Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
| Vote Summary |
| | BLACKSTONE MORTGAGE TRUST, INC. | | |
| | Security | 09257W100 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | BXMT | | | | | | Meeting Date | 07-Jul-2021 | |
| | ISIN | US09257W1009 | | | | | | Agenda | 935405983 - Management |
| | Record Date | 09-Apr-2021 | | | | | | Holding Recon Date | 09-Apr-2021 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-Jul-2021 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | DIRECTOR | Management | | | | | | |
| | | | 1 | Michael B. Nash | | | | For | | For | | |
| | | | 2 | Katharine A. Keenan | | | | For | | For | | |
| | | | 3 | Leonard W. Cotton | | | | For | | For | | |
| | | | 4 | Thomas E. Dobrowski | | | | For | | For | | |
| | | | 5 | Martin L. Edelman | | | | For | | For | | |
| | | | 6 | Henry N. Nassau | | | | For | | For | | |
| | | | 7 | Jonathan L. Pollack | | | | For | | For | | |
| | | | 8 | Lynne B. Sagalyn | | | | For | | For | | |
| | 2 | Ratify the appointment of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3 | Advisory Vote on Executive Compensation: To approve
in a non- binding, advisory vote, the compensation paid
to our named executive officers. | Management | | For | | For | | |
| | HEALTHCARE TRUST OF AMERICA, INC. | | |
| | Security | 42225P501 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | HTA | | | | | | Meeting Date | 07-Jul-2021 | |
| | ISIN | US42225P5017 | | | | | | Agenda | 935424298 - Management |
| | Record Date | 15-Apr-2021 | | | | | | Holding Recon Date | 15-Apr-2021 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-Jul-2021 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director until the 2022 Annual Meeting: Scott
D. Peters | Management | | For | | For | | |
| | 1B. | Election of Director until the 2022 Annual Meeting: W.
Bradley Blair, II | Management | | For | | For | | |
| | 1C. | Election of Director until the 2022 Annual Meeting: Vicki
U. Booth | Management | | For | | For | | |
| | 1D. | Election of Director until the 2022 Annual Meeting: H. Lee
Cooper | Management | | For | | For | | |
| | 1E. | Election of Director until the 2022 Annual Meeting:
Warren D. Fix | Management | | For | | For | | |
| | 1F. | Election of Director until the 2022 Annual Meeting: Peter
N. Foss | Management | | For | | For | | |
| | 1G. | Election of Director until the 2022 Annual Meeting: Jay P.
Leupp | Management | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of
our named executive officers. | Management | | For | | For | | |
| | 3. | To consider and vote upon the ratification of the
appointment of Deloitte & Touche LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | To approve our Amended and Restated 2006 Incentive
Plan. | Management | | For | | For | | |
| | KIMCO REALTY CORPORATION | | |
| | Security | 49446R109 | | | | | | Meeting Type | Special |
| | Ticker Symbol | KIM | | | | | | Meeting Date | 03-Aug-2021 | |
| | ISIN | US49446R1095 | | | | | | Agenda | 935469521 - Management |
| | Record Date | 21-Jun-2021 | | | | | | Holding Recon Date | 21-Jun-2021 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-Aug-2021 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | PROPOSAL TO APPROVE THE MERGER OF
WEINGARTEN REALTY INVESTORS, A TEXAS REAL
ESTATE INVESTMENT TRUST ("WRI"), WITH AND
INTO KIMCO REALTY CORPORATION, A MARYLAND
CORPORATION ("KIMCO"), WITH KIMCO
CONTINUING AS THE SURVIVING CORPORATION IN
THE MERGER, ON THE TERMS AND SUBJECT TO
THE CONDITIONS OF THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF APRIL 15, 2021, BY AND
BETWEEN WRI AND KIMCO (THE "MERGER
PROPOSAL"). | Management | | For | | For | | |
| | 2. | PROPOSAL TO APPROVE THE ADJOURNMENT OF
THE KIMCO SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE MERGER PROPOSAL IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO APPROVE THE MERGER
PROPOSAL (THE "ADJOURNMENT PROPOSAL"). | Management | | For | | For | | |
| | VEREIT, INC. | | |
| | Security | 92339V308 | | | | | | Meeting Type | Special |
| | Ticker Symbol | VER | | | | | | Meeting Date | 12-Aug-2021 | |
| | ISIN | US92339V3087 | | | | | | Agenda | 935473986 - Management |
| | Record Date | 08-Jul-2021 | | | | | | Holding Recon Date | 08-Jul-2021 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Aug-2021 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | A proposal to approve the merger of VEREIT, Inc.
("VEREIT") with and into Rams MD Subsidiary I, Inc.
("Merger Sub 1"), with Merger Sub 1 continuing its
existence as a wholly owned subsidiary of Realty Income
Corporation ("Realty Income"), on the terms and subject
to the conditions of the Agreement and Plan of Merger,
dated as of April 29, 2021 (as amended from time to time,
the "Merger Agreement"), by and among VEREIT,
VEREIT Operating Partnership, L.P., Realty Income,
Merger Sub 1 and Rams Acquisition Sub II, LLC (the
"VEREIT Merger Proposal"). | Management | | For | | For | | |
| | 2. | A proposal to approve, by advisory (non-binding) vote,
the compensation that may be paid or become payable to
the named executive officers of VEREIT in connection
with the merger of VEREIT with and into Merger Sub 1. | Management | | For | | For | | |
| | 3. | A proposal to approve the adjournment of the VEREIT
Special Meeting, if necessary or appropriate, to solicit
additional proxies in favor of the VEREIT Merger
Proposal, if there are insufficient votes at the time of such
adjournment to approve such proposal. | Management | | For | | For | | |
| | REALTY INCOME CORPORATION | | |
| | Security | 756109104 | | | | | | Meeting Type | Special |
| | Ticker Symbol | O | | | | | | Meeting Date | 12-Aug-2021 | |
| | ISIN | US7561091049 | | | | | | Agenda | 935473998 - Management |
| | Record Date | 08-Jul-2021 | | | | | | Holding Recon Date | 08-Jul-2021 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Aug-2021 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | A proposal to approve the issuance of Realty Income
common stock, par value $0.01 per share, in connection
with the transactions contemplated by the Agreement and
Plan of Merger, dated as of April 29, 2021, as amended,
by and among Realty Income, VEREIT, Inc., VEREIT
Operating Partnership, L.P., Rams MD Subsidiary I, Inc.,
a wholly owned subsidiary of Realty Income, and Rams
Acquisition Sub II, LLC, a wholly owned subsidiary of
Realty Income (which we refer to as the "Realty Income
Issuance Proposal"). | Management | | For | | For | | |
| | 2. | A proposal to approve the adjournment of the Realty
Income special meeting, if necessary or appropriate, to
solicit additional proxies in favor of the Realty Income
Issuance Proposal if there are insufficient votes at the
time of such adjournment to approve such proposals
(which we refer to as the "Realty Income Adjournment
Proposal"). | Management | | For | | For | | |
| | QTS REALTY TRUST, INC. | | |
| | Security | 74736A103 | | | | | | Meeting Type | Special |
| | Ticker Symbol | QTS | | | | | | Meeting Date | 26-Aug-2021 | |
| | ISIN | US74736A1034 | | | | | | Agenda | 935477403 - Management |
| | Record Date | 15-Jul-2021 | | | | | | Holding Recon Date | 15-Jul-2021 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Aug-2021 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | To approve the merger of QTS Realty Trust, Inc. with and
into Volt Lower Holdings LLC (the "Merger") pursuant to
the terms of the Agreement and Plan of Merger, dated as
of June 7, 2021, as it may be amended from time to time,
among QTS Realty Trust, Inc., QualityTech, LP, Volt
Upper Holdings LLC, Volt Lower Holdings LLC, and Volt
Acquisition LP (the "Merger Agreement"), and the other
transactions contemplated by the Merger Agreement as
more particularly described in the Proxy Statement. | Management | | For | | For | | |
| | 2. | To approve, on a non-binding, advisory basis, the
compensation that may be paid or become payable to our
named executive officers that is based on or otherwise
relates to the Merger as more particularly described in
the Proxy Statement. | Management | | For | | For | | |
| | 3. | To approve any adjournment of the Special Meeting for
the purpose of soliciting additional proxies if there are not
sufficient votes at the Special Meeting to approve the
Merger and the other transactions contemplated by the
Merger Agreement as more particularly described in the
Proxy Statement. | Management | | For | | For | | |
| | APARTMENT INCOME REIT CORP | | |
| | Security | 03750L109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AIRC | | | | | | Meeting Date | 07-Dec-2021 | |
| | ISIN | US03750L1098 | | | | | | Agenda | 935512891 - Management |
| | Record Date | 20-Oct-2021 | | | | | | Holding Recon Date | 20-Oct-2021 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-Dec-2021 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Thomas N. Bohjalian | Management | | For | | For | | |
| | 1B. | Election of Director: Kristin Finney-Cooke | Management | | For | | For | | |
| | 1C. | Election of Director: Margarita Paláu-Hernández | Management | | For | | For | | |
| | 2. | Ratification of the selection of Deloitte & Touche LLP to
serve as the independent registered public accounting
firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Advisory vote on executive compensation (Say on Pay). | Management | | For | | For | | |
| | 4. | Say on Pay Frequency Vote (Say When on Pay). | Management | | 1 Year | | For | | |
| | D.R. HORTON, INC. | | |
| | Security | 23331A109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DHI | | | | | | Meeting Date | 26-Jan-2022 | |
| | ISIN | US23331A1097 | | | | | | Agenda | 935537906 - Management |
| | Record Date | 30-Nov-2021 | | | | | | Holding Recon Date | 30-Nov-2021 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Jan-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Donald R. Horton | Management | | For | | For | | |
| | 1B. | Election of Director: Barbara K. Allen | Management | | For | | For | | |
| | 1C. | Election of Director: Brad S. Anderson | Management | | For | | For | | |
| | 1D. | Election of Director: Michael R. Buchanan | Management | | For | | For | | |
| | 1E. | Election of Director: Benjamin S. Carson, Sr. | Management | | For | | For | | |
| | 1F. | Election of Director: Michael W. Hewatt | Management | | For | | For | | |
| | 1G. | Election of Director: Maribess L. Miller | Management | | For | | For | | |
| | 2. | Approval of the advisory resolution on executive
compensation. | Management | | Against | | Against | | |
| | 3. | Ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm. | Management | | For | | For | | |
| | CYRUSONE INC. | | |
| | Security | 23283R100 | | | | | | Meeting Type | Special |
| | Ticker Symbol | CONE | | | | | | Meeting Date | 01-Feb-2022 | |
| | ISIN | US23283R1005 | | | | | | Agenda | 935540890 - Management |
| | Record Date | 23-Dec-2021 | | | | | | Holding Recon Date | 23-Dec-2021 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 31-Jan-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | To approve the merger (the "merger") of Cavalry Merger
Sub LLC, a wholly owned subsidiary of Parent ("Merger
Sub"), with and into CyrusOne Inc. (the "Company"), with
the Company surviving the merger, in accordance with
the terms of the Agreement and Plan of Merger, dated as
of November 14, 2021 (the "merger agreement"), by and
among Cavalry Parent L.P. ("Parent"), Merger Sub and
the Company, the merger agreement and the other
transactions contemplated by the merger agreement. | Management | | For | | For | | |
| | 2. | To approve, by advisory (non-binding) vote, the
compensation that may be paid or become payable to the
Company's named executive officers in connection with
the consummation of the merger. | Management | | For | | For | | |
| | 3. | To approve any adjournment of the special meeting for
the purpose of soliciting additional proxies if there are
insufficient votes at the special meeting to approve
Proposal 1. | Management | | For | | For | | |
| | TOLL BROTHERS, INC. | | |
| | Security | 889478103 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TOL | | | | | | Meeting Date | 08-Mar-2022 | |
| | ISIN | US8894781033 | | | | | | Agenda | 935544141 - Management |
| | Record Date | 13-Jan-2022 | | | | | | Holding Recon Date | 13-Jan-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 07-Mar-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Douglas C. Yearley, Jr. | Management | | For | | For | | |
| | 1B. | Election of Director: Stephen F. East | Management | | For | | For | | |
| | 1C. | Election of Director: Christine N. Garvey | Management | | For | | For | | |
| | 1D. | Election of Director: Karen H. Grimes | Management | | For | | For | | |
| | 1E. | Election of Director: Derek T. Kan | Management | | For | | For | | |
| | 1F. | Election of Director: Carl B. Marbach | Management | | For | | For | | |
| | 1G. | Election of Director: John A. McLean | Management | | For | | For | | |
| | 1H. | Election of Director: Wendell E. Pritchett | Management | | For | | For | | |
| | 1I. | Election of Director: Paul E. Shapiro | Management | | For | | For | | |
| | 1J. | Election of Director: Scott D. Stowell | Management | | For | | For | | |
| | 2. | The ratification of the re-appointment of Ernst & Young
LLP as the Company's independent registered public
accounting firm for the 2022 fiscal year. | Management | | For | | For | | |
| | 3. | The approval, in an advisory and non-binding vote, of the
compensation of the Company's named executive
officers. | Management | | For | | For | | |
| | MORGAN STANLEY INSTITUTIONAL LIQUIDITY | | |
| | Security | 61747C707 | | | | | | Meeting Type | Special |
| | Ticker Symbol | MVRXX | | | | | | Meeting Date | 31-Mar-2022 | |
| | ISIN | US61747C7074 | | | | | | Agenda | 935543391 - Management |
| | Record Date | 27-Dec-2021 | | | | | | Holding Recon Date | 27-Dec-2021 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 30-Mar-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Nancy C. Everett | | | | For | | For | | |
| | | | 2 | Jakki L. Haussler | | | | For | | For | | |
| | | | 3 | Patricia A. Maleski | | | | For | | For | | |
| | | | 4 | Frances L. Cashman | | | | For | | For | | |
| | | | 5 | Eddie A. Grier | | | | For | | For | | |
| | LENNAR CORPORATION | | |
| | Security | 526057104 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | LEN | | | | | | Meeting Date | 12-Apr-2022 | |
| | ISIN | US5260571048 | | | | | | Agenda | 935554774 - Management |
| | Record Date | 15-Feb-2022 | | | | | | Holding Recon Date | 15-Feb-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director to serve until the 2023 Annual
Meeting: Amy Banse | Management | | For | | For | | |
| | 1B. | Election of Director to serve until the 2023 Annual
Meeting: Rick Beckwitt | Management | | For | | For | | |
| | 1C. | Election of Director to serve until the 2023 Annual
Meeting: Steven L. Gerard | Management | | For | | For | | |
| | 1D. | Election of Director to serve until the 2023 Annual
Meeting: Tig Gilliam | Management | | For | | For | | |
| | 1E. | Election of Director to serve until the 2023 Annual
Meeting: Sherrill W. Hudson | Management | | For | | For | | |
| | 1F. | Election of Director to serve until the 2023 Annual
Meeting: Jonathan M. Jaffe | Management | | For | | For | | |
| | 1G. | Election of Director to serve until the 2023 Annual
Meeting: Sidney Lapidus | Management | | For | | For | | |
| | 1H. | Election of Director to serve until the 2023 Annual
Meeting: Teri P. McClure | Management | | For | | For | | |
| | 1I. | Election of Director to serve until the 2023 Annual
Meeting: Stuart Miller | Management | | For | | For | | |
| | 1J. | Election of Director to serve until the 2023 Annual
Meeting: Armando Olivera | Management | | For | | For | | |
| | 1K. | Election of Director to serve until the 2023 Annual
Meeting: Jeffrey Sonnenfeld | Management | | For | | For | | |
| | 2. | Approval, on an advisory basis, of the compensation of
our named executive officers. | Management | | Against | | Against | | |
| | 3. | Ratification of the appointment of Deloitte & Touche LLP
as our independent registered public accounting firm for
our fiscal year ending November 30, 2022. | Management | | For | | For | | |
| | 4. | Approval of the Lennar Corporation 2016 Equity Incentive
Plan, as Amended and Restated. | Management | | For | | For | | |
| | 5. | Approval of a stockholder proposal to reduce the
common stock ownership threshold to call a special
meeting. | Shareholder | | For | | Against | | |
| | DUKE REALTY CORPORATION | | |
| | Security | 264411505 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DRE | | | | | | Meeting Date | 14-Apr-2022 | |
| | ISIN | US2644115055 | | | | | | Agenda | 935553621 - Management |
| | Record Date | 18-Feb-2022 | | | | | | Holding Recon Date | 18-Feb-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 12-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director to serve for a one-year term ending at
the 2023 Annual Meeting: John P. Case | Management | | For | | For | | |
| | 1b. | Election of Director to serve for a one-year term ending at
the 2023 Annual Meeting: James B. Connor | Management | | For | | For | | |
| | 1c. | Election of Director to serve for a one-year term ending at
the 2023 Annual Meeting: Tamara D. Fischer | Management | | For | | For | | |
| | 1d. | Election of Director to serve for a one-year term ending at
the 2023 Annual Meeting: Norman K. Jenkins | Management | | For | | For | | |
| | 1e. | Election of Director to serve for a one-year term ending at
the 2023 Annual Meeting: Kelly T. Killingsworth | Management | | For | | For | | |
| | 1f. | Election of Director to serve for a one-year term ending at
the 2023 Annual Meeting: Melanie R. Sabelhaus | Management | | For | | For | | |
| | 1g. | Election of Director to serve for a one-year term ending at
the 2023 Annual Meeting: Peter M. Scott, III | Management | | For | | For | | |
| | 1h. | Election of Director to serve for a one-year term ending at
the 2023 Annual Meeting: David P. Stockert | Management | | For | | For | | |
| | 1i. | Election of Director to serve for a one-year term ending at
the 2023 Annual Meeting: Chris T. Sultemeier | Management | | For | | For | | |
| | 1j. | Election of Director to serve for a one-year term ending at
the 2023 Annual Meeting: Warren M. Thompson | Management | | For | | For | | |
| | 1k. | Election of Director to serve for a one-year term ending at
the 2023 Annual Meeting: Lynn C. Thurber | Management | | For | | For | | |
| | 2. | To vote on an advisory basis to approve the
compensation of the Company's named executive
officers as set forth in the proxy statement. | Management | | For | | For | | |
| | 3. | To ratify the reappointment of KPMG LLP as the
Company's independent registered public accountants for
the fiscal year 2022. | Management | | For | | For | | |
| | KIMCO REALTY CORPORATION | | |
| | Security | 49446R109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | KIM | | | | | | Meeting Date | 26-Apr-2022 | |
| | ISIN | US49446R1095 | | | | | | Agenda | 935561755 - Management |
| | Record Date | 01-Mar-2022 | | | | | | Holding Recon Date | 01-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Milton Cooper | Management | | For | | For | | |
| | 1B. | Election of Director: Philip E. Coviello | Management | | For | | For | | |
| | 1C. | Election of Director: Conor C. Flynn | Management | | For | | For | | |
| | 1D. | Election of Director: Frank Lourenso | Management | | For | | For | | |
| | 1E. | Election of Director: Henry Moniz | Management | | For | | For | | |
| | 1F. | Election of Director: Mary Hogan Preusse | Management | | For | | For | | |
| | 1G. | Election of Director: Valerie Richardson | Management | | For | | For | | |
| | 1H. | Election of Director: Richard B. Saltzman | Management | | For | | For | | |
| | 2. | THE ADVISORY RESOLUTION TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION (AS MORE
PARTICULARLY DESCRIBED IN THE PROXY
STATEMENT). | Management | | For | | For | | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2022 (AS MORE PARTICULARLY
DESCRIBED IN THE PROXY STATEMENT). | Management | | For | | For | | |
| | GETTY REALTY CORP. | | |
| | Security | 374297109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GTY | | | | | | Meeting Date | 26-Apr-2022 | |
| | ISIN | US3742971092 | | | | | | Agenda | 935561957 - Management |
| | Record Date | 03-Mar-2022 | | | | | | Holding Recon Date | 03-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Christopher J. Constant | Management | | For | | For | | |
| | 1B. | Election of Director: Milton Cooper | Management | | For | | For | | |
| | 1C. | Election of Director: Philip E. Coviello | Management | | For | | For | | |
| | 1D. | Election of Director: Evelyn León Infurna | Management | | For | | For | | |
| | 1E. | Election of Director: Mary Lou Malanoski | Management | | For | | For | | |
| | 1F. | Election of Director: Richard E. Montag | Management | | For | | For | | |
| | 1G. | Election of Director: Howard B. Safenowitz | Management | | For | | For | | |
| | 2. | ADVISORY (NON-BINDING) VOTE ON NAMED
EXECUTIVE COMPENSATION (SAY-ON-PAY). | Management | | For | | For | | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2022. | Management | | For | | For | | |
| | 4. | APPROVAL OF CHARTER AMENDMENT PROPOSAL. | Management | | For | | For | | |
| | EQUITY LIFESTYLE PROPERTIES, INC. | | |
| | Security | 29472R108 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ELS | | | | | | Meeting Date | 26-Apr-2022 | |
| | ISIN | US29472R1086 | | | | | | Agenda | 935564129 - Management |
| | Record Date | 18-Feb-2022 | | | | | | Holding Recon Date | 18-Feb-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Andrew Berkenfield | | | | For | | For | | |
| | | | 2 | Derrick Burks | | | | For | | For | | |
| | | | 3 | Philip Calian | | | | For | | For | | |
| | | | 4 | David Contis | | | | For | | For | | |
| | | | 5 | Constance Freedman | | | | For | | For | | |
| | | | 6 | Thomas Heneghan | | | | For | | For | | |
| | | | 7 | Marguerite Nader | | | | For | | For | | |
| | | | 8 | Scott Peppet | | | | For | | For | | |
| | | | 9 | Sheli Rosenberg | | | | For | | For | | |
| | | | 10 | Samuel Zell | | | | For | | For | | |
| | 2. | Ratification of the selection of Ernst & Young LLP as the
Company's Independent Registered Public Accounting
Firm for 2022. | Management | | For | | For | | |
| | 3. | Approval on a non-binding, advisory basis of our
executive compensation as disclosed in the Proxy
Statement. | Management | | For | | For | | |
| | BRIXMOR PROPERTY GROUP INC | | |
| | Security | 11120U105 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | BRX | | | | | | Meeting Date | 27-Apr-2022 | |
| | ISIN | US11120U1051 | | | | | | Agenda | 935555574 - Management |
| | Record Date | 10-Feb-2022 | | | | | | Holding Recon Date | 10-Feb-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: James M. Taylor Jr. | Management | | For | | For | | |
| | 1.2 | Election of Director: John G. Schreiber | Management | | For | | For | | |
| | 1.3 | Election of Director: Michael Berman | Management | | For | | For | | |
| | 1.4 | Election of Director: Julie Bowerman | Management | | For | | For | | |
| | 1.5 | Election of Director: Sheryl M. Crosland | Management | | For | | For | | |
| | 1.6 | Election of Director: Thomas W. Dickson | Management | | For | | For | | |
| | 1.7 | Election of Director: Daniel B. Hurwitz | Management | | For | | For | | |
| | 1.8 | Election of Director: Sandra A. J. Lawrence | Management | | For | | For | | |
| | 1.9 | Election of Director: William D. Rahm | Management | | For | | For | | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as our
independent registered public accounting firm for 2022. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding advisory basis, the
compensation paid to our named executive officers. | Management | | For | | For | | |
| | 4. | To approve the Brixmor Property Group Inc. 2022
Omnibus Incentive Plan. | Management | | For | | For | | |
| | PARK HOTELS & RESORTS INC | | |
| | Security | 700517105 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PK | | | | | | Meeting Date | 27-Apr-2022 | |
| | ISIN | US7005171050 | | | | | | Agenda | 935560789 - Management |
| | Record Date | 04-Mar-2022 | | | | | | Holding Recon Date | 04-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Thomas J. Baltimore, Jr. | Management | | For | | For | | |
| | 1B. | Election of Director: Patricia M. Bedient | Management | | For | | For | | |
| | 1C. | Election of Director: Thomas D. Eckert | Management | | For | | For | | |
| | 1D. | Election of Director: Geoffrey M. Garrett | Management | | For | | For | | |
| | 1E. | Election of Director: Christie B. Kelly | Management | | For | | For | | |
| | 1F. | Election of Director: Sen. Joseph I. Lieberman | Management | | For | | For | | |
| | 1G. | Election of Director: Thomas A. Natelli | Management | | For | | For | | |
| | 1H. | Election of Director: Timothy J. Naughton | Management | | For | | For | | |
| | 1I. | Election of Director: Stephen I. Sadove | Management | | For | | For | | |
| | 2. | To approve, on an advisory (non-binding) basis, the
compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 4. | To consider a stockholder proposal regarding equity
retention by our named executive officers. | Shareholder | | Against | | For | | |
| | VICI PROPERTIES INC. | | |
| | Security | 925652109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | VICI | | | | | | Meeting Date | 27-Apr-2022 | |
| | ISIN | US9256521090 | | | | | | Agenda | 935561200 - Management |
| | Record Date | 01-Mar-2022 | | | | | | Holding Recon Date | 01-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: James R. Abrahamson | Management | | For | | For | | |
| | 1B. | Election of Director: Diana F. Cantor | Management | | For | | For | | |
| | 1C. | Election of Director: Monica H. Douglas | Management | | For | | For | | |
| | 1D. | Election of Director: Elizabeth I. Holland | Management | | For | | For | | |
| | 1E. | Election of Director: Craig Macnab | Management | | For | | For | | |
| | 1F. | Election of Director: Edward B. Pitoniak | Management | | For | | For | | |
| | 1G. | Election of Director: Michael D. Rumbolz | Management | | For | | For | | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | To approve (on a non-binding, advisory basis) the
compensation of our named executive officers. | Management | | For | | For | | |
| | VENTAS, INC. | | |
| | Security | 92276F100 | | | | | | Meeting Type | Contested-Annual |
| | Ticker Symbol | VTR | | | | | | Meeting Date | 27-Apr-2022 | |
| | ISIN | US92276F1003 | | | | | | Agenda | 935589892 - Management |
| | Record Date | 21-Mar-2022 | | | | | | Holding Recon Date | 21-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Melody C. Barnes | | | | For | | For | | |
| | | | 2 | Debra A. Cafaro | | | | For | | For | | |
| | | | 3 | Michael J. Embler | | | | For | | For | | |
| | | | 4 | Matthew J. Lustig | | | | For | | For | | |
| | | | 5 | Roxanne M. Martino | | | | For | | For | | |
| | | | 6 | Marguerite M. Nader | | | | For | | For | | |
| | | | 7 | Sean P. Nolan | | | | For | | For | | |
| | | | 8 | Walter C. Rakowich | | | | For | | For | | |
| | | | 9 | Robert D. Reed | | | | For | | For | | |
| | | | 10 | James D. Shelton | | | | For | | For | | |
| | | | 11 | Maurice S. Smith | | | | For | | For | | |
| | 2. | Proposal to approve, on an advisory basis, the
compensation of our Named Executive Officers. | Management | | For | | For | | |
| | 3. | Proposal to approve the Ventas, Inc. 2022 Incentive Plan. | Management | | For | | For | | |
| | 4. | Proposal to ratify KPMG LLP as our independent
registered public accounting firm for the 2022 fiscal year. | Management | | For | | For | | |
| | VENTAS, INC. | | |
| | Security | 92276F100 | | | | | | Meeting Type | Contested-Annual |
| | Ticker Symbol | VTR | | | | | | Meeting Date | 27-Apr-2022 | |
| | ISIN | US92276F1003 | | | | | | Agenda | 935589905 - Opposition |
| | Record Date | 21-Mar-2022 | | | | | | Holding Recon Date | 21-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jonathan Litt | | | | | | | | |
| | | | 2 | MGT Nom M.C. Barnes | | | | | | | | |
| | | | 3 | MGT Nom Debra A. Cafaro | | | | | | | | |
| | | | 4 | MGT Nom M.J. Embler | | | | | | | | |
| | | | 5 | MGT Nom M.J. Lustig | | | | | | | | |
| | | | 6 | MGT Nom R.M. Martino | | | | | | | | |
| | | | 7 | MGT Nom M.M. Nader | | | | | | | | |
| | | | 8 | MGT Nom Sean P. Nolan | | | | | | | | |
| | | | 9 | MGT Nom W.C. Rakowich | | | | | | | | |
| | | | 10 | MGT Nom Robert D. Reed | | | | | | | | |
| | | | 11 | MGT Nom M.S. Smith | | | | | | | | |
| | 2. | To approve, on an advisory basis, the compensation of
the Company's named executive officers. | Management | | | | | | |
| | 3. | To approve the Ventas, Inc. 2022 Incentive Plan. | Management | | | | | | |
| | 4. | To ratify the selection of KPMG LLP as the Company's
independent registered public accounting firm for the
2022 fiscal year. | Management | | | | | | |
| | SUNSTONE HOTEL INVESTORS, INC. | | |
| | Security | 867892101 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SHO | | | | | | Meeting Date | 28-Apr-2022 | |
| | ISIN | US8678921011 | | | | | | Agenda | 935560981 - Management |
| | Record Date | 02-Mar-2022 | | | | | | Holding Recon Date | 02-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: W. Blake Baird | Management | | For | | For | | |
| | 1B. | Election of Director: Andrew Batinovich | Management | | For | | For | | |
| | 1C. | Election of Director: Monica S. Digilio | Management | | For | | For | | |
| | 1D. | Election of Director: Kristina M. Leslie | Management | | For | | For | | |
| | 1E. | Election of Director: Murray J. McCabe | Management | | For | | For | | |
| | 1F. | Election of Director: Verett Mims | Management | | For | | For | | |
| | 1G. | Election of Director: Douglas M. Pasquale | Management | | For | | For | | |
| | 2. | Ratification of the Audit Committee's appointment of
Ernst & Young LLP to act as the independent registered
public accounting firm for the fiscal year ending
December 31, 2022. | Management | | For | | For | | |
| | 3. | Advisory vote to approve the compensation of Sunstone's
named executive officers, as set forth in Sunstone's
Proxy Statement for the 2022 Annual Meeting. | Management | | Against | | Against | | |
| | 4. | Approval of the Sunstone Hotel Investors, Inc. and
Sunstone Hotel Partnership, LLC 2022 Incentive Award
Plan. | Management | | For | | For | | |
| | HEALTHPEAK PROPERTIES, INC | | |
| | Security | 42250P103 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PEAK | | | | | | Meeting Date | 28-Apr-2022 | |
| | ISIN | US42250P1030 | | | | | | Agenda | 935564369 - Management |
| | Record Date | 01-Mar-2022 | | | | | | Holding Recon Date | 01-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Brian G. Cartwright | Management | | For | | For | | |
| | 1B. | Election of Director: Christine N. Garvey | Management | | For | | For | | |
| | 1C. | Election of Director: R. Kent Griffin, Jr. | Management | | For | | For | | |
| | 1D. | Election of Director: David B. Henry | Management | | For | | For | | |
| | 1E. | Election of Director: Thomas M. Herzog | Management | | For | | For | | |
| | 1F. | Election of Director: Lydia H. Kennard | Management | | For | | For | | |
| | 1G. | Election of Director: Sara G. Lewis | Management | | For | | For | | |
| | 1H. | Election of Director: Katherine M. Sandstrom | Management | | For | | For | | |
| | 2. | Approval of 2021 executive compensation on an advisory
basis. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Deloitte & Touche LLP
as Healthpeak Properties, Inc.'s independent registered
public accounting firm for the year ending December 31,
2022. | Management | | For | | For | | |
| | PUBLIC STORAGE | | |
| | Security | 74460D109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PSA | | | | | | Meeting Date | 28-Apr-2022 | |
| | ISIN | US74460D1090 | | | | | | Agenda | 935564547 - Management |
| | Record Date | 28-Feb-2022 | | | | | | Holding Recon Date | 28-Feb-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Trustee: Ronald L. Havner, Jr. | Management | | For | | For | | |
| | 1B. | Election of Trustee: Tamara Hughes Gustavson | Management | | For | | For | | |
| | 1C. | Election of Trustee: Leslie S. Heisz | Management | | For | | For | | |
| | 1D. | Election of Trustee: Michelle Millstone-Shroff | Management | | For | | For | | |
| | 1E. | Election of Trustee: Shankh S. Mitra | Management | | For | | For | | |
| | 1F. | Election of Trustee: David J. Neithercut | Management | | For | | For | | |
| | 1G. | Election of Trustee: Rebecca Owen | Management | | For | | For | | |
| | 1H. | Election of Trustee: Kristy M. Pipes | Management | | For | | For | | |
| | 1I. | Election of Trustee: Avedick B. Poladian | Management | | For | | For | | |
| | 1J. | Election of Trustee: John Reyes | Management | | For | | For | | |
| | 1K. | Election of Trustee: Joseph D. Russell, Jr. | Management | | For | | For | | |
| | 1L. | Election of Trustee: Tariq M. Shaukat | Management | | For | | For | | |
| | 1M. | Election of Trustee: Ronald P. Spogli | Management | | For | | For | | |
| | 1N. | Election of Trustee: Paul S. Williams | Management | | For | | For | | |
| | 2. | Advisory vote to approve the compensation of the
Company's Named Executive Officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Ernst & Young LLP as
the Company's independent registered public accounting
firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 4. | Approval of the amendment to the Declaration of Trust to
eliminate supermajority voting requirements to amend the
Declaration of Trust. | Management | | For | | For | | |
| | STARWOOD PROPERTY TRUST, INC. | | |
| | Security | 85571B105 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | STWD | | | | | | Meeting Date | 28-Apr-2022 | |
| | ISIN | US85571B1052 | | | | | | Agenda | 935565587 - Management |
| | Record Date | 02-Mar-2022 | | | | | | Holding Recon Date | 02-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Richard D. Bronson | | | | For | | For | | |
| | | | 2 | Jeffrey G. Dishner | | | | For | | For | | |
| | | | 3 | Camille J. Douglas | | | | For | | For | | |
| | | | 4 | Solomon J. Kumin | | | | For | | For | | |
| | | | 5 | Fred Perpall | | | | For | | For | | |
| | | | 6 | Fred S. Ridley | | | | For | | For | | |
| | | | 7 | Barry S. Sternlicht | | | | For | | For | | |
| | | | 8 | Strauss Zelnick | | | | For | | For | | |
| | 2. | The approval on an advisory basis of the Company's
executive compensation. | Management | | Against | | Against | | |
| | 3. | The approval of the Starwood Property Trust, Inc.
Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 4. | The approval of the Starwood Property Trust, Inc. 2022
Manager Equity Plan. | Management | | For | | For | | |
| | 5. | The approval of the Starwood Property Trust, Inc. 2022
Equity Plan. | Management | | For | | For | | |
| | 6. | The ratification of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the calendar year ending December 31, 2022. | Management | | For | | For | | |
| | REGENCY CENTERS CORPORATION | | |
| | Security | 758849103 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | REG | | | | | | Meeting Date | 29-Apr-2022 | |
| | ISIN | US7588491032 | | | | | | Agenda | 935565804 - Management |
| | Record Date | 10-Mar-2022 | | | | | | Holding Recon Date | 10-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 28-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Martin E. Stein, Jr. | Management | | For | | For | | |
| | 1B. | Election of Director: Bryce Blair | Management | | For | | For | | |
| | 1C. | Election of Director: C. Ronald Blankenship | Management | | For | | For | | |
| | 1D. | Election of Director: Deirdre J. Evens | Management | | For | | For | | |
| | 1E. | Election of Director: Thomas W. Furphy | Management | | For | | For | | |
| | 1F. | Election of Director: Karin M. Klein | Management | | For | | For | | |
| | 1G. | Election of Director: Peter D. Linneman | Management | | For | | For | | |
| | 1H. | Election of Director: David P. O'Connor | Management | | For | | For | | |
| | 1I. | Election of Director: Lisa Palmer | Management | | For | | For | | |
| | 1J. | Election of Director: James H. Simmons, III | Management | | For | | For | | |
| | 1K. | Election of Director: Thomas G. Wattles | Management | | For | | For | | |
| | 2. | Adoption of an advisory resolution approving executive
compensation for fiscal year 2021. | Management | | For | | For | | |
| | 3. | Ratification of appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the year ending December 31, 2022. | Management | | For | | For | | |
| | STAG INDUSTRIAL, INC. | | |
| | Security | 85254J102 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | STAG | | | | | | Meeting Date | 02-May-2022 | |
| | ISIN | US85254J1025 | | | | | | Agenda | 935565967 - Management |
| | Record Date | 10-Mar-2022 | | | | | | Holding Recon Date | 10-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-Apr-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Benjamin S. Butcher | Management | | For | | For | | |
| | 1B. | Election of Director: Jit Kee Chin | Management | | For | | For | | |
| | 1C. | Election of Director: Virgis W. Colbert | Management | | For | | For | | |
| | 1D. | Election of Director: Michelle S. Dilley | Management | | For | | For | | |
| | 1E. | Election of Director: Jeffrey D. Furber | Management | | For | | For | | |
| | 1F. | Election of Director: Larry T. Guillemette | Management | | For | | For | | |
| | 1G. | Election of Director: Francis X. Jacoby III | Management | | For | | For | | |
| | 1H. | Election of Director: Christopher P. Marr | Management | | For | | For | | |
| | 1I. | Election of Director: Hans S. Weger | Management | | For | | For | | |
| | 2. | The ratification of the appointment of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for the year ending
December 31, 2022. | Management | | For | | For | | |
| | 3. | The approval, by non-binding vote, of executive
compensation. | Management | | For | | For | | |
| | PHYSICIANS REALTY TRUST | | |
| | Security | 71943U104 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DOC | | | | | | Meeting Date | 03-May-2022 | |
| | ISIN | US71943U1043 | | | | | | Agenda | 935555827 - Management |
| | Record Date | 24-Feb-2022 | | | | | | Holding Recon Date | 24-Feb-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Trustee: John T. Thomas | Management | | For | | For | | |
| | 1.2 | Election of Trustee: Tommy G. Thompson | Management | | For | | For | | |
| | 1.3 | Election of Trustee: Stanton D. Anderson | Management | | For | | For | | |
| | 1.4 | Election of Trustee: Mark A. Baumgartner | Management | | For | | For | | |
| | 1.5 | Election of Trustee: Albert C. Black, Jr. | Management | | For | | For | | |
| | 1.6 | Election of Trustee: William A. Ebinger, M.D. | Management | | For | | For | | |
| | 1.7 | Election of Trustee: Pamela J. Kessler | Management | | For | | For | | |
| | 1.8 | Election of Trustee: Ava E. Lias-Booker | Management | | For | | For | | |
| | 1.9 | Election of Trustee: Richard A. Weiss | Management | | For | | For | | |
| | 2. | To ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding advisory basis, the
compensation paid to the Company's named executive
officers. | Management | | For | | For | | |
| | 4. | To approve, on a non-binding advisory basis, the
frequency of casting future votes on the compensation
paid to the Company's named executive officers. | Management | | 1 Year | | For | | |
| | AMERICAN HOMES 4 RENT | | |
| | Security | 02665T306 | �� | | | | | Meeting Type | Annual |
| | Ticker Symbol | AMH | | | | | | Meeting Date | 03-May-2022 | |
| | ISIN | US02665T3068 | | | | | | Agenda | 935562098 - Management |
| | Record Date | 07-Mar-2022 | | | | | | Holding Recon Date | 07-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Trustee: Kenneth M. Woolley | Management | | For | | For | | |
| | 1B. | Election of Trustee: David P. Singelyn | Management | | For | | For | | |
| | 1C. | Election of Trustee: Douglas N. Benham | Management | | For | | For | | |
| | 1D. | Election of Trustee: Jack Corrigan | Management | | For | | For | | |
| | 1E. | Election of Trustee: David Goldberg | Management | | For | | For | | |
| | 1F. | Election of Trustee: Tamara H. Gustavson | Management | | For | | For | | |
| | 1G. | Election of Trustee: Matthew J. Hart | Management | | For | | For | | |
| | 1H. | Election of Trustee: Michelle C. Kerrick | Management | | For | | For | | |
| | 1I. | Election of Trustee: James H. Kropp | Management | | For | | For | | |
| | 1J. | Election of Trustee: Lynn C. Swann | Management | | For | | For | | |
| | 1K. | Election of Trustee: Winifred M. Webb | Management | | For | | For | | |
| | 1L. | Election of Trustee: Jay Willoughby | Management | | For | | For | | |
| | 1M. | Election of Trustee: Matthew R. Zaist | Management | | For | | For | | |
| | 2. | Ratification of the Appointment of Ernst & Young LLP as
American Homes 4 Rent's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2022. | Management | | For | | For | | |
| | 3. | Advisory Vote to Approve American Homes 4 Rent's
Named Executive Officer Compensation. | Management | | For | | For | | |
| | TERRENO REALTY CORPORATION | | |
| | Security | 88146M101 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TRNO | | | | | | Meeting Date | 03-May-2022 | |
| | ISIN | US88146M1018 | | | | | | Agenda | 935565892 - Management |
| | Record Date | 04-Mar-2022 | | | | | | Holding Recon Date | 04-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: W. Blake Baird | Management | | For | | For | | |
| | 1B. | Election of Director: Michael A. Coke | Management | | For | | For | | |
| | 1C. | Election of Director: Linda Assante | Management | | For | | For | | |
| | 1D. | Election of Director: LeRoy E. Carlson | Management | | For | | For | | |
| | 1E. | Election of Director: David M. Lee | Management | | For | | For | | |
| | 1F. | Election of Director: Douglas M. Pasquale | Management | | For | | For | | |
| | 1G. | Election of Director: Dennis Polk | Management | | For | | For | | |
| | 2. | Adoption of a resolution to approve, on a non-binding
advisory basis, the compensation of certain executives,
as more fully described in the proxy statement. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Ernst & Young LLP as
our independent registered certified public accounting
firm for the 2022 fiscal year. | Management | | For | | For | | |
| | CITY OFFICE REIT, INC. | | |
| | Security | 178587101 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CIO | | | | | | Meeting Date | 04-May-2022 | |
| | ISIN | US1785871013 | | | | | | Agenda | 935563040 - Management |
| | Record Date | 25-Feb-2022 | | | | | | Holding Recon Date | 25-Feb-2022 | |
| | City / | Country | | | / | Canada | | | | | Vote Deadline Date | 03-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: John McLernon | Management | | For | | For | | |
| | 1.2 | Election of Director: James Farrar | Management | | For | | For | | |
| | 1.3 | Election of Director: William Flatt | Management | | For | | For | | |
| | 1.4 | Election of Director: Sabah Mirza | Management | | For | | For | | |
| | 1.5 | Election of Director: Mark Murski | Management | | For | | For | | |
| | 1.6 | Election of Director: John Sweet | Management | | For | | For | | |
| | 2. | To ratify the appointment of KPMG LLP as City Office
REIT, Inc.'s independent registered public accounting
firm for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | The approval, on an advisory basis, of the compensation
of the named executive officers for 2021. | Management | | For | | For | | |
| | 4. | The approval of an amendment to City Office REIT, Inc.'s
Equity Incentive Plan to increase the number of shares of
common stock available for awards made thereunder and
certain administrative changes. | Management | | For | | For | | |
| | FEDERAL REALTY INVESTMENT TRUST | | |
| | Security | 313745101 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | FRT | | | | | | Meeting Date | 04-May-2022 | |
| | ISIN | US3137451015 | | | | | | Agenda | 935569129 - Management |
| | Record Date | 14-Mar-2022 | | | | | | Holding Recon Date | 14-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Trustee: David W. Faeder | Management | | For | | For | | |
| | 1b. | Election of Trustee: Elizabeth I. Holland | Management | | For | | For | | |
| | 1c. | Election of Trustee: Nicole Y. Lamb-Hale | Management | | For | | For | | |
| | 1d. | Election of Trustee: Anthony P. Nader, III | Management | | For | | For | | |
| | 1e. | Election of Trustee: Mark S. Ordan | Management | | For | | For | | |
| | 1f. | Election of Trustee: Gail P. Steinel | Management | | For | | For | | |
| | 1g. | Election of Trustee: Donald C. Wood | Management | | For | | For | | |
| | 2. | To approve, on a non-binding, advisory basis, the
compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Grant Thornton LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | PROLOGIS, INC. | | |
| | Security | 74340W103 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PLD | | | | | | Meeting Date | 04-May-2022 | |
| | ISIN | US74340W1036 | | | | | | Agenda | 935572380 - Management |
| | Record Date | 07-Mar-2022 | | | | | | Holding Recon Date | 07-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Hamid R. Moghadam | Management | | For | | For | | |
| | 1B. | Election of Director: Cristina G. Bita | Management | | For | | For | | |
| | 1C. | Election of Director: George L. Fotiades | Management | | For | | For | | |
| | 1D. | Election of Director: Lydia H. Kennard | Management | | For | | For | | |
| | 1E. | Election of Director: Irving F. Lyons III | Management | | For | | For | | |
| | 1F. | Election of Director: Avid Modjtabai | Management | | For | | For | | |
| | 1G. | Election of Director: David P. O'Connor | Management | | For | | For | | |
| | 1H. | Election of Director: Olivier Piani | Management | | For | | For | | |
| | 1I. | Election of Director: Jeffrey L. Skelton | Management | | For | | For | | |
| | 1J. | Election of Director: Carl B. Webb | Management | | For | | For | | |
| | 1K. | Election of Director: William D. Zollars | Management | | For | | For | | |
| | 2. | Advisory Vote to Approve the Company's Executive
Compensation for 2021 | Management | | Against | | Against | | |
| | 3. | Ratification of the Appointment of KPMG LLP as the
Company's Independent Registered Public Accounting
Firm for the Year 2022 | Management | | For | | For | | |
| | GLADSTONE COMMERCIAL CORPORATION | | |
| | Security | 376536108 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GOOD | | | | | | Meeting Date | 05-May-2022 | |
| | ISIN | US3765361080 | | | | | | Agenda | 935567327 - Management |
| | Record Date | 11-Mar-2022 | | | | | | Holding Recon Date | 11-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | David Gladstone | | | | For | | For | | |
| | | | 2 | Paul W. Adelgren | | | | For | | For | | |
| | | | 3 | John H. Outland | | | | For | | For | | |
| | 2. | To ratify our Audit Committee's selection of
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for our fiscal year
ending December 31, 2022. | Management | | For | | For | | |
| | AGREE REALTY CORPORATION | | |
| | Security | 008492100 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ADC | | | | | | Meeting Date | 05-May-2022 | |
| | ISIN | US0084921008 | | | | | | Agenda | 935568723 - Management |
| | Record Date | 11-Mar-2022 | | | | | | Holding Recon Date | 11-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Joel Agree | | | | For | | For | | |
| | | | 2 | Michael Judlowe | | | | For | | For | | |
| | | | 3 | Gregory Lehmkuhl | | | | For | | For | | |
| | | | 4 | Jerome Rossi | | | | For | | For | | |
| | 2. | To ratify the appointment of Grant Thornton LLP as our
independent registered public accounting firm for 2022. | Management | | For | | For | | |
| | 3. | To approve, by non-binding vote, executive
compensation. | Management | | For | | For | | |
| | ESSEX PROPERTY TRUST, INC. | | |
| | Security | 297178105 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ESS | | | | | | Meeting Date | 10-May-2022 | |
| | ISIN | US2971781057 | | | | | | Agenda | 935573697 - Management |
| | Record Date | 25-Feb-2022 | | | | | | Holding Recon Date | 25-Feb-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Keith R. Guericke | | | | For | | For | | |
| | | | 2 | Maria R. Hawthorne | | | | For | | For | | |
| | | | 3 | Amal M. Johnson | | | | For | | For | | |
| | | | 4 | Mary Kasaris | | | | For | | For | | |
| | | | 5 | Irving F. Lyons, III | | | | For | | For | | |
| | | | 6 | George M. Marcus | | | | For | | For | | |
| | | | 7 | Thomas E. Robinson | | | | For | | For | | |
| | | | 8 | Michael J. Schall | | | | For | | For | | |
| | | | 9 | Byron A. Scordelis | | | | For | | For | | |
| | 2. | Ratification of the appointment of KPMG LLP as the
independent registered public accounting firm for the
Company for the year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | Advisory vote to approve the Company's named
executive officer compensation. | Management | | For | | For | | |
| | IRON MOUNTAIN INCORPORATED | | |
| | Security | 46284V101 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | IRM | | | | | | Meeting Date | 10-May-2022 | |
| | ISIN | US46284V1017 | | | | | | Agenda | 935578801 - Management |
| | Record Date | 14-Mar-2022 | | | | | | Holding Recon Date | 14-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director for a one year term: Jennifer Allerton | Management | | For | | For | | |
| | 1B. | Election of Director for a one year term: Pamela M.
Arway | Management | | For | | For | | |
| | 1C. | Election of Director for a one year term: Clarke H. Bailey | Management | | For | | For | | |
| | 1D. | Election of Director for a one year term: Kent P. Dauten | Management | | For | | For | | |
| | 1E. | Election of Director for a one year term: Monte Ford | Management | | For | | For | | |
| | 1F. | Election of Director for a one year term: Robin L. Matlock | Management | | For | | For | | |
| | 1G. | Election of Director for a one year term: William L.
Meaney | Management | | For | | For | | |
| | 1H. | Election of Director for a one year term: Wendy J.
Murdock | Management | | For | | For | | |
| | 1I. | Election of Director for a one year term: Walter C.
Rakowich | Management | | For | | For | | |
| | 1J. | Election of Director for a one year term: Doyle R. Simons | Management | | For | | For | | |
| | 1K. | Election of Director for a one year term: Alfred J.
Verrecchia | Management | | For | | For | | |
| | 2. | The approval of a non-binding, advisory resolution
approving the compensation of our named executive
officers as described in the Iron Mountain Incorporated
Proxy Statement. | Management | | For | | For | | |
| | 3. | The ratification of the selection by the Audit Committee of
Deloitte & Touche LLP as Iron Mountain Incorporated's
independent registered public accounting firm for the year
ending December 31, 2022. | Management | | For | | For | | |
| | GLOBAL MEDICAL REIT INC. | | |
| | Security | 37954A204 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GMRE | | | | | | Meeting Date | 11-May-2022 | |
| | ISIN | US37954A2042 | | | | | | Agenda | 935572669 - Management |
| | Record Date | 15-Mar-2022 | | | | | | Holding Recon Date | 15-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director to serve until next annual meeting:
Jeffrey M. Busch | Management | | For | | For | | |
| | 1.2 | Election of Director to serve until next annual meeting:
Matthew Cypher | Management | | For | | For | | |
| | 1.3 | Election of Director to serve until next annual meeting:
Ronald Marston | Management | | For | | For | | |
| | 1.4 | Election of Director to serve until next annual meeting:
Roscoe Moore, Jr. | Management | | For | | For | | |
| | 1.5 | Election of Director to serve until next annual meeting:
Henry E. Cole | Management | | For | | For | | |
| | 1.6 | Election of Director to serve until next annual meeting:
Zhang Huiqi | Management | | For | | For | | |
| | 1.7 | Election of Director to serve until next annual meeting:
Paula R. Crowley | Management | | For | | For | | |
| | 1.8 | Election of Director to serve until next annual meeting:
Lori Wittman | Management | | For | | For | | |
| | 2. | Advisory vote to approve the compensation of the
Company's named executive officers as described in the
accompanying Proxy Statement. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the year ending December 31, 2022. | Management | | For | | For | | |
| | SIMON PROPERTY GROUP, INC. | | |
| | Security | 828806109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SPG | | | | | | Meeting Date | 11-May-2022 | |
| | ISIN | US8288061091 | | | | | | Agenda | 935577429 - Management |
| | Record Date | 15-Mar-2022 | | | | | | Holding Recon Date | 15-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Glyn F. Aeppel | Management | | For | | For | | |
| | 1B. | Election of Director: Larry C. Glasscock | Management | | For | | For | | |
| | 1C. | Election of Director: Karen N. Horn, Ph.D. | Management | | For | | For | | |
| | 1D. | Election of Director: Allan Hubbard | Management | | For | | For | | |
| | 1E. | Election of Director: Reuben S. Leibowitz | Management | | For | | For | | |
| | 1F. | Election of Director: Gary M. Rodkin | Management | | For | | For | | |
| | 1G. | Election of Director: Peggy Fang Roe | Management | | For | | For | | |
| | 1H. | Election of Director: Stefan M. Selig | Management | | For | | For | | |
| | 1I. | Election of Director: Daniel C. Smith, Ph.D. | Management | | For | | For | | |
| | 1J. | Election of Director: J. Albert Smith, Jr. | Management | | For | | For | | |
| | 1K. | Election of Director: Marta R. Stewart | Management | | For | | For | | |
| | 2. | Advisory Vote to Approve the Compensation of our
Named Executive Officers. | Management | | For | | For | | |
| | 3. | Ratify the appointment of Ernst & Young LLP as our
Independent Registered Public Accounting Firm for 2022. | Management | | For | | For | | |
| | SUMMIT HOTEL PROPERTIES, INC. | | |
| | Security | 866082100 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | INN | | | | | | Meeting Date | 12-May-2022 | |
| | ISIN | US8660821005 | | | | | | Agenda | 935573863 - Management |
| | Record Date | 11-Mar-2022 | | | | | | Holding Recon Date | 11-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Amina Belouizdad | Management | | For | | For | | |
| | 1B. | Election of Director: Bjorn R. L. Hanson | Management | | For | | For | | |
| | 1C. | Election of Director: Jeffrey W. Jones | Management | | For | | For | | |
| | 1D. | Election of Director: Kenneth J. Kay | Management | | For | | For | | |
| | 1E. | Election of Director: Mehul B. Patel | Management | | For | | For | | |
| | 1F. | Election of Director: Jonathan P. Stanner | Management | | For | | For | | |
| | 1G. | Election of Director: Thomas W. Storey | Management | | For | | For | | |
| | 1H. | Election of Director: Hope S. Taitz | Management | | For | | For | | |
| | 2. | Ratify the appointment of ERNST & YOUNG LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | Approve an advisory (non-binding) resolution on
executive compensation. | Management | | For | | For | | |
| | CAMDEN PROPERTY TRUST | | |
| | Security | 133131102 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CPT | | | | | | Meeting Date | 12-May-2022 | |
| | ISIN | US1331311027 | | | | | | Agenda | 935574980 - Management |
| | Record Date | 16-Mar-2022 | | | | | | Holding Recon Date | 16-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Richard J. Campo | | | | For | | For | | |
| | | | 2 | Javier E. Benito | | | | For | | For | | |
| | | | 3 | Heather J. Brunner | | | | For | | For | | |
| | | | 4 | Mark D. Gibson | | | | For | | For | | |
| | | | 5 | Scott S. Ingraham | | | | For | | For | | |
| | | | 6 | Renu Khator | | | | For | | For | | |
| | | | 7 | D. Keith Oden | | | | For | | For | | |
| | | | 8 | F. A. Sevilla-Sacasa | | | | For | | For | | |
| | | | 9 | Steven A. Webster | | | | For | | For | | |
| | | | 10 | Kelvin R. Westbrook | | | | For | | For | | |
| | 2. | Approval, by an advisory vote, of executive
compensation. | Management | | For | | For | | |
| | 3. | Ratification of Deloitte & Touche LLP as the independent
registered public accounting firm. | Management | | For | | For | | |
| | NATIONAL RETAIL PROPERTIES, INC. | | |
| | Security | 637417106 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | NNN | | | | | | Meeting Date | 12-May-2022 | |
| | ISIN | US6374171063 | | | | | | Agenda | 935587367 - Management |
| | Record Date | 15-Mar-2022 | | | | | | Holding Recon Date | 15-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director to serve until the next Annual
Meeting: Pamela K. M. Beall | Management | | For | | For | | |
| | 1B. | Election of Director to serve until the next Annual
Meeting: Steven D. Cosler | Management | | For | | For | | |
| | 1C. | Election of Director to serve until the next Annual
Meeting: David M. Fick | Management | | For | | For | | |
| | 1D. | Election of Director to serve until the next Annual
Meeting: Edward J. Fritsch | Management | | For | | For | | |
| | 1E. | Election of Director to serve until the next Annual
Meeting: Kevin B. Habicht | Management | | For | | For | | |
| | 1F. | Election of Director to serve until the next Annual
Meeting: Betsy D. Holden | Management | | For | | For | | |
| | 1G. | Election of Director to serve until the next Annual
Meeting: Stephen A. Horn, Jr. | Management | | For | | For | | |
| | 1H. | Election of Director to serve until the next Annual
Meeting: Kamau O. Witherspoon | Management | | For | | For | | |
| | 2. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| | 3. | Ratification of the selection of the independent registered
public accounting firm for 2022. | Management | | For | | For | | |
| | APPLE HOSPITALITY REIT, INC. | | |
| | Security | 03784Y200 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | APLE | | | | | | Meeting Date | 13-May-2022 | |
| | ISIN | US03784Y2000 | | | | | | Agenda | 935578647 - Management |
| | Record Date | 18-Mar-2022 | | | | | | Holding Recon Date | 18-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 12-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Glenn W. Bunting | | | | For | | For | | |
| | | | 2 | Jon A. Fosheim | | | | For | | For | | |
| | | | 3 | Kristian M. Gathright | | | | For | | For | | |
| | | | 4 | Glade M. Knight | | | | For | | For | | |
| | | | 5 | Justin G. Knight | | | | For | | For | | |
| | | | 6 | Blythe J. McGarvie | | | | For | | For | | |
| | | | 7 | Daryl A. Nickel | | | | For | | For | | |
| | | | 8 | L. Hugh Redd | | | | For | | For | | |
| | | | 9 | Howard E. Woolley | | | | For | | For | | |
| | 2. | Approval on an advisory basis of executive compensation
paid by the Company. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Ernst & Young LLP as
the Company's independent registered public accounting
firm to serve for 2022. | Management | | For | | For | | |
| | WEYERHAEUSER COMPANY | | |
| | Security | 962166104 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | WY | | | | | | Meeting Date | 13-May-2022 | |
| | ISIN | US9621661043 | | | | | | Agenda | 935580527 - Management |
| | Record Date | 17-Mar-2022 | | | | | | Holding Recon Date | 17-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 12-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Mark A. Emmert | Management | | For | | For | | |
| | 1B. | Election of Director: Rick R. Holley | Management | | For | | For | | |
| | 1C. | Election of Director: Sara Grootwassink Lewis | Management | | For | | For | | |
| | 1D. | Election of Director: Deidra C. Merriwether | Management | | For | | For | | |
| | 1E. | Election of Director: Al Monaco | Management | | For | | For | | |
| | 1F. | Election of Director: Nicole W. Piasecki | Management | | For | | For | | |
| | 1G. | Election of Director: Lawrence A. Selzer | Management | | For | | For | | |
| | 1H. | Election of Director: Devin W. Stockfish | Management | | For | | For | | |
| | 1I. | Election of Director: Kim Williams | Management | | For | | For | | |
| | 2. | Approval, on an advisory basis, of the compensation of
the named executive officers. | Management | | For | | For | | |
| | 3. | Approval of the Weyerhaeuser 2022 Long-Term Incentive
Plan. | Management | | For | | For | | |
| | 4. | Ratification of the selection of independent registered
public accounting firm for 2022. | Management | | For | | For | | |
| | TANGER FACTORY OUTLET CENTERS, INC. | | |
| | Security | 875465106 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SKT | | | | | | Meeting Date | 13-May-2022 | |
| | ISIN | US8754651060 | | | | | | Agenda | 935585298 - Management |
| | Record Date | 24-Mar-2022 | | | | | | Holding Recon Date | 24-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 12-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Jeffrey B. Citrin | Management | | For | | For | | |
| | 1B. | Election of Director: David B. Henry | Management | | For | | For | | |
| | 1C. | Election of Director: Sandeep L. Mathrani | Management | | For | | For | | |
| | 1D. | Election of Director: Thomas J. Reddin | Management | | For | | For | | |
| | 1E. | Election of Director: Bridget M. Ryan-Berman | Management | | For | | For | | |
| | 1F. | Election of Director: Susan E. Skerritt | Management | | For | | For | | |
| | 1G. | Election of Director: Steven B. Tanger | Management | | For | | For | | |
| | 1H. | Election of Director: Luis A. Ubiñas | Management | | For | | For | | |
| | 1I. | Election of Director: Stephen J. Yalof | Management | | For | | For | | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | To approve, on an advisory (non-binding) basis, named
executive officer compensation. | Management | | For | | For | | |
| | CUBESMART | | |
| | Security | 229663109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CUBE | | | | | | Meeting Date | 17-May-2022 | |
| | ISIN | US2296631094 | | | | | | Agenda | 935570879 - Management |
| | Record Date | 15-Mar-2022 | | | | | | Holding Recon Date | 15-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Piero Bussani | | | | For | | For | | |
| | | | 2 | Dorothy Dowling | | | | For | | For | | |
| | | | 3 | John W. Fain | | | | For | | For | | |
| | | | 4 | Jair K. Lynch | | | | For | | For | | |
| | | | 5 | Christopher P. Marr | | | | For | | For | | |
| | | | 6 | Deborah Ratner Salzberg | | | | For | | For | | |
| | | | 7 | John F. Remondi | | | | For | | For | | |
| | | | 8 | Jeffrey F. Rogatz | | | | For | | For | | |
| | 2. | To ratify the appointment of KPMG LLP as our
independent registered public accounting firm for the year
ending December 31, 2022. | Management | | For | | For | | |
| | 3. | To cast an advisory vote to approve our executive
compensation. | Management | | For | | For | | |
| | MID-AMERICA APARTMENT COMMUNITIES, INC. | | |
| | Security | 59522J103 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MAA | | | | | | Meeting Date | 17-May-2022 | |
| | ISIN | US59522J1034 | | | | | | Agenda | 935571427 - Management |
| | Record Date | 11-Mar-2022 | | | | | | Holding Recon Date | 11-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: H. Eric Bolton, Jr. | Management | | For | | For | | |
| | 1B. | Election of Director: Alan B. Graf, Jr. | Management | | For | | For | | |
| | 1C. | Election of Director: Toni Jennings | Management | | For | | For | | |
| | 1D. | Election of Director: Edith Kelly-Green | Management | | For | | For | | |
| | 1E. | Election of Director: James K. Lowder | Management | | For | | For | | |
| | 1F. | Election of Director: Thomas H. Lowder | Management | | For | | For | | |
| | 1G. | Election of Director: Monica McGurk | Management | | For | | For | | |
| | 1H. | Election of Director: Claude B. Nielsen | Management | | For | | For | | |
| | 1I. | Election of Director: Philip W. Norwood | Management | | For | | For | | |
| | 1J. | Election of Director: W. Reid Sanders | Management | | For | | For | | |
| | 1K. | Election of Director: Gary Shorb | Management | | For | | For | | |
| | 1L. | Election of Director: David P. Stockert | Management | | For | | For | | |
| | 2. | Advisory (non-binding) vote to approve the compensation
of our named executive officers as disclosed in the proxy
statement. | Management | | For | | For | | |
| | 3. | Ratification of appointment of Ernst & Young LLP as
independent registered public accounting firm for fiscal
year 2022. | Management | | For | | For | | |
| | REALTY INCOME CORPORATION | | |
| | Security | 756109104 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | O | | | | | | Meeting Date | 17-May-2022 | |
| | ISIN | US7561091049 | | | | | | Agenda | 935581151 - Management |
| | Record Date | 11-Mar-2022 | | | | | | Holding Recon Date | 11-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director to serve until the 2023 Annual
meeting: Priscilla Almodovar | Management | | For | | For | | |
| | 1B. | Election of Director to serve until the 2023 Annual
meeting: Jacqueline Brady | Management | | For | | For | | |
| | 1C. | Election of Director to serve until the 2023 Annual
meeting: A. Larry Chapman | Management | | For | | For | | |
| | 1D. | Election of Director to serve until the 2023 Annual
meeting: Reginald H. Gilyard | Management | | For | | For | | |
| | 1E. | Election of Director to serve until the 2023 Annual
meeting: Mary Hogan Preusse | Management | | Against | | Against | | |
| | 1F. | Election of Director to serve until the 2023 Annual
meeting: Priya Cherian Huskins | Management | | For | | For | | |
| | 1G. | Election of Director to serve until the 2023 Annual
meeting: Gerardo I. Lopez | Management | | For | | For | | |
| | 1H. | Election of Director to serve until the 2023 Annual
meeting: Michael D. McKee | Management | | For | | For | | |
| | 1I. | Election of Director to serve until the 2023 Annual
meeting: Gregory T. McLaughlin | Management | | For | | For | | |
| | 1J. | Election of Director to serve until the 2023 Annual
meeting: Ronald L. Merriman | Management | | For | | For | | |
| | 1K. | Election of Director to serve until the 2023 Annual
meeting: Sumit Roy | Management | | For | | For | | |
| | 2. | The ratification of the appointment of KPMG LLP as our
independent registered public accounting firm for the year
ending December 31, 2022. | Management | | For | | For | | |
| | 3. | A non-binding advisory proposal to approve the
compensation of our named executive officers as
described in the Proxy Statement. | Management | | For | | For | | |
| | 4. | Amendment of the Company's charter to increase the
number of authorized shares of common stock. | Management | | For | | For | | |
| | INVITATION HOMES INC. | | |
| | Security | 46187W107 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | INVH | | | | | | Meeting Date | 17-May-2022 | |
| | ISIN | US46187W1071 | | | | | | Agenda | 935583004 - Management |
| | Record Date | 22-Mar-2022 | | | | | | Holding Recon Date | 22-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Michael D. Fascitelli | | | | For | | For | | |
| | | | 2 | Dallas B. Tanner | | | | For | | For | | |
| | | | 3 | Jana Cohen Barbe | | | | For | | For | | |
| | | | 4 | Richard D. Bronson | | | | For | | For | | |
| | | | 5 | Jeffrey E. Kelter | | | | For | | For | | |
| | | | 6 | Joseph D. Margolis | | | | For | | For | | |
| | | | 7 | John B. Rhea | | | | For | | For | | |
| | | | 8 | J. Heidi Roizen | | | | For | | For | | |
| | | | 9 | Janice L. Sears | | | | For | | For | | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as our
independent registered public accounting firm for 2022. | Management | | For | | For | | |
| | 3. | To approve, in a non-binding advisory vote, the
compensation paid to our named executive officers. | Management | | For | | For | | |
| | SUN COMMUNITIES, INC. | | |
| | Security | 866674104 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SUI | | | | | | Meeting Date | 17-May-2022 | |
| | ISIN | US8666741041 | | | | | | Agenda | 935587002 - Management |
| | Record Date | 21-Mar-2022 | | | | | | Holding Recon Date | 21-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director to serve until 2023 Annual Meeting:
Gary A. Shiffman | Management | | For | | For | | |
| | 1B. | Election of Director to serve until 2023 Annual Meeting:
Tonya Allen | Management | | For | | For | | |
| | 1C. | Election of Director to serve until 2023 Annual Meeting:
Meghan G. Baivier | Management | | For | | For | | |
| | 1D. | Election of Director to serve until 2023 Annual Meeting:
Stephanie W. Bergeron | Management | | For | | For | | |
| | 1E. | Election of Director to serve until 2023 Annual Meeting:
Brian M. Hermelin | Management | | For | | For | | |
| | 1F. | Election of Director to serve until 2023 Annual Meeting:
Ronald A. Klein | Management | | For | | For | | |
| | 1G. | Election of Director to serve until 2023 Annual Meeting:
Clunet R. Lewis | Management | | For | | For | | |
| | 1H. | Election of Director to serve until 2023 Annual Meeting:
Arthur A. Weiss | Management | | For | | For | | |
| | 2. | To approve, by non-binding vote, executive
compensation. | Management | | For | | For | | |
| | 3. | To ratify the selection of Grant Thornton LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 4. | To approve the first amendment to the Sun Communities,
Inc. 2015 Equity Incentive Plan. | Management | | For | | For | | |
| | AMERICOLD REALTY TRUST | | |
| | Security | 03064D108 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | COLD | | | | | | Meeting Date | 17-May-2022 | |
| | ISIN | US03064D1081 | | | | | | Agenda | 935588535 - Management |
| | Record Date | 21-Mar-2022 | | | | | | Holding Recon Date | 21-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of trustee to hold office until the Annual Meeting
to be held in 2023: George F. Chappelle Jr. | Management | | For | | For | | |
| | 1B. | Election of trustee to hold office until the Annual Meeting
to be held in 2023: George J. Alburger, Jr. | Management | | For | | For | | |
| | 1C. | Election of trustee to hold office until the Annual Meeting
to be held in 2023: Kelly H. Barrett | Management | | For | | For | | |
| | 1D. | Election of trustee to hold office until the Annual Meeting
to be held in 2023: Robert L. Bass | Management | | For | | For | | |
| | 1E. | Election of trustee to hold office until the Annual Meeting
to be held in 2023: Antonio F. Fernandez | Management | | For | | For | | |
| | 1F. | Election of trustee to hold office until the Annual Meeting
to be held in 2023: Pamela K. Kohn | Management | | For | | For | | |
| | 1G. | Election of trustee to hold office until the Annual Meeting
to be held in 2023: David J. Neithercut | Management | | For | | For | | |
| | 1H. | Election of trustee to hold office until the Annual Meeting
to be held in 2023: Mark R. Patterson | Management | | For | | For | | |
| | 1I. | Election of trustee to hold office until the Annual Meeting
to be held in 2023: Andrew P. Power | Management | | For | | For | | |
| | 2. | Advisory Vote on Compensation of Named Executive
Officers (Say- On-Pay). | Management | | For | | For | | |
| | 3. | Advisory Vote on Frequency of Say-On-Pay Votes. | Management | | 1 Year | | For | | |
| | 4. | Vote on Conversion from a Maryland trust to a Maryland
corporation. | Management | | For | | For | | |
| | 5. | Ratification of Ernst & Young LLP as our Independent
Accounting Firm for 2022. | Management | | For | | For | | |
| | ALEXANDRIA REAL ESTATE EQUITIES, INC. | | |
| | Security | 015271109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ARE | | | | | | Meeting Date | 17-May-2022 | |
| | ISIN | US0152711091 | | | | | | Agenda | 935616396 - Management |
| | Record Date | 31-Mar-2022 | | | | | | Holding Recon Date | 31-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Joel S. Marcus | Management | | For | | For | | |
| | 1B. | Election of Director: Steven R. Hash | Management | | For | | For | | |
| | 1C. | Election of Director: James P. Cain | Management | | For | | For | | |
| | 1D. | Election of Director: Cynthia L. Feldmann | Management | | For | | For | | |
| | 1E. | Election of Director: Maria C. Freire | Management | | For | | For | | |
| | 1F. | Election of Director: Jennifer Friel Goldstein | Management | | For | | For | | |
| | 1G. | Election of Director: Richard H. Klein | Management | | For | | For | | |
| | 1H. | Election of Director: Michael A. Woronoff | Management | | For | | For | | |
| | 2. | To vote upon the amendment and restatement of the
Company's Amended and Restated 1997 Stock Award
and Incentive Plan, as more particularly described in the
accompanying Proxy Statement. | Management | | For | | For | | |
| | 3. | To cast a non-binding, advisory vote on a resolution to
approve the compensation of the Company's named
executive officers, as more particularly described in the
accompanying Proxy Statement. | Management | | For | | For | | |
| | 4. | To vote to approve an amendment of the Company's
charter to increase the number of shares of common
stock that the Company is authorized to issue from
200,000,000 to 400,000,000 shares, as more particularly
described in the accompanying proxy statement. | Management | | For | | For | | |
| | 5. | To ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accountants for
the fiscal year ending December 31, 2022, as more
particularly described in the accompanying Proxy
Statement. | Management | | For | | For | | |
| | INNOVATIVE INDUSTRIAL PROPERTIES, INC. | | |
| | Security | 45781V101 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | IIPR | | | | | | Meeting Date | 18-May-2022 | |
| | ISIN | US45781V1017 | | | | | | Agenda | 935581238 - Management |
| | Record Date | 15-Mar-2022 | | | | | | Holding Recon Date | 15-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director to serve until the next Annual
Meeting: Alan Gold | Management | | For | | For | | |
| | 1.2 | Election of Director to serve until the next Annual
Meeting: Gary Kreitzer | Management | | For | | For | | |
| | 1.3 | Election of Director to serve until the next Annual
Meeting: Mary Curran | Management | | For | | For | | |
| | 1.4 | Election of Director to serve until the next Annual
Meeting: Scott Shoemaker | Management | | For | | For | | |
| | 1.5 | Election of Director to serve until the next Annual
Meeting: Paul Smithers | Management | | For | | For | | |
| | 1.6 | Election of Director to serve until the next Annual
Meeting: David Stecher | Management | | For | | For | | |
| | 2. | Ratification of the appointment of BDO USA, LLP as the
Company's independent registered public accounting firm
for the year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | Approval on a non-binding advisory basis of the
compensation of the Company's named executive
officers. | Management | | For | | For | | |
| | AMERICAN TOWER CORPORATION | | |
| | Security | 03027X100 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AMT | | | | | | Meeting Date | 18-May-2022 | |
| | ISIN | US03027X1000 | | | | | | Agenda | 935583080 - Management |
| | Record Date | 21-Mar-2022 | | | | | | Holding Recon Date | 21-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Thomas A. Bartlett | Management | | For | | For | | |
| | 1B. | Election of Director: Kelly C. Chambliss | Management | | For | | For | | |
| | 1C. | Election of Director: Teresa H. Clarke | Management | | For | | For | | |
| | 1D. | Election of Director: Raymond P. Dolan | Management | | For | | For | | |
| | 1E. | Election of Director: Kenneth R. Frank | Management | | For | | For | | |
| | 1F. | Election of Director: Robert D. Hormats | Management | | For | | For | | |
| | 1G. | Election of Director: Grace D. Lieblein | Management | | For | | For | | |
| | 1H. | Election of Director: Craig Macnab | Management | | For | | For | | |
| | 1I. | Election of Director: JoAnn A. Reed | Management | | For | | For | | |
| | 1J. | Election of Director: Pamela D.A. Reeve | Management | | For | | For | | |
| | 1K. | Election of Director: David E. Sharbutt | Management | | For | | For | | |
| | 1L. | Election of Director: Bruce L. Tanner | Management | | For | | For | | |
| | 1M. | Election of Director: Samme L. Thompson | Management | | For | | For | | |
| | 2. | To ratify the selection of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for 2022. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, the Company's
executive compensation. | Management | | For | | For | | |
| | HOST HOTELS & RESORTS, INC. | | |
| | Security | 44107P104 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | HST | | | | | | Meeting Date | 19-May-2022 | |
| | ISIN | US44107P1049 | | | | | | Agenda | 935579512 - Management |
| | Record Date | 22-Mar-2022 | | | | | | Holding Recon Date | 22-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: Mary L. Baglivo | Management | | For | | For | | |
| | 1.2 | Election of Director: Herman E. Bulls | Management | | For | | For | | |
| | 1.3 | Election of Director: Richard E. Marriott | Management | | For | | For | | |
| | 1.4 | Election of Director: Mary Hogan Preusse | Management | | For | | For | | |
| | 1.5 | Election of Director: Walter C. Rakowich | Management | | For | | For | | |
| | 1.6 | Election of Director: James F. Risoleo | Management | | For | | For | | |
| | 1.7 | Election of Director: Gordon H. Smith | Management | | For | | For | | |
| | 1.8 | Election of Director: A. William Stein | Management | | For | | For | | |
| | 2. | Ratify appointment of KPMG LLP as independent
registered public accountants for 2022. | Management | | For | | For | | |
| | 3. | Advisory resolution to approve executive compensation. | Management | | For | | For | | |
| | CROWN CASTLE INTERNATIONAL CORP. | | |
| | Security | 22822V101 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CCI | | | | | | Meeting Date | 19-May-2022 | |
| | ISIN | US22822V1017 | | | | | | Agenda | 935580793 - Management |
| | Record Date | 21-Mar-2022 | | | | | | Holding Recon Date | 21-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: P. Robert Bartolo | Management | | For | | For | | |
| | 1B. | Election of Director: Jay A. Brown | Management | | For | | For | | |
| | 1C. | Election of Director: Cindy Christy | Management | | For | | For | | |
| | 1D. | Election of Director: Ari Q. Fitzgerald | Management | | For | | For | | |
| | 1E. | Election of Director: Andrea J. Goldsmith | Management | | For | | For | | |
| | 1F. | Election of Director: Tammy K. Jones | Management | | For | | For | | |
| | 1G. | Election of Director: Anthony J. Melone | Management | | For | | For | | |
| | 1H. | Election of Director: W. Benjamin Moreland | Management | | For | | For | | |
| | 1I. | Election of Director: Kevin A. Stephens | Management | | For | | For | | |
| | 1J. | Election of Director: Matthew Thornton, III | Management | | For | | For | | |
| | 2. | The ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants for fiscal year
2022. | Management | | For | | For | | |
| | 3. | The proposal to approve the Company's 2022 Long-Term
Incentive Plan. | Management | | For | | For | | |
| | 4. | The amendment to the Company's Restated Certificate of
Incorporation to increase the number of authorized
shares of common stock. | Management | | For | | For | | |
| | 5. | The non-binding, advisory vote to approve the
compensation of the Company's named executive
officers. | Management | | For | | For | | |
| | UDR, INC. | | |
| | Security | 902653104 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | UDR | | | | | | Meeting Date | 19-May-2022 | |
| | ISIN | US9026531049 | | | | | | Agenda | 935586909 - Management |
| | Record Date | 21-Mar-2022 | | | | | | Holding Recon Date | 21-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Katherine A. Cattanach | Management | | For | | For | | |
| | 1B. | Election of Director: Jon A. Grove | Management | | For | | For | | |
| | 1C. | Election of Director: Mary Ann King | Management | | For | | For | | |
| | 1D. | Election of Director: James D. Klingbeil | Management | | For | | For | | |
| | 1E. | Election of Director: Clint D. McDonnough | Management | | For | | For | | |
| | 1F. | Election of Director: Robert A. McNamara | Management | | For | | For | | |
| | 1G. | Election of Director: Diane M. Morefield | Management | | For | | For | | |
| | 1H. | Election of Director: Kevin C. Nickelberry | Management | | For | | For | | |
| | 1I. | Election of Director: Mark R. Patterson | Management | | For | | For | | |
| | 1J. | Election of Director: Thomas W. Toomey | Management | | For | | For | | |
| | 2. | Advisory vote to approve named executive officer
compensation. | Management | | Against | | Against | | |
| | 3. | To ratify the appointment of Ernst & Young LLP to serve
as independent registered public accounting firm for the
year ending December 31, 2022. | Management | | For | | For | | |
| | KILROY REALTY CORPORATION | | |
| | Security | 49427F108 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | KRC | | | | | | Meeting Date | 19-May-2022 | |
| | ISIN | US49427F1084 | | | | | | Agenda | 935587444 - Management |
| | Record Date | 07-Mar-2022 | | | | | | Holding Recon Date | 07-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: John Kilroy | Management | | For | | For | | |
| | 1B. | Election of Director: Edward F. Brennan, PhD | Management | | For | | For | | |
| | 1C. | Election of Director: Jolie Hunt | Management | | For | | For | | |
| | 1D. | Election of Director: Scott S. Ingraham | Management | | For | | For | | |
| | 1E. | Election of Director: Louisa G. Ritter | Management | | For | | For | | |
| | 1F. | Election of Director: Gary R. Stevenson | Management | | For | | For | | |
| | 1G. | Election of Director: Peter B. Stoneberg | Management | | For | | For | | |
| | 2. | Approval, on an advisory basis, of the compensation of
the Company's named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Deloitte & Touche LLP
as the Company's independent auditor for the fiscal year
ending December 31, 2022. | Management | | For | | For | | |
| | BOSTON PROPERTIES, INC. | | |
| | Security | 101121101 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | BXP | | | | | | Meeting Date | 19-May-2022 | |
| | ISIN | US1011211018 | | | | | | Agenda | 935589195 - Management |
| | Record Date | 23-Mar-2022 | | | | | | Holding Recon Date | 23-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Joel I. Klein | Management | | For | | For | | |
| | 1B. | Election of Director: Kelly A. Ayotte | Management | | For | | For | | |
| | 1C. | Election of Director: Bruce W. Duncan | Management | | For | | For | | |
| | 1D. | Election of Director: Carol B. Einiger | Management | | For | | For | | |
| | 1E. | Election of Director: Diane J. Hoskins | Management | | For | | For | | |
| | 1F. | Election of Director: Mary E. Kipp | Management | | For | | For | | |
| | 1G. | Election of Director: Douglas T. Linde | Management | | For | | For | | |
| | 1H. | Election of Director: Matthew J. Lustig | Management | | For | | For | | |
| | 1I. | Election of Director: Owen D. Thomas | Management | | For | | For | | |
| | 1J. | Election of Director: David A. Twardock | Management | | For | | For | | |
| | 1K. | Election of Director: William H. Walton, III | Management | | For | | For | | |
| | 2. | To approve, by non-binding, advisory resolution, the
Company's named executive officer compensation. | Management | | For | | For | | |
| | 3. | To approve the Boston Properties, Inc. Non-Employee
Director Compensation Plan. | Management | | For | | For | | |
| | 4. | To ratify the Audit Committee's appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | AVALONBAY COMMUNITIES, INC. | | |
| | Security | 053484101 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AVB | | | | | | Meeting Date | 19-May-2022 | |
| | ISIN | US0534841012 | | | | | | Agenda | 935589323 - Management |
| | Record Date | 24-Mar-2022 | | | | | | Holding Recon Date | 24-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director to serve until the 2023 Annual
Meeting: Glyn F. Aeppel | Management | | For | | For | | |
| | 1B. | Election of Director to serve until the 2023 Annual
Meeting: Terry S. Brown | Management | | For | | For | | |
| | 1C. | Election of Director to serve until the 2023 Annual
Meeting: Alan B. Buckelew | Management | | For | | For | | |
| | 1D. | Election of Director to serve until the 2023 Annual
Meeting: Ronald L. Havner, Jr. | Management | | For | | For | | |
| | 1E. | Election of Director to serve until the 2023 Annual
Meeting: Stephen P. Hills | Management | | For | | For | | |
| | 1F. | Election of Director to serve until the 2023 Annual
Meeting: Christopher B. Howard | Management | | For | | For | | |
| | 1G. | Election of Director to serve until the 2023 Annual
Meeting: Richard J. Lieb | Management | | For | | For | | |
| | 1H. | Election of Director to serve until the 2023 Annual
Meeting: Nnenna Lynch | Management | | For | | For | | |
| | 1I. | Election of Director to serve until the 2023 Annual
Meeting: Timothy J. Naughton | Management | | For | | For | | |
| | 1J. | Election of Director to serve until the 2023 Annual
Meeting: Benjamin W. Schall | Management | | For | | For | | |
| | 1K. | Election of Director to serve until the 2023 Annual
Meeting: Susan Swanezy | Management | | For | | For | | |
| | 1L. | Election of Director to serve until the 2023 Annual
Meeting: W. Edward Walter | Management | | For | | For | | |
| | 2. | To adopt a resolution approving, on a non-binding
advisory basis, the compensation paid to the Company's
Named Executive Officers, as disclosed pursuant to Item
402 of Regulation S-K, including the Compensation
Discussion and Analysis, compensation tables and
narrative discussion set forth in the proxy statement. | Management | | For | | For | | |
| | 3. | To ratify the selection of Ernst & Young LLP as the
Company's independent auditors for the year ending
December 31, 2022. | Management | | For | | For | | |
| | HUDSON PACIFIC PROPERTIES, INC. | | |
| | Security | 444097109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | HPP | | | | | | Meeting Date | 19-May-2022 | |
| | ISIN | US4440971095 | | | | | | Agenda | 935599499 - Management |
| | Record Date | 22-Mar-2022 | | | | | | Holding Recon Date | 22-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Victor J. Coleman | Management | | For | | For | | |
| | 1B. | Election of Director: Theodore R. Antenucci | Management | | For | | For | | |
| | 1C. | Election of Director: Karen Brodkin | Management | | For | | For | | |
| | 1D. | Election of Director: Ebs Burnough | Management | | For | | For | | |
| | 1E. | Election of Director: Richard B. Fried | Management | | For | | For | | |
| | 1F. | Election of Director: Jonathan M. Glaser | Management | | For | | For | | |
| | 1G. | Election of Director: Robert L. Harris | Management | | For | | For | | |
| | 1H. | Election of Director: Christy Haubegger | Management | | For | | For | | |
| | 1I. | Election of Director: Mark D. Linehan | Management | | For | | For | | |
| | 1J. | Election of Director: Andrea Wong | Management | | For | | For | | |
| | 2. | The ratification of the appointment of Ernst & Young LLP
as our independent registered public accounting firm for
the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | The advisory approval of the Company's executive
compensation for the fiscal year ended December 31,
2021, as more fully disclosed in the accompanying Proxy
Statement. | Management | | For | | For | | |
| | WELLTOWER INC. | | |
| | Security | 95040Q104 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | WELL | | | | | | Meeting Date | 23-May-2022 | |
| | ISIN | US95040Q1040 | | | | | | Agenda | 935604125 - Management |
| | Record Date | 04-Apr-2022 | | | | | | Holding Recon Date | 04-Apr-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 20-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Kenneth J. Bacon | Management | | For | | For | | |
| | 1B. | Election of Director: Karen B. DeSalvo | Management | | For | | For | | |
| | 1C. | Election of Director: Philip L. Hawkins | Management | | For | | For | | |
| | 1D. | Election of Director: Dennis G. Lopez | Management | | For | | For | | |
| | 1E. | Election of Director: Shankh Mitra | Management | | For | | For | | |
| | 1F. | Election of Director: Ade J. Patton | Management | | For | | For | | |
| | 1G. | Election of Director: Diana W. Reid | Management | | For | | For | | |
| | 1H. | Election of Director: Sergio D. Rivera | Management | | For | | For | | |
| | 1I. | Election of Director: Johnese M. Spisso | Management | | For | | For | | |
| | 1J. | Election of Director: Kathryn M. Sullivan | Management | | For | | For | | |
| | 2. | To amend the Certificate of Incorporation of Welltower
OP Inc. to remove the provision requiring Welltower Inc.
shareholders to approve amendments to the Welltower
OP Inc. Certificate of Incorporation and other
extraordinary transactions involving Welltower OP Inc. | Management | | For | | For | | |
| | 3. | The ratification of the appointment of Ernst & Young LLP
as independent registered public accounting firm for the
year ending December 31, 2022. | Management | | For | | For | | |
| | 4. | The approval, on an advisory basis, of the compensation
of our named executive officers as disclosed in the 2022
Proxy Statement. | Management | | Against | | Against | | |
| | LXP INDUSTRIAL TRUST | | |
| | Security | 529043101 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | LXP | | | | | | Meeting Date | 24-May-2022 | |
| | ISIN | US5290431015 | | | | | | Agenda | 935614013 - Management |
| | Record Date | 18-Mar-2022 | | | | | | Holding Recon Date | 18-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | T. Wilson Eglin | | | | For | | For | | |
| | | | 2 | Richard S. Frary | | | | For | | For | | |
| | | | 3 | Lawrence L. Gray | | | | For | | For | | |
| | | | 4 | Arun Gupta | | | | For | | For | | |
| | | | 5 | Jamie Handwerker | | | | For | | For | | |
| | | | 6 | Claire A. Koeneman | | | | For | | For | | |
| | | | 7 | Nancy Elizabeth Noe | | | | For | | For | | |
| | | | 8 | Howard Roth | | | | For | | For | | |
| | 2. | To consider and vote upon an advisory, non-binding
resolution to approve the compensation of the named
executive officers, as disclosed in the accompanying
proxy statement. | Management | | For | | For | | |
| | 3. | To consider and vote upon an amendment to our
Declaration of Trust to increase the number of authorized
shares of beneficial interest. | Management | | Against | | Against | | |
| | 4. | To consider and vote upon a proposal to approve the
LXP Industrial Trust 2022 Equity-Based Award Plan. | Management | | For | | For | | |
| | 5. | To consider and vote upon the ratification of the
appointment of Deloitte & Touche LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | AMERICAN CAMPUS COMMUNITIES, INC. | | |
| | Security | 024835100 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ACC | | | | | | Meeting Date | 24-May-2022 | |
| | ISIN | US0248351001 | | | | | | Agenda | 935633291 - Management |
| | Record Date | 08-Apr-2022 | | | | | | Holding Recon Date | 08-Apr-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director for a one-year term expiring at the
2023 Annual Meeting: William C. Bayless, Jr. | Management | | For | | For | | |
| | 1b. | Election of Director for a one-year term expiring at the
2023 Annual Meeting: Herman E. Bulls | Management | | For | | For | | |
| | 1c. | Election of Director for a one-year term expiring at the
2023 Annual Meeting: G. Steven Dawson | Management | | For | | For | | |
| | 1d. | Election of Director for a one-year term expiring at the
2023 Annual Meeting: Cydney C. Donnell | Management | | For | | For | | |
| | 1e. | Election of Director for a one-year term expiring at the
2023 Annual Meeting: Mary C. Egan | Management | | For | | For | | |
| | 1f. | Election of Director for a one-year term expiring at the
2023 Annual Meeting: Alison M. Hill | Management | | For | | For | | |
| | 1g. | Election of Director for a one-year term expiring at the
2023 Annual Meeting: Craig A. Leupold | Management | | For | | For | | |
| | 1h. | Election of Director for a one-year term expiring at the
2023 Annual Meeting: Oliver Luck | Management | | For | | For | | |
| | 1i. | Election of Director for a one-year term expiring at the
2023 Annual Meeting: C. Patrick Oles, Jr. | Management | | For | | For | | |
| | 1j. | Election of Director for a one-year term expiring at the
2023 Annual Meeting: John T. Rippel | Management | | For | | For | | |
| | 2. | Ratification of Ernst & Young as our independent auditors
for 2022 | Management | | For | | For | | |
| | 3. | To provide a non-binding advisory vote approving the
Company's executive compensation program | Management | | For | | For | | |
| | EXTRA SPACE STORAGE INC. | | |
| | Security | 30225T102 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | EXR | | | | | | Meeting Date | 25-May-2022 | |
| | ISIN | US30225T1025 | | | | | | Agenda | 935601434 - Management |
| | Record Date | 28-Mar-2022 | | | | | | Holding Recon Date | 28-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: Kenneth M. Woolley | Management | | For | | For | | |
| | 1.2 | Election of Director: Joseph D. Margolis | Management | | For | | For | | |
| | 1.3 | Election of Director: Roger B. Porter | Management | | For | | For | | |
| | 1.4 | Election of Director: Joseph J. Bonner | Management | | For | | For | | |
| | 1.5 | Election of Director: Gary L. Crittenden | Management | | For | | For | | |
| | 1.6 | Election of Director: Spencer F. Kirk | Management | | For | | For | | |
| | 1.7 | Election of Director: Dennis J. Letham | Management | | For | | For | | |
| | 1.8 | Election of Director: Diane Olmstead | Management | | For | | For | | |
| | 1.9 | Election of Director: Julia Vander Ploeg | Management | | For | | For | | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as
the Company's Independent Registered Public
Accounting Firm. | Management | | For | | For | | |
| | 3. | Advisory vote on the compensation of the Company's
named executive officers. | Management | | For | | For | | |
| | ORION OFFICE REIT INC. | | |
| | Security | 68629Y103 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ONL | | | | | | Meeting Date | 25-May-2022 | |
| | ISIN | US68629Y1038 | | | | | | Agenda | 935601636 - Management |
| | Record Date | 31-Mar-2022 | | | | | | Holding Recon Date | 31-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director to serve until the next Annual Meeting
of Stockholders: Paul H. McDowell | Management | | For | | For | | |
| | 1B. | Election of Director to serve until the next Annual Meeting
of Stockholders: Reginald H. Gilyard | Management | | For | | For | | |
| | 1C. | Election of Director to serve until the next Annual Meeting
of Stockholders: Kathleen R. Allen | Management | | For | | For | | |
| | 1D. | Election of Director to serve until the next Annual Meeting
of Stockholders: Richard J. Lieb | Management | | For | | For | | |
| | 1E. | Election of Director to serve until the next Annual Meeting
of Stockholders: Gregory J. Whyte | Management | | For | | For | | |
| | 2. | Ratify the appointment of KPMG LLP as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | EQUINIX, INC. | | |
| | Security | 29444U700 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | EQIX | | | | | | Meeting Date | 25-May-2022 | |
| | ISIN | US29444U7000 | | | | | | Agenda | 935602501 - Management |
| | Record Date | 01-Apr-2022 | | | | | | Holding Recon Date | 01-Apr-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: Nanci Caldwell | Management | | For | | For | | |
| | 1.2 | Election of Director: Adaire Fox-Martin | Management | | For | | For | | |
| | 1.3 | Election of Director: Ron Guerrier | Management | | For | | For | | |
| | 1.4 | Election of Director: Gary Hromadko | Management | | For | | For | | |
| | 1.5 | Election of Director: Irving Lyons III | Management | | For | | For | | |
| | 1.6 | Election of Director: Charles Meyers | Management | | For | | For | | |
| | 1.7 | Election of Director: Christopher Paisley | Management | | For | | For | | |
| | 1.8 | Election of Director: Sandra Rivera | Management | | For | | For | | |
| | 1.9 | Election of Director: Peter Van Camp | Management | | For | | For | | |
| | 2. | Approval, by a non-binding advisory vote, of the
compensation of our named executive officers. | Management | | Against | | Against | | |
| | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for the fiscal year
ending Dec. 31, 2022. | Management | | For | | For | | |
| | 4. | A stockholder proposal, related to lowering the stock
ownership threshold required to call a special meeting. | Shareholder | | Against | | For | | |
| | LIFE STORAGE, INC. | | |
| | Security | 53223X107 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | LSI | | | | | | Meeting Date | 26-May-2022 | |
| | ISIN | US53223X1072 | | | | | | Agenda | 935594374 - Management |
| | Record Date | 29-Mar-2022 | | | | | | Holding Recon Date | 29-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Mark G. Barberio | | | | For | | For | | |
| | | | 2 | Joseph V. Saffire | | | | For | | For | | |
| | | | 3 | Stephen R. Rusmisel | | | | For | | For | | |
| | | | 4 | Arthur L. Havener, Jr. | | | | For | | For | | |
| | | | 5 | Dana Hamilton | | | | For | | For | | |
| | | | 6 | Edward J. Pettinella | | | | For | | For | | |
| | | | 7 | David L. Rogers | | | | For | | For | | |
| | | | 8 | Susan Harnett | | | | For | | For | | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as
the independent registered public accounting firm for the
Company for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | Proposal to approve the compensation of the Company's
executive officers. | Management | | For | | For | | |
| | STORE CAPITAL CORPORATION | | |
| | Security | 862121100 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | STOR | | | | | | Meeting Date | 26-May-2022 | |
| | ISIN | US8621211007 | | | | | | Agenda | 935604656 - Management |
| | Record Date | 04-Apr-2022 | | | | | | Holding Recon Date | 04-Apr-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jawad Ahsan | | | | For | | For | | |
| | | | 2 | Joseph M. Donovan | | | | For | | For | | |
| | | | 3 | David M. Edwards | | | | For | | For | | |
| | | | 4 | Mary B. Fedewa | | | | For | | For | | |
| | | | 5 | Morton H. Fleischer | | | | For | | For | | |
| | | | 6 | William F. Hipp | | | | For | | For | | |
| | | | 7 | Tawn Kelley | | | | For | | For | | |
| | | | 8 | Catherine D. Rice | | | | For | | For | | |
| | | | 9 | Quentin P. Smith, Jr. | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of
the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the selection of Ernst & Young LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 4. | To indicate, on an advisory basis, the preferred frequency
of future stockholder advisory votes approving the
compensation of our named executive officers. | Management | | 1 Year | | For | | |
| | MEDICAL PROPERTIES TRUST, INC. | | |
| | Security | 58463J304 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MPW | | | | | | Meeting Date | 26-May-2022 | |
| | ISIN | US58463J3041 | | | | | | Agenda | 935643216 - Management |
| | Record Date | 29-Mar-2022 | | | | | | Holding Recon Date | 29-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: Edward K. Aldag, Jr. | Management | | For | | For | | |
| | 1.2 | Election of Director: G. Steven Dawson | Management | | For | | For | | |
| | 1.3 | Election of Director: R. Steven Hamner | Management | | For | | For | | |
| | 1.4 | Election of Director: Caterina A. Mozingo | Management | | For | | For | | |
| | 1.5 | Election of Director: Emily W. Murphy | Management | | For | | For | | |
| | 1.6 | Election of Director: Elizabeth N. Pitman | Management | | For | | For | | |
| | 1.7 | Election of Director: D. Paul Sparks, Jr. | Management | | For | | For | | |
| | 1.8 | Election of Director: Michael G. Stewart | Management | | For | | For | | |
| | 1.9 | Election of Director: C. Reynolds Thompson, III | Management | | For | | For | | |
| | 2. | To ratify the appointment of PricewaterhouseCoopers
LLP as independent registered public accounting firm for
the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | To approve the compensation of the Company's
executive officers, on a non-binding basis. | Management | | For | | For | | |
| | 4. | To approve the Medical Properties Trust, Inc. Amended
and Restated 2019 Equity Investment Plan. | Management | | For | | For | | |
| | UMH PROPERTIES, INC. | | |
| | Security | 903002103 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | UMH | | | | | | Meeting Date | 01-Jun-2022 | |
| | ISIN | US9030021037 | | | | | | Agenda | 935591912 - Management |
| | Record Date | 11-Mar-2022 | | | | | | Holding Recon Date | 11-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 31-May-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Amy Lynn Butewicz | | | | For | | For | | |
| | | | 2 | Michael P. Landy | | | | For | | For | | |
| | | | 3 | William E. Mitchell | | | | For | | For | | |
| | | | 4 | Kiernan Conway | | | | For | | For | | |
| | 2. | Ratification of the appointment of PKF O'Connor Davies,
LLP as the Company's independent registered public
accounting firm for the year ending December 31, 2022. | Management | | For | | For | | |
| | HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | | |
| | Security | 41068X100 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | HASI | | | | | | Meeting Date | 02-Jun-2022 | |
| | ISIN | US41068X1000 | | | | | | Agenda | 935617184 - Management |
| | Record Date | 07-Apr-2022 | | | | | | Holding Recon Date | 07-Apr-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-Jun-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jeffrey W. Eckel | | | | For | | For | | |
| | | | 2 | Clarence D. Armbrister | | | | For | | For | | |
| | | | 3 | Teresa M. Brenner | | | | For | | For | | |
| | | | 4 | Michael T. Eckhart | | | | For | | For | | |
| | | | 5 | Nancy C. Floyd | | | | For | | For | | |
| | | | 6 | Charles M. O'Neil | | | | For | | For | | |
| | | | 7 | Richard J. Osborne | | | | For | | For | | |
| | | | 8 | Steven G. Osgood | | | | For | | For | | |
| | 2. | The ratification of the appointment of Ernst & Young LLP
as the Company's independent registered public
accounting firm for the fiscal year ending December 31,
2022. | Management | | For | | For | | |
| | 3. | The advisory approval of the compensation of the Named
Executive Officers as described in the Compensation
Discussion and Analysis, the compensation tables and
other narrative disclosure in the proxy statement. | Management | | For | | For | | |
| | 4. | The approval of the 2022 Hannon Armstrong Sustainable
Infrastructure Capital, Inc. Equity Incentive Plan. | Management | | For | | For | | |
| | OMEGA HEALTHCARE INVESTORS, INC. | | |
| | Security | 681936100 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | OHI | | | | | | Meeting Date | 03-Jun-2022 | |
| | ISIN | US6819361006 | | | | | | Agenda | 935603933 - Management |
| | Record Date | 06-Apr-2022 | | | | | | Holding Recon Date | 06-Apr-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-Jun-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Kapila K. Anand | Management | | For | | For | | |
| | 1B. | Election of Director: Craig R. Callen | Management | | For | | For | | |
| | 1C. | Election of Director: Dr. Lisa C. Egbuonu-Davis | Management | | For | | For | | |
| | 1D. | Election of Director: Barbara B. Hill | Management | | For | | For | | |
| | 1E. | Election of Director: Kevin J. Jacobs | Management | | For | | For | | |
| | 1F. | Election of Director: C. Taylor Pickett | Management | | For | | For | | |
| | 1G. | Election of Director: Stephen D. Plavin | Management | | For | | For | | |
| | 1H. | Election of Director: Burke W. Whitman | Management | | For | | For | | |
| | 2. | Ratification of Independent Auditors Ernst & Young LLP
for fiscal year 2022. | Management | | For | | For | | |
| | 3. | Approval, on an Advisory Basis, of Executive
Compensation. | Management | | For | | For | | |
| | DIGITAL REALTY TRUST, INC. | | |
| | Security | 253868103 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DLR | | | | | | Meeting Date | 03-Jun-2022 | |
| | ISIN | US2538681030 | | | | | | Agenda | 935614621 - Management |
| | Record Date | 06-Apr-2022 | | | | | | Holding Recon Date | 06-Apr-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-Jun-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Laurence A. Chapman | Management | | For | | For | | |
| | 1b. | Election of Director: Alexis Black Bjorlin | Management | | For | | For | | |
| | 1c. | Election of Director: VeraLinn Jamieson | Management | | For | | For | | |
| | 1d. | Election of Director: Kevin J. Kennedy | Management | | For | | For | | |
| | 1e. | Election of Director: William G. LaPerch | Management | | For | | For | | |
| | 1f. | Election of Director: Jean F.H.P. Mandeville | Management | | For | | For | | |
| | 1g. | Election of Director: Afshin Mohebbi | Management | | For | | For | | |
| | 1h. | Election of Director: Mark R. Patterson | Management | | For | | For | | |
| | 1i. | Election of Director: Mary Hogan Preusse | Management | | For | | For | | |
| | 1j. | Election of Director: Dennis E. Singleton | Management | | For | | For | | |
| | 1k. | Election of Director: A. William Stein | Management | | For | | For | | |
| | 2. | To ratify the selection of KPMG LLP as the Company's
independent registered public accounting firm for the year
ending December 31, 2022. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding, advisory basis, the
compensation of the Company's named executive
officers, as more fully described in the accompanying
Proxy Statement (say on pay). | Management | | For | | For | | |
| | 4. | A stockholder proposal regarding reporting on
concealment clauses. | Shareholder | | For | | Against | | |
| | AMERICAN ASSETS TRUST, INC. | | |
| | Security | 024013104 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AAT | | | | | | Meeting Date | 07-Jun-2022 | |
| | ISIN | US0240131047 | | | | | | Agenda | 935596518 - Management |
| | Record Date | 01-Apr-2022 | | | | | | Holding Recon Date | 01-Apr-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-Jun-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Ernest S. Rady | | | | For | | For | | |
| | | | 2 | Dr. Robert S. Sullivan | | | | For | | For | | |
| | | | 3 | Thomas S. Olinger | | | | For | | For | | |
| | | | 4 | Joy L. Schaefer | | | | For | | For | | |
| | | | 5 | Nina A. Tran | | | | For | | For | | |
| | 2. | The ratification of the appointment of Ernst & Young LLP
as our independent registered public accounting firm for
the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | An advisory resolution to approve our executive
compensation for the fiscal year ended December 31,
2021. | Management | | For | | For | | |
| | ONE LIBERTY PROPERTIES, INC. | | |
| | Security | 682406103 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | OLP | | | | | | Meeting Date | 09-Jun-2022 | |
| | ISIN | US6824061039 | | | | | | Agenda | 935623694 - Management |
| | Record Date | 31-Mar-2022 | | | | | | Holding Recon Date | 31-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-Jun-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: Matthew J. Gould | Management | | For | | For | | |
| | 1.2 | Election of Director: J. Robert Lovejoy | Management | | For | | For | | |
| | 1.3 | Election of Director: Karen A. Till | Management | | For | | For | | |
| | 2. | A proposal to ratify the appointment of Ernst & Young
LLP as our independent registered public accounting firm
for the year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | A proposal to approve the Company's 2022 Incentive
Plan. | Management | | For | | For | | |
| | FOUR CORNERS PROPERTY TRUST, INC. | | |
| | Security | 35086T109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | FCPT | | | | | | Meeting Date | 10-Jun-2022 | |
| | ISIN | US35086T1097 | | | | | | Agenda | 935625802 - Management |
| | Record Date | 14-Apr-2022 | | | | | | Holding Recon Date | 14-Apr-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-Jun-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director to serve until the 2023 Annual
Meeting: William H. Lenehan | Management | | For | | For | | |
| | 1b. | Election of Director to serve until the 2023 Annual
Meeting: John S. Moody | Management | | For | | For | | |
| | 1c. | Election of Director to serve until the 2023 Annual
Meeting: Douglas B. Hansen | Management | | For | | For | | |
| | 1d. | Election of Director to serve until the 2023 Annual
Meeting: Eric S. Hirschhorn | Management | | For | | For | | |
| | 1e. | Election of Director to serve until the 2023 Annual
Meeting: Charles L. Jemley | Management | | For | | For | | |
| | 1f. | Election of Director to serve until the 2023 Annual
Meeting: Marran H. Ogilvie | Management | | For | | For | | |
| | 1g. | Election of Director to serve until the 2023 Annual
Meeting: Toni Steele | Management | | For | | For | | |
| | 1h. | Election of Director to serve until the 2023 Annual
Meeting: Liz Tennican | Management | | For | | For | | |
| | 2. | Ratification of the appointment of KPMG LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding advisory basis, the
compensation of our named executive officers. | Management | | For | | For | | |
| | 4. | To approve the Amended and Restated Four Corners
Property Trust, Inc. 2015 Omnibus Incentive Plan. | Management | | For | | For | | |
| | SWITCH INC | | |
| | Security | 87105L104 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SWCH | | | | | | Meeting Date | 10-Jun-2022 | |
| | ISIN | US87105L1044 | | | | | | Agenda | 935631691 - Management |
| | Record Date | 13-Apr-2022 | | | | | | Holding Recon Date | 13-Apr-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-Jun-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: Rob Roy | Management | | For | | For | | |
| | 1.2 | Election of Director: Angela Archon | Management | | For | | For | | |
| | 1.3 | Election of Director: Jason Genrich | Management | | For | | For | | |
| | 1.4 | Election of Director: Liane Pelletier | Management | | For | | For | | |
| | 1.5 | Election of Director: Zareh Sarrafian | Management | | For | | For | | |
| | 1.6 | Election of Director: Kim Sheehy | Management | | For | | For | | |
| | 1.7 | Election of Director: Donald D. Snyder | Management | | For | | For | | |
| | 1.8 | Election of Director: Tom Thomas | Management | | For | | For | | |
| | 1.9 | Election of Director: Bryan Wolf | Management | | For | | For | | |
| | 2. | To ratify the appointment of PricewaterhouseCoopers
LLP as Switch, Inc.'s independent registered public
accounting firm for the fiscal year ending December 31,
2022 | Management | | For | | For | | |
| | 3. | To vote on an advisory (non-binding) proposal to approve
the compensation of the named executive officers | Management | | For | | For | | |
| | 4. | To amend and restate Switch, Inc.'s Amended and
Restated Articles of Incorporation to impose certain
ownership and transfer restrictions in connection with its
anticipated election to be taxed as a real estate
investment trust and certain other governance provisions | Management | | For | | For | | |
| | 5. | To reincorporate as a Maryland corporation, through and
including a merger with and into a wholly owned
subsidiary | Management | | For | | For | | |
| | REXFORD INDUSTRIAL REALTY, INC. | | |
| | Security | 76169C100 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | REXR | | | | | | Meeting Date | 13-Jun-2022 | |
| | ISIN | US76169C1009 | | | | | | Agenda | 935632679 - Management |
| | Record Date | 14-Apr-2022 | | | | | | Holding Recon Date | 14-Apr-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-Jun-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: Robert L. Antin | Management | | For | | For | | |
| | 1.2 | Election of Director: Michael S. Frankel | Management | | For | | For | | |
| | 1.3 | Election of Director: Diana J. Ingram | Management | | For | | For | | |
| | 1.4 | Election of Director: Angela L. Kleiman | Management | | For | | For | | |
| | 1.5 | Election of Director: Debra L. Morris | Management | | For | | For | | |
| | 1.6 | Election of Director: Tyler H. Rose | Management | | For | | For | | |
| | 1.7 | Election of Director: Howard Schwimmer | Management | | For | | For | | |
| | 1.8 | Election of Director: Richard S. Ziman | Management | | For | | For | | |
| | 2. | The ratification of the appointment of Ernst & Young LLP
as the Company's independent registered public
accounting firm for the fiscal year ending December 31,
2022. | Management | | For | | For | | |
| | 3. | The advisory resolution to approve the Company's
named executive officer compensation for the fiscal year
ended December 31, 2021, as described in the Rexford
Industrial Realty, Inc. Proxy Statement. | Management | | For | | For | | |
| | 4. | The advisory determination of the frequency of future
advisory votes on the Company's executive
compensation. | Management | | 1 Year | | For | | |
| | W. P. CAREY INC. | | |
| | Security | 92936U109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | WPC | | | | | | Meeting Date | 16-Jun-2022 | |
| | ISIN | US92936U1097 | | | | | | Agenda | 935576768 - Management |
| | Record Date | 21-Mar-2022 | | | | | | Holding Recon Date | 21-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-Jun-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director to serve until 2023 Annual Meeting:
Mark A. Alexander | Management | | For | | For | | |
| | 1B. | Election of Director to serve until 2023 Annual Meeting:
Constantin H. Beier | Management | | For | | For | | |
| | 1C. | Election of Director to serve until 2023 Annual Meeting:
Tonit M. Calaway | Management | | For | | For | | |
| | 1D. | Election of Director to serve until 2023 Annual Meeting:
Peter J. Farrell | Management | | For | | For | | |
| | 1E. | Election of Director to serve until 2023 Annual Meeting:
Robert J. Flanagan | Management | | For | | For | | |
| | 1F. | Election of Director to serve until 2023 Annual Meeting:
Jason E. Fox | Management | | For | | For | | |
| | 1G. | Election of Director to serve until 2023 Annual Meeting:
Jean Hoysradt | Management | | For | | For | | |
| | 1H. | Election of Director to serve until 2023 Annual Meeting:
Margaret G. Lewis | Management | | For | | For | | |
| | 1I. | Election of Director to serve until 2023 Annual Meeting:
Christopher J. Niehaus | Management | | For | | For | | |
| | 1J. | Election of Director to serve until 2023 Annual Meeting:
Nick J.M. van Ommen | Management | | For | | For | | |
| | 2. | To Approve the Advisory Resolution on Executive
Compensation. | Management | | For | | For | | |
| | 3. | Ratification of Appointment of PricewaterhouseCoopers
LLP as the Company's Independent Registered Public
Accounting Firm for 2022. | Management | | For | | For | | |
| | EQUITY RESIDENTIAL | | |
| | Security | 29476L107 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | EQR | | | | | | Meeting Date | 16-Jun-2022 | |
| | ISIN | US29476L1070 | | | | | | Agenda | 935625561 - Management |
| | Record Date | 31-Mar-2022 | | | | | | Holding Recon Date | 31-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-Jun-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Angela M. Aman | | | | For | | For | | |
| | | | 2 | Raymond Bennett | | | | For | | For | | |
| | | | 3 | Linda Walker Bynoe | | | | For | | For | | |
| | | | 4 | Mary Kay Haben | | | | For | | For | | |
| | | | 5 | Tahsinul Zia Huque | | | | For | | For | | |
| | | | 6 | John E. Neal | | �� | | For | | For | | |
| | | | 7 | David J. Neithercut | | | | For | | For | | |
| | | | 8 | Mark J. Parrell | | | | For | | For | | |
| | | | 9 | Mark S. Shapiro | | | | For | | For | | |
| | | | 10 | Stephen E. Sterrett | | | | For | | For | | |
| | | | 11 | Samuel Zell | | | | For | | For | | |
| | 2. | Ratification of the selection of Ernst & Young LLP as the
Company's independent registered public accounting firm
for 2022. | Management | | For | | For | | |
| | 3. | Approval of Executive Compensation. | Management | | For | | For | | |
| | BLACKSTONE MORTGAGE TRUST, INC. | | |
| | Security | 09257W100 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | BXMT | | | | | | Meeting Date | 16-Jun-2022 | |
| | ISIN | US09257W1009 | | | | | | Agenda | 935633760 - Management |
| | Record Date | 14-Apr-2022 | | | | | | Holding Recon Date | 14-Apr-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-Jun-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Michael B. Nash | | | | For | | For | | |
| | | | 2 | Katharine A. Keenan | | | | For | | For | | |
| | | | 3 | Leonard W. Cotton | | | | For | | For | | |
| | | | 4 | Thomas E. Dobrowski | | | | For | | For | | |
| | | | 5 | Martin L. Edelman | | | | For | | For | | |
| | | | 6 | Nnenna Lynch | | | | For | | For | | |
| | | | 7 | Henry N. Nassau | | | | For | | For | | |
| | | | 8 | Jonathan L. Pollack | | | | For | | For | | |
| | | | 9 | Lynne B. Sagalyn | | | | For | | For | | |
| | 2. | Ratify the appointment of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | Advisory Vote on Executive Compensation: To approve
in a non- binding, advisory vote, the compensation paid
to our named executive officers. | Management | | For | | For | | |
| | 4. | Approve the Blackstone Mortgage Trust, Inc. Stock
Incentive Plan. | Management | | For | | For | | |
| | 5. | Approve the Blackstone Mortgage Trust, Inc. Manager
Incentive Plan. | Management | | For | | For | | |
| | GAMING AND LEISURE PROPERTIES, INC. | | |
| | Security | 36467J108 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GLPI | | | | | | Meeting Date | 16-Jun-2022 | |
| | ISIN | US36467J1088 | | | | | | Agenda | 935636071 - Management |
| | Record Date | 12-Apr-2022 | | | | | | Holding Recon Date | 12-Apr-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-Jun-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Peter M. Carlino | Management | | For | | For | | |
| | 1b. | Election of Director: JoAnne A. Epps | Management | | For | | For | | |
| | 1c. | Election of Director: Carol ("Lili") Lynton | Management | | For | | For | | |
| | 1d. | Election of Director: Joseph W. Marshall, III | Management | | For | | For | | |
| | 1e. | Election of Director: James B. Perry | Management | | For | | For | | |
| | 1f. | Election of Director: Barry F. Schwartz | Management | | For | | For | | |
| | 1g. | Election of Director: Earl C. Shanks | Management | | For | | For | | |
| | 1h. | Election of Director: E. Scott Urdang | Management | | For | | For | | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the current fiscal year. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding advisory basis, the
Company's executive compensation. | Management | | For | | For | | |
| | PEBBLEBROOK HOTEL TRUST | | |
| | Security | 70509V100 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PEB | | | | | | Meeting Date | 21-Jun-2022 | |
| | ISIN | US70509V1008 | | | | | | Agenda | 935576845 - Management |
| | Record Date | 11-Mar-2022 | | | | | | Holding Recon Date | 11-Mar-2022 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-Jun-2022 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Trustee: Jon E. Bortz | Management | | For | | For | | |
| | 1b. | Election of Trustee: Cydney C. Donnell | Management | | For | | For | | |
| | 1c. | Election of Trustee: Ron E. Jackson | Management | | For | | For | | |
| | 1d. | Election of Trustee: Phillip M. Miller | Management | | For | | For | | |
| | 1e. | Election of Trustee: Michael J. Schall | Management | | For | | For | | |
| | 1f. | Election of Trustee: Bonny W. Simi | Management | | For | | For | | |
| | 1g. | Election of Trustee: Earl E. Webb | Management | | For | | For | | |
| | 2. | Ratification of the appointment of KPMG LLP to serve as
our independent registered public accountants for the
year ending December 31, 2022. | Management | | For | | For | | |
| | 3. | Advisory vote approving the compensation of our named
executive officers ("Say-On-Pay"). | Management | | Against | | Against | | |
| | 4. | Amendment of the 2009 Equity Incentive Plan to extend
its maturity date. | Management | | For | | For | | |
| Vote Summary |
| | CONSTELLATION BRANDS, INC. | |
| | Security | 21036P108 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | STZ | | | | | | | Meeting Date | 20-Jul-2021 |
| | ISIN | US21036P1084 | | | | | | | Agenda | 935455712 - Management | |
| | Record Date | 24-May-2021 | | | | | | | Holding Recon Date | 24-May-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 19-Jul-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Christy Clark | For | | For | For | |
| | | | 2 | Jennifer M. Daniels | For | | For | For | |
| | | | 3 | Nicholas I. Fink | For | | For | For | |
| | | | 4 | Jerry Fowden | For | | For | For | |
| | | | 5 | Ernesto M. Hernandez | For | | For | For | |
| | | | 6 | Susan S. Johnson | For | | For | For | |
| | | | 7 | James A. Locke III | For | | For | For | |
| | | | 8 | Jose M. Madero Garza | For | | For | For | |
| | | | 9 | Daniel J. McCarthy | For | | For | For | |
| | | | 10 | William A. Newlands | For | | For | For | |
| | | | 11 | Richard Sands | For | | For | For | |
| | | | 12 | Robert Sands | For | | For | For | |
| | | | 13 | Judy A. Schmeling | For | | For | For | |
| | 2. | To ratify the selection of KPMG LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
February 28, 2022. | Management | For | | For | For | |
| | 3. | To approve, by an advisory vote, the
compensation of the Company's named
executive officers as disclosed in the Proxy
Statement. | Management | For | | For | For | |
| | 4. | Stockholder proposal regarding diversity. | Shareholder | For | | Against | For | |
| | MCKESSON CORPORATION | |
| | Security | 58155Q103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MCK | | | | | | | Meeting Date | 23-Jul-2021 |
| | ISIN | US58155Q1031 | | | | | | | Agenda | 935457425 - Management | |
| | Record Date | 28-May-2021 | | | | | | | Holding Recon Date | 28-May-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-Jul-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director for a one-year term:
Dominic J. Caruso | Management | For | | For | For | |
| | 1B. | Election of Director for a one-year term:
Donald R. Knauss | Management | For | | For | For | |
| | 1C. | Election of Director for a one-year term:
Bradley E. Lerman | Management | For | | For | For | |
| | 1D. | Election of Director for a one-year term:
Linda P. Mantia | Management | For | | For | For | |
| | 1E. | Election of Director for a one-year term:
Maria Martinez | Management | For | | For | For | |
| | 1F. | Election of Director for a one-year term:
Edward A. Mueller | Management | For | | For | For | |
| | 1G. | Election of Director for a one-year term:
Susan R. Salka | Management | For | | For | For | |
| | 1H. | Election of Director for a one-year term:
Brian S. Tyler | Management | For | | For | For | |
| | 1I. | Election of Director for a one-year term:
Kenneth E. Washington | Management | For | | For | For | |
| | 2. | Ratification of the appointment of Deloitte &
Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending March 31, 2022. | Management | For | | For | For | |
| | 3. | Advisory vote on executive compensation. | Management | For | | For | For | |
| | 4. | Shareholder proposal on action by written
consent of shareholders. | Shareholder | Against | | For | For | |
| | REALTY INCOME CORPORATION | |
| | Security | 756109104 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | O | | | | | | | Meeting Date | 12-Aug-2021 |
| | ISIN | US7561091049 | | | | | | | Agenda | 935473998 - Management | |
| | Record Date | 08-Jul-2021 | | | | | | | Holding Recon Date | 08-Jul-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Aug-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | A proposal to approve the issuance of
Realty Income common stock, par value
$0.01 per share, in connection with the
transactions contemplated by the
Agreement and Plan of Merger, dated as of
April 29, 2021, as amended, by and among
Realty Income, VEREIT, Inc., VEREIT
Operating Partnership, L.P., Rams MD
Subsidiary I, Inc., a wholly owned
subsidiary of Realty Income, and Rams
Acquisition Sub II, LLC, a wholly owned
subsidiary of Realty Income (which we refer
to as the "Realty Income Issuance
Proposal"). | Management | For | | For | For | |
| | 2. | A proposal to approve the adjournment of
the Realty Income special meeting, if
necessary or appropriate, to solicit
additional proxies in favor of the Realty
Income Issuance Proposal if there are
insufficient votes at the time of such
adjournment to approve such proposals
(which we refer to as the "Realty Income
Adjournment Proposal"). | Management | For | | For | For | |
| | MICROCHIP TECHNOLOGY INCORPORATED | |
| | Security | 595017104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MCHP | | | | | | | Meeting Date | 24-Aug-2021 |
| | ISIN | US5950171042 | | | | | | | Agenda | 935474445 - Management | |
| | Record Date | 28-Jun-2021 | | | | | | | Holding Recon Date | 28-Jun-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-Aug-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1.1 | Election of Director: Matthew W. Chapman | Management | For | | For | For | |
| | 1.2 | Election of Director: Esther L. Johnson | Management | For | | For | For | |
| | 1.3 | Election of Director: Karlton D. Johnson | Management | For | | For | For | |
| | 1.4 | Election of Director: Wade F. Meyercord | Management | For | | For | For | |
| | 1.5 | Election of Director: Ganesh Moorthy | Management | For | | For | For | |
| | 1.6 | Election of Director: Karen M. Rapp | Management | For | | For | For | |
| | 1.7 | Election of Director: Steve Sanghi | Management | For | | For | For | |
| | 2. | Proposal to approve an amendment and
restatement of our Certificate of
Incorporation to increase the number of
authorized shares of common stock for the
purpose of effecting a two-for-one forward
stock split. | Management | For | | For | For | |
| | 3. | Proposal to approve an amendment and
restatement of our 2004 Equity Incentive
Plan to extend the term of the plan by ten
years, to August 24, 2031. | Management | For | | For | For | |
| | 4. | Proposal to ratify the appointment of Ernst
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2022. | Management | For | | For | For | |
| | 5. | Proposal to approve, on an advisory (non-
binding) basis, the compensation of our
named executives. | Management | For | | For | For | |
| | QTS REALTY TRUST, INC. | |
| | Security | 74736A103 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | QTS | | | | | | | Meeting Date | 26-Aug-2021 |
| | ISIN | US74736A1034 | | | | | | | Agenda | 935477403 - Management | |
| | Record Date | 15-Jul-2021 | | | | | | | Holding Recon Date | 15-Jul-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Aug-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | To approve the merger of QTS Realty
Trust, Inc. with and into Volt Lower Holdings
LLC (the "Merger") pursuant to the terms of
the Agreement and Plan of Merger, dated
as of June 7, 2021, as it may be amended
from time to time, among QTS Realty Trust,
Inc., QualityTech, LP, Volt Upper Holdings
LLC, Volt Lower Holdings LLC, and Volt
Acquisition LP (the "Merger Agreement"),
and the other transactions contemplated by
the Merger Agreement as more particularly
described in the Proxy Statement. | Management | For | | For | For | |
| | 2. | To approve, on a non-binding, advisory
basis, the compensation that may be paid
or become payable to our named executive
officers that is based on or otherwise
relates to the Merger as more particularly
described in the Proxy Statement. | Management | For | | For | For | |
| | 3. | To approve any adjournment of the Special
Meeting for the purpose of soliciting
additional proxies if there are not sufficient
votes at the Special Meeting to approve the
Merger and the other transactions
contemplated by the Merger Agreement as
more particularly described in the Proxy
Statement. | Management | For | | For | For | |
| | NETAPP, INC | |
| | Security | 64110D104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | NTAP | | | | | | | Meeting Date | 10-Sep-2021 |
| | ISIN | US64110D1046 | | | | | | | Agenda | 935476918 - Management | |
| | Record Date | 16-Jul-2021 | | | | | | | Holding Recon Date | 16-Jul-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-Sep-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: T. Michael Nevens | Management | For | | For | For | |
| | 1B. | Election of Director: Deepak Ahuja | Management | For | | For | For | |
| | 1C. | Election of Director: Gerald Held | Management | For | | For | For | |
| | 1D. | Election of Director: Kathryn M. Hill | Management | For | | For | For | |
| | 1E. | Election of Director: Deborah L. Kerr | Management | For | | For | For | |
| | 1F. | Election of Director: George Kurian | Management | For | | For | For | |
| | 1G. | Election of Director: Carrie Palin | Management | For | | For | For | |
| | 1H. | Election of Director: Scott F. Schenkel | Management | For | | For | For | |
| | 1I. | Election of Director: George T. Shaheen | Management | For | | For | For | |
| | 2. | To hold an advisory vote to approve Named
Executive Officer compensation. | Management | For | | For | For | |
| | 3. | To ratify the appointment of Deloitte &
Touche LLP as NetApp's independent
registered public accounting firm for the
fiscal year ending April 29, 2022. | Management | For | | For | For | |
| | 4. | To approve the NetApp, Inc. 2021 Equity
Incentive Plan. | Management | For | | For | For | |
| | 5. | To approve an amendment to NetApp's
Employee Stock Purchase Plan to increase
the share reserve by an additional
3,000,000 shares of common stock. | Management | For | | For | For | |
| | 6. | To approve a management Proposal for
Stockholder Action by Written Consent. | Management | Abstain | | Against | For | |
| | 7. | To approve a stockholder Proposal for
Stockholder Action by Written Consent. | Shareholder | For | | Against | For | |
| | NORTONLIFELOCK INC | |
| | Security | 668771108 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | NLOK | | | | | | | Meeting Date | 14-Sep-2021 |
| | ISIN | US6687711084 | | | | | | | Agenda | 935476932 - Management | |
| | Record Date | 19-Jul-2021 | | | | | | | Holding Recon Date | 19-Jul-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-Sep-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Sue Barsamian | Management | For | | For | For | |
| | 1B. | Election of Director: Eric K. Brandt | Management | For | | For | For | |
| | 1C. | Election of Director: Frank E. Dangeard | Management | For | | For | For | |
| | 1D. | Election of Director: Nora M. Denzel | Management | For | | For | For | |
| | 1E. | Election of Director: Peter A. Feld | Management | For | | For | For | |
| | 1F. | Election of Director: Kenneth Y. Hao | Management | For | | For | For | |
| | 1G. | Election of Director: Emily Heath | Management | For | | For | For | |
| | 1H. | Election of Director: Vincent Pilette | Management | For | | For | For | |
| | 1I. | Election of Director: Sherrese Smith | Management | For | | For | For | |
| | 2. | Ratification of the appointment of KPMG
LLP as our independent registered public
accounting firm for the 2022 fiscal year. | Management | For | | For | For | |
| | 3. | Advisory vote to approve executive
compensation. | Management | For | | For | For | |
| | 4. | Stockholder proposal regarding
independent board chairman. | Shareholder | Against | | For | For | |
| | CONAGRA BRANDS, INC. | |
| | Security | 205887102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CAG | | | | | | | Meeting Date | 15-Sep-2021 |
| | ISIN | US2058871029 | | | | | | | Agenda | 935479558 - Management | |
| | Record Date | 26-Jul-2021 | | | | | | | Holding Recon Date | 26-Jul-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 14-Sep-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Anil Arora | Management | For | | For | For | |
| | 1B. | Election of Director: Thomas K. Brown | Management | For | | For | For | |
| | 1C. | Election of Director: Emanuel Chirico | Management | For | | For | For | |
| | 1D. | Election of Director: Sean M. Connolly | Management | For | | For | For | |
| | 1E. | Election of Director: Joie A. Gregor | Management | For | | For | For | |
| | 1F. | Election of Director: Fran Horowitz | Management | For | | For | For | |
| | 1G. | Election of Director: Rajive Johri | Management | For | | For | For | |
| | 1H. | Election of Director: Richard H. Lenny | Management | For | | For | For | |
| | 1I. | Election of Director: Melissa Lora | Management | For | | For | For | |
| | 1J. | Election of Director: Ruth Ann Marshall | Management | For | | For | For | |
| | 1K. | Election of Director: Craig P. Omtvedt | Management | For | | For | For | |
| | 1L. | Election of Director: Scott Ostfeld | Management | For | | For | For | |
| | 2. | Ratification of the appointment of KPMG
LLP as our independent auditor for fiscal
2022. | Management | For | | For | For | |
| | 3. | Advisory approval of our named executive
officer compensation. | Management | For | | For | For | |
| | 4. | A shareholder proposal regarding written
consent. | Shareholder | For | | Against | For | |
| | LAMB WESTON HOLDINGS, INC. | |
| | Security | 513272104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | LW | | | | | | | Meeting Date | 23-Sep-2021 |
| | ISIN | US5132721045 | | | | | | | Agenda | 935479508 - Management | |
| | Record Date | 26-Jul-2021 | | | | | | | Holding Recon Date | 26-Jul-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-Sep-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Peter J. Bensen | Management | For | | For | For | |
| | 1B. | Election of Director: Charles A. Blixt | Management | For | | For | For | |
| | 1C. | Election of Director: Robert J. Coviello | Management | For | | For | For | |
| | 1D. | Election of Director: André J. Hawaux | Management | For | | For | For | |
| | 1E. | Election of Director: W.G. Jurgensen | Management | For | | For | For | |
| | 1F. | Election of Director: Thomas P. Maurer | Management | For | | For | For | |
| | 1G. | Election of Director: Hala G. Moddelmog | Management | For | | For | For | |
| | 1H. | Election of Director: Robert A. Niblock | Management | For | | For | For | |
| | 1I. | Election of Director: Maria Renna Sharpe | Management | For | | For | For | |
| | 1J. | Election of Director: Thomas P. Werner | Management | For | | For | For | |
| | 2. | Advisory Vote to Approve Executive
Compensation. | Management | For | | For | For | |
| | 3. | Ratification of the Appointment of KPMG
LLP as Independent Auditors for Fiscal
Year 2022. | Management | For | | For | For | |
| | FEDEX CORPORATION | |
| | Security | 31428X106 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | FDX | | | | | | | Meeting Date | 27-Sep-2021 |
| | ISIN | US31428X1063 | | | | | | | Agenda | 935484016 - Management | |
| | Record Date | 02-Aug-2021 | | | | | | | Holding Recon Date | 02-Aug-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Sep-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: MARVIN R. ELLISON | Management | For | | For | For | |
| | 1B. | Election of Director: SUSAN PATRICIA
GRIFFITH | Management | For | | For | For | |
| | 1C. | Election of Director: KIMBERLY A. JABAL | Management | For | | For | For | |
| | 1D. | Election of Director: SHIRLEY ANN
JACKSON | Management | For | | For | For | |
| | 1E. | Election of Director: R. BRAD MARTIN | Management | For | | For | For | |
| | 1F. | Election of Director: JOSHUA COOPER
RAMO | Management | For | | For | For | |
| | 1G. | Election of Director: SUSAN C. SCHWAB | Management | For | | For | For | |
| | 1H. | Election of Director: FREDERICK W.
SMITH | Management | For | | For | For | |
| | 1I. | Election of Director: DAVID P. STEINER | Management | For | | For | For | |
| | IJ. | Election of Director: RAJESH
SUBRAMANIAM | Management | For | | For | For | |
| | 1K. | Election of Director: PAUL S. WALSH | Management | For | | For | For | |
| | 2. | Advisory vote to approve named executive
officer compensation. | Management | Against | | Against | For | |
| | 3. | Ratify the appointment of Ernst & Young
LLP as FedEx's independent registered
public accounting firm for fiscal year 2022. | Management | For | | For | For | |
| | 4. | Stockholder proposal regarding
independent board chairman. | Shareholder | Against | | For | For | |
| | 5. | Stockholder proposal regarding report on
alignment between company values and
electioneering contributions. | Shareholder | Against | | For | For | |
| | 6. | Stockholder proposal regarding lobbying
activity and expenditure report. | Shareholder | Against | | For | For | |
| | 7. | Stockholder proposal regarding assessing
inclusion in the workplace. | Shareholder | Against | | For | For | |
| | 8. | Stockholder proposal regarding shareholder
ratification of termination pay. | Shareholder | For | | Against | For | |
| | NIKE, INC. | |
| | Security | 654106103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | NKE | | | | | | | Meeting Date | 06-Oct-2021 |
| | ISIN | US6541061031 | | | | | | | Agenda | 935484624 - Management | |
| | Record Date | 06-Aug-2021 | | | | | | | Holding Recon Date | 06-Aug-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-Oct-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Class B Director: Alan B. Graf,
Jr. | Management | For | | For | For | |
| | 1B. | Election of Class B Director: Peter B. Henry | Management | For | | For | For | |
| | 1C. | Election of Class B Director: Michelle A.
Peluso | Management | For | | For | For | |
| | 2. | To approve executive compensation by an
advisory vote. | Management | For | | For | For | |
| | 3. | To ratify the appointment of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm. | Management | For | | For | For | |
| | 4. | To consider a shareholder proposal
regarding political contributions disclosure,
if properly presented at the meeting. | Shareholder | Against | | For | For | |
| | 5. | To consider a shareholder proposal
regarding a human rights impact
assessment, if properly presented at the
meeting. | Shareholder | Against | | For | For | |
| | 6. | To consider a shareholder proposal
regarding supplemental pay equity
disclosure, if properly presented at the
meeting. | Shareholder | Against | | For | For | |
| | 7. | To consider a shareholder proposal
regarding diversity and inclusion efforts
reporting, if properly presented at the
meeting. | Shareholder | For | | Against | For | |
| | THE PROCTER & GAMBLE COMPANY | |
| | Security | 742718109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PG | | | | | | | Meeting Date | 12-Oct-2021 |
| | ISIN | US7427181091 | | | | | | | Agenda | 935488002 - Management | |
| | Record Date | 13-Aug-2021 | | | | | | | Holding Recon Date | 13-Aug-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Oct-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | ELECTION OF DIRECTOR: B. Marc Allen | Management | For | | For | For | |
| | 1B. | ELECTION OF DIRECTOR: Angela F.
Braly | Management | For | | For | For | |
| | 1C. | ELECTION OF DIRECTOR: Amy L. Chang | Management | For | | For | For | |
| | 1D. | ELECTION OF DIRECTOR: Joseph
Jimenez | Management | For | | For | For | |
| | 1E. | ELECTION OF DIRECTOR: Christopher
Kempczinski | Management | For | | For | For | |
| | 1F. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | | For | For | |
| | 1G. | ELECTION OF DIRECTOR: Terry J.
Lundgren | Management | For | | For | For | |
| | 1H. | ELECTION OF DIRECTOR: Christine M.
McCarthy | Management | For | | For | For | |
| | 1I. | ELECTION OF DIRECTOR: Jon R. Moeller | Management | For | | For | For | |
| | 1J. | ELECTION OF DIRECTOR: David S.
Taylor | Management | For | | For | For | |
| | 1K. | ELECTION OF DIRECTOR: Margaret C.
Whitman | Management | For | | For | For | |
| | 1L. | ELECTION OF DIRECTOR: Patricia A.
Woertz | Management | For | | For | For | |
| | 2. | Ratify Appointment of the Independent
Registered Public Accounting Firm. | Management | For | | For | For | |
| | 3. | Advisory Vote to Approve the Company's
Executive Compensation (the "Say on Pay"
vote). | Management | For | | For | For | |
| | 4. | Shareholder Proposal - Inclusion of Non-
Management Employees on Director
Nominee Candidate Lists. | Shareholder | Against | | For | For | |
| | PAYCHEX, INC. | |
| | Security | 704326107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PAYX | | | | | | | Meeting Date | 14-Oct-2021 |
| | ISIN | US7043261079 | | | | | | | Agenda | 935489725 - Management | |
| | Record Date | 16-Aug-2021 | | | | | | | Holding Recon Date | 16-Aug-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-Oct-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: B. Thomas Golisano | Management | For | | For | For | |
| | 1B. | Election of Director: Thomas F. Bonadio | Management | For | | For | For | |
| | 1C. | Election of Director: Joseph G. Doody | Management | For | | For | For | |
| | 1D. | Election of Director: David J.S. Flaschen | Management | For | | For | For | |
| | 1E. | Election of Director: Pamela A. Joseph | Management | For | | For | For | |
| | 1F. | Election of Director: Martin Mucci | Management | For | | For | For | |
| | 1G. | Election of Director: Kevin A. Price | Management | For | | For | For | |
| | 1H. | Election of Director: Joseph M. Tucci | Management | For | | For | For | |
| | 1I. | Election of Director: Joseph M. Velli | Management | For | | For | For | |
| | 1J. | Election of Director: Kara Wilson | Management | For | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | For | |
| | 3. | RATIFICATION OF SELECTION OF
PRICEWATERHOUSECOOPERS LLP TO
SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM. | Management | For | | For | For | |
| | NORTONLIFELOCK INC | |
| | Security | 668771108 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | NLOK | | | | | | | Meeting Date | 04-Nov-2021 |
| | ISIN | US6687711084 | | | | | | | Agenda | 935505911 - Management | |
| | Record Date | 05-Oct-2021 | | | | | | | Holding Recon Date | 05-Oct-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-Nov-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | To approve the issuance of New
NortonLifeLock Shares to Avast
shareholders in connection with the Merger
(the "Share Issuance Proposal"). | Management | For | | For | For | |
| | 2. | To adjourn the special meeting to a later
date or time, if necessary or appropriate, to
solicit additional proxies in the event there
are insufficient votes at the time of such
adjournment to approve the Share Issuance
Proposal (the "Adjournment Proposal"). | Management | For | | For | For | |
| | NORTONLIFELOCK INC | |
| | Security | 668771108 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | NLOK | | | | | | | Meeting Date | 04-Nov-2021 |
| | ISIN | US6687711084 | | | | | | | Agenda | 935509476 - Management | |
| | Record Date | 13-Oct-2021 | | | | | | | Holding Recon Date | 13-Oct-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-Nov-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | To approve the issuance of New
NortonLifeLock Shares to Avast
shareholders in connection with the Merger
(the "Share Issuance Proposal"). | Management | For | | For | For | |
| | 2. | To adjourn the special meeting to a later
date or time, if necessary or appropriate, to
solicit additional proxies in the event there
are insufficient votes at the time of such
adjournment to approve the Share Issuance
Proposal (the "Adjournment Proposal"). | Management | For | | For | For | |
| | ORACLE CORPORATION | |
| | Security | 68389X105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ORCL | | | | | | | Meeting Date | 10-Nov-2021 |
| | ISIN | US68389X1054 | | | | | | | Agenda | 935498027 - Management | |
| | Record Date | 13-Sep-2021 | | | | | | | Holding Recon Date | 13-Sep-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-Nov-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Jeffrey S. Berg | For | | For | For | |
| | | | 2 | Michael J. Boskin | For | | For | For | |
| | | | 3 | Safra A. Catz | For | | For | For | |
| | | | 4 | Bruce R. Chizen | For | | For | For | |
| | | | 5 | George H. Conrades | For | | For | For | |
| | | | 6 | Lawrence J. Ellison | For | | For | For | |
| | | | 7 | Rona A. Fairhead | For | | For | For | |
| | | | 8 | Jeffrey O. Henley | For | | For | For | |
| | | | 9 | Renee J. James | For | | For | For | |
| | | | 10 | Charles W. Moorman IV | For | | For | For | |
| | | | 11 | Leon E. Panetta | For | | For | For | |
| | | | 12 | William G. Parrett | For | | For | For | |
| | | | 13 | Naomi O. Seligman | For | | For | For | |
| | | | 14 | Vishal Sikka | For | | For | For | |
| | 2. | Advisory Vote to Approve the
Compensation of our Named Executive
Officers. | Management | Against | | Against | For | |
| | 3. | Approve an Amendment to the Oracle
Corporation 2020 Equity Incentive Plan. | Management | Against | | Against | For | |
| | 4. | Ratification of Selection of Independent
Registered Public Accounting Firm. | Management | For | | For | For | |
| | 5. | Stockholder Proposal Regarding Racial
Equity Audit. | Shareholder | For | | Against | For | |
| | 6. | Stockholder Proposal Regarding
Independent Board Chair. | Shareholder | Against | | For | For | |
| | 7. | Stockholder Proposal Regarding Political
Spending. | Shareholder | Against | | For | For | |
| | THE CLOROX COMPANY | |
| | Security | 189054109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CLX | | | | | | | Meeting Date | 17-Nov-2021 |
| | ISIN | US1890541097 | | | | | | | Agenda | 935503208 - Management | |
| | Record Date | 24-Sep-2021 | | | | | | | Holding Recon Date | 24-Sep-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-Nov-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Amy Banse | Management | For | | For | For | |
| | 1B. | Election of Director: Richard H. Carmona | Management | For | | For | For | |
| | 1C. | Election of Director: Spencer C. Fleischer | Management | For | | For | For | |
| | 1D. | Election of Director: Esther Lee | Management | For | | For | For | |
| | 1E. | Election of Director: A.D. David Mackay | Management | For | | For | For | |
| | 1F. | Election of Director: Paul Parker | Management | For | | For | For | |
| | 1G. | Election of Director: Linda Rendle | Management | For | | For | For | |
| | 1H. | Election of Director: Matthew J. Shattock | Management | For | | For | For | |
| | 1I. | Election of Director: Kathryn Tesija | Management | For | | For | For | |
| | 1J. | Election of Director: Russell Weiner | Management | For | | For | For | |
| | 1K. | Election of Director: Christopher J. Williams | Management | For | | For | For | |
| | 2. | Advisory Vote to Approve Executive
Compensation. | Management | For | | For | For | |
| | 3. | Ratification of the Selection of Ernst &
Young LLP as the Clorox Company's
Independent Registered Public Accounting
Firm. | Management | For | | For | For | |
| | 4. | Approval of the Amended and Restated
2005 Stock Incentive Plan. | Management | For | | For | For | |
| | 5. | Shareholder Proposal Requesting Non-
Management Employees on Director
Nominee Candidate Lists. | Shareholder | Against | | For | For | |
| | MICROSOFT CORPORATION | |
| | Security | 594918104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MSFT | | | | | | | Meeting Date | 30-Nov-2021 |
| | ISIN | US5949181045 | | | | | | | Agenda | 935505480 - Management | |
| | Record Date | 30-Sep-2021 | | | | | | | Holding Recon Date | 30-Sep-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-Nov-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Reid G. Hoffman | Management | For | | For | For | |
| | 1B. | Election of Director: Hugh F. Johnston | Management | For | | For | For | |
| | 1C. | Election of Director: Teri L. List | Management | For | | For | For | |
| | 1D. | Election of Director: Satya Nadella | Management | For | | For | For | |
| | 1E. | Election of Director: Sandra E. Peterson | Management | For | | For | For | |
| | 1F. | Election of Director: Penny S. Pritzker | Management | For | | For | For | |
| | 1G. | Election of Director: Carlos A. Rodriguez | Management | For | | For | For | |
| | 1H. | Election of Director: Charles W. Scharf | Management | For | | For | For | |
| | 1I. | Election of Director: John W. Stanton | Management | For | | For | For | |
| | 1J. | Election of Director: John W. Thompson | Management | For | | For | For | |
| | 1K. | Election of Director: Emma N. Walmsley | Management | For | | For | For | |
| | 1L. | Election of Director: Padmasree Warrior | Management | For | | For | For | |
| | 2. | Advisory vote to approve named executive
officer compensation. | Management | For | | For | For | |
| | 3. | Approve Employee Stock Purchase Plan. | Management | For | | For | For | |
| | 4. | Ratification of the Selection of Deloitte &
Touche LLP as our Independent Auditor for
Fiscal Year 2022. | Management | For | | For | For | |
| | 5. | Shareholder Proposal - Report on median
pay gaps across race and gender. | Shareholder | Against | | For | For | |
| | 6. | Shareholder Proposal - Report on
effectiveness of workplace sexual
harassment policies. | Shareholder | For | | Against | For | |
| | 7. | Shareholder Proposal - Prohibition on sales
of facial recognition technology to all
government entities. | Shareholder | Against | | For | For | |
| | 8. | Shareholder Proposal - Report on
implementation of the Fair Chance
Business Pledge. | Shareholder | Against | | For | For | |
| | 9. | Shareholder Proposal - Report on how
lobbying activities align with company
policies. | Shareholder | Against | | For | For | |
| | MEDTRONIC PLC | |
| | Security | G5960L103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MDT | | | | | | | Meeting Date | 09-Dec-2021 |
| | ISIN | IE00BTN1Y115 | | | | | | | Agenda | 935510429 - Management | |
| | Record Date | 14-Oct-2021 | | | | | | | Holding Recon Date | 14-Oct-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-Dec-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director until the 2022 Annual
General Meeting: Richard H. Anderson | Management | For | | For | For | |
| | 1B. | Election of Director until the 2022 Annual
General Meeting: Craig Arnold | Management | For | | For | For | |
| | 1C. | Election of Director until the 2022 Annual
General Meeting: Scott C. Donnelly | Management | For | | For | For | |
| | 1D. | Election of Director until the 2022 Annual
General Meeting: Andrea J. Goldsmith,
Ph.D. | Management | For | | For | For | |
| | 1E. | Election of Director until the 2022 Annual
General Meeting: Randall J. Hogan, III | Management | For | | For | For | |
| | 1F. | Election of Director until the 2022 Annual
General Meeting: Kevin E. Lofton | Management | For | | For | For | |
| | 1G. | Election of Director until the 2022 Annual
General Meeting: Geoffrey S. Martha | Management | For | | For | For | |
| | 1H. | Election of Director until the 2022 Annual
General Meeting: Elizabeth G. Nabel, M.D. | Management | For | | For | For | |
| | 1I. | Election of Director until the 2022 Annual
General Meeting: Denise M. O'Leary | Management | For | | For | For | |
| | 1J. | Election of Director until the 2022 Annual
General Meeting: Kendall J. Powell | Management | For | | For | For | |
| | 2. | Ratifying, in a non-binding vote, the
appointment of PricewaterhouseCoopers
LLP as the Company's independent auditor
for fiscal year 2022 and authorizing, in a
binding vote, the Board of Directors, acting
through the Audit Committee, to set the
auditor's remuneration. | Management | For | | For | For | |
| | 3. | Approving, on an advisory basis, the
Company's executive compensation. | Management | For | | For | For | |
| | 4. | Approving, on an advisory basis, the
frequency of Say-on-Pay votes. | Management | 1 Year | | For | For | |
| | 5. | Approving the new 2021 Medtronic plc Long
Term Incentive Plan. | Management | For | | For | For | |
| | 6. | Renewing the Board of Directors' authority
to issue shares under Irish law. | Management | For | | For | For | |
| | 7. | Renewing the Board of Directors' authority
to opt out of pre- emption rights under Irish
law. | Management | For | | For | For | |
| | 8. | Authorizing the Company and any
subsidiary of the Company to make
overseas market purchases of Medtronic
ordinary shares. | Management | For | | For | For | |
| | VIATRIS INC. | |
| | Security | 92556V106 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | VTRS | | | | | | | Meeting Date | 10-Dec-2021 |
| | ISIN | US92556V1061 | | | | | | | Agenda | 935512219 - Management | |
| | Record Date | 21-Oct-2021 | | | | | | | Holding Recon Date | 21-Oct-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-Dec-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Class I Director each to hold
office until the 2023 annual meeting: Neil
Dimick | Management | For | | For | For | |
| | 1B. | Election of Class I Director each to hold
office until the 2023 annual meeting:
Michael Goettler | Management | For | | For | For | |
| | 1C. | Election of Class I Director each to hold
office until the 2023 annual meeting: Ian
Read | Management | For | | For | For | |
| | 1D. | Election of Class I Director each to hold
office until the 2023 annual meeting:
Pauline van der Meer Mohr | Management | For | | For | For | |
| | 2. | Approval, on non-binding advisory basis, of
the 2020 compensation of the named
executive officers of the Company (the
"Say-on-Pay vote"). | Management | Against | | Against | For | |
| | 3. | A non-binding advisory vote on the
frequency of the Say-on-Pay vote. | Management | 1 Year | | For | For | |
| | 4. | Ratification of the selection of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021. | Management | For | | For | For | |
| | CISCO SYSTEMS, INC. | |
| | Security | 17275R102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CSCO | | | | | | | Meeting Date | 13-Dec-2021 |
| | ISIN | US17275R1023 | | | | | | | Agenda | 935511469 - Management | |
| | Record Date | 15-Oct-2021 | | | | | | | Holding Recon Date | 15-Oct-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-Dec-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: M. Michele Burns | Management | For | | For | For | |
| | 1B. | Election of Director: Wesley G. Bush | Management | For | | For | For | |
| | 1C. | Election of Director: Michael D. Capellas | Management | For | | For | For | |
| | 1D. | Election of Director: Mark Garrett | Management | For | | For | For | |
| | 1E. | Election of Director: John D. Harris II | Management | For | | For | For | |
| | 1F. | Election of Director: Dr. Kristina M. Johnson | Management | For | | For | For | |
| | 1G. | Election of Director: Roderick C. McGeary | Management | For | | For | For | |
| | 1H. | Election of Director: Charles H. Robbins | Management | For | | For | For | |
| | 1I. | Election of Director: Brenton L. Saunders | Management | For | | For | For | |
| | 1J. | Election of Director: Dr. Lisa T. Su | Management | For | | For | For | |
| | 1K. | Election of Director: Marianna Tessel | Management | For | | For | For | |
| | 2. | Approval, on an advisory basis, of executive
compensation. | Management | For | | For | For | |
| | 3. | Ratification of PricewaterhouseCoopers
LLP as Cisco's independent registered
public accounting firm for fiscal 2022. | Management | For | | For | For | |
| | 4. | Approval to have Cisco's Board amend
Cisco's proxy access bylaw to remove the
stockholder aggregation limit. | Shareholder | Against | | For | For | |
| | ATHENE HOLDING LTD | |
| | Security | 04686J309 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | ATHPRC | | | | | | | Meeting Date | 21-Dec-2021 |
| | ISIN | US04686J3095 | | | | | | | Agenda | 935519097 - Management | |
| | Record Date | 04-Nov-2021 | | | | | | | Holding Recon Date | 04-Nov-2021 |
| | City / | Country | | | / | Bermuda | | | | | Vote Deadline Date | 20-Dec-2021 |
| | SEDOL(s) | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | To approve the merger of AHL and Blue
Merger Sub, Ltd. and the Agreement and
Plan of Merger, by and among Apollo
Global Management, Inc., AHL, Tango
Holdings, Inc., Blue Merger Sub, Ltd. and
Green Merger Sub, Inc. (which, as it may
be amended from time to time, we refer to
as the "merger agreement"), and the
statutory merger agreement required by
Section 105 of the Companies Act, 1981
(as amended) of Bermuda, which proposal
is referred to as the "AHL merger
agreement proposal." | Management | For | | For | For | |
| | 2. | To approve the adjournment of the AHL
special general meeting to solicit additional
proxies if there are not sufficient votes at
the time of the AHL special general meeting
to approve the AHL merger agreement
proposal or to ensure that any supplement
or amendment to the joint proxy
statement/prospectus is timely provided to
holders of AHL Common Shares and AHL
Preferred Shares, which is referred to as
the "AHL adjournment proposal." | Management | For | | For | For | |
| | COSTCO WHOLESALE CORPORATION | |
| | Security | 22160K105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | COST | | | | | | | Meeting Date | 20-Jan-2022 |
| | ISIN | US22160K1051 | | | | | | | Agenda | 935530849 - Management | |
| | Record Date | 11-Nov-2021 | | | | | | | Holding Recon Date | 11-Nov-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 19-Jan-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Susan L. Decker | Management | For | | For | For | |
| | 1B. | Election of Director: Kenneth D. Denman | Management | For | | For | For | |
| | 1C. | Election of Director: Richard A. Galanti | Management | For | | For | For | |
| | 1D. | Election of Director: Hamilton E. James | Management | For | | For | For | |
| | 1E. | Election of Director: W. Craig Jelinek | Management | For | | For | For | |
| | 1F. | Election of Director: Sally Jewell | Management | For | | For | For | |
| | 1G. | Election of Director: Charles T. Munger | Management | For | | For | For | |
| | 1H. | Election of Director: Jeffrey S. Raikes | Management | For | | For | For | |
| | 1I. | Election of Director: John W. Stanton | Management | For | | For | For | |
| | 1J. | Election of Director: Maggie Wilderotter | Management | For | | For | For | |
| | 2. | Ratification of selection of independent
auditors. | Management | For | | For | For | |
| | 3. | Approval, on an advisory basis, of executive
compensation. | Management | For | | For | For | |
| | 4. | Shareholder proposal regarding charitable
giving reporting. | Shareholder | Against | | For | For | |
| | 5. | Shareholder proposal regarding the
adoption of GHG emissions reduction
targets. | Shareholder | For | | Against | For | |
| | 6. | Shareholder proposal regarding report on
racial justice and food equity. | Shareholder | Against | | For | For | |
| | VISA INC. | |
| | Security | 92826C839 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | V | | | | | | | Meeting Date | 25-Jan-2022 |
| | ISIN | US92826C8394 | | | | | | | Agenda | 935531550 - Management | |
| | Record Date | 26-Nov-2021 | | | | | | | Holding Recon Date | 26-Nov-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Jan-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Lloyd A. Carney | Management | For | | For | For | |
| | 1B. | Election of Director: Mary B. Cranston | Management | For | | For | For | |
| | 1C. | Election of Director: Francisco Javier
Fernández-Carbajal | Management | For | | For | For | |
| | 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | | For | For | |
| | 1E. | Election of Director: Ramon Laguarta | Management | For | | For | For | |
| | 1F. | Election of Director: John F. Lundgren | Management | For | | For | For | |
| | 1G. | Election of Director: Robert W. Matschullat | Management | For | | For | For | |
| | 1H. | Election of Director: Denise M. Morrison | Management | For | | For | For | |
| | 1I. | Election of Director: Linda J. Rendle | Management | For | | For | For | |
| | 1J. | Election of Director: Maynard G. Webb, Jr. | Management | For | | For | For | |
| | 2. | To approve, on an advisory basis, the
compensation paid to our named executive
officers. | Management | For | | For | For | |
| | 3. | To ratify the appointment of KPMG LLP as
our independent registered public
accounting firm for fiscal year 2022. | Management | For | | For | For | |
| | ACCENTURE LLP | |
| | Security | G1151C101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ACN | | | | | | | Meeting Date | 26-Jan-2022 |
| | ISIN | IE00B4BNMY34 | | | | | | | Agenda | 935534405 - Management | |
| | Record Date | 29-Nov-2021 | | | | | | | Holding Recon Date | 29-Nov-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Jan-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Appointment of Director: Jaime Ardila | Management | For | | For | For | |
| | 1B. | Appointment of Director: Nancy McKinstry | Management | For | | For | For | |
| | 1C. | Appointment of Director: Beth E. Mooney | Management | For | | For | For | |
| | 1D. | Appointment of Director: Gilles C. Pélisson | Management | For | | For | For | |
| | 1E. | Appointment of Director: Paula A. Price | Management | For | | For | For | |
| | 1F. | Appointment of Director: Venkata (Murthy)
Renduchintala | Management | For | | For | For | |
| | 1G. | Appointment of Director: Arun Sarin | Management | For | | For | For | |
| | 1H. | Appointment of Director: Julie Sweet | Management | For | | For | For | |
| | 1I. | Appointment of Director: Frank K. Tang | Management | For | | For | For | |
| | 1J. | Appointment of Director: Tracey T. Travis | Management | For | | For | For | |
| | 2. | To approve, in a non-binding vote, the
compensation of our named executive
officers. | Management | For | | For | For | |
| | 3. | To approve an amendment to the Amended
and Restated Accenture plc 2010 Share
Incentive Plan to increase the number of
shares available for issuance thereunder. | Management | For | | For | For | |
| | 4. | To ratify, in a non-binding vote, the
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration. | Management | For | | For | For | |
| | 5. | To grant the Board of Directors the authority
to issue shares under Irish law. | Management | For | | For | For | |
| | 6. | To grant the Board of Directors the authority
to opt-out of pre- emption rights under Irish
law. | Management | For | | For | For | |
| | 7. | To determine the price range at which
Accenture can re-allot shares that it
acquires as treasury shares under Irish law. | Management | For | | For | For | |
| | D.R. HORTON, INC. | |
| | Security | 23331A109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DHI | | | | | | | Meeting Date | 26-Jan-2022 |
| | ISIN | US23331A1097 | | | | | | | Agenda | 935537906 - Management | |
| | Record Date | 30-Nov-2021 | | | | | | | Holding Recon Date | 30-Nov-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Jan-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Donald R. Horton | Management | For | | For | For | |
| | 1B. | Election of Director: Barbara K. Allen | Management | For | | For | For | |
| | 1C. | Election of Director: Brad S. Anderson | Management | For | | For | For | |
| | 1D. | Election of Director: Michael R. Buchanan | Management | For | | For | For | |
| | 1E. | Election of Director: Benjamin S. Carson,
Sr. | Management | For | | For | For | |
| | 1F. | Election of Director: Michael W. Hewatt | Management | For | | For | For | |
| | 1G. | Election of Director: Maribess L. Miller | Management | For | | For | For | |
| | 2. | Approval of the advisory resolution on
executive compensation. | Management | Against | | Against | For | |
| | 3. | Ratify the appointment of Ernst & Young
LLP as our independent registered public
accounting firm. | Management | For | | For | For | |
| | WESTROCK COMPANY | |
| | Security | 96145D105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | WRK | | | | | | | Meeting Date | 28-Jan-2022 |
| | ISIN | US96145D1054 | | | | | | | Agenda | 935533821 - Management | |
| | Record Date | 03-Dec-2021 | | | | | | | Holding Recon Date | 03-Dec-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Jan-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Colleen F. Arnold | Management | For | | For | For | |
| | 1B. | Election of Director: Timothy J. Bernlohr | Management | For | | For | For | |
| | 1C. | Election of Director: J. Powell Brown | Management | For | | For | For | |
| | 1D. | Election of Director: Terrell K. Crews | Management | For | | For | For | |
| | 1E. | Election of Director: Russell M. Currey | Management | For | | For | For | |
| | 1F. | Election of Director: Suzan F. Harrison | Management | For | | For | For | |
| | 1G. | Election of Director: Gracia C. Martore | Management | For | | For | For | |
| | 1H. | Election of Director: James E. Nevels | Management | For | | For | For | |
| | 1I. | Election of Director: David B. Sewell | Management | For | | For | For | |
| | 1J. | Election of Director: Alan D. Wilson | Management | For | | For | For | |
| | 2. | Advisory Vote to Approve Executive
Compensation. | Management | For | | For | For | |
| | 3. | Approve the Amendment to the WestRock
Company 2020 Incentive Stock Plan. | Management | For | | For | For | |
| | 4. | Ratification of Appointment of Ernst &
Young LLP. | Management | For | | For | For | |
| | CYRUSONE INC. | |
| | Security | 23283R100 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | CONE | | | | | | | Meeting Date | 01-Feb-2022 |
| | ISIN | US23283R1005 | | | | | | | Agenda | 935540890 - Management | |
| | Record Date | 23-Dec-2021 | | | | | | | Holding Recon Date | 23-Dec-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 31-Jan-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | To approve the merger (the "merger") of
Cavalry Merger Sub LLC, a wholly owned
subsidiary of Parent ("Merger Sub"), with
and into CyrusOne Inc. (the "Company"),
with the Company surviving the merger, in
accordance with the terms of the
Agreement and Plan of Merger, dated as of
November 14, 2021 (the "merger
agreement"), by and among Cavalry Parent
L.P. ("Parent"), Merger Sub and the
Company, the merger agreement and the
other transactions contemplated by the
merger agreement. | Management | For | | For | For | |
| | 2. | To approve, by advisory (non-binding) vote,
the compensation that may be paid or
become payable to the Company's named
executive officers in connection with the
consummation of the merger. | Management | For | | For | For | |
| | 3. | To approve any adjournment of the special
meeting for the purpose of soliciting
additional proxies if there are insufficient
votes at the special meeting to approve
Proposal 1. | Management | For | | For | For | |
| | DEERE & COMPANY | |
| | Security | 244199105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DE | | | | | | | Meeting Date | 23-Feb-2022 |
| | ISIN | US2441991054 | | | | | | | Agenda | 935540977 - Management | |
| | Record Date | 31-Dec-2021 | | | | | | | Holding Recon Date | 31-Dec-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-Feb-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Leanne G. Caret | Management | For | | For | For | |
| | 1B. | Election of Director: Tamra A. Erwin | Management | For | | For | For | |
| | 1C. | Election of Director: Alan C. Heuberger | Management | For | | For | For | |
| | 1D. | Election of Director: Charles O. Holliday, Jr. | Management | For | | For | For | |
| | 1E. | Election of Director: Michael O. Johanns | Management | For | | For | For | |
| | 1F. | Election of Director: Clayton M. Jones | Management | For | | For | For | |
| | 1G. | Election of Director: John C. May | Management | For | | For | For | |
| | 1H. | Election of Director: Gregory R. Page | Management | For | | For | For | |
| | 1I. | Election of Director: Sherry M. Smith | Management | For | | For | For | |
| | 1J. | Election of Director: Dmitri L. Stockton | Management | For | | For | For | |
| | 1K. | Election of Director: Sheila G. Talton | Management | For | | For | For | |
| | 2. | Advisory vote on executive compensation. | Management | For | | For | For | |
| | 3. | Ratification of the appointment of Deloitte &
Touche LLP as Deere's independent
registered public accounting firm for fiscal
2022. | Management | For | | For | For | |
| | 4. | Approval of the Nonemployee Director
Stock Ownership Plan. | Management | For | | For | For | |
| | 5. | Shareholder Proposal - Special
Shareholder Meeting Improvement. | Shareholder | For | | Against | For | |
| | APPLE INC. | |
| | Security | 037833100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AAPL | | | | | | | Meeting Date | 04-Mar-2022 |
| | ISIN | US0378331005 | | | | | | | Agenda | 935541549 - Management | |
| | Record Date | 03-Jan-2022 | | | | | | | Holding Recon Date | 03-Jan-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-Mar-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: James Bell | Management | For | | For | For | |
| | 1B. | Election of Director: Tim Cook | Management | For | | For | For | |
| | 1C. | Election of Director: Al Gore | Management | For | | For | For | |
| | 1D. | Election of Director: Alex Gorsky | Management | For | | For | For | |
| | 1E. | Election of Director: Andrea Jung | Management | For | | For | For | |
| | 1F. | Election of Director: Art Levinson | Management | For | | For | For | |
| | 1G. | Election of Director: Monica Lozano | Management | For | | For | For | |
| | 1H. | Election of Director: Ron Sugar | Management | For | | For | For | |
| | 1I. | Election of Director: Sue Wagner | Management | For | | For | For | |
| | 2. | Ratification of the appointment of Ernst &
Young LLP as Apple's independent
registered public accounting firm for fiscal
2022. | Management | For | | For | For | |
| | 3. | Advisory vote to approve executive
compensation. | Management | For | | For | For | |
| | 4. | Approval of the Apple Inc. 2022 Employee
Stock Plan. | Management | For | | For | For | |
| | 5. | A shareholder proposal entitled
"Reincorporate with Deeper Purpose". | Shareholder | Against | | For | For | |
| | 6. | A shareholder proposal entitled
"Transparency Reports". | Shareholder | Against | | For | For | |
| | 7. | A shareholder proposal entitled "Report on
Forced Labor". | Shareholder | Against | | For | For | |
| | 8. | A shareholder proposal entitled "Pay
Equity". | Shareholder | Against | | For | For | |
| | 9. | A shareholder proposal entitled "Civil Rights
Audit". | Shareholder | For | | Against | For | |
| | 10. | A shareholder proposal entitled "Report on
Concealment Clauses". | Shareholder | For | | Against | For | |
| | TOLL BROTHERS, INC. | |
| | Security | 889478103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TOL | | | | | | | Meeting Date | 08-Mar-2022 |
| | ISIN | US8894781033 | | | | | | | Agenda | 935544141 - Management | |
| | Record Date | 13-Jan-2022 | | | | | | | Holding Recon Date | 13-Jan-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 07-Mar-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Douglas C. Yearley, Jr. | Management | For | | For | For | |
| | 1B. | Election of Director: Stephen F. East | Management | For | | For | For | |
| | 1C. | Election of Director: Christine N. Garvey | Management | For | | For | For | |
| | 1D. | Election of Director: Karen H. Grimes | Management | For | | For | For | |
| | 1E. | Election of Director: Derek T. Kan | Management | For | | For | For | |
| | 1F. | Election of Director: Carl B. Marbach | Management | For | | For | For | |
| | 1G. | Election of Director: John A. McLean | Management | For | | For | For | |
| | 1H. | Election of Director: Wendell E. Pritchett | Management | For | | For | For | |
| | 1I. | Election of Director: Paul E. Shapiro | Management | For | | For | For | |
| | 1J. | Election of Director: Scott D. Stowell | Management | For | | For | For | |
| | 2. | The ratification of the re-appointment of
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the 2022 fiscal year. | Management | For | | For | For | |
| | 3. | The approval, in an advisory and non-
binding vote, of the compensation of the
Company's named executive officers. | Management | For | | For | For | |
| | JOHNSON CONTROLS INTERNATIONAL PLC | |
| | Security | G51502105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | JCI | | | | | | | Meeting Date | 09-Mar-2022 |
| | ISIN | IE00BY7QL619 | | | | | | | Agenda | 935543199 - Management | |
| | Record Date | 06-Jan-2022 | | | | | | | Holding Recon Date | 06-Jan-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-Mar-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director for a period of one year,
expiring at the end of the Company's
Annual General Meeting in 2023: Jean
Blackwell | Management | For | | For | For | |
| | 1B. | Election of Director for a period of one year,
expiring at the end of the Company's
Annual General Meeting in 2023: Pierre
Cohade | Management | For | | For | For | |
| | 1C. | Election of Director for a period of one year,
expiring at the end of the Company's
Annual General Meeting in 2023: Michael
E. Daniels | Management | For | | For | For | |
| | 1D. | Election of Director for a period of one year,
expiring at the end of the Company's
Annual General Meeting in 2023: W. Roy
Dunbar | Management | For | | For | For | |
| | 1E. | Election of Director for a period of one year,
expiring at the end of the Company's
Annual General Meeting in 2023: Gretchen
R. Haggerty | Management | For | | For | For | |
| | 1F. | Election of Director for a period of one year,
expiring at the end of the Company's
Annual General Meeting in 2023: Simone
Menne | Management | For | | For | For | |
| | 1G. | Election of Director for a period of one year,
expiring at the end of the Company's
Annual General Meeting in 2023: George R.
Oliver | Management | For | | For | For | |
| | 1H. | Election of Director for a period of one year,
expiring at the end of the Company's
Annual General Meeting in 2023: Jürgen
Tinggren | Management | For | | For | For | |
| | 1I. | Election of Director for a period of one year,
expiring at the end of the Company's
Annual General Meeting in 2023: Mark
Vergnano | Management | For | | For | For | |
| | 1J. | Election of Director for a period of one year,
expiring at the end of the Company's
Annual General Meeting in 2023: R. David
Yost | Management | For | | For | For | |
| | 1K. | Election of Director for a period of one year,
expiring at the end of the Company's
Annual General Meeting in 2023: John D.
Young | Management | For | | For | For | |
| | 2A. | To ratify the appointment of
PricewaterhouseCoopers LLP as the
independent auditors of the Company. | Management | For | | For | For | |
| | 2B. | To authorize the Audit Committee of the
Board of Directors to set the auditors'
remuneration. | Management | For | | For | For | |
| | 3. | To authorize the Company and/or any
subsidiary of the Company to make market
purchases of Company shares. | Management | For | | For | For | |
| | 4. | To determine the price range at which the
Company can re-allot shares that it holds as
treasury shares (Special Resolution). | Management | For | | For | For | |
| | 5. | To approve, in a non-binding advisory vote,
the compensation of the named executive
officers. | Management | For | | For | For | |
| | 6. | To approve the Directors' authority to allot
shares up to approximately 33% of issued
share capital. | Management | For | | For | For | |
| | 7. | To approve the waiver of statutory pre-
emption rights with respect to up to 5% of
issued share capital (Special Resolution). | Management | For | | For | For | |
| | QUALCOMM INCORPORATED | |
| | Security | 747525103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | QCOM | | | | | | | Meeting Date | 09-Mar-2022 |
| | ISIN | US7475251036 | | | | | | | Agenda | 935543567 - Management | |
| | Record Date | 10-Jan-2022 | | | | | | | Holding Recon Date | 10-Jan-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-Mar-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Sylvia Acevedo | Management | For | | For | For | |
| | 1B. | Election of Director: Cristiano R. Amon | Management | For | | For | For | |
| | 1C. | Election of Director: Mark Fields | Management | For | | For | For | |
| | 1D. | Election of Director: Jeffrey W. Henderson | Management | For | | For | For | |
| | 1E. | Election of Director: Gregory N. Johnson | Management | For | | For | For | |
| | 1F. | Election of Director: Ann M. Livermore | Management | For | | For | For | |
| | 1G. | Election of Director: Mark D. McLaughlin | Management | For | | For | For | |
| | 1H. | Election of Director: Jamie S. Miller | Management | For | | For | For | |
| | 1I. | Election of Director: Irene B. Rosenfeld | Management | For | | For | For | |
| | 1J. | Election of Director: Kornelis (Neil) Smit | Management | For | | For | For | |
| | 1K. | Election of Director: Jean-Pascal Tricoire | Management | For | | For | For | |
| | 1L. | Election of Director: Anthony J. Vinciquerra | Management | For | | For | For | |
| | 2. | Ratification of the selection of
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 25, 2022. | Management | For | | For | For | |
| | 3. | Advisory vote to approve the compensation
of our Named Executive Officers. | Management | For | | For | For | |
| | THE WALT DISNEY COMPANY | |
| | Security | 254687106 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DIS | | | | | | | Meeting Date | 09-Mar-2022 |
| | ISIN | US2546871060 | | | | | | | Agenda | 935544317 - Management | |
| | Record Date | 10-Jan-2022 | | | | | | | Holding Recon Date | 10-Jan-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-Mar-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Susan E. Arnold | Management | For | | For | For | |
| | 1B. | Election of Director: Mary T. Barra | Management | For | | For | For | |
| | 1C. | Election of Director: Safra A. Catz | Management | For | | For | For | |
| | 1D. �� | Election of Director: Amy L. Chang | Management | For | | For | For | |
| | 1E. | Election of Director: Robert A. Chapek | Management | For | | For | For | |
| | 1F. | Election of Director: Francis A. deSouza | Management | For | | For | For | |
| | 1G. | Election of Director: Michael B.G. Froman | Management | For | | For | For | |
| | 1H. | Election of Director: Maria Elena
Lagomasino | Management | For | | For | For | |
| | 1I. | Election of Director: Calvin R. McDonald | Management | For | | For | For | |
| | 1J. | Election of Director: Mark G. Parker | Management | For | | For | For | |
| | 1K. | Election of Director: Derica W. Rice | Management | For | | For | For | |
| | 2. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accountants for fiscal 2022. | Management | For | | For | For | |
| | 3. | Consideration of an advisory vote to
approve executive compensation. | Management | For | | For | For | |
| | 4. | Shareholder proposal, if properly presented
at the meeting, requesting an annual report
disclosing information regarding lobbying
policies and activities. | Shareholder | Against | | For | For | |
| | 5. | Shareholder proposal, if properly presented
at the meeting, requesting amendment of
the Company's governing documents to
lower the stock ownership threshold to call
a special meeting of shareholders. | Shareholder | For | | Against | For | |
| | 6. | Shareholder proposal, if properly presented
at the meeting, requesting a diligence report
evaluating human rights impacts. | Shareholder | Against | | For | For | |
| | 7. | Shareholder proposal, if properly presented
at the meeting, requesting a report on both
median and adjusted pay gaps across race
and gender. | Shareholder | For | | Against | For | |
| | 8. | Shareholder proposal, if properly presented
at the meeting, requesting a workplace non-
discrimination audit and report. | Shareholder | Against | | For | For | |
| | APPLIED MATERIALS, INC. | |
| | Security | 038222105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AMAT | | | | | | | Meeting Date | 10-Mar-2022 |
| | ISIN | US0382221051 | | | | | | | Agenda | 935544381 - Management | |
| | Record Date | 12-Jan-2022 | | | | | | | Holding Recon Date | 12-Jan-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-Mar-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Rani Borkar | Management | For | | For | For | |
| | 1B. | Election of Director: Judy Bruner | Management | For | | For | For | |
| | 1C. | Election of Director: Xun (Eric) Chen | Management | For | | For | For | |
| | 1D. | Election of Director: Aart J. de Geus | Management | For | | For | For | |
| | 1E. | Election of Director: Gary E. Dickerson | Management | For | | For | For | |
| | 1F. | Election of Director: Thomas J. Iannotti | Management | For | | For | For | |
| | 1G. | Election of Director: Alexander A. Karsner | Management | For | | For | For | |
| | 1H. | Election of Director: Adrianna C. Ma | Management | For | | For | For | |
| | 1I. | Election of Director: Yvonne McGill | Management | For | | For | For | |
| | 1J. | Election of Director: Scott A. McGregor | Management | For | | For | For | |
| | 2. | Approval, on an advisory basis, of the
compensation of Applied Materials' named
executive officers for fiscal year 2021. | Management | Against | | Against | For | |
| | 3. | Ratification of the appointment of KPMG
LLP as Applied Materials' independent
registered public accounting firm for fiscal
year 2022. | Management | For | | For | For | |
| | 4. | Shareholder proposal to amend the
appropriate company governing documents
to give the owners of a combined 10% of
our outstanding common stock the power to
call a special shareholder meeting. | Shareholder | For | | Against | For | |
| | 5. | Shareholder proposal to improve the
executive compensation program and
policy, such as to include the CEO pay ratio
factor and voices from employees. | Shareholder | Against | | For | For | |
| | MORGAN STANLEY INSTITUTIONAL LIQUIDITY | |
| | Security | 61747C707 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | MVRXX | | | | | | | Meeting Date | 31-Mar-2022 |
| | ISIN | US61747C7074 | | | | | | | Agenda | 935543391 - Management | |
| | Record Date | 27-Dec-2021 | | | | | | | Holding Recon Date | 27-Dec-2021 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 30-Mar-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Nancy C. Everett | For | | For | For | |
| | | | 2 | Jakki L. Haussler | For | | For | For | |
| | | | 3 | Patricia A. Maleski | For | | For | For | |
| | | | 4 | Frances L. Cashman | For | | For | For | |
| | | | 5 | Eddie A. Grier | For | | For | For | |
| | LENNAR CORPORATION | |
| | Security | 526057104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | LEN | | | | | | | Meeting Date | 12-Apr-2022 |
| | ISIN | US5260571048 | | | | | | | Agenda | 935554774 - Management | |
| | Record Date | 15-Feb-2022 | | | | | | | Holding Recon Date | 15-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director to serve until the 2023
Annual Meeting: Amy Banse | Management | For | | For | For | |
| | 1B. | Election of Director to serve until the 2023
Annual Meeting: Rick Beckwitt | Management | For | | For | For | |
| | 1C. | Election of Director to serve until the 2023
Annual Meeting: Steven L. Gerard | Management | For | | For | For | |
| | 1D. | Election of Director to serve until the 2023
Annual Meeting: Tig Gilliam | Management | For | | For | For | |
| | 1E. | Election of Director to serve until the 2023
Annual Meeting: Sherrill W. Hudson | Management | For | | For | For | |
| | 1F. | Election of Director to serve until the 2023
Annual Meeting: Jonathan M. Jaffe | Management | For | | For | For | |
| | 1G. | Election of Director to serve until the 2023
Annual Meeting: Sidney Lapidus | Management | For | | For | For | |
| | 1H. | Election of Director to serve until the 2023
Annual Meeting: Teri P. McClure | Management | For | | For | For | |
| | 1I. | Election of Director to serve until the 2023
Annual Meeting: Stuart Miller | Management | For | | For | For | |
| | 1J. | Election of Director to serve until the 2023
Annual Meeting: Armando Olivera | Management | For | | For | For | |
| | 1K. | Election of Director to serve until the 2023
Annual Meeting: Jeffrey Sonnenfeld | Management | For | | For | For | |
| | 2. | Approval, on an advisory basis, of the
compensation of our named executive
officers. | Management | Against | | Against | For | |
| | 3. | Ratification of the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending November 30, 2022. | Management | For | | For | For | |
| | 4. | Approval of the Lennar Corporation 2016
Equity Incentive Plan, as Amended and
Restated. | Management | For | | For | For | |
| | 5. | Approval of a stockholder proposal to
reduce the common stock ownership
threshold to call a special meeting. | Shareholder | For | | Against | For | |
| | ADOBE INC. | |
| | Security | 00724F101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ADBE | | | | | | | Meeting Date | 14-Apr-2022 |
| | ISIN | US00724F1012 | | | | | | | Agenda | 935553669 - Management | |
| | Record Date | 15-Feb-2022 | | | | | | | Holding Recon Date | 15-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director to serve for a one-year
term: Amy Banse | Management | For | | For | For | |
| | 1B. | Election of Director to serve for a one-year
term: Brett Biggs | Management | For | | For | For | |
| | 1C. | Election of Director to serve for a one-year
term: Melanie Boulden | Management | For | | For | For | |
| | 1D. | Election of Director to serve for a one-year
term: Frank Calderoni | Management | For | | For | For | |
| | 1E. | Election of Director to serve for a one-year
term: Laura Desmond | Management | For | | For | For | |
| | 1F. | Election of Director to serve for a one-year
term: Shantanu Narayen | Management | For | | For | For | |
| | 1G. | Election of Director to serve for a one-year
term: Spencer Neumann | Management | For | | For | For | |
| | 1H. | Election of Director to serve for a one-year
term: Kathleen Oberg | Management | For | | For | For | |
| | 1I. | Election of Director to serve for a one-year
term: Dheeraj Pandey | Management | For | | For | For | |
| | 1J. | Election of Director to serve for a one-year
term: David Ricks | Management | For | | For | For | |
| | 1K. | Election of Director to serve for a one-year
term: Daniel Rosensweig | Management | For | | For | For | |
| | 1L. | Election of Director to serve for a one-year
term: John Warnock | Management | For | | For | For | |
| | 2. | Ratify the appointment of KPMG LLP as our
independent registered public accounting
firm for our fiscal year ending on December
2, 2022. | Management | For | | For | For | |
| | 3. | Approve, on an advisory basis, the
compensation of our named executive
officers. | Management | For | | For | For | |
| | DOW INC. | |
| | Security | 260557103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DOW �� | | | | | | | Meeting Date | 14-Apr-2022 |
| | ISIN | US2605571031 | | | | | | | Agenda | 935554736 - Management | |
| | Record Date | 18-Feb-2022 | | | | | | | Holding Recon Date | 18-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Samuel R. Allen | Management | For | | For | For | |
| | 1B. | Election of Director: Gaurdie Banister Jr. | Management | For | | For | For | |
| | 1C. | Election of Director: Wesley G. Bush | Management | For | | For | For | |
| | 1D. | Election of Director: Richard K. Davis | Management | For | | For | For | |
| | 1E. | Election of Director: Jerri DeVard | Management | For | | For | For | |
| | 1F. | Election of Director: Debra L. Dial | Management | For | | For | For | |
| | 1G. | Election of Director: Jeff M. Fettig | Management | For | | For | For | |
| | 1H. | Election of Director: Jim Fitterling | Management | For | | For | For | |
| | 1I. | Election of Director: Jacqueline C. Hinman | Management | For | | For | For | |
| | 1J. | Election of Director: Luis Alberto Moreno | Management | For | | For | For | |
| | 1K. | Election of Director: Jill S. Wyant | Management | For | | For | For | |
| | 1L. | Election of Director: Daniel W. Yohannes | Management | For | | For | For | |
| | 2. | Advisory Resolution to Approve Executive
Compensation. | Management | For | | For | For | |
| | 3. | Ratification of the Appointment of Deloitte &
Touche LLP as the Company's Independent
Registered Public Accounting Firm for
2022. | Management | For | | For | For | |
| | 4. | Stockholder Proposal - Independent Board
Chairman. | Shareholder | Against | | For | For | |
| | HP INC. | |
| | Security | 40434L105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | HPQ | | | | | | | Meeting Date | 19-Apr-2022 |
| | ISIN | US40434L1052 | | | | | | | Agenda | 935555536 - Management | |
| | Record Date | 18-Feb-2022 | | | | | | | Holding Recon Date | 18-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Aida M. Alvarez | Management | For | | For | For | |
| | 1B. | Election of Director: Shumeet Banerji | Management | For | | For | For | |
| | 1C. | Election of Director: Robert R. Bennett | Management | For | | For | For | |
| | 1D. | Election of Director: Charles V. Bergh | Management | For | | For | For | |
| | 1E. | Election of Director: Bruce Broussard | Management | For | | For | For | |
| | 1F. | Election of Director: Stacy Brown-Philpot | Management | For | | For | For | |
| | 1G. | Election of Director: Stephanie A. Burns | Management | For | | For | For | |
| | 1H. | Election of Director: Mary Anne Citrino | Management | For | | For | For | |
| | 1I. | Election of Director: Richard Clemmer | Management | For | | For | For | |
| | 1J. | Election of Director: Enrique Lores | Management | For | | For | For | |
| | 1K. | Election of Director: Judith Miscik | Management | For | | For | For | |
| | 1L. | Election of Director: Kim K.W. Rucker | Management | For | | For | For | |
| | 1M. | Election of Director: Subra Suresh | Management | For | | For | For | |
| | 2. | To ratify the appointment of Ernst & Young
LLP as HP Inc.'s independent registered
public accounting firm for the fiscal year
ending October 31, 2022. | Management | For | | For | For | |
| | 3. | To approve, on an advisory basis, HP Inc.'s
executive compensation. | Management | For | | For | For | |
| | 4. | To approve the Third Amended and
Restated HP Inc. 2004 Stock Incentive
Plan. | Management | For | | For | For | |
| | 5. | Stockholder proposal to reduce the
ownership threshold for calling a special
meeting of stockholders. | Shareholder | Against | | For | For | |
| | EOG RESOURCES, INC. | |
| | Security | 26875P101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | EOG | | | | | | | Meeting Date | 20-Apr-2022 |
| | ISIN | US26875P1012 | | | | | | | Agenda | 935557011 - Management | |
| | Record Date | 24-Feb-2022 | | | | | | | Holding Recon Date | 24-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 19-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director to serve until 2023:
Janet F. Clark | Management | For | | For | For | |
| | 1B. | Election of Director to serve until 2023:
Charles R. Crisp | Management | For | | For | For | |
| | 1C. | Election of Director to serve until 2023:
Robert P. Daniels | Management | For | | For | For | |
| | 1D. | Election of Director to serve until 2023:
James C. Day | Management | For | | For | For | |
| | 1E. | Election of Director to serve until 2023: C.
Christopher Gaut | Management | For | | For | For | |
| | 1F. | Election of Director to serve until 2023:
Michael T. Kerr | Management | For | | For | For | |
| | 1G. | Election of Director to serve until 2023: Julie
J. Robertson | Management | For | | For | For | |
| | 1H. | Election of Director to serve until 2023:
Donald F. Textor | Management | For | | For | For | |
| | 1I. | Election of Director to serve until 2023:
William R. Thomas | Management | For | | For | For | |
| | 1J. | Election of Director to serve until 2023: Ezra
Y. Yacob | Management | For | | For | For | |
| | 2. | To ratify the appointment by the Audit
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2022. | Management | For | | For | For | |
| | 3. | To approve, by non-binding vote, the
compensation of the Company's named
executive officers. | Management | For | | For | For | |
| | THE AES CORPORATION | |
| | Security | 00130H105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AES | | | | | | | Meeting Date | 21-Apr-2022 |
| | ISIN | US00130H1059 | | | | | | | Agenda | 935556336 - Management | |
| | Record Date | 25-Feb-2022 | | | | | | | Holding Recon Date | 25-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 20-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Janet G. Davidson | Management | For | | For | For | |
| | 1B. | Election of Director: Andrés R. Gluski | Management | For | | For | For | |
| | 1C. | Election of Director: Tarun Khanna | Management | For | | For | For | |
| | 1D. | Election of Director: Holly K. Koeppel | Management | For | | For | For | |
| | 1E. | Election of Director: Julia M.Laulis | Management | For | | For | For | |
| | 1F. | Election of Director: James H. Miller | Management | For | | For | For | |
| | 1G. | Election of Director: Alain Monié | Management | For | | For | For | |
| | 1H. | Election of Director: John B. Morse, Jr. | Management | For | | For | For | |
| | 1I. | Election of Director: Moisés Naim | Management | For | | For | For | |
| | 1J. | Election of Director: Teresa M. Sebastian | Management | For | | For | For | |
| | 1K. | Election of Director: Maura Shaughnessy | Management | For | | For | For | |
| | 2. | Approval, on an advisory basis, of the
Company's executive compensation. | Management | For | | For | For | |
| | 3. | Ratification of the appointment of Ernst &
Young LLP as the independent auditor of
the Company for fiscal year 2022. | Management | For | | For | For | |
| | 4. | If properly presented, to vote on a non-
binding Stockholder proposal to subject
termination pay to Stockholder approval. | Shareholder | For | | Against | For | |
| | SVB FINANCIAL GROUP | |
| | Security | 78486Q101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SIVB | | | | | | | Meeting Date | 21-Apr-2022 |
| | ISIN | US78486Q1013 | | | | | | | Agenda | 935556944 - Management | |
| | Record Date | 22-Feb-2022 | | | | | | | Holding Recon Date | 22-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 20-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Greg Becker | For | | For | For | |
| | | | 2 | Eric Benhamou | For | | For | For | |
| | | | 3 | Elizabeth "Busy" Burr | For | | For | For | |
| | | | 4 | Richard Daniels | For | | For | For | |
| | | | 5 | Alison Davis | For | | For | For | |
| | | | 6 | Joel Friedman | For | | For | For | |
| | | | 7 | Jeffrey Maggioncalda | For | | For | For | |
| | | | 8 | Beverly Kay Matthews | For | | For | For | |
| | | | 9 | Mary Miller | For | | For | For | |
| | | | 10 | Kate Mitchell | For | | For | For | |
| | | | 11 | Garen Staglin | For | | For | For | |
| | 2. | To approve, on an advisory basis, our
executive compensation ("Say on Pay"). | Management | For | | For | For | |
| | 3. | To ratify the appointment of KPMG LLP as
the Company's independent registered
public accounting firm for its fiscal year
ending December 31, 2022. | Management | For | | For | For | |
| | 4. | Shareholder proposal requesting that the
Board of Directors oversee a racial equity
audit. | Shareholder | For | | Against | For | |
| | HUMANA INC. | |
| | Security | 444859102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | HUM | | | | | | | Meeting Date | 21-Apr-2022 |
| | ISIN | US4448591028 | | | | | | | Agenda | 935557857 - Management | |
| | Record Date | 28-Feb-2022 | | | | | | | Holding Recon Date | 28-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 20-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A) | Election of Director: Raquel C. Bono, M.D. | Management | For | | For | For | |
| | 1B) | Election of Director: Bruce D. Broussard | Management | For | | For | For | |
| | 1C) | Election of Director: Frank A. D'Amelio | Management | For | | For | For | |
| | 1D) | Election of Director: David T. Feinberg,
M.D. | Management | For | | For | For | |
| | 1E) | Election of Director: Wayne A. I. Frederick,
M.D. | Management | For | | For | For | |
| | 1F) | Election of Director: John W. Garratt | Management | For | | For | For | |
| | 1G) | Election of Director: Kurt J. Hilzinger | Management | For | | For | For | |
| | 1H) | Election of Director: David A. Jones, Jr. | Management | For | | For | For | |
| | 1I) | Election of Director: Karen W. Katz | Management | For | | For | For | |
| | 1J) | Election of Director: Marcy S. Klevorn | Management | For | | For | For | |
| | 1K) | Election of Director: William J. McDonald | Management | For | | For | For | |
| | 1L) | Election of Director: Jorge S. Mesquita | Management | For | | For | For | |
| | 1M) | Election of Director: James J. O'Brien | Management | For | | For | For | |
| | 2) | The ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm. | Management | For | | For | For | |
| | 3) | Non-binding advisory vote for the approval
of the compensation of the named
executive officers as disclosed in the 2022
proxy statement. | Management | For | | For | For | |
| | HONEYWELL INTERNATIONAL INC. | |
| | Security | 438516106 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | HON | | | | | | | Meeting Date | 25-Apr-2022 |
| | ISIN | US4385161066 | | | | | | | Agenda | 935559510 - Management | |
| | Record Date | 25-Feb-2022 | | | | | | | Holding Recon Date | 25-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Darius Adamczyk | Management | For | | For | For | |
| | 1B. | Election of Director: Duncan B. Angove | Management | For | | For | For | |
| | 1C. | Election of Director: William S. Ayer | Management | For | | For | For | |
| | 1D. | Election of Director: Kevin Burke | Management | For | | For | For | |
| | 1E. | Election of Director: D. Scott Davis | Management | For | | For | For | |
| | 1F. | Election of Director: Deborah Flint | Management | For | | For | For | |
| | 1G. | Election of Director: Rose Lee | Management | For | | For | For | |
| | 1H. | Election of Director: Grace D. Lieblein | Management | For | | For | For | |
| | 1I. | Election of Director: George Paz | Management | For | | For | For | |
| | 1J. | Election of Director: Robin L. Washington | Management | For | | For | For | |
| | 2. | Advisory Vote to Approve Executive
Compensation. | Management | For | | For | For | |
| | 3. | Approval of Appointment of Independent
Accountants. | Management | For | | For | For | |
| | 4. | Shareowner Proposal - Special Shareholder
Meeting Improvement. | Shareholder | Against | | For | For | |
| | 5. | Shareowner Proposal - Climate Lobbying
Report. | Shareholder | Against | | For | For | |
| | 6. | Shareowner Proposal - Environmental and
Social Due Diligence. | Shareholder | Against | | For | For | |
| | RAYTHEON TECHNOLOGIES | |
| | Security | 75513E101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | RTX | | | | | | | Meeting Date | 25-Apr-2022 |
| | ISIN | US75513E1010 | | | | | | | Agenda | 935559673 - Management | |
| | Record Date | 01-Mar-2022 | | | | | | | Holding Recon Date | 01-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Tracy A. Atkinson | Management | For | | For | For | |
| | 1B. | Election of Director: Bernard A.Harris,Jr. | Management | For | | For | For | |
| | 1C. | Election of Director: Gregory J. Hayes | Management | For | | For | For | |
| | 1D. | Election of Director: George R. Oliver | Management | For | | For | For | |
| | 1E. | Election of Director: Robert K. (Kelly)
Ortberg | Management | For | | For | For | |
| | 1F. | Election of Director: Margaret L. O'Sullivan | Management | For | | For | For | |
| | 1G. | Election of Director: Dinesh C. Paliwal | Management | For | | For | For | |
| | 1H. | Election of Director: Ellen M. Pawlikowski | Management | For | | For | For | |
| | 1I. | Election of Director: Denise L. Ramos | Management | For | | For | For | |
| | 1J. | Election of Director: Fredric G. Reynolds | Management | For | | For | For | |
| | 1K. | Election of Director: Brian C. Rogers | Management | For | | For | For | |
| | 1L. | Election of Director: James A. Winnefeld,
Jr. | Management | For | | For | For | |
| | 1M. | Election of Director: Robert O. Work | Management | For | | For | For | |
| | 2. | Advisory Vote to Approve Executive
Compensation | Management | For | | For | For | |
| | 3. | Appoint PricewaterhouseCoopers LLP to
Serve as Independent Auditor for 2022 | Management | For | | For | For | |
| | 4. | Approve an Amendment to the Restated
Certificate of Incorporation to Reduce the
Voting Threshold Required to Repeal Article
Ninth | Management | For | | For | For | |
| | THE WILLIAMS COMPANIES, INC. | |
| | Security | 969457100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | WMB | | | | | | | Meeting Date | 26-Apr-2022 |
| | ISIN | US9694571004 | | | | | | | Agenda | 935556538 - Management | |
| | Record Date | 25-Feb-2022 | | | | | | | Holding Recon Date | 25-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of director for a one-year term:
Alan S.Armstrong | Management | For | | For | For | |
| | 1B. | Election of director for a one-year term:
Stephen W. Bergstrom | Management | For | | For | For | |
| | 1C. | Election of director for a one-year term:
Nancy K. Buese | Management | For | | For | For | |
| | 1D. | Election of director for a one-year term:
Michael A. Creel | Management | For | | For | For | |
| | 1E. | Election of director for a one-year term:
Stacey H. Doré | Management | For | | For | For | |
| | 1F. | Election of director for a one-year term:
Richard E. Muncrief | Management | For | | For | For | |
| | 1G. | Election of director for a one-year term:
Peter A. Ragauss | Management | For | | For | For | |
| | 1H. | Election of director for a one-year term:
Rose M. Robeson | Management | For | | For | For | |
| | 1I. | Election of director for a one-year term:
Scott D. Sheffield | Management | For | | For | For | |
| | 1J. | Election of director for a one-year term:
Murray D. Smith | Management | For | | For | For | |
| | 1K. | Election of director for a one-year term:
William H. Spence | Management | For | | For | For | |
| | 1L. | Election of director for a one-year term:
Jesse J. Tyson | Management | For | | For | For | |
| | 2. | Ratify the selection of Ernst & Young LLP
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022. | Management | For | | For | For | |
| | 3. | Approve, on an advisory basis, the
compensation of our named executive
officers. | Management | For | | For | For | |
| | AMERICAN ELECTRIC POWER COMPANY, INC. | |
| | Security | 025537101 | | | | �� | | | Meeting Type | Annual |
| | Ticker Symbol | AEP | | | | | | | Meeting Date | 26-Apr-2022 |
| | ISIN | US0255371017 | | | | | | | Agenda | 935557908 - Management | |
| | Record Date | 01-Mar-2022 | | | | | | | Holding Recon Date | 01-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Nicholas K. Akins | Management | For | | For | For | |
| | 1B. | Election of Director: David J. Anderson | Management | For | | For | For | |
| | 1C. | Election of Director: J. Barnie Beasley, Jr. | Management | For | | For | For | |
| | 1D. | Election of Director: Benjamin G.S. Fowke
III | Management | For | | For | For | |
| | 1E. | Election of Director: Art A. Garcia | Management | For | | For | For | |
| | 1F. | Election of Director: Linda A. Goodspeed | Management | For | | For | For | |
| | 1G. | Election of Director: Sandra Beach Lin | Management | For | | For | For | |
| | 1H. | Election of Director: Margaret M. McCarthy | Management | For | | For | For | |
| | 1I. | Election of Director: Oliver G. Richard III | Management | For | | For | For | |
| | 1J. | Election of Director: Daryl Roberts | Management | For | | For | For | |
| | 1K. | Election of Director: Sara Martinez Tucker | Management | For | | For | For | |
| | 1L. | Election of Director: Lewis Von Thaer | Management | For | | For | For | |
| | 2. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022. | Management | For | | For | For | |
| | 3. | Amendment to the Company's Restated
Certificate of Incorporation to authorize
preferred stock. | Management | For | | For | For | |
| | 4. | Advisory approval of the Company's
executive compensation. | Management | For | | For | For | |
| | WELLS FARGO & COMPANY | |
| | Security | 949746101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | WFC | | | | | | | Meeting Date | 26-Apr-2022 |
| | ISIN | US9497461015 | | | | | | | Agenda | 935558594 - Management | |
| | Record Date | 25-Feb-2022 | | | | | | | Holding Recon Date | 25-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Steven D. Black | Management | For | | For | For | |
| | 1B. | Election of Director: Mark A. Chancy | Management | For | | For | For | |
| | 1C. | Election of Director: Celeste A. Clark | Management | For | | For | For | |
| | 1D. | Election of Director: Theodore F. Craver, Jr. | Management | For | | For | For | |
| | 1E. | Election of Director: Richard K. Davis | Management | For | | For | For | |
| | 1F. | Election of Director: Wayne M. Hewett | Management | For | | For | For | |
| | 1G. | Election of Director: CeCelia ("CeCe") G.
Morken | Management | For | | For | For | |
| | 1H. | Election of Director: Maria R. Morris | Management | For | | For | For | |
| | 1I. | Election of Director: Felicia F. Norwood | Management | For | | For | For | |
| | 1J. | Election of Director: Richard B. Payne, Jr. | Management | For | | For | For | |
| | 1K. | Election of Director: Juan A. Pujadas | Management | For | | For | For | |
| | 1L. | Election of Director: Ronald L. Sargent | Management | For | | For | For | |
| | 1M. | Election of Director: Charles W. Scharf | Management | For | | For | For | |
| | 1N. | Election of Director: Suzanne M. Vautrinot | Management | For | | For | For | |
| | 2. | Advisory resolution to approve executive
compensation (Say on Pay). | Management | For | | For | For | |
| | 3. | Approve the Company's 2022 Long-Term
Incentive Plan. | Management | For | | For | For | |
| | 4. | Ratify the appointment of KPMG LLP as the
Company's independent registered public
accounting firm for 2022. | Management | For | | For | For | |
| | 5. | Shareholder Proposal - Policy for
Management Pay Clawback Authorization. | Shareholder | Against | | For | For | |
| | 6. | Shareholder Proposal - Report on
Incentive-Based Compensation and Risks
of Material Losses. | Shareholder | Against | | For | For | |
| | 7. | Shareholder Proposal - Racial and Gender
Board Diversity Report. | Shareholder | Against | | For | For | |
| | 8. | Shareholder Proposal - Report on
Respecting Indigenous Peoples' Rights. | Shareholder | Against | | For | For | |
| | 9. | Shareholder Proposal - Climate Change
Policy. | Shareholder | Against | | For | For | |
| | 10. | Shareholder Proposal - Conduct a Racial
Equity Audit. | Shareholder | For | | Against | For | |
| | 11. | Shareholder Proposal - Charitable
Donations Disclosure. | Shareholder | Against | | For | For | |
| | INTERNATIONAL BUSINESS MACHINES CORP. | |
| | Security | 459200101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | IBM | | | | | | | Meeting Date | 26-Apr-2022 |
| | ISIN | US4592001014 | | | | | | | Agenda | 935559483 - Management | |
| | Record Date | 25-Feb-2022 | | | | | | | Holding Recon Date | 25-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director for a Term of One Year:
Thomas Buberl | Management | For | | For | For | |
| | 1B. | Election of Director for a Term of One Year:
David N. Farr | Management | For | | For | For | |
| | 1C. | Election of Director for a Term of One Year:
Alex Gorsky | Management | For | | For | For | |
| | 1D. | Election of Director for a Term of One Year:
Michelle J. Howard | Management | For | | For | For | |
| | 1E. | Election of Director for a Term of One Year:
Arvind Krishna | Management | For | | For | For | |
| | 1F. | Election of Director for a Term of One Year:
Andrew N. Liveris | Management | For | | For | For | |
| | 1G. | Election of Director for a Term of One Year:
F. William McNabb III | Management | For | | For | For | |
| | 1H. | Election of Director for a Term of One Year:
Martha E. Pollack | Management | For | | For | For | |
| | 1I. | Election of Director for a Term of One Year:
Joseph R. Swedish | Management | For | | For | For | |
| | 1J. | Election of Director for a Term of One Year:
Peter R. Voser | Management | For | | For | For | |
| | 1K. | Election of Director for a Term of One Year:
Frederick H. Waddell | Management | For | | For | For | |
| | 1L. | Election of Director for a Term of One Year:
Alfred W. Zollar | Management | For | | For | For | |
| | 2. | Ratification of Appointment of Independent
Registered Public Accounting Firm. | Management | For | | For | For | |
| | 3. | Advisory Vote on Executive Compensation. | Management | For | | For | For | |
| | 4. | Stockholder Proposal to Lower Special
Meeting Right Ownership Threshold. | Shareholder | For | | Against | For | |
| | 5. | Stockholder Proposal to Have An
Independent Board Chairman. | Shareholder | Against | | For | For | |
| | 6. | Stockholder Proposal Requesting Public
Report on the use of Concealment Clauses. | Shareholder | For | | Against | For | |
| | CENTENE CORPORATION | |
| | Security | 15135B101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CNC | | | | | | | Meeting Date | 26-Apr-2022 |
| | ISIN | US15135B1017 | | | | | | | Agenda | 935559863 - Management | |
| | Record Date | 25-Feb-2022 | | | | | | | Holding Recon Date | 25-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Orlando Ayala | Management | For | | For | For | |
| | 1B. | Election of Director: Kenneth A. Burdick | Management | For | | For | For | |
| | 1C. | Election of Director: H. James Dallas | Management | For | | For | For | |
| | 1D. | Election of Director: Sarah M. London | Management | For | | For | For | |
| | 1E. | Election of Director: Theodore R. Samuels | Management | For | | For | For | |
| | 2. | ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION. | Management | Against | | Against | For | |
| | 3. | RATIFICATION OF APPOINTMENT OF
KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2022. | Management | For | | For | For | |
| | 4. | APPROVAL OF AN AMENDMENT TO THE
COMPANY'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF
DIRECTORS. | Management | For | | For | For | |
| | 5. | BOARD PROPOSAL REGARDING
STOCKHOLDER RIGHT TO CALL FOR A
SPECIAL STOCKHOLDER MEETING. | Management | Against | | Against | For | |
| | 6. | STOCKHOLDER PROPOSAL TO ALLOW
FOR THE SHAREHOLDER RIGHT TO
CALL FOR A SPECIAL SHAREHOLDER
MEETING. | Shareholder | For | | Against | For | |
| | BANK OF AMERICA CORPORATION | |
| | Security | 060505104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | BAC | | | | | | | Meeting Date | 26-Apr-2022 |
| | ISIN | US0605051046 | | | | | | | Agenda | 935560335 - Management | |
| | Record Date | 01-Mar-2022 | | | | | | | Holding Recon Date | 01-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Sharon L. Allen | Management | For | | For | For | |
| | 1B. | Election of Director: Frank P. Bramble, Sr. | Management | For | | For | For | |
| | 1C. | Election of Director: Pierre J.P. de Weck | Management | For | | For | For | |
| | 1D. | Election of Director: Arnold W. Donald | Management | For | | For | For | |
| | 1E. | Election of Director: Linda P. Hudson | Management | For | | For | For | |
| | 1F. | Election of Director: Monica C. Lozano | Management | For | | For | For | |
| | 1G. | Election of Director: Brian T. Moynihan | Management | For | | For | For | |
| | 1H. | Election of Director: Lionel L. Nowell III | Management | For | | For | For | |
| | 1I. | Election of Director: Denise L. Ramos | Management | For | | For | For | |
| | 1J. | Election of Director: Clayton S. Rose | Management | For | | For | For | |
| | 1K. | Election of Director: Michael D. White | Management | For | | For | For | |
| | 1L. | Election of Director: Thomas D. Woods | Management | For | | For | For | |
| | 1M. | Election of Director: R. David Yost | Management | For | | For | For | |
| | 1N. | Election of Director: Maria T. Zuber | Management | For | | For | For | |
| | 2. | Approving our executive compensation (an
advisory, nonbinding "Say on Pay"
resolution) | Management | For | | For | For | |
| | 3. | Ratifying the appointment of our
independent registered public accounting
firm for 2022. | Management | For | | For | For | |
| | 4. | Ratifying the Delaware Exclusive Forum
Provision in our Bylaws. | Management | Against | | Against | For | |
| | 5. | Shareholder proposal requesting a civil
rights and nondiscrimination audit. | Shareholder | Against | | For | For | |
| | 6. | Shareholder proposal requesting adoption
of policy to cease financing new fossil fuel
supplies. | Shareholder | Against | | For | For | |
| | 7. | Shareholder proposal requesting a report
on charitable donations. | Shareholder | Against | | For | For | |
| | THE COCA-COLA COMPANY | |
| | Security | 191216100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | KO | | | | | | | Meeting Date | 26-Apr-2022 |
| | ISIN | US1912161007 | | | | | | | Agenda | 935562086 - Management | |
| | Record Date | 25-Feb-2022 | | | | | | | Holding Recon Date | 25-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Herb Allen | Management | For | | For | For | |
| | 1B. | Election of Director: Marc Bolland | Management | For | | For | For | |
| | 1C. | Election of Director: Ana Botín | Management | For | | For | For | |
| | 1D. | Election of Director: Christopher C. Davis | Management | For | | For | For | |
| | 1E. | Election of Director: Barry Diller | Management | For | | For | For | |
| | 1F. | Election of Director: Helene D. Gayle | Management | For | | For | For | |
| | 1G. | Election of Director: Alexis M. Herman | Management | For | | For | For | |
| | 1H. | Election of Director: Maria Elena
Lagomasino | Management | For | | For | For | |
| | 1I. | Election of Director: James Quincey | Management | For | | For | For | |
| | 1J. | Election of Director: Caroline J. Tsay | Management | For | | For | For | |
| | 1K. | Election of Director: David B. Weinberg | Management | For | | For | For | |
| | 2. | Advisory vote to approve executive
compensation | Management | Against | | Against | For | |
| | 3. | Ratification of the appointment of Ernst &
Young LLP as Independent Auditors of the
Company to serve for the 2022 fiscal year | Management | For | | For | For | |
| | 4. | Shareowner proposal regarding an external
public health impact disclosure | Shareholder | Against | | For | For | |
| | 5. | Shareowner proposal regarding a global
transparency report | Shareholder | Against | | For | For | |
| | 6. | Shareowner proposal regarding an
independent Board Chair policy | Shareholder | Against | | For | For | |
| | CITIGROUP INC. | |
| | Security | 172967424 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | C | | | | | | | Meeting Date | 26-Apr-2022 |
| | ISIN | US1729674242 | | | | | | | Agenda | 935563177 - Management | |
| | Record Date | 28-Feb-2022 | | | | | | | Holding Recon Date | 28-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Director: Ellen M. Costello | Management | For | | For | For | |
| | 1b. | Election of Director: Grace E. Dailey | Management | For | | For | For | |
| | 1c. | Election of Director: Barbara J. Desoer | Management | For | | For | For | |
| | 1d. | Election of Director: John C. Dugan | Management | For | | For | For | |
| | 1e. | Election of Director: Jane N. Fraser | Management | For | | For | For | |
| | 1f. | Election of Director: Duncan P. Hennes | Management | For | | For | For | |
| | 1g. | Election of Director: Peter B. Henry | Management | For | | For | For | |
| | 1h. | Election of Director: S. Leslie Ireland | Management | For | | For | For | |
| | 1i. | Election of Director: Renée J. James | Management | For | | For | For | |
| | 1j. | Election of Director: Gary M. Reiner | Management | For | | For | For | |
| | 1k. | Election of Director: Diana L. Taylor | Management | For | | For | For | |
| | 1l. | Election of Director: James S. Turley | Management | For | | For | For | |
| | 2. | Proposal to ratify the selection of KPMG
LLP as Citi's independent registered public
accountants for 2022. | Management | For | | For | For | |
| | 3. | Advisory vote to approve our 2021
Executive Compensation. | Management | Against | | Against | For | |
| | 4. | Approval of additional shares for the
Citigroup 2019 Stock Incentive Plan. | Management | For | | For | For | |
| | 5. | Stockholder proposal requesting a
Management Pay Clawback policy. | Shareholder | Against | | For | For | |
| | 6. | Stockholder proposal requesting an
Independent Board Chairman. | Shareholder | Against | | For | For | |
| | 7. | Stockholder Proposal requesting a report
on the effectiveness of Citi's policies and
practices in respecting Indigenous Peoples'
rights in Citi's existing and proposed
financing. | Shareholder | Against | | For | For | |
| | 8. | Stockholder Proposal requesting that the
Board adopt a policy to end new fossil fuel
financing. | Shareholder | Against | | For | For | |
| | 9. | Stockholder proposal requesting a non-
discrimination audit analyzing the
Company's impacts on civil rights and non-
discrimination for all Americans. | Shareholder | Against | | For | For | |
| | SIGNATURE BANK | |
| | Security | 82669G104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SBNY | | | | | | | Meeting Date | 27-Apr-2022 |
| | ISIN | US82669G1040 | | | | | | | Agenda | 935566743 - Management | |
| | Record Date | 08-Mar-2022 | | | | | | | Holding Recon Date | 08-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Derrick D. Cephas | Management | For | | For | For | |
| | 1B. | Election of Director: Judith A. Huntington | Management | For | | For | For | |
| | 1C. | Election of Director: Eric R. Howell | Management | For | | For | For | |
| | 2. | To ratify the appointment of KPMG LLP, an
independent registered public accounting
firm, as the independent auditors for the
year ending December 31, 2022. | Management | For | | For | For | |
| | 3. | Advisory vote on executive compensation. | Management | For | | For | For | |
| | 4. | To approve the continuation of the Bank's
share repurchase plan, which allows the
Bank to repurchase from the Bank's
stockholders from time to time in open
market transactions, shares of the Bank's
common stock in an aggregate purchase
amount of up to $500 million under the
Stock Repurchase Program. | Management | For | | For | For | |
| | 5. | To approve an amendment to our By-laws
to declassify our Board. | Management | For | | For | For | |
| | CORNING INCORPORATED | |
| | Security | 219350105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GLW | | | | | | | Meeting Date | 28-Apr-2022 |
| | ISIN | US2193501051 | | | | | | | Agenda | 935559471 - Management | |
| | Record Date | 28-Feb-2022 | | | | | | | Holding Recon Date | 28-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Donald W. Blair | Management | For | | For | For | |
| | 1B. | Election of Director: Leslie A. Brun | Management | For | | For | For | |
| | 1C. | Election of Director: Stephanie A. Burns | Management | For | | For | For | |
| | 1D. | Election of Director: Richard T. Clark | Management | For | | For | For | |
| | 1E. | Election of Director: Pamela J. Craig | Management | For | | For | For | |
| | 1F. | Election of Director: Robert F. Cummings,
Jr. | Management | For | | For | For | |
| | 1G. | Election of Director: Roger W. Ferguson, Jr. | Management | For | | For | For | |
| | 1H. | Election of Director: Deborah A. Henretta | Management | For | | For | For | |
| | 1I. | Election of Director: Daniel P. Huttenlocher | Management | For | | For | For | |
| | 1J. | Election of Director: Kurt M. Landgraf | Management | For | | For | For | |
| | 1K. | Election of Director: Kevin J. Martin | Management | For | | For | For | |
| | 1L. | Election of Director: Deborah D. Rieman | Management | For | | For | For | |
| | 1M. | Election of Director: Hansel E. Tookes, II | Management | For | | For | For | |
| | 1N. | Election of Director: Wendell P. Weeks | Management | For | | For | For | |
| | 1O. | Election of Director: Mark S. Wrighton | Management | For | | For | For | |
| | 2. | Advisory approval of our executive
compensation (Say on Pay). | Management | For | | For | For | |
| | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December 31,
2022. | Management | For | | For | For | |
| | VALERO ENERGY CORPORATION | |
| | Security | 91913Y100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | VLO | | | | | | | Meeting Date | 28-Apr-2022 |
| | ISIN | US91913Y1001 | | | | | | | Agenda | 935560690 - Management | |
| | Record Date | 03-Mar-2022 | | | | | | | Holding Recon Date | 03-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director to serve until the 2023
Annual meeting: Fred M. Diaz | Management | For | | For | For | |
| | 1B. | Election of Director to serve until the 2023
Annual meeting: H. Paulett Eberhart | Management | For | | For | For | |
| | 1C. | Election of Director to serve until the 2023
Annual meeting: Joseph W. Gorder | Management | For | | For | For | |
| | 1D. | Election of Director to serve until the 2023
Annual meeting: Kimberly S. Greene | Management | For | | For | For | |
| | 1E. | Election of Director to serve until the 2023
Annual meeting: Deborah P. Majoras | Management | For | | For | For | |
| | 1F. | Election of Director to serve until the 2023
Annual meeting: Eric D. Mullins | Management | For | | For | For | |
| | 1G. | Election of Director to serve until the 2023
Annual meeting: Donald L. Nickles | Management | For | | For | For | |
| | 1H. | Election of Director to serve until the 2023
Annual meeting: Philip J. Pfeiffer | Management | For | | For | For | |
| | 1I. | Election of Director to serve until the 2023
Annual meeting: Robert A. Profusek | Management | For | | For | For | |
| | 1J. | Election of Director to serve until the 2023
Annual meeting: Randall J. Weisenburger | Management | For | | For | For | |
| | 1K. | Election of Director to serve until the 2023
Annual meeting: Rayford Wilkins, Jr. | Management | For | | For | For | |
| | 2. | Ratify the appointment of KPMG LLP as
Valero's independent registered public
accounting firm for 2022. | Management | For | | For | For | |
| | 3. | Approve, by non-binding vote, the 2021
compensation of Valero's named executive
officers. | Management | For | | For | For | |
| | 4. | Stockholder proposal requesting that Valero
issue an annual report disclosing near- and
long-term GHG reduction targets and a plan
to achieve them. | Shareholder | For | | Against | For | |
| | TEXAS INSTRUMENTS INCORPORATED | |
| | Security | 882508104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TXN | | | | | | | Meeting Date | 28-Apr-2022 |
| | ISIN | US8825081040 | | | | | | | Agenda | 935560842 - Management | |
| | Record Date | 02-Mar-2022 | | | | | | | Holding Recon Date | 02-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Mark A. Blinn | Management | For | | For | For | |
| | 1B. | Election of Director: Todd M. Bluedorn | Management | For | | For | For | |
| | 1C. | Election of Director: Janet F. Clark | Management | For | | For | For | |
| | 1D. | Election of Director: Carrie S. Cox | Management | For | | For | For | |
| | 1E. | Election of Director: Martin S. Craighead | Management | For | | For | For | |
| | 1F. | Election of Director: Jean M. Hobby | Management | For | | For | For | |
| | 1G. | Election of Director: Michael D. Hsu | Management | For | | For | For | |
| | 1H. | Election of Director: Haviv Ilan | Management | For | | For | For | |
| | 1I. | Election of Director: Ronald Kirk | Management | For | | For | For | |
| | 1J. | Election of Director: Pamela H. Patsley | Management | For | | For | For | |
| | 1K. | Election of Director: Robert E. Sanchez | Management | For | | For | For | |
| | 1L. | Election of Director: Richard K. Templeton | Management | For | | For | For | |
| | 2. | Board proposal regarding advisory approval
of the Company's executive compensation. | Management | For | | For | For | |
| | 3. | Board proposal to ratify the appointment of
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2022. | Management | For | | For | For | |
| | 4. | Stockholder proposal to permit a combined
10% of stockholders to call a special
meeting. | Shareholder | For | | Against | For | |
| | THE GOLDMAN SACHS GROUP, INC. | |
| | Security | 38141G104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GS | | | | | | | Meeting Date | 28-Apr-2022 |
| | ISIN | US38141G1040 | | | | | | | Agenda | 935561642 - Management | |
| | Record Date | 28-Feb-2022 | | | | | | | Holding Recon Date | 28-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Michele Burns | Management | For | | For | For | |
| | 1B. | Election of Director: Drew Faust | Management | For | | For | For | |
| | 1C. | Election of Director: Mark Flaherty | Management | For | | For | For | |
| | 1D. | Election of Director: Kimberley Harris | Management | For | | For | For | |
| | 1E. | Election of Director: Ellen Kullman | Management | For | | For | For | |
| | 1F. | Election of Director: Lakshmi Mittal | Management | For | | For | For | |
| | 1G. | Election of Director: Adebayo Ogunlesi | Management | For | | For | For | |
| | 1H. | Election of Director: Peter Oppenheimer | Management | For | | For | For | |
| | 1I. | Election of Director: David Solomon | Management | For | | For | For | |
| | 1J. | Election of Director: Jan Tighe | Management | For | | For | For | |
| | 1K. | Election of Director: Jessica Uhl | Management | For | | For | For | |
| | 1L. | Election of Director: David Viniar | Management | For | | For | For | |
| | 1M. | Election of Director: Mark Winkelman | Management | For | | For | For | |
| | 2. | Advisory Vote to Approve Executive
Compensation (Say on Pay) | Management | Against | | Against | For | |
| | 3. | Ratification of PricewaterhouseCoopers
LLP as our Independent Registered Public
Accounting Firm for 2022 | Management | For | | For | For | |
| | 4. | Shareholder Proposal Regarding Charitable
Giving Reporting | Shareholder | Against | | For | For | |
| | 5. | Shareholder Proposal Regarding a Policy
for an Independent Chair | Shareholder | Against | | For | For | |
| | 6. | Shareholder Proposal Regarding a Policy to
Ensure Lending and Underwriting do not
Contribute to New Fossil Fuel Development | Shareholder | Against | | For | For | |
| | 7. | Shareholder Proposal Regarding Special
Shareholder Meeting Thresholds | Shareholder | For | | Against | For | |
| | MODERNA, INC. | |
| | Security | 60770K107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MRNA | | | | | | | Meeting Date | 28-Apr-2022 |
| | ISIN | US60770K1079 | | | | | | | Agenda | 935561717 - Management | |
| | Record Date | 01-Mar-2022 | | | | | | | Holding Recon Date | 01-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Noubar Afeyan, Ph.D. | For | | For | For | |
| | | | 2 | Stéphane Bancel | For | | For | For | |
| | | | 3 | François Nader, M.D. | For | | For | For | |
| | 2. | To approve, on a non-binding, advisory
basis, the compensation of our named
executive officers. | Management | For | | For | For | |
| | 3. | To ratify the appointment of Ernst & Young
LLP as our registered independent public
accounting firm for the year ending
December 31, 2022. | Management | Against | | Against | For | |
| | 4. | To vote on a shareholder proposal relating
to the feasibility of transferring intellectual
property. | Shareholder | For | | Against | For | |
| | PFIZER INC. | |
| | Security | 717081103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PFE | | | | | | | Meeting Date | 28-Apr-2022 |
| | ISIN | US7170811035 | | | | | | | Agenda | 935562062 - Management | |
| | Record Date | 02-Mar-2022 | | | | | | | Holding Recon Date | 02-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Ronald E. Blaylock | Management | For | | For | For | |
| | 1B. | Election of Director: Albert Bourla | Management | For | | For | For | |
| | 1C. | Election of Director: Susan Desmond-
Hellmann | Management | For | | For | For | |
| | 1D. | Election of Director: Joseph J. Echevarria | Management | For | | For | For | |
| | 1E. | Election of Director: Scott Gottlieb | Management | For | | For | For | |
| | 1F. | Election of Director: Helen H. Hobbs | Management | For | | For | For | |
| | 1G. | Election of Director: Susan Hockfield | Management | For | | For | For | |
| | 1H. | Election of Director: Dan R. Littman | Management | For | | For | For | |
| | 1I. | Election of Director: Shantanu Narayen | Management | For | | For | For | |
| | 1J. | Election of Director: Suzanne Nora Johnson | Management | For | | For | For | |
| | 1K. | Election of Director: James Quincey | Management | For | | For | For | |
| | 1L. | Election of Director: James C. Smith | Management | For | | For | For | |
| | 2. | Ratify the selection of KPMG LLP as
independent registered public accounting
firm for 2022 | Management | For | | For | For | |
| | 3. | 2022 advisory approval of executive
compensation | Management | For | | For | For | |
| | 4. | Shareholder proposal regarding amending
proxy access | Shareholder | Against | | For | For | |
| | 5. | Shareholder proposal regarding report on
political expenditures congruency | Shareholder | Against | | For | For | |
| | 6. | Shareholder proposal regarding report on
transfer of intellectual property to potential
COVID-19 manufacturers | Shareholder | Against | | For | For | |
| | 7. | Shareholder proposal regarding report on
board oversight of risks related to
anticompetitive practices | Shareholder | Against | | For | For | |
| | 8. | Shareholder proposal regarding report on
public health costs of protecting vaccine
technology | Shareholder | Against | | For | For | |
| | EDISON INTERNATIONAL | |
| | Security | 281020107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | EIX | | | | | | | Meeting Date | 28-Apr-2022 |
| | ISIN | US2810201077 | | | | | | | Agenda | 935563026 - Management | |
| | Record Date | 04-Mar-2022 | | | | | | | Holding Recon Date | 04-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | | For | For | |
| | 1B. | Election of Director: Michael C. Camuñez | Management | For | | For | For | |
| | 1C. | Election of Director: Vanessa C.L. Chang | Management | For | | For | For | |
| | 1D. | Election of Director: James T. Morris | Management | For | | For | For | |
| | 1E. | Election of Director: Timothy T. O'Toole | Management | For | | For | For | |
| | 1F. | Election of Director: Pedro J. Pizarro | Management | For | | For | For | |
| | 1G. | Election of Director: Marcy L. Reed | Management | For | | For | For | |
| | 1H. | Election of Director: Carey A. Smith | Management | For | | For | For | |
| | 1I. | Election of Director: Linda G. Stuntz | Management | For | | For | For | |
| | 1J. | Election of Director: Peter J. Taylor | Management | For | | For | For | |
| | 1K. | Election of Director: Keith Trent | Management | For | | For | For | |
| | 2. | Ratification of the Independent Registered
Public Accounting Firm | Management | For | | For | For | |
| | 3. | Advisory Vote to Approve Executive
Compensation | Management | For | | For | For | |
| | THE BOEING COMPANY | |
| | Security | 097023105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | BA | | | | | | | Meeting Date | 29-Apr-2022 |
| | ISIN | US0970231058 | | | | | | | Agenda | 935558621 - Management | |
| | Record Date | 28-Feb-2022 | | | | | | | Holding Recon Date | 28-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 28-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Robert A. Bradway | Management | For | | For | For | |
| | 1B. | Election of Director: David L. Calhoun | Management | For | | For | For | |
| | 1C. | Election of Director: Lynne M. Doughtie | Management | For | | For | For | |
| | 1D. | Election of Director: Lynn J. Good | Management | For | | For | For | |
| | 1E. | Election of Director: Stayce D. Harris | Management | For | | For | For | |
| | 1F. | Election of Director: Akhil Johri | Management | For | | For | For | |
| | 1G. | Election of Director: David L. Joyce | Management | For | | For | For | |
| | 1H. | Election of Director: Lawrence W. Kellner | Management | For | | For | For | |
| | 1I. | Election of Director: Steven M. Mollenkopf | Management | For | | For | For | |
| | 1J. | Election of Director: John M. Richardson | Management | For | | For | For | |
| | 1K. | Election of Director: Ronald A. Williams | Management | For | | For | For | |
| | 2. | Approve, on an Advisory Basis, Named
Executive Officer Compensation. | Management | Against | | Against | For | |
| | 3. | Approve The Boeing Company Global
Stock Purchase Plan. | Management | For | | For | For | |
| | 4. | Ratify the Appointment of Deloitte & Touche
LLP as Independent Auditor for 2022. | Management | For | | For | For | |
| | 5. | Additional Report on Lobbying Activities. | Shareholder | Against | | For | For | |
| | 6. | Additional Report on Charitable
Contributions. | Shareholder | Against | | For | For | |
| | 7. | Reduce Threshold to Call Special Meetings
from 25% to 10%. | Shareholder | For | | Against | For | |
| | 8. | Report on Net Zero Indicator. | Shareholder | For | | For | For | |
| | CORTEVA INC. | |
| | Security | 22052L104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CTVA | | | | | | | Meeting Date | 29-Apr-2022 |
| | ISIN | US22052L1044 | | | | | | | Agenda | 935562416 - Management | |
| | Record Date | 07-Mar-2022 | | | | | | | Holding Recon Date | 07-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 28-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Lamberto Andreotti | Management | For | | For | For | |
| | 1B. | Election of Director: Klaus A. Engel | Management | For | | For | For | |
| | 1C. | Election of Director: David C. Everitt | Management | For | | For | For | |
| | 1D. | Election of Director: Janet P. Giesselman | Management | For | | For | For | |
| | 1E. | Election of Director: Karen H. Grimes | Management | For | | For | For | |
| | 1F. | Election of Director: Michael O. Johanns | Management | For | | For | For | |
| | 1G. | Election of Director: Rebecca B. Liebert | Management | For | | For | For | |
| | 1H. | Election of Director: Marcos M. Lutz | Management | For | | For | For | |
| | 1I. | Election of Director: Charles V. Magro | Management | For | | For | For | |
| | 1J. | Election of Director: Nayaki R. Nayyar | Management | For | | For | For | |
| | 1K. | Election of Director: Gregory R. Page | Management | For | | For | For | |
| | 1L. | Election of Director: Kerry J. Preete | Management | Against | | Against | For | |
| | 1M. | Election of Director: Patrick J. Ward | Management | For | | For | For | |
| | 2. | Advisory resolution to approve executive
compensation of the Company's named
executive officers. | Management | For | | For | For | |
| | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2022. | Management | For | | For | For | |
| | ABBOTT LABORATORIES | |
| | Security | 002824100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ABT | | | | | | | Meeting Date | 29-Apr-2022 |
| | ISIN | US0028241000 | | | | | | | Agenda | 935562909 - Management | |
| | Record Date | 02-Mar-2022 | | | | | | | Holding Recon Date | 02-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 28-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | R. J. Alpern | For | | For | For | |
| | | | 2 | S. E. Blount | For | | For | For | |
| | | | 3 | R. B. Ford | For | | For | For | |
| | | | 4 | P. Gonzalez | For | | For | For | |
| | | | 5 | M. A. Kumbier | For | | For | For | |
| | | | 6 | D. W. McDew | For | | For | For | |
| | | | 7 | N. McKinstry | For | | For | For | |
| | | | 8 | W. A. Osborn | For | | For | For | |
| | | | 9 | M. F. Roman | For | | For | For | |
| | | | 10 | D. J. Starks | For | | For | For | |
| | | | 11 | J. G. Stratton | For | | For | For | |
| | | | 12 | G. F. Tilton | For | | For | For | |
| | 2. | Ratification of Ernst & Young LLP As
Auditors | Management | For | | For | For | |
| | 3. | Say on Pay - An Advisory Vote on the
Approval of Executive Compensation | Management | For | | For | For | |
| | 4. | Shareholder Proposal - Special
Shareholder Meeting Threshold | Shareholder | For | | Against | For | |
| | 5. | Shareholder Proposal - Independent Board
Chairman | Shareholder | Against | | For | For | |
| | 6. | Shareholder Proposal - Rule 10b5-1 Plans | Shareholder | For | | Against | For | |
| | 7. | Shareholder Proposal - Lobbying
Disclosure | Shareholder | Against | | For | For | |
| | 8. | Shareholder Proposal - Antimicrobial
Resistance Report | Shareholder | Against | | For | For | |
| | TC ENERGY CORPORATION | |
| | Security | 87807B107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TRP | | | | | | | Meeting Date | 29-Apr-2022 |
| | ISIN | CA87807B1076 | | | | | | | Agenda | 935569206 - Management | |
| | Record Date | 14-Mar-2022 | | | | | | | Holding Recon Date | 14-Mar-2022 |
| | City / | Country | | | / | Canada | | | | | Vote Deadline Date | 26-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1 | DIRECTOR | Management | | | | | |
| | | | 1 | Michael R. Culbert | For | | For | For | |
| | | | 2 | William D. Johnson | For | | For | For | |
| | | | 3 | Susan C. Jones | For | | For | For | |
| | | | 4 | John E. Lowe | For | | For | For | |
| | | | 5 | David MacNaughton | For | | For | For | |
| | | | 6 | François L. Poirier | For | | For | For | |
| | | | 7 | Una Power | For | | For | For | |
| | | | 8 | Mary Pat Salomone | For | | For | For | |
| | | | 9 | Indira Samarasekera | For | | For | For | |
| | | | 10 | Siim A. Vanaselja | For | | For | For | |
| | | | 11 | Thierry Vandal | For | | For | For | |
| | | | 12 | Dheeraj "D" Verma | For | | For | For | |
| | 2 | Resolution to appoint KPMG LLP,
Chartered Professional Accountants as
auditors and authorize the directors to fix
their remuneration. | Management | For | | For | For | |
| | 3 | Resolution to accept TC Energy's approach
to executive compensation, as described in
the Management information circular. | Management | For | | For | For | |
| | 4 | Resolution to continue and approve the
amended and restated shareholder rights
plan dated April 29, 2022, as described in
the Management information circular. | Management | For | | For | For | |
| | BERKSHIRE HATHAWAY INC. | |
| | Security | 084670702 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | BRKB | | | | | | | Meeting Date | 30-Apr-2022 |
| | ISIN | US0846707026 | | | | | | | Agenda | 935562137 - Management | |
| | Record Date | 02-Mar-2022 | | | | | | | Holding Recon Date | 02-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Warren E. Buffett | For | | For | For | |
| | | | 2 | Charles T. Munger | For | | For | For | |
| | | | 3 | Gregory E. Abel | For | | For | For | |
| | | | 4 | Howard G. Buffett | For | | For | For | |
| | | | 5 | Susan A. Buffett | For | | For | For | |
| | | | 6 | Stephen B. Burke | For | | For | For | |
| | | | 7 | Kenneth I. Chenault | For | | For | For | |
| | | | 8 | Christopher C. Davis | For | | For | For | |
| | | | 9 | Susan L. Decker | For | | For | For | |
| | | | 10 | David S. Gottesman | For | | For | For | |
| | | | 11 | Charlotte Guyman | For | | For | For | |
| | | | 12 | Ajit Jain | For | | For | For | |
| | | | 13 | Ronald L. Olson | For | | For | For | |
| | | | 14 | Wallace R. Weitz | For | | For | For | |
| | | | 15 | Meryl B. Witmer | For | | For | For | |
| | 2. | Shareholder proposal regarding the
adoption of a policy requiring that the Board
Chair be an independent director. | Shareholder | Against | | For | For | |
| | 3. | Shareholder proposal regarding the
publishing of an annual assessment
addressing how the Corporation manages
climate risks. | Shareholder | For | | Against | For | |
| | 4. | Shareholder proposal regarding how the
Corporation intends to measure, disclose
and reduce greenhouse gas emissions. | Shareholder | For | | Against | For | |
| | 5. | Shareholder proposal regarding the
reporting of the Corporation's diversity,
equity and inclusion efforts. | Shareholder | For | | Against | For | |
| | TERRENO REALTY CORPORATION | |
| | Security | 88146M101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TRNO | | | | | | | Meeting Date | 03-May-2022 |
| | ISIN | US88146M1018 | | | | | | | Agenda | 935565892 - Management | |
| | Record Date | 04-Mar-2022 | | | | | | | Holding Recon Date | 04-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: W. Blake Baird | Management | For | | For | For | |
| | 1B. | Election of Director: Michael A. Coke | Management | For | | For | For | |
| | 1C. | Election of Director: Linda Assante | Management | For | | For | For | |
| | 1D. | Election of Director: LeRoy E. Carlson | Management | For | | For | For | |
| | 1E. | Election of Director: David M. Lee | Management | For | | For | For | |
| | 1F. | Election of Director: Douglas M. Pasquale | Management | For | | For | For | |
| | 1G. | Election of Director: Dennis Polk | Management | For | | For | For | |
| | 2. | Adoption of a resolution to approve, on a
non-binding advisory basis, the
compensation of certain executives, as
more fully described in the proxy statement. | Management | For | | For | For | |
| | 3. | Ratification of the appointment of Ernst &
Young LLP as our independent registered
certified public accounting firm for the 2022
fiscal year. | Management | For | | For | For | |
| | AMERICAN EXPRESS COMPANY | |
| | Security | 025816109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AXP | | | | | | | Meeting Date | 03-May-2022 |
| | ISIN | US0258161092 | | | | | | | Agenda | 935569484 - Management | |
| | Record Date | 07-Mar-2022 | | | | | | | Holding Recon Date | 07-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director for a term of one year:
Thomas J. Baltimore | Management | For | | For | For | |
| | 1B. | Election of Director for a term of one year:
Charlene Barshefsky | Management | For | | For | For | |
| | 1C. | Election of Director for a term of one year:
John J. Brennan | Management | For | | For | For | |
| | 1D. | Election of Director for a term of one year:
Peter Chernin | Management | For | | For | For | |
| | 1E. | Election of Director for a term of one year:
Ralph de la Vega | Management | For | | For | For | |
| | 1F. | Election of Director for a term of one year:
Michael O. Leavitt | Management | For | | For | For | |
| | 1G. | Election of Director for a term of one year:
Theodore J. Leonsis | Management | For | | For | For | |
| | 1H. | Election of Director for a term of one year:
Karen L. Parkhill | Management | For | | For | For | |
| | 1I. | Election of Director for a term of one year:
Charles E. Phillips | Management | For | | For | For | |
| | 1J. | Election of Director for a term of one year:
Lynn A. Pike | Management | For | | For | For | |
| | 1K. | Election of Director for a term of one year:
Stephen J. Squeri | Management | For | | For | For | |
| | 1L. | Election of Director for a term of one year:
Daniel L. Vasella | Management | For | | For | For | |
| | 1M. | Election of Director for a term of one year:
Lisa W. Wardell | Management | For | | For | For | |
| | 1N. | Election of Director for a term of one year:
Christopher D. Young | Management | For | | For | For | |
| | 2. | Ratification of appointment of
PricewaterhouseCoopers LLP as
independent registered public accounting
firm for 2022. | Management | For | | For | For | |
| | 3. | Approval, on an advisory basis, of the
Company's executive compensation. | Management | For | | For | For | |
| | 4. | Shareholder Proposal Relating to
Independent Board Chairman. | Shareholder | Against | | For | For | |
| | BRISTOL-MYERS SQUIBB COMPANY | |
| | Security | 110122108 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | BMY | | | | | | | Meeting Date | 03-May-2022 |
| | ISIN | US1101221083 | | | | | | | Agenda | 935571782 - Management | |
| | Record Date | 14-Mar-2022 | | | | | | | Holding Recon Date | 14-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A) | Election of Director: Peter J. Arduini | Management | For | | For | For | |
| | 1B) | Election of Director: Giovanni Caforio, M.D. | Management | For | | For | For | |
| | 1C) | Election of Director: Julia A. Haller, M.D. | Management | For | | For | For | |
| | 1D) | Election of Director: Manuel Hidalgo
Medina, M.D., Ph.D. | Management | For | | For | For | |
| | 1E) | Election of Director: Paula A. Price | Management | For | | For | For | |
| | 1F) | Election of Director: Derica W. Rice | Management | For | | For | For | |
| | 1G) | Election of Director: Theodore R. Samuels | Management | For | | For | For | |
| | 1H) | Election of Director: Gerald L. Storch | Management | For | | For | For | |
| | 1I) | Election of Director: Karen H. Vousden,
Ph.D. | Management | For | | For | For | |
| | 1J) | Election of Director: Phyllis R. Yale | Management | For | | For | For | |
| | 2. | Advisory Vote to Approve the
Compensation of our Named Executive
Officers. | Management | For | | For | For | |
| | 3. | Ratification of the Appointment of an
Independent Registered Public Accounting
Firm. | Management | For | | For | For | |
| | 4. | Shareholder Proposal to Lower the
Ownership Threshold for Special
Shareholder Meetings to 10%. | Shareholder | Against | | For | For | |
| | 5. | Shareholder Proposal on the Adoption of a
Board Policy that the Chairperson of the
Board be an Independent Director. | Shareholder | Against | | For | For | |
| | EDWARDS LIFESCIENCES CORPORATION | |
| | Security | 28176E108 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | EW | | | | | | | Meeting Date | 03-May-2022 |
| | ISIN | US28176E1082 | | | | | | | Agenda | 935572481 - Management | |
| | Record Date | 09-Mar-2022 | | | | | | | Holding Recon Date | 09-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1.1 | Election of Director: Kieran T. Gallahue | Management | For | | For | For | |
| | 1.2 | Election of Director: Leslie S. Heisz | Management | For | | For | For | |
| | 1.3 | Election of Director: Paul A. LaViolette | Management | For | | For | For | |
| | 1.4 | Election of Director: Steven R. Loranger | Management | For | | For | For | |
| | 1.5 | Election of Director: Martha H. Marsh | Management | For | | For | For | |
| | 1.6 | Election of Director: Michael A. Mussallem | Management | For | | For | For | |
| | 1.7 | Election of Director: Ramona Sequeira | Management | For | | For | For | |
| | 1.8 | Election of Director: Nicholas J. Valeriani | Management | For | | For | For | |
| | 2. | Advisory Vote to Approve Named Executive
Officer Compensation | Management | For | | For | For | |
| | 3. | Ratification of Appointment of Independent
Registered Public Accounting Firm | Management | For | | For | For | |
| | 4. | Stockholder Proposal for an Advisory Vote
to Reduce the Share Ownership Threshold
to Call a Special Meeting | Shareholder | Against | | For | For | |
| | ENBRIDGE INC. | |
| | Security | 29250N105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ENB | | | | | | | Meeting Date | 04-May-2022 |
| | ISIN | CA29250N1050 | | | | | | | Agenda | 935566274 - Management | |
| | Record Date | 09-Mar-2022 | | | | | | | Holding Recon Date | 09-Mar-2022 |
| | City / | Country | | | / | Canada | | | | | Vote Deadline Date | 29-Apr-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1 | DIRECTOR | Management | | | | | |
| | | | 1 | Mayank M. Ashar | For | | For | For | |
| | | | 2 | Gaurdie E. Banister | For | | For | For | |
| | | | 3 | Pamela L. Carter | For | | For | For | |
| | | | 4 | Susan M. Cunningham | For | | For | For | |
| | | | 5 | Gregory L. Ebel | For | | For | For | |
| | | | 6 | Jason B. Few | For | | For | For | |
| | | | 7 | Teresa S. Madden | For | | For | For | |
| | | | 8 | Al Monaco | For | | For | For | |
| | | | 9 | Stephen S. Poloz | For | | For | For | |
| | | | 10 | S. Jane Rowe | For | | For | For | |
| | | | 11 | Dan C. Tutcher | For | | For | For | |
| | | | 12 | Steven W. Williams | For | | For | For | |
| | 2 | Appoint the auditors Appoint
PricewaterhouseCoopers LLP as auditors
of Enbridge and authorize the directors to
fix their remuneration | Management | For | | For | For | |
| | 3 | Advisory vote on executive compensation
Accept Enbridge's approach to executive
compensation, as disclosed in the
Management Information Circular | Management | For | | For | For | |
| | 4 | Shareholder proposal Vote on the
shareholder proposal, as set out in
Appendix A of the Management Information
Circular The Board of Directors
recommends voting "AGAINST" Item 4 | Shareholder | Against | | For | For | |
| | PEPSICO, INC. | |
| | Security | 713448108 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PEP | | | | | | | Meeting Date | 04-May-2022 |
| | ISIN | US7134481081 | | | | | | | Agenda | 935567997 - Management | |
| | Record Date | 01-Mar-2022 | | | | | | | Holding Recon Date | 01-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Segun Agbaje | Management | For | | For | For | |
| | 1B. | Election of Director: Shona L. Brown | Management | For | | For | For | |
| | 1C. | Election of Director: Cesar Conde | Management | For | | For | For | |
| | 1D. | Election of Director: Ian Cook | Management | For | | For | For | |
| | 1E. | Election of Director: Edith W. Cooper | Management | For | | For | For | |
| | 1F. | Election of Director: Dina Dublon | Management | For | | For | For | |
| | 1G. | Election of Director: Michelle Gass | Management | For | | For | For | |
| | 1H. | Election of Director: Ramon L. Laguarta | Management | For | | For | For | |
| | 1I. | Election of Director: Dave Lewis | Management | For | | For | For | |
| | 1J. | Election of Director: David C. Page | Management | For | | For | For | |
| | 1K. | Election of Director: Robert C. Pohlad | Management | For | | For | For | |
| | 1L. | Election of Director: Daniel Vasella | Management | For | | For | For | |
| | 1M. | Election of Director: Darren Walker | Management | For | | For | For | |
| | 1N. | Election of Director: Alberto Weisser | Management | For | | For | For | |
| | 2. | Ratification of the appointment of KPMG
LLP as the Company's independent
registered public accounting firm for fiscal
year 2022. | Management | For | | For | For | |
| | 3. | Advisory approval of the Company's
executive compensation. | Management | For | | For | For | |
| | 4. | Shareholder Proposal - Independent Board
Chairman. | Shareholder | Against | | For | For | |
| | 5. | Shareholder Proposal - Report on Global
Public Policy and Political Influence Outside
the U.S. | Shareholder | Against | | For | For | |
| | 6. | Shareholder Proposal - Report on Public
Health Costs. | Shareholder | Against | | For | For | |
| | PHILIP MORRIS INTERNATIONAL INC. | |
| | Security | 718172109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PM | | | | | | | Meeting Date | 04-May-2022 |
| | ISIN | US7181721090 | | | | | | | Agenda | 935568355 - Management | |
| | Record Date | 11-Mar-2022 | | | | | | | Holding Recon Date | 11-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Brant Bonin Bough | Management | For | | For | For | |
| | 1B. | Election of Director: André Calantzopoulos | Management | For | | For | For | |
| | 1C. | Election of Director: Michel Combes | Management | For | | For | For | |
| | 1D. | Election of Director: Juan José Daboub | Management | For | | For | For | |
| | 1E. | Election of Director: Werner Geissler | Management | For | | For | For | |
| | 1F. | Election of Director: Lisa A. Hook | Management | For | | For | For | |
| | 1G. | Election of Director: Jun Makihara | Management | For | | For | For | |
| | 1H. | Election of Director: Kalpana Morparia | Management | For | | For | For | |
| | 1I. | Election of Director: Lucio A. Noto | Management | For | | For | For | |
| | 1J. | Election of Director: Jacek Olczak | Management | For | | For | For | |
| | 1K. | Election of Director: Frederik Paulsen | Management | For | | For | For | |
| | 1L. | Election of Director: Robert B. Polet | Management | For | | For | For | |
| | 1M. | Election of Director: Dessislava Temperley | Management | For | | For | For | |
| | 1N. | Election of Director: Shlomo Yanai | Management | For | | For | For | |
| | 2. | Advisory Vote Approving Executive
Compensation. | Management | For | | For | For | |
| | 3. | 2022 Performance Incentive Plan. | Management | For | | For | For | |
| | 4. | Ratification of the Selection of Independent
Auditors. | Management | For | | For | For | |
| | 5. | Shareholder Proposal to phase out all
health-hazardous and addictive products
produced by Philip Morris International Inc.
by 2025. | Shareholder | Against | | For | For | |
| | CME GROUP INC. | |
| | Security | 12572Q105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CME | | | | | | | Meeting Date | 04-May-2022 |
| | ISIN | US12572Q1058 | | | | | | | Agenda | 935571287 - Management | |
| | Record Date | 07-Mar-2022 | | | | | | | Holding Recon Date | 07-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Equity Director: Terrence A.
Duffy | Management | For | | For | For | |
| | 1B. | Election of Equity Director: Timothy S.
Bitsberger | Management | For | | For | For | |
| | 1C. | Election of Equity Director: Charles P.
Carey | Management | For | | For | For | |
| | 1D. | Election of Equity Director: Dennis H.
Chookaszian | Management | For | | For | For | |
| | 1E. | Election of Equity Director: Bryan T. Durkin | Management | For | | For | For | |
| | 1F. | Election of Equity Director: Ana Dutra | Management | For | | For | For | |
| | 1G. | Election of Equity Director: Martin J.
Gepsman | Management | For | | For | For | |
| | 1H. | Election of Equity Director: Larry G. Gerdes | Management | For | | For | For | |
| | 1I. | Election of Equity Director: Daniel R.
Glickman | Management | For | | For | For | |
| | 1J. | Election of Equity Director: Daniel G. Kaye | Management | For | | For | For | |
| | 1K. | Election of Equity Director: Phyllis M.
Lockett | Management | For | | For | For | |
| | 1L. | Election of Equity Director: Deborah J.
Lucas | Management | For | | For | For | |
| | 1M. | Election of Equity Director: Terry L. Savage | Management | For | | For | For | |
| | 1N. | Election of Equity Director: Rahael Seifu | Management | For | | For | For | |
| | 1O. | Election of Equity Director: William R.
Shepard | Management | For | | For | For | |
| | 1P. | Election of Equity Director: Howard J.
Siegel | Management | For | | For | For | |
| | 1Q. | Election of Equity Director: Dennis A.
Suskind | Management | For | | For | For | |
| | 2. | Ratification of the appointment of Ernst &
Young as our independent registered public
accounting firm for 2022. | Management | For | | For | For | |
| | 3. | Advisory vote on the compensation of our
named executive officers. | Management | For | | For | For | |
| | 4. | Approval of the Amended and Restated
CME Group Inc. Omnibus Stock Plan. | Management | For | | For | For | |
| | 5. | Approval of the Amended and Restated
CME Group Inc. Director Stock Plan. | Management | For | | For | For | |
| | 6. | Approval of the Amended and Restated
CME Group Inc. Employee Stock Purchase
Plan. | Management | For | | For | For | |
| | CSX CORPORATION | |
| | Security | 126408103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CSX | | | | | | | Meeting Date | 04-May-2022 |
| | ISIN | US1264081035 | | | | | | | Agenda | 935571833 - Management | |
| | Record Date | 08-Mar-2022 | | | | | | | Holding Recon Date | 08-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Donna M. Alvarado | Management | For | | For | For | |
| | 1B. | Election of Director: Thomas P. Bostick | Management | For | | For | For | |
| | 1C. | Election of Director: James M. Foote | Management | For | | For | For | |
| | 1D. | Election of Director: Steven T. Halverson | Management | For | | For | For | |
| | 1E. | Election of Director: Paul C. Hilal | Management | For | | For | For | |
| | 1F. | Election of Director: David M. Moffett | Management | For | | For | For | |
| | 1G. | Election of Director: Linda H. Riefler | Management | For | | For | For | |
| | 1H. | Election of Director: Suzanne M. Vautrinot | Management | For | | For | For | |
| | 1I. | Election of Director: James L. Wainscott | Management | For | | For | For | |
| | 1J. | Election of Director: J. Steven Whisler | Management | For | | For | For | |
| | 1k. | Election of Director: John J. Zillmer | Management | For | | For | For | |
| | 2. | The ratification of the appointment of Ernst
& Young LLP as the Independent
Registered Public Accounting Firm for
2022. | Management | For | | For | For | |
| | 3. | Advisory (non-binding) resolution to
approve compensation for the Company's
named executive officers. | Management | For | | For | For | |
| | PROLOGIS, INC. | |
| | Security | 74340W103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PLD | | | | | | | Meeting Date | 04-May-2022 |
| | ISIN | US74340W1036 | | | | | | | Agenda | 935572380 - Management | |
| | Record Date | 07-Mar-2022 | | | | | | | Holding Recon Date | 07-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Hamid R. Moghadam | Management | For | | For | For | |
| | 1B. | Election of Director: Cristina G. Bita | Management | For | | For | For | |
| | 1C. | Election of Director: George L. Fotiades | Management | For | | For | For | |
| | 1D. | Election of Director: Lydia H. Kennard | Management | For | | For | For | |
| | 1E. | Election of Director: Irving F. Lyons III | Management | For | | For | For | |
| | 1F. | Election of Director: Avid Modjtabai | Management | For | | For | For | |
| | 1G. | Election of Director: David P. O'Connor | Management | For | | For | For | |
| | 1H. | Election of Director: Olivier Piani | Management | For | | For | For | |
| | 1I. | Election of Director: Jeffrey L. Skelton | Management | For | | For | For | |
| | 1J. | Election of Director: Carl B. Webb | Management | For | | For | For | |
| | 1K. | Election of Director: William D. Zollars | Management | For | | For | For | |
| | 2. | Advisory Vote to Approve the Company's
Executive Compensation for 2021 | Management | Against | | Against | For | |
| | 3. | Ratification of the Appointment of KPMG
LLP as the Company's Independent
Registered Public Accounting Firm for the
Year 2022 | Management | For | | For | For | |
| | WEC ENERGY GROUP, INC. | |
| | Security | 92939U106 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | WEC | | | | | | | Meeting Date | 05-May-2022 |
| | ISIN | US92939U1060 | | | | | | | Agenda | 935564624 - Management | |
| | Record Date | 24-Feb-2022 | | | | | | | Holding Recon Date | 24-Feb-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director for a 1-year term
expiring in 2023: Curt S. Culver | Management | For | | For | For | |
| | 1B. | Election of Director for a 1-year term
expiring in 2023: Danny L. Cunningham | Management | For | | For | For | |
| | 1C. | Election of Director for a 1-year term
expiring in 2023: William M. Farrow III | Management | For | | For | For | |
| | 1D. | Election of Director for a 1-year term
expiring in 2023: Cristina A. Garcia-Thomas | Management | For | | For | For | |
| | 1E. | Election of Director for a 1-year term
expiring in 2023: Maria C. Green | Management | For | | For | For | |
| | 1F. | Election of Director for a 1-year term
expiring in 2023: Gale E. Klappa | Management | For | | For | For | |
| | 1G. | Election of Director for a 1-year term
expiring in 2023: Thomas K. Lane | Management | For | | For | For | |
| | 1H. | Election of Director for a 1-year term
expiring in 2023: Scott J. Lauber | Management | For | | For | For | |
| | 1I. | Election of Director for a 1-year term
expiring in 2023: Ulice Payne, Jr. | Management | For | | For | For | |
| | 1J. | Election of Director for a 1-year term
expiring in 2023: Mary Ellen Stanek | Management | For | | For | For | |
| | 1K. | Election of Director for a 1-year term
expiring in 2023: Glen E. Tellock | Management | For | | For | For | |
| | 2. | Ratification of Deloitte & Touche LLP as
independent auditors for 2022. | Management | For | | For | For | |
| | 3. | Advisory vote to approve executive
compensation of the named executive
officers. | Management | For | | For | For | |
| | DUKE ENERGY CORPORATION | |
| | Security | 26441C204 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DUK | | | | | | | Meeting Date | 05-May-2022 |
| | ISIN | US26441C2044 | | | | | | | Agenda | 935564838 - Management | |
| | Record Date | 07-Mar-2022 | | | | | | | Holding Recon Date | 07-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Derrick Burks | For | | For | For | |
| | | | 2 | Annette K. Clayton | For | | For | For | |
| | | | 3 | Theodore F. Craver, Jr. | For | | For | For | |
| | | | 4 | Robert M. Davis | For | | For | For | |
| | | | 5 | Caroline Dorsa | For | | For | For | |
| | | | 6 | W. Roy Dunbar | For | | For | For | |
| | | | 7 | Nicholas C. Fanandakis | For | | For | For | |
| | | | 8 | Lynn J. Good | For | | For | For | |
| | | | 9 | John T. Herron | For | | For | For | |
| | | | 10 | Idalene F. Kesner | For | | For | For | |
| | | | 11 | E. Marie McKee | For | | For | For | |
| | | | 12 | Michael J. Pacilio | For | | For | For | |
| | | | 13 | Thomas E. Skains | For | | For | For | |
| | | | 14 | William E. Webster, Jr. | For | | For | For | |
| | 2. | Ratification of Deloitte & Touche LLP as
Duke Energy's independent registered
public accounting firm for 2022 | Management | For | | For | For | |
| | 3. | Advisory vote to approve Duke Energy's
named executive officer compensation | Management | For | | For | For | |
| | 4. | Shareholder proposal regarding
shareholder right to call for a special
shareholder meeting | Shareholder | Against | | For | For | |
| | UNITED PARCEL SERVICE, INC. | |
| | Security | 911312106 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | UPS | | | | | | | Meeting Date | 05-May-2022 |
| | ISIN | US9113121068 | | | | | | | Agenda | 935570487 - Management | |
| | Record Date | 09-Mar-2022 | | | | | | | Holding Recon Date | 09-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director to serve until 2023
annual meeting: Carol B. Tomé | Management | For | | For | For | |
| | 1B. | Election of Director to serve until 2023
annual meeting: Rodney C. Adkins | Management | For | | For | For | |
| | 1C. | Election of Director to serve until 2023
annual meeting: Eva C. Boratto | Management | For | | For | For | |
| | 1D. | Election of Director to serve until 2023
annual meeting: Michael J. Burns | Management | For | | For | For | |
| | 1E. | Election of Director to serve until 2023
annual meeting: Wayne M. Hewett | Management | For | | For | For | |
| | 1F. | Election of Director to serve until 2023
annual meeting: Angela Hwang | Management | For | | For | For | |
| | 1G. | Election of Director to serve until 2023
annual meeting: Kate E. Johnson | Management | For | | For | For | |
| | 1H. | Election of Director to serve until 2023
annual meeting: William R. Johnson | Management | For | | For | For | |
| | 1I. | Election of Director to serve until 2023
annual meeting: Ann M. Livermore | Management | For | | For | For | |
| | 1J. | Election of Director to serve until 2023
annual meeting: Franck J. Moison | Management | For | | For | For | |
| | 1K. | Election of Director to serve until 2023
annual meeting: Christiana Smith Shi | Management | For | | For | For | |
| | 1L. | Election of Director to serve until 2023
annual meeting: Russell Stokes | Management | For | | For | For | |
| | 1M. | Election of Director to serve until 2023
annual meeting: Kevin Warsh | Management | For | | For | For | |
| | 2. | To approve on an advisory basis named
executive officer compensation. | Management | For | | For | For | |
| | 3. | To ratify the appointment of Deloitte &
Touche LLP as UPS's independent
registered public accounting firm for the
year ending December 31, 2022. | Management | For | | For | For | |
| | 4. | To prepare an annual report on lobbying
activities. | Shareholder | Against | | For | For | |
| | 5. | To prepare a report on alignment of
lobbying activities with the Paris Climate
Agreement. | Shareholder | For | | Against | For | |
| | 6. | To reduce the voting power of UPS class A
stock from 10 votes per share to one vote
per share. | Shareholder | For | | Against | For | |
| | 7. | To require adoption of independently
verified science-based greenhouse gas
emissions reduction targets. | Shareholder | For | | Against | For | |
| | 8. | To prepare a report on balancing climate
measures and financial returns. | Shareholder | Against | | For | For | |
| | 9. | To prepare an annual report assessing
UPS's diversity and inclusion. | Shareholder | For | | Against | For | |
| | ABBVIE INC. | |
| | Security | 00287Y109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ABBV | | | | | | | Meeting Date | 06-May-2022 |
| | ISIN | US00287Y1091 | | | | | | | Agenda | 935568141 - Management | |
| | Record Date | 07-Mar-2022 | | | | | | | Holding Recon Date | 07-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | William H.L. Burnside | For | | For | For | |
| | | | 2 | Thomas C. Freyman | For | | For | For | |
| | | | 3 | Brett J. Hart | For | | For | For | |
| | | | 4 | Edward J. Rapp | For | | For | For | |
| | 2. | Ratification of Ernst & Young LLP as
AbbVie's independent registered public
accounting firm for 2022 | Management | For | | For | For | |
| | 3. | Say on Pay - An advisory vote on the
approval of executive compensation | Management | For | | For | For | |
| | 4. | Approval of a management proposal
regarding amendment of the certificate of
incorporation to eliminate supermajority
voting | Management | For | | For | For | |
| | 5. | Stockholder Proposal - to Adopt a Policy to
Require Independent Chairman | Shareholder | Against | | For | For | |
| | 6. | Stockholder Proposal - to Seek Shareholder
Approval of Certain Termination Pay
Arrangements | Shareholder | For | | Against | For | |
| | 7. | Stockholder Proposal - to Issue a Report on
Board Oversight of Competition Practices | Shareholder | Against | | For | For | |
| | 8. | Stockholder Proposal - to Issue an Annual
Report on Political Spending | Shareholder | Against | | For | For | |
| | COLGATE-PALMOLIVE COMPANY | |
| | Security | 194162103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CL | | | | | | | Meeting Date | 06-May-2022 |
| | ISIN | US1941621039 | | | | | | | Agenda | 935571338 - Management | |
| | Record Date | 07-Mar-2022 | | | | | | | Holding Recon Date | 07-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Director: John P. Bilbrey | Management | For | | For | For | |
| | 1b. | Election of Director: John T. Cahill | Management | For | | For | For | |
| | 1c. | Election of Director: Lisa M. Edwards | Management | For | | For | For | |
| | 1d. | Election of Director: C. Martin Harris | Management | For | | For | For | |
| | 1e. | Election of Director: Martina Hund-Mejean | Management | For | | For | For | |
| | 1f. | Election of Director: Kimberly A. Nelson | Management | For | | For | For | |
| | 1g. | Election of Director: Lorrie M. Norrington | Management | For | | For | For | |
| | 1h. | Election of Director: Michael B. Polk | Management | For | | For | For | |
| | 1i. | Election of Director: Stephen I. Sadove | Management | For | | For | For | |
| | 1j. | Election of Director: Noel R. Wallace | Management | For | | For | For | |
| | 2. | Ratify selection of PricewaterhouseCoopers
LLP as Colgate's independent registered
public accounting firm. | Management | For | | For | For | |
| | 3. | Advisory vote on executive compensation. | Management | For | | For | For | |
| | 4. | Stockholder proposal regarding shareholder
ratification of termination pay. | Shareholder | Against | | For | For | |
| | 5. | Stockholder proposal regarding charitable
donation disclosure. | Shareholder | Against | | For | For | |
| | INTERNATIONAL PAPER COMPANY | |
| | Security | 460146103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | IP | | | | | | | Meeting Date | 09-May-2022 |
| | ISIN | US4601461035 | | | | | | | Agenda | 935568521 - Management | |
| | Record Date | 10-Mar-2022 | | | | | | | Holding Recon Date | 10-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director (one-year term):
Christopher M. Connor | Management | For | | For | For | |
| | 1B. | Election of Director (one-year term): Ahmet
C. Dorduncu | Management | For | | For | For | |
| | 1C. | Election of Director (one-year term): Ilene
S. Gordon | Management | For | | For | For | |
| | 1D. | Election of Director (one-year term): Anders
Gustafsson | Management | For | | For | For | |
| | 1E. | Election of Director (one-year term):
Jacqueline C. Hinman | Management | For | | For | For | |
| | 1F. | Election of Director (one-year term): Clinton
A. Lewis, Jr. | Management | For | | For | For | |
| | 1G. | Election of Director (one-year term): Donald
G. (DG) Macpherson | Management | For | | For | For | |
| | 1H. | Election of Director (one-year term):
Kathryn D. Sullivan | Management | For | | For | For | |
| | 1I. | Election of Director (one-year term): Mark
S. Sutton | Management | For | | For | For | |
| | 1J. | Election of Director (one-year term): Anton
V. Vincent | Management | For | | For | For | |
| | 1K. | Election of Director (one-year term): Ray G.
Young | Management | For | | For | For | |
| | 2. | Ratification of Deloitte & Touche LLP as the
Company's Independent Auditor for 2022 | Management | For | | For | For | |
| | 3. | A Non-Binding Resolution to Approve the
Compensation of the Company's Named
Executive Officers | Management | For | | For | For | |
| | 4. | Shareowner Proposal Concerning an
Independent Board Chair | Shareholder | Against | | For | For | |
| | 5. | Shareowner Proposal Concerning a Report
on Environmental Expenditures | Shareholder | Against | | For | For | |
| | UBER TECHNOLOGIES, INC. | |
| | Security | 90353T100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | UBER | | | | | | | Meeting Date | 09-May-2022 |
| | ISIN | US90353T1007 | | | | | | | Agenda | 935579067 - Management | |
| | Record Date | 14-Mar-2022 | | | | | | | Holding Recon Date | 14-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Ronald Sugar | Management | For | | For | For | |
| | 1B. | Election of Director: Revathi Advaithi | Management | For | | For | For | |
| | 1C. | Election of Director: Ursula Burns | Management | For | | For | For | |
| | 1D. | Election of Director: Robert Eckert | Management | For | | For | For | |
| | 1E. | Election of Director: Amanda Ginsberg | Management | For | | For | For | |
| | 1F. | Election of Director: Dara Khosrowshahi | Management | For | | For | For | |
| | 1G. | Election of Director: Wan Ling Martello | Management | For | | For | For | |
| | 1H. | Election of Director: Yasir Al-Rumayyan | Management | For | | For | For | |
| | 1I. | Election of Director: John Thain | Management | For | | For | For | |
| | 1J. | Election of Director: David Trujillo | Management | For | | For | For | |
| | 1K. | Election of Director: Alexander Wynaendts | Management | For | | For | For | |
| | 2. | Advisory vote to approve 2021 named
executive officer compensation. | Management | For | | For | For | |
| | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2022. | Management | For | | For | For | |
| | 4. | Stockholder proposal to prepare an annual
report on lobbying activities. | Shareholder | Against | | For | For | |
| | 3M COMPANY | |
| | Security | 88579Y101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MMM | | | | | | | Meeting Date | 10-May-2022 |
| | ISIN | US88579Y1010 | | | | | | | Agenda | 935569535 - Management | |
| | Record Date | 15-Mar-2022 | | | | | | | Holding Recon Date | 15-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director for a one year term:
Thomas "Tony" K. Brown | Management | For | | For | For | |
| | 1B. | Election of Director for a one year term:
Pamela J. Craig | Management | For | | For | For | |
| | 1C. | Election of Director for a one year term:
David B. Dillon | Management | For | | For | For | |
| | 1D. | Election of Director for a one year term:
Michael L. Eskew | Management | For | | For | For | |
| | 1E. | Election of Director for a one year term:
James R. Fitterling | Management | For | | For | For | |
| | 1F. | Election of Director for a one year term:
Amy E. Hood | Management | For | | For | For | |
| | 1G. | Election of Director for a one year term:
Muhtar Kent | Management | For | | For | For | |
| | 1H. | Election of Director for a one year term:
Suzan Kereere | Management | For | | For | For | |
| | 1I. | Election of Director for a one year term:
Dambisa F. Moyo | Management | For | | For | For | |
| | 1J. | Election of Director for a one year term:
Gregory R. Page | Management | For | | For | For | |
| | 1K. | Election of Director for a one year term:
Michael F. Roman | Management | For | | For | For | |
| | 2. | To ratify the appointment of
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm. | Management | For | | For | For | |
| | 3. | Advisory approval of executive
compensation. | Management | For | | For | For | |
| | 4. | Shareholder proposal on publishing a report
on environmental costs. | Shareholder | Against | | For | For | |
| | 5. | Shareholder proposal on China audit. | Shareholder | Against | | For | For | |
| | CUMMINS INC. | |
| | Security | 231021106 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CMI | | | | | | | Meeting Date | 10-May-2022 |
| | ISIN | US2310211063 | | | | | | | Agenda | 935571542 - Management | |
| | Record Date | 08-Mar-2022 | | | | | | | Holding Recon Date | 08-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1) | Election of Director: N. Thomas Linebarger | Management | For | | For | For | |
| | 2) | Election of Director: Jennifer W. Rumsey | Management | For | | For | For | |
| | 3) | Election of Director: Robert J. Bernhard | Management | For | | For | For | |
| | 4) | Election of Director: Dr. Franklin R. Chang
Diaz | Management | For | | For | For | |
| | 5) | Election of Director: Bruno V. Di Leo Allen | Management | For | | For | For | |
| | 6) | Election of Director: Stephen B. Dobbs | Management | For | | For | For | |
| | 7) | Election of Director: Carla A. Harris | Management | For | | For | For | |
| | 8) | Election of Director: Robert K. Herdman | Management | For | | For | For | |
| | 9) | Election of Director: Thomas J. Lynch | Management | For | | For | For | |
| | 10) | Election of Director: William I. Miller | Management | For | | For | For | |
| | 11) | Election of Director: Georgia R. Nelson | Management | For | | For | For | |
| | 12) | Election of Director: Kimberly A. Nelson | Management | For | | For | For | |
| | 13) | Election of Director: Karen H. Quintos | Management | For | | For | For | |
| | 14) | Advisory vote to approve the compensation
of our named executive officers as
disclosed in the proxy statement. | Management | For | | For | For | |
| | 15) | Proposal to ratify the appointment of
PricewaterhouseCoopers LLP as our
auditors for 2022. | Management | For | | For | For | |
| | 16) | The shareholder proposal regarding an
independent chairman of the board. | Shareholder | Against | | For | For | |
| | CONOCOPHILLIPS | |
| | Security | 20825C104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | COP | �� | | | | | | Meeting Date | 10-May-2022 |
| | ISIN | US20825C1045 | | | | | | | Agenda | 935579168 - Management | |
| | Record Date | 14-Mar-2022 | | | | | | | Holding Recon Date | 14-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Director: Caroline Maury Devine | Management | For | | For | For | |
| | 1b. | Election of Director: Jody Freeman | Management | For | | For | For | |
| | 1c. | Election of Director: Gay Huey Evans | Management | For | | For | For | |
| | 1d. | Election of Director: Jeffrey A. Joerres | Management | For | | For | For | |
| | 1e. | Election of Director: Ryan M. Lance | Management | For | | For | For | |
| | 1f. | Election of Director: Timothy A. Leach | Management | For | | For | For | |
| | 1g. | Election of Director: William H. McRaven | Management | For | | For | For | |
| | 1h. | Election of Director: Sharmila Mulligan | Management | For | | For | For | |
| | 1i. | Election of Director: Eric D. Mullins | Management | For | | For | For | |
| | 1j. | Election of Director: Arjun N. Murti | Management | For | | For | For | |
| | 1k. | Election of Director: Robert A. Niblock | Management | For | | For | For | |
| | 1l. | Election of Director: David T. Seaton | Management | For | | For | For | |
| | 1m. | Election of Director: R.A. Walker | Management | For | | For | For | |
| | 2. | Proposal to ratify appointment of Ernst &
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2022. | Management | For | | For | For | |
| | 3. | Advisory Approval of Executive
Compensation. | Management | For | | For | For | |
| | 4. | Adoption of Amended and Restated
Certificate of Incorporation to Eliminate
Supermajority Voting Provisions. | Management | For | | For | For | |
| | 5. | Advisory Vote on Right to Call Special
Meeting. | Management | Against | | Against | For | |
| | 6. | Right to Call Special Meeting. | Management | For | | Against | For | |
| | 7. | Emissions Reduction Targets. | Management | Against | | For | For | |
| | 8. | Report on Lobbying Activities. | Management | Against | | For | For | |
| | PHILLIPS 66 | |
| | Security | 718546104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PSX | | | | | | | Meeting Date | 11-May-2022 |
| | ISIN | US7185461040 | | | | | | | Agenda | 935574372 - Management | |
| | Record Date | 15-Mar-2022 | | | | | | | Holding Recon Date | 15-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director for a term of office
expiring at the 2025 annual meeting of
shareholders: Greg C. Garland | Management | For | | For | For | |
| | 1B. | Election of Director for a term of office
expiring at the 2025 annual meeting of
shareholders: Gary K. Adams | Management | For | | For | For | |
| | 1C. | Election of Director for a term of office
expiring at the 2025 annual meeting of
shareholders: John E. Lowe | Management | For | | For | For | |
| | 1D. | Election of Director for a term of office
expiring at the 2025 annual meeting of
shareholders: Denise L. Ramos | Management | For | | For | For | |
| | 2. | Advisory vote to approve our executive
compensation. | Management | For | | For | For | |
| | 3. | To ratify the appointment of Ernst & Young
LLP as the Company's independent
registered public accounting firm for fiscal
year 2022. | Management | For | | For | For | |
| | 4. | To approve the 2022 Omnibus Stock and
Performance Incentive Plan. | Management | For | | For | For | |
| | 5. | Shareholder proposal regarding
greenhouse gas emissions targets. | Shareholder | Against | | For | For | |
| | 6. | Shareholder proposal regarding report on
shift to recycled polymers for single use
plastics. | Shareholder | Against | | For | For | |
| | CF INDUSTRIES HOLDINGS, INC. | |
| | Security | 125269100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CF | | | | | | | Meeting Date | 11-May-2022 |
| | ISIN | US1252691001 | | | | | | | Agenda | 935575588 - Management | |
| | Record Date | 18-Mar-2022 | | | | | | | Holding Recon Date | 18-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Javed Ahmed | Management | For | | For | For | |
| | 1B. | Election of Director: Robert C. Arzbaecher | Management | For | | For | For | |
| | 1C. | Election of Director: Deborah L. DeHaas | Management | For | | For | For | |
| | 1D. | Election of Director: John W. Eaves | Management | For | | For | For | |
| | 1E. | Election of Director: Stephen J. Hagge | Management | For | | For | For | |
| | 1F. | Election of Director: Jesus Madrazo Yris | Management | For | | For | For | |
| | 1G. | Election of Director: Anne P. Noonan | Management | For | | For | For | |
| | 1H. | Election of Director: Michael J. Toelle | Management | For | | For | For | |
| | 1I. | Election of Director: Theresa E. Wagler | Management | For | | For | For | |
| | 1J. | Election of Director: Celso L. White | Management | For | | For | For | |
| | 1K. | Election of Director: W. Anthony Will | Management | For | | For | For | |
| | 2. | Approval of an advisory resolution
regarding the compensation of CF
Industries Holdings, Inc.'s named executive
officers. | Management | For | | For | For | |
| | 3. | Approval of CF Industries Holdings, Inc.'s
new 2022 Equity and Incentive Plan. | Management | For | | For | For | |
| | 4. | Ratification of the selection of KPMG LLP
as CF Industries Holdings, Inc.'s
independent registered public accounting
firm for 2022. | Management | For | | For | For | |
| | 5. | Shareholder proposal regarding the
ownership threshold required to call a
special meeting of shareholders, if properly
presented at the meeting. | Shareholder | For | | Against | For | |
| | CVS HEALTH CORPORATION | |
| | Security | 126650100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CVS | | | | | | | Meeting Date | 11-May-2022 |
| | ISIN | US1266501006 | | | | | | | Agenda | 935576972 - Management | |
| | Record Date | 14-Mar-2022 | | | | | | | Holding Recon Date | 14-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Fernando Aguirre | Management | For | | For | For | |
| | 1B. | Election of Director: C. David Brown II | Management | For | | For | For | |
| | 1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | | For | For | |
| | 1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | | For | For | |
| | 1E. | Election of Director: Roger N. Farah | Management | For | | For | For | |
| | 1F. | Election of Director: Anne M. Finucane | Management | For | | For | For | |
| | 1G. | Election of Director: Edward J. Ludwig | Management | For | | For | For | |
| | 1H. | Election of Director: Karen S. Lynch | Management | For | | For | For | |
| | 1I. | Election of Director: Jean-Pierre Millon | Management | For | | For | For | |
| | 1J. | Election of Director: Mary L. Schapiro | Management | For | | For | For | |
| | 1K. | Election of Director: William C. Weldon | Management | For | | For | For | |
| | 2. | Ratification of the appointment of our
independent registered public accounting
firm for 2022. | Management | For | | For | For | |
| | 3. | Say on Pay, a proposal to approve, on an
advisory basis, the Company's executive
compensation. | Management | For | | For | For | |
| | 4. | Stockholder proposal for reducing our
ownership threshold to request a special
stockholder meeting. | Shareholder | Against | | For | For | |
| | 5. | Stockholder proposal regarding our
independent Board Chair. | Shareholder | Against | | For | For | |
| | 6. | Stockholder proposal on civil rights and
non-discrimination audit focused on "non-
diverse" employees. | Shareholder | Against | | For | For | |
| | 7. | Stockholder proposal requesting paid sick
leave for all employees. | Shareholder | For | | Against | For | |
| | 8. | Stockholder proposal regarding a report on
the public health costs of our food business
to diversified portfolios. | Shareholder | Against | | For | For | |
| | SIMON PROPERTY GROUP, INC. | |
| | Security | 828806109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SPG | | | | | | | Meeting Date | 11-May-2022 |
| | ISIN | US8288061091 | | | | | | | Agenda | 935577429 - Management | |
| | Record Date | 15-Mar-2022 | | | | | | | Holding Recon Date | 15-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Glyn F. Aeppel | Management | For | | For | For | |
| | 1B. | Election of Director: Larry C. Glasscock | Management | For | | For | For | |
| | 1C. | Election of Director: Karen N. Horn, Ph.D. | Management | For | | For | For | |
| | 1D. | Election of Director: Allan Hubbard | Management | For | | For | For | |
| | 1E. | Election of Director: Reuben S. Leibowitz | Management | For | | For | For | |
| | 1F. | Election of Director: Gary M. Rodkin | Management | For | | For | For | |
| | 1G. | Election of Director: Peggy Fang Roe | Management | For | | For | For | |
| | 1H. | Election of Director: Stefan M. Selig | Management | For | | For | For | |
| | 1I. | Election of Director: Daniel C. Smith, Ph.D. | Management | For | | For | For | |
| | 1J. | Election of Director: J. Albert Smith, Jr. | Management | For | | For | For | |
| | 1K. | Election of Director: Marta R. Stewart | Management | For | | For | For | |
| | 2. | Advisory Vote to Approve the
Compensation of our Named Executive
Officers. | Management | For | | For | For | |
| | 3. | Ratify the appointment of Ernst & Young
LLP as our Independent Registered Public
Accounting Firm for 2022. | Management | For | | For | For | |
| | DOMINION ENERGY, INC. | |
| | Security | 25746U109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | D | | | | | | | Meeting Date | 11-May-2022 |
| | ISIN | US25746U1097 | | | | | | | Agenda | 935579269 - Management | |
| | Record Date | 04-Mar-2022 | | | | | | | Holding Recon Date | 04-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: James A. Bennett | Management | For | | For | For | |
| | 1B. | Election of Director: Robert M. Blue | Management | For | | For | For | |
| | 1C. | Election of Director: Helen E. Dragas | Management | For | | For | For | |
| | 1D. | Election of Director: James O. Ellis, Jr. | Management | For | | For | For | |
| | 1E. | Election of Director: D. Maybank Hagood | Management | For | | For | For | |
| | 1F. | Election of Director: Ronald W. Jibson | Management | For | | For | For | |
| | 1G. | Election of Director: Mark J. Kington | Management | For | | For | For | |
| | 1H. | Election of Director: Joseph M. Rigby | Management | For | | For | For | |
| | 1I. | Election of Director: Pamela J. Royal, M.D. | Management | For | | For | For | |
| | 1J. | Election of Director: Robert H. Spilman, Jr. | Management | For | | For | For | |
| | 1K. | Election of Director: Susan N. Story | Management | For | | For | For | |
| | 1L. | Election of Director: Michael E.
Szymanczyk | Management | For | | For | For | |
| | 2. | Advisory Vote on Approval of Executive
Compensation (Say on Pay) | Management | For | | For | For | |
| | 3. | Ratification of Appointment of Independent
Auditor | Management | For | | For | For | |
| | 4. | Management Proposal to Amend the
Company's Bylaw on Shareholders' Right to
Call a Special Meeting to Lower the
Ownership Requirement to 15% | Management | For | | For | For | |
| | 5. | Shareholder Proposal Regarding the
Shareholders' Right to Call a Special
Meeting, Requesting the Ownership
Threshold be Lowered to 10% | Shareholder | Against | | For | For | |
| | 6. | Shareholder Proposal Regarding Inclusion
of Medium-Term Scope 3 Targets to the
Company's Net Zero Goal | Shareholder | Against | | For | For | |
| | 7. | Shareholder Proposal Regarding a Report
on the Risk of Natural Gas Stranded Assets | Shareholder | For | | | For | |
| | KINDER MORGAN, INC. | |
| | Security | 49456B101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | KMI | | | | | | | Meeting Date | 11-May-2022 |
| | ISIN | US49456B1017 | | | | | | | Agenda | 935579574 - Management | |
| | Record Date | 14-Mar-2022 | | | | | | | Holding Recon Date | 14-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director for a one year term
expiring in 2023: Richard D. Kinder | Management | For | | For | For | |
| | 1B. | Election of Director for a one year term
expiring in 2023: Steven J. Kean | Management | For | | For | For | |
| | 1C. | Election of Director for a one year term
expiring in 2023: Kimberly A. Dang | Management | For | | For | For | |
| | 1D. | Election of Director for a one year term
expiring in 2023: Ted A. Gardner | Management | For | | For | For | |
| | 1E. | Election of Director for a one year term
expiring in 2023: Anthony W. Hall, Jr. | Management | For | | For | For | |
| | 1F. | Election of Director for a one year term
expiring in 2023: Gary L. Hultquist | Management | For | | For | For | |
| | 1G. | Election of Director for a one year term
expiring in 2023: Ronald L. Kuehn, Jr. | Management | For | | For | For | |
| | 1H. | Election of Director for a one year term
expiring in 2023: Deborah A. Macdonald | Management | For | | For | For | |
| | 1I. | Election of Director for a one year term
expiring in 2023: Michael C. Morgan | Management | For | | For | For | |
| | 1J. | Election of Director for a one year term
expiring in 2023: Arthur C. Reichstetter | Management | For | | For | For | |
| | 1K. | Election of Director for a one year term
expiring in 2023: C. Park Shaper | Management | For | | For | For | |
| | 1L. | Election of Director for a one year term
expiring in 2023: William A. Smith | Management | For | | For | For | |
| | 1M. | Election of Director for a one year term
expiring in 2023: Joel V. Staff | Management | For | | For | For | |
| | 1N. | Election of Director for a one year term
expiring in 2023: Robert F. Vagt | Management | For | | For | For | |
| | 1O. | Election of Director for a one year term
expiring in 2023: Perry M. Waughtal | Management | For | | For | For | |
| | 2. | Ratification of the selection of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2022. | Management | For | | For | For | |
| | 3. | Approval, on an advisory basis, of the
compensation of our named executive
officers, as disclosed in the Proxy
Statement. | Management | For | | For | For | |
| | VERIZON COMMUNICATIONS INC. | |
| | Security | 92343V104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | VZ | | | | | | | Meeting Date | 12-May-2022 |
| | ISIN | US92343V1044 | | | | | | | Agenda | 935575704 - Management | |
| | Record Date | 14-Mar-2022 | | | | | | | Holding Recon Date | 14-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Director: Shellye Archambeau | Management | For | | For | For | |
| | 1b. | Election of Director: Roxanne Austin | Management | For | | For | For | |
| | 1c. | Election of Director: Mark Bertolini | Management | For | | For | For | |
| | 1d. | Election of Director: Melanie Healey | Management | For | | For | For | |
| | 1e. | Election of Director: Laxman Narasimhan | Management | For | | For | For | |
| | 1f. | Election of Director: Clarence Otis, Jr. | Management | For | | For | For | |
| | 1g. | Election of Director: Daniel Schulman | Management | For | | For | For | |
| | 1h. | Election of Director: Rodney Slater | Management | For | | For | For | |
| | 1i. | Election of Director: Carol Tomé | Management | For | | For | For | |
| | 1j. | Election of Director: Hans Vestberg | Management | For | | For | For | |
| | 1k. | Election of Director: Gregory Weaver | Management | For | | For | For | |
| | 2. | Advisory vote to approve executive
compensation | Management | For | | For | For | |
| | 3. | Ratification of appointment of independent
registered public accounting firm | Management | For | | For | For | |
| | 4. | Report on charitable contributions | Shareholder | Against | | For | For | |
| | 5. | Amend clawback policy | Shareholder | Against | | For | For | |
| | 6. | Shareholder ratification of annual equity
awards | Shareholder | Against | | For | For | |
| | 7. | Business operations in China | Shareholder | Against | | For | For | |
| | MASCO CORPORATION | |
| | Security | 574599106 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MAS | | | | | | | Meeting Date | 12-May-2022 |
| | ISIN | US5745991068 | | | | | | | Agenda | 935587189 - Management | |
| | Record Date | 18-Mar-2022 | | | | | | | Holding Recon Date | 18-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Donald R. Parfet | Management | For | | For | For | |
| | 1B. | Election of Director: Lisa A. Payne | Management | For | | For | For | |
| | 1C. | Election of Director: Reginald M. Turner | Management | For | | For | For | |
| | 2. | To approve, by non-binding advisory vote,
the compensation paid to the Company's
named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the SEC, including the
Compensation Discussion and Analysis, the
compensation tables and the related
materials disclosed in the Proxy Statement. | Management | For | | For | For | |
| | 3. | To ratify the selection of
PricewaterhouseCoopers LLP as
independent auditors for the Company for
2022. | Management | For | | For | For | |
| | CHENIERE ENERGY, INC. | |
| | Security | 16411R208 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | LNG | | | | | | | Meeting Date | 12-May-2022 |
| | ISIN | US16411R2085 | | | | | | | Agenda | 935607082 - Management | |
| | Record Date | 28-Mar-2022 | | | | | | | Holding Recon Date | 28-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: G. Andrea Botta | Management | For | | For | For | |
| | 1B. | Election of Director: Jack A. Fusco | Management | For | | For | For | |
| | 1C. | Election of Director: Vicky A. Bailey | Management | For | | For | For | |
| | 1D. | Election of Director: Patricia K. Collawn | Management | For | | For | For | |
| | 1E. | Election of Director: David B. Kilpatrick | Management | For | | For | For | |
| | 1F. | Election of Director: Lorraine Mitchelmore | Management | For | | For | For | |
| | 1G. | Election of Director: Scott Peak | Management | For | | For | For | |
| | 1H. | Election of Director: Donald F. Robillard, Jr | Management | For | | For | For | |
| | 1I. | Election of Director: Neal A. Shear | Management | For | | For | For | |
| | 1J. | Election of Director: Andrew J. Teno | Management | For | | For | For | |
| | 2. | Approve, on an advisory and non-binding
basis, the compensation of the Company's
named executive officers for 2021. | Management | For | | For | For | |
| | 3. | Ratification of the appointment of KPMG
LLP as the Company's independent
registered public accounting firm for 2022. | Management | For | | For | For | |
| | WASTE CONNECTIONS, INC. | |
| | Security | 94106B101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | WCN | | | | | | | Meeting Date | 13-May-2022 |
| | ISIN | CA94106B1013 | | | | | | | Agenda | 935575172 - Management | |
| | Record Date | 15-Mar-2022 | | | | | | | Holding Recon Date | 15-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 12-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1.1 | Election of Director: Ronald J. Mittelstaedt | Management | For | | For | For | |
| | 1.2 | Election of Director: Edward E. Guillet | Management | For | | For | For | |
| | 1.3 | Election of Director: Michael W. Harlan | Management | For | | For | For | |
| | 1.4 | Election of Director: Larry S. Hughes | Management | For | | For | For | |
| | 1.5 | Election of Director: Worthing F. Jackman | Management | For | | For | For | |
| | 1.6 | Election of Director: Elise L. Jordan | Management | For | | For | For | |
| | 1.7 | Election of Director: Susan Lee | Management | For | | For | For | |
| | 1.8 | Election of Director: William J. Razzouk | Management | For | | For | For | |
| | 2. | Approval, on a non-binding, advisory basis,
of the compensation of our named
executive officers as disclosed in the Proxy
Statement (say-on-pay). | Management | For | | For | For | |
| | 3. | Appointment of Grant Thornton LLP as our
independent registered public accounting
firm until the close of the 2023 Annual
Meeting of Shareholders of the Company
and authorization of our Board of Directors
to fix the remuneration of the independent
registered public accounting firm. | Management | For | | For | For | |
| | WEYERHAEUSER COMPANY | |
| | Security | 962166104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | WY | | | | | | | Meeting Date | 13-May-2022 |
| | ISIN | US9621661043 | | | | | | | Agenda | 935580527 - Management | |
| | Record Date | 17-Mar-2022 | | | | | | | Holding Recon Date | 17-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 12-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Mark A. Emmert | Management | For | | For | For | |
| | 1B. | Election of Director: Rick R. Holley | Management | For | | For | For | |
| | 1C. | Election of Director: Sara Grootwassink
Lewis | Management | For | | For | For | |
| | 1D. | Election of Director: Deidra C. Merriwether | Management | For | | For | For | |
| | 1E. | Election of Director: Al Monaco | Management | For | | For | For | |
| | 1F. | Election of Director: Nicole W. Piasecki | Management | For | | For | For | |
| | 1G. | Election of Director: Lawrence A. Selzer | Management | For | | For | For | |
| | 1H. | Election of Director: Devin W. Stockfish | Management | For | | For | For | |
| | 1I. | Election of Director: Kim Williams | Management | For | | For | For | |
| | 2. | Approval, on an advisory basis, of the
compensation of the named executive
officers. | Management | For | | For | For | |
| | 3. | Approval of the Weyerhaeuser 2022 Long-
Term Incentive Plan. | Management | For | | For | For | |
| | 4. | Ratification of the selection of independent
registered public accounting firm for 2022. | Management | For | | For | For | |
| | SYLVAMO CORPORATION | |
| | Security | 871332102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SLVM | | | | | | | Meeting Date | 16-May-2022 |
| | ISIN | US8713321029 | | | | | | | Agenda | 935582862 - Management | |
| | Record Date | 23-Mar-2022 | | | | | | | Holding Recon Date | 23-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1.1 | Election of Director: Jean-Michel Ribiéras | Management | For | | For | For | |
| | 1.2 | Election of Director: Stan Askren | Management | For | | For | For | |
| | 1.3 | Election of Director: Christine S. Breves | Management | For | | For | For | |
| | 1.4 | Election of Director: Jeanmarie Desmond | Management | For | | For | For | |
| | 1.5 | Election of Director: Liz Gottung | Management | For | | For | For | |
| | 1.6 | Election of Director: Joia M. Johnson | Management | For | | For | For | |
| | 1.7 | Election of Director: David Petratis | Management | For | | For | For | |
| | 1.8 | Election of Director: J. Paul Rollinson | Management | For | | For | For | |
| | 1.9 | Election of Director: James P. Zallie | Management | For | | For | For | |
| | 2. | Ratify Deloitte & Touche LLP as Sylvamo's
independent registered public accounting
firm for 2022 | Management | For | | For | For | |
| | 3. | Approve, on a non-binding advisory basis,
the compensation of Sylvamo's named
executive officers ("NEOs") | Management | For | | For | For | |
| | 4. | Approve, on a non-binding advisory basis,
the frequency - every 1 year, 2 years or 3
years - with which Sylvamo's shareholders
will vote in future years on a non-binding
resolution to approve the compensation of
Sylvamo's NEOs | Management | 1 Year | | For | For | |
| | MID-AMERICA APARTMENT COMMUNITIES, INC. | |
| | Security | 59522J103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MAA | | | | | | | Meeting Date | 17-May-2022 |
| | ISIN | US59522J1034 | | | | | | | Agenda | 935571427 - Management | |
| | Record Date | 11-Mar-2022 | | | | | | | Holding Recon Date | 11-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: H. Eric Bolton, Jr. | Management | For | | For | For | |
| | 1B. | Election of Director: Alan B. Graf, Jr. | Management | For | | For | For | |
| | 1C. | Election of Director: Toni Jennings | Management | For | | For | For | |
| | 1D. | Election of Director: Edith Kelly-Green | Management | For | | For | For | |
| | 1E. | Election of Director: James K. Lowder | Management | For | | For | For | |
| | 1F. | Election of Director: Thomas H. Lowder | Management | For | | For | For | |
| | 1G. | Election of Director: Monica McGurk | Management | For | | For | For | |
| | 1H. | Election of Director: Claude B. Nielsen | Management | For | | For | For | |
| | 1I. | Election of Director: Philip W. Norwood | Management | For | | For | For | |
| | 1J. | Election of Director: W. Reid Sanders | Management | For | | For | For | |
| | 1K. | Election of Director: Gary Shorb | Management | For | | For | For | |
| | 1L. | Election of Director: David P. Stockert | Management | For | | For | For | |
| | 2. | Advisory (non-binding) vote to approve the
compensation of our named executive
officers as disclosed in the proxy statement. | Management | For | | For | For | |
| | 3. | Ratification of appointment of Ernst &
Young LLP as independent registered
public accounting firm for fiscal year 2022. | Management | For | | For | For | |
| | JPMORGAN CHASE & CO. | |
| | Security | 46625H100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | JPM | | | | | | | Meeting Date | 17-May-2022 |
| | ISIN | US46625H1005 | | | | | | | Agenda | 935580515 - Management | |
| | Record Date | 18-Mar-2022 | | | | | | | Holding Recon Date | 18-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Director: Linda B. Bammann | Management | For | | For | For | |
| | 1b. | Election of Director: Stephen B. Burke | Management | For | | For | For | |
| | 1c. | Election of Director: Todd A. Combs | Management | For | | For | For | |
| | 1d. | Election of Director: James S. Crown | Management | For | | For | For | |
| | 1e. | Election of Director: James Dimon | Management | For | | For | For | |
| | 1f. | Election of Director: Timothy P. Flynn | Management | For | | For | For | |
| | 1g. | Election of Director: Mellody Hobson | Management | For | | For | For | |
| | 1h. | Election of Director: Michael A. Neal | Management | For | | For | For | |
| | 1i. | Election of Director: Phebe N. Novakovic | Management | For | | For | For | |
| | 1j. | Election of Director: Virginia M. Rometty | Management | For | | For | For | |
| | 2. | Advisory resolution to approve executive
compensation | Management | Against | | Against | For | |
| | 3. | Ratification of independent registered public
accounting firm | Management | For | | For | For | |
| | 4. | Fossil fuel financing | Shareholder | Against | | For | For | |
| | 5. | Special shareholder meeting improvement | Shareholder | For | | Against | For | |
| | 6. | Independent board chairman | Shareholder | Against | | For | For | |
| | 7. | Board diversity resolution | Shareholder | Against | | For | For | |
| | 8. | Conversion to public benefit corporation | Shareholder | Against | | For | For | |
| | 9. | Report on setting absolute contraction
targets | Shareholder | Against | | For | For | |
| | AMGEN INC. | |
| | Security | 031162100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AMGN | | | | | | | Meeting Date | 17-May-2022 |
| | ISIN | US0311621009 | | | | | | | Agenda | 935580729 - Management | |
| | Record Date | 18-Mar-2022 | | | | | | | Holding Recon Date | 18-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director for a term of expiring at
the 2023 annual meeting: Dr. Wanda M.
Austin | Management | For | | For | For | |
| | 1B. | Election of Director for a term of expiring at
the 2023 annual meeting: Mr. Robert A.
Bradway | Management | For | | For | For | |
| | 1C. | Election of Director for a term of expiring at
the 2023 annual meeting: Dr. Brian J.
Druker | Management | For | | For | For | |
| | 1D. | Election of Director for a term of expiring at
the 2023 annual meeting: Mr. Robert A.
Eckert | Management | For | | For | For | |
| | 1E. | Election of Director for a term of expiring at
the 2023 annual meeting: Mr. Greg C.
Garland | Management | For | | For | For | |
| | 1F. | Election of Director for a term of expiring at
the 2023 annual meeting: Mr. Charles M.
Holley, Jr. | Management | For | | For | For | |
| | 1G. | Election of Director for a term of expiring at
the 2023 annual meeting: Dr. S. Omar
Ishrak | Management | For | | For | For | |
| | 1H. | Election of Director for a term of expiring at
the 2023 annual meeting: Dr. Tyler Jacks | Management | For | | For | For | |
| | 1I. | Election of Director for a term of expiring at
the 2023 annual meeting: Ms. Ellen J.
Kullman | Management | For | | For | For | |
| | 1J. | Election of Director for a term of expiring at
the 2023 annual meeting: Ms. Amy E. Miles | Management | For | | For | For | |
| | 1K. | Election of Director for a term of expiring at
the 2023 annual meeting: Dr. Ronald D.
Sugar | Management | For | | For | For | |
| | 1L. | Election of Director for a term of expiring at
the 2023 annual meeting: Dr. R. Sanders
Williams | Management | For | | For | For | |
| | 2. | Advisory vote to approve our executive
compensation. | Management | For | | For | For | |
| | 3. | To ratify the selection of Ernst & Young LLP
as our independent registered public
accountants for the fiscal year ending
December 31, 2022. | Management | For | | For | For | |
| | SUN COMMUNITIES, INC. | |
| | Security | 866674104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SUI | | | | | | | Meeting Date | 17-May-2022 |
| | ISIN | US8666741041 | | | | | | | Agenda | 935587002 - Management | |
| | Record Date | 21-Mar-2022 | | | | | | | Holding Recon Date | 21-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director to serve until 2023
Annual Meeting: Gary A. Shiffman | Management | For | | For | For | |
| | 1B. | Election of Director to serve until 2023
Annual Meeting: Tonya Allen | Management | For | | For | For | |
| | 1C. | Election of Director to serve until 2023
Annual Meeting: Meghan G. Baivier | Management | For | | For | For | |
| | 1D. | Election of Director to serve until 2023
Annual Meeting: Stephanie W. Bergeron | Management | For | | For | For | |
| | 1E. | Election of Director to serve until 2023
Annual Meeting: Brian M. Hermelin | Management | For | | For | For | |
| | 1F. | Election of Director to serve until 2023
Annual Meeting: Ronald A. Klein | Management | For | | For | For | |
| | 1G. | Election of Director to serve until 2023
Annual Meeting: Clunet R. Lewis | Management | For | | For | For | |
| | 1H. | Election of Director to serve until 2023
Annual Meeting: Arthur A. Weiss | Management | For | | For | For | |
| | 2. | To approve, by non-binding vote, executive
compensation. | Management | For | | For | For | |
| | 3. | To ratify the selection of Grant Thornton
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022. | Management | For | | For | For | |
| | 4. | To approve the first amendment to the Sun
Communities, Inc. 2015 Equity Incentive
Plan. | Management | For | | For | For | |
| | BAKER HUGHES COMPANY | |
| | Security | 05722G100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | BKR | | | | | | | Meeting Date | 17-May-2022 |
| | ISIN | US05722G1004 | | | | | | | Agenda | 935587951 - Management | |
| | Record Date | 21-Mar-2022 | | | | | | | Holding Recon Date | 21-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1.1 | Election of Director: W. Geoffrey Beattie | Management | For | | For | For | |
| | 1.2 | Election of Director: Gregory D. Brenneman | Management | For | | For | For | |
| | 1.3 | Election of Director: Cynthia B. Carroll | Management | For | | For | For | |
| | 1.4 | Election of Director: Nelda J. Connors | Management | For | | For | For | |
| | 1.5 | Election of Director: Michael R. Dumais | Management | For | | For | For | |
| | 1.6 | Election of Director: Gregory L. Ebel | Management | For | | For | For | |
| | 1.7 | Election of Director: Lynn L. Elsenhans | Management | For | | For | For | |
| | 1.8 | Election of Director: John G. Rice | Management | For | | For | For | |
| | 1.9 | Election of Director: Lorenzo Simonelli | Management | For | | For | For | |
| | 2. | An advisory vote related to the Company's
executive compensation program | Management | For | | For | For | |
| | 3. | The ratification of KPMG LLP as the
Company's independent registered public
accounting firm for fiscal year 2022 | Management | For | | For | For | |
| | AMERICAN TOWER CORPORATION | |
| | Security | 03027X100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AMT | | | | | | | Meeting Date | 18-May-2022 |
| | ISIN | US03027X1000 | | | | | | | Agenda | 935583080 - Management | |
| | Record Date | 21-Mar-2022 | | | | | | | Holding Recon Date | 21-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Thomas A. Bartlett | Management | For | | For | For | |
| | 1B. | Election of Director: Kelly C. Chambliss | Management | For | | For | For | |
| | 1C. | Election of Director: Teresa H. Clarke | Management | For | | For | For | |
| | 1D. | Election of Director: Raymond P. Dolan | Management | For | | For | For | |
| | 1E. | Election of Director: Kenneth R. Frank | Management | For | | For | For | |
| | 1F. | Election of Director: Robert D. Hormats | Management | For | | For | For | |
| | 1G. | Election of Director: Grace D. Lieblein | Management | For | | For | For | |
| | 1H. | Election of Director: Craig Macnab | Management | For | | For | For | |
| | 1I. | Election of Director: JoAnn A. Reed | Management | For | | For | For | |
| | 1J. | Election of Director: Pamela D.A. Reeve | Management | For | | For | For | |
| | 1K. | Election of Director: David E. Sharbutt | Management | For | | For | For | |
| | 1L. | Election of Director: Bruce L. Tanner | Management | For | | For | For | |
| | 1M. | Election of Director: Samme L. Thompson | Management | For | | For | For | |
| | 2. | To ratify the selection of Deloitte & Touche
LLP as the Company's independent
registered public accounting firm for 2022. | Management | For | | For | For | |
| | 3. | To approve, on an advisory basis, the
Company's executive compensation. | Management | For | | For | For | |
| | THERMO FISHER SCIENTIFIC INC. | |
| | Security | 883556102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TMO | | | | | | | Meeting Date | 18-May-2022 |
| | ISIN | US8835561023 | | | | | | | Agenda | 935585058 - Management | |
| | Record Date | 25-Mar-2022 | | | | | | | Holding Recon Date | 25-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of director: Marc N. Casper | Management | For | | For | For | |
| | 1B. | Election of director: Nelson J. Chai | Management | For | | For | For | |
| | 1C. | Election of director: Ruby R. Chandy | Management | For | | For | For | |
| | 1D. | Election of director: C. Martin Harris | Management | For | | For | For | |
| | 1E. | Election of director: Tyler Jacks | Management | For | | For | For | |
| | 1F. | Election of director: R. Alexandra Keith | Management | For | | For | For | |
| | 1G. | Election of director: Jim P. Manzi | Management | For | | For | For | |
| | 1H. | Election of director: James C. Mullen | Management | For | | For | For | |
| | 1I. | Election of director: Lars R. Sorensen | Management | For | | For | For | |
| | 1J. | Election of director: Debora L. Spar | Management | For | | For | For | |
| | 1K. | Election of director: Scott M. Sperling | Management | For | | For | For | |
| | 1L. | Election of director: Dion J. Weisler | Management | For | | For | For | |
| | 2. | An advisory vote to approve named
executive officer compensation. | Management | For | | For | For | |
| | 3. | Ratification of the Audit Committee's
selection of PricewaterhouseCoopers LLP
as the Company's independent auditors for
2022. | Management | For | | For | For | |
| | ADVANCED MICRO DEVICES, INC. | |
| | Security | 007903107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AMD | | | | | | | Meeting Date | 18-May-2022 |
| | ISIN | US0079031078 | | | | | | | Agenda | 935585096 - Management | |
| | Record Date | 22-Mar-2022 | | | | | | | Holding Recon Date | 22-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: John E. Caldwell | Management | For | | For | For | |
| | 1B. | Election of Director: Nora M. Denzel | Management | For | | For | For | |
| | 1C. | Election of Director: Mark Durcan | Management | For | | For | For | |
| | 1D. | Election of Director: Michael P. Gregoire | Management | For | | For | For | |
| | 1E. | Election of Director: Joseph A. Householder | Management | For | | For | For | |
| | 1F. | Election of Director: John W. Marren | Management | For | | For | For | |
| | 1G. | Election of Director: Jon A. Olson | Management | For | | For | For | |
| | 1H. | Election of Director: Lisa T. Su | Management | For | | For | For | |
| | 1I. | Election of Director: Abhi Y. Talwalkar | Management | For | | For | For | |
| | 1J. | Election of Director: Elizabeth W.
Vanderslice | Management | For | | For | For | |
| | 2. | Ratify the appointment of Ernst & Young
LLP as our independent registered public
accounting firm for the current fiscal year. | Management | For | | For | For | |
| | 3. | Advisory vote to approve the executive
compensation of our named executive
officers. | Management | For | | For | For | |
| | HALLIBURTON COMPANY | |
| | Security | 406216101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | HAL | | | | | | | Meeting Date | 18-May-2022 |
| | ISIN | US4062161017 | | | | | | | Agenda | 935588496 - Management | |
| | Record Date | 21-Mar-2022 | | | | | | | Holding Recon Date | 21-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | | For | For | |
| | 1B. | Election of Director: William E. Albrecht | Management | For | | For | For | |
| | 1C. | Election of Director: M. Katherine Banks | Management | For | | For | For | |
| | 1D. | Election of Director: Alan M. Bennett | Management | For | | For | For | |
| | 1E. | Election of Director: Milton Carroll | Management | For | | For | For | |
| | 1F. | Election of Director: Earl M. Cummings | Management | For | | For | For | |
| | 1G. | Election of Director: Murry S. Gerber | Management | For | | For | For | |
| | 1H. | Election of Director: Robert A. Malone | Management | For | | For | For | |
| | 1I. | Election of Director: Jeffrey A. Miller | Management | For | | For | For | |
| | 1J. | Election of Director: Bhavesh V. Patel | Management | For | | For | For | |
| | 1K. | Election of Director: Tobi M. Edwards
Young | Management | For | | For | For | |
| | 2. | Ratification of Selection of Principal
Independent Public Accountants. | Management | For | | For | For | |
| | 3. | Advisory Approval of Executive
Compensation. | Management | Against | | Against | For | |
| | QUEST DIAGNOSTICS INCORPORATED | |
| | Security | 74834L100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DGX | | | | | | | Meeting Date | 18-May-2022 |
| | ISIN | US74834L1008 | | | | | | | Agenda | 935621107 - Management | |
| | Record Date | 21-Mar-2022 | | | | | | | Holding Recon Date | 21-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1.1 | Election of Director: Tracey C. Doi | Management | For | | For | For | |
| | 1.2 | Election of Director: Vicky B. Gregg | Management | For | | For | For | |
| | 1.3 | Election of Director: Wright L. Lassiter III | Management | For | | For | For | |
| | 1.4 | Election of Director: Timothy L. Main | Management | For | | For | For | |
| | 1.5 | Election of Director: Denise M. Morrison | Management | For | | For | For | |
| | 1.6 | Election of Director: Gary M. Pfeiffer | Management | For | | For | For | |
| | 1.7 | Election of Director: Timothy M. Ring | Management | For | | For | For | |
| | 1.8 | Election of Director: Stephen H.
Rusckowski | Management | For | | For | For | |
| | 1.9 | Election of Director: Gail R. Wilensky | Management | For | | For | For | |
| | 2. | An advisory resolution to approve the
executive officer compensation disclosed in
the Company's 2022 proxy statement | Management | For | | For | For | |
| | 3. | Ratification of the appointment of our
independent registered public accounting
firm for 2022 | Management | For | | For | For | |
| | 4. | To adopt an amendment to the Company's
Certificate of Incorporation to allow
stockholders to act by non-unanimous
written consent | Management | For | | For | For | |
| | 5. | To adopt an amendment to the Company's
Certificate of Incorporation to permit
stockholders holding 15% or more of the
Company's common stock to request that
the Company call a special meeting of
stockholders | Management | For | | For | For | |
| | 6. | Stockholder proposal regarding the right to
call a special meeting of stockholders | Shareholder | Against | | For | For | |
| | CROWN CASTLE INTERNATIONAL CORP. | |
| | Security | 22822V101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CCI | | | | | | | Meeting Date | 19-May-2022 |
| | ISIN | US22822V1017 | | | | | | | Agenda | 935580793 - Management | |
| | Record Date | 21-Mar-2022 | | | | | | | Holding Recon Date | 21-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: P. Robert Bartolo | Management | For | | For | For | |
| | 1B. | Election of Director: Jay A. Brown | Management | For | | For | For | |
| | 1C. | Election of Director: Cindy Christy | Management | For | | For | For | |
| | 1D. | Election of Director: Ari Q. Fitzgerald | Management | For | | For | For | |
| | 1E. | Election of Director: Andrea J. Goldsmith | Management | For | | For | For | |
| | 1F. | Election of Director: Tammy K. Jones | Management | For | | For | For | |
| | 1G. | Election of Director: Anthony J. Melone | Management | For | | For | For | |
| | 1H. | Election of Director: W. Benjamin Moreland | Management | For | | For | For | |
| | 1I. | Election of Director: Kevin A. Stephens | Management | For | | For | For | |
| | 1J. | Election of Director: Matthew Thornton, III | Management | For | | For | For | |
| | 2. | The ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accountants for fiscal year 2022. | Management | For | | For | For | |
| | 3. | The proposal to approve the Company's
2022 Long-Term Incentive Plan. | Management | For | | For | For | |
| | 4. | The amendment to the Company's
Restated Certificate of Incorporation to
increase the number of authorized shares
of common stock. | Management | For | | For | For | |
| | 5. | The non-binding, advisory vote to approve
the compensation of the Company's named
executive officers. | Management | For | | For | For | |
| | THE HOME DEPOT, INC. | |
| | Security | 437076102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | HD | | | | | | | Meeting Date | 19-May-2022 |
| | ISIN | US4370761029 | | | | | | | Agenda | 935581290 - Management | |
| | Record Date | 21-Mar-2022 | | | | | | | Holding Recon Date | 21-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Gerard J. Arpey | Management | For | | For | For | |
| | 1B. | Election of Director: Ari Bousbib | Management | For | | For | For | |
| | 1C. | Election of Director: Jeffery H. Boyd | Management | For | | For | For | |
| | 1D. | Election of Director: Gregory D. Brenneman | Management | For | | For | For | |
| | 1E. | Election of Director: J. Frank Brown | Management | For | | For | For | |
| | 1F. | Election of Director: Albert P. Carey | Management | For | | For | For | |
| | 1G. | Election of Director: Edward P. Decker | Management | For | | For | For | |
| | 1H. | Election of Director: Linda R. Gooden | Management | For | | For | For | |
| | 1I. | Election of Director: Wayne M. Hewett | Management | For | | For | For | |
| | 1J. | Election of Director: Manuel Kadre | Management | For | | For | For | |
| | 1K. | Election of Director: Stephanie C. Linnartz | Management | For | | For | For | |
| | 1L. | Election of Director: Craig A. Menear | Management | For | | For | For | |
| | 1M. | Election of Director: Paula Santilli | Management | For | | For | For | |
| | 1N. | Election of Director: Caryn Seidman-Becker | Management | For | | For | For | |
| | 2. | Ratification of the Appointment of KPMG
LLP | Management | For | | For | For | |
| | 3. | Advisory Vote to Approve Executive
Compensation ("Say-on-Pay") | Management | For | | For | For | |
| | 4. | Approval of the Omnibus Stock Incentive
Plan, as Amended and Restated May 19,
2022 | Management | For | | For | For | |
| | 5. | Shareholder Proposal to Reduce the
Threshold to Call Special Shareholder
Meetings to 10% of Outstanding Shares | Shareholder | Against | | For | For | |
| | 6. | Shareholder Proposal Regarding
Independent Board Chair | Shareholder | Against | | For | For | |
| | 7. | Shareholder Proposal Regarding Political
Contributions Congruency Analysis | Shareholder | Against | | For | For | |
| | 8. | Shareholder Proposal Regarding Report on
Gender and Racial Equity on the Board of
Directors | Shareholder | Against | | For | For | |
| | 9. | Shareholder Proposal Regarding Report on
Deforestation | Shareholder | Against | | For | For | |
| | 10. | Shareholder Proposal Regarding Racial
Equity Audit | Shareholder | For | | Against | For | |
| | NEXTERA ENERGY, INC. | |
| | Security | 65339F101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | NEE | | | | | | | Meeting Date | 19-May-2022 |
| | ISIN | US65339F1012 | | | | | | | Agenda | 935583092 - Management | |
| | Record Date | 24-Mar-2022 | | | | | | | Holding Recon Date | 24-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Sherry S. Barrat | Management | For | | For | For | |
| | 1B. | Election of Director: James L. Camaren | Management | For | | For | For | |
| | 1C. | Election of Director: Kenneth B. Dunn | Management | For | | For | For | |
| | 1D. | Election of Director: Naren K. Gursahaney | Management | For | | For | For | |
| | 1E. | Election of Director: Kirk S. Hachigian | Management | For | | For | For | |
| | 1F. | Election of Director: John W. Ketchum | Management | For | | For | For | |
| | 1G. | Election of Director: Amy B. Lane | Management | For | | For | For | |
| | 1H. | Election of Director: David L. Porges | Management | For | | For | For | |
| | 1I. | Election of Director: James L. Robo | Management | For | | For | For | |
| | 1J. | Election of Director: Rudy E. Schupp | Management | For | | For | For | |
| | 1K. | Election of Director: John L. Skolds | Management | For | | For | For | |
| | 1L. | Election of Director: John Arthur Stall | Management | For | | For | For | |
| | 1M. | Election of Director: Darryl L. Wilson | Management | For | | For | For | |
| | 2. | Ratification of appointment of Deloitte &
Touche LLP as NextEra Energy's
independent registered public accounting
firm for 2022 | Management | For | | For | For | |
| | 3. | Approval, by non-binding advisory vote, of
NextEra Energy's compensation of its
named executive officers as disclosed in
the proxy statement | Management | Against | | Against | For | |
| | 4. | A proposal entitled "Board Matrix" to
request disclosure of a Board skills matrix | Shareholder | For | | Against | For | |
| | 5. | A proposal entitled "Diversity Data
Reporting" to request quantitative employee
diversity data | Shareholder | For | | Against | For | |
| | ALTRIA GROUP, INC. | |
| | Security | 02209S103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MO | | | | | | | Meeting Date | 19-May-2022 |
| | ISIN | US02209S1033 | | | | | | | Agenda | 935588472 - Management | |
| | Record Date | 28-Mar-2022 | | | | | | | Holding Recon Date | 28-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Ian L.T. Clarke | Management | For | | For | For | |
| | 1B. | Election of Director: Marjorie M. Connelly | Management | For | | For | For | |
| | 1C. | Election of Director: R. Matt Davis | Management | For | | For | For | |
| | 1D. | Election of Director: William F. Gifford, Jr. | Management | For | | For | For | |
| | 1E. | Election of Director: Debra J. Kelly-Ennis | Management | For | | For | For | |
| | 1F. | Election of Director: W. Leo Kiely III | Management | For | | For | For | |
| | 1G. | Election of Director: Kathryn B. McQuade | Management | For | | For | For | |
| | 1H. | Election of Director: George Muñoz | Management | For | | For | For | |
| | 1I. | Election of Director: Nabil Y. Sakkab | Management | For | | For | For | |
| | 1J. | Election of Director: Virginia E. Shanks | Management | For | | For | For | |
| | 1K. | Election of Director: Ellen R. Strahlman | Management | For | | For | For | |
| | 1L. | Election of Director: M. Max Yzaguirre | Management | For | | For | For | |
| | 2. | Ratification of the Selection of Independent
Registered Public Accounting Firm. | Management | For | | For | For | |
| | 3. | Non-Binding Advisory Vote to Approve the
Compensation of Altria's Named Executive
Officers. | Management | For | | For | For | |
| | 4. | Shareholder Proposal - Commission a Civil
Rights Equity Audit. | Shareholder | For | | Against | For | |
| | MERCK & CO., INC. | |
| | Security | 58933Y105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MRK | | | | | | | Meeting Date | 24-May-2022 |
| | ISIN | US58933Y1055 | | | | | | | Agenda | 935591570 - Management | |
| | Record Date | 25-Mar-2022 | | | | | | | Holding Recon Date | 25-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | | For | For | |
| | 1B. | Election of Director: Mary Ellen Coe | Management | For | | For | For | |
| | 1C. | Election of Director: Pamela J. Craig | Management | For | | For | For | |
| | 1D. | Election of Director: Robert M. Davis | Management | For | | For | For | |
| | 1E. | Election of Director: Kenneth C. Frazier | Management | For | | For | For | |
| | 1F. | Election of Director: Thomas H. Glocer | Management | For | | For | For | |
| | 1G. | Election of Director: Risa J. Lavizzo-
Mourey, M.D. | Management | For | | For | For | |
| | 1H. | Election of Director: Stephen L. Mayo,
Ph.D. | Management | For | | For | For | |
| | 1I. | Election of Director: Paul B. Rothman, M.D. | Management | For | | For | For | |
| | 1J. | Election of Director: Patricia F. Russo | Management | For | | For | For | |
| | 1K. | Election of Director: Christine E. Seidman,
M.D. | Management | For | | For | For | |
| | 1L. | Election of Director: Inge G. Thulin | Management | For | | For | For | |
| | 1M. | Election of Director: Kathy J. Warden | Management | For | | For | For | |
| | 1N. | Election of Director: Peter C. Wendell | Management | For | | For | For | |
| | 2. | Non-binding advisory vote to approve the
compensation of our named executive
officers. | Management | For | | For | For | |
| | 3. | Ratification of the appointment of the
Company's independent registered public
accounting firm for 2022. | Management | For | | For | For | |
| | 4. | Shareholder proposal regarding an
independent board chairman. | Shareholder | Against | | For | For | |
| | 5. | Shareholder proposal regarding access to
COVID-19 products. | Shareholder | Against | | For | For | |
| | 6. | Shareholder proposal regarding lobbying
expenditure disclosure. | Shareholder | Against | | For | For | |
| | TARGA RESOURCES CORP. | |
| | Security | 87612G101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TRGP | | | | | | | Meeting Date | 24-May-2022 |
| | ISIN | US87612G1013 | | | | | | | Agenda | 935601953 - Management | |
| | Record Date | 29-Mar-2022 | | | | | | | Holding Recon Date | 29-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1.1 | Election of Class III Director to serve until
the 2025 Annual meeting: Waters S. Davis,
IV | Management | For | | For | For | |
| | 1.2 | Election of Class III Director to serve until
the 2025 Annual meeting: Rene R. Joyce | Management | For | | For | For | |
| | 1.3 | Election of Class III Director to serve until
the 2025 Annual meeting: Matthew J. Meloy | Management | For | | For | For | |
| | 2. | To ratify the selection of
PricewaterhouseCoopers LLP as the
Company's independent auditors for 2022. | Management | For | | For | For | |
| | 3. | To approve, on an advisory basis, the
compensation of the Company's named
executive officers for the fiscal year ended
December 31, 2021. | Management | For | | For | For | |
| | PIONEER NATURAL RESOURCES COMPANY | |
| | Security | 723787107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PXD | | | | | | | Meeting Date | 25-May-2022 |
| | ISIN | US7237871071 | | | | | | | Agenda | 935593500 - Management | |
| | Record Date | 31-Mar-2022 | | | | | | | Holding Recon Date | 31-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: A.R. Alameddine | Management | For | | For | For | |
| | 1B. | Election of Director: Lori G. Billingsley | Management | For | | For | For | |
| | 1C. | Election of Director: Edison C. Buchanan | Management | For | | For | For | |
| | 1D. | Election of Director: Maria S. Dreyfus | Management | For | | For | For | |
| | 1E. | Election of Director: Matthew M. Gallagher | Management | For | | For | For | |
| | 1F. | Election of Director: Phillip A. Gobe | Management | For | | For | For | |
| | 1G. | Election of Director: Stacy P. Methvin | Management | For | | For | For | |
| | 1H. | Election of Director: Royce W. Mitchell | Management | For | | For | For | |
| | 1I. | Election of Director: Frank A. Risch | Management | For | | For | For | |
| | 1J. | Election of Director: Scott D. Sheffield | Management | For | | For | For | |
| | 1K. | Election of Director: J. Kenneth Thompson | Management | For | | For | For | |
| | 1L. | Election of Director: Phoebe A. Wood | Management | For | | For | For | |
| | 2. | RATIFICATION OF SELECTION OF
ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2022. | Management | For | | For | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | For | |
| | EQUINIX, INC. | |
| | Security | 29444U700 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | EQIX | | | | | | | Meeting Date | 25-May-2022 |
| | ISIN | US29444U7000 | | | | | | | Agenda | 935602501 - Management | |
| | Record Date | 01-Apr-2022 | | | | | | | Holding Recon Date | 01-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1.1 | Election of Director: Nanci Caldwell | Management | For | | For | For | |
| | 1.2 | Election of Director: Adaire Fox-Martin | Management | For | | For | For | |
| | 1.3 | Election of Director: Ron Guerrier | Management | For | | For | For | |
| | 1.4 | Election of Director: Gary Hromadko | Management | For | | For | For | |
| | 1.5 | Election of Director: Irving Lyons III | Management | For | | For | For | |
| | 1.6 | Election of Director: Charles Meyers | Management | For | | For | For | |
| | 1.7 | Election of Director: Christopher Paisley | Management | For | | For | For | |
| | 1.8 | Election of Director: Sandra Rivera | Management | For | | For | For | |
| | 1.9 | Election of Director: Peter Van Camp | Management | For | | For | For | |
| | 2. | Approval, by a non-binding advisory vote, of
the compensation of our named executive
officers. | Management | Against | | Against | For | |
| | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending Dec. 31,
2022. | Management | For | | For | For | |
| | 4. | A stockholder proposal, related to lowering
the stock ownership threshold required to
call a special meeting. | Shareholder | Against | | For | For | |
| | CHEVRON CORPORATION | |
| | Security | 166764100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CVX | | | | | | | Meeting Date | 25-May-2022 |
| | ISIN | US1667641005 | | | | | | | Agenda | 935603882 - Management | |
| | Record Date | 28-Mar-2022 | | | | | | | Holding Recon Date | 28-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Wanda M. Austin | Management | For | | For | For | |
| | 1B. | Election of Director: John B. Frank | Management | For | | For | For | |
| | 1C. | Election of Director: Alice P. Gast | Management | For | | For | For | |
| | 1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | | For | For | |
| | 1E. | Election of Director: Marillyn A. Hewson | Management | For | | For | For | |
| | 1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | | For | For | |
| | 1G. | Election of Director: Charles W. Moorman | Management | For | | For | For | |
| | 1H. | Election of Director: Dambisa F. Moyo | Management | For | | For | For | |
| | 1I. | Election of Director: Debra Reed-Klages | Management | For | | For | For | |
| | 1J. | Election of Director: Ronald D. Sugar | Management | For | | For | For | |
| | 1K. | Election of Director: D. James Umpleby III | Management | For | | For | For | |
| | 1L. | Election of Director: Michael K. Wirth | Management | For | | For | For | |
| | 2. | Ratification of Appointment of
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm | Management | For | | For | For | |
| | 3. | Advisory Vote to Approve Named Executive
Officer Compensation | Management | For | | For | For | |
| | 4. | Approve the 2022 Long-Term Incentive
Plan of Chevron Corporation | Management | For | | For | For | |
| | 5. | Adopt Medium- and Long-Term GHG
Reduction Targets | Shareholder | For | | Against | For | |
| | 6. | Report on Impacts of Net Zero 2050
Scenario | Shareholder | For | | Against | For | |
| | 7. | Report on Reliability of Methane Emission
Disclosures | Management | For | | For | For | |
| | 8. | Report on Business with Conflict-Complicit
Governments | Shareholder | Against | | For | For | |
| | 9. | Report on Racial Equity Audit | Shareholder | For | | Against | For | |
| | 10. | Special Meetings | Shareholder | Against | | For | For | |
| | EXXON MOBIL CORPORATION | |
| | Security | 30231G102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | XOM | | | | | | | Meeting Date | 25-May-2022 |
| | ISIN | US30231G1022 | | | | | | | Agenda | 935604214 - Management | |
| | Record Date | 01-Apr-2022 | | | | | | | Holding Recon Date | 01-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Michael J. Angelakis | Management | For | | For | For | |
| | 1B. | Election of Director: Susan K. Avery | Management | For | | For | For | |
| | 1C. | Election of Director: Angela F. Braly | Management | For | | For | For | |
| | 1D. | Election of Director: Ursula M. Burns | Management | For | | For | For | |
| | 1E. | Election of Director: Gregory J. Goff | Management | For | | For | For | |
| | 1F. | Election of Director: Kaisa H. Hietala | Management | For | | For | For | |
| | 1G. | Election of Director: Joseph L. Hooley | Management | For | | For | For | |
| | 1H. | Election of Director: Steven A. Kandarian | Management | For | | For | For | |
| | 1I. | Election of Director: Alexander A. Karsner | Management | For | | For | For | |
| | 1J. | Election of Director: Jeffrey W. Ubben | Management | For | | For | For | |
| | 1K. | Election of Director: Darren W. Woods | Management | For | | For | For | |
| | 2. | Ratification of Independent Auditors | Management | For | | For | For | |
| | 3. | Advisory Vote to Approve Executive
Compensation | Management | For | | For | For | |
| | 4. | Remove Executive Perquisites | Shareholder | Against | | For | For | |
| | 5. | Limit Shareholder Rights for Proposal
Submission | Shareholder | Against | | For | For | |
| | 6. | Reduce Company Emissions and
Hydrocarbon Sales | Shareholder | Against | | For | For | |
| | 7. | Report on Low Carbon Business Planning | Shareholder | Against | | For | For | |
| | 8. | Report on Scenario Analysis | Shareholder | For | | Against | For | |
| | 9. | Report on Plastic Production | Shareholder | Against | | For | For | |
| | 10. | Report on Political Contributions | Shareholder | Against | | For | For | |
| | ONEOK, INC. | |
| | Security | 682680103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | OKE | | | | | | | Meeting Date | 25-May-2022 |
| | ISIN | US6826801036 | | | | | | | Agenda | 935605329 - Management | |
| | Record Date | 28-Mar-2022 | | | | | | | Holding Recon Date | 28-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Brian L. Derksen | Management | For | | For | For | |
| | 1B. | Election of Director: Julie H. Edwards | Management | For | | For | For | |
| | 1C. | Election of Director: John W. Gibson | Management | For | | For | For | |
| | 1D. | Election of Director: Mark W. Helderman | Management | For | | For | For | |
| | 1E. | Election of Director: Randall J. Larson | Management | For | | For | For | |
| | 1F. | Election of Director: Steven J. Malcolm | Management | For | | For | For | |
| | 1G. | Election of Director: Jim W. Mogg | Management | For | | For | For | |
| | 1H. | Election of Director: Pattye L. Moore | Management | For | | For | For | |
| | 1I. | Election of Director: Pierce H. Norton II | Management | For | | For | For | |
| | 1J. | Election of Director: Eduardo A. Rodriguez | Management | For | | For | For | |
| | 1K. | Election of Director: Gerald B. Smith | Management | For | | For | For | |
| | 2. | Ratification of the selection of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ONEOK, Inc. for the year ending
December 31, 2022. | Management | For | | For | For | |
| | 3. | An advisory vote to approve ONEOK, Inc.'s
executive compensation. | Management | For | | For | For | |
| | AMAZON.COM, INC. | |
| | Security | 023135106 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AMZN | | | | | | | Meeting Date | 25-May-2022 |
| | ISIN | US0231351067 | | | | | | | Agenda | 935609288 - Management | |
| | Record Date | 31-Mar-2022 | | | | | | | Holding Recon Date | 31-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Director: Jeffrey P. Bezos | Management | For | | For | For | |
| | 1b. | Election of Director: Andrew R. Jassy | Management | For | | For | For | |
| | 1c. | Election of Director: Keith B. Alexander | Management | For | | For | For | |
| | 1d. | Election of Director: Edith W. Cooper | Management | For | | For | For | |
| | 1e. | Election of Director: Jamie S. Gorelick | Management | For | | For | For | |
| | 1f. | Election of Director: Daniel P. Huttenlocher | Management | For | | For | For | |
| | 1g. | Election of Director: Judith A. McGrath | Management | For | | For | For | |
| | 1h. | Election of Director: Indra K. Nooyi | Management | For | | For | For | |
| | 1i. | Election of Director: Jonathan J. Rubinstein | Management | For | | For | For | |
| | 1j. | Election of Director: Patricia Q. Stonesifer | Management | For | | For | For | |
| | 1k. | Election of Director: Wendell P. Weeks | Management | For | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS | Management | For | | For | For | |
| | 3. | ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION | Management | Against | | Against | For | |
| | 4. | APPROVAL OF AN AMENDMENT TO THE
COMPANY'S RESTATED CERTIFICATE
OF INCORPORATION TO EFFECT A 20-
FOR-1 SPLIT OF THE COMPANY'S
COMMON STOCK AND A
PROPORTIONATE INCREASE IN THE
NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK | Management | For | | For | For | |
| | 5. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
RETIREMENT PLAN OPTIONS | Shareholder | Against | | For | For | |
| | 6. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
CUSTOMER DUE DILIGENCE | Shareholder | For | | Against | For | |
| | 7. | SHAREHOLDER PROPOSAL
REQUESTING AN ALTERNATIVE
DIRECTOR CANDIDATE POLICY | Shareholder | Against | | For | For | |
| | 8. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
PACKAGING MATERIALS | Shareholder | Against | | For | For | |
| | 9. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON WORKER
HEALTH AND SAFETY DIFFERENCES | Shareholder | Against | | For | For | |
| | 10. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON RISKS ASSOCIATED WITH THE USE
OF CERTAIN CONTRACT CLAUSES | Shareholder | For | | Against | For | |
| | 11. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
CHARITABLE CONTRIBUTIONS | Shareholder | Against | | For | For | |
| | 12. | SHAREHOLDER PROPOSAL
REQUESTING ALTERNATIVE TAX
REPORTING | Shareholder | For | | Against | For | |
| | 13. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON FREEDOM OF ASSOCIATION | Shareholder | For | | Against | For | |
| | 14. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON LOBBYING | Shareholder | Against | | For | For | |
| | 15. | SHAREHOLDER PROPOSAL
REQUESTING A POLICY REQUIRING
MORE DIRECTOR CANDIDATES THAN
BOARD SEATS | Shareholder | Against | | For | For | |
| | 16. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
WAREHOUSE WORKING CONDITIONS | Shareholder | For | | Against | For | |
| | 17. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON GENDER/RACIAL PAY | Shareholder | Against | | For | For | |
| | 18. | SHAREHOLDER PROPOSAL
REQUESTING A DIVERSITY AND EQUITY
AUDIT | Shareholder | Abstain | | Against | For | |
| | 19. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
CUSTOMER USE OF CERTAIN
TECHNOLOGIES | Shareholder | For | | Against | For | |
| | MORGAN STANLEY | |
| | Security | 617446448 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MS | | | | | | | Meeting Date | 26-May-2022 |
| | ISIN | US6174464486 | | | | | | | Agenda | 935584878 - Management | |
| | Record Date | 28-Mar-2022 | | | | | | | Holding Recon Date | 28-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Alistair Darling | Management | For | | For | For | |
| | 1B. | Election of Director: Thomas H. Glocer | Management | For | | For | For | |
| | 1C. | Election of Director: James P. Gorman | Management | For | | For | For | |
| | 1D. | Election of Director: Robert H. Herz | Management | For | | For | For | |
| | 1E. | Election of Director: Erika H. James | Management | For | | For | For | |
| | 1F. | Election of Director: Hironori Kamezawa | Management | For | | For | For | |
| | 1G. | Election of Director: Shelley B. Leibowitz | Management | For | | For | For | |
| | 1H. | Election of Director: Stephen J. Luczo | Management | For | | For | For | |
| | 1I. | Election of Director: Jami Miscik | Management | For | | For | For | |
| | 1J. | Election of Director: Masato Miyachi | Management | For | | For | For | |
| | 1K. | Election of Director: Dennis M. Nally | Management | For | | For | For | |
| | 1L. | Election of Director: Mary L. Schapiro | Management | For | | For | For | |
| | 1M. | Election of Director: Perry M. Traquina | Management | For | | For | For | |
| | 1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | | For | For | |
| | 2. | To ratify the appointment of Deloitte &
Touche LLP as independent auditor | Management | For | | For | For | |
| | 3. | To approve the compensation of executives
as disclosed in the proxy statement (non-
binding advisory vote) | Management | For | | For | For | |
| | 4. | Shareholder proposal requesting adoption
of a policy to cease financing new fossil fuel
development | Shareholder | Against | | For | For | |
| | DUPONT DE NEMOURS, INC. | |
| | Security | 26614N102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DD | | | | | | | Meeting Date | 26-May-2022 |
| | ISIN | US26614N1028 | | | | | | | Agenda | 935594449 - Management | |
| | Record Date | 31-Mar-2022 | | | | | | | Holding Recon Date | 31-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Amy G. Brady | Management | For | | For | For | |
| | 1B. | Election of Director: Edward D. Breen | Management | For | | For | For | |
| | 1C. | Election of Director: Ruby R. Chandy | Management | For | | For | For | |
| | 1D. | Election of Director: Terrence R. Curtin | Management | For | | For | For | |
| | 1E. | Election of Director: Alexander M. Cutler | Management | For | | For | For | |
| | 1F. | Election of Director: Eleuthère I. du Pont | Management | For | | For | For | |
| | 1G. | Election of Director: Kristina M. Johnson | Management | For | | For | For | |
| | 1H. | Election of Director: Luther C. Kissam | Management | For | | For | For | |
| | 1I. | Election of Director: Frederick M. Lowery | Management | For | | For | For | |
| | 1J. | Election of Director: Raymond J. Milchovich | Management | For | | For | For | |
| | 1K. | Election of Director: Deanna M. Mulligan | Management | For | | For | For | |
| | 1L. | Election of Director: Steven M. Sterin | Management | For | | For | For | |
| | 2. | Advisory Resolution to Approve Executive
Compensation | Management | For | | For | For | |
| | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2022 | Management | For | | For | For | |
| | 4. | Independent Board Chair | Shareholder | Against | | For | For | |
| | MCDONALD'S CORPORATION | |
| | Security | 580135101 | | | | | | | Meeting Type | Contested-Annual |
| | Ticker Symbol | MCD | | | | | | | Meeting Date | 26-May-2022 |
| | ISIN | US5801351017 | | | | | | | Agenda | 935606965 - Management | |
| | Record Date | 28-Mar-2022 | | | | | | | Holding Recon Date | 28-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Lloyd Dean | For | | For | For | |
| | | | 2 | Robert Eckert | For | | For | For | |
| | | | 3 | Catherine Engelbert | For | | For | For | |
| | | | 4 | Margaret Georgiadis | For | | For | For | |
| | | | 5 | Enrique Hernandez, Jr. | For | | For | For | |
| | | | 6 | Christopher Kempczinski | For | | For | For | |
| | | | 7 | Richard Lenny | For | | For | For | |
| | | | 8 | John Mulligan | For | | For | For | |
| | | | 9 | Sheila Penrose | For | | For | For | |
| | | | 10 | John Rogers, Jr. | For | | For | For | |
| | | | 11 | Paul Walsh | For | | For | For | |
| | | | 12 | Miles White | For | | For | For | |
| | 2. | Advisory vote to approve executive
compensation. | Management | For | | For | For | |
| | 3. | Advisory vote to ratify the appointment of
Ernst & Young LLP as independent auditor
for 2022. | Management | For | | For | For | |
| | 4. | Advisory vote on a shareholder proposal
requesting to modify the threshold to call
special shareholders' meetings, if properly
presented. | Shareholder | For | | Against | For | |
| | 5. | Advisory vote on a shareholder proposal
requesting a report on reducing plastics
use, if properly presented. | Shareholder | Against | | For | For | |
| | 6. | Advisory vote on a shareholder proposal
requesting a report on antibiotics and public
health costs, if properly presented. | Shareholder | Against | | For | For | |
| | 7. | Advisory vote on a shareholder proposal
requesting disclosure regarding
confinement stall use in the Company's
U.S. pork supply chain, if properly
presented. | Shareholder | Against | | For | For | |
| | 8. | Advisory vote on a shareholder proposal
requesting a third party civil rights audit, if
properly presented. | Shareholder | For | | Against | For | |
| | 9. | Advisory vote on a shareholder proposal
requesting a report on lobbying activities
and expenditures, if properly presented. | Shareholder | Against | | For | For | |
| | 10. | Advisory vote on a shareholder proposal
requesting a report on global public policy
and political influence, if properly presented. | Shareholder | Against | | For | For | |
| | MCDONALD'S CORPORATION | |
| | Security | 580135101 | | | | | | | Meeting Type | Contested-Annual |
| | Ticker Symbol | MCD | | | | | | | Meeting Date | 26-May-2022 |
| | ISIN | US5801351017 | | | | | | | Agenda | 935625751 - Opposition | |
| | Record Date | 28-Mar-2022 | | | | | | | Holding Recon Date | 28-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Leslie Samuelrich | | | | | |
| | | | 2 | Maisie Lucia Ganzler | | | | | |
| | | | 3 | MGT NOM: Lloyd Dean | | | | | |
| | | | 4 | MGT NOM: Robert Eckert | | | | | |
| | | | 5 | MGT NOM: C. Engelbert | | | | | |
| | | | 6 | MGT NOM: M. Georgiadis | | | | | |
| | | | 7 | MGT NOM: E Hernandez Jr | | | | | |
| | | | 8 | MGT NOM: C. Kempczinski | | | | | |
| | | | 9 | MGT NOM: John Mulligan | | | | | |
| | | | 10 | MGT NOM: John Rogers Jr | | | | | |
| | | | 11 | MGT NOM: Paul Walsh | | | | | |
| | | | 12 | MGT NOM: Miles White | | | | | |
| | 2. | Advisory vote to approve the Company's
executive compensation. | Management | | | | | |
| | 3. | Advisory vote to approve the appointment
of Ernst & Young LLP as the Company's
independent auditor for 2022. | Management | | | | | |
| | 4. | Advisory vote on a shareholder proposal
requesting to modify the threshold to call
special shareholders' meetings, if properly
presented. | Shareholder | | | | | |
| | 5. | Advisory vote on a shareholder proposal
requesting a report on reducing plastics
use, if properly presented. | Shareholder | | | | | |
| | 6. | Advisory vote on a shareholder proposal
requesting a report on antibiotics and public
health costs, if properly presented. | Shareholder | | | | | |
| | 7. | Advisory vote on a shareholder proposal
requesting disclosure regarding
confinement stall use in the Company's
U.S. pork supply chain, if properly
presented. | Shareholder | | | | | |
| | 8. | Advisory vote on a shareholder proposal
requesting a third- party civil rights audit, if
properly presented. | Shareholder | | | | | |
| | 9. | Advisory vote on a shareholder proposal
requesting a report on lobbying activities
and expenditures, if properly presented. | Shareholder | | | | | |
| | 10. | Advisory vote on a shareholder proposal
requesting a report on global public policy
and political influence, if properly presented. | Shareholder | | | | | |
| | LOWE'S COMPANIES, INC. | |
| | Security | 548661107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | LOW | | | | | | | Meeting Date | 27-May-2022 |
| | ISIN | US5486611073 | | | | | | | Agenda | 935607210 - Management | |
| | Record Date | 21-Mar-2022 | | | | | | | Holding Recon Date | 21-Mar-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Raul Alvarez | For | | For | For | |
| | | | 2 | David H. Batchelder | For | | For | For | |
| | | | 3 | Sandra B. Cochran | For | | For | For | |
| | | | 4 | Laurie Z. Douglas | For | | For | For | |
| | | | 5 | Richard W. Dreiling | For | | For | For | |
| | | | 6 | Marvin R. Ellison | For | | For | For | |
| | | | 7 | Daniel J. Heinrich | For | | For | For | |
| | | | 8 | Brian C. Rogers | For | | For | For | |
| | | | 9 | Bertram L. Scott | For | | For | For | |
| | | | 10 | Colleen Taylor | For | | For | For | |
| | | | 11 | Mary Beth West | For | | For | For | |
| | 2. | Advisory vote to approve the Company's
named executive officer compensation in
fiscal 2021. | Management | For | | For | For | |
| | 3. | Ratification of the appointment of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm for fiscal
2022. | Management | For | | For | For | |
| | 4. | Approval of the Amended and Restated
Lowe's Companies, Inc. 2006 Long Term
Incentive Plan. | Management | For | | For | For | |
| | 5. | Shareholder proposal requesting a report
on median and adjusted pay gaps across
race and gender. | Shareholder | For | | Against | For | |
| | 6. | Shareholder proposal regarding amending
the Company's proxy access bylaw to
remove shareholder aggregation limits. | Shareholder | Against | | For | For | |
| | 7. | Shareholder proposal requesting a report
on risks of state policies restricting
reproductive health care. | Shareholder | Against | | For | For | |
| | 8. | Shareholder proposal requesting a civil
rights and non- discrimination audit and
report. | Shareholder | Against | | For | For | |
| | 9. | Shareholder proposal requesting a report
on risks from worker misclassification by
certain Company vendors. | Shareholder | Against | | For | For | |
| | THE CARLYLE GROUP INC | |
| | Security | 14316J108 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CG | | | | | | | Meeting Date | 31-May-2022 |
| | ISIN | US14316J1088 | | | | | | | Agenda | 935609339 - Management | |
| | Record Date | 04-Apr-2022 | | | | | | | Holding Recon Date | 04-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | David M. Rubenstein | For | | For | For | |
| | | | 2 | Linda H. Filler | For | | For | For | |
| | | | 3 | James H. Hance, Jr. | For | | For | For | |
| | | | 4 | Derica W. Rice | For | | For | For | |
| | 2. | Ratification of Ernst & Young LLP as
Independent Registered Public Accounting
Firm for 2022 | Management | For | | For | For | |
| | 3. | Non-Binding Vote to Approve Named
Executive Officer Compensation ("Say-on-
Pay") | Management | Against | | Against | For | |
| | 4. | Shareholder Proposal to Reorganize the
Board of Directors into One Class | Shareholder | For | | For | For | |
| | WALMART INC. | |
| | Security | 931142103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | WMT | | | | | | | Meeting Date | 01-Jun-2022 |
| | ISIN | US9311421039 | | | | | | | Agenda | 935613491 - Management | |
| | Record Date | 08-Apr-2022 | | | | | | | Holding Recon Date | 08-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 31-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Director: Cesar Conde | Management | For | | For | For | |
| | 1b. | Election of Director: Timothy P. Flynn | Management | For | | For | For | |
| | 1c. | Election of Director: Sarah J. Friar | Management | For | | For | For | |
| | 1d. | Election of Director: Carla A. Harris | Management | For | | For | For | |
| | 1e. | Election of Director: Thomas W. Horton | Management | For | | For | For | |
| | 1f. | Election of Director: Marissa A. Mayer | Management | For | | For | For | |
| | 1g. | Election of Director: C. Douglas McMillon | Management | For | | For | For | |
| | 1h. | Election of Director: Gregory B. Penner | Management | For | | For | For | |
| | 1i. | Election of Director: Randall L. Stephenson | Management | For | | For | For | |
| | 1j. | Election of Director: S. Robson Walton | Management | For | | For | For | |
| | 1k. | Election of Director: Steuart L. Walton | Management | For | | For | For | |
| | 2. | Advisory Vote to Approve Named Executive
Officer Compensation | Management | Against | | Against | For | |
| | 3. | Ratification of Ernst & Young LLP as
Independent Accountants | Management | For | | For | For | |
| | 4. | Report on Animal Welfare Practices | Shareholder | Against | | For | For | |
| | 5. | Create a Pandemic Workforce Advisory
Council | Shareholder | Against | | For | For | |
| | 6. | Report on Impacts of Reproductive
Healthcare Legislation | Shareholder | Against | | For | For | |
| | 7. | Report on Alignment of Racial Justice
Goals and Starting Wages | Shareholder | Against | | For | For | |
| | 8. | Civil Rights and Non-Discrimination Audit | Shareholder | Against | | For | For | |
| | 9. | Report on Charitable Donation Disclosures | Shareholder | Against | | For | For | |
| | 10. | Report on Lobbying Disclosures | Shareholder | Against | | For | For | |
| | ALPHABET INC. | |
| | Security | 02079K305 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GOOGL | | | | | | | Meeting Date | 01-Jun-2022 |
| | ISIN | US02079K3059 | | | | | | | Agenda | 935618578 - Management | |
| | Record Date | 05-Apr-2022 | | | | | | | Holding Recon Date | 05-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 31-May-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Director: Larry Page | Management | For | | For | For | |
| | 1b. | Election of Director: Sergey Brin | Management | For | | For | For | |
| | 1c. | Election of Director: Sundar Pichai | Management | For | | For | For | |
| | 1d. | Election of Director: John L. Hennessy | Management | For | | For | For | |
| | 1e. | Election of Director: Frances H. Arnold | Management | For | | For | For | |
| | 1f. | Election of Director: L. John Doerr | Management | For | | For | For | |
| | 1g. | Election of Director: Roger W. Ferguson Jr. | Management | For | | For | For | |
| | 1h. | Election of Director: Ann Mather | Management | For | | For | For | |
| | 1i. | Election of Director: K. Ram Shriram | Management | For | | For | For | |
| | 1j. | Election of Director: Robin L. Washington | Management | For | | For | For | |
| | 2. | Ratification of the appointment of Ernst &
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2022. | Management | For | | For | For | |
| | 3. | The amendment of Alphabet's 2021 Stock
Plan to increase the share reserve by
4,000,000 shares of Class C capital stock. | Management | For | | For | For | |
| | 4. | The amendment of Alphabet's Amended
and Restated Certificate of Incorporation to
increase the number of authorized shares. | Management | Against | | Against | For | |
| | 5. | A stockholder proposal regarding a lobbying
report, if properly presented at the meeting. | Shareholder | Against | | For | For | |
| | 6. | A stockholder proposal regarding a climate
lobbying report, if properly presented at the
meeting. | Shareholder | For | | Against | For | |
| | 7. | A stockholder proposal regarding a report
on physical risks of climate change, if
properly presented at the meeting. | Shareholder | For | | Against | For | |
| | 8. | A stockholder proposal regarding a report
on water management risks, if properly
presented at the meeting. | Shareholder | For | | Against | For | |
| | 9. | A stockholder proposal regarding a racial
equity audit, if properly presented at the
meeting. | Shareholder | For | | Against | For | |
| | 10. | A stockholder proposal regarding a report
on concealment clauses, if properly
presented at the meeting. | Shareholder | For | | Against | For | |
| | 11. | A stockholder proposal regarding equal
shareholder voting, if properly presented at
the meeting. | Shareholder | For | | Against | For | |
| | 12. | A stockholder proposal regarding a report
on government takedown requests, if
properly presented at the meeting. | Shareholder | Against | | For | For | |
| | 13. | A stockholder proposal regarding a human
rights assessment of data center siting, if
properly presented at the meeting. | Shareholder | Against | | For | For | |
| | 14. | A stockholder proposal regarding a report
on data collection, privacy, and security, if
properly presented at the meeting. | Shareholder | For | | Against | For | |
| | 15. | A stockholder proposal regarding algorithm
disclosures, if properly presented at the
meeting. | Shareholder | For | | Against | For | |
| | 16. | A stockholder proposal regarding
misinformation and disinformation, if
properly presented at the meeting. | Shareholder | For | | Against | For | |
| | 17. | A stockholder proposal regarding a report
on external costs of disinformation, if
properly presented at the meeting. | Shareholder | Against | | For | For | |
| | 18. | A stockholder proposal regarding a report
on board diversity, if properly presented at
the meeting. | Shareholder | Against | | For | For | |
| | 19. | A stockholder proposal regarding the
establishment of an environmental
sustainability board committee, if properly
presented at the meeting. | Shareholder | Against | | For | For | |
| | 20. | A stockholder proposal regarding a policy
on non-management employee
representative director, if properly
presented at the meeting. | Shareholder | Against | | For | For | |
| | 21. | A stockholder proposal regarding a report
on policies regarding military and militarized
policing agencies, if properly presented at
the meeting. | Shareholder | For | | Against | For | |
| | NVIDIA CORPORATION | |
| | Security | 67066G104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | NVDA | | | | | | | Meeting Date | 02-Jun-2022 |
| | ISIN | US67066G1040 | | | | | | | Agenda | 935618299 - Management | |
| | Record Date | 04-Apr-2022 | | | | | | | Holding Recon Date | 04-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1A. | Election of Director: Robert K. Burgess | Management | For | | For | For | |
| | 1B. | Election of Director: Tench Coxe | Management | For | | For | For | |
| | 1C. | Election of Director: John O. Dabiri | Management | For | | For | For | |
| | 1D. | Election of Director: Persis S. Drell | Management | For | | For | For | |
| | 1E. | Election of Director: Jen-Hsun Huang | Management | For | | For | For | |
| | 1F. | Election of Director: Dawn Hudson | Management | For | | For | For | |
| | 1G. | Election of Director: Harvey C. Jones | Management | For | | For | For | |
| | 1H. | Election of Director: Michael G. McCaffery | Management | For | | For | For | |
| | 1I. | Election of Director: Stephen C. Neal | Management | For | | For | For | |
| | 1J. | Election of Director: Mark L. Perry | Management | For | | For | For | |
| | 1K. | Election of Director: A. Brooke Seawell | Management | For | | For | For | |
| | 1L. | Election of Director: Aarti Shah | Management | For | | For | For | |
| | 1M. | Election of Director: Mark A. Stevens | Management | For | | For | For | |
| | 2. | Advisory approval of our executive
compensation. | Management | For | | For | For | |
| | 3. | Ratification of the selection of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2023. | Management | For | | For | For | |
| | 4. | Approval of an amendment to our charter to
increase the number of authorized shares
of common stock from 4 billion to 8 billion
shares. | Management | For | | For | For | |
| | 5. | Approval of an amendment and restatement
of our Amended and Restated 2007 Equity
Incentive Plan. | Management | For | | For | For | |
| | NETFLIX, INC. | |
| | Security | 64110L106 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | NFLX | | | | | | | Meeting Date | 02-Jun-2022 |
| | ISIN | US64110L1061 | | | | | | | Agenda | 935620422 - Management | |
| | Record Date | 04-Apr-2022 | | | | | | | Holding Recon Date | 04-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Class II director to hold office
until the 2025 Annual Meeting of
Stockholders: Timothy Haley | Management | For | | For | For | |
| | 1b. | Election of Class II director to hold office
until the 2025 Annual Meeting of
Stockholders: Leslie Kilgore | Management | For | | For | For | |
| | 1c. | Election of Class II director to hold office
until the 2025 Annual Meeting of
Stockholders: Strive Masiyiwa | Management | For | | For | For | |
| | 1d. | Election of Class II director to hold office
until the 2025 Annual Meeting of
Stockholders: Ann Mather | Management | For | | For | For | |
| | 2. | Management Proposal: Declassification of
the Board of Directors. | Management | For | | For | For | |
| | 3. | Management Proposal: Elimination of
Supermajority Voting Provisions. | Management | For | | For | For | |
| | 4. | Management Proposal: Creation of a New
Stockholder Right to Call a Special Meeting. | Management | For | | For | For | |
| | 5. | Ratification of Appointment of Independent
Registered Public Accounting Firm. | Management | For | | For | For | |
| | 6. | Advisory Approval of Executive Officer
Compensation. | Management | Against | | Against | For | |
| | 7. | Stockholder Proposal entitled, "Proposal 7 -
Simple Majority Vote," if properly presented
at the meeting. | Shareholder | Against | | For | For | |
| | 8. | Stockholder Proposal entitled, "Proposal 8 -
Lobbying Activity Report," if properly
presented at the meeting. | Management | Against | | For | For | |
| | UnitedHealth Group | |
| | Security | 91324P102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | UNH | | | | | | | Meeting Date | 06-Jun-2022 |
| | ISIN | US91324P1021 | | | | | | | Agenda | 935618453 - Management | |
| | Record Date | 08-Apr-2022 | | | | | | | Holding Recon Date | 08-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Director: Timothy P. Flynn | Management | For | | For | For | |
| | 1b. | Election of Director: Paul R. Garcia | Management | For | | For | For | |
| | 1c. | Election of Director: Stephen J. Hemsley | Management | For | | For | For | |
| | 1d. | Election of Director: Michele J. Hooper | Management | For | | For | For | |
| | 1e. | Election of Director: F. William McNabb III | Management | For | | For | For | |
| | 1f. | Election of Director: Valerie C. Montgomery
Rice, M.D. | Management | For | | For | For | |
| | 1g. | Election of Director: John H. Noseworthy,
M.D. | Management | For | | For | For | |
| | 1h. | Election of Director: Andrew Witty | Management | For | | For | For | |
| | 2. | Advisory approval of the Company's
executive compensation. | Management | For | | For | For | |
| | 3. | Ratification of the appointment of Deloitte &
Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2022. | Management | For | | For | For | |
| | 4. | If properly presented at the 2022 Annual
Meeting of Shareholders, the shareholder
proposal seeking shareholder ratification of
termination pay. | Shareholder | For | | Against | For | |
| | 5. | If properly presented at the 2022 Annual
Meeting of Shareholders, the shareholder
proposal regarding political contributions
congruency report. | Shareholder | Against | | For | For | |
| | ANTERO MIDSTREAM CORPORATION | |
| | Security | 03676B102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AM | | | | | | | Meeting Date | 07-Jun-2022 |
| | ISIN | US03676B1026 | | | | | | | Agenda | 935626020 - Management | |
| | Record Date | 18-Apr-2022 | | | | | | | Holding Recon Date | 18-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Paul M. Rady | For | | For | For | |
| | | | 2 | David H. Keyte | For | | For | For | |
| | 2. | To ratify the appointment of KPMG LLP as
Antero Midstream Corporation's
independent registered public accounting
firm for the year ending December 31,
2022. | Management | For | | For | For | |
| | 3. | To approve, on an advisory basis, the
compensation of Antero Midstream
Corporation's named executive officers. | Management | For | | For | For | |
| | COGNIZANT TECHNOLOGY SOLUTIONS CORP. | |
| | Security | 192446102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CTSH | | | | | | | Meeting Date | 07-Jun-2022 |
| | ISIN | US1924461023 | | | | | | | Agenda | 935626626 - Management | |
| | Record Date | 11-Apr-2022 | | | | | | | Holding Recon Date | 11-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Director to serve until the 2023
Annual meeting: Zein Abdalla | Management | For | | For | For | |
| | 1b. | Election of Director to serve until the 2023
Annual meeting: Vinita Bali | Management | For | | For | For | |
| | 1c. | Election of Director to serve until the 2023
Annual meeting: Maureen Breakiron-Evans | Management | For | | For | For | |
| | 1d. | Election of Director to serve until the 2023
Annual meeting: Archana Deskus | Management | For | | For | For | |
| | 1e. | Election of Director to serve until the 2023
Annual meeting: John M. Dineen | Management | For | | For | For | |
| | 1f. | Election of Director to serve until the 2023
Annual meeting: Brian Humphries | Management | For | | For | For | |
| | 1g. | Election of Director to serve until the 2023
Annual meeting: Leo S. Mackay, Jr. | Management | For | | For | For | |
| | 1h. | Election of Director to serve until the 2023
Annual meeting: Michael Patsalos-Fox | Management | For | | For | For | |
| | 1i. | Election of Director to serve until the 2023
Annual meeting: Stephen J. Rohleder | Management | For | | For | For | |
| | 1j. | Election of Director to serve until the 2023
Annual meeting: Joseph M. Velli | Management | For | | For | For | |
| | 1k. | Election of Director to serve until the 2023
Annual meeting: Sandra S. Wijnberg | Management | For | | For | For | |
| | 2. | Approve, on an advisory (non-binding)
basis, the compensation of the company's
named executive officers. | Management | For | | For | For | |
| | 3. | Ratify the appointment of
PricewaterhouseCoopers LLP as the
company's independent registered public
accounting firm for the year ending
December 31, 2022. | Management | For | | For | For | |
| | 4. | Shareholder proposal requesting that the
board of directors take action as necessary
to amend the existing right for shareholders
to call a special meeting. | Shareholder | Against | | For | For | |
| | DEVON ENERGY CORPORATION | |
| | Security | 25179M103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DVN | | | | | | | Meeting Date | 08-Jun-2022 |
| | ISIN | US25179M1036 | | | | | | | Agenda | 935618198 - Management | |
| | Record Date | 11-Apr-2022 | | | | | | | Holding Recon Date | 11-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 07-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Barbara M. Baumann | For | | For | For | |
| | | | 2 | John E. Bethancourt | For | | For | For | |
| | | | 3 | Ann G. Fox | For | | For | For | |
| | | | 4 | David A. Hager | For | | For | For | |
| | | | 5 | Kelt Kindick | For | | For | For | |
| | | | 6 | John Krenicki Jr. | For | | For | For | |
| | | | 7 | Karl F. Kurz | For | | For | For | |
| | | | 8 | Robert A. Mosbacher, Jr | For | | For | For | |
| | | | 9 | Richard E. Muncrief | For | | For | For | |
| | | | 10 | Duane C. Radtke | For | | For | For | |
| | | | 11 | Valerie M. Williams | For | | For | For | |
| | 2. | Ratify the selection of the Company's
Independent Auditors for 2022. | Management | For | | For | For | |
| | 3. | Advisory Vote to Approve Executive
Compensation. | Management | For | | For | For | |
| | 4. | Approve the Devon Energy Corporation
2022 Long-Term Incentive Plan. | Management | For | | For | For | |
| | TARGET CORPORATION | |
| | Security | 87612E106 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TGT | | | | | | | Meeting Date | 08-Jun-2022 |
| | ISIN | US87612E1064 | | | | | | | Agenda | 935620369 - Management | |
| | Record Date | 11-Apr-2022 | | | | | | | Holding Recon Date | 11-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 07-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Director: David P. Abney | Management | For | | For | For | |
| | 1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | | For | For | |
| | 1c. | Election of Director: George S. Barrett | Management | For | | For | For | |
| | 1d. | Election of Director: Gail K. Boudreaux | Management | For | | For | For | |
| | 1e. | Election of Director: Brian C. Cornell | Management | For | | For | For | |
| | 1f. | Election of Director: Robert L. Edwards | Management | For | | For | For | |
| | 1g. | Election of Director: Melanie L. Healey | Management | For | | For | For | |
| | 1h. | Election of Director: Donald R. Knauss | Management | For | | For | For | |
| | 1i. | Election of Director: Christine A. Leahy | Management | For | | For | For | |
| | 1j. | Election of Director: Monica C. Lozano | Management | For | | For | For | |
| | 1k. | Election of Director: Derica W. Rice | Management | For | | For | For | |
| | 1l. | Election of Director: Dmitri L. Stockton | Management | For | | For | For | |
| | 2. | Company proposal to ratify the appointment
of Ernst & Young LLP as our independent
registered public accounting firm. | Management | For | | For | For | |
| | 3. | Company proposal to approve, on an
advisory basis, our executive compensation
(Say on Pay). | Management | For | | For | For | |
| | 4. | Shareholder proposal to amend the proxy
access bylaw to remove the shareholder
group limit. | Shareholder | Against | | For | For | |
| | CATERPILLAR INC. | |
| | Security | 149123101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CAT | | | | | | | Meeting Date | 08-Jun-2022 |
| | ISIN | US1491231015 | | | | | | | Agenda | 935627729 - Management | |
| | Record Date | 13-Apr-2022 | | | | | | | Holding Recon Date | 13-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 07-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Director: Kelly A. Ayotte | Management | For | | For | For | |
| | 1b. | Election of Director: David L. Calhoun | Management | For | | For | For | |
| | 1c. | Election of Director: Daniel M. Dickinson | Management | For | | For | For | |
| | 1d. | Election of Director: Gerald Johnson | Management | For | | For | For | |
| | 1e. | Election of Director: David W. MacLennan | Management | For | | For | For | |
| | 1f. | Election of Director: Debra L. Reed-Klages | Management | For | | For | For | |
| | 1g. | Election of Director: Edward B. Rust, Jr. | Management | For | | For | For | |
| | 1h. | Election of Director: Susan C. Schwab | Management | For | | For | For | |
| | 1i. | Election of Director: D. James Umpleby III | Management | For | | For | For | |
| | 1j. | Election of Director: Rayford Wilkins, Jr. | Management | For | | For | For | |
| | 2. | Ratification of our Independent Registered
Public Accounting Firm | Management | For | | For | For | |
| | 3. | Advisory Vote to Approve Executive
Compensation | Management | For | | For | For | |
| | 4. | Shareholder Proposal - Report on Climate | Shareholder | For | | For | For | |
| | 5. | Shareholder Proposal - Lobbying
Disclosure | Shareholder | Against | | For | For | |
| | 6. | Shareholder Proposal - Report on Activities
in Conflict- Affected Areas | Shareholder | Against | | For | For | |
| | 7. | Shareholder Proposal - Special
Shareholder Meeting Improvement | Shareholder | For | | Against | For | |
| | DIAMONDBACK ENERGY, INC. | |
| | Security | 25278X109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | FANG | | | | | | | Meeting Date | 09-Jun-2022 |
| | ISIN | US25278X1090 | | | | | | | Agenda | 935619734 - Management | |
| | Record Date | 14-Apr-2022 | | | | | | | Holding Recon Date | 14-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1.1 | Election of Director: Travis D. Stice | Management | For | | For | For | |
| | 1.2 | Election of Director: Vincent K. Brooks | Management | For | | For | For | |
| | 1.3 | Election of Director: Michael P. Cross | Management | For | | For | For | |
| | 1.4 | Election of Director: David L. Houston | Management | For | | For | For | |
| | 1.5 | Election of Director: Stephanie K. Mains | Management | For | | For | For | |
| | 1.6 | Election of Director: Mark L. Plaumann | Management | For | | For | For | |
| | 1.7 | Election of Director: Melanie M. Trent | Management | For | | For | For | |
| | 1.8 | Election of Director: Steven E. West | Management | For | | For | For | |
| | 2. | Proposal to approve, on an advisory basis,
the compensation paid to the Company's
named executive officers. | Management | For | | For | For | |
| | 3. | Proposal to ratify the appointment of Grant
Thornton LLP as the Company's
independent auditors for the fiscal year
ending December 31, 2022. | Management | For | | For | For | |
| | GARMIN LTD | |
| | Security | H2906T109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GRMN | | | | | | | Meeting Date | 10-Jun-2022 |
| | ISIN | CH0114405324 | | | | | | | Agenda | 935629355 - Management | |
| | Record Date | 14-Apr-2022 | | | | | | | Holding Recon Date | 14-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | Approval of Garmin's 2021 Annual Report,
including the consolidated financial
statements of Garmin for the fiscal year
ended December 25, 2021 and the
statutory financial statements of Garmin for
the fiscal year ended December 25, 2021 | Management | For | | For | For | |
| | 2. | Approval of the appropriation of available
earnings | Management | For | | For | For | |
| | 3. | Approval of the payment of a cash dividend
in the aggregate amount of U.S. $2.92 per
outstanding share out of Garmin's reserve
from capital contribution in four equal
installments | Management | For | | For | For | |
| | 4. | Discharge of the members of the Board of
Directors and the Executive Management
from liability for the fiscal year ended
December 25, 2021 | Management | For | | For | For | |
| | 5A. | Re-election of Director: Jonathan C. Burrell | Management | For | | For | For | |
| | 5B. | Re-election of Director: Joseph J. Hartnett | Management | For | | For | For | |
| | 5C. | Re-election of Director: Min H. Kao | Management | For | | For | For | |
| | 5D. | Re-election of Director: Catherine A. Lewis | Management | For | | For | For | |
| | 5E. | Re-election of Director: Charles W. Peffer | Management | For | | For | For | |
| | 5F. | Re-election of Director: Clifton A. Pemble | Management | For | | For | For | |
| | 6. | Re-election of Min H. Kao as Executive
Chairman of the Board of Directors | Management | Against | | Against | For | |
| | 7A. | Re-election of Compensation Committee
member: Jonathan C. Burrell | Management | Against | | Against | For | |
| | 7B. | Re-election of Compensation Committee
member: Joseph J. Hartnett | Management | For | | For | For | |
| | 7C. | Re-election of Compensation Committee
member: Catherine A. Lewis | Management | For | | For | For | |
| | 7D. | Re-election of Compensation Committee
member: Charles W. Peffer | Management | For | | For | For | |
| | 8. | Re-election of the law firm Wuersch &
Gering LLP as independent voting rights
representative | Management | For | | For | For | |
| | 9. | Ratification of the appointment of Ernst &
Young LLP as Garmin's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2022 and
re-election of Ernst & Young Ltd as
Garmin's statutory auditor for another one-
year term | Management | For | | For | For | |
| | 10. | Advisory vote on executive compensation | Management | For | | For | For | |
| | 11. | Binding vote to approve Fiscal Year 2023
maximum aggregate compensation for the
Executive Management | Management | For | | For | For | |
| | 12. | Binding vote to approve maximum
aggregate compensation for the Board of
Directors for the period between the 2022
Annual General Meeting and the 2023
Annual General Meeting | Management | For | | For | For | |
| | 13. | Amendment to the Garmin Ltd. 2005 Equity
Incentive Plan to increase the maximum
number of shares authorized for issuance
under the Plan that may be delivered as
Restricted Shares or pursuant to
Performance Units or Restricted Stock
Units from 10 million to 12 million | Management | For | | For | For | |
| | 14. | Renewal of authorized share capital | Management | For | | For | For | |
| | MASTERCARD INCORPORATED | |
| | Security | 57636Q104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MA | | | | | | | Meeting Date | 21-Jun-2022 |
| | ISIN | US57636Q1040 | | | | | | | Agenda | 935635942 - Management | |
| | Record Date | 22-Apr-2022 | | | | | | | Holding Recon Date | 22-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1a. | Election of Director: Merit E. Janow | Management | For | | For | For | |
| | 1b. | Election of Director: Candido Bracher | Management | For | | For | For | |
| | 1c. | Election of Director: Richard K. Davis | Management | For | | For | For | |
| | 1d. | Election of Director: Julius Genachowski | Management | For | | For | For | |
| | 1e. | Election of Director: Choon Phong Goh | Management | For | | For | For | |
| | 1f. | Election of Director: Oki Matsumoto | Management | For | | For | For | |
| | 1g. | Election of Director: Michael Miebach | Management | For | | For | For | |
| | 1h. | Election of Director: Youngme Moon | Management | For | | For | For | |
| | 1i. | Election of Director: Rima Qureshi | Management | For | | For | For | |
| | 1j. | Election of Director: Gabrielle Sulzberger | Management | For | | For | For | |
| | 1k. | Election of Director: Jackson Tai | Management | For | | For | For | |
| | 1l. | Election of Director: Harit Talwar | Management | For | | For | For | |
| | 1m. | Election of Director: Lance Uggla | Management | For | | For | For | |
| | 2. | Advisory approval of Mastercard's executive
compensation. | Management | For | | For | For | |
| | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2022. | Management | For | | For | For | |
| | 4. | Approval of an amendment to Mastercard's
Certificate of Incorporation to enable
adoption of a stockholders' right to call
special meetings of stockholders. | Management | For | | For | For | |
| | 5. | Consideration of a stockholder proposal on
the right to call special meetings of
stockholders. | Shareholder | Against | | For | For | |
| | 6. | Consideration of a stockholder proposal
requesting Board approval of certain
political contributions. | Shareholder | Against | | For | For | |
| | 7. | Consideration of a stockholder proposal
requesting charitable donation disclosure. | Shareholder | Against | | For | For | |
| | 8. | Consideration of a stockholder proposal
requesting a report on "ghost guns". | Shareholder | Against | | For | For | |
| | WORKDAY, INC. | |
| | Security | 98138H101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | WDAY | | | | | | | Meeting Date | 22-Jun-2022 |
| | ISIN | US98138H1014 | | | | | | | Agenda | 935633695 - Management | |
| | Record Date | 25-Apr-2022 | | | | | | | Holding Recon Date | 25-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 21-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Lynne M. Doughtie | For | | For | For | |
| | | | 2 | Carl M. Eschenbach | For | | For | For | |
| | | | 3 | Michael M. McNamara | For | | For | For | |
| | | | 4 | Jerry Yang | For | | For | For | |
| | 2. | To ratify the appointment of Ernst & Young
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2023. | Management | For | | For | For | |
| | 3. | To approve, on an advisory basis, the
compensation of our named executive
officers as disclosed in the Proxy
Statement. | Management | Against | | Against | For | |
| | 4. | To approve the new 2022 Equity Incentive
Plan to replace our 2012 Equity Incentive
Plan. | Management | For | | For | For | |
| | 5. | To approve the Amended and Restated
2012 Employee Stock Purchase Plan. | Management | For | | For | For | |
| | THE KROGER CO. | |
| | Security | 501044101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | KR | | | | | | | Meeting Date | 23-Jun-2022 |
| | ISIN | US5010441013 | | | | | | | Agenda | 935647416 - Management | |
| | Record Date | 25-Apr-2022 | | | | | | | Holding Recon Date | 25-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Nora A. Aufreiter | For | | For | For | |
| | | | 2 | Kevin M. Brown | For | | For | For | |
| | | | 3 | Elaine L. Chao | For | | For | For | |
| | | | 4 | Anne Gates | For | | For | For | |
| | | | 5 | Karen M. Hoguet | For | | For | For | |
| | | | 6 | W. Rodney McMullen | For | | For | For | |
| | | | 7 | Clyde R. Moore | For | | For | For | |
| | | | 8 | Ronald L. Sargent | For | | For | For | |
| | | | 9 | J. Amanda Sourry Knox | For | | For | For | |
| | | | 10 | Mark S. Sutton | For | | For | For | |
| | | | 11 | Ashok Vemuri | For | | For | For | |
| | 2. | To approve our executive compensation, on
an advisory basis | Management | For | | For | For | |
| | 3. | To ratify the selection of our independent
auditor for fiscal year 2022 | Management | For | | For | For | |
| | 4. | To approve additional shares under the
2019 Long-Term Incentive Plan | Management | For | | For | For | |
| | 5. | Shareholder Proposal - Recyclability of
Packaging | Shareholder | Against | | For | For | |
| | 6. | Shareholder Proposal - Report on
Protection of Farmworkers | Shareholder | Against | | For | For | |
| | 7. | Shareholder Proposal - Report on
Elimination of HFCs | Shareholder | Against | | For | For | |
| | 8. | Shareholder Proposal - Report on
Workforce Strategy | Shareholder | For | | Against | For | |
| | DELL TECHNOLOGIES INC. | |
| | Security | 24703L202 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DELL | | | | | | | Meeting Date | 27-Jun-2022 |
| | ISIN | US24703L2025 | | | | | | | Agenda | 935647492 - Management | |
| | Record Date | 28-Apr-2022 | | | | | | | Holding Recon Date | 28-Apr-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Michael S. Dell* | For | | For | For | |
| | | | 2 | David W. Dorman* | For | | For | For | |
| | | | 3 | Egon Durban* | Withheld | | Against | For | |
| | | | 4 | David Grain* | For | | For | For | |
| | | | 5 | William D. Green* | For | | For | For | |
| | | | 6 | Simon Patterson* | For | | For | For | |
| | | | 7 | Lynn V. Radakovich* | For | | For | For | |
| | | | 8 | Ellen J. Kullman# | For | | For | For | |
| | 2. | Ratification of the appointment of
PricewaterhouseCoopers LLP as Dell
Technologies Inc.'s independent registered
public accounting firm for fiscal year ending
February 3, 2023. | Management | For | | For | For | |
| | 3. | Approval, on an advisory basis, of the
compensation of Dell Technologies Inc.'s
named executive officers as disclosed in
the proxy statement. | Management | Against | | Against | For | |
| | 4. | Adoption of Sixth Amended and Restated
Certificate of Incorporation of Dell
Technologies Inc. as disclosed in the proxy
statement. | Management | Against | | Against | For | |
| | CROWDSTRIKE HOLDINGS, INC. | |
| | Security | 22788C105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CRWD | | | | | | | Meeting Date | 29-Jun-2022 |
| | ISIN | US22788C1053 | | | | | | | Agenda | 935648622 - Management | |
| | Record Date | 02-May-2022 | | | | | | | Holding Recon Date | 02-May-2022 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 28-Jun-2022 |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Cary J. Davis | For | | For | For | |
| | | | 2 | George Kurtz | For | | For | For | |
| | | | 3 | Laura J. Schumacher | For | | For | For | |
| | 2. | To ratify the selection of
PricewaterhouseCoopers LLP as
CrowdStrike's independent registered public
accounting firm for its fiscal year ending
January 31, 2023. | Management | For | | For | For | |
No votes have been cast on securities held by the Spirit of America Municipal Tax Free Bond Fund during the reporting period (July 1, 2021 – June 30, 2022).
| Vote Summary |
| BLACKSTONE MORTGAGE TRUST, INC. | | | | |
| Security | 09257W100 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | BXMT | | | | | | | | | | Meeting Date | | 07-Jul-2021 | | |
| ISIN | US09257W1009 | | | | | | | | | | Agenda | | 935405983 - Management | | |
| Record Date | 09-Apr-2021 | | | | | | | | | | Holding Recon Date | | 09-Apr-2021 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 06-Jul-2021 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1 | DIRECTOR | Management | | | | | | | | |
| | | | 1 | Michael B. Nash | For | | For | | For | | | |
| | | | 2 | Katharine A. Keenan | For | | For | | For | | | |
| | | | 3 | Leonard W. Cotton | For | | For | | For | | | |
| | | | 4 | Thomas E. Dobrowski | For | | For | | For | | | |
| | | | 5 | Martin L. Edelman | For | | For | | For | | | |
| | | | 6 | Henry N. Nassau | For | | For | | For | | | |
| | | | 7 | Jonathan L. Pollack | For | | For | | For | | | |
| | | | 8 | Lynne B. Sagalyn | For | | For | | For | | | |
| 2 | Ratify the appointment of Deloitte & Touche
LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021. | Management | For | | For | | For | | | |
| 3 | Advisory Vote on Executive Compensation:
To approve in a non- binding, advisory vote,
the compensation paid to our named
executive officers. | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 3,207 | | | 0 | | 14-Jun-2021 | 14-Jun-2021 |
| MICROSOFT CORPORATION | | | | |
| Security | 594918104 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | MSFT | | | | | | | | | | Meeting Date | | 30-Nov-2021 | | |
| ISIN | US5949181045 | | | | | | | | | | Agenda | | 935505480 - Management | | |
| Record Date | 30-Sep-2021 | | | | | | | | | | Holding Recon Date | | 30-Sep-2021 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 29-Nov-2021 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: Reid G. Hoffman | Management | For | | For | | For | | | |
| 1B. | Election of Director: Hugh F. Johnston | Management | For | | For | | For | | | |
| 1C. | Election of Director: Teri L. List | Management | For | | For | | For | | | |
| 1D. | Election of Director: Satya Nadella | Management | For | | For | | For | | | |
| 1E. | Election of Director: Sandra E. Peterson | Management | For | | For | | For | | | |
| 1F. | Election of Director: Penny S. Pritzker | Management | For | | For | | For | | | |
| 1G. | Election of Director: Carlos A. Rodriguez | Management | For | | For | | For | | | |
| 1H. | Election of Director: Charles W. Scharf | Management | For | | For | | For | | | |
| 1I. | Election of Director: John W. Stanton | Management | For | | For | | For | | | |
| 1J. | Election of Director: John W. Thompson | Management | For | | For | | For | | | |
| 1K. | Election of Director: Emma N. Walmsley | Management | For | | For | | For | | | |
| 1L. | Election of Director: Padmasree Warrior | Management | For | | For | | For | | | |
| 2. | Advisory vote to approve named executive
officer compensation. | Management | For | | For | | For | | | |
| 3. | Approve Employee Stock Purchase Plan. | Management | For | | For | | For | | | |
| 4. | Ratification of the Selection of Deloitte &
Touche LLP as our Independent Auditor for
Fiscal Year 2022. | Management | For | | For | | For | | | |
| 5. | Shareholder Proposal - Report on median
pay gaps across race and gender. | Shareholder | Against | | For | | For | | | |
| 6. | Shareholder Proposal - Report on
effectiveness of workplace sexual
harassment policies. | Shareholder | For | | Against | | For | | | |
| 7. | Shareholder Proposal - Prohibition on sales
of facial recognition technology to all
government entities. | Shareholder | Against | | For | | For | | | |
| 8. | Shareholder Proposal - Report on
implementation of the Fair Chance
Business Pledge. | Shareholder | Against | | For | | For | | | |
| 9. | Shareholder Proposal - Report on how
lobbying activities align with company
policies. | Shareholder | Against | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 2,000 | | | 0 | | 11-Nov-2021 | 11-Nov-2021 |
| VISA INC. | | | | |
| Security | 92826C839 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | V | | | | | | | | | | Meeting Date | | 25-Jan-2022 | | |
| ISIN | US92826C8394 | | | | | | | | | | Agenda | | 935531550 - Management | | |
| Record Date | 26-Nov-2021 | | | | | | | | | | Holding Recon Date | | 26-Nov-2021 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 24-Jan-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: Lloyd A. Carney | Management | For | | For | | For | | | |
| 1B. | Election of Director: Mary B. Cranston | Management | For | | For | | For | | | |
| 1C. | Election of Director: Francisco Javier
Fernández-Carbajal | Management | For | | For | | For | | | |
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | | For | | For | | | |
| 1E. | Election of Director: Ramon Laguarta | Management | For | | For | | For | | | |
| 1F. | Election of Director: John F. Lundgren | Management | For | | For | | For | | | |
| 1G. | Election of Director: Robert W. Matschullat | Management | For | | For | | For | | | |
| 1H. | Election of Director: Denise M. Morrison | Management | For | | For | | For | | | |
| 1I. | Election of Director: Linda J. Rendle | Management | For | | For | | For | | | |
| 1J. | Election of Director: Maynard G. Webb, Jr. | Management | For | | For | | For | | | |
| 2. | To approve, on an advisory basis, the
compensation paid to our named executive
officers. | Management | For | | For | | For | | | |
| 3. | To ratify the appointment of KPMG LLP as
our independent registered public
accounting firm for fiscal year 2022. | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 350 | | | 0 | | 28-Dec-2021 | 28-Dec-2021 |
| DEERE & COMPANY | | | | |
| Security | 244199105 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | DE | | | | | | | | | | Meeting Date | | 23-Feb-2022 | | |
| ISIN | US2441991054 | | | | | | | | | | Agenda | | 935540977 - Management | | |
| Record Date | 31-Dec-2021 | | | | | | | | | | Holding Recon Date | | 31-Dec-2021 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 22-Feb-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: Leanne G. Caret | Management | For | | For | | For | | | |
| 1B. | Election of Director: Tamra A. Erwin | Management | For | | For | | For | | | |
| 1C. | Election of Director: Alan C. Heuberger | Management | For | | For | | For | | | |
| 1D. | Election of Director: Charles O. Holliday, Jr. | Management | For | | For | | For | | | |
| 1E. | Election of Director: Michael O. Johanns | Management | For | | For | | For | | | |
| 1F. | Election of Director: Clayton M. Jones | Management | For | | For | | For | | | |
| 1G. | Election of Director: John C. May | Management | For | | For | | For | | | |
| 1H. | Election of Director: Gregory R. Page | Management | For | | For | | For | | | |
| 1I. | Election of Director: Sherry M. Smith | Management | For | | For | | For | | | |
| 1J. | Election of Director: Dmitri L. Stockton | Management | For | | For | | For | | | |
| 1K. | Election of Director: Sheila G. Talton | Management | For | | For | | For | | | |
| 2. | Advisory vote on executive compensation. | Management | For | | For | | For | | | |
| 3. | Ratification of the appointment of Deloitte &
Touche LLP as Deere's independent
registered public accounting firm for fiscal
2022. | Management | For | | For | | For | | | |
| 4. | Approval of the Nonemployee Director
Stock Ownership Plan. | Management | For | | For | | For | | | |
| 5. | Shareholder Proposal - Special
Shareholder Meeting Improvement. | Shareholder | For | | Against | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 1,150 | | | 0 | | 02-Feb-2022 | 02-Feb-2022 |
| APPLE INC. | | | | |
| Security | 037833100 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | AAPL | | | | | | | | | | Meeting Date | | 04-Mar-2022 | | |
| ISIN | US0378331005 | | | | | | | | | | Agenda | | 935541549 - Management | | |
| Record Date | 03-Jan-2022 | | | | | | | | | | Holding Recon Date | | 03-Jan-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 03-Mar-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: James Bell | Management | For | | For | | For | | | |
| 1B. | Election of Director: Tim Cook | Management | For | | For | | For | | | |
| 1C. | Election of Director: Al Gore | Management | For | | For | | For | | | |
| 1D. | Election of Director: Alex Gorsky | Management | For | | For | | For | | | |
| 1E. | Election of Director: Andrea Jung | Management | For | | For | | For | | | |
| 1F. | Election of Director: Art Levinson | Management | For | | For | | For | | | |
| 1G. | Election of Director: Monica Lozano | Management | For | | For | | For | | | |
| 1H. | Election of Director: Ron Sugar | Management | For | | For | | For | | | |
| 1I. | Election of Director: Sue Wagner | Management | For | | For | | For | | | |
| 2. | Ratification of the appointment of Ernst &
Young LLP as Apple's independent
registered public accounting firm for fiscal
2022. | Management | For | | For | | For | | | |
| 3. | Advisory vote to approve executive
compensation. | Management | For | | For | | For | | | |
| 4. | Approval of the Apple Inc. 2022 Employee
Stock Plan. | Management | For | | For | | For | | | |
| 5. | A shareholder proposal entitled
"Reincorporate with Deeper Purpose". | Shareholder | Against | | For | | For | | | |
| 6. | A shareholder proposal entitled
"Transparency Reports". | Shareholder | Against | | For | | For | | | |
| 7. | A shareholder proposal entitled "Report on
Forced Labor". | Shareholder | Against | | For | | For | | | |
| 8. | A shareholder proposal entitled "Pay
Equity". | Shareholder | Against | | For | | For | | | |
| 9. | A shareholder proposal entitled "Civil Rights
Audit". | Shareholder | For | | Against | | For | | | |
| 10. | A shareholder proposal entitled "Report on
Concealment Clauses". | Shareholder | For | | Against | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 3,250 | | | 0 | | 14-Feb-2022 | 14-Feb-2022 |
| MORGAN STANLEY INSTITUTIONAL LIQUIDITY | | | | |
| Security | 61747C707 | | | | | | | | | | Meeting Type | | Special | | |
| Ticker Symbol | MVRXX | | | | | | | | | | Meeting Date | | 31-Mar-2022 | | |
| ISIN | US61747C7074 | | | | | | | | | | Agenda | | 935543391 - Management | | |
| Record Date | 27-Dec-2021 | | | | | | | | | | Holding Recon Date | | 27-Dec-2021 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 30-Mar-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1. | DIRECTOR | Management | | | | | | | | |
| | | | 1 | Nancy C. Everett | For | | For | | For | | | |
| | | | 2 | Jakki L. Haussler | For | | For | | For | | | |
| | | | 3 | Patricia A. Maleski | For | | For | | For | | | |
| | | | 4 | Frances L. Cashman | For | | For | | For | | | |
| | | | 5 | Eddie A. Grier | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 936,045 | | | 0 | | 02-Feb-2022 | 02-Feb-2022 |
| FIFTH THIRD BANCORP | | | | |
| Security | 316773100 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | FITB | | | | | | | | | | Meeting Date | | 12-Apr-2022 | | |
| ISIN | US3167731005 | | | | | | | | | | Agenda | | 935553556 - Management | | |
| Record Date | 18-Feb-2022 | | | | | | | | | | Holding Recon Date | | 18-Feb-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 11-Apr-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director until 2023 Annual
meeting: Nicholas K. Akins | Management | For | | For | | For | | | |
| 1B. | Election of Director until 2023 Annual
meeting: B. Evan Bayh, III | Management | For | | For | | For | | | |
| 1C. | Election of Director until 2023 Annual
meeting: Jorge L. Benitez | Management | For | | For | | For | | | |
| 1D. | Election of Director until 2023 Annual
meeting: Katherine B. Blackburn | Management | For | | For | | For | | | |
| 1E. | Election of Director until 2023 Annual
meeting: Emerson L. Brumback | Management | For | | For | | For | | | |
| 1F. | Election of Director until 2023 Annual
meeting: Greg D. Carmichael | Management | For | | For | | For | | | |
| 1G. | Election of Director until 2023 Annual
meeting: Linda W. Clement-Holmes | Management | For | | For | | For | | | |
| 1H. | Election of Director until 2023 Annual
meeting: C. Bryan Daniels | Management | For | | For | | For | | | |
| 1I. | Election of Director until 2023 Annual
meeting: Mitchell S. Feiger | Management | For | | For | | For | | | |
| 1J. | Election of Director until 2023 Annual
meeting: Thomas H. Harvey | Management | For | | For | | For | | | |
| 1K. | Election of Director until 2023 Annual
meeting: Gary R. Heminger | Management | For | | For | | For | | | |
| 1L. | Election of Director until 2023 Annual
meeting: Jewell D. Hoover | Management | For | | For | | For | | | |
| 1M. | Election of Director until 2023 Annual
meeting: Eileen A. Mallesch | Management | For | | For | | For | | | |
| 1N. | Election of Director until 2023 Annual
meeting: Michael B. McCallister | Management | For | | For | | For | | | |
| 1O. | Election of Director until 2023 Annual
meeting: Marsha C. Williams | Management | For | | For | | For | | | |
| 2. | Ratification of the appointment of Deloitte &
Touche LLP to serve as the independent
external audit firm for the Company for the
year 2022. | Management | For | | For | | For | | | |
| 3. | An advisory vote on approval of Company's
compensation of its named executive
officers. | Management | For | | For | | For | | | |
| 4. | Approval of an amendment to the Fifth
Third Bancorp Code of Regulations to
establish the exclusive jurisdiction of federal
courts for actions brought under the
Securities Act of 1933, as amended. | Management | Against | | Against | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 3,400 | | | 0 | | 21-Mar-2022 | 21-Mar-2022 |
| LENNAR CORPORATION | | | | |
| Security | 526057104 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | LEN | | | | | | | | | | Meeting Date | | 12-Apr-2022 | | |
| ISIN | US5260571048 | | | | | | | | | | Agenda | | 935554774 - Management | | |
| Record Date | 15-Feb-2022 | | | | | | | | | | Holding Recon Date | | 15-Feb-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 11-Apr-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director to serve until the 2023
Annual Meeting: Amy Banse | Management | For | | For | | For | | | |
| 1B. | Election of Director to serve until the 2023
Annual Meeting: Rick Beckwitt | Management | For | | For | | For | | | |
| 1C. | Election of Director to serve until the 2023
Annual Meeting: Steven L. Gerard | Management | For | | For | | For | | | |
| 1D. | Election of Director to serve until the 2023
Annual Meeting: Tig Gilliam | Management | For | | For | | For | | | |
| 1E. | Election of Director to serve until the 2023
Annual Meeting: Sherrill W. Hudson | Management | For | | For | | For | | | |
| 1F. | Election of Director to serve until the 2023
Annual Meeting: Jonathan M. Jaffe | Management | For | | For | | For | | | |
| 1G. | Election of Director to serve until the 2023
Annual Meeting: Sidney Lapidus | Management | For | | For | | For | | | |
| 1H. | Election of Director to serve until the 2023
Annual Meeting: Teri P. McClure | Management | For | | For | | For | | | |
| 1I. | Election of Director to serve until the 2023
Annual Meeting: Stuart Miller | Management | For | | For | | For | | | |
| 1J. | Election of Director to serve until the 2023
Annual Meeting: Armando Olivera | Management | For | | For | | For | | | |
| 1K. | Election of Director to serve until the 2023
Annual Meeting: Jeffrey Sonnenfeld | Management | For | | For | | For | | | |
| 2. | Approval, on an advisory basis, of the
compensation of our named executive
officers. | Management | Against | | Against | | For | | | |
| 3. | Ratification of the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending November 30, 2022. | Management | For | | For | | For | | | |
| 4. | Approval of the Lennar Corporation 2016
Equity Incentive Plan, as Amended and
Restated. | Management | For | | For | | For | | | |
| 5. | Approval of a stockholder proposal to
reduce the common stock ownership
threshold to call a special meeting. | Shareholder | For | | Against | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 2,800 | | | 0 | | 19-Mar-2022 | 19-Mar-2022 |
| DOW INC. | | | | |
| Security | 260557103 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | DOW | | | | | | | | | | Meeting Date | | 14-Apr-2022 | | |
| ISIN | US2605571031 | | | | | | | | | | Agenda | | 935554736 - Management | | |
| Record Date | 18-Feb-2022 | | | | | | | | | | Holding Recon Date | | 18-Feb-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 13-Apr-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: Samuel R. Allen | Management | For | | For | | For | | | |
| 1B. | Election of Director: Gaurdie Banister Jr. | Management | For | | For | | For | | | |
| 1C. | Election of Director: Wesley G. Bush | Management | For | | For | | For | | | |
| 1D. | Election of Director: Richard K. Davis | Management | For | | For | | For | | | |
| 1E. | Election of Director: Jerri DeVard | Management | For | | For | | For | | | |
| 1F. | Election of Director: Debra L. Dial | Management | For | | For | | For | | | |
| 1G. | Election of Director: Jeff M. Fettig | Management | For | | For | | For | | | |
| 1H. | Election of Director: Jim Fitterling | Management | For | | For | | For | | | |
| 1I. | Election of Director: Jacqueline C. Hinman | Management | For | | For | | For | | | |
| 1J. | Election of Director: Luis Alberto Moreno | Management | For | | For | | For | | | |
| 1K. | Election of Director: Jill S. Wyant | Management | For | | For | | For | | | |
| 1L. | Election of Director: Daniel W. Yohannes | Management | For | | For | | For | | | |
| 2. | Advisory Resolution to Approve Executive
Compensation. | Management | For | | For | | For | | | |
| 3. | Ratification of the Appointment of Deloitte &
Touche LLP as the Company's Independent
Registered Public Accounting Firm for
2022. | Management | For | | For | | For | | | |
| 4. | Stockholder Proposal - Independent Board
Chairman. | Shareholder | Against | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 1,000 | | | 0 | | 18-Mar-2022 | 18-Mar-2022 |
| MAGELLAN MIDSTREAM PARTNERS, L.P. | | | | |
| Security | 559080106 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | MMP | | | | | | | | | | Meeting Date | | 21-Apr-2022 | | |
| ISIN | US5590801065 | | | | | | | | | | Agenda | | 935554748 - Management | | |
| Record Date | 10-Feb-2022 | | | | | | | | | | Holding Recon Date | | 10-Feb-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 20-Apr-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1.1 | Election of Director: Walter R. Arnheim | Management | For | | For | | For | | | |
| 1.2 | Election of Director: Lori A. Gobillot | Management | For | | For | | For | | | |
| 1.3 | Election of Director: Edward J. Guay | Management | For | | For | | For | | | |
| 2. | Advisory Resolution to Approve Executive
Compensation | Management | For | | For | | For | | | |
| 3. | Ratification of Appointment of Independent
Registered Public Accounting Firm for 2022 | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 2,725 | | | 0 | | 16-Mar-2022 | 16-Mar-2022 |
| HONEYWELL INTERNATIONAL INC. | | | | |
| Security | 438516106 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | HON | | | | | | | | | | Meeting Date | | 25-Apr-2022 | | |
| ISIN | US4385161066 | | | | | | | | | | Agenda | | 935559510 - Management | | |
| Record Date | 25-Feb-2022 | | | | | | | | | | Holding Recon Date | | 25-Feb-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 22-Apr-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: Darius Adamczyk | Management | For | | For | | For | | | |
| 1B. | Election of Director: Duncan B. Angove | Management | For | | For | | For | | | |
| 1C. | Election of Director: William S. Ayer | Management | For | | For | | For | | | |
| 1D. | Election of Director: Kevin Burke | Management | For | | For | | For | | | |
| 1E. | Election of Director: D. Scott Davis | Management | For | | For | | For | | | |
| 1F. | Election of Director: Deborah Flint | Management | For | | For | | For | | | |
| 1G. | Election of Director: Rose Lee | Management | For | | For | | For | | | |
| 1H. | Election of Director: Grace D. Lieblein | Management | For | | For | | For | | | |
| 1I. | Election of Director: George Paz | Management | For | | For | | For | | | |
| 1J. | Election of Director: Robin L. Washington | Management | For | | For | | For | | | |
| 2. | Advisory Vote to Approve Executive
Compensation. | Management | For | | For | | For | | | |
| 3. | Approval of Appointment of Independent
Accountants. | Management | For | | For | | For | | | |
| 4. | Shareowner Proposal - Special Shareholder
Meeting Improvement. | Shareholder | Against | | For | | For | | | |
| 5. | Shareowner Proposal - Climate Lobbying
Report. | Shareholder | Against | | For | | For | | | |
| 6. | Shareowner Proposal - Environmental and
Social Due Diligence. | Shareholder | Against | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 550 | | | 0 | | 02-Apr-2022 | 02-Apr-2022 |
| THE WILLIAMS COMPANIES, INC. | | | | |
| Security | 969457100 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | WMB | | | | | | | | | | Meeting Date | | 26-Apr-2022 | | |
| ISIN | US9694571004 | | | | | | | | | | Agenda | | 935556538 - Management | | |
| Record Date | 25-Feb-2022 | | | | | | | | | | Holding Recon Date | | 25-Feb-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 25-Apr-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of director for a one-year term:
Alan S.Armstrong | Management | For | | For | | For | | | |
| 1B. | Election of director for a one-year term:
Stephen W. Bergstrom | Management | For | | For | | For | | | |
| 1C. | Election of director for a one-year term:
Nancy K. Buese | Management | For | | For | | For | | | |
| 1D. | Election of director for a one-year term:
Michael A. Creel | Management | For | | For | | For | | | |
| 1E. | Election of director for a one-year term:
Stacey H. Doré | Management | For | | For | | For | | | |
| 1F. | Election of director for a one-year term:
Richard E. Muncrief | Management | For | | For | | For | | | |
| 1G. | Election of director for a one-year term:
Peter A. Ragauss | Management | For | | For | | For | | | |
| 1H. | Election of director for a one-year term:
Rose M. Robeson | Management | For | | For | | For | | | |
| 1I. | Election of director for a one-year term:
Scott D. Sheffield | Management | For | | For | | For | | | |
| 1J. | Election of director for a one-year term:
Murray D. Smith | Management | For | | For | | For | | | |
| 1K. | Election of director for a one-year term:
William H. Spence | Management | For | | For | | For | | | |
| 1L. | Election of director for a one-year term:
Jesse J. Tyson | Management | For | | For | | For | | | |
| 2. | Ratify the selection of Ernst & Young LLP
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022. | Management | For | | For | | For | | | |
| 3. | Approve, on an advisory basis, the
compensation of our named executive
officers. | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 2,500 | | | 0 | | 30-Mar-2022 | 30-Mar-2022 |
| AMERICAN ELECTRIC POWER COMPANY, INC. | | | | |
| Security | 025537101 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | AEP | | | | | | | | | | Meeting Date | | 26-Apr-2022 | | |
| ISIN | US0255371017 | | | | | | | | | | Agenda | | 935557908 - Management | | |
| Record Date | 01-Mar-2022 | | | | | | | | | | Holding Recon Date | | 01-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 25-Apr-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: Nicholas K. Akins | Management | For | | For | | For | | | |
| 1B. | Election of Director: David J. Anderson | Management | For | | For | | For | | | |
| 1C. | Election of Director: J. Barnie Beasley, Jr. | Management | For | | For | | For | | | |
| 1D. | Election of Director: Benjamin G.S. Fowke
III | Management | For | | For | | For | | | |
| 1E. | Election of Director: Art A. Garcia | Management | For | | For | | For | | | |
| 1F. | Election of Director: Linda A. Goodspeed | Management | For | | For | | For | | | |
| 1G. | Election of Director: Sandra Beach Lin | Management | For | | For | | For | | | |
| 1H. | Election of Director: Margaret M. McCarthy | Management | For | | For | | For | | | |
| 1I. | Election of Director: Oliver G. Richard III | Management | For | | For | | For | | | |
| 1J. | Election of Director: Daryl Roberts | Management | For | | For | | For | | | |
| 1K. | Election of Director: Sara Martinez Tucker | Management | For | | For | | For | | | |
| 1L. | Election of Director: Lewis Von Thaer | Management | For | | For | | For | | | |
| 2. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022. | Management | For | | For | | For | | | |
| 3. | Amendment to the Company's Restated
Certificate of Incorporation to authorize
preferred stock. | Management | For | | For | | For | | | |
| 4. | Advisory approval of the Company's
executive compensation. | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 1,155 | | | 0 | | 24-Mar-2022 | 24-Mar-2022 |
| CITIGROUP INC. | | | | |
| Security | 172967424 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | C | | | | | | | | | | Meeting Date | | 26-Apr-2022 | | |
| ISIN | US1729674242 | | | | | | | | | | Agenda | | 935563177 - Management | | |
| Record Date | 28-Feb-2022 | | | | | | | | | | Holding Recon Date | | 28-Feb-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 25-Apr-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1a. | Election of Director: Ellen M. Costello | Management | For | | For | | For | | | |
| 1b. | Election of Director: Grace E. Dailey | Management | For | | For | | For | | | |
| 1c. | Election of Director: Barbara J. Desoer | Management | For | | For | | For | | | |
| 1d. | Election of Director: John C. Dugan | Management | For | | For | | For | | | |
| 1e. | Election of Director: Jane N. Fraser | Management | For | | For | | For | | | |
| 1f. | Election of Director: Duncan P. Hennes | Management | For | | For | | For | | | |
| 1g. | Election of Director: Peter B. Henry | Management | For | | For | | For | | | |
| 1h. | Election of Director: S. Leslie Ireland | Management | For | | For | | For | | | |
| 1i. | Election of Director: Renée J. James | Management | For | | For | | For | | | |
| 1j. | Election of Director: Gary M. Reiner | Management | For | | For | | For | | | |
| 1k. | Election of Director: Diana L. Taylor | Management | For | | For | | For | | | |
| 1l. | Election of Director: James S. Turley | Management | For | | For | | For | | | |
| 2. | Proposal to ratify the selection of KPMG
LLP as Citi's independent registered public
accountants for 2022. | Management | For | | For | | For | | | |
| 3. | Advisory vote to approve our 2021
Executive Compensation. | Management | Against | | Against | | For | | | |
| 4. | Approval of additional shares for the
Citigroup 2019 Stock Incentive Plan. | Management | For | | For | | For | | | |
| 5. | Stockholder proposal requesting a
Management Pay Clawback policy. | Shareholder | Against | | For | | For | | | |
| 6. | Stockholder proposal requesting an
Independent Board Chairman. | Shareholder | Against | | For | | For | | | |
| 7. | Stockholder Proposal requesting a report
on the effectiveness of Citi's policies and
practices in respecting Indigenous Peoples'
rights in Citi's existing and proposed
financing. | Shareholder | Against | | For | | For | | | |
| 8. | Stockholder Proposal requesting that the
Board adopt a policy to end new fossil fuel
financing. | Shareholder | Against | | For | | For | | | |
| 9. | Stockholder proposal requesting a non-
discrimination audit analyzing the
Company's impacts on civil rights and non-
discrimination for all Americans. | Shareholder | Against | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 3,500 | | | 0 | | 30-Mar-2022 | 30-Mar-2022 |
| STARWOOD PROPERTY TRUST, INC. | | | | |
| Security | 85571B105 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | STWD | | | | | | | | | | Meeting Date | | 28-Apr-2022 | | |
| ISIN | US85571B1052 | | | | | | | | | | Agenda | | 935565587 - Management | | |
| Record Date | 02-Mar-2022 | | | | | | | | | | Holding Recon Date | | 02-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 27-Apr-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1. | DIRECTOR | Management | | | | | | | | |
| | | | 1 | Richard D. Bronson | For | | For | | For | | | |
| | | | 2 | Jeffrey G. Dishner | For | | For | | For | | | |
| | | | 3 | Camille J. Douglas | For | | For | | For | | | |
| | | | 4 | Solomon J. Kumin | For | | For | | For | | | |
| | | | 5 | Fred Perpall | For | | For | | For | | | |
| | | | 6 | Fred S. Ridley | For | | For | | For | | | |
| | | | 7 | Barry S. Sternlicht | For | | For | | For | | | |
| | | | 8 | Strauss Zelnick | For | | For | | For | | | |
| 2. | The approval on an advisory basis of the
Company's executive compensation. | Management | Against | | Against | | For | | | |
| 3. | The approval of the Starwood Property
Trust, Inc. Employee Stock Purchase Plan. | Management | For | | For | | For | | | |
| 4. | The approval of the Starwood Property
Trust, Inc. 2022 Manager Equity Plan. | Management | For | | For | | For | | | |
| 5. | The approval of the Starwood Property
Trust, Inc. 2022 Equity Plan. | Management | For | | For | | For | | | |
| 6. | The ratification of Deloitte & Touche LLP as
the Company's independent registered
public accounting firm for the calendar year
ending December 31, 2022. | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 4,175 | | | 0 | | 02-Apr-2022 | 02-Apr-2022 |
| TERRENO REALTY CORPORATION | | | | |
| Security | 88146M101 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | TRNO | | | | | | | | | | Meeting Date | | 03-May-2022 | | |
| ISIN | US88146M1018 | | | | | | | | | | Agenda | | 935565892 - Management | | |
| Record Date | 04-Mar-2022 | | | | | | | | | | Holding Recon Date | | 04-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 02-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: W. Blake Baird | Management | For | | For | | For | | | |
| 1B. | Election of Director: Michael A. Coke | Management | For | | For | | For | | | |
| 1C. | Election of Director: Linda Assante | Management | For | | For | | For | | | |
| 1D. | Election of Director: LeRoy E. Carlson | Management | For | | For | | For | | | |
| 1E. | Election of Director: David M. Lee | Management | For | | For | | For | | | |
| 1F. | Election of Director: Douglas M. Pasquale | Management | For | | For | | For | | | |
| 1G. | Election of Director: Dennis Polk | Management | For | | For | | For | | | |
| 2. | Adoption of a resolution to approve, on a
non-binding advisory basis, the
compensation of certain executives, as
more fully described in the proxy statement. | Management | For | | For | | For | | | |
| 3. | Ratification of the appointment of Ernst &
Young LLP as our independent registered
certified public accounting firm for the 2022
fiscal year. | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 7,000 | | | 0 | | 30-Mar-2022 | 30-Mar-2022 |
| PROLOGIS, INC. | | | | |
| Security | 74340W103 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | PLD | | | | | | | | | | Meeting Date | | 04-May-2022 | | |
| ISIN | US74340W1036 | | | | | | | | | | Agenda | | 935572380 - Management | | |
| Record Date | 07-Mar-2022 | | | | | | | | | | Holding Recon Date | | 07-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 03-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: Hamid R. Moghadam | Management | For | | For | | For | | | |
| 1B. | Election of Director: Cristina G. Bita | Management | For | | For | | For | | | |
| 1C. | Election of Director: George L. Fotiades | Management | For | | For | | For | | | |
| 1D. | Election of Director: Lydia H. Kennard | Management | For | | For | | For | | | |
| 1E. | Election of Director: Irving F. Lyons III | Management | For | | For | | For | | | |
| 1F. | Election of Director: Avid Modjtabai | Management | For | | For | | For | | | |
| 1G. | Election of Director: David P. O'Connor | Management | For | | For | | For | | | |
| 1H. | Election of Director: Olivier Piani | Management | For | | For | | For | | | |
| 1I. | Election of Director: Jeffrey L. Skelton | Management | For | | For | | For | | | |
| 1J. | Election of Director: Carl B. Webb | Management | For | | For | | For | | | |
| 1K. | Election of Director: William D. Zollars | Management | For | | For | | For | | | |
| 2. | Advisory Vote to Approve the Company's
Executive Compensation for 2021 | Management | Against | | Against | | For | | | |
| 3. | Ratification of the Appointment of KPMG
LLP as the Company's Independent
Registered Public Accounting Firm for the
Year 2022 | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 3,000 | | | 0 | | 13-Apr-2022 | 13-Apr-2022 |
| DUKE ENERGY CORPORATION | | | | |
| Security | 26441C204 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | DUK | | | | | | | | | | Meeting Date | | 05-May-2022 | | |
| ISIN | US26441C2044 | | | | | | | | | | Agenda | | 935564838 - Management | | |
| Record Date | 07-Mar-2022 | | | | | | | | | | Holding Recon Date | | 07-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 04-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1. | DIRECTOR | Management | | | | | | | | |
| | | | 1 | Derrick Burks | For | | For | | For | | | |
| | | | 2 | Annette K. Clayton | For | | For | | For | | | |
| | | | 3 | Theodore F. Craver, Jr. | For | | For | | For | | | |
| | | | 4 | Robert M. Davis | For | | For | | For | | | |
| | | | 5 | Caroline Dorsa | For | | For | | For | | | |
| | | | 6 | W. Roy Dunbar | For | | For | | For | | | |
| | | | 7 | Nicholas C. Fanandakis | For | | For | | For | | | |
| | | | 8 | Lynn J. Good | For | | For | | For | | | |
| | | | 9 | John T. Herron | For | | For | | For | | | |
| | | | 10 | Idalene F. Kesner | For | | For | | For | | | |
| | | | 11 | E. Marie McKee | For | | For | | For | | | |
| | | | 12 | Michael J. Pacilio | For | | For | | For | | | |
| | | | 13 | Thomas E. Skains | For | | For | | For | | | |
| | | | 14 | William E. Webster, Jr. | For | | For | | For | | | |
| 2. | Ratification of Deloitte & Touche LLP as
Duke Energy's independent registered
public accounting firm for 2022 | Management | For | | For | | For | | | |
| 3. | Advisory vote to approve Duke Energy's
named executive officer compensation | Management | For | | For | | For | | | |
| 4. | Shareholder proposal regarding
shareholder right to call for a special
shareholder meeting | Shareholder | Against | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 1,000 | | | 0 | | 13-Apr-2022 | 13-Apr-2022 |
| ABBVIE INC. | | | | |
| Security | 00287Y109 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | ABBV | | | | | | | | | | Meeting Date | | 06-May-2022 | | |
| ISIN | US00287Y1091 | | | | | | | | | | Agenda | | 935568141 - Management | | |
| Record Date | 07-Mar-2022 | | | | | | | | | | Holding Recon Date | | 07-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 05-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1. | DIRECTOR | Management | | | | | | | | |
| | | | 1 | William H.L. Burnside | For | | For | | For | | | |
| | | | 2 | Thomas C. Freyman | For | | For | | For | | | |
| | | | 3 | Brett J. Hart | For | | For | | For | | | |
| | | | 4 | Edward J. Rapp | For | | For | | For | | | |
| 2. | Ratification of Ernst & Young LLP as
AbbVie's independent registered public
accounting firm for 2022 | Management | For | | For | | For | | | |
| 3. | Say on Pay - An advisory vote on the
approval of executive compensation | Management | For | | For | | For | | | |
| 4. | Approval of a management proposal
regarding amendment of the certificate of
incorporation to eliminate supermajority
voting | Management | For | | For | | For | | | |
| 5. | Stockholder Proposal - to Adopt a Policy to
Require Independent Chairman | Shareholder | Against | | For | | For | | | |
| 6. | Stockholder Proposal - to Seek Shareholder
Approval of Certain Termination Pay
Arrangements | Shareholder | For | | Against | | For | | | |
| 7. | Stockholder Proposal - to Issue a Report on
Board Oversight of Competition Practices | Shareholder | Against | | For | | For | | | |
| 8. | Stockholder Proposal - to Issue an Annual
Report on Political Spending | Shareholder | Against | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 4,000 | | | 0 | | 19-Apr-2022 | 19-Apr-2022 |
| UBER TECHNOLOGIES, INC. | | | | |
| Security | 90353T100 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | UBER | | | | | | | | | | Meeting Date | | 09-May-2022 | | |
| ISIN | US90353T1007 | | | | | | | | | | Agenda | | 935579067 - Management | | |
| Record Date | 14-Mar-2022 | | | | | | | | | | Holding Recon Date | | 14-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 06-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: Ronald Sugar | Management | For | | For | | For | | | |
| 1B. | Election of Director: Revathi Advaithi | Management | For | | For | | For | | | |
| 1C. | Election of Director: Ursula Burns | Management | For | | For | | For | | | |
| 1D. | Election of Director: Robert Eckert | Management | For | | For | | For | | | |
| 1E. | Election of Director: Amanda Ginsberg | Management | For | | For | | For | | | |
| 1F. | Election of Director: Dara Khosrowshahi | Management | For | | For | | For | | | |
| 1G. | Election of Director: Wan Ling Martello | Management | For | | For | | For | | | |
| 1H. | Election of Director: Yasir Al-Rumayyan | Management | For | | For | | For | | | |
| 1I. | Election of Director: John Thain | Management | For | | For | | For | | | |
| 1J. | Election of Director: David Trujillo | Management | For | | For | | For | | | |
| 1K. | Election of Director: Alexander Wynaendts | Management | For | | For | | For | | | |
| 2. | Advisory vote to approve 2021 named
executive officer compensation. | Management | For | | For | | For | | | |
| 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2022. | Management | For | | For | | For | | | |
| 4. | Stockholder proposal to prepare an annual
report on lobbying activities. | Shareholder | Against | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 4,000 | | | 0 | | 19-Apr-2022 | 19-Apr-2022 |
| KINDER MORGAN, INC. | | | | |
| Security | 49456B101 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | KMI | | | | | | | | | | Meeting Date | | 11-May-2022 | | |
| ISIN | US49456B1017 | | | | | | | | | | Agenda | | 935579574 - Management | | |
| Record Date | 14-Mar-2022 | | | | | | | | | | Holding Recon Date | | 14-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 10-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director for a one year term
expiring in 2023: Richard D. Kinder | Management | For | | For | | For | | | |
| 1B. | Election of Director for a one year term
expiring in 2023: Steven J. Kean | Management | For | | For | | For | | | |
| 1C. | Election of Director for a one year term
expiring in 2023: Kimberly A. Dang | Management | For | | For | | For | | | |
| 1D. | Election of Director for a one year term
expiring in 2023: Ted A. Gardner | Management | For | | For | | For | | | |
| 1E. | Election of Director for a one year term
expiring in 2023: Anthony W. Hall, Jr. | Management | For | | For | | For | | | |
| 1F. | Election of Director for a one year term
expiring in 2023: Gary L. Hultquist | Management | For | | For | | For | | | |
| 1G. | Election of Director for a one year term
expiring in 2023: Ronald L. Kuehn, Jr. | Management | For | | For | | For | | | |
| 1H. | Election of Director for a one year term
expiring in 2023: Deborah A. Macdonald | Management | For | | For | | For | | | |
| 1I. | Election of Director for a one year term
expiring in 2023: Michael C. Morgan | Management | For | | For | | For | | | |
| 1J. | Election of Director for a one year term
expiring in 2023: Arthur C. Reichstetter | Management | For | | For | | For | | | |
| 1K. | Election of Director for a one year term
expiring in 2023: C. Park Shaper | Management | For | | For | | For | | | |
| 1L. | Election of Director for a one year term
expiring in 2023: William A. Smith | Management | For | | For | | For | | | |
| 1M. | Election of Director for a one year term
expiring in 2023: Joel V. Staff | Management | For | | For | | For | | | |
| 1N. | Election of Director for a one year term
expiring in 2023: Robert F. Vagt | Management | For | | For | | For | | | |
| 1O. | Election of Director for a one year term
expiring in 2023: Perry M. Waughtal | Management | For | | For | | For | | | |
| 2. | Ratification of the selection of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2022. | Management | For | | For | | For | | | |
| 3. | Approval, on an advisory basis, of the
compensation of our named executive
officers, as disclosed in the Proxy
Statement. | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 7,500 | | | 0 | | 19-Apr-2022 | 19-Apr-2022 |
| VERIZON COMMUNICATIONS INC. | | | | |
| Security | 92343V104 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | VZ | | | | | | | | | | Meeting Date | | 12-May-2022 | | |
| ISIN | US92343V1044 | | | | | | | | | | Agenda | | 935575704 - Management | | |
| Record Date | 14-Mar-2022 | | | | | | | | | | Holding Recon Date | | 14-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 11-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1a. | Election of Director: Shellye Archambeau | Management | For | | For | | For | | | |
| 1b. | Election of Director: Roxanne Austin | Management | For | | For | | For | | | |
| 1c. | Election of Director: Mark Bertolini | Management | For | | For | | For | | | |
| 1d. | Election of Director: Melanie Healey | Management | For | | For | | For | | | |
| 1e. | Election of Director: Laxman Narasimhan | Management | For | | For | | For | | | |
| 1f. | Election of Director: Clarence Otis, Jr. | Management | For | | For | | For | | | |
| 1g. | Election of Director: Daniel Schulman | Management | For | | For | | For | | | |
| 1h. | Election of Director: Rodney Slater | Management | For | | For | | For | | | |
| 1i. | Election of Director: Carol Tomé | Management | For | | For | | For | | | |
| 1j. | Election of Director: Hans Vestberg | Management | For | | For | | For | | | |
| 1k. | Election of Director: Gregory Weaver | Management | For | | For | | For | | | |
| 2. | Advisory vote to approve executive
compensation | Management | For | | For | | For | | | |
| 3. | Ratification of appointment of independent
registered public accounting firm | Management | For | | For | | For | | | |
| 4. | Report on charitable contributions | Shareholder | Against | | For | | For | | | |
| 5. | Amend clawback policy | Shareholder | Against | | For | | For | | | |
| 6. | Shareholder ratification of annual equity
awards | Shareholder | Against | | For | | For | | | |
| 7. | Business operations in China | Shareholder | Against | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 5,000 | | | 0 | | 23-Apr-2022 | 23-Apr-2022 |
| JPMORGAN CHASE & CO. | | | | |
| Security | 46625H100 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | JPM | | | | | | | | | | Meeting Date | | 17-May-2022 | | |
| ISIN | US46625H1005 | | | | | | | | | | Agenda | | 935580515 - Management | | |
| Record Date | 18-Mar-2022 | | | | | | | | | | Holding Recon Date | | 18-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 16-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1a. | Election of Director: Linda B. Bammann | Management | For | | For | | For | | | |
| 1b. | Election of Director: Stephen B. Burke | Management | For | | For | | For | | | |
| 1c. | Election of Director: Todd A. Combs | Management | For | | For | | For | | | |
| 1d. | Election of Director: James S. Crown | Management | For | | For | | For | | | |
| 1e. | Election of Director: James Dimon | Management | For | | For | | For | | | |
| 1f. | Election of Director: Timothy P. Flynn | Management | For | | For | | For | | | |
| 1g. | Election of Director: Mellody Hobson | Management | For | | For | | For | | | |
| 1h. | Election of Director: Michael A. Neal | Management | For | | For | | For | | | |
| 1i. | Election of Director: Phebe N. Novakovic | Management | For | | For | | For | | | |
| 1j. | Election of Director: Virginia M. Rometty | Management | For | | For | | For | | | |
| 2. | Advisory resolution to approve executive
compensation | Management | Against | | Against | | For | | | |
| 3. | Ratification of independent registered public
accounting firm | Management | For | | For | | For | | | |
| 4. | Fossil fuel financing | Shareholder | Against | | For | | For | | | |
| 5. | Special shareholder meeting improvement | Shareholder | For | | Against | | For | | | |
| 6. | Independent board chairman | Shareholder | Against | | For | | For | | | |
| 7. | Board diversity resolution | Shareholder | Against | | For | | For | | | |
| 8. | Conversion to public benefit corporation | Shareholder | Against | | For | | For | | | |
| 9. | Report on setting absolute contraction
targets | Shareholder | Against | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 1,000 | | | 0 | | 28-Apr-2022 | 28-Apr-2022 |
| SUN COMMUNITIES, INC. | | | | |
| Security | 866674104 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | SUI | | | | | | | | | | Meeting Date | | 17-May-2022 | | |
| ISIN | US8666741041 | | | | | | | | | | Agenda | | 935587002 - Management | | |
| Record Date | 21-Mar-2022 | | | | | | | | | | Holding Recon Date | | 21-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 16-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director to serve until 2023
Annual Meeting: Gary A. Shiffman | Management | For | | For | | For | | | |
| 1B. | Election of Director to serve until 2023
Annual Meeting: Tonya Allen | Management | For | | For | | For | | | |
| 1C. | Election of Director to serve until 2023
Annual Meeting: Meghan G. Baivier | Management | For | | For | | For | | | |
| 1D. | Election of Director to serve until 2023
Annual Meeting: Stephanie W. Bergeron | Management | For | | For | | For | | | |
| 1E. | Election of Director to serve until 2023
Annual Meeting: Brian M. Hermelin | Management | For | | For | | For | | | |
| 1F. | Election of Director to serve until 2023
Annual Meeting: Ronald A. Klein | Management | For | | For | | For | | | |
| 1G. | Election of Director to serve until 2023
Annual Meeting: Clunet R. Lewis | Management | For | | For | | For | | | |
| 1H. | Election of Director to serve until 2023
Annual Meeting: Arthur A. Weiss | Management | For | | For | | For | | | |
| 2. | To approve, by non-binding vote, executive
compensation. | Management | For | | For | | For | | | |
| 3. | To ratify the selection of Grant Thornton
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022. | Management | For | | For | | For | | | |
| 4. | To approve the first amendment to the Sun
Communities, Inc. 2015 Equity Incentive
Plan. | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 714 | | | 0 | | 27-Apr-2022 | 27-Apr-2022 |
| AT&T INC. | | | | |
| Security | 00206R102 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | T | | | | | | | | | | Meeting Date | | 19-May-2022 | | |
| ISIN | US00206R1023 | | | | | | | | | | Agenda | | 935579409 - Management | | |
| Record Date | 21-Mar-2022 | | | | | | | | | | Holding Recon Date | | 21-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 18-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: Samuel A. Di Piazza,
Jr. | Management | For | | For | | For | | | |
| 1B. | Election of Director: Scott T. Ford | Management | For | | For | | For | | | |
| 1C. | Election of Director: Glenn H. Hutchins | Management | For | | For | | For | | | |
| 1D. | Election of Director: William E. Kennard | Management | For | | For | | For | | | |
| 1E. | Election of Director: Debra L. Lee | Management | For | | For | | For | | | |
| 1F. | Election of Director: Stephen J. Luczo | Management | For | | For | | For | | | |
| 1G. | Election of Director: Michael B. McCallister | Management | For | | For | | For | | | |
| 1H. | Election of Director: Beth E. Mooney | Management | For | | For | | For | | | |
| 1I. | Election of Director: Matthew K. Rose | Management | For | | For | | For | | | |
| 1J. | Election of Director: John T. Stankey | Management | For | | For | | For | | | |
| 1K. | Election of Director: Cynthia B. Taylor | Management | For | | For | | For | | | |
| 1L. | Election of Director: Luis A. Ubiñas | Management | For | | For | | For | | | |
| 1M. | Election of Director: Geoffrey Y. Yang | Management | For | | For | | For | | | |
| 2. | Ratification of the appointment of
independent auditors | Management | For | | For | | For | | | |
| 3. | Advisory approval of executive
compensation | Management | For | | For | | For | | | |
| 4. | Improve executive compensation program | Shareholder | Against | | For | | For | | | |
| 5. | Independent board chairman | Shareholder | Against | | For | | For | | | |
| 6. | Political congruency report | Shareholder | Against | | For | | For | | | |
| 7. | Civil rights and non-discrimination audit | Shareholder | Against | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 4,114 | | | 0 | | 28-Apr-2022 | 28-Apr-2022 |
| THE HOME DEPOT, INC. | | | | |
| Security | 437076102 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | HD | | | | | | | | | | Meeting Date | | 19-May-2022 | | |
| ISIN | US4370761029 | | | | | | | | | | Agenda | | 935581290 - Management | | |
| Record Date | 21-Mar-2022 | | | | | | | | | | Holding Recon Date | | 21-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 18-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: Gerard J. Arpey | Management | For | | For | | For | | | |
| 1B. | Election of Director: Ari Bousbib | Management | For | | For | | For | | | |
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | | For | | For | | | |
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | | For | | For | | | |
| 1E. | Election of Director: J. Frank Brown | Management | For | | For | | For | | | |
| 1F. | Election of Director: Albert P. Carey | Management | For | | For | | For | | | |
| 1G. | Election of Director: Edward P. Decker | Management | For | | For | | For | | | |
| 1H. | Election of Director: Linda R. Gooden | Management | For | | For | | For | | | |
| 1I. | Election of Director: Wayne M. Hewett | Management | For | | For | | For | | | |
| 1J. | Election of Director: Manuel Kadre | Management | For | | For | | For | | | |
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | | For | | For | | | |
| 1L. | Election of Director: Craig A. Menear | Management | For | | For | | For | | | |
| 1M. | Election of Director: Paula Santilli | Management | For | | For | | For | | | |
| 1N. | Election of Director: Caryn Seidman-Becker | Management | For | | For | | For | | | |
| 2. | Ratification of the Appointment of KPMG
LLP | Management | For | | For | | For | | | |
| 3. | Advisory Vote to Approve Executive
Compensation ("Say-on-Pay") | Management | For | | For | | For | | | |
| 4. | Approval of the Omnibus Stock Incentive
Plan, as Amended and Restated May 19,
2022 | Management | For | | For | | For | | | |
| 5. | Shareholder Proposal to Reduce the
Threshold to Call Special Shareholder
Meetings to 10% of Outstanding Shares | Shareholder | Against | | For | | For | | | |
| 6. | Shareholder Proposal Regarding
Independent Board Chair | Shareholder | Against | | For | | For | | | |
| 7. | Shareholder Proposal Regarding Political
Contributions Congruency Analysis | Shareholder | Against | | For | | For | | | |
| 8. | Shareholder Proposal Regarding Report on
Gender and Racial Equity on the Board of
Directors | Shareholder | Against | | For | | For | | | |
| 9. | Shareholder Proposal Regarding Report on
Deforestation | Shareholder | Against | | For | | For | | | |
| 10. | Shareholder Proposal Regarding Racial
Equity Audit | Shareholder | For | | Against | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 1,000 | | | 0 | | 01-May-2022 | 01-May-2022 |
| WELLTOWER INC. | | | | |
| Security | 95040Q104 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | WELL | | | | | | | | | | Meeting Date | | 23-May-2022 | | |
| ISIN | US95040Q1040 | | | | | | | | | | Agenda | | 935604125 - Management | | |
| Record Date | 04-Apr-2022 | | | | | | | | | | Holding Recon Date | | 04-Apr-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 20-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: Kenneth J. Bacon | Management | For | | For | | For | | | |
| 1B. | Election of Director: Karen B. DeSalvo | Management | For | | For | | For | | | |
| 1C. | Election of Director: Philip L. Hawkins | Management | For | | For | | For | | | |
| 1D. | Election of Director: Dennis G. Lopez | Management | For | | For | | For | | | |
| 1E. | Election of Director: Shankh Mitra | Management | For | | For | | For | | | |
| 1F. | Election of Director: Ade J. Patton | Management | For | | For | | For | | | |
| 1G. | Election of Director: Diana W. Reid | Management | For | | For | | For | | | |
| 1H. | Election of Director: Sergio D. Rivera | Management | For | | For | | For | | | |
| 1I. | Election of Director: Johnese M. Spisso | Management | For | | For | | For | | | |
| 1J. | Election of Director: Kathryn M. Sullivan | Management | For | | For | | For | | | |
| 2. | To amend the Certificate of Incorporation of
Welltower OP Inc. to remove the provision
requiring Welltower Inc. shareholders to
approve amendments to the Welltower OP
Inc. Certificate of Incorporation and other
extraordinary transactions involving
Welltower OP Inc. | Management | For | | For | | For | | | |
| 3. | The ratification of the appointment of Ernst
& Young LLP as independent registered
public accounting firm for the year ending
December 31, 2022. | Management | For | | For | | For | | | |
| 4. | The approval, on an advisory basis, of the
compensation of our named executive
officers as disclosed in the 2022 Proxy
Statement. | Management | Against | | Against | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 1,160 | | | 0 | | 03-May-2022 | 03-May-2022 |
| AMAZON.COM, INC. | | | | |
| Security | 023135106 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | AMZN | | | | | | | | | | Meeting Date | | 25-May-2022 | | |
| ISIN | US0231351067 | | | | | | | | | | Agenda | | 935609288 - Management | | |
| Record Date | 31-Mar-2022 | | | | | | | | | | Holding Recon Date | | 31-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 24-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1a. | Election of Director: Jeffrey P. Bezos | Management | For | | For | | For | | | |
| 1b. | Election of Director: Andrew R. Jassy | Management | For | | For | | For | | | |
| 1c. | Election of Director: Keith B. Alexander | Management | For | | For | | For | | | |
| 1d. | Election of Director: Edith W. Cooper | Management | For | | For | | For | | | |
| 1e. | Election of Director: Jamie S. Gorelick | Management | For | | For | | For | | | |
| 1f. | Election of Director: Daniel P. Huttenlocher | Management | For | | For | | For | | | |
| 1g. | Election of Director: Judith A. McGrath | Management | For | | For | | For | | | |
| 1h. | Election of Director: Indra K. Nooyi | Management | For | | For | | For | | | |
| 1i. | Election of Director: Jonathan J. Rubinstein | Management | For | | For | | For | | | |
| 1j. | Election of Director: Patricia Q. Stonesifer | Management | For | | For | | For | | | |
| 1k. | Election of Director: Wendell P. Weeks | Management | For | | For | | For | | | |
| 2. | RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS | Management | For | | For | | For | | | |
| 3. | ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION | Management | Against | | Against | | For | | | |
| 4. | APPROVAL OF AN AMENDMENT TO THE
COMPANY'S RESTATED CERTIFICATE
OF INCORPORATION TO EFFECT A 20-
FOR-1 SPLIT OF THE COMPANY'S
COMMON STOCK AND A
PROPORTIONATE INCREASE IN THE
NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK | Management | For | | For | | For | | | |
| 5. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
RETIREMENT PLAN OPTIONS | Shareholder | Against | | For | | For | | | |
| 6. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
CUSTOMER DUE DILIGENCE | Shareholder | For | | Against | | For | | | |
| 7. | SHAREHOLDER PROPOSAL
REQUESTING AN ALTERNATIVE
DIRECTOR CANDIDATE POLICY | Shareholder | Against | | For | | For | | | |
| 8. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
PACKAGING MATERIALS | Shareholder | Against | | For | | For | | | |
| 9. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON WORKER
HEALTH AND SAFETY DIFFERENCES | Shareholder | Against | | For | | For | | | |
| 10. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON RISKS ASSOCIATED WITH THE USE
OF CERTAIN CONTRACT CLAUSES | Shareholder | For | | Against | | For | | | |
| 11. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
CHARITABLE CONTRIBUTIONS | Shareholder | Against | | For | | For | | | |
| 12. | SHAREHOLDER PROPOSAL
REQUESTING ALTERNATIVE TAX
REPORTING | Shareholder | For | | Against | | For | | | |
| 13. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON FREEDOM OF ASSOCIATION | Shareholder | For | | Against | | For | | | |
| 14. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON LOBBYING | Shareholder | Against | | For | | For | | | |
| 15. | SHAREHOLDER PROPOSAL
REQUESTING A POLICY REQUIRING
MORE DIRECTOR CANDIDATES THAN
BOARD SEATS | Shareholder | Against | | For | | For | | | |
| 16. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
WAREHOUSE WORKING CONDITIONS | Shareholder | For | | Against | | For | | | |
| 17. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON GENDER/RACIAL PAY | Shareholder | Against | | For | | For | | | |
| 18. | SHAREHOLDER PROPOSAL
REQUESTING A DIVERSITY AND EQUITY
AUDIT | Shareholder | Abstain | | Against | | For | | | |
| 19. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
CUSTOMER USE OF CERTAIN
TECHNOLOGIES | Shareholder | For | | Against | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 175 | | | 0 | | 06-May-2022 | 06-May-2022 |
| ALPHABET INC. | | | | |
| Security | 02079K305 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | GOOGL | | | | | | | | | | Meeting Date | | 01-Jun-2022 | | |
| ISIN | US02079K3059 | | | | | | | | | | Agenda | | 935618578 - Management | | |
| Record Date | 05-Apr-2022 | | | | | | | | | | Holding Recon Date | | 05-Apr-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 31-May-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1a. | Election of Director: Larry Page | Management | For | | For | | For | | | |
| 1b. | Election of Director: Sergey Brin | Management | For | | For | | For | | | |
| 1c. | Election of Director: Sundar Pichai | Management | For | | For | | For | | | |
| 1d. | Election of Director: John L. Hennessy | Management | For | | For | | For | | | |
| 1e. | Election of Director: Frances H. Arnold | Management | For | | For | | For | | | |
| 1f. | Election of Director: L. John Doerr | Management | For | | For | | For | | | |
| 1g. | Election of Director: Roger W. Ferguson Jr. | Management | For | | For | | For | | | |
| 1h. | Election of Director: Ann Mather | Management | For | | For | | For | | | |
| 1i. | Election of Director: K. Ram Shriram | Management | For | | For | | For | | | |
| 1j. | Election of Director: Robin L. Washington | Management | For | | For | | For | | | |
| 2. | Ratification of the appointment of Ernst &
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2022. | Management | For | | For | | For | | | |
| 3. | The amendment of Alphabet's 2021 Stock
Plan to increase the share reserve by
4,000,000 shares of Class C capital stock. | Management | For | | For | | For | | | |
| 4. | The amendment of Alphabet's Amended
and Restated Certificate of Incorporation to
increase the number of authorized shares. | Management | Against | | Against | | For | | | |
| 5. | A stockholder proposal regarding a lobbying
report, if properly presented at the meeting. | Shareholder | Against | | For | | For | | | |
| 6. | A stockholder proposal regarding a climate
lobbying report, if properly presented at the
meeting. | Shareholder | For | | Against | | For | | | |
| 7. | A stockholder proposal regarding a report
on physical risks of climate change, if
properly presented at the meeting. | Shareholder | For | | Against | | For | | | |
| 8. | A stockholder proposal regarding a report
on water management risks, if properly
presented at the meeting. | Shareholder | For | | Against | | For | | | |
| 9. | A stockholder proposal regarding a racial
equity audit, if properly presented at the
meeting. | Shareholder | For | | Against | | For | | | |
| 10. | A stockholder proposal regarding a report
on concealment clauses, if properly
presented at the meeting. | Shareholder | For | | Against | | For | | | |
| 11. | A stockholder proposal regarding equal
shareholder voting, if properly presented at
the meeting. | Shareholder | For | | Against | | For | | | |
| 12. | A stockholder proposal regarding a report
on government takedown requests, if
properly presented at the meeting. | Shareholder | Against | | For | | For | | | |
| 13. | A stockholder proposal regarding a human
rights assessment of data center siting, if
properly presented at the meeting. | Shareholder | Against | | For | | For | | | |
| 14. | A stockholder proposal regarding a report
on data collection, privacy, and security, if
properly presented at the meeting. | Shareholder | For | | Against | | For | | | |
| 15. | A stockholder proposal regarding algorithm
disclosures, if properly presented at the
meeting. | Shareholder | For | | Against | | For | | | |
| 16. | A stockholder proposal regarding
misinformation and disinformation, if
properly presented at the meeting. | Shareholder | For | | Against | | For | | | |
| 17. | A stockholder proposal regarding a report
on external costs of disinformation, if
properly presented at the meeting. | Shareholder | Against | | For | | For | | | |
| 18. | A stockholder proposal regarding a report
on board diversity, if properly presented at
the meeting. | Shareholder | Against | | For | | For | | | |
| 19. | A stockholder proposal regarding the
establishment of an environmental
sustainability board committee, if properly
presented at the meeting. | Shareholder | Against | | For | | For | | | |
| 20. | A stockholder proposal regarding a policy
on non-management employee
representative director, if properly
presented at the meeting. | Shareholder | Against | | For | | For | | | |
| 21. | A stockholder proposal regarding a report
on policies regarding military and militarized
policing agencies, if properly presented at
the meeting. | Shareholder | For | | Against | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 250 | | | 0 | | 13-May-2022 | 13-May-2022 |
| PAYPAL HOLDINGS, INC. | | | | |
| Security | 70450Y103 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | PYPL | | | | | | | | | | Meeting Date | | 02-Jun-2022 | | |
| ISIN | US70450Y1038 | | | | | | | | | | Agenda | | 935613744 - Management | | |
| Record Date | 05-Apr-2022 | | | | | | | | | | Holding Recon Date | | 05-Apr-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 01-Jun-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1a. | Election of Director: Rodney C. Adkins | Management | For | | For | | For | | | |
| 1b. | Election of Director: Jonathan Christodoro | Management | For | | For | | For | | | |
| 1c. | Election of Director: John J. Donahoe | Management | For | | For | | For | | | |
| 1d. | Election of Director: David W. Dorman | Management | For | | For | | For | | | |
| 1e. | Election of Director: Belinda J. Johnson | Management | For | | For | | For | | | |
| 1f. | Election of Director: Enrique Lores | Management | Against | | Against | | For | | | |
| 1g. | Election of Director: Gail J. McGovern | Management | For | | For | | For | | | |
| 1h. | Election of Director: Deborah M. Messemer | Management | For | | For | | For | | | |
| 1i. | Election of Director: David M. Moffett | Management | For | | For | | For | | | |
| 1j. | Election of Director: Ann M. Sarnoff | Management | For | | For | | For | | | |
| 1k. | Election of Director: Daniel H. Schulman | Management | For | | For | | For | | | |
| 1l. | Election of Director: Frank D. Yeary | Management | For | | For | | For | | | |
| 2. | Advisory Vote to Approve Named Executive
Officer Compensation. | Management | For | | For | | For | | | |
| 3. | Advisory Vote on the Frequency of the
Stockholder Advisory Vote to Approve
Named Executive Officer Compensation. | Management | 1 Year | | For | | For | | | |
| 4. | Ratification of the Appointment of
PricewaterhouseCoopers LLP as Our
Independent Auditor for 2022. | Management | For | | For | | For | | | |
| 5. | Stockholder Proposal - Special Shareholder
Meeting Improvement. | Shareholder | For | | Against | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 1,500 | | | 0 | | 13-May-2022 | 13-May-2022 |
| NVIDIA CORPORATION | | | | |
| Security | 67066G104 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | NVDA | | | | | | | | | | Meeting Date | | 02-Jun-2022 | | |
| ISIN | US67066G1040 | | | | | | | | | | Agenda | | 935618299 - Management | | |
| Record Date | 04-Apr-2022 | | | | | | | | | | Holding Recon Date | | 04-Apr-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 01-Jun-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director: Robert K. Burgess | Management | For | | For | | For | | | |
| 1B. | Election of Director: Tench Coxe | Management | For | | For | | For | | | |
| 1C. | Election of Director: John O. Dabiri | Management | For | | For | | For | | | |
| 1D. | Election of Director: Persis S. Drell | Management | For | | For | | For | | | |
| 1E. | Election of Director: Jen-Hsun Huang | Management | For | | For | | For | | | |
| 1F. | Election of Director: Dawn Hudson | Management | For | | For | | For | | | |
| 1G. | Election of Director: Harvey C. Jones | Management | For | | For | | For | | | |
| 1H. | Election of Director: Michael G. McCaffery | Management | For | | For | | For | | | |
| 1I. | Election of Director: Stephen C. Neal | Management | For | | For | | For | | | |
| 1J. | Election of Director: Mark L. Perry | Management | For | | For | | For | | | |
| 1K. | Election of Director: A. Brooke Seawell | Management | For | | For | | For | | | |
| 1L. | Election of Director: Aarti Shah | Management | For | | For | | For | | | |
| 1M. | Election of Director: Mark A. Stevens | Management | For | | For | | For | | | |
| 2. | Advisory approval of our executive
compensation. | Management | For | | For | | For | | | |
| 3. | Ratification of the selection of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2023. | Management | For | | For | | For | | | |
| 4. | Approval of an amendment to our charter to
increase the number of authorized shares
of common stock from 4 billion to 8 billion
shares. | Management | For | | For | | For | | | |
| 5. | Approval of an amendment and restatement
of our Amended and Restated 2007 Equity
Incentive Plan. | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 8,180 | | | 0 | | 13-May-2022 | 13-May-2022 |
| NETFLIX, INC. | | | | |
| Security | 64110L106 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | NFLX | | | | | | | | | | Meeting Date | | 02-Jun-2022 | | |
| ISIN | US64110L1061 | | | | | | | | | | Agenda | | 935620422 - Management | | |
| Record Date | 04-Apr-2022 | | | | | | | | | | Holding Recon Date | | 04-Apr-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 01-Jun-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1a. | Election of Class II director to hold office
until the 2025 Annual Meeting of
Stockholders: Timothy Haley | Management | For | | For | | For | | | |
| 1b. | Election of Class II director to hold office
until the 2025 Annual Meeting of
Stockholders: Leslie Kilgore | Management | For | | For | | For | | | |
| 1c. | Election of Class II director to hold office
until the 2025 Annual Meeting of
Stockholders: Strive Masiyiwa | Management | For | | For | | For | | | |
| 1d. | Election of Class II director to hold office
until the 2025 Annual Meeting of
Stockholders: Ann Mather | Management | For | | For | | For | | | |
| 2. | Management Proposal: Declassification of
the Board of Directors. | Management | For | | For | | For | | | |
| 3. | Management Proposal: Elimination of
Supermajority Voting Provisions. | Management | For | | For | | For | | | |
| 4. | Management Proposal: Creation of a New
Stockholder Right to Call a Special Meeting. | Management | For | | For | | For | | | |
| 5. | Ratification of Appointment of Independent
Registered Public Accounting Firm. | Management | For | | For | | For | | | |
| 6. | Advisory Approval of Executive Officer
Compensation. | Management | Against | | Against | | For | | | |
| 7. | Stockholder Proposal entitled, "Proposal 7 -
Simple Majority Vote," if properly presented
at the meeting. | Shareholder | Against | | For | | For | | | |
| 8. | Stockholder Proposal entitled, "Proposal 8 -
Lobbying Activity Report," if properly
presented at the meeting. | Management | Against | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 500 | | | 0 | | 13-May-2022 | 13-May-2022 |
| CATERPILLAR INC. | | | | |
| Security | 149123101 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | CAT | | | | | | | | | | Meeting Date | | 08-Jun-2022 | | |
| ISIN | US1491231015 | | | | | | | | | | Agenda | | 935627729 - Management | | |
| Record Date | 13-Apr-2022 | | | | | | | | | | Holding Recon Date | | 13-Apr-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 07-Jun-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1a. | Election of Director: Kelly A. Ayotte | Management | For | | For | | For | | | |
| 1b. | Election of Director: David L. Calhoun | Management | For | | For | | For | | | |
| 1c. | Election of Director: Daniel M. Dickinson | Management | For | | For | | For | | | |
| 1d. | Election of Director: Gerald Johnson | Management | For | | For | | For | | | |
| 1e. | Election of Director: David W. MacLennan | Management | For | | For | | For | | | |
| 1f. | Election of Director: Debra L. Reed-Klages | Management | For | | For | | For | | | |
| 1g. | Election of Director: Edward B. Rust, Jr. | Management | For | | For | | For | | | |
| 1h. | Election of Director: Susan C. Schwab | Management | For | | For | | For | | | |
| 1i. | Election of Director: D. James Umpleby III | Management | For | | For | | For | | | |
| 1j. | Election of Director: Rayford Wilkins, Jr. | Management | For | | For | | For | | | |
| 2. | Ratification of our Independent Registered
Public Accounting Firm | Management | For | | For | | For | | | |
| 3. | Advisory Vote to Approve Executive
Compensation | Management | For | | For | | For | | | |
| 4. | Shareholder Proposal - Report on Climate | Shareholder | For | | For | | For | | | |
| 5. | Shareholder Proposal - Lobbying
Disclosure | Shareholder | Against | | For | | For | | | |
| 6. | Shareholder Proposal - Report on Activities
in Conflict- Affected Areas | Shareholder | Against | | For | | For | | | |
| 7. | Shareholder Proposal - Special
Shareholder Meeting Improvement | Shareholder | For | | Against | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 700 | | | 0 | | 18-May-2022 | 18-May-2022 |
| W. P. CAREY INC. | | | | |
| Security | 92936U109 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | WPC | | | | | | | | | | Meeting Date | | 16-Jun-2022 | | |
| ISIN | US92936U1097 | | | | | | | | | | Agenda | | 935576768 - Management | | |
| Record Date | 21-Mar-2022 | | | | | | | | | | Holding Recon Date | | 21-Mar-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 15-Jun-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1A. | Election of Director to serve until 2023
Annual Meeting: Mark A. Alexander | Management | For | | For | | For | | | |
| 1B. | Election of Director to serve until 2023
Annual Meeting: Constantin H. Beier | Management | For | | For | | For | | | |
| 1C. | Election of Director to serve until 2023
Annual Meeting: Tonit M. Calaway | Management | For | | For | | For | | | |
| 1D. | Election of Director to serve until 2023
Annual Meeting: Peter J. Farrell | Management | For | | For | | For | | | |
| 1E. | Election of Director to serve until 2023
Annual Meeting: Robert J. Flanagan | Management | For | | For | | For | | | |
| 1F. | Election of Director to serve until 2023
Annual Meeting: Jason E. Fox | Management | For | | For | | For | | | |
| 1G. | Election of Director to serve until 2023
Annual Meeting: Jean Hoysradt | Management | For | | For | | For | | | |
| 1H. | Election of Director to serve until 2023
Annual Meeting: Margaret G. Lewis | Management | For | | For | | For | | | |
| 1I. | Election of Director to serve until 2023
Annual Meeting: Christopher J. Niehaus | Management | For | | For | | For | | | |
| 1J. | Election of Director to serve until 2023
Annual Meeting: Nick J.M. van Ommen | Management | For | | For | | For | | | |
| 2. | To Approve the Advisory Resolution on
Executive Compensation. | Management | For | | For | | For | | | |
| 3. | Ratification of Appointment of
PricewaterhouseCoopers LLP as the
Company's Independent Registered Public
Accounting Firm for 2022. | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 1,340 | | | 0 | | 03-Jun-2022 | 03-Jun-2022 |
| BLACKSTONE MORTGAGE TRUST, INC. | | | | |
| Security | 09257W100 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | BXMT | | | | | | | | | | Meeting Date | | 16-Jun-2022 | | |
| ISIN | US09257W1009 | | | | | | | | | | Agenda | | 935633760 - Management | | |
| Record Date | 14-Apr-2022 | | | | | | | | | | Holding Recon Date | | 14-Apr-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 15-Jun-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1. | DIRECTOR | Management | | | | | | | | |
| | | | 1 | Michael B. Nash | For | | For | | For | | | |
| | | | 2 | Katharine A. Keenan | For | | For | | For | | | |
| | | | 3 | Leonard W. Cotton | For | | For | | For | | | |
| | | | 4 | Thomas E. Dobrowski | For | | For | | For | | | |
| | | | 5 | Martin L. Edelman | For | | For | | For | | | |
| | | | 6 | Nnenna Lynch | For | | For | | For | | | |
| | | | 7 | Henry N. Nassau | For | | For | | For | | | |
| | | | 8 | Jonathan L. Pollack | For | | For | | For | | | |
| | | | 9 | Lynne B. Sagalyn | For | | For | | For | | | |
| 2. | Ratify the appointment of Deloitte & Touche
LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022. | Management | For | | For | | For | | | |
| 3. | Advisory Vote on Executive Compensation:
To approve in a non- binding, advisory vote,
the compensation paid to our named
executive officers. | Management | For | | For | | For | | | |
| 4. | Approve the Blackstone Mortgage Trust,
Inc. Stock Incentive Plan. | Management | For | | For | | For | | | |
| 5. | Approve the Blackstone Mortgage Trust,
Inc. Manager Incentive Plan. | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 3,207 | | | 0 | | 08-Jun-2022 | 08-Jun-2022 |
| MASTERCARD INCORPORATED | | | | |
| Security | 57636Q104 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | MA | | | | | | | | | | Meeting Date | | 21-Jun-2022 | | |
| ISIN | US57636Q1040 | | | | | | | | | | Agenda | | 935635942 - Management | | |
| Record Date | 22-Apr-2022 | | | | | | | | | | Holding Recon Date | | 22-Apr-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 17-Jun-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1a. | Election of Director: Merit E. Janow | Management | For | | For | | For | | | |
| 1b. | Election of Director: Candido Bracher | Management | For | | For | | For | | | |
| 1c. | Election of Director: Richard K. Davis | Management | For | | For | | For | | | |
| 1d. | Election of Director: Julius Genachowski | Management | For | | For | | For | | | |
| 1e. | Election of Director: Choon Phong Goh | Management | For | | For | | For | | | |
| 1f. | Election of Director: Oki Matsumoto | Management | For | | For | | For | | | |
| 1g. | Election of Director: Michael Miebach | Management | For | | For | | For | | | |
| 1h. | Election of Director: Youngme Moon | Management | For | | For | | For | | | |
| 1i. | Election of Director: Rima Qureshi | Management | For | | For | | For | | | |
| 1j. | Election of Director: Gabrielle Sulzberger | Management | For | | For | | For | | | |
| 1k. | Election of Director: Jackson Tai | Management | For | | For | | For | | | |
| 1l. | Election of Director: Harit Talwar | Management | For | | For | | For | | | |
| 1m. | Election of Director: Lance Uggla | Management | For | | For | | For | | | |
| 2. | Advisory approval of Mastercard's executive
compensation. | Management | For | | For | | For | | | |
| 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2022. | Management | For | | For | | For | | | |
| 4. | Approval of an amendment to Mastercard's
Certificate of Incorporation to enable
adoption of a stockholders' right to call
special meetings of stockholders. | Management | For | | For | | For | | | |
| 5. | Consideration of a stockholder proposal on
the right to call special meetings of
stockholders. | Shareholder | Against | | For | | For | | | |
| 6. | Consideration of a stockholder proposal
requesting Board approval of certain
political contributions. | Shareholder | Against | | For | | For | | | |
| 7. | Consideration of a stockholder proposal
requesting charitable donation disclosure. | Shareholder | Against | | For | | For | | | |
| 8. | Consideration of a stockholder proposal
requesting a report on "ghost guns". | Shareholder | Against | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 200 | | | 0 | | 02-Jun-2022 | 02-Jun-2022 |
| CROWDSTRIKE HOLDINGS, INC. | | | | |
| Security | 22788C105 | | | | | | | | | | Meeting Type | | Annual | | |
| Ticker Symbol | CRWD | | | | | | | | | | Meeting Date | | 29-Jun-2022 | | |
| ISIN | US22788C1053 | | | | | | | | | | Agenda | | 935648622 - Management | | |
| Record Date | 02-May-2022 | | | | | | | | | | Holding Recon Date | | 02-May-2022 | | |
| City / | Country | | | / | United
States | | | | | | Vote Deadline Date | | 28-Jun-2022 | | |
| SEDOL(s) | | | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed
by | Vote | | For/Against
Management | For/Against Preferred
Provider Recommendation | | | |
| 1. | DIRECTOR | Management | | | | | | | | |
| | | | 1 | Cary J. Davis | For | | For | | For | | | |
| | | | 2 | George Kurtz | For | | For | | For | | | |
| | | | 3 | Laura J. Schumacher | For | | For | | For | | | |
| 2. | To ratify the selection of
PricewaterhouseCoopers LLP as
CrowdStrike's independent registered public
accounting firm for its fiscal year ending
January 31, 2023. | Management | For | | For | | For | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 1354356 | | SOA INCOME &
OPPORTUNITY FUND | 1354356 | | HUNTINGTON
NATIONAL
BANK | 350 | | | 0 | | 08-Jun-2022 | 08-Jun-2022 |
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Spirit of America Investment Fund, Inc.
