elect Michael T. O'Kane | Management | For | For |
| 1.8 | Elect Stuart H. Reese | Management | For | For |
| 1.9 | Elect Joseph S. Steinberg | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to the 2003 Incentive Compensation Plan | Management | For | For |
| 5 | Amendment to the 1999 Directors' Stock Compensation Plan | Management | For | Against |
| 6 | Transaction of Other Business | Management | For | Abstain |
| |
|---|
LEXMARK INTERNATIONAL, INC.
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: LXK
Security ID: 529771107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ralph E. Gomory | Management | For | For |
| 2 | Elect Jared L. Cohon | Management | For | For |
| 3 | Elect J. Edward Coleman | Management | For | For |
| 4 | Elect Sandra L. Helton | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
MACY`S INC
Meeting Date: MAY 16, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: M
Security ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Deirdre P. Connelly | Management | For | For |
| 3 | Elect Meyer Feldberg | Management | For | For |
| 4 | Elect Sara L. Levinson | Management | For | For |
| 5 | Elect Terry J. Lundgren | Management | For | For |
| 6 | Elect Joseph Neubauer | Management | For | For |
| 7 | Elect Joyce M. Roche | Management | For | For |
| 8 | Elect Paul C. Varga | Management | For | For |
| 9 | Elect Craig E. Weatherup | Management | For | For |
| 10 | Elect Marna C. Whittington | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Amendment to the Omnibus Incentive Compensation Plan | Management | For | For |
| |
|---|
MANPOWERGROUP
Meeting Date: APR 29, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: MAN
Security ID: 56418H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Cari M. Dominguez | Management | For | For |
| 2 | Elect Roberto G. Mendoza | Management | For | For |
| 3 | Elect Jonas Prising | Management | For | For |
| 4 | Elect Elizabeth Sartain | Management | For | For |
| 5 | Elect Edward J. Zore | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Amendment to 2011 Equity Incentive Plan | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
MARATHON PETROLEUM CORP
Meeting Date: APR 30, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: MPC
Security ID: 56585A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Steven A. Davis | Management | For | For |
| 1.2 | Elect Gary R. Heminger | Management | For | For |
| 1.3 | Elect John W. Snow | Management | For | For |
| 1.4 | Elect John P. Surma | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Abstain |
| 5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| |
|---|
MDU RESOURCES GROUP INC.
Meeting Date: APR 22, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: MDU
Security ID: 552690109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas Everist | Management | For | For |
| 2 | Elect Karen B. Fagg | Management | For | For |
| 3 | Elect David L. Goodin | Management | For | For |
| 4 | Elect Mark A. Hellerstein | Management | For | For |
| 5 | Elect A. Bart Holaday | Management | For | For |
| 6 | Elect Dennis W. Johnson | Management | For | For |
| 7 | Elect William E. McCracken | Management | For | For |
| 8 | Elect Patricia L. Moss | Management | For | For |
| 9 | Elect Harry J. Pearce | Management | For | For |
| 10 | Elect J Kent Wells | Management | For | For |
| 11 | Elect John K. Wilson | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
MFA FINANCIAL INC
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: MFA
Security ID: 55272X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stephen R. Blank | Management | For | For |
| 2 | Elect William S. Gorin | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| 5 | Repeal of Classified Board | Management | For | For |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date: SEP 27, 2013
Record Date: AUG 22, 2013
Meeting Type: SPECIAL | Ticker: MAA
Security ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| 2 | 2013 Stock Incentive Plan | Management | For | Against |
| 3 | Right to Adjourn Meeting | Management | For | Against |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: MAA
Security ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect H. Eric Bolton, Jr. | Management | For | For |
| 2 | Elect Alan B. Graf, Jr. | Management | For | For |
| 3 | Elect D. Ralph Horn | Management | For | For |
| 4 | Elect James K. Lowder | Management | For | For |
| 5 | Elect Thomas H. Lowder | Management | For | For |
| 6 | Elect Claude B. Nielsen | Management | For | Against |
| 7 | Elect Philip W. Norwood | Management | For | For |
| 8 | Elect Harold W. Ripps | Management | For | For |
| 9 | Elect W. Reid Sanders | Management | For | For |
| 10 | Elect William B. Sansom | Management | For | For |
| 11 | Elect Gary Shorb | Management | For | For |
| 12 | Elect John W. Spiegel | Management | For | For |
| 13 | Amendment to the 2013 Stock Incentive Plan | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| |
|---|
MOLSON COORS BREWING COMPANY
Meeting Date: JUN 04, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: TAPA
Security ID: 60871R209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Roger Eaton | Management | For | For |
| 1.2 | Elect Charles M. Herington | Management | For | For |
| 1.3 | Elect H. Sanford Riley | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
MRC GLOBAL INC
Meeting Date: APR 29, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: MRC
Security ID: 55345K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Andrew R. Lane | Management | For | For |
| 1.2 | Elect Leonard M. Anthony | Management | For | For |
| 1.3 | Elect Rhys J. Best | Management | For | For |
| |
|---|
MRC GLOBAL INC
Meeting Date: APR 29, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: MRC
Security ID: 55345K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.4 | Elect Peter C. Boylan, III | Management | For | For |
| 1.5 | Elect Henry Cornell | Management | For | For |
| 1.6 | Elect Craig Ketchum | Management | For | For |
| 1.7 | Elect Gerald P. Krans | Management | For | Withhold |
| 1.8 | Elect Cornelis A. Linse | Management | For | For |
| 1.9 | Elect John A. Perkins | Management | For | For |
| 1.1 | Elect H.B. Wehrle, III | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
MURPHY OIL CORP.
Meeting Date: MAY 14, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: MUR
Security ID: 626717102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Frank W. Blue | Management | For | For |
| 2 | Elect T. Jay Collins | Management | For | For |
| 3 | Elect Steven A. Cosse | Management | For | For |
| 4 | Elect Claiborne P. Deming | Management | For | For |
| 5 | Elect Roger W. Jenkins | Management | For | For |
| 6 | Elect James V. Kelley | Management | For | For |
| 7 | Elect Walentin Mirosh | Management | For | For |
| 8 | Elect R. Madison Murphy | Management | For | For |
| 9 | Elect Jeffrey W. Nolan | Management | For | For |
| 10 | Elect Neal E. Schmale | Management | For | For |
| 11 | Elect Caroline G. Theus | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
MURPHY USA INC
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: MUSA
Security ID: 626755102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Claiborne P. Deming | Management | For | For |
| 1.2 | Elect Thomas M. Gattle | Management | For | For |
| 1.3 | Elect Jack T. Taylor | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 4 | Amendment to the 2013 Long Term Incentive Plan | Management | For | For |
| 5 | 2013 Annual Incentive Plan | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| |
|---|
NABORS INDUSTRIES LTD
Meeting Date: JUN 03, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: NBR
Security ID: G6359F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James R. Crane | Management | For | For |
| 1.2 | Elect John P. Kotts | Management | For | Withhold |
| 1.3 | Elect Michael C. Linn | Management | For | Withhold |
| 1.4 | Elect John V. Lombardi | Management | For | Withhold |
| 1.5 | Elect Anthony G. Petrello | Management | For | For |
| 1.6 | Elect Howard Wolf | Management | For | Withhold |
| 1.7 | Elect John Yearwood | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to Shareholder Rights Plan | Management | For | Against |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| 5 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Abstain |
| 8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 9 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For |
| 10 | Shareholder Proposal Regarding Counting Broker Non-Votes | Shareholder | Against | For |
| |
|---|
NASDAQ OMX GROUP INC
Meeting Date: MAY 07, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: NDAQ
Security ID: 631103108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Charlene T. Begley | Management | For | For |
| 2 | Elect Steven D. Black | Management | For | For |
| 3 | Elect Borje Ekholm | Management | For | For |
| 4 | Elect Robert Greifeld | Management | For | For |
| 5 | Elect Glenn H. Hutchins | Management | For | For |
| 6 | Elect Essa Kazim | Management | For | For |
| 7 | Elect John D. Markese | Management | For | For |
| 8 | Elect Ellyn A. McColgan | Management | For | For |
| 9 | Elect Thomas F. O'Neill | Management | For | For |
| 10 | Elect Michael R. Splinter | Management | For | For |
| 11 | Elect Lars Wedenborn | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Amendment to the Equity Plan | Management | For | For |
| 15 | Approval of an Amendment of the Charter to Conform a Provision to an Analogous Provision in the By-Laws | Management | For | For |
| |
|---|
NEWMONT MINING CORP.
Meeting Date: APR 23, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: NEM
Security ID: 651639106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Bruce R. Brook | Management | For | For |
| 2 | Elect J. Kofi Bucknor | Management | For | For |
| 3 | Elect Vincent A. Calarco | Management | For | For |
| 4 | Elect Joseph A. Carrabba | Management | For | For |
| 5 | Elect Noreen Doyle | Management | For | For |
| 6 | Elect Gary J. Goldberg | Management | For | For |
| 7 | Elect Veronica M. Hagen | Management | For | For |
| 8 | Elect Jane Nelson | Management | For | For |
| 9 | Elect Donald C. Roth | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Abstain |
| |
|---|
NISOURCE INC. (HOLDING CO.)
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: NI
Security ID: 65473P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard A. Abdoo | Management | For | For |
| 2 | Elect Aristides S. Candris | Management | For | For |
| 3 | Elect Sigmund L. Cornelius | Management | For | For |
| 4 | Elect Michael E. Jesanis | Management | For | For |
| 5 | Elect Marty R. Kittrell | Management | For | For |
| 6 | Elect W. Lee Nutter | Management | For | For |
| 7 | Elect Deborah S. Parker | Management | For | For |
| 8 | Elect Robert C. Skaggs, Jr. | Management | For | For |
| 9 | Elect Teresa A. Taylor | Management | For | For |
| 10 | Elect Richard L. Thompson | Management | For | For |
| 11 | Elect Carolyn Y. Woo | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Abstain |
| |
|---|
NOBLE ENERGY INC
Meeting Date: APR 22, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: NBL
Security ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 7 | Elect Kirby L. Hedrick | Management | For | For |
| 8 | Elect Scott D. Urban | Management | For | For |
| 9 | Elect William T. Van Kleef | Management | For | For |
| 10 | Elect Molly K. Williamson | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
NOBLE ENERGY INC
Meeting Date: APR 22, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: NBL
Security ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jeffrey L. Berenson | Management | For | For |
| 2 | Elect Michael A. Cawley | Management | For | For |
| 3 | Elect Edward F. Cox | Management | For | For |
| 4 | Elect Charles D. Davidson | Management | For | For |
| 5 | Elect Thomas J. Edelman | Management | For | For |
| 6 | Elect Eric P. Grubman | Management | For | For |
| |
|---|
NORDSTROM, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: JWN
Security ID: 655664100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Phyllis J. Campbell | Management | For | For |
| 2 | Elect Michelle M. Ebanks | Management | For | For |
| 3 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 4 | Elect Robert G. Miller | Management | For | For |
| 5 | Elect Blake W. Nordstrom | Management | For | For |
| 6 | Elect Erik B. Nordstrom | Management | For | For |
| 7 | Elect Peter E. Nordstrom | Management | For | For |
| 8 | Elect Philip G. Satre | Management | For | For |
| 9 | Elect Brad D. Smith | Management | For | For |
| 10 | Elect B. Kevin Turner | Management | For | For |
| 11 | Elect Robert D. Walter | Management | For | For |
| 12 | Elect Alison A. Winter | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
NV ENERGY INC
Meeting Date: SEP 25, 2013
Record Date: AUG 19, 2013
Meeting Type: SPECIAL | Ticker: NVE
Security ID: 67073Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Right to Adjourn Meeting | Management | For | Against |
| |
|---|
OIL STATES INTERNATIONAL, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: OIS
Security ID: 678026105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Cindy B. Taylor | Management | For | For |
| 1.2 | Elect Christopher T. Seaver | Management | For | For |
| 1.3 | Elect Lawrence R. Dickerson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
OLD REPUBLIC INTERNATIONAL CORP.
Meeting Date: MAY 23, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: ORI
Security ID: 680223104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James C. Hellauer | Management | For | For |
| 1.2 | Elect Arnold L. Steiner | Management | For | For |
| 1.3 | Elect Fredricka Taubitz | Management | For | For |
| 1.4 | Elect Aldo C. Zucaro | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
OSHKOSH CORP
Meeting Date: FEB 04, 2014
Record Date: DEC 10, 2013
Meeting Type: ANNUAL | Ticker: OTRKA
Security ID: 688239201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard M. Donnelly | Management | For | For |
| 1.2 | Elect Peter B. Hamilton | Management | For | For |
| 1.3 | Elect Kathleen J. Hempel | Management | For | For |
| 1.4 | Elect Leslie F. Kenne | Management | For | For |
| 1.5 | Elect Stephen D. Newlin | Management | For | For |
| 1.6 | Elect Craig P. Omtvedt | Management | For | For |
| 1.7 | Elect Duncan J. Palmer | Management | For | For |
| 1.8 | Elect John S. Shiely | Management | For | For |
| 1.9 | Elect Richard G. Sim | Management | For | For |
| 1.1 | Elect Charles L. Szews | Management | For | For |
| 1.11 | Elect William S. Wallace | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| |
|---|
OWENS-ILLINOIS, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: OI
Security ID: 690768403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Peter S. Hellman | Management | For | For |
| 1.3 | Elect Anastasia D. Kelly | Management | For | For |
| 1.4 | Elect John J. McMackin, Jr. | Management | For | For |
| 1.5 | Elect Hari N. Nair | Management | For | For |
| 1.6 | Elect Hugh H. Roberts | Management | For | For |
| 1.7 | Elect Albert P.L. Stroucken | Management | For | For |
| 1.8 | Elect Carol A. Williams | Management | For | For |
| 1.9 | Elect Dennis K. Williams | Management | For | For |
| 1.1 | Elect Thomas L. Young | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the 2005 Incentive Award Plan | Management | For | For |
| |
|---|
PARTNERRE LTD.
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: PRE
Security ID: G6852T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Judith C. Hanratty | Management | For | For |
| 1.2 | Elect Costas Miranthis | Management | For | For |
| 1.3 | Elect Remy Sautter | Management | For | For |
| 1.4 | Elect Egbert William | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
PBF ENERGY INC
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: PBF
Security ID: 69318G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas D. O'Malley | Management | For | Against |
| 2 | Elect Spencer Abraham | Management | For | For |
| 3 | Elect Jefferson F. Allen | Management | For | For |
| 4 | Elect Martin J. Brand | Management | For | Against |
| 5 | Elect Wayne A. Budd | Management | For | For |
| 6 | Elect David I. Foley | Management | For | Against |
| 7 | Elect Dennis M. Houston | Management | For | For |
| 8 | Elect Edward F. Kosnik | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| |
|---|
PINNACLE WEST CAPITAL CORP.
Meeting Date: MAY 21, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: PNW
Security ID: 723484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Donald E. Brandt | Management | For | For |
| 1.2 | Elect Susan Clark-Johnson | Management | For | For |
| 1.3 | Elect Denis A. Cortese | Management | For | For |
| 1.4 | Elect Richard P. Fox | Management | For | For |
| 1.5 | Elect Michael L. Gallagher | Management | For | For |
| 1.6 | Elect Roy A. Herberger, Jr. | Management | For | For |
| 1.7 | Elect Dale E. Klein | Management | For | For |
| 1.8 | Elect Humberto S. Lopez | Management | For | For |
| 1.9 | Elect Kathryn L. Munro | Management | For | For |
| 1.1 | Elect Bruce J. Nordstrom | Management | For | For |
| 1.11 | Elect David Wagener | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
PITNEY BOWES, INC.
Meeting Date: MAY 12, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: PBI
Security ID: 724479100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Linda G. Alvarado | Management | For | For |
| 2 | Elect Anne M. Busquet | Management | For | For |
| 3 | Elect Roger Fradin | Management | For | For |
| 4 | Elect Anne Sutherland Fuchs | Management | For | For |
| 5 | Elect S. Douglas Hutcheson | Management | For | For |
| 6 | Elect Marc B. Lautenbach | Management | For | For |
| 7 | Elect Eduardo R. Menasce | Management | For | For |
| 8 | Elect Michael I. Roth | Management | For | For |
| 9 | Elect David L. Shedlarz | Management | For | For |
| 10 | Elect David B. Snow, Jr. | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Directors' Stock Plan | Management | For | For |
| |
|---|
POPULAR INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: BPOP
Security ID: 733174700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Maria Luisa Ferre | Management | For | For |
| 2 | Elect C. Kim Goodwin | Management | For | For |
| 3 | Elect William J. Teuber, Jr. | Management | For | For |
| 4 | Elect John W. Diercksen | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| |
|---|
POST PROPERTIES, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: PPS
Security ID: 737464107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert C. Goddard III | Management | For | For |
| 1.2 | Elect David P. Stockert | Management | For | For |
| 1.3 | Elect Herschel M. Bloom | Management | For | For |
| 1.4 | Elect Walter M. Deriso, Jr. | Management | For | For |
| 1.5 | Elect Russell R. French | Management | For | For |
| |
|---|
POST PROPERTIES, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: PPS
Security ID: 737464107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.6 | Elect Toni Jennings | Management | For | For |
| 1.7 | Elect Ronald de Waal | Management | For | For |
| 1.8 | Elect Donald C. Wood | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | 2015 Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
PPL CORP
Meeting Date: MAY 21, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: PPL
Security ID: 69351T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Frederick M. Bernthal | Management | For | For |
| 2 | Elect John W. Conway | Management | For | For |
| 3 | Elect Philip G. Cox | Management | For | For |
| 4 | Elect Steven G. Elliott | Management | For | For |
| 5 | Elect Louise K. Goeser | Management | For | For |
| 6 | Elect Stuart E. Graham | Management | For | For |
| 7 | Elect Stuart Heydt | Management | For | For |
| 8 | Elect Raja Rajamannar | Management | For | For |
| 9 | Elect Craig A. Rogerson | Management | For | For |
| 10 | Elect William H. Spence | Management | For | For |
| 11 | Elect Natica von Althann | Management | For | For |
| 12 | Elect Keith H. Williamson | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Abstain |
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
| |
|---|
PROASSURANCE CORPORATION
Meeting Date: MAY 28, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: PRA
Security ID: 74267C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert E. Flowers | Management | For | For |
| 1.2 | Elect Samuel A. DiPiazza, Jr. | Management | For | For |
| 1.3 | Elect Ann F. Putallaz | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
PROTECTIVE LIFE CORP.
Meeting Date: MAY 12, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: PL
Security ID: 743674103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert O. Burton | Management | For | For |
| 2 | Elect Elaine L. Chao | Management | For | For |
| 3 | Elect Thomas L. Hamby | Management | For | For |
| 4 | Elect John D. Johns | Management | For | Against |
| 5 | Elect Vanessa Leonard | Management | For | For |
| 6 | Elect Charles D. McCrary | Management | For | For |
| 7 | Elect John J. McMahon, Jr. | Management | For | For |
| 8 | Elect Hans Hugh Miller | Management | For | For |
| 9 | Elect Malcolm Portera | Management | For | For |
| 10 | Elect C. Dowd Ritter | Management | For | For |
| 11 | Elect Jesse J. Spikes | Management | For | For |
| 12 | Elect William A. Terry | Management | For | For |
| 13 | Elect W. Michael Warren, Jr. | Management | For | For |
| 14 | Elect Vanessa Wilson | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| |
|---|
PUBLIC SERVICE ENTERPRISE GROUP INC.
Meeting Date: APR 15, 2014
Record Date: FEB 14, 2014
Meeting Type: ANNUAL | Ticker: PEG
Security ID: 744573106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Albert R. Gamper, Jr. | Management | For | For |
| 2 | Elect William V. Hickey | Management | For | For |
| 3 | Elect Ralph Izzo | Management | For | For |
| 4 | Elect Shirley A. Jackson | Management | For | For |
| 5 | Elect David Lilley | Management | For | For |
| 6 | Elect Thomas A. Renyi | Management | For | For |
| 7 | Elect Hak Cheol Shin | Management | For | For |
| 8 | Elect Richard J. Swift | Management | For | For |
| 9 | Elect Susan Tomasky | Management | For | For |
| 10 | Elect Alfred W. Zollar | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Elimination of Supermajority Requirements for Business Combinations | Management | For | For |
| 13 | Elimination of Supermajority Requirements for Director Removal | Management | For | For |
| 14 | Elimination of Supermajority Requirements for Bylaw Amendments | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| |
|---|
PULTEGROUP INC
Meeting Date: MAY 07, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: PHM
Security ID: 745867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Brian P. Anderson | Management | For | For |
| 1.2 | Elect Bryce Blair | Management | For | For |
| 1.3 | Elect Richard J. Dugas, Jr. | Management | For | For |
| 1.4 | Elect Thomas J. Folliard | Management | For | For |
| 1.5 | Elect Cheryl W. Grise | Management | For | For |
| 1.6 | Elect Andre J. Hawaux | Management | For | For |
| 1.7 | Elect Debra J. Kelly-Ennis | Management | For | For |
| 1.8 | Elect Patrick J. O'Leary | Management | For | For |
| 1.9 | Elect James J. Postl | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | Shareholder | Against | For |
| |
|---|
RAYMOND JAMES FINANCIAL, INC.
Meeting Date: FEB 20, 2014
Record Date: DEC 13, 2013
Meeting Type: ANNUAL | Ticker: RJF
Security ID: 754730109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Shelley G. Broader | Management | For | For |
| 2 | Elect Jeffrey N. Edwards | Management | For | For |
| 3 | Elect Benjamin C. Esty | Management | For | For |
| 4 | Elect Francis S. Godbold | Management | For | For |
| 5 | Elect H. William Habermeyer, Jr. | Management | For | For |
| 6 | Elect Thomas A. James | Management | For | For |
| 7 | Elect Gordon L. Johnson | Management | For | For |
| 8 | Elect Paul C. Reilly | Management | For | For |
| 9 | Elect Robert P. Saltzman | Management | For | For |
| 10 | Elect Hardwick Simmons | Management | For | For |
| |
|---|
RAYMOND JAMES FINANCIAL, INC.
Meeting Date: FEB 20, 2014
Record Date: DEC 13, 2013
Meeting Type: ANNUAL | Ticker: RJF
Security ID: 754730109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 11 | Elect Susan N. Story | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORP.
Meeting Date: APR 24, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: RF
Security ID: 7591EP100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect George W. Bryan | Management | For | For |
| 2 | Elect Carolyn H. Byrd | Management | For | For |
| 3 | Elect David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Don DeFosset | Management | For | For |
| 5 | Elect Eric C. Fast | Management | For | For |
| 6 | Elect O. B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect John D. Johns | Management | For | Against |
| 8 | Elect Charles D. McCrary | Management | For | For |
| 9 | Elect James R. Malone | Management | For | For |
| 10 | Elect Ruth Ann Marshall | Management | For | For |
| 11 | Elect Susan W. Matlock | Management | For | For |
| 12 | Elect John E. Maupin, Jr. | Management | For | For |
| 13 | Elect Lee J. Styslinger III | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
REINSURANCE GROUP OF AMERICA, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: RGA
Security ID: 759351604
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Christine R. Detrick | Management | For | For |
| 1.2 | Elect Joyce A. Phillips | Management | For | For |
| 1.3 | Elect Arnoud W.A. Boot | Management | For | For |
| 1.4 | Elect John F. Danahy | Management | For | For |
| 1.5 | Elect J. Cliff Eason | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
Meeting Date: MAY 21, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: RS
Security ID: 759509102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.3 | Elect Thomas W. Gimbel | Management | For | For |
| 1.4 | Elect David H. Hannah | Management | For | For |
| 1.5 | Elect Douglas M. Hayes | Management | For | For |
| 1.6 | Elect Mark V. Kaminski | Management | For | For |
| 1.7 | Elect Gregg J. Mollins | Management | For | For |
| 1.8 | Elect Andrew G. Sharkey III | Management | For | For |
| 1.9 | Elect Leslie A. Waite | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
Meeting Date: MAY 21, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: RS
Security ID: 759509102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Sarah J Anderson | Management | For | For |
| 1.2 | Elect John G. Figueroa | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: RSG
Security ID: 760759100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James W. Crownover | Management | For | For |
| 2 | Elect Tomago Collins | Management | For | For |
| 3 | Elect Ann E. Dunwoody | Management | For | For |
| 4 | Elect William J. Flynn | Management | For | Against |
| 5 | Elect Michael Larson | Management | For | Against |
| 6 | Elect W. Lee Nutter | Management | For | Against |
| 7 | Elect Ramon A. Rodriguez | Management | For | For |
| 8 | Elect Donald W. Slager | Management | For | For |
| 9 | Elect Allan C. Sorensen | Management | For | For |
| 10 | Elect John M. Trani | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Amendment to the Executive Incentive Compensation Plan | Management | For | For |
| 14 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Abstain |
| |
|---|
ROCK-TENN CO.
Meeting Date: JAN 31, 2014
Record Date: DEC 02, 2013
Meeting Type: ANNUAL | Ticker: RTENB
Security ID: 772739207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jenny A. Hourihan | Management | For | For |
| 1.2 | Elect Steven C. Voorhees | Management | For | For |
| 1.3 | Elect J. Powell Brown | Management | For | For |
| 1.4 | Elect Robert M. Chapman | Management | For | For |
| 1.5 | Elect Terrell K. Crews | Management | For | For |
| 1.6 | Elect Russell M. Currey | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Repeal of Classified Board | Management | For | For |
| |
|---|
ROYAL CARIBBEAN CRUISES LTD.
Meeting Date: MAY 12, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: RCL
Security ID: V7780T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John F. Brock | Management | For | For |
| 2 | Elect Eyal M. Ofer | Management | For | For |
| 3 | Elect William K. Reilly | Management | For | For |
| 4 | Elect Vagn O. Sorensen | Management | For | For |
| 5 | Elect Arne Alexander Wilhelmsen | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Amendment to the 1994 Employee Stock Purchase Plan | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| |
|---|
RYDER SYSTEM, INC.
Meeting Date: MAY 02, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: R
Security ID: 783549108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect L. Patrick Hassey | Management | For | For |
| 2 | Elect Michael F. Hilton | Management | For | For |
| 3 | Elect Hansel E. Tookes II | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Elimination of Supermajority Requirements Affecting Proposals to Remove Directors | Management | For | For |
| 7 | Elimination of Supermajority Requirements Affecting Bylaw Amendments | Management | For | For |
| 8 | Elimination of Supermajority Requirement for Amendments to Articles Governing the Board of Directors | Management | For | For |
| 9 | Eliminate Article Provisions Affecting Certain Business Combinations | Management | For | For |
| |
|---|
SANDISK CORP.
Meeting Date: JUN 19, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: SNDK
Security ID: 80004C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Michael E. Marks | Management | For | For |
| 2 | Elect Irwin Federman | Management | For | Against |
| 3 | Elect Steven J. Gomo | Management | For | For |
| 4 | Elect Eddy W. Hartenstein | Management | For | For |
| 5 | Elect Chenming Hu | Management | For | Against |
| 6 | Elect Catherine P. Lego | Management | For | For |
| 7 | Elect Sanjay Mehrotra | Management | For | Against |
| 8 | Elect D. Scott Mercer | Management | For | For |
| 9 | Amendment to the 2005 Employee Stock Purchase Plan | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
SEMPRA ENERGY
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: SRE
Security ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alan L. Boeckmann | Management | For | For |
| 2 | Elect James G. Brocksmith, Jr. | Management | For | For |
| 3 | Elect Kathleen L. Brown | Management | For | For |
| 4 | Elect Pablo A. Ferrero | Management | For | For |
| 5 | Elect William D. Jones | Management | For | For |
| 6 | Elect William G. Ouchi | Management | For | For |
| 7 | Elect Debra L. Reed | Management | For | For |
| 8 | Elect William C. Rusnack | Management | For | For |
| 9 | Elect William P. Rutledge | Management | For | For |
| 10 | Elect Lynn Schenk | Management | For | For |
| 11 | Elect Jack T. Taylor | Management | For | For |
| 12 | Elect Luis M. Tellez | Management | For | For |
| 13 | Elect James C. Yardley | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: SWKS
Security ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David J. McLachlan | Management | For | For |
| 2 | Elect David J. Aldrich | Management | For | For |
| 3 | Elect Kevin L. Beebe | Management | For | For |
| 4 | Elect Timothy R. Furey | Management | For | For |
| 5 | Elect Balakrishnan S. Iyer | Management | For | For |
| 6 | Elect Christine King | Management | For | For |
| 7 | Elect David P. McGlade | Management | For | For |
| 8 | Elect Robert A. Schriesheim | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
SLM CORP.
Meeting Date: JUN 25, 2014
Record Date: APR 30, 2014
Meeting Type: ANNUAL | Ticker: SLM
Security ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Paul G. Child | Management | For | For |
| 2 | Elect Joseph A. DePaulo | Management | For | For |
| 3 | Elect Carter Warren Franke | Management | For | For |
| 4 | Elect Earl A. Goode | Management | For | For |
| 5 | Elect Ronald F. Hunt | Management | For | For |
| 6 | Elect Marianne M. Keler | Management | For | For |
| 7 | Elect Jed H. Pitcher | Management | For | For |
| 8 | Elect Frank C. Puleo | Management | For | For |
| 9 | Elect Raymond J. Quinlan | Management | For | For |
| 10 | Elect William N. Shiebler | Management | For | For |
| 11 | Elect Robert S. Strong | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Amendment to the Limited Liability Company Agreement of Navient, LLC | Management | For | Against |
| 15 | Elimination of Cumulative Voting | Management | For | Against |
| 16 | Shareholder Proposal Regarding Proxy Access | Shareholder | None | For |
| 17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| |
|---|
SOUTHWEST AIRLINES CO
Meeting Date: MAY 14, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: LUV
Security ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David W. Biegler | Management | For | For |
| 2 | Elect J. Veronica Biggins | Management | For | For |
| 3 | Elect Douglas H. Brooks | Management | For | For |
| 4 | Elect William H. Cunningham | Management | For | For |
| 5 | Elect John G. Denison | Management | For | For |
| 6 | Elect Gary C. Kelly | Management | For | For |
| 7 | Elect Nancy B. Loeffler | Management | For | For |
| 8 | Elect John T. Montford | Management | For | For |
| 9 | Elect Thomas M. Nealon | Management | For | For |
| 10 | Elect Daniel D. Villanueva | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
Meeting Date: APR 22, 2014
Record Date: FEB 12, 2014
Meeting Type: ANNUAL | Ticker: STI
Security ID: 867914103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert M. Beall II | Management | For | For |
| 2 | Elect David H. Hughes | Management | For | For |
| 3 | Elect M. Douglas Ivester | Management | For | For |
| 4 | Elect Kyle P. Legg | Management | For | For |
| 5 | Elect William A. Linnenbringer | Management | For | For |
| 6 | Elect Donna S. Morea | Management | For | For |
| 7 | Elect David M. Ratcliffe | Management | For | For |
| 8 | Elect William H. Rogers, Jr. | Management | For | For |
| 9 | Elect Frank W. Scruggs | Management | For | For |
| 10 | Elect Thomas R. Watjen | Management | For | For |
| 11 | Elect Phail Wynn, Jr. | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Approval of Amendment to the SunTrust Banks, Inc. 2009 Stock Plan | Management | For | For |
| 14 | Approval of the Material Terms of the SunTrust Banks Inc. 2009 Stock Plan | Management | For | For |
| 15 | Approval of Material Terms of the SunTrust Banks, Inc. Annual Incentive Plan | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| |
|---|
SUPERIOR ENERGY SERVICES, INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: SPN
Security ID: 868157108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Enoch L. Dawkins | Management | For | For |
| 1.3 | Elect David D. Dunlap | Management | For | For |
| 1.4 | Elect James M. Funk | Management | For | For |
| 1.5 | Elect Terence E. Hall | Management | For | For |
| 1.6 | Elect Peter D. Kinnear | Management | For | For |
| 1.7 | Elect Michael McShane | Management | For | For |
| 1.8 | Elect W. Matt Ralls | Management | For | For |
| 1.9 | Elect Justin L. Sullivan | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Human Rights Report | Shareholder | Against | Abstain |
| |
|---|
SYNOPSYS, INC.
Meeting Date: APR 02, 2014
Record Date: FEB 04, 2014
Meeting Type: ANNUAL | Ticker: SNPS
Security ID: 871607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Aart J. de Geus | Management | For | For |
| 1.2 | Elect Chi-Foon Chan | Management | For | For |
| 1.3 | Elect Alfred Castino | Management | For | For |
| 1.4 | Elect Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Deborah A. Coleman | Management | For | For |
| 1.6 | Elect Chrysostomos L. Nikias | Management | For | For |
| 1.7 | Elect John Schwarz | Management | For | For |
| 1.8 | Elect Roy A. Vallee | Management | For | For |
| 1.9 | Elect Steven C. Walske | Management | For | For |
| 2 | Amendment to the 2006 Employee Equity Incentive Plan | Management | For | For |
| 3 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 4 | Amendment to the 2005 Non-Employee Directors Equity Incentive Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| |
|---|
TESORO CORP.
Meeting Date: APR 29, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: TSO
Security ID: 881609101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Rodney F. Chase | Management | For | For |
| 2 | Elect Gregory J. Goff | Management | For | For |
| 3 | Elect Robert W. Goldman | Management | For | For |
| 4 | Elect Steven H. Grapstein | Management | For | For |
| 5 | Elect David Lilley | Management | For | For |
| 6 | Elect Mary Pat McCarthy | Management | For | For |
| 7 | Elect Jim W. Nokes | Management | For | For |
| 8 | Elect Susan Tomasky | Management | For | For |
| 9 | Elect Michael E. Wiley | Management | For | For |
| 10 | Elect Patrick Y. Yang | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| |
|---|
TRINITY INDUSTRIES, INC.
Meeting Date: MAY 05, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: TRN
Security ID: 896522109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John L. Adams | Management | For | For |
| 1.2 | Elect Rhys J. Best | Management | For | For |
| 1.3 | Elect David W. Biegler | Management | For | For |
| 1.4 | Elect Leldon E. Echols | Management | For | For |
| 1.5 | Elect Ronald J. Gafford | Management | For | For |
| 1.6 | Elect Adrian Lajous | Management | For | For |
| 1.7 | Elect Charles W. Matthews | Management | For | For |
| 1.8 | Elect Douglas L. Rock | Management | For | For |
| 1.9 | Elect Dunia A. Shive | Management | For | For |
| 1.1 | Elect Timothy R. Wallace | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
TRW AUTOMOTIVE HLDGS CORP
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: TRW
Security ID: 87264S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Francois J. Castaing | Management | For | For |
| 1.2 | Elect Michael R. Gambrell | Management | For | For |
| 1.3 | Elect David W. Meline | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
TYSON FOODS, INC.
Meeting Date: JAN 31, 2014
Record Date: DEC 02, 2013
Meeting Type: ANNUAL | Ticker: TSN
Security ID: 902494103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John H. Tyson | Management | For | For |
| 2 | Elect Kathleen M. Bader | Management | For | For |
| 3 | Elect Gaurdie E. Banister, Jr. | Management | For | For |
| 4 | Elect Jim Kever | Management | For | For |
| 5 | Elect Kevin M. McNamara | Management | For | For |
| 6 | Elect Brad T. Sauer | Management | For | For |
| 7 | Elect Robert Thurber | Management | For | For |
| 8 | Elect Barbara A. Tyson | Management | For | For |
| 9 | Elect Albert C. Zapanta | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Shareholder Proposal Regarding Gestation Crates | Shareholder | Against | Abstain |
| |
|---|
UGI CORP.
Meeting Date: JAN 30, 2014
Record Date: NOV 13, 2013
Meeting Type: ANNUAL | Ticker: UGI
Security ID: 902681105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Lon R. Greenberg | Management | For | For |
| 1.2 | Elect Marvin O. Schlanger | Management | For | For |
| 1.3 | Elect Anne Pol | Management | For | For |
| 1.4 | Elect Ernest E. Jones | Management | For | For |
| 1.5 | Elect John L. Walsh | Management | For | For |
| 1.6 | Elect Roger B. Vincent | Management | For | For |
| 1.7 | Elect M. Shawn Puccio | Management | For | For |
| 1.8 | Elect Richard W. Gochnauer | Management | For | For |
| 1.9 | Elect Frank S. Hermance | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
UNIT CORP.
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: UNT
Security ID: 909218109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect J. Michael Adcock | Management | For | For |
| 1.2 | Elect Steven B. Hildebrand | Management | For | For |
| 1.3 | Elect Larry C. Payne | Management | For | For |
| 1.4 | Elect G. Bailey Peyton | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| |
|---|
UNITED RENTALS, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: URI
Security ID: 911363109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 6 | Elect Singleton B. McAllister | Management | For | For |
| 7 | Elect Brian D. McAuley | Management | For | For |
| 8 | Elect John S. McKinney | Management | For | For |
| 9 | Elect James H. Ozanne | Management | For | For |
| 10 | Elect Jason D. Papastavrou | Management | For | For |
| 11 | Elect Filippo Passerini | Management | For | For |
| 12 | Elect Donald C. Roof | Management | For | For |
| 13 | Elect Keith Wimbush | Management | For | For |
| 14 | 2014 Annual Incentive Compensation Plan | Management | For | For |
| 15 | Amendment to the 2010 Long Term Incentive Plan | Management | For | For |
| 16 | Approval of Performance Goals of the 2010 Long Term Incentive Plan | Management | For | For |
| 17 | Ratification of Auditor | Management | For | For |
| 18 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
UNITED RENTALS, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: URI
Security ID: 911363109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jenne K. Britell | Management | For | For |
| 2 | Elect Jose B. Alvarez | Management | For | For |
| 3 | Elect Bobby J. Griffin | Management | For | For |
| 4 | Elect Michael J. Kneeland | Management | For | For |
| 5 | Elect Pierre E. Leroy | Management | For | For |
| |
|---|
UNUM GROUP
Meeting Date: MAY 20, 2014
Record Date: MAR 27, 2014
Meeting Type: ANNUAL | Ticker: UNM
Security ID: 91529Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Timothy F. Keaney | Management | For | For |
| 2 | Elect Gloria C. Larson | Management | For | For |
| 3 | Elect William J. Ryan | Management | For | For |
| 4 | Elect Thomas R. Watjen | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| |
|---|
VCA ANTECH INC
Meeting Date: APR 21, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: WOOF
Security ID: 918194101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John B. Chickering, Jr. | Management | For | For |
| 1.2 | Elect John Heil | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Company Name Change | Management | For | For |
| |
|---|
VECTREN CORP
Meeting Date: MAY 22, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: VVC
Security ID: 92240G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Carl L. Chapman | Management | For | For |
| 1.2 | Elect James H. DeGraffenreidt, Jr. | Management | For | For |
| 1.3 | Elect Niel C. Ellerbrook | Management | For | For |
| 1.4 | Elect John D. Engelbrecht | Management | For | For |
| 1.5 | Elect Anton H. George | Management | For | For |
| 1.6 | Elect Martin C. Jischke | Management | For | For |
| 1.7 | Elect Robert G. Jones | Management | For | For |
| 1.8 | Elect J. Timothy McGinley | Management | For | For |
| 1.9 | Elect R. Daniel Sadlier | Management | For | For |
| 1.1 | Elect Michael L. Smith | Management | For | For |
| 1.11 | Elect Jean L. Wojtowicz | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
VENTAS INC
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: VTR
Security ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Debra A. Cafaro | Management | For | For |
| 2 | Elect Douglas Crocker, II | Management | For | For |
| 3 | Elect Ronald G. Geary | Management | For | For |
| 4 | Elect Jay M. Gellert | Management | For | For |
| 5 | Elect Richard I. Gilchrist | Management | For | For |
| 6 | Elect Matthew J. Lustig | Management | For | For |
| 7 | Elect Douglas M. Pasquale | Management | For | For |
| 8 | Elect Robert D. Reed | Management | For | For |
| 9 | Elect Glenn J. Rufrano | Management | For | For |
| 10 | Elect James D. Shelton | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
W.R. BERKLEY CORP.
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: WRB
Security ID: 84423102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect George G. Daly | Management | For | For |
| 2 | Elect Jack H. Nusbaum | Management | For | For |
| 3 | Elect Mark L. Shapiro | Management | For | For |
| 4 | 2014 Long-Term Incentive Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | Against |
| 6 | Ratification of Auditor | Management | For | For |
| |
|---|
WARNER CHILCOTT PLC.
Meeting Date: SEP 10, 2013
Record Date: JUL 30, 2013
Meeting Type: SPECIAL | Ticker: WCRX
Security ID: G94368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Acquisition | Management | For | For |
| 2 | Ordinary: Acquisition | Management | For | For |
| 3 | Special: Cancellation of Shares | Management | For | For |
| 4 | Ordinary: Issuance of Shares and Application of Reserves | Management | For | For |
| 5 | Special: Amendments to Articles | Management | For | For |
| 6 | Ordinary: Reduction in Share Premium Account to Create Distributable Reserves | Management | For | For |
| 7 | Ordinary: Advisory Vote on Golden Parachutes | Management | For | For |
| 8 | Ordinary: Right to Adjourn Meeting | Management | For | Against |
| |
|---|
WASHINGTON FEDERAL INC.
Meeting Date: JAN 15, 2014
Record Date: NOV 22, 2013
Meeting Type: ANNUAL | Ticker: WAFD
Security ID: 938824109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect David K. Grant | Management | For | For |
| 1.2 | Elect Anna C. Johnson | Management | For | For |
| 1.3 | Elect Randall H. Talbot | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
WESTAR ENERGY, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: WR
Security ID: 95709T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mollie Hale Carter | Management | For | For |
| 1.2 | Elect Jerry B. Farley | Management | For | For |
| 1.3 | Elect Mark A. Ruelle | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
WESTERN DIGITAL CORP.
Meeting Date: NOV 14, 2013
Record Date: SEP 17, 2013
Meeting Type: ANNUAL | Ticker: WDC
Security ID: 958102105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Kathleen A. Cote | Management | For | For |
| 2 | Elect Henry T. DeNero | Management | For | For |
| 3 | Elect William L. Kimsey | Management | For | For |
| 4 | Elect Michael D. Lambert | Management | For | For |
| 5 | Elect Len J. Lauer | Management | For | For |
| 6 | Elect Matthew E. Massengill | Management | For | For |
| 7 | Elect Stephen D. Milligan | Management | For | For |
| 8 | Elect Roger H. Moore | Management | For | For |
| 9 | Elect Thomas E. Pardun | Management | For | For |
| 10 | Elect Arif Shakeel | Management | For | For |
| 11 | Elect Akio Yamamoto | Management | For | For |
| 12 | Elect Masahiro Yamamura | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| |
|---|
WESTLAKE CHEMICAL CORP
Meeting Date: MAY 16, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: WLK
Security ID: 960413102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dorothy C. Jenkins | Management | For | For |
| 1.2 | Elect Max L. Lukens | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Adoption of Exclusive Forum Provision | Management | For | Against |
| 4 | Increase of Authorized Common Stock | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| |
|---|
WHIRLPOOL CORP.
Meeting Date: APR 15, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: WHR
Security ID: 963320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Samuel R. Allen | Management | For | For |
| 2 | Elect Gary T. DiCamillo | Management | For | For |
| 3 | Elect Diane M. Dietz | Management | For | For |
| 4 | Elect Geraldine T. Elliott | Management | For | For |
| 5 | Elect Jeff M. Fettig | Management | For | For |
| 6 | Elect Michael F. Johnston | Management | For | For |
| 7 | Elect William T. Kerr | Management | For | For |
| 8 | Elect John D. Liu | Management | For | For |
| 9 | Elect Harish M. Manwani | Management | For | For |
| 10 | Elect William D. Perez | Management | For | For |
| 11 | Elect Michael A. Todman | Management | For | For |
| 12 | Elect Michael D. White | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | 2014 Executive Performance Plan | Management | For | For |
| |
|---|
WHITING PETROLEUM CORP
Meeting Date: MAY 06, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: WLL
Security ID: 966387102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect D. Sherwin Artus | Management | For | For |
| 1.2 | Elect Philip E. Doty | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
WISCONSIN ENERGY CORP.
Meeting Date: MAY 02, 2014
Record Date: FEB 21, 2014
Meeting Type: ANNUAL | Ticker: WEC
Security ID: 976657106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John F. Bergstrom | Management | For | For |
| 2 | Elect Barbara L. Bowles | Management | For | For |
| 3 | Elect Patricia W. Chadwick | Management | For | For |
| 4 | Elect Curt S. Culver | Management | For | For |
| 5 | Elect Thomas J. Fischer | Management | For | For |
| 6 | Elect Gale E. Klappa | Management | For | For |
| 7 | Elect Henry W. Knueppel | Management | For | For |
| 8 | Elect Ulice Payne, Jr. | Management | For | For |
| 9 | Elect Mary Ellen Stanek | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
XCEL ENERGY, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: XEL
Security ID: 98389B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gail K. Boudreaux | Management | For | For |
| 2 | Elect Richard K. Davis | Management | For | For |
| 3 | Elect Benjamin G.S. Fowke III | Management | For | For |
| 4 | Elect Albert F. Moreno | Management | For | For |
| 5 | Elect Richard T. O'Brien | Management | For | For |
| 6 | Elect Christopher J. Policinski | Management | For | For |
| 7 | Elect A. Patricia Sampson | Management | For | For |
| 8 | Elect James J. Sheppard | Management | For | For |
| 9 | Elect David A. Westerlund | Management | For | For |
| 10 | Elect Kim Williams | Management | For | For |
| 11 | Elect Timothy V. Wolf | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
XEROX CORP
Meeting Date: MAY 20, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: XRX
Security ID: 984121103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Glenn A. Britt | Management | For | For |
| 2 | Elect Ursula M. Burns | Management | For | For |
| 3 | Elect Richard J. Harrington | Management | For | For |
| 4 | Elect William Curt Hunter | Management | For | For |
| 5 | Elect Robert J. Keegan | Management | For | For |
| 6 | Elect Robert A. McDonald | Management | For | For |
| 7 | Elect Charles Prince | Management | For | For |
| 8 | Elect Ann N. Reese | Management | For | For |
| 9 | Elect Sara Martinez Tucker | Management | For | For |
| 10 | Elect Mary Agnes Wilderotter | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
XL GROUP PLC
Meeting Date: APR 25, 2014
Record Date: MAR 05, 2014
Meeting Type: ANNUAL | Ticker: XL
Security ID: G98290102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Repeal of Classified Board | Management | For | For |
| 2 | Elect Michael S. McGavick | Management | For | For |
| 3 | Elect Anne L. Stevens | Management | For | For |
| 4 | Elect John M. Vereker | Management | For | For |
| 5 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Renewal of Authority to Issue Shares with Preemptive Rights | Management | For | For |
| 8 | Renewal of Authority to Issue Shares without Preemptive Rights | Management | For | For |
| 9 | Amendments to Articles of Association | Management | For | For |
| 10 | Extend the Term of the Directors Stock and Option Plan | Management | For | Against |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios, Inc. 10
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 28, 2014
POWER OF ATTORNEY
The undersigned Directors, Trustees and Officers of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the “Funds”), hereby constitute, appoint and authorize each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara, Amanda S. Ryan, and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his or her behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the U.S. Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in his or her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.
| | | |
/s/ Ellen S. Alberding Ellen S. Alberding | | /s/ Stephen P. Munn Stephen P. Munn |
/s/ Kevin J. Bannon Kevin J. Bannon | | /s/ Stuart S. Parker Stuart S. Parker |
/s/ Scott E. Benjamin Scott E. Benjamin | | /s/ James E. Quinn James E. Quinn |
/s/ Linda W. Bynoe Linda W. Bynoe | | /s/ Richard A. Redeker Richard A. Redeker |
/s/ Keith F. Hartstein Keith F. Hartstein | | /s/Robin B. Smith Robin B. Smith |
/s/ Michael S. Hyland Michael S. Hyland | | /s/ Stephen Stoneburn Stephen Stoneburn |
/s/ Douglas H. McCorkindale Douglas H. McCorkindale | | |
| | | |
| | | |
| | | |
| | | |
| Dated: September 18, 2013 | | |
POWER OF ATTORNEY
The undersigned Officer of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the “Funds”), hereby constitutes, appoints and authorizes each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara, Amanda S. Ryan and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in his name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned does hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned does hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.
| | | |
/s/ M. Sadiq Peshimam M. Sadiq Peshimam
Treasurer and Principal and Accounting Officer | | |
| | | |
| | | |
| | | |
| | | |
| | | |
| | | |
| | | |
| Dated: May 12, 2014 | | |
