UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 3, 2004
PLUMTREE SOFTWARE, INC.
(Exact Name of Registrant as specified in charter)
Commission File Number 001-31344
| | |
| Delaware | | 94-3249110 |
| (State or other jurisdiction of incorporation) | | (I.R.S. Employer Identification Number) |
| |
500 Sansome Street San Francisco, California | | 94111 |
| (Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (415) 263-8900
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS
Item 8.01. Other Events.
Information Provided Under Item 8.01 of Form 8-K
On November 3, 2004, certain funds affiliated with Sequoia Capital distributed to their respective partners, in the aggregate, approximately 6.6 million of their approximately 7 million shares of the registrant’s common stock. As of October 31, 2004, the registrant had approximately 32,751,364 outstanding shares of common stock.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | PLUMTREE SOFTWARE, INC. |
| | |
| Dated: November 5, 2004 | | By: | | /s/ John Kunze
|
| | | | | John Kunze |
| | | | | Chief Executive Officer |
