as Issuer
as Subsidiary Guarantors
as Trustee
ARTICLE ONE THE NOTES | 2 | |||||
SECTION 101 | Designation of Notes; Establishment of Form | 2 | ||||
SECTION 102 | Amount | 2 | ||||
SECTION 103 | Interest | 3 | ||||
SECTION 104 | Denominations | 3 | ||||
SECTION 105 | Place of Payment | 3 | ||||
SECTION 106 | Redemption | 3 | ||||
SECTION 107 | Maturity | 3 | ||||
SECTION 108 | Repurchase | 4 | ||||
SECTION 109 | Global Securities; Book-Entry Provisions | 4 | ||||
SECTION 110 | Guarantee | 4 | ||||
SECTION 111 | Other Terms of Notes | 4 | ||||
ARTICLE TWO AMENDMENTS TO THE INDENTURE | 4 | |||||
SECTION 201 | Definitions | 4 | ||||
SECTION 202 | Other Definitions | 41 | ||||
SECTION 203 | Mutilated, Destroyed, Lost and Stolen Securities | 42 | ||||
SECTION 204 | Amendment of Indenture Without Consent of Holders | 42 | ||||
SECTION 205 | Limitation on Mergers and Consolidations | 42 | ||||
SECTION 206 | Issuance of Additional Notes | 44 | ||||
SECTION 207 | Redemption | 45 | ||||
SECTION 208 | Covenants | 49 | ||||
SECTION 209 | Amendment to Events of Default | 74 | ||||
SECTION 210 | Guarantees | 77 | ||||
SECTION 211 | Other Amendments | 79 | ||||
ARTICLE THREE MISCELLANEOUS PROVISIONS | 79 | |||||
SECTION 301 | Integral Part | 79 | ||||
SECTION 302 | General Definitions | 80 | ||||
SECTION 303 | Adoption, Ratification and Confirmation | 80 | ||||
SECTION 304 | Counterparts | 80 | ||||
SECTION 305 | Governing Law | 80 |
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Term | Defined in Section | |||
“Affiliate Transaction” | 4.13 | |||
“Asset Sale Offer” | 3.13 | |||
“Change of Control Offer” | 4.16 | |||
“Change of Control Payment” | 4.16 | |||
“Change of Control Purchase Date” | 4.16 | |||
“Change of Control Settlement Date” | 4.16 | |||
“Excess Proceeds” | 4.12 | |||
“incur” | 4.11 | |||
“Offer Amount” | 3.13 |
41
Term | Defined in Section | |||
“Offer Period” | 3.13 | |||
“Payment Default” | 6.01 | |||
“Permitted Debt” | 4.11 | |||
“Restricted Payments” | 4.09 | |||
“Settlement Date” | 3.13 | |||
“Termination Date” | 3.13 |
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45
YEAR | PERCENTAGE | |||
2014 | 104.313 | % | ||
2015 | 102.875 | % | ||
2016 | 101.438 | % | ||
2017 and thereafter | 100.000 | % |
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48
• | Section 4.09, | ||
• | Section 4.10, | ||
• | Section 4.11, | ||
• | Section 4.12, | ||
• | Section 4.13, and | ||
• | clauses (d) of (e) of Section 5.01 (collectively, the “Suspended Covenants”). |
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CARRIZO OIL & GAS, INC. | ||||
By: | /s/ Paul F. Boling | |||
Name: | Paul F. Boling | |||
Title: | Vice President and Chief Financial Officer | |||
BANDELIER PIPELINE HOLDING, LLC | ||||
By: | /s/ Paul F. Boling | |||
Name: | Paul F. Boling | |||
Title: | Vice President | |||
CARRIZO (MARCELLUS) LLC | ||||
By: | /s/ Paul F. Boling | |||
Name: | Paul F. Boling | |||
Title: | Vice President | |||
CARRIZO (MARCELLUS) WV LLC | ||||
By: | /s/ Paul F. Boling | |||
Name: | Paul F. Boling | |||
Title: | Vice President | |||
CARRIZO MARCELLUS HOLDING INC. | ||||
By: | /s/ Paul F. Boling | |||
Name: | Paul F. Boling | |||
Title: | Vice President |
B-1
CCBM, INC. | ||||
By: | /s/ Paul F. Boling | |||
Name: | Paul F. Boling | |||
Title: | Vice President | |||
CHAMA PIPELINE HOLDING LLC | ||||
By: | /s/ Paul F. Boling | |||
Name: | Paul F. Boling | |||
Title: | Vice President | |||
CLLR, INC. | ||||
By: | /s/ Paul F. Boling | |||
Name: | Paul F. Boling | |||
Title: | Vice President | |||
HONDO PIPELINE, INC. | ||||
By: | /s/ Paul F. Boling | |||
Name: | Paul F. Boling | |||
Title: | Vice President | |||
MESCALERO PIPELINE, LLC | ||||
By: | /s/ Paul F. Boling | |||
Name: | Paul F. Boling | |||
Title: | Vice President |
B-2
WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee | ||||
By: | /s/ Patrick T. Giordano | |||
Name: | Patrick T. Giordano | |||
Title: | Vice President |
B-3
AND EXCHANGE NOTES
Appendix - 1
Term | Defined in Section: | |||
“Agent Members” | 2.1 | (b) | ||
“Distribution Compliance Period” | 2.1 | (b) | ||
“Global Note” | 2.1 | (a) | ||
“Regulation S” | 2.1 | (a) | ||
“Regulation S Notes” | 2.1 | (a) | ||
“Resale Restriction Termination Date” | 2.3 | (b) | ||
“Restricted Global Note” | 2.1 | (a) | ||
“Restricted Period” | 2.1 | (b) | ||
“Rule 144A” | 2.1 | (a) | ||
“Rule 144A Notes” | 2.1 | (a) |
Appendix - 2
Appendix - 3
Appendix - 4
Appendix - 5
Appendix - 6
Appendix - 7
Appendix - 8
Appendix - 9
Appendix - 10
Appendix - 11
Exhibit 1 to App.-1
Principal Amount: $ | CUSIP: [______] | |
No. [R] [S]- | ISIN: [______] |
Exhibit 1 to App.-2
CARRIZO OIL & GAS, INC. | ||||
By: | ||||
Name: | ||||
Title: | ||||
By: | ||||
Name: | ||||
Title: |
Exhibit 1 to App.-3
WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee | ||||
Authorized Signatory | ||||
Exhibit 1 to App.-4
Exhibit 1 to App.-5
YEAR | PERCENTAGE | |||
2014 | 104.313 | % | ||
2015 | 102.875 | % | ||
2016 | 101.438 | % | ||
2017 and thereafter | 100.000 | % |
Exhibit 1 to App.-6
Exhibit 1 to App.-7
Exhibit 1 to App.-8
Exhibit 1 to App.-9
Exhibit 1 to App.-10
Exhibit 1 to App.-11
* | The signature must be guaranteed by an institution which is a member of one of the following recognized signature guaranty programs: (i) the Securities Transfer Agent Medallion Program (STAMP); (ii) the New York Stock Exchange Medallion Program (MSP); (iii) the Stock Exchange Medallion Program (SEMP); or (iv) such other guarantee program acceptable to the Trustee. |
(1) | o | to the Company or any Subsidiary thereof; or | |
(2) | o | pursuant to an effective registration statement under the Securities Act of 1933; or | |
(3) | o | to a person who the undersigned reasonably believes is a “qualified institutional buyer” (as defined in Rule 144A under the Securities Act of 1933) that is purchasing for its own account or for the account of a qualified institutional buyer to whom notice is given that such transfer is being made in reliance on Rule 144A, in each case pursuant to and in compliance with Rule 144A under the Securities Act of 1933; or | |
(4) | o | pursuant to offers and sales to non-U.S. persons that occur outside the United States within the meaning of Regulation S under the Securities Act of 1933 in compliance with Rule 904 under the Securities Act of 1933; or | |
(5) | o | pursuant to Rule 144 under the Securities Act of 1933; or | |
(6) | o | pursuant to another exemption from registration under the Securities Act of 1933. |
Signature | ||||
Dated: | ||||||||
o Section 4.12 | o Section 4.16 |
(Sign exactly as your name appears on the other side of this Note)
* | The signature must be guaranteed by an institution which is a member of one of the following recognized signature guaranty programs: (i) the Securities Transfer Agent Medallion Program (STAMP); (ii) the New York Stock Exchange Medallion Program (MSP); (iii) the Stock Exchange Medallion Program (SEMP); or (iv) such other guaranty program acceptable to the Trustee. |
[NAME OF SUBSIDIARY GUARANTOR] | ||||
By: | ||||
Name: | ||||
Title: |
Maturity: October 15, 2018 | ||
Principal Amount: $ | CUSIP: [_____] | |
Registered: No. [R] [S]- | ISIN: [______] |
Exhibit 2 to App-1
CARRIZO OIL & GAS, INC. | ||||
By: | ||||
Name: | ||||
Title: | ||||
By: | ||||
Name: | ||||
Title: |
Exhibit 2 to App.-2
WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee | ||||
Authorized Signatory | ||||
Exhibit 2 to App.-4
YEAR | PERCENTAGE | |||
2014 | 104.313 | % | ||
2015 | 102.875 | % | ||
2016 | 101.438 | % | ||
2017 and thereafter | 100.000 | % |
Exhibit 2 to App.-5
Exhibit 2 to App.-6
Exhibit 2 to App.-7
Exhibit 2 to App.-8
Exhibit 2 to App.-9
1 | Delete if this Security is not being issued in exchange for an Initial Note. |
Exhibit 2 to App.-10
* | The signature must be guaranteed by an institution which is a member of one of the following recognized signature guaranty programs: (i) the Securities Transfer Agent Medallion Program (STAMP); (ii) the New York Stock Exchange Medallion Program (MSP); (iii) the Stock Exchange Medallion Program (SEMP); or (iv) such other guarantee program acceptable to the Trustee. |
Exhibit 2 to App.-11
* | The signature must be guaranteed by an institution which is a member of one of the following recognized signature guaranty programs: (i) the Securities Transfer Agent Medallion Program (STAMP); (ii) the New York Stock Exchange Medallion Program (MSP); (iii) the Stock Exchange Medallion Program (SEMP); or (iv) such other guaranty program acceptable to the Trustee. |
Exhibit 2 to App.-12
[NAME OF SUBSIDIARY GUARANTOR] | ||||
By: | ||||
Name: | ||||
Title: |
Exhibit 2 to App.-13
Annex-1
ARTICLE ONE AGREEMENT TO BE BOUND | 3 | |||||
SECTION 101 | Agreement to be Bound | 3 | ||||
ARTICLE TWO MISCELLANEOUS PROVISIONS | 4 | |||||
SECTION 201 | Integral Part | 4 | ||||
SECTION 202 | General Definitions | 4 | ||||
SECTION 203 | Adoption, Ratification and Confirmation | 4 | ||||
SECTION 204 | Counterparts | 4 | ||||
SECTION 205 | Governing Law | 4 |
Annex-2
Annex-3
Annex-4
CARRIZO OIL & GAS, INC. | ||||
By: | ||||
Name: | Paul F. Boling | |||
Title: | Vice President and Chief Financial Officer | |||
GUARANTEEING SUBSIDIARY [_____________________________] | ||||
By: | ||||
Name: | ||||
Title: | ||||
EXISTING SUBSIDIARY GUARANTORS1 WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee | ||||
By: | ||||
Name: | ||||
Title: | ||||
1 | Insert signature blocks for each Subsidiary Guarantor existing at the time of execution of this Supplemental Indenture. |
Annex-5