UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
November 13, 2002
Date of Report (Date of earliest event reported)
Mercator Software, Inc.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
0-22667 | | 06-1132156 |
(Commission File Number) | | (IRS Employer Identification No.) |
45 Danbury Road, Wilton, CT 06897
(Address of Principal Executive Offices)
Registrant’s telephone number, including area code: (203) 761-8600
Item 7. Financial Statements and Exhibits.
| | 99.1 Certification | | Required Under Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350. |
Item 9. Regulation FD Disclosure
On November 13, 2002, Mercator Software, Inc. (the “Company”) filed with the Commission its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2002. This Current Report is filed to accompany the Quarterly Report on Form 10-Q to furnish certifications of Roy C. King, Chairman of the Board of Directors, Chief Executive Officer and President, and Kenneth J. Hall, Executive Vice President, Chief Financial Officer and Treasurer, required pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. A copy of the certification is attached hereto as an Exhibit.
The foregoing certification should not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The information in this Current Report shall not be incorporated by reference into any registration statement pursuant to the Securities Act of 1933, as amended. The furnishing of the information in this Current Report is not intended to, and does not, constitute a representation that such furnishing is required by Regulation FD or that the information this Current Report contains is material investor information that is not otherwise publicly available.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Mercator Software, Inc.
Dated: November 13, 2002
By: /s/ Roy C. King
Roy C. King
Chairman of the Board of Directors,
Chief Executive Officer and President
