The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete. |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
| | OMB APPROVAL | | OMB Number: | 3235-0006 | | Expires: | Oct 31, 2018 | | Estimated average burden | | hours per response: | 23.8 | | |
| Report for the Calendar Year or Quarter Ended: | 09-30-2020 |
| Check here if Amendment | | Amendment Number: |
| This Amendment (Check only one.): | | is a restatement. |
| | adds new holdings entries. |
| Institutional Investment Manager Filing this Report: |
| Name: | PGIM INVESTMENTS LLC |
| Address: | 655 BROAD STREET, 17TH FLOOR |
|
| NEWARK, NJ 07102 |
| Form 13F File Number: | 028-19510 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: |
| Name: | Dino Capasso |
| Title: | Vice President, Compliance |
| Phone: | 973-367-7473 |
| Signature, Place, and Date of Signing: |
| /s/Dino Capasso | Newark, NJ | 11-16-2020 |
| [Signature] | [City, State] | [Date] |
|
| Report Type (Check only one.): |
| | 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| X | 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |
| | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.] |
| | Form 13F File Number | Name |
| 028-00074 | JENNISON ASSOCIATES LLC |
| 028-11173 | QMA LLC |
| 028-04217 | PGIM, Inc. |
| 028-10562 | ALLIANCEBERNSTEIN L.P. |
| 028-13991 | Allianz Global Investors U.S. LLC |
| 028-12259 | ALPHASIMPLEX GROUP, LLC |
| 028-10120 | AQR CAPITAL MANAGEMENT LLC |
| 028-04293 | BLACKROCK FINANCIAL MANAGEMENT INC/DE |
| 028-12736 | BlackRock Internationl, Ltd. |
| 028-15053 | BLACKROCK (SINGAPORE) LTD. |
| 028-02204 | Brandywine Global Investment Management, LLC |
| 028-05775 | Brown Advisory LLC |
| 028-04457 | CAPITAL INTERNATIONAL INC /CA/ |
| 028-11611 | Clearbridge Investments, LLC |
| 028-02405 | COHEN & STEERS CAPITAL MANAGEMENT INC |
| 028-11239 | CoreCommodity Management, LLC |
| 028-05618 | EMERALD ADVISERS, LLC |
| 028-12282 | FIAM LLC |
| 028-05582 | FIRST QUADRANT L P/CA |
| 028-03578 | FRANKLIN ADVISERS INC |
| 028-10981 | GOLDMAN SACHS ASSET MANAGEMENT, L.P. |
| 028-10068 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC |
| 028-11937 | J.P. Morgan Investment Management Inc. |
| 028-10469 | LAZARD ASSET MANAGEMENT LLC |
| 028-13608 | LMCG INVESTMENTS, LLC |
| 028-00398 | LOOMIS SAYLES & CO L P |
| 028-06580 | LSV ASSET MANAGEMENT |
| 028-04968 | MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
| 028-11866 | MORGAN STANLEY INVESTMENT MANAGEMENT INC |
| 028-17085 | Neuberger Berman Investment Advisers LLC |
| 028-10952 | PACIFIC INVESTMENT MANAGEMENT CO LLC |
| 028-14009 | QS Investors, LLC |
| 028-00115 | PRICE T ROWE ASSOCIATES INC /MD/ |
| 028-02682 | UBS ASSET MANAGEMENT AMERICAS INC |
| 028-06354 | VICTORY CAPITAL MANAGEMENT INC |
| 028-05670 | WEDGE CAPITAL MANAGEMENT L L P/NC |
| 028-04557 | WELLINGTON MANAGEMENT GROUP LLP |
| 028-10245 | Western Asset Management Company, LLC |
| 028-17022 | WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC |
| 028-01186 | DIMENSIONAL FUND ADVISORS LP |
| 028-15583 | Cohen & Steers UK Ltd |
| 028-06254 | MARTIN CURRIE INC |
