Vishay Intertechnology, Inc.
May 24, 2017
Conflict Minerals Report
For the Year Ended December 31, 2016
This report for the year ended December 31, 2016 is presented to comply with Rule 13p-1 and Form SD (collectively, the "Rule") promulgated under the Securities Exchange Act of 1934, as amended. The Rule was adopted by the Securities and Exchange Commission ("SEC") to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold ("3TG"). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.
The report presented herein is not audited.
Vishay Intertechnology, Inc. ("Vishay," the "Company," "we," "us," or "our") is a leading global manufacturer and supplier of discrete semiconductors and passive components. Semiconductors include MOSFETs, diodes, and optoelectronic components. Passive components include resistive products, capacitors, and inductors. Discrete semiconductors and passive components are essential elements of virtually every type of electronic circuit. They support the microprocessor chips and other integrated circuits ("ICs") that coordinate and control the functions of electronic devices and equipment. Substantially all of our products contain 3TG. Our products are more fully described in Item 1 of our Annual Report on Form 10-K filed with the SEC on February 17, 2017.
We are a major consumer of the world's annual production of tantalum, a metal used in the manufacturing of tantalum capacitors. There are few suppliers that process tantalum ore into capacitor grade tantalum powder. Although most materials incorporated in our products are available from a number of sources, certain materials are available only from a relatively limited number of suppliers, the source for which may include the Democratic Republic of the Congo ("DRC") or adjoining countries (collectively, the "Covered Countries").
Vishay is a member of the Electronic Industry Citizenship Coalition ("EICC") and Conflict Free Sourcing Initiative ("CFSI") and fully supports the position of these organizations in avoiding the use of 3TG which directly or indirectly finance or benefit armed groups in the Covered Countries. As such, our position is in full compliance with the EICC's Electronic Industry Code of Conduct.
Our reasonable country of origin inquiry ("RCOI") included only our manufactured products and excluded our buy/resale business, in which we do not manufacture or contract to manufacture products, as permitted by the Rule.
Vishay Intertechnology is working toward the elimination of conflict minerals that directly or indirectly finance or benefit armed groups in the Covered Countries from its supply chain. Vishay's ultimate goal is to have a supply chain that consists of material that is DRC Conflict Free.
As part of this policy, Vishay will:
| 1. | Exercise due diligence as specified in the Organisation for Economic Co-operation and Development ("OECD") Due Diligence Guidance for Responsible Supply chains of Minerals from Conflict-Affected and High Risk Areas (2nd Edition) ("OECD Framework") and related 3T and gold supplements. |
| 2. | Support and participate in industry groups such as the EICC and collaborations such as Conflict Free Sourcing Initiative that are focusing on industry-wide solutions. |
| 3. | Commit to transparency by providing necessary reports and information to the SEC and customers. |
Vishay expects its first tier suppliers of 3TG ("In-scope Suppliers") to:
| 1. | Have conflict mineral policies in place to ensure material is sourced from socially responsible suppliers. |
| 2. | Exercise due diligence to determine the source of conflict minerals. |
| 3. | Not procure material from the DRC or adjoining countries that is not "DRC Conflict Free." |
| 4. | Provide the necessary declarations in order to determine if the conflict minerals in the supply chain are DRC Conflict Free. |
In-scope Suppliers who are not in compliance with these requirements will be reviewed in order for us to determine the extent to which Vishay will continue to do business with those Suppliers. Vishay will terminate business with any In-scope Supplier if we determine that the Supplier's sourcing of 3TG directly or indirectly finance armed groups in the Covered Countries.
| II. | RCOI Process and results |
Vishay's RCOI employed a combination of measures to determine whether the necessary 3TG in Vishay's products originated from the Covered Countries. Vishay's supply chain is complex and there are multiple tiers between the Company and the mine. Vishay relies on its In-scope Suppliers to provide information on the origin of the 3TG contained in components which are included in the Company's products. Vishay's primary means of determining country of origin of necessary 3TG was conducting a supply-chain survey with In-scope Suppliers using the CFSI Conflict Minerals Reporting Template and RCOI data from the CFSI.
Vishay conducted a survey of potential In-scope Suppliers of 3TG, representing all of its potential In-scope suppliers of 3TG. Vishay obtained survey responses from In-scope Suppliers representing 99% of the dollar value of 2016 in-scope procurement activities. The survey responses identified 224 smelters and refiners of 3TG. Based on the survey responses obtained, we have reason to believe that some of our supplies of 3TG may have originated in the Covered Countries, some from outside of the Covered Countries, some from recycled/scrap materials, and some from sources that are currently unknown.
As we do not typically have a direct relationship with 3TG smelters and refiners, we rely on the tools available to members of the EICC and CFSI to disclose upstream actors in the supply chain.
There is significant overlap between our RCOI efforts and our due diligence process.
| III. | Due Diligence Process |
Design
Our due diligence measures have been designed to conform, in all material respects, with the framework in the OECD Framework and related Supplements for gold, tantalum, tin, and tungsten.
Performance
| a. | Company Management Systems |
Our Conflict Minerals Policy is summarized above under "Company Overview" and is also available on our website at www.vishay.com.
The content of any website referred to in this Conflict Minerals Report is included for general information only and is not incorporated by reference in this Conflict Minerals Report.
| ii. | Communication with In-scope Suppliers |
In-scope Suppliers are one of the key components in the execution of the Vishay's 3TG program. As such, Vishay has specified its expectations of the Supplier through the following sources:
| 1. | Vishay's Conflict Mineral Policy via the Vishay website and direct communication with the Suppliers. |
| 2. | Conflict Mineral requirements as part of new or renewed Supplier Agreements. |
| 3. | Yearly Supplier information requests to gather and/or update sourcing information. |
| iii. | Education of Personnel |
Vishay has educated key personnel involved in the procurement of materials on the Company's Conflict Minerals Policy and Program. Vishay has established a management system for 3TG, which includes a core team of the vice president-level management and is sponsored by executive vice president-level management. Executive management is briefed about the results of our due diligence efforts and provides feedback and direction to the core Conflict Minerals management team.
If agreed with Supplier, Vishay provides training or meetings to communicate Vishay's expectations under the Company's Conflict Minerals Policy and Program and to explain any issues that may arise. From time to time, Vishay may also provide reference material to its In-scope Suppliers in order to help them comply with Vishay and industry requirements.
Vishay uses a third-party software system to distribute, track, collect, analyze, and assign risk assessment metrics to Supplier responses.
| v. | Whistleblower mechanisms |
In the event that a Vishay employee, supplier, or customer has a concern regarding the accuracy of information relative to 3TG, they are directed to contact their supervisor or purchasing or sales contact respectively regarding their concern. If such contact is not possible or practical, the employee, supplier, or customer is instructed to contact Vishay's ethics hotline. The contact information for the ethics hotline is available at http://www.vishay.com/company/ethics.
This policy has been communicated to affected employees and suppliers via email.
| b. | Identify and assess risks in the supply chain |
All 3TG In-scope Suppliers are loaded into the Company Conflict Minerals software. The software sends CFSI questionnaires and analyzes the responses according to internally defined red flags. Vishay's purchasing team works with its In-scope Suppliers to address any identified red flags. Unresolved red flags are escalated to the 3TG management team. Such suppliers are designated internally as "Red Flag Suppliers."
The smelters and refiners identified by Vishay's In-scope Suppliers are then consolidated into one smelters and refiners list. The origin and mine information obtained from the Supplier surveys and from external resources, such as the CFSI, are used in our reasonable country of origin procedures.
Vishay checks all smelters and refiners against the EICC Standard Smelter List and investigates any smelters or refiners not currently on the list. If it is determined that an identified smelter or refiner that is not on the list is truly a smelter or refiner of 3TG, Vishay contacts EICC to request that such smelter or refiner be added to the EICC Standard Smelter List. Lists of Conflict-Free Smelter Program compliant smelters and refiners are available at the CFSI website at http://www.conflictfreesourcing.org/.
Vishay's smelters and refiners list is checked against internal criteria to identify if the smelter or refiner could potentially be sourcing from the Covered Countries and be benefiting armed conflict.
Smelters and refiners identified on our consolidated list that do not meet the internal criteria are considered to present a risk of possibly not being DRC Conflict Free and are subject to Vishay's risk mitigation procedures.
As an active member of the EICC and CFSI, Vishay communicates to its In-scope Suppliers the requirement that at-risk smelters and refiners be independently certified.
| c. | Design and implement strategy to respond to identified risks |
Red Flag Suppliers, smelters and refiners not on the EICC Standard Smelter list, smelters and refiners with unknown country sourcing, and other smelters and refiners that are considered to present risk (collectively, "Identified Risk Entities") are all subject to Vishay's risk mitigation procedures. Vishay tailors its risk mitigation procedures for each Identified Risk Entity based on the individual Identified Risk Entity's facts and circumstances. The risk mitigation procedures for Identified Risk Entities generally include the following procedures:
| 1. | Establish a defined time period that the Identified Risk Entity will work with Vishay's purchasing department to mitigate its identified risks. |
| 2. | Work with CFSI to obtain additional information or certifications. |
| 3. | Conduct formal reviews of Identified Risk Entities that do not mitigate their identified risks by the established deadline date. The 3TG management team will then implement one or more of the following actions for Identified Risk Entities that cannot be verified to not directly or indirectly benefit armed rebels through their 3TG sourcing: |
| a. | Grant additional time to mitigate the identified risk; |
| b. | Develop a long-term improvement plan with the supplier; |
| c. | Suspend purchasing activities from the In-scope Supplier that has red flags and/or sources from the Identified Risk Entity; |
| d. | Establish a phase-out plan for the In-scope supplier that has red flags and/or sources from the Identified Risk Entity. |
| 4. | If it is determined that the Identified Risk Entity has or likely has directly or indirectly benefited armed rebels through their 3TG sourcing, the 3TG management team will then implement one or more of the following actions: |
| a. | Require that the affected In-scope Supplier remove the smelter or refiner that is an Identified Risk Entity from Vishay's supply chain; or |
| b. | Terminate purchasing activities with the In-scope Supplier if the Supplier does not remove the smelter or refiner that is an Identified Risk Entity from its supply chain. |
The 3TG management team maintains records of its actions as well as tracks several metrics used to monitor the effectiveness of its risk management procedures. The status and results of the risk management procedures are reviewed with senior management semi-annually. Vishay updates its supplier determinations and risk management procedures semi-annually.
| d. | Audits of smelters' and refiners' due diligence processes |
Vishay will rely on third party audit results from the EICC, CFSI, London Bullion Market Association, Responsible Jewelry Council, and the Tungsten Industry – Conflict Minerals Council to satisfy the verification of due diligence according to the OECD guidelines and third party audit requirements for high risk smelters and refiners to certify which smelters or refiners are DRC Conflict Free.
Inherent Limitations on Due Diligence Measures
As a downstream purchaser of conflict minerals, Vishay's due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the necessary conflict minerals. Vishay's due diligence processes are based on the necessity of seeking data from our direct suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the necessary conflict minerals. Vishay also relies, to a large extent, on information collected and provided by independent third party audit programs. Such sources of information may yield inaccurate or incomplete information and may be subject to fraud.
Another complicating factor is the unavailability of country of origin and chain of custody information from suppliers on a continuous, real-time basis. Under the Dodd-Frank Act and the Rule, a product is DRC Conflict Free if it meets the required standard every day of the reporting year; conversely, a product would "not be found to be DRC Conflict Free" if it does not meet the required standard even one day of the reporting year. The supply chain of commodities such as conflict minerals is a multi-step process operating more or less on a daily basis, with ore being delivered to smelters and refiners, with smelters and refiners smelting or refining ores into metal containing derivatives such as ingots, with the derivatives being shipped, sold and stored in numerous market locations around the world and with distributors and purchasers holding varying amounts of the derivatives in inventory for use. Since Vishay does not have direct contractual relationships with most smelters and refiners, it relies on its direct suppliers to gather and provide specific information about the date when the ore is smelted into a derivative and later shipped, stored, sold and first entered the stream of commerce. Vishay directly seeks sourcing data on a periodic basis from its direct suppliers as well as certain smelters and refiners. Vishay requests that the data cover the entire reporting year.
| a. | Future Steps to be taken |
Vishay continues to work with industry groups, including the EICC and CFSI, and its In-scope Supply chain partners to enable it to assess the origination and chain of custody of materials in its supply chain.
We expect to take the following steps to improve the due diligence conducted to further mitigate the risk that necessary 3TG in our products could possibly benefit armed groups in the Covered Countries:
| 1. | Work to increase the response rate of suppliers to our due diligence inquiries. |
| 2. | Request In-scope Suppliers to require at risk smelters or refiners to obtain a Conflict Free designation from an industry program such as the CFSI. |
| 3. | Continue to validate In-scope Supplier responses using information collected from independent conflict free smelter validation programs such as the CFSI, to which we provide financial support. |
| b. | Exclusion of acquired entities |
In accordance with the Rule, entities acquired during the reporting period are excluded from the scope of this Conflict Minerals Report. No entities were acquired during the reporting period.
The initial and subsequent responses from Vishay's In-scope Suppliers in our reasonable country of origin procedures did not contain sufficient information to determine the country of origin of all of the 3TG necessary for functionality of all of the products that Vishay manufactured in 2016. We have increased the number and percentage of validated "conflict free" smelters and refiners from 53, or 49%, in 2013 to 126, or 76%, in 2014 to 163, or 94%, in 2015 to 216, or 96%, in 2016.
As of May 19, 2017 our smelters and refiners identified by our suppliers are listed below:
| Metal | Smelter Reference List | Smelter ID | CFSI Status |
| Validated as "Conflict Free" | | |
| Tin | Minsur | CID001182 | Compliant |
| Tin | PT Timah (Persero) Tbk Mentok | CID001482 | Compliant |
| Tin | Malaysia Smelting Corporation (MSC) | CID001105 | Compliant |
| Tin | Thaisarco | CID001898 | Compliant |
| Tin | Metallo Belgium N.V. | CID002773 | Compliant |
| Tin | PT Timah (Persero) Tbk Kundur | CID001477 | Compliant |
| Tin | Yunnan Tin Company Limited | CID002180 | Compliant |
| Tin | EM Vinto | CID000438 | Compliant |
| Tin | Mineracao Taboca S.A. | CID001173 | Compliant |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 | Compliant |
| Tin | Operaciones Metalurgical S.A. | CID001337 | Compliant |
| Tin | PT Bukit Timah | CID001428 | Compliant |
| Tin | PT Mitra Stania Prima | CID001453 | Compliant |
| Tin | PT Tinindo Inter Nusa | CID001490 | Compliant |
| Tin | Cooperativa Metalurgica de Rondonia Ltda. | CID000295 | Compliant |
| Tin | PT Refined Bangka Tin | CID001460 | Compliant |
| Tin | PT Stanindo Inti Perkasa | CID001468 | Compliant |
| Tin | White Solder Metalurgia e Mineracao Ltda. | CID002036 | Compliant |
| Tin | PT Bangka Tin Industry | CID001419 | Compliant |
| Tin | CV United Smelting | CID000315 | Compliant |
| Gold | Metalor Technologies S.A. | CID001153 | Compliant |
| Gold | Royal Canadian Mint | CID001534 | Compliant |
| Tin | Fenix Metals | CID000468 | Compliant |
| Gold | Heraeus Precious Metals GmbH & Co. KG | CID000711 | Compliant |
| Gold | Metalor USA Refining Corporation | CID001157 | Compliant |
| Tin | PT Sariwiguna Binasentosa | CID001463 | Compliant |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | CID001980 | Compliant |
| Tin | Alpha | CID000292 | Compliant |
| Tin | PT Eunindo Usaha Mandiri | CID001438 | Compliant |
| Gold | CCR Refinery - Glencore Canada Corporation | CID000185 | Compliant |
| Tin | PT Belitung Industri Sejahtera | CID001421 | Compliant |
| Tin | PT Inti Stania Prima | CID002530 | Compliant |
| Tin | PT Babel Inti Perkasa | CID001402 | Compliant |
| Gold | Heraeus Metals Hong Kong Ltd. | CID000707 | Compliant |
| Tin | Rui Da Hung | CID001539 | Compliant |
| Gold | Republic Metals Corporation | CID002510 | Compliant |
| Gold | Tanaka Kikinzoku Kogyo K.K. | CID001875 | Compliant |
| Tin | Mitsubishi Materials Corporation | CID001191 | Compliant |
| Tin | PT DS Jaya Abadi | CID001434 | Compliant |
| Gold | Asahi Refining USA Inc. | CID000920 | Compliant |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | CID001161 | Compliant |
| Gold | United Precious Metal Refining, Inc. | CID001993 | Compliant |
| Tin | China Tin Group Co., Ltd. | CID001070 | Compliant |
| Tin | PT Artha Cipta Langgeng | CID001399 | Compliant |
| Tin | PT Prima Timah Utama | CID001458 | Compliant |
| Gold | Asahi Refining Canada Ltd. | CID000924 | Compliant |
| Gold | Argor-Heraeus S.A. | CID000077 | Compliant |
| Gold | Kennecott Utah Copper LLC | CID000969 | Compliant |
| Tin | CV Venus Inti Perkasa | CID002455 | Compliant |
| Gold | Umicore Brasil Ltda. | CID001977 | Compliant |
| Gold | Western Australian Mint (T/a The Perth Mint) | CID002030 | Compliant |
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CID000244 | Compliant |
| Gold | Heimerle + Meule GmbH | CID000694 | Compliant |
| Gold | Matsuda Sangyo Co., Ltd. | CID001119 | Compliant |
| Tin | PT Sukses Inti Makmur | CID002816 | Compliant |
| Tin | CV Ayi Jaya | CID002570 | Compliant |
| Gold | Solar Applied Materials Technology Corp. | CID001761 | Compliant |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | CID000035 | Compliant |
| Gold | Aurubis AG | CID000113 | Compliant |
| Gold | Materion | CID001113 | Compliant |
| Tin | PT ATD Makmur Mandiri Jaya | CID002503 | Compliant |
| Gold | Sumitomo Metal Mining Co., Ltd. | CID001798 | Compliant |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CID001149 | Compliant |
| Tin | PT Bangka Prima Tin | CID002776 | Compliant |
| Gold | Asahi Pretec Corp. | CID000082 | Compliant |
| Gold | JX Nippon Mining & Metals Co., Ltd. | CID000937 | Compliant |
| Gold | Mitsui Mining and Smelting Co., Ltd. | CID001193 | Compliant |
| Tin | PT Aries Kencana Sejahtera | CID000309 | Compliant |
| Tungsten | Xiamen Tungsten Co., Ltd. | CID002082 | Compliant |
| Gold | Nihon Material Co., Ltd. | CID001259 | Compliant |
| Gold | SEMPSA Joyeria Plateria S.A. | CID001585 | Compliant |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 | Compliant |
| Gold | Tokuriki Honten Co., Ltd. | CID001938 | Compliant |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | CID002468 | Compliant |
| Gold | C. Hafner GmbH + Co. KG | CID000176 | Compliant |
| Gold | Chimet S.p.A. | CID000233 | Compliant |
| Gold | Dowa | CID000401 | Compliant |
| Gold | Ishifuku Metal Industry Co., Ltd. | CID000807 | Compliant |
| Gold | Mitsubishi Materials Corporation | CID001188 | Compliant |
| Gold | PAMP S.A. | CID001352 | Compliant |
| Tin | Metallic Resources, Inc. | CID001142 | Compliant |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 | Compliant |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | CID000058 | Compliant |
| Tin | Soft Metais Ltda. | CID001758 | Compliant |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CID002158 | Compliant |
| Tin | Metallo Spain S.L.U. | CID002774 | Compliant |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CID001916 | Compliant |
| Tin | Melt Metais e Ligas S.A. | CID002500 | Compliant |
| Gold | Aida Chemical Industries Co., Ltd. | CID000019 | Compliant |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 | Compliant |
| Gold | Boliden AB | CID000157 | Compliant |
| Gold | Kojima Chemicals Co., Ltd. | CID000981 | Compliant |
| Gold | LS-NIKKO Copper Inc. | CID001078 | Compliant |
| Gold | Rand Refinery (Pty) Ltd. | CID001512 | Compliant |
| Gold | Valcambi S.A. | CID002003 | Compliant |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CID002243 | Compliant |
| Gold | Asaka Riken Co., Ltd. | CID000090 | Compliant |
| Gold | Eco-System Recycling Co., Ltd. | CID000425 | Compliant |
| Gold | Istanbul Gold Refinery | CID000814 | Compliant |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | CID001152 | Compliant |
| Tin | PT Panca Mega Persada | CID001457 | Compliant |
| Tin | PT Tommy Utama | CID001493 | Compliant |
| Tin | CV Tiga Sekawan | CID002593 | Compliant |
| Tin | PT Menara Cipta Mulia | CID002835 | Compliant |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 | Compliant |
| Gold | PT Aneka Tambang (Persero) Tbk | CID001397 | Compliant |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | CID001756 | Compliant |
| Gold | Yamamoto Precious Metal Co., Ltd. | CID002100 | Compliant |
| Gold | Yokohama Metal Co., Ltd. | CID002129 | Compliant |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CID000875 | Compliant |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 | Compliant |
| Gold | Jiangxi Copper Co., Ltd. | CID000855 | Compliant |
| Tin | VQB Mineral and Trading Group JSC | CID002015 | Compliant |
| Tin | Dowa | CID000402 | Compliant |
| Gold | Ohura Precious Metal Industry Co., Ltd. | CID001325 | Compliant |
| Gold | PX Precinox S.A. | CID001498 | Compliant |
| Gold | Umicore Precious Metals Thailand | CID002314 | Compliant |
| Tin | CV Serumpun Sebalai | CID000313 | Compliant |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 | Compliant |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CID000769 | Compliant |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | CID001220 | Compliant |
| Tin | O.M. Manufacturing Philippines, Inc. | CID002517 | Compliant |
| Tin | Resind Industria e Comercio Ltda. | CID002706 | Compliant |
| Gold | Prioksky Plant of Non-Ferrous Metals | CID001386 | Compliant |
| Gold | Schone Edelmetaal B.V. | CID001573 | Compliant |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 | Compliant |
| Gold | DODUCO GmbH | CID000362 | Compliant |
| Tungsten | Japan New Metals Co., Ltd. | CID000825 | Compliant |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CID000801 | Compliant |
| Gold | Japan Mint | CID000823 | Compliant |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | CID000927 | Compliant |
| Gold | JSC Uralelectromed | CID000929 | Compliant |
| Gold | Kazzinc | CID000957 | Compliant |
| Tin | CV Gita Pesona | CID000306 | Compliant |
| Tungsten | H.C. Starck Tungsten GmbH | CID002541 | Compliant |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | CID001326 | Compliant |
| Tantalum | Ulba Metallurgical Plant JSC | CID001969 | Compliant |
| Gold | OJSC Novosibirsk Refinery | CID000493 | Compliant |
| Gold | Moscow Special Alloys Processing Plant | CID001204 | Compliant |
| Tin | PT Sumber Jaya Indah | CID001471 | Compliant |
| Gold | MMTC-PAMP India Pvt., Ltd. | CID002509 | Compliant |
| Gold | Samduck Precious Metals | CID001555 | Compliant |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CID001736 | Compliant |
| Gold | Singway Technology Co., Ltd. | CID002516 | Compliant |
| Gold | T.C.A S.p.A | CID002580 | Compliant |
| Gold | Torecom | CID001955 | Compliant |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 | Compliant |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 | Compliant |
| Gold | DSC (Do Sung Corporation) | CID000359 | Compliant |
| Tungsten | Global Tungsten & Powders Corp. | CID000568 | Compliant |
| Gold | Kyrgyzaltyn JSC | CID001029 | Compliant |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | CID002779 | Compliant |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 | Compliant |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | CID001889 | Compliant |
| Tungsten | Wolfram Bergbau und Hutten AG | CID002044 | Compliant |
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | CID002542 | Compliant |
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | CID002545 | Compliant |
| Tantalum | H.C. Starck Inc. | CID002548 | Compliant |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CID002513 | Compliant |
| Tin | Gejiu Jinye Mineral Company | CID002859 | Compliant |
| Tungsten | Kennametal Huntsville | CID000105 | Compliant |
| Tungsten | A.L.M.T. TUNGSTEN Corp. | CID000004 | Compliant |
| Gold | Metalor Technologies (Suzhou) Ltd. | CID001147 | Compliant |
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CID002849 | Compliant |
| Tin | Gejiu Fengming Metallurgy Chemical Plant | CID002848 | Compliant |
| Gold | Advanced Chemical Company | CID000015 | Compliant |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CID000228 | Compliant |
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | CID002543 | Compliant |
| Tantalum | H.C. Starck Co., Ltd. | CID002544 | Compliant |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 | Compliant |
| Tantalum | Global Advanced Metals Boyertown | CID002557 | Compliant |
| Tungsten | Hydrometallurg, JSC | CID002649 | Compliant |
| Tin | PT Lautan Harmonis Sejahtera | CID002870 | Compliant |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 | Compliant |
| Tungsten | Kennametal Fallon | CID000966 | Compliant |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CID002095 | Compliant |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CID002579 | Compliant |
| Tantalum | Conghua Tantalum and Niobium Smeltry | CID000291 | Compliant |
| Tantalum | F&X Electro-Materials Ltd. | CID000460 | Compliant |
| Tantalum | Jiujiang Nonferrous Metals Smelting Company Limited | CID000917 | Compliant |
| Tin | PT Karimun Mining | CID001448 | Compliant |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CID000499 | Compliant |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 | Compliant |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CID000218 | Compliant |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CID000766 | Compliant |
| Tungsten | Niagara Refining LLC | CID002589 | Compliant |
| Tin | PT Kijang Jaya Mandiri | CID002829 | Compliant |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CID002844 | Compliant |
| Tantalum | D Block Metals, LLC | CID002504 | Compliant |
| Gold | Geib Refining Corporation | CID002459 | Compliant |
| Tantalum | H.C. Starck Hermsdorf GmbH | CID002547 | Compliant |
| Tantalum | H.C. Starck Ltd. | CID002549 | Compliant |
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | CID002550 | Compliant |
| Tantalum | Global Advanced Metals Aizu | CID002558 | Compliant |
| Gold | Korea Zinc Co., Ltd. | CID002605 | Compliant |
| Tin | PT O.M. Indonesia | CID002757 | Compliant |
| Gold | SAXONIA Edelmetalle GmbH | CID002777 | Compliant |
| Gold | WIELAND Edelmetalle GmbH | CID002778 | Compliant |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CID002318 | Compliant |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 | Compliant |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CID002319 | Compliant |
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | CID002011 | Compliant |
| Gold | Al Etihad Gold LLC | CID002560 | Compliant |
| Gold | Emirates Gold DMCC | CID002561 | Compliant |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CID000211 | Compliant |
| Tantalum | Duoluoshan | CID000410 | Compliant |
| Tantalum | Exotech Inc. | CID000456 | Compliant |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CID000616 | Compliant |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 | Compliant |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 | Compliant |
| Tantalum | LSM Brasil S.A. | CID001076 | Compliant |
| Tantalum | Mineracao Taboca S.A. | CID001175 | Compliant |
| Tantalum | NPM Silmet AS | CID001200 | Compliant |
| Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CID002232 | Compliant |
| Gold | Daejin Indus Co., Ltd. | CID000328 | Compliant |
| Tin | CV Dua Sekawan | CID002592 | Compliant |
| | | | |
| Not Validated | | |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CID000555 | In Communication |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CID001908 | On CFSP Active List |
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CID001231 | On CFSP Active List |
| Tin | Modeltech Sdn Bhd | CID002858 | On CFSP Active List |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy JSC | CID002572 | On CFSP Active List |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CID000942 | On CFSP Active List |
| Tin | An Vinh Joint Stock Mineral Processing Company | CID002703 | Outreach Required |
| Gold | Elemetal Refining, LLC | CID001322 | Non-compliant |
