Exhibit 1.01
AMETEK, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2015
The report for the year ended December 31, 2015 is presented to comply with Rule 13p-1 under the Securities and Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured or contracted to manufacture products contain conflict minerals which are necessary to the functionality or production of their products. Conflict minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (“3TG”). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.
If a registrant can establish that the conflict minerals originated from sources other than the Democratic Republic of the Congo (“DRC”) or an adjoining country (the “Covered Countries”), or from recycled and scrap sources, they must submit a Form SD which describes the Reasonable Country of Origin Inquiry completed.
AMETEK’s products are “DRC Conflict Undeterminable.” The report presented herein is not audited.
Overview
AMETEK consists of two business groups: Electronic Instruments Group and Electromechanical Group. Electronic Instruments is in the design and manufacture of advanced instruments for the aerospace, power, process and industrial markets. Electromechanical is a differentiated supplier of electrical interconnects, precision motion control solutions, specialty metals, thermal management systems, and floor care and specialty motors.
The electronic instruments and electromechanical products we manufacture are numerous and many are complex, from direct and indirect suppliers. AMETEK has relationships with a vast network of suppliers (over 17,000 direct and indirect suppliers) throughout the world and there are generally multiple tiers between the 3TG mines and our direct suppliers. Based on our downstream position in the supply chain, we must rely on our direct suppliers that may themselves procure these minerals far removed from the actual source to determine the 3TG country of origin, chain of custody, and whether or not these minerals directly or indirectly financed or benefited armed groups in the DRC or covered countries.
AMETEK began its conflict minerals efforts in 2012 immediately following approval of the Conflict Free Minerals (“CFM”) portion of the Dodd-Frank Act. We focused on creating a multi-generational plan that would allow us to understand the legal requirements of the regulation, appropriately satisfy its underlying intent, and successfully implement robust processes during the 2-year grace period (year-end 2013 and 2014).
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In 2013, the emphasis was on educating our organization, assigning ownership within each of the business units, communicating the requirements to our suppliers, soliciting their CFM statuses, defining our Tier 1 (highest risk) supply, and identifying the associated parts. Our Tier 1 supply is defined as 25 key suppliers of raw material that support our Engineered Materials Interconnects and Packaging Division. We initially focused on this sub-set of suppliers as they are only a few levels downstream from the smelters and they had well established relationships with the smelters and/or refiners. We also began Reasonable Country of Origin Inquiry (“RCOI”) and due diligence efforts.
In 2014, it was necessary to continue all of our prior year activities but expand the scope to cover our entire supply base of over 17,000 suppliers. During 2014, all companies, including AMETEK, increased their understanding of the requirements of the regulation and as a result the supplier provided smelter data continued to improve. We also improved the capabilities of our centralized repository used to capture supplier and part-level CFM data, refined our processes to manage CFM-related communications, and focused on questionable supplier responses which included significant efforts to educate and encourage participation from all suppliers.
For 2015, we have now validated that prior-year modifications to the Terms and Conditions of our Purchase Orders were implemented at the business unit level such that our suppliers are required to 1.) Disclose their CFM status on a yearly basis or per AMETEK request and 2.) Provide immediate notification when there is a change in CFM status. AMETEK also attended numerous CFM conferences, panel discussions, webinars, and met with outside consultants to advance our understanding of the CFM requirements, industry technological and informational gains, the impact of recent court rulings, and the potential impact to our reporting. An intense focus on our suppliers providing at least $300K of parts annually best allowed us to make progress in obtaining complete CFM information including critical smelter data at a company level. For the period ending December 31, 2015, our CFM efforts resulted in the following Conflict Minerals Metrics for our organization.
2015 CFM Status by Spend
| CONFLICT FREE | 14% | |
| EXEMPT | 68% | |
| UNDETERMINABLE | 12% | |
| UNKNOWN | 6% |
For the next reporting year (2016), AMETEK’s focus will continue to be on increasing our suppliers’ response rates to our request for complete and accurate Templates with the ultimate goal of achieving a conflict-free supply chain.
The remainder of this report will provide the supporting details of our Conflict-free Minerals due diligence approach and results.
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Conflict-free Minerals Due Diligence Program
Pursuant to the Rule, we performed due diligence on the source and origin of 3TG in our products, including the Components we purchase from suppliers. Our due diligence measures have been designed to conform to The Organisation of Economic Co-operation and Development (“OECD”) due diligence framework. This risk-based due diligence process is based on the following OECD Guidance:
| 1. | Establish strong company management systems |
| 2. | Identify and assess risk in the supply chain |
| 3. | Design and implement a strategy to respond to identified risk |
| 4. | Carry out independent 3rd party audit of the supply chain (e.g., audit high risk suppliers or smelters) |
| 5. | Report on supply chain due diligence internally to management |
Our first efforts toward instituting strong management systems included establishing an Executive Steering Committee under the leadership of theSenior Vice President – Comptroller & Treasurer. This team is tasked with overseeing AMETEK’s progress toward
| achieving a conflict-free supply chain, including creation of and adherence to our CFM policy. This policy includes our 1) commitment to achieving conflict-free sourcing, 2) expected Terms and Conditions of supply, and 3) requirement for conflict minerals data via the Conflict-Free Sourcing Initiative (“CFSI”) Conflict Minerals Reporting Template. |
|
In order to identify and assess risks associated with CFM we begin with careful filtering our products to isolate those that may contain 3TG that is necessary to the functionality or manufacture of our products. A categorization of suppliers and individual components purchased is in place that results in every purchased item having a CFM status assigned. We are then able to identify and engage relevant suppliers by initiating a RCOI to determine whether supplied parts containing 3TG originated in the DRC or one of the covered countries or are from recycled or scrap sources. Given the number of products impacted and the complexity of the associated supply chains, our RCOI involves numerous telephone and email inquiries along with the exchange of thousands of CFM Templates and other supporting documents. To effectively manage this process, a CFM compliance owner has been identified for each of our 111 factory locations. The Compliance Owner is tasked with ensuring responses from their supply base. A central repository is used to store supplier contact details along with part-specific CFM information and the e-mail address corporate.cfm@ametek.com is used to facilitate corporate-initiated supplier communications.
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 | The greatest risk associated with our conflict-free efforts was quickly identified as non-participating suppliers. AMETEK’s response included reaching out to identified suppliers a minimum of 3 times to obtain complete CMR Templates. Response rates were initially low as most of our suppliers had to flow down the CFM requirements through many levels in the supply chain. For the participating suppliers, initial documentation was often incomplete requiring each response to be continually reviewed and assessed for further investigation. |
An additional data gathering challenge has been to obtain complete CFM data from companies that currently are not part of the direct SEC reporting regulations. Included in this Group are Smelters/Refiners, Distributors, and private or internationally based companies, along with those companies that are under SEC regulation but are small (<$50M annual revenue). These companies have an additional 2-year grace period (4 years total) before having to report details of their CFM status. For the 2015 production year, AMETEK chose to focus on our Tier 2 supply, defined as suppliers providing at least $300K of parts annually. This allowed us to strategically align our efforts to a controlled number of companies in the best position to participate in our CFM data gathering efforts. Our process to address non-responders contained specific escalation procedures including bi-weekly business unit meetings with corporate management until an appropriate supplier response was received. After considerable effort we have received CFM responses from all (841) of our Tier 2 suppliers. For 2015, the key metrics from our Tier 2 group of suppliers are as follows:
2015 Tier 2 CFM Status by Spend
| CONFLICT FREE | 18% | |
| EXEMPT | 67% | |
| UNDETERMINABLE | 15% | |
| UNKNOWN | 0% |
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Conclusions and Expected Next Steps
To the extent reasonably possible, AMETEK has documented the country of origin of identified smelters and refiners based on information received through the Conflict-Free Smelter Program (“CFSP”), surveys of smelters and refiners, and/or reviews of publically available information. We have identified a total of 313 smelters as potential sources of 3TG minerals furnished to AMETEK Suppliers during 2015 (see Appendix I).
AMETEK, Inc. intends to continue to evaluate and improve our due diligence program and engage with our suppliers to identify the origin and chain of custody of 3TG minerals in our products. During 2016, at a minimum, we expect to prepare for an Independent Private Sector Audit (“IPSA”) to confirm the robustness of our overall approach, processes, documentation, and execution. While we focused efforts on a select portion of our supply base in 2015, going forward we will continue to solicit supplier responses from all within our non-exempt supply base with an aim to achieve a Conflict Free Supply Base.
Caution Concerning Forward-looking Statements
Certain statements in this report maybe “forward-looking” within the meaning of the Private Securities Litigation Reform Act of 1995. When used in this report, the words “believes,” “anticipates,” “may,” “expect,” “intend,” “estimate,” “project” and similar expressions are intended to identify forward-looking statements, although not all forward-looking statements contain such words. Examples of forward-looking statements include statements relating to our future plans, and any other statement that does not directly relate to any historical or current fact. Forward-looking statements are subject to various factors and uncertainties that may cause actual results to differ significantly from expectations. A detailed discussion of other factors that may affect our future results is contained in AMETEK’s filings with the U.S. Securities and Exchange Commission, including its most recent reports on Form 10-K, 10-Q and 8-K. AMETEK disclaims any intention or obligation to update or revise any forward-looking statements.
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Appendix I: Smelter List
# | Metal | Smelter Reference List | Smelter Facility Location | |||
1 | Gold | Advanced Chemical Company | UNITED STATES | |||
2 | Gold | Aida Chemical Industries Co., Ltd. | JAPAN | |||
3 | Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | |||
4 | Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | |||
5 | Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | |||
6 | Gold | Argor-Heraeus S.A. | SWITZERLAND | |||
7 | Gold | Amagasaki Factory, Hyogo Prefecture, Japan | JAPAN | |||
8 | Gold | Asaka Riken Co., Ltd. | JAPAN | |||
9 | Gold | ATAkulche | TURKEY | |||
10 | Gold | Aurubis AG | GERMANY | |||
11 | Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | |||
12 | Gold | Boliden AB | SWEDEN | |||
13 | Gold | C. Hafner GmbH + Co. KG | GERMANY | |||
14 | Gold | Caridad | MEXICO | |||
15 | Gold | CCR | CANADA | |||
16 | Gold | Cendres + M?taux SA | SWITZERLAND | |||
17 | Gold | CHALCO Yunnan Copper Co. Ltd. | CHINA | |||
18 | Gold | Chimet S.p.A. | ITALY | |||
19 | Gold | Chugai Mining | JAPAN | |||
20 | Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | |||
21 | Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | |||
22 | Gold | Do Sung Corporation | KOREA, REPUBLIC OF | |||
23 | Gold | Doduco | GERMANY | |||
24 | Gold | Dowa | JAPAN | |||
25 | Gold | Eco-System Recycling Co., Ltd. | JAPAN | |||
26 | Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | |||
27 | Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | |||
28 | Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | |||
29 | Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | |||
30 | Gold | Heimerle + Meule GmbH | GERMANY | |||
31 | Gold | Heraeus Ltd. Hong Kong | CHINA | |||
32 | Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | |||
33 | Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | |||
34 | Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | |||
35 | Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | |||
36 | Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | |||
37 | Gold | Istanbul Gold Refinery | TURKEY | |||
38 | Gold | Japan Mint | JAPAN |
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39 | Gold | JCC | CHINA | |||
40 | Gold | Asahi Refining USA Inc. | UNITED STATES | |||
41 | Gold | Asahi Refining Canada Ltd. | CANADA | |||
42 | Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | |||
43 | Gold | JSC Uralelectromed | RUSSIAN FEDERATION | |||
44 | Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | |||
45 | Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | |||
46 | Gold | Kazzinc | KAZAKHSTAN | |||
47 | Gold | Kennecott Utah Copper LLC | UNITED STATES | |||
48 | Gold | Kojima Chemicals Co., Ltd. | JAPAN | |||
49 | Gold | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF | |||
50 | Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | |||
51 | Gold | L’azurde Company For Jewelry | SAUDI ARABIA | |||
52 | Gold | Lingbao Gold Co., Ltd. | CHINA | |||
53 | Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | |||
54 | Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | |||
55 | Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | |||
56 | Gold | Materion | UNITED STATES | |||
57 | Gold | Matsuda Sangyo Co., Ltd. | JAPAN | |||
58 | Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | |||
59 | Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | |||
60 | Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | |||
61 | Gold | Metalor Switzerland | SWITZERLAND | |||
62 | Gold | Metalor USA Refining Corporation | UNITED STATES | |||
63 | Gold | Metal?rgica Met-Mex Pe?oles, S.A. de C.V | MEXICO | |||
64 | Gold | Mitsubishi Materials Corporation | JAPAN | |||
65 | Gold | Mitsui Kinzoku Co., Ltd. | JAPAN | |||
66 | Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | |||
67 | Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | |||
68 | Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | |||
69 | Gold | Nihon Material Co., Ltd. | JAPAN | |||
70 | Gold | Elemetal Refining, LLC | UNITED STATES | |||
71 | Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | |||
72 | Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | |||
73 | Gold | PAMP S.A. | SWITZERLAND | |||
74 | Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | |||
75 | Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | |||
76 | Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | |||
77 | Gold | PX Précinox S.A. | SWITZERLAND | |||
78 | Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | |||
79 | Gold | Royal Canadian Mint | CANADA | |||
80 | Gold | Sabin Metal Corp. | UNITED STATES | |||
81 | Gold | Samdok Metal | KOREA, REPUBLIC OF | |||
82 | Gold | SAMWON Metals Corp. | KOREA, REPUBLIC OF |
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83 | Gold | Schone Edelmetaal B.V. | NETHERLANDS | |||
84 | Gold | SEMPSA Joyería Platería S.A. | SPAIN | |||
85 | Gold | Shandong Tarzan Bio-Gold Industry Co., Ltd. | CHINA | |||
86 | Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | |||
87 | Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | |||
88 | Gold | Accurate Refining Group | UNITED STATES | |||
89 | Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | |||
90 | Gold | Solar Applied Materials Technology Corp. | TAIWAN | |||
91 | Gold | MEM(Sumitomo Group) | JAPAN | |||
92 | Gold | Shonan Plant Tanaka Kikinzoku | JAPAN | |||
93 | Gold | Great Wall Precious Metals Co,. LTD. | CHINA | |||
94 | Gold | China’s Shandong Gold Mining Co., Ltd | CHINA | |||
95 | Gold | Tokuriki Honten Co., Ltd. | JAPAN | |||
96 | Gold | Anhui Tongling Nonferrous Metal Mining Co., Ltd. | CHINA | |||
97 | Gold | Torecom | KOREA, REPUBLIC OF | |||
98 | Gold | Umicore Brasil Ltda. | BRAZIL | |||
99 | Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | |||
100 | Gold | United Precious Metal Refining, Inc. | UNITED STATES | |||
101 | Gold | Valcambi S.A. | SWITZERLAND | |||
102 | Gold | AGR Mathey | AUSTRALIA | |||
103 | Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN | |||
104 | Gold | Yokohama Metal Co., Ltd. | JAPAN | |||
105 | Gold | Henan Zhongyuan Gold Refinery Co., Ltd. | CHINA | |||
106 | Gold | Fujian Zijin mining stock company gold smelter | CHINA | |||
107 | Gold | Morris and Watson | NEW ZEALAND | |||
108 | Gold | Guangdong Gaoyao Co | CHINA | |||
109 | Gold | Umicore Precious Metals Thailand | THAILAND | |||
110 | Gold | Faggi Enrico S.p.A. | ITALY | |||
111 | Gold | Geib Refining Corporation | UNITED STATES | |||
112 | Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | |||
113 | Gold | Republic Metals Corporation | UNITED STATES | |||
114 | Gold | KGHM Polska Miedź Spółka Akcyjna | POLAND | |||
115 | Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE | |||
116 | Gold | Singway Technology Co., Ltd. | TAIWAN | |||
117 | Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | |||
118 | Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | |||
119 | Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | |||
120 | Gold | Sudan Gold Refinery | SUDAN | |||
121 | Gold | T.C.A S.p.A | ITALY | |||
122 | Gold | Remondis Argentia B.V. | NETHERLANDS | |||
123 | Gold | Tony Goetz NV | BELGIUM | |||
124 | Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | |||
125 | Gold | SAAMP | FRANCE | |||
126 | Gold | SAXONIA Edelmetalle GmbH | GERMANY | |||
127 | Gold | WIELAND Edelmetalle GmbH | GERMANY |
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128 | Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | |||
129 | Gold | AURA-II | UNITED STATES | |||
130 | Gold | ASARCO Incorporated | UNITED STATES | |||
131 | Gold | Casa da Moeda do Brasil | BRAZIL | |||
132 | Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | |||
133 | Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION | |||
134 | Gold | Sheffield Smelting Co. Ltd. | ENGLAND | |||
135 | Gold | Zhongjin Gold Corporation Limited | CHINA | |||
136 | Gold | Zijin Mining Group Co. Ltd | CHINA | |||
137 | Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | |||
138 | Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | |||
139 | Tantalum | D Block Metals, LLC | UNITED STATES | |||
140 | Tantalum | Douluoshan Sapphire Rare Metal Co Ltd | CHINA | |||
141 | Tantalum | E.S.R. Electronics | UNITED STATES | |||
142 | Tantalum | Exotech Inc. | UNITED STATES | |||
143 | Tantalum | F & X | CHINA | |||
144 | Tantalum | FIR Metals & Resource Ltd. | CHINA | |||
145 | Tantalum | Global Advanced Metals Aizu | JAPAN | |||
146 | Tantalum | Global Advanced Metals Boyertown | UNITED STATES | |||
147 | Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | |||
148 | Tantalum | H.C. Starck Co., Ltd. | THAILAND | |||
149 | Tantalum | H.C. Starck GmbH Goslar | GERMANY | |||
150 | Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | |||
151 | Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | |||
152 | Tantalum | H.C. Starck Inc. | UNITED STATES | |||
153 | Tantalum | H.C. Starck Ltd. | JAPAN | |||
154 | Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | |||
155 | Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | |||
156 | Tantalum | Hi-Temp | UNITED STATES | |||
157 | Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | |||
158 | Tantalum | Jiangxi Tuohong New Raw Material | CHINA | |||
159 | Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | |||
160 | Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | |||
161 | Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | |||
162 | Tantalum | KEMET Blue Metals | MEXICO | |||
163 | Tantalum | KEMET Blue Powder | UNITED STATES | |||
164 | Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | |||
165 | Tantalum | LSM Brasil S.A. | BRAZIL | |||
166 | Tantalum | Metallurgical Products India Pvt. Ltd. (MPIL) | INDIA | |||
167 | Tantalum | Mineração Taboca S.A. | BRAZIL | |||
168 | Tantalum | Mitsui Mining & Smelting | JAPAN | |||
169 | Tantalum | Molycorp Silmet A.S. | ESTONIA | |||
170 | Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | |||
171 | Tantalum | Plansee SE Liezen | AUSTRIA |
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172 | Tantalum | Plansee SE Reutte | AUSTRIA | |||
173 | Tantalum | QuantumClean | UNITED STATES | |||
174 | Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL | |||
175 | Tantalum | RFH | CHINA | |||
176 | Tantalum | Solikamsk | RUSSIAN FEDERATION | |||
177 | Tantalum | Taki Chemicals | JAPAN | |||
178 | Tantalum | Telex Metals | UNITED STATES | |||
179 | Tantalum | Tranzact, Inc. | UNITED STATES | |||
180 | Tantalum | ULBA | KAZAKHSTAN | |||
181 | Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | |||
182 | Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | |||
183 | Tantalum | Zhuzhou Cemented Carbide | CHINA | |||
184 | Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA | |||
185 | Tantalum | Tantalite Resources | SOUTH AFRICA | |||
186 | Tin | Chenzhou Yun Xiang mining limited liability company | CHINA | |||
187 | Tin | China Rare Metal Material Co., Ltd. | CHINA | |||
188 | Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | |||
189 | Tin | Alpha | UNITED STATES | |||
190 | Tin | Cooper Santa | BRAZIL | |||
191 | Tin | CV Gita Pesona | INDONESIA | |||
192 | Tin | CV JusTindo | INDONESIA | |||
193 | Tin | CV Nurjanah | INDONESIA | |||
194 | Tin | CV Serumpun Sebalai | INDONESIA | |||
195 | Tin | CV United Smelting | INDONESIA | |||
196 | Tin | Dowa | JAPAN | |||
197 | Tin | EM Vinto | BOLIVIA | |||
198 | Tin | Estanho de Rondônia S.A. | BRAZIL | |||
199 | Tin | Feinhütte Halsbrücke GmbH | GERMANY | |||
200 | Tin | Fenix Metals | POLAND | |||
201 | Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | |||
202 | Tin | Yunnan Geiju Zili Metallurgy Co. Ltd. | CHINA | |||
203 | Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | |||
204 | Tin | China Tin (Hechi) | CHINA | |||
205 | Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | |||
206 | Tin | Metallic Resources, Inc. | UNITED STATES | |||
207 | Tin | Mineração Taboca S.A. | BRAZIL | |||
208 | Tin | Funsur Smelter | PERU | |||
209 | Tin | Mitsubishi Materials Corporation | JAPAN | |||
210 | Tin | Jiangxi Nanshan | CHINA | |||
211 | Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | |||
212 | Tin | OMSA | BOLIVIA | |||
213 | Tin | PT Artha Cipta Langgeng | INDONESIA | |||
214 | Tin | PT Babel Inti Perkasa | INDONESIA | |||
215 | Tin | PT Bangka Tin Industry | INDONESIA |
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216 | Tin | PT Belitung Industri Sejahtera | INDONESIA | |||
217 | Tin | BML | INDONESIA | |||
218 | Tin | Brand IMLI | INDONESIA | |||
219 | Tin | PT DS Jaya Abadi | INDONESIA | |||
220 | Tin | PT Eunindo Usaha Mandiri | INDONESIA | |||
221 | Tin | PT Fang Di MulTindo | INDONESIA | |||
222 | Tin | PT Karimun Mining | INDONESIA | |||
223 | Tin | PT Mitra Stania Prima | INDONESIA | |||
224 | Tin | PT Panca Mega Persada | INDONESIA | |||
225 | Tin | PT Prima Timah Utama | INDONESIA | |||
226 | Tin | Brand RBT | INDONESIA | |||
227 | Tin | PT Sariwiguna Binasentosa | INDONESIA | |||
228 | Tin | PT Stanindo Inti Perkasa | INDONESIA | |||
229 | Tin | PT Sumber Jaya Indah | INDONESIA | |||
230 | Tin | Kundur Smelter | INDONESIA | |||
231 | Tin | INDONESIAN STATE TIN CORPORATION MENTOK SMELTER | INDONESIA | |||
232 | Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | |||
233 | Tin | PT Tinindo Inter Nusa | INDONESIA | |||
234 | Tin | PT Tommy Utama | INDONESIA | |||
235 | Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | |||
236 | Tin | Rui Da Hung | TAIWAN | |||
237 | Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | |||
238 | Tin | Soft Metais Ltda. | BRAZIL | |||
239 | Tin | Thai Solder Industry Corp., Ltd. | THAILAND | |||
240 | Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | |||
241 | Tin | VQB Mineral and Trading Group JSC | VIET NAM | |||
242 | Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | |||
243 | Tin | Chengfeng Metals Co Pte Ltd | CHINA | |||
244 | Tin | Tin Products Manufacturing Co.LTD. of YTCL | CHINA | |||
245 | Tin | CV Venus Inti Perkasa | INDONESIA | |||
246 | Tin | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | |||
247 | Tin | PT Tirus Putra Mandiri | INDONESIA | |||
248 | Tin | PT Wahana Perkit Jaya | INDONESIA | |||
249 | Tin | Melt Metais e Ligas S.A. | BRAZIL | |||
250 | Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | |||
251 | Tin | Phoenix Metal Ltd. | RWANDA | |||
252 | Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | |||
253 | Tin | PT Inti Stania Prima | INDONESIA | |||
254 | Tin | CV Ayi Jaya | INDONESIA | |||
255 | Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | |||
256 | Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | |||
257 | Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | |||
258 | Tin | CV Dua Sekawan | INDONESIA | |||
259 | Tin | CV Tiga Sekawan | INDONESIA |
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Exhibit 1.01
260 | Tin | PT Cipta Persada Mulia | INDONESIA | |||
261 | Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | |||
262 | Tin | Resind Indústria e Comércio Ltda. | BRAZIL | |||
263 | Tin | Metallo-Chimique N.V. | BELGIUM | |||
264 | Tin | Elmet S.L.U. | SPAIN | |||
265 | Tin | PT Bangka Prima Tin | INDONESIA | |||
266 | Tin | PT Sukses Inti Makmur | INDONESIA | |||
267 | Tin | An Thai Minerals Co., Ltd. | VIET NAM | |||
268 | Tin | PT Kijang Jaya Mandiri | INDONESIA | |||
269 | Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | |||
270 | Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA | |||
271 | Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | |||
272 | Tin | China Hongqiao | CHINA | |||
273 | Tin | CV Duta Putra Bangka | INDONESIA | |||
274 | Tin | CV Makmur Jaya | INDONESIA | |||
275 | Tin | CV United Smelting | INDONESIA | |||
276 | Tin | Guixi smelter | CHINA | |||
277 | Tin | Kunshan shenghan | China | |||
278 | Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | |||
279 | Tin | POONGSAN CORPORATION | REPUBLIC OF KOREA | |||
280 | Tin | Posco | REPUBLIC OF KOREA | |||
281 | Tin | PT Alam Lestari Kencana | INDONESIA | |||
282 | Tin | PT Bangka Putra Karya | INDONESIA | |||
283 | Tin | PT Donna Kembara Jaya | INDONESIA | |||
284 | Tin | PT HP Metals Indonesia | INDONESIA | |||
285 | Tin | PT Yinchendo Mining Industry | INDONESIA | |||
286 | Tin | SHAOXING TIANLONG TIN MATERIALS | China | |||
287 | Tin | Technic Inc. | UNITED STATES | |||
288 | Tin | XiHai – Liuzhou China Tin Group Co ltd | CHINA | |||
289 | Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN | |||
290 | Tungsten | ATI Metalworking Products | UNITED STATES | |||
291 | Tungsten | Chaozhou Xianglu Tungsten Industry Co., Ltd. | CHINA | |||
292 | Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | |||
293 | Tungsten | China National Non Ferrous | CHINA | |||
294 | Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | |||
295 | Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | |||
296 | Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | |||
297 | Tungsten | Japan New Metals Co., Ltd. | JAPAN | |||
298 | Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | |||
299 | Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA | |||
300 | Tungsten | Kennametal Fallon | UNITED STATES | |||
301 | Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | |||
302 | Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | |||
303 | Tungsten | WBH | AUSTRIA |
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Exhibit 1.01
304 | Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | |||
305 | Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | |||
306 | Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | |||
307 | Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | |||
308 | Tungsten | Human Chun-Chang non-ferrous Smelting & Concentrating Co., Ltd. | CHINA | |||
309 | Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | |||
310 | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | |||
311 | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA | |||
312 | Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | |||
313 | Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | |||
314 | Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | |||
315 | Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | |||
316 | Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | |||
317 | Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | |||
318 | Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | |||
319 | Tungsten | Pobedit, JSC | RUSSIAN FEDERATION | |||
320 | Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | |||
321 | Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | |||
322 | Tungsten | Sanher Tungsten Vietnam Co., Ltd. | VIET NAM | |||
323 | Tungsten | H.C. Starck GmbH | GERMANY | |||
324 | Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | |||
325 | Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | |||
326 | Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | |||
327 | Tungsten | Shaoguan Xinhai Rendan Tungsten Industry Co. Ltd | CHINA | |||
328 | Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | |||
329 | Tungsten | Niagara Refining LLC | UNITED STATES | |||
330 | Tungsten | Xiamen H.C. | CHINA | |||
331 | Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | |||
332 | Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | |||
333 | Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | |||
334 | Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | |||
335 | Tungsten | ACL Metais Eireli | BRAZIL | |||
336 | Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | |||
337 | Tungsten | Moliren Ltd | RUSSIAN FEDERATION | |||
338 | Tungsten | China Minmetals Corp | CHINA | |||
339 | Tungsten | Wolfram JSC, Russia | RUSSIAN FEDERATION |
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