Oppenheimer International Small-Mid Co Fund
Filed: 29 Aug 17, 12:00am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-08299 |
| Exact name of registrant as specified in charter: | Oppenheimer International Small-Mid Company Fund |
| Address of principal executive offices: | 6803 South Tucson Way |
| Centennial, CO 80112-3924 | |
| Name and address of agent for service: | Cynthia Lo Bessette, |
| Executive Vice President & General Counsel | |
| OFI Global Asset Management, Inc. | |
| 225 Liberty Street | |
| New York, NY 10281-1008 | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| Date of fiscal year end: | 6/30 |
| Date of reporting period: | 07/01/2016-06/30/2017 |
Item 1.
FORM N-PX
ICA File Number: 811-08299
Registrant Name: Oppenheimer International Small-Mid Company Fund
Reporting Period: 07/01/2016 - 06/30/2017
Oppenheimer International Small-Mid Company Fund
| 3I GROUP PLC Meeting Date: JUN 29, 2017 Record Date: JUN 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: III Security ID: G88473148 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Jonathan Asquith as Director | Management | For | For |
| 6 | Re-elect Caroline Banszky as Director | Management | For | For |
| 7 | Re-elect Simon Borrows as Director | Management | For | For |
| 8 | Elect Stephen Daintith as Director | Management | For | For |
| 9 | Re-elect Peter Grosch as Director | Management | For | For |
| 10 | Re-elect David Hutchison as Director | Management | For | For |
| 11 | Re-elect Simon Thompson as Director | Management | For | For |
| 12 | Re-elect Julia Wilson as Director | Management | For | For |
| 13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Approve Increase in the Aggregate Annual Limit of Fees Payable to Directors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ABCAM PLC Meeting Date: NOV 02, 2016 Record Date: OCT 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ABC Security ID: G0060R118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Elect Gavin Wood as Director | Management | For | For |
| 6 | Re-elect Murray Hennessy as Director | Management | For | For |
| 7 | Re-elect Jonathan Milner as Director | Management | For | For |
| 8 | Re-elect Alan Hirzel as Director | Management | For | For |
| 9 | Re-elect Jim Warwick as Director | Management | For | For |
| 10 | Re-elect Louise Patten as Director | Management | For | For |
| 11 | Re-elect Susan Harris as Director | Management | For | For |
| 12 | Re-elect Mara Aspinall as Director | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| ABLYNX NV Meeting Date: APR 27, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ABLX Security ID: B0031S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Discharge of Auditors | Management | For | For |
| 7 | Ratify Deloitte as Auditors and Approve Auditors' Remuneration | Management | For | For |
| 8 | Reelect Peter Fellner, Catherine Moukheibir, William Jenkins Pharma Consulting, Permanently Represented by William Jenkins and Orfacare Consulting GmbH, Permanently Represented by Bo Jesper Hansen as Directors (Bundled) | Management | For | For |
| 9 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| 10 | Amend Articles 27 Re: Representation of the Company within the Competence of the Executive Committee | Management | For | For |
| 11 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| ABLYNX NV Meeting Date: MAY 15, 2017 Record Date: MAY 01, 2017 Meeting Type: SPECIAL | ||||
| Ticker: ABLX Security ID: B0031S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 27 Re: Representation of the Company within the Competence of the Executive Committee | Management | For | For |
| 2 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| ADVANCED ACCELERATOR APPLICATIONS S.A Meeting Date: MAY 24, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: AAAP Security ID: 00790T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Directors | Management | For | Against |
| 2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 4 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 5 | Reelect Stefano Buono as Director | Management | For | For |
| 6 | Reelect Claudio Costamagna as Director | Management | For | For |
| 7 | Reelect Kapil Dhingra as Director | Management | For | For |
| 8 | Reelect Steven Gannon as Director | Management | For | For |
| 9 | Reelect Christian Merle as Director | Management | For | For |
| 10 | Reelect Francois Nader as Director | Management | For | For |
| 11 | Reelect Leopolo Zambeletti as Director | Management | For | For |
| 12 | Elect Christine Mikail Cvijic as Director | Management | For | For |
| 13 | Approve Remuneration of Directors in the Aggregate Amount of EUR 745,000 | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 1 | Authorize Issuance of 175,000 Warrants (BSA) Reserved for Non-executive Directors | Management | For | Against |
| 2 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AIN HOLDINGS INC Meeting Date: JUL 28, 2016 Record Date: APR 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 9627 Security ID: J00602102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| 2.1 | Elect Director Otani, Kiichi | Management | For | For |
| 2.2 | Elect Director Kato, Hiromi | Management | For | For |
| 2.3 | Elect Director Sakurai, Masahito | Management | For | For |
| 2.4 | Elect Director Shudo, Shoichi | Management | For | For |
| 2.5 | Elect Director Mizushima, Toshihide | Management | For | For |
| 2.6 | Elect Director Oishi, Miya | Management | For | For |
| 2.7 | Elect Director Kimei, Rieko | Management | For | For |
| 2.8 | Elect Director Mori, Ko | Management | For | For |
| 2.9 | Elect Director Sato, Seiichiro | Management | For | For |
| 2.10 | Elect Director Hamada, Yasuyuki | Management | For | For |
| 3.1 | Appoint Statutory Auditor Kawamura, Koichi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Ibayashi, Akira | Management | For | Against |
| 3.3 | Appoint Statutory Auditor Muramatsu, Osamu | Management | For | Against |
| ALTRAN TECHNOLOGIES Meeting Date: APR 28, 2017 Record Date: APR 25, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ALT Security ID: F02646101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 5 | Approve Transfer from Issuance Premium Account to Shareholders for an Amount of EUR 0.24 per Share | Management | For | For |
| 6 | Reelect Apax Partners as Director | Management | For | Against |
| 7 | Reelect Florence Parly as Director | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Million Shares | Management | For | For |
| 9 | Non-Binding Vote on Compensation of Dominique Cerutti, Chairman and CEO | Management | For | Against |
| 10 | Non-Binding Vote on Compensation of Cyril Roger, Vice CEO | Management | For | Against |
| 11 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
| 12 | Approve Remuneration Policy of Vice CEO | Management | For | Against |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 7.5 Million | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 7.5 Million | Management | For | For |
| 17 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize Capital Increase of Up to EUR 7.5 Million for Future Exchange Offers | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Item 14 at EUR 20 Million, under Item 15,16,18 and 19 at EUR 7.5 Million and under Item 20 at EUR 3 Million | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AMARIN CORPORATION PLC Meeting Date: JUL 11, 2016 Record Date: APR 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AMRN Security ID: 023111206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Kristine Peterson as Director | Management | For | For |
| 2 | Re-elect Joseph S. Zakrzewski as Director | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| AMARIN CORPORATION PLC Meeting Date: MAY 15, 2017 Record Date: APR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AMRN Security ID: 023111206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lars G. Ekman | Management | For | For |
| 2 | Elect Director David Stack | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| AMBU A/S Meeting Date: DEC 12, 2016 Record Date: DEC 05, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AMBU B Security ID: K03293113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Management's Report on the Company's Activities in the Past Year | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 1.55 Per Share | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Amend Articles Re: Registration of A Shares with VP Securities and Cancellation of Existing A Share Certificates | Management | For | For |
| 6 | Reelect Jens Bager (Chairman) as Director | Management | For | For |
| 7 | Reelect Mikael Worning (Vice Chairman) as Director | Management | For | For |
| 8a | Reelect Oliver Johansen as Director | Management | For | For |
| 8b | Reelect Allan Sogaard Larsen as Director | Management | For | For |
| 8c | Reelect Christian Sagild as Director | Management | For | For |
| 8d | Reelect Henrik Ehlers Wulff as Director | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Abstain |
| 10 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| ARIAD PHARMACEUTICALS, INC. Meeting Date: JUL 21, 2016 Record Date: MAY 25, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ARIA Security ID: 04033A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Alexander J. Denner | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ARIAKE JAPAN CO. LTD. Meeting Date: JUN 23, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 2815 Security ID: J01964105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| 2.1 | Elect Director Tagawa, Tomoki | Management | For | Against |
| 2.2 | Elect Director Iwaki, Katsutoshi | Management | For | For |
| 2.3 | Elect Director Shirakawa, Naoki | Management | For | For |
| 2.4 | Elect Director Uchida, Yoshikazu | Management | For | For |
| 2.5 | Elect Director Matsumoto, Koichi | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Isaka, Kenichi | Management | For | Against |
| 3.2 | Elect Director and Audit Committee Member Ono, Takeyoshi | Management | For | Against |
| 3.3 | Elect Director and Audit Committee Member Takeshita, Naoyoshi | Management | For | Against |
| 4 | Approve Annual Bonus | Management | For | For |
| ARYZTA AG Meeting Date: DEC 13, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ARYN Security ID: H0336B110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2.1 | Approve Allocation of Income | Management | For | For |
| 2.2 | Approve Dividends of CHF 0.57 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Elect Gary McGann as Director and Chairman | Management | For | For |
| 4.1.2 | Elect Charles Adair as Director | Management | For | For |
| 4.1.3 | Reelect Dan Flinter as Director | Management | For | For |
| 4.1.4 | Reelect Annette Flynn as Director | Management | For | For |
| 4.1.5 | Reelect Owen Killian as Director | Management | For | For |
| 4.1.6 | Reelect Andrew Morgan as Director | Management | For | For |
| 4.1.7 | Reelect Wolfgang Werle as Director | Management | For | For |
| 4.1.8 | Elect Rolf Watter as Director | Management | For | For |
| 4.2.1 | Appoint Charles Adair as Member of the Compensation Committee | Management | For | For |
| 4.2.2 | Appoint Gary McGann as Member of the Compensation Committee | Management | For | For |
| 4.2.3 | Appoint Rolf Watter as Member of the Compensation Committee | Management | For | For |
| 4.3 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 4.4 | Designate Patrick ONeill as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 1 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 15.05 Million | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| ASCENDIS PHARMA A/S Meeting Date: MAY 24, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ASND Security ID: 04351P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Receive Report of Board | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5a | Reelect James I. Healy as Director | Management | For | For |
| 5b | Reelect Jan Moller Mikkelsen as Director | Management | For | For |
| 5c | Elect Lisa Bright as Director | Management | For | For |
| 5d | Reelect Michael Wolff Jensen as Director | Management | For | For |
| 6 | Ratify Deloitte as Auditors | Management | For | For |
| 7 | Approve Creation of DKK 20 Million Pool of Capital without Preemptive Rights; Amend Articles Re: Delete Article 4d(4) Regarding Limitation on Aggregate Capital Increases | Management | For | Against |
| ASICS CORP. Meeting Date: MAR 29, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 7936 Security ID: J03234150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 23.5 | Management | For | For |
| 2.1 | Elect Director Oyama, Motoi | Management | For | For |
| 2.2 | Elect Director Kato, Katsumi | Management | For | For |
| 2.3 | Elect Director Kato, Isao | Management | For | For |
| 2.4 | Elect Director Nishimae, Manabu | Management | For | For |
| 2.5 | Elect Director Nishiwaki, Tsuyoshi | Management | For | For |
| 2.6 | Elect Director Tanaka, Katsuro | Management | For | For |
| 2.7 | Elect Director Kajiwara, Kenji | Management | For | For |
| 2.8 | Elect Director Hanai, Takeshi | Management | For | For |
| 2.9 | Elect Director Kashiwaki, Hitoshi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Onishi, Hirofumi | Management | For | For |
| 4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| ASKUL CORPORATION Meeting Date: AUG 03, 2016 Record Date: MAY 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 2678 Security ID: J03325107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 18 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Iwata, Shoichiro | Management | For | For |
| 3.2 | Elect Director Imamura, Toshio | Management | For | For |
| 3.3 | Elect Director Yoshida, Hitoshi | Management | For | For |
| 3.4 | Elect Director Yoshioka, Akira | Management | For | For |
| 3.5 | Elect Director Koshimizu, Hironori | Management | For | For |
| 3.6 | Elect Director Toda, Kazuo | Management | For | For |
| 3.7 | Elect Director Imaizumi, Koji | Management | For | Against |
| 3.8 | Elect Director Ozawa, Takao | Management | For | For |
| 3.9 | Elect Director Miyata, Hideaki | Management | For | For |
| 3.10 | Elect Director Higuchi, Yasuyuki | Management | For | For |
| 4.1 | Appoint Statutory Auditor Orimo, Yoshiyuki | Management | For | For |
| 4.2 | Appoint Statutory Auditor Yasumoto, Takaharu | Management | For | Against |
| 5 | Approve Aggregate Compensation Ceiling for Directors | Management | For | For |
| ASOS PLC Meeting Date: DEC 01, 2016 Record Date: NOV 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ASC Security ID: G0536Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Re-elect Brian McBride as Director | Management | For | For |
| 4 | Re-elect Nick Beighton as Director | Management | For | For |
| 5 | Re-elect Helen Ashton as Director | Management | For | For |
| 6 | Re-elect Ian Dyson as Director | Management | For | For |
| 7 | Re-elect Rita Clifton as Director | Management | For | For |
| 8 | Re-elect Hilary Riva as Director | Management | For | For |
| 9 | Re-elect Nick Robertson as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| AVANZA BANK HOLDING AB Meeting Date: MAR 21, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AZA Security ID: W4218X136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Live Broadcast of Meeting via Company Website | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 7 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 8 | Receive President's Report | Management | None | None |
| 9 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 10a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10b | Approve Allocation of Income and Dividends of SEK 10.50 Per Share | Management | For | For |
| 10c | Approve Discharge of Board and President | Management | For | For |
| 11 | Determine Number of Members and Deputy Members of Board | Management | For | For |
| 12 | Approve Remuneration of Directors in the Amount of SEK 300,000; Approve Committee Fees | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Reelect Sophia Bendz, Jonas Hagstromer, Sven Hagstromer, Birgitta Klasen, Mattias Miksche, Hans Toll and Jacqueline Winberg as Directors | Management | For | For |
| 15 | Elect Sven Hagstromer as Board Chairman | Management | For | For |
| 16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 17a | Approve Issuance of Warrants for the Purposes of Employee Incentive Program; Sub-Program 1 | Management | For | Against |
| 17b | Approve Issuance of Warrants for the Purposes of Employee Incentive Program; Sub-Program 2 | Management | For | Against |
| 17c | Approve Issuance of Warrants for the Purposes of Employee Incentive Program; Sub-Program 3 | Management | For | Against |
| 18 | Authorize Share Repurchase Program | Management | For | For |
| 19 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 20 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 21 | Close Meeting | Management | None | None |
| AZBIL CORP. Meeting Date: JUN 27, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 6845 Security ID: J0370G106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: JUL 29, 2016 Record Date: JUL 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Annual Accounts | Management | For | For |
| 4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Approve Transfer to the Legal Reserve of the Company out of the Share Premium Account | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9 | Approve Discharge of Directors | Management | For | For |
| 10 | Re-elect Sir Terry Leahy as Director | Management | For | For |
| 11 | Re-elect Simon Arora as Director | Management | For | For |
| 12 | Re-elect David Novak as Director | Management | For | For |
| 13 | Re-elect Paul McDonald as Director | Management | For | For |
| 14 | Re-elect Thomas Hubner as Director | Management | For | For |
| 15 | Re-elect Kathleen Guion as Director | Management | For | For |
| 16 | Re-elect Ron McMillan as Director | Management | For | For |
| 17 | Re-elect Harry Brouwer as Director | Management | For | For |
| 18 | Re-elect Thomas Hubner as Director by Independent Shareholders | Management | For | For |
| 19 | Re-elect Kathleen Guion as Director by Independent Shareholders | Management | For | For |
| 20 | Re-elect Ron McMillan as Director by Independent Shareholders | Management | For | For |
| 21 | Re-elect Harry Brouwer as Director by Independent Shareholders | Management | For | For |
| 22 | Approve Discharge of Auditors | Management | For | For |
| 23 | Appoint KPMG Luxembourg Societe Cooperative as Auditors | Management | For | For |
| 24 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: JUL 29, 2016 Record Date: JUL 15, 2016 Meeting Type: SPECIAL | ||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| BAJAJ FINSERV LTD. Meeting Date: JUL 26, 2016 Record Date: JUL 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 532978 Security ID: Y0548X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Interim Dividend as Final Dividend | Management | For | For |
| 3 | Reelect Madhur Bajaj as Director | Management | For | For |
| 4 | Approve Dalal & Shah LLP as Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Remuneration of Cost Auditors | Management | For | For |
| 6 | Approve Increase in Threshold of Loans, Guarantees and /or Security in Other Body Corporate | Management | For | Against |
| BALFOUR BEATTY PLC Meeting Date: MAY 18, 2017 Record Date: MAY 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BBY Security ID: G3224V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Philip Aiken as Director | Management | For | For |
| 6 | Re-elect Dr Stephen Billingham as Director | Management | For | For |
| 7 | Re-elect Stuart Doughty as Director | Management | For | For |
| 8 | Re-elect Iain Ferguson as Director | Management | For | For |
| 9 | Re-elect Philip Harrison as Director | Management | For | For |
| 10 | Re-elect Leo Quinn as Director | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares and Preference Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BALOISE HOLDING Meeting Date: APR 28, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BALN Security ID: H04530202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 5.20 per Share | Management | For | For |
| 4.1 | Approve CHF 120,000 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 4.2 | Approve Creation of CHF 500,000 Pool of Capital without Preemptive Rights | Management | For | For |
| 5.1a | Reelect Andreas Burckhardt as Director and Board Chairman | Management | For | For |
| 5.1b | Reelect Andreas Beerli as Director | Management | For | For |
| 5.1c | Reelect Georges-Antoine de Boccard as Director | Management | For | For |
| 5.1d | Reelect Christoph Gloor as Director | Management | For | For |
| 5.1e | Reelect Karin Keller-Sutter as Director | Management | For | For |
| 5.1f | Reelect Werner Kummer as Director | Management | For | For |
| 5.1g | Reelect Hugo Lasat as Director | Management | For | For |
| 5.1h | Reelect Thomas Pleines as Director | Management | For | For |
| 5.1i | Reelect Marie-Noelle Venturi-Zen-Ruffinen as Director | Management | For | For |
| 5.1j | Elect Thomas von Planta as Director | Management | For | For |
| 5.2a | Appoint Georges-Antoine de Boccard as Member of the Compensation Committee | Management | For | For |
| 5.2b | Appoint Karin Keller-Sutter as Member of the Compensation Committee | Management | For | For |
| 5.2c | Appoint Thomas Pleines as Member of the Compensation Committee | Management | For | For |
| 5.2d | Appoint Marie-Noelle Venturi-Zen-Ruffinen as Member of the Compensation Committee | Management | For | For |
| 5.3 | Designate Christophe Sarasin as Independent Proxy | Management | For | For |
| 5.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Management | For | For |
| 6.2a | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 4 Million | Management | For | For |
| 6.2b | Approve Variable Remuneration of Executive Committee in the Amount of CHF 4.7 Million | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| BANKINTER S.A. Meeting Date: MAR 23, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BKT Security ID: E2116H880 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4.1 | Reelect Pedro Guerrero Guerrero as Director | Management | For | Against |
| 4.2 | Reelect Rafael Mateu de Ros Cerezo as Director | Management | For | Against |
| 4.3 | Reelect Marcelino Botin-Sanz de Sautuola y Naveda as Director | Management | For | Against |
| 4.4 | Reelect Fernando Masaveu Herrero as Director | Management | For | Against |
| 4.5 | Fix Number of Directors at 10 | Management | For | For |
| 5 | Authorize Increase in Capital up to 10 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Approve a Restricted Capitalization Reserve Pursuant to Section 25.1.b) of Law 27/2014 of 27 November on Corporate Income Tax | Management | For | For |
| 7.1 | Approve Deferred Share Bonus Plan for FY 2016 | Management | For | For |
| 7.2 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Advisory Vote on Remuneration Report | Management | For | For |
| 10 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| BAYER CROPSCIENCE INDIA LTD Meeting Date: SEP 12, 2016 Record Date: SEP 05, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 506285 Security ID: Y0761E135 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reelect Peter Mueller as Director | Management | For | Against |
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Ulrich Stefer as Director and Approve Appointment and Remuneration of Ulrich Stefer as Executive Director and CFO | Management | For | For |
| 6 | Elect Pankaj Patel as Independent Director | Management | For | For |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| 8 | Approve Related Party Transaction with Bayer BioScience Private Ltd. | Management | For | Against |
| 9 | Adopt New Articles of Association | Management | For | For |
| BEIGENE, LTD. Meeting Date: JUN 01, 2017 Record Date: APR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BGNE Security ID: 07725L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Timothy Chen as Director for a three-year term | Management | For | Against |
| 2 | Reelect John V. Oyler as Director for a three-year term | Management | For | Against |
| 3 | Ratify Ernst & Young Hua Ming LLP as Auditors | Management | For | For |
| BELIMO HOLDING AG Meeting Date: APR 03, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BEAN Security ID: H07171103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 75 per Share | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1.1 | Reelect Adrian Altenburger as Director | Management | For | For |
| 5.1.2 | Reelect Patrick Burkhalter as Director | Management | For | For |
| 5.1.3 | Reelect Martin Hess as Director | Management | For | For |
| 5.1.4 | Reelect Hans Peter Wehrli as Director | Management | For | For |
| 5.1.5 | Reelect Martin Zwyssig as Director | Management | For | For |
| 5.2.1 | Reelect Hans Peter Wehrli as Board Chairman | Management | For | For |
| 5.2.2 | Reelect Martin Zwyssig as Deputy Chairman | Management | For | For |
| 5.3.1 | Appoint as Adrian Altenburger Member and Chairman of the Compensation Committee | Management | For | For |
| 5.3.2 | Appoint as Patrick Burkhalter Member of the Compensation Committee | Management | For | For |
| 5.3.3 | Appoint Martin Hess as Member of the Compensation Committee | Management | For | For |
| 5.4 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5.5 | Ratify KPMG AG as Auditors | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 800,000 | Management | For | For |
| 6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 4.36 Million | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| BIOMERIEUX SA Meeting Date: MAY 30, 2017 Record Date: MAY 25, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BIM Security ID: F1149Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Directors | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
| 5 | Approve Transaction with Fondation Merieux Re: Sponsorship | Management | For | For |
| 6 | Approve Transaction with Fondation Christophe et Rodolphe Merieux Re: Sponsorship | Management | For | For |
| 7 | Non-Binding Vote on Compensation of Jean-Luc Belingard, Chairman and CEO | Management | For | Against |
| 8 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
| 9 | Non-Binding Vote on Compensation of Alexandre Merieux, Vice-CEO | Management | For | Against |
| 10 | Approve Remuneration Policy of Vice-CEO | Management | For | Against |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 400,000 | Management | For | For |
| 12 | Elect Marie-Paule Kieny as Director | Management | For | For |
| 13 | Elect Fanny Letier as Director | Management | For | For |
| 14 | Renew Appointment of Grant Thornton sis as Auditor | Management | For | For |
| 15 | Decision Not to Renew PriceWaterHouseCoopers Audit SA as Alternate Auditor | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Amend Article 12 of Bylaws Re: Founder and Chairman of the Board | Management | For | For |
| 18 | Approve 3-for-1 Stock Split and Amend Bylaws Accordingly | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4.21 Million | Management | For | Against |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.21 Million | Management | For | Against |
| 22 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements | Management | For | Against |
| 23 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 26 | Authorize Capitalization of Reserves of Up to EUR 4.21 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 27 | Authorize Issuance of Equity or Equity-Linked Instruments without Preemptive Rights Including by Companies Owning over 50 Percent of the Company Share Capital up to Aggregate Nominal Amount of EUR 4.21 Million | Management | For | Against |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Eliminate Preemptive Rights Pursuant to Item 28 Above, in Favor of Employees | Management | For | For |
| 30 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 4.21 Million | Management | For | For |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BLACKBERRY LIMITED Meeting Date: JUN 21, 2017 Record Date: MAY 05, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BB Security ID: 09228F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Chen | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director Timothy Dattels | Management | For | For |
| 1.4 | Elect Director Richard Lynch | Management | For | For |
| 1.5 | Elect Director Laurie Smaldone Alsup | Management | For | For |
| 1.6 | Elect Director Barbara Stymiest | Management | For | For |
| 1.7 | Elect Director V. Prem Watsa | Management | For | For |
| 1.8 | Elect Director Wayne Wouters | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Equity Incentive Plan | Management | For | For |
| 4 | Re-approve Deferred Share Unit Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BOOHOO.COM PLC Meeting Date: JUN 23, 2017 Record Date: JUN 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BOO Security ID: G6153P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Peter Williams as Director | Management | For | For |
| 4 | Re-elect Carol Kane as Director | Management | For | For |
| 5 | Re-elect Neil Catto as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | Against |
| BOOKER GROUP PLC Meeting Date: JUL 06, 2016 Record Date: JUL 04, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BOK Security ID: G1450C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Stewart Gilliland as Director | Management | For | For |
| 5 | Re-elect Charles Wilson as Director | Management | For | For |
| 6 | Re-elect Jonathan Prentis as Director | Management | For | For |
| 7 | Re-elect Guy Farrant as Director | Management | For | For |
| 8 | Re-elect Helena Andreas as Director | Management | For | For |
| 9 | Re-elect Andrew Cripps as Director | Management | For | For |
| 10 | Elect Gary Hughes as Director | Management | For | For |
| 11 | Re-elect Karen Jones as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Matters Relating to the Return of Capital to Shareholders | Management | For | For |
| BRENNTAG AG Meeting Date: JUN 08, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BNR Security ID: D12459117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.05 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 6.1 | Elect Wijnand Donkers to the Supervisory Board | Management | For | For |
| 6.2 | Elect Ulrich Harnacke to the Supervisory Board | Management | For | For |
| 7 | Change Location of Registered Office to Essen, Germany | Management | For | For |
| 8 | Amend Articles Re: Chairman of General Meeting | Management | For | For |
| BRITVIC PLC Meeting Date: JAN 31, 2017 Record Date: JAN 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BVIC Security ID: G17387104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Sue Clark as Director | Management | For | For |
| 5 | Elect Euan Sutherland as Director | Management | For | For |
| 6 | Re-elect Joanne Averiss as Director | Management | For | For |
| 7 | Re-elect Gerald Corbett as Director | Management | For | For |
| 8 | Re-elect John Daly as Director | Management | For | For |
| 9 | Re-elect Mathew Dunn as Director | Management | For | For |
| 10 | Re-elect Ben Gordon as Director | Management | For | For |
| 11 | Re-elect Simon Litherland as Director | Management | For | For |
| 12 | Re-elect Ian McHoul as Director | Management | For | For |
| 13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BRUKER CORPORATION Meeting Date: MAY 22, 2017 Record Date: MAR 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BRKR Security ID: 116794108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia M. Friend | Management | For | For |
| 1.2 | Elect Director Marc A. Kastner | Management | For | For |
| 1.3 | Elect Director Gilles G. Martin | Management | For | For |
| 1.4 | Elect Director Hermann Requardt | Management | For | For |
| 1.5 | Elect Director Adelene Q. Perkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BTG PLC Meeting Date: JUL 14, 2016 Record Date: JUL 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BTG Security ID: G1660V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Garry Watts as Director | Management | For | For |
| 5 | Re-elect Louise Makin as Director | Management | For | For |
| 6 | Re-elect Rolf Soderstrom as Director | Management | For | For |
| 7 | Re-elect Giles Kerr as Director | Management | For | For |
| 8 | Re-elect Ian Much as Director | Management | For | For |
| 9 | Re-elect James O'Shea as Director | Management | For | For |
| 10 | Re-elect Richard Wohanka as Director | Management | For | For |
| 11 | Re-elect Susan Foden as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Approve Performance Share Plan | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Approve Increase in the Limit of Non-Executive Directors' Fees | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BUNZL PLC Meeting Date: APR 19, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BNZL Security ID: G16968110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Philip Rogerson as Director | Management | For | For |
| 4 | Re-elect Frank van Zanten as Director | Management | For | For |
| 5 | Re-elect Patrick Larmon as Director | Management | For | For |
| 6 | Re-elect Brian May as Director | Management | For | For |
| 7 | Re-elect Eugenia Ulasewicz as Director | Management | For | For |
| 8 | Re-elect Jean-Charles Pauze as Director | Management | For | For |
| 9 | Re-elect Vanda Murray as Director | Management | For | For |
| 10 | Elect Lloyd Pitchford as Director | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BURCKHARDT COMPRESSION HOLDING AG Meeting Date: JUL 01, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BCHN Security ID: H12013100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 10 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1. | Reelect Valentin Vogt as Director | Management | For | For |
| 5.1.2 | Reelect Hans Hess as Director | Management | For | For |
| 5.1.3 | Reelect Urs Leinhaeuser as Director | Management | For | For |
| 5.1.4 | Reelect Monika Kruesi as Director | Management | For | For |
| 5.1.5 | Reelect Stephan Bross as Director | Management | For | For |
| 5.2 | Elect Valentin Vogt as Board Chairman | Management | For | For |
| 5.3.1 | Appoint Hans Hess as Member of the Compensation Committee | Management | For | For |
| 5.3.2 | Appoint Stephan Bross as Member of the Compensation Committee | Management | For | For |
| 5.4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 5.5 | Designate Andreas Keller as Independent Proxy | Management | For | For |
| 6.1 | Approve Maximum Variable Remuneration of Board of Directors in the Amount of CHF 100,000 | Management | For | For |
| 6.2 | Approve Maximum Variable Remuneration of Executive Committee in the Amount of CHF 1.4 Million | Management | For | For |
| 6.3 | Approve Remuneration Report | Management | For | Against |
| 6.4 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 2.13 Million | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| CAE INC. Meeting Date: AUG 10, 2016 Record Date: JUN 16, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CAE Security ID: 124765108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc Parent | Management | For | For |
| 1.2 | Elect Director Margaret S. (Peg) Billson | Management | For | For |
| 1.3 | Elect Director Michael M. Fortier | Management | For | For |
| 1.4 | Elect Director Paul Gagne | Management | For | For |
| 1.5 | Elect Director James F. Hankinson | Management | For | For |
| 1.6 | Elect Director Alan N. MacGibbon | Management | For | For |
| 1.7 | Elect Director John P. Manley | Management | For | For |
| 1.8 | Elect Director Peter J. Schoomaker | Management | For | For |
| 1.9 | Elect Director Andrew J. Stevens | Management | For | For |
| 1.10 | Elect Director Katharine B. Stevenson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| CAIRN HOMES PLC Meeting Date: MAY 17, 2017 Record Date: MAY 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CRN Security ID: G1858L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports and Review the Affairs of the Company | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Re-elect John Reynolds as Director | Management | For | For |
| 3b | Re-elect Michael Stanley as Director | Management | For | For |
| 3c | Re-elect Alan McIntosh as Director | Management | For | For |
| 3d | Re-elect Eamonn O'Kennedy as Director | Management | For | For |
| 3e | Re-elect Andrew Bernhardt as Director | Management | For | For |
| 3f | Re-elect Gary Britton as Director | Management | For | For |
| 3g | Re-elect Giles Davies as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Approve Long Term Incentive Plan | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | Management | For | For |
| CARGOTEC OYJ Meeting Date: MAR 21, 2017 Record Date: MAR 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CGCBV Security ID: X10788101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.94 Per Class A Share and EUR 0.95 Per Class B Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Amend Articles Re: Minimum and Maximum Number of Directors | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of EUR 85,000 for Chairman, EUR 60,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 12 | Fix Number of Directors at Ten | Management | For | For |
| 13 | Reelect Kimmo Alkio, Jorma Eloranta, Tapio Hakakari, Ilkka Herlin, Peter Immonen, Kaisa Olkkonen, Teuvo Salminen and Heikki Soljama as Directors; Elect Teresa Kemppi-Vasama and Johanna Lamminen as New Directors | Management | For | For |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Fix Number of Auditors at Two | Management | For | For |
| 16 | Ratify PricewaterhouseCoopers and Tomi Hyrylainen as Auditors | Management | For | For |
| 17 | Authorize Share Repurchase Program | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| CARL ZEISS MEDITEC AG Meeting Date: MAY 30, 2017 Record Date: MAY 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AFX Security ID: D14895102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015/16 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.42 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015/16 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015/16 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2016/17 | Management | For | For |
| 6 | Approve Creation of EUR 12.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve Affiliation Agreement with Subsidiary Carl Zeiss Meditec Asset Management Verwaltungsgesellschaft mbH | Management | For | For |
| CETIP S.A. - MERCADOS ORGANIZADOS Meeting Date: JUL 18, 2016 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: CTIP3 Security ID: P2325R149 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration of Company's Management | Management | For | For |
| CETIP S.A. - MERCADOS ORGANIZADOS Meeting Date: JUL 27, 2016 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: CTIP3 Security ID: P2325R149 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles | Management | For | For |
| COGNEX CORPORATION Meeting Date: APR 27, 2017 Record Date: MAR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CGNX Security ID: 192422103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick A. Alias | Management | For | For |
| 1.2 | Elect Director Theodor Krantz | Management | For | For |
| 1.3 | Elect Director J. Bruce Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 5 | Adopt a Policy on Board Diversity | Shareholder | Against | For |
| COLGATE-PALMOLIVE (INDIA) LTD. Meeting Date: AUG 08, 2016 Record Date: AUG 01, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 500830 Security ID: Y1673X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Niket Ghate as Director | Management | For | For |
| 3 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Keeping and Maintenance of the Register and Indices of Members and Copies of Annual Returns as the Corporate Office of the Company | Management | For | For |
| CONVATEC GROUP PLC Meeting Date: MAY 11, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CTEC Security ID: G23969101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Sir Christopher Gent as Director | Management | For | For |
| 5 | Elect Paul Moraviec as Director | Management | For | For |
| 6 | Elect Nigel Clerkin as Director | Management | For | For |
| 7 | Elect Steve Holliday as Director | Management | For | For |
| 8 | Elect Jesper Ovesen as Director | Management | For | For |
| 9 | Elect Rick Anderson as Director | Management | For | For |
| 10 | Elect Raj Shah as Director | Management | For | For |
| 11 | Elect Kasim Kutay as Director | Management | For | For |
| 12 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Approve Scrip Dividend Alternative | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Approve Save As You Earn Scheme | Management | For | For |
| 20 | Approve US Employee Share Purchase Plan | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| COOKPAD INC Meeting Date: MAR 23, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 2193 Security ID: J08696106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sano, Akimitsu | Management | For | For |
| 1.2 | Elect Director Iwata, Rimpei | Management | For | For |
| 1.3 | Elect Director Kitagawa, Toru | Management | For | For |
| 1.4 | Elect Director Yanagisawa, Daisuke | Management | For | For |
| 1.5 | Elect Director Deguchi, Kyoko | Management | For | For |
| 1.6 | Elect Director Fujii, Koichiro | Management | For | For |
| 1.7 | Elect Director Iga, Yasuyo | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| CRAMO OYJ Meeting Date: MAR 30, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CRA1V Security ID: X1676B118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.75 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 70,000 for Chairman, EUR 40,000 for Deputy Chairman, and EUR 35,000 for Other Directors; Approve Meeting Fees | Management | For | For |
| 11 | Fix Number of Directors at Seven | Management | For | For |
| 12 | Reelect Perttu Louhiluoto, Peter Nilsson, Joakim Rubin, Raimo Seppanen, Erkki Stenberg and Caroline Sundewall as Directors; Elect Veli-Matti Reinikkala (Chairman) as New Director | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify KPMG as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Approve Issuance of up to 4.4 Million Shares without Preemptive Rights | Management | For | For |
| 17 | Adopt Rules for Nominating Committee | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| CYIENT LIMITED Meeting Date: AUG 29, 2016 Record Date: AUG 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 532175 Security ID: Y4082D131 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Interim Dividends | Management | For | For |
| 3 | Reelect B. V. R. Mohan Redy as Director | Management | For | For |
| 4 | Reelect Krishna Bodanapu as Director | Management | For | For |
| 5 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CYIENT LIMITED Meeting Date: DEC 08, 2016 Record Date: OCT 28, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 532175 Security ID: Y4082D131 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Cyient Limited - Associate Restricted Stock Unit Scheme 2016 and Grant of Units to Associates of the Company | Management | For | Against |
| 2 | Approve Grant of Units to Associates of the Company's Subsidiaries Under the Cyient Limited - Associate Restricted Stock Unit Scheme 2016 | Management | For | Against |
| DAVIDE CAMPARI-MILANO S.P.A. Meeting Date: APR 28, 2017 Record Date: APR 19, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CPR Security ID: T24091117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Stock Split | Management | For | For |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Elect Karen Guerra as Director | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | Against |
| 5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against |
| DBV TECHNOLOGIES Meeting Date: JUN 15, 2017 Record Date: JUN 12, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: DBV Security ID: F2927N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Loses and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | Against |
| 5 | Renew Appointment of Deloitte & associes as Auditor | Management | For | For |
| 6 | Acknowledge End of Mandate of BEAS as Alternate Auditor, and Approve Decision to Neither Renew nor Replace the Alternate Auditor | Management | For | For |
| 7 | Elect Julie O'Neill as Director | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 600,000 | Management | For | For |
| 9 | Approve Remuneration Policy of Pierre-Henri Benhamou, Chairman and CEO | Management | For | Against |
| 10 | Approve Remuneration Policy of David Schilansky, Vice-CEO | Management | For | Against |
| 11 | Approve Remuneration Policy of Laurent Martin, Vice-CEO | Management | For | Against |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize up to 5.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 15 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 16 | Approve Issuance of Warrants (BSA, BSAANE and/or BSAAR) without Preemptive Rights up to 2 Percent of Issued Capital Reserved for Corporate Officers, Scientific Committee Members, Employees, Consultants and/or Subsidiaries | Management | For | Against |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Amend Article 36 of Bylaws Re: Auditors | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DE LONGHI S.P.A. Meeting Date: APR 11, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: DLG Security ID: T3508H102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | Against |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against |
| 4 | Adopt Double Voting Rights for Long-Term Registered Shareholders | Management | For | Against |
| DECHRA PHARMACEUTICALS PLC Meeting Date: OCT 21, 2016 Record Date: OCT 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DPH Security ID: G2769C145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect William Rice as Director | Management | For | For |
| 5 | Re-elect Ian Page as Director | Management | For | For |
| 6 | Re-elect Anthony Griffin as Director | Management | For | For |
| 7 | Re-elect Ishbel Macpherson as Director | Management | For | For |
| 8 | Re-elect Julian Heslop as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 15 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| DISCO CO. Meeting Date: JUN 27, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 6146 Security ID: J12327102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 291 | Management | For | For |
| 2.1 | Elect Director Mizorogi, Hitoshi | Management | For | For |
| 2.2 | Elect Director Sekiya, Kazuma | Management | For | For |
| 2.3 | Elect Director Sekiya, Hideyuki | Management | For | For |
| 2.4 | Elect Director Tamura, Takao | Management | For | For |
| 2.5 | Elect Director Inasaki, Ichiro | Management | For | For |
| 2.6 | Elect Director Tamura, Shinichi | Management | For | For |
| 3 | Appoint Statutory Auditor Mimata, Tsutomu | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| DLF LTD. Meeting Date: AUG 30, 2016 Record Date: AUG 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DLF Security ID: Y2089H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend | Management | For | For |
| 3 | Reelect Pia Singh as Director | Management | For | Against |
| 4 | Approve Walker Chandiok & Co LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Remuneration of Cost Auditors | Management | For | For |
| 6 | Approve Reappointment and Remuneration of Mohit Gujral as CEO and Executive Director | Management | For | For |
| 7 | Approve Reappointment and Remuneration of Rajeev Talwar as CEO and Executive Director | Management | For | For |
| 8 | Approve Issuance of Non-convertible Debentures and Other Debt Securities | Management | For | For |
| ESPRIT HOLDINGS LIMITED Meeting Date: DEC 06, 2016 Record Date: DEC 01, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 330 Security ID: G3122U145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a1 | Elect Raymond Or Ching Fai as Director | Management | For | Against |
| 2a2 | Elect Alexander Reid Hamilton as Director | Management | For | For |
| 2a3 | Elect Carmelo Lee Ka Sze as Director | Management | For | Against |
| 2a4 | Elect Norbert Adolf Platt as Director | Management | For | For |
| 2b | Authorize Board to Fix Directors' Fees | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| EULER HERMES GROUP Meeting Date: MAY 24, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ELE Security ID: F2013Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of IncomeDividends of EUR 4.68 per Share | Management | For | For |
| 4 | Acknowledge Reevaluation of Reserve Account | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
| 6 | Renew Appointment of Exco Paris Ace as Auditor | Management | For | For |
| 7 | Renew Appointment of KPMG SA as Auditor | Management | For | For |
| 8 | Decision not to Renew Emmanuel Charrier as Alternate Auditor | Management | For | For |
| 9 | Decision not to Renew KPMG Audit FS I as Alternate Auditor | Management | For | For |
| 10 | Approve Remuneration Policy of the Chairman of the Management Board and Members of the Management Board | Management | For | Against |
| 11 | Approve Remuneration Policy of the Chairman of the Supervisory Board and Members of the Supervisory Board | Management | For | For |
| 12 | Non-Binding Vote on Compensation of Wilfried Verstraete, Chairman of the Management Board | Management | For | Against |
| 13 | Non-Binding Vote on Compensation of Frederic Biziere, Paul Overeem, Clarisse Kopff, Gerd-Uwe Baden, Dirk Oevermann, Members of the Management Board until Mar. 31, 2016 and Michele Pignotti and Ludovic Senecaut, Members of Board since Mar. 31, 2016 | Management | For | Against |
| 14 | Non-Binding Vote on Compensation of Clement Booth, Chairman of the Supervisory Board until May 25, 2016, and Axel Theis, Chairman of the Supervisory Board since May 25, 2016 | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Amend Article 4 of Bylaws to Comply with New Regulations Re: Company Headquarters | Management | For | For |
| 17 | Amend Article 12 of Bylaws to Comply with New Regulations Re: Powers | Management | For | Against |
| 18 | Amend Article 19 of Bylaws to Comply with New Regulations Re: Auditor | Management | For | For |
| 19 | Amend Article 11 of Bylaws Re: Shareholding Requirements for Directors | Management | For | Against |
| 20 | Delegate Power to the Supervisory Board to Amend the Bylaws to Comply with New Regulation | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| EXACT SCIENCES CORPORATION Meeting Date: JUL 28, 2016 Record Date: JUN 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: EXAS Security ID: 30063P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin T. Conroy | Management | For | Withhold |
| 1.2 | Elect Director John A. Fallon | Management | For | For |
| 1.3 | Elect Director David A. Thompson | Management | For | Withhold |
| 1.4 | Elect Director Katherine S. Zanotti | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| FAES FARMA, S.A. Meeting Date: JUN 12, 2017 Record Date: JUN 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FAE Security ID: E4866U210 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements, Allocation of Income, and Discharge of Board | Management | For | For |
| 2 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 3 | Advisory Vote on Remuneration Report | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 5 | Allow Questions | Management | None | None |
| FERRARI NV Meeting Date: APR 14, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RACE Security ID: N3167Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Board Report (Non-Voting) | Management | None | None |
| 2.b | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 2.c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.d | Receive Information Re: Cash Distribution from Reserves | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.f | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect Sergio Marchionne as Executive Director | Management | For | Against |
| 3.b | Reelect John Elkann as Non-Executive Director | Management | For | Against |
| 3.c | Reelect Piero Ferrari as Non-Executive Director | Management | For | For |
| 3.d | Relect Delphine Arnault as Non-Executive Director | Management | For | Against |
| 3.e | Reelect Louis C. Camilleri as Non- Executive Director | Management | For | Against |
| 3.f | Reelect Giuseppina Capaldo as Non-Executive Director | Management | For | For |
| 3.g | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | For |
| 3.h | Reelect Sergio Duca as Non-Executive Director | Management | For | For |
| 3.i | Reelect Lapo Elkann as Non-Executive Director | Management | For | For |
| 3.j | Reelect Amedeo Felisa as Non-Executive Director | Management | For | For |
| 3.k | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
| 3.l | Reelect Adam Keswick as Non-Executive Director | Management | For | For |
| 3.m | Reelect Elena Zambon as Non-Executive Director | Management | For | For |
| 4 | Approve Remuneration of Non-Executives Board Members | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Performance Share Arrangement for CEO | Management | For | Against |
| 7 | Ratify Ernst & Young as Auditors | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| FIBROGEN, INC. Meeting Date: JUN 07, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FGEN Security ID: 31572Q808 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas F. Kearns, Jr. | Management | For | For |
| 1b | Elect Director Kalevi Kurkijarvi | Management | For | For |
| 1c | Elect Director Toshinari Tamura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FIVE PRIME THERAPEUTICS, INC. Meeting Date: MAY 10, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FPRX Security ID: 33830X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kapil Dhingra | Management | For | For |
| 1b | Elect Director Mark D. McDade | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FLUGHAFEN ZUERICH AG Meeting Date: APR 20, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: FHZN Security ID: H26552135 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditor's Report (Non-Voting) | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Discharge of Board of Directors | Management | For | For |
| 6.1 | Approve Allocation of Income and Ordinary Dividends of CHF 3.20 per Share | Management | For | For |
| 6.2 | Approve Dividends from Capital Contribution Reserves of CHF 3.20 per Share | Management | For | For |
| 7.1 | Approve Remuneration of Board of Directors in the Amount of CHF 1.6 Million | Management | For | For |
| 7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 4.4 Million | Management | For | For |
| 8.1.1 | Reelect Guglielmo Brentel as Director | Management | For | For |
| 8.1.2 | Reelect Corine Mauch as Director | Management | For | Against |
| 8.1.3 | Reelect Andreas Schmid as Director | Management | For | Against |
| 8.1.4 | Elect Josef Felder as Director | Management | For | For |
| 8.1.5 | Elect Stephan Gemkow as Director | Management | For | For |
| 8.2 | Elect Andreas Schmid as Board Chairman | Management | For | Against |
| 8.3.1 | Appoint Vincent Albers as Member of the Compensation Committee | Management | For | Against |
| 8.3.2 | Appoint Guglielmo Brentel as Member of the Compensation Committee | Management | For | For |
| 8.3.3 | Appoint Eveline Saupper as Member of the Compensation Committee | Management | For | Against |
| 8.3.4 | Appoint Andreas Schmid as Member of the Compensation Committee | Management | For | Against |
| 8.4 | Designate Marianne Sieger as Independent Proxy | Management | For | For |
| 8.5 | Ratify KPMG AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| FUJITSU LTD. Meeting Date: JUN 26, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 6702 Security ID: J15708159 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yamamoto, Masami | Management | For | For |
| 1.2 | Elect Director Tanaka, Tatsuya | Management | For | For |
| 1.3 | Elect Director Taniguchi, Norihiko | Management | For | For |
| 1.4 | Elect Director Tsukano, Hidehiro | Management | For | For |
| 1.5 | Elect Director Duncan Tait | Management | For | For |
| 1.6 | Elect Director Furukawa, Tatsuzumi | Management | For | For |
| 1.7 | Elect Director Suda, Miyako | Management | For | For |
| 1.8 | Elect Director Yokota, Jun | Management | For | For |
| 1.9 | Elect Director Mukai, Chiaki | Management | For | For |
| 1.10 | Elect Director Abe, Atsushi | Management | For | For |
| 2 | Appoint Statutory Auditor Hirose, Yoichi | Management | For | For |
| 3 | Approve Equity Compensation Plan | Management | For | For |
| GALAPAGOS Meeting Date: JUL 26, 2016 Record Date: JUL 12, 2016 Meeting Type: SPECIAL | ||||
| Ticker: GLPG Security ID: B44170106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mary Kerr as Director | Management | For | For |
| 1 | Receive Special Board Report Re: Item 2 | Management | None | None |
| 2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | Against |
| GALAPAGOS Meeting Date: APR 25, 2017 Record Date: APR 11, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: GLPG Security ID: B44170106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6 | Approve Discharge of Directors and Auditors | Management | For | For |
| 7 | Approve Remuneration of Auditors | Management | For | For |
| 8 | Ratify Deloitte as Auditors | Management | For | For |
| 9i | Reelect Onno van Stolpe as Director | Management | For | For |
| 9ii | Reelect Raj Parekh as Director | Management | For | For |
| 9iii | Reelect Katrine Bosley as Independent Director | Management | For | Against |
| 10 | Approve Remuneration of Directors | Management | For | For |
| 11 | Approve Galapagos Warrant Plan 2017 | Management | For | Against |
| 12 | Approve Change-of-Control Clause | Management | For | For |
| 13 | Transact Other Business | Management | None | None |
| 1 | Receive Special Board Report Re: Authorization to Increase Capital | Management | None | None |
| 2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital up to 20 Percent of the Share Capital | Management | For | For |
| 3 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital up to 33 Percent of the Share Capital | Management | For | Against |
| GENFIT Meeting Date: JUN 16, 2017 Record Date: JUN 13, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: GNFT Security ID: F43738107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Management Board Members, Supervisory Board Members and Auditors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge Management and Supervisory Board Members and Auditors | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Management Board's Special Report on Stock Option Grants | Management | For | For |
| 6 | Approve Management Board's Special Report on Restricted Stock Grants | Management | For | For |
| 7 | Approve Management Board's Report on Capital Increase Authorizations | Management | For | For |
| 8 | Adopt One-Tiered Board Structure | Management | For | Against |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.85 Million | Management | For | Against |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.85 Million | Management | For | Against |
| 11 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1.85 Million | Management | For | Against |
| 12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 13 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.85 Million | Management | For | Against |
| 14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 9-11, 13 | Management | For | Against |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 16 | Authorize Capital Increase of Up to EUR 1.85 Million for Future Exchange Offers | Management | For | Against |
| 17 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 9-11, 13-16 at EUR 1.85 Million | Management | For | For |
| 18 | Authorize Issuance of Warrants (BSA) Reserved for Independent Supervisory Board Members and Consultants, up to Aggregate Nominal Amount of EUR 12,500 | Management | For | Against |
| 19 | Authorize up to Aggregate Nominal Amount of 275,000 Shares for Use in Stock Option Plans | Management | For | Against |
| 20 | Authorize up to 75,000 Shares for Use in Restricted Stock Plans | Management | For | Against |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| 22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 24 | Elect Jean-Francois Mouney as Director | Management | For | Against |
| 25 | Elect Xavier Guille des Buttes as Director | Management | For | Against |
| 26 | Elect Anne-Helene Monsellato as Director | Management | For | Against |
| 27 | Elect Catherine Larue as Director | Management | For | Against |
| 28 | Elect Frederic Desdouits as Director | Management | For | Against |
| 29 | Elect Philippe Moons as Director | Management | For | Against |
| 30 | Elect Societe Biotech Avenir as Director | Management | For | Against |
| 31 | Approve Remuneration of Directors in the Aggregate Amount of EUR 225,000 | Management | For | For |
| 32 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
| 33 | Approve Agreement with Jean-Francois Mouney, Chairman and CEO | Management | For | Against |
| 34 | Approve Agreement with Nathalie Huitorel, Management Board Member | Management | For | Against |
| 35 | Approve Agreement with Dean Hum, Management Board Member | Management | For | Against |
| 36 | Amend Article 27, 29, 30, 31, 32, 34, 35, 36, 37 of Bylaws Re: Facilitating Electronic Vote | Management | For | For |
| 37 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.85 Million | Management | For | Against |
| 38 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.85 Million | Management | For | Against |
| 39 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placement, up to Aggregate Nominal Amount of EUR 1.85 Million | Management | For | Against |
| 40 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 41 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.85 Million | Management | For | Against |
| 42 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 39-41 and 43 | Management | For | Against |
| 43 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 44 | Authorize Capital Increase of Up to EUR 1.85 Million for Future Exchange Offers | Management | For | Against |
| 45 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 1.85 Million | Management | For | For |
| 46 | Authorize Issuance of Warrants (BSA) Reserved for Independent Supervisory Board Members and Consultants, up to Aggregate Nominal Amount of EUR 12,500 | Management | For | Against |
| 47 | Authorize up to 275,000 Shares for Use in Stock Option Plans | Management | For | Against |
| 48 | Authorize up to 75,000 Shares for Use in Restricted Stock Plans | Management | For | Against |
| 49 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| 50 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 51 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 52 | Elect Anne-Helene Monsellato as Supervisory Board Member | Management | For | Against |
| 53 | Elect Catherine Larue as Supervisory Board Member | Management | For | Against |
| 54 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 225,000 | Management | For | For |
| 55 | Approve Remuneration Policy of Chairman of the Management Board | Management | For | Against |
| 56 | Approve Remuneration Policy of Management Board Members | Management | For | Against |
| 57 | Approve Remuneration Policy of Supervisory Board Members | Management | For | Against |
| 58 | Approve Agreement with Jean-Francois Mouney | Management | For | Against |
| 59 | Approve Agreement with Nathalie Huitorel | Management | For | Against |
| 60 | Approve Agreement with Dean Hum | Management | For | Against |
| 61 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| GENMAB A/S Meeting Date: MAR 28, 2017 Record Date: MAR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GEN Security ID: K3967W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income | Management | For | Did Not Vote |
| 4a | Reelect Mats Pettersson as Director | Management | For | Did Not Vote |
| 4b | Reelect Anders Gersel Pedersen as Director | Management | For | Did Not Vote |
| 4c | Reelect Pernille Erenbjerg as Director | Management | For | Did Not Vote |
| 4d | Reelect Paolo Paoletti as Director | Management | For | Did Not Vote |
| 4e | Elect Rolf Hoffmann as New Director | Management | For | Did Not Vote |
| 4f | Elect Deirdre P. Connelly as New Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 6a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 6b | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | Did Not Vote |
| 6c | Authorize Board to Issue Up to 500,000 Warrants to Employees; Approve Creation of DKK 500,000 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 6d | Amend Articles Re: Company Announcements in English Only | Management | For | Did Not Vote |
| 7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| GLOBANT S.A. Meeting Date: MAY 08, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: GLOB Security ID: L44385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Acknowledgement of the Postponement of the AGM | Management | None | None |
| 2 | Receive Board's and Auditor's Reports | Management | None | None |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Allocation of Results | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Approve Stock Option Plan Grants | Management | For | Against |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Renew Appointment of Deloitte as Auditor for Annual Accounts | Management | For | For |
| 10 | Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts | Management | For | For |
| 11 | Elect Linda Rottenberg as Director | Management | For | For |
| 12 | Elect Martin Gonzalo Umaran as Director | Management | For | For |
| 13 | Elect Guibert Andres Englebienne as Director | Management | For | For |
| 1 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 9.04 Million | Management | For | Against |
| 2 | Amend Article10.3: Re Convening Notice of General Meeting | Management | For | For |
| GOVERNOR AND COMPANY OF THE BANK OF IRELAND Meeting Date: APR 28, 2017 Record Date: APR 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BIR Security ID: G49374146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3(a) | Re-elect Kent Atkinson as Director | Management | For | For |
| 3(b) | Re-elect Richie Boucher as Director | Management | For | For |
| 3(c) | Re-elect Pat Butler as Director | Management | For | For |
| 3(d) | Re-elect Patrick Haren as Director | Management | For | For |
| 3(e) | Re-elect Archie Kane as Director | Management | For | For |
| 3(f) | Re-elect Andrew Keating as Director | Management | For | For |
| 3(g) | Re-elect Patrick Kennedy as Director | Management | For | For |
| 3(h) | Re-elect Davida Marston as Director | Management | For | For |
| 3(i) | Re-elect Fiona Muldoon as Director | Management | For | For |
| 3(j) | Re-elect Patrick Mulvihill as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise Market Purchase of Ordinary Stock | Management | For | For |
| 6 | Authorise Reissuance of Treasury Stock | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Issue of Equity in Relation to Contingent Convertible Securities | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| GOVERNOR AND COMPANY OF THE BANK OF IRELAND Meeting Date: APR 28, 2017 Record Date: APR 26, 2017 Meeting Type: SPECIAL | ||||
| Ticker: BIR Security ID: G49374146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Establishment of Bank of Ireland Group plc as a New Holding Company | Management | For | For |
| 2 | Approve Cancellation of Cancellation Stock Pursuant to the Scheme of Arrangement | Management | For | For |
| 3 | Authorise Allotment of Securities and Application of Reserves | Management | For | For |
| 4 | Adopt New Bye-Laws | Management | For | For |
| 5 | Approve Creation of Distributable Reserves in BOIG plc | Management | For | For |
| GOVERNOR AND COMPANY OF THE BANK OF IRELAND Meeting Date: APR 28, 2017 Record Date: APR 26, 2017 Meeting Type: COURT | ||||
| Ticker: BIR Security ID: G49374146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| GREENCORE GROUP PLC Meeting Date: DEC 07, 2016 Record Date: DEC 05, 2016 Meeting Type: SPECIAL | ||||
| Ticker: GNC Security ID: G40866124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of CB-Peacock Holdings, Inc. | Management | For | For |
| 2 | Approve Increase in Authorised Share Capital | Management | For | For |
| 3 | Authorise Issue of Equity in Connection with the Acquisition | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Acquisition | Management | For | For |
| 5 | Approve Reduction of Share Premium Account | Management | For | For |
| GREENCORE GROUP PLC Meeting Date: JAN 31, 2017 Record Date: JAN 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GNC Security ID: G40866124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Re-elect Gary Kennedy as Director | Management | For | For |
| 3b | Re-elect Patrick Coveney as Director | Management | For | For |
| 3c | Elect Eoin Tonge as Director | Management | For | For |
| 3d | Re-elect Sly Bailey as Director | Management | For | For |
| 3e | Re-elect Heather Ann McSharry as Director | Management | For | For |
| 3f | Re-elect John Moloney as Director | Management | For | For |
| 3g | Re-elect Eric Nicoli as Director | Management | For | For |
| 3h | Re-elect John Warren as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | Against |
| 7 | Approve Increase in the Maximum Number of Directors | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Authorise the Re-allotment of Treasury Shares | Management | For | For |
| 12 | Reappoint KPMG as Auditors | Management | For | For |
| 13 | Approve Scrip Dividend | Management | For | For |
| 14 | Amend Performance Share Plan | Management | For | Against |
| 15 | Adopt New Articles of Association | Management | For | For |
| GRUPO CATALANA OCCIDENTE S.A. Meeting Date: APR 27, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GCO Security ID: E5701Q116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Reelect Jose Maria Serra Farre as Director | Management | For | Against |
| 5.2 | Reelect Jorge Enrich Izard as Director | Management | For | Against |
| 5.3 | Reelect Ensivest Bros 2014 SL as Director | Management | For | Against |
| 5.4 | Reelect Juan Ignacio Guerrero Gilabert as Director | Management | For | For |
| 6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 7 | Amend Article 15 Re: Board Meetings | Management | For | For |
| 8 | Approve Amendments to Board of Directors Regulations | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | Against |
| 10.1 | Approve Remuneration of Directors | Management | For | Against |
| 10.2 | Fix Board Meeting Attendance Fees | Management | For | Against |
| 10.3 | Approve Annual Maximum Remuneration | Management | For | Against |
| 11 | Advisory Vote on Remuneration Report | Management | For | Against |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GURUNAVI, INC. Meeting Date: JUN 21, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 2440 Security ID: J19038108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines - Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Taki, Hisao | Management | For | For |
| 3.2 | Elect Director Kubo, Seiichiro | Management | For | For |
| 3.3 | Elect Director Iizuka, Hisao | Management | For | For |
| 3.4 | Elect Director Saito, Miho | Management | For | For |
| 3.5 | Elect Director Kakiuchi, Midori | Management | For | For |
| 3.6 | Elect Director Yamada, Teruhisa | Management | For | For |
| 3.7 | Elect Director Nakamori, Kei | Management | For | For |
| 3.8 | Elect Director Koshikawa, Naoki | Management | For | For |
| 3.9 | Elect Director Usui, Megumi | Management | For | For |
| 3.10 | Elect Director Tsukihara, Koichi | Management | For | For |
| 3.11 | Elect Director Minami, Yoichi | Management | For | For |
| 4 | Appoint Statutory Auditor Suzuki, Kiyoshi | Management | For | For |
| 5 | Approve Compensation Ceiling for Statutory Auditors | Management | For | For |
| H. LUNDBECK A/S Meeting Date: MAR 30, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LUN Security ID: K4406L129 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 2.45 Per Share | Management | For | Did Not Vote |
| 4a | Reelect Lars Rasmussen as Director | Management | For | Did Not Vote |
| 4b | Reelect Lene Skole as Director | Management | For | Did Not Vote |
| 4c | Reelect Lars Holmqvist as Director | Management | For | Did Not Vote |
| 4d | Reelect Jesper Ovesen as Director | Management | For | Did Not Vote |
| 4e | Elect Jeremy Levin as Director | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors in the Amount of DKK 1.05 million for Chairman, DKK 700,000 for Vice Chairman and DKK 350,000 for Other Directors; Approve Fees for Committee Work | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7b | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| HALMA PLC Meeting Date: JUL 21, 2016 Record Date: JUL 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: HLMA Security ID: G42504103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Paul Walker as Director | Management | For | For |
| 5 | Re-elect Andrew Williams as Director | Management | For | For |
| 6 | Re-elect Kevin Thompson as Director | Management | For | For |
| 7 | Re-elect Adam Meyers as Director | Management | For | For |
| 8 | Re-elect Daniela Barone Soares as Director | Management | For | For |
| 9 | Re-elect Roy Twite as Director | Management | For | For |
| 10 | Re-elect Tony Rice as Director | Management | For | For |
| 11 | Elect Carole Cran as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| HARMONIC DRIVE SYSTEMS INC. Meeting Date: JUN 14, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 6324 Security ID: J1886F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2.1 | Elect Director Ito, Mitsumasa | Management | For | For |
| 2.2 | Elect Director Nagai, Akira | Management | For | For |
| 2.3 | Elect Director Yasue, Hideo | Management | For | For |
| 2.4 | Elect Director Maruyama, Akira | Management | For | For |
| 2.5 | Elect Director Ito, Yoshimasa | Management | For | For |
| 2.6 | Elect Director Yoshida, Haruhiko | Management | For | For |
| 2.7 | Elect Director Sakai, Shinji | Management | For | For |
| 2.8 | Elect Director Nakamura, Masanobu | Management | For | For |
| 3 | Appoint Statutory Auditor Fukuda, Yoshio | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| 5 | Approve Compensation Ceiling for Statutory Auditors | Management | For | For |
| HELVETIA HOLDING AG Meeting Date: APR 28, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: HELN Security ID: H3701H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of 21 per Share | Management | For | For |
| 4.1 | Elect Pierin Vincenz as Director and Board Chairman | Management | For | For |
| 4.2.1 | Elect Ivo Furrer as Director | Management | For | For |
| 4.2.2 | Reelect Hans-Juerg Bernet as Director | Management | For | For |
| 4.2.3 | Reelect Jean-Rene Fournier as Director | Management | For | For |
| 4.2.4 | Reelect Patrik Gisel as Director | Management | For | For |
| 4.2.5 | Reelect Hans Kuenzle as Director | Management | For | For |
| 4.2.6 | Reelect Christoph Lechner as Director | Management | For | For |
| 4.2.7 | Reelect Gabriela Maria Payer as Director | Management | For | For |
| 4.2.8 | Reelect Doris Russi Schurter as Director | Management | For | For |
| 4.2.9 | Reelect Andreas von Planta as Director | Management | For | For |
| 4.3.1 | Appoint Hans-Juerg Bernet as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Gabriela Maria Payer as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Doris Russi Schurter as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Andreas von Planta as Member of the Compensation Committee | Management | For | For |
| 5.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 3 Million | Management | For | For |
| 5.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 8.4 | Management | For | For |
| 5.3 | Approve Variable Remuneration of Directors in the Amount of CHF 547,000 | Management | For | Against |
| 5.4 | Approve Remuneration of Executive Committee in the Amount of CHF 3.6 Million | Management | For | For |
| 6 | Designate Schmuki Bachmann Rechtsanwaelte as Independent Proxy | Management | For | For |
| 7 | Ratify KPMG AG as Auditors | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| HIBERNIA REIT PLC Meeting Date: JUL 26, 2016 Record Date: JUL 24, 2016 Meeting Type: ANNUAL | ||||
| Ticker: HBRN Security ID: G4432Z105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4A | Reelect Daniel Kitchen as a Director | Management | For | For |
| 4B | Elect Kevin Nowlan as a Director | Management | For | For |
| 4C | Elect Thomas Edwards-Moss as a Director | Management | For | For |
| 4D | Reelect Colm Barrington as a Director | Management | For | For |
| 4E | Reelect Stewart Harrington as a Director | Management | For | For |
| 4F | Reelect William Nowlan as a Director | Management | For | For |
| 4G | Reelect Terence O'Rourke as a Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Ratify Deloitte as Auditors | Management | For | For |
| 7 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 8 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 9 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 10 | Authorise Share Repurchase Program | Management | For | For |
| 11 | Authorise Reissuance Price Range of Treasury Shares | Management | For | For |
| HIBERNIA REIT PLC Meeting Date: OCT 26, 2016 Record Date: OCT 24, 2016 Meeting Type: SPECIAL | ||||
| Ticker: HBRN Security ID: G4432Z105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend the Relative Performance Fee Calculation Methodology | Management | For | For |
| HOSHIZAKI CORP. Meeting Date: MAR 29, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 6465 Security ID: J23254105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sakamoto, Seishi | Management | For | For |
| 1.2 | Elect Director Hongo, Masami | Management | For | For |
| 1.3 | Elect Director Kawai, Hideki | Management | For | For |
| 1.4 | Elect Director Maruyama, Satoru | Management | For | For |
| 1.5 | Elect Director Kobayashi, Yasuhiro | Management | For | For |
| 1.6 | Elect Director Ogura, Daizo | Management | For | For |
| 1.7 | Elect Director Ozaki, Tsukasa | Management | For | For |
| 1.8 | Elect Director Tsunematsu, Koichi | Management | For | For |
| 1.9 | Elect Director Ochiai, Shinichi | Management | For | For |
| 1.10 | Elect Director Furukawa, Yoshio | Management | For | For |
| 1.11 | Elect Director Seko, Yoshihiko | Management | For | For |
| 2 | Elect Director and Audit Committee Member Tsuge, Satoe | Management | For | For |
| 3 | Approve Director Retirement Bonus | Management | For | Against |
| HOWDEN JOINERY GROUP PLC Meeting Date: MAY 02, 2017 Record Date: APR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HWDN Security ID: G4647J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Debbie White as Director | Management | For | For |
| 5 | Re-elect Mark Allen as Director | Management | For | For |
| 6 | Re-elect Andrew Cripps as Director | Management | For | For |
| 7 | Re-elect Geoff Drabble as Director | Management | For | For |
| 8 | Re-elect Tiffany Hall as Director | Management | For | For |
| 9 | Re-elect Matthew Ingle as Director | Management | For | For |
| 10 | Re-elect Richard Pennycook as Director | Management | For | For |
| 11 | Re-elect Mark Robson as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| IMCD NV Meeting Date: MAY 10, 2017 Record Date: APR 12, 2017 Meeting Type: ANNUAL | ||||
| Ticker: IMCD Security ID: N4447S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive 2016 Annual Report (Non-Voting) | Management | None | None |
| 3a | Discuss Remuneration Report | Management | None | None |
| 3b | Adopt Financial Statements | Management | For | For |
| 3c | Approve Dividends of EUR 0.55 Per Share | Management | For | For |
| 4a | Approve Discharge of Management Board | Management | For | For |
| 4b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify Deloitte as Auditors | Management | For | For |
| 6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 6b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 6a | Management | For | For |
| 6c | Grant Board Authority to Issue Shares Up To 10 Percent in Case of Takeover/Merger | Management | For | For |
| 6d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 6c | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Other Business (Non-Voting) | Management | None | None |
| 9 | Close Meeting | Management | None | None |
| IMI PLC Meeting Date: MAY 04, 2017 Record Date: MAY 02, 2017 Meeting Type: ANNUAL | ||||
| Ticker: IMI Security ID: G47152114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Lord Smith of Kelvin as Director | Management | For | For |
| 5 | Re-elect Carl-Peter Forster as Director | Management | For | For |
| 6 | Re-elect Ross McInnes as Director | Management | For | For |
| 7 | Re-elect Birgit Norgaard as Director | Management | For | For |
| 8 | Re-elect Mark Selway as Director | Management | For | For |
| 9 | Re-elect Isobel Sharp as Director | Management | For | For |
| 10 | Re-elect Daniel Shook as Director | Management | For | For |
| 11 | Re-elect Bob Stack as Director | Management | For | For |
| 12 | Re-elect Roy Twite as Director | Management | For | For |
| 13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| A | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| B | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| C | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| D | Authorise the Company to Call General Meeting with 14 Clear Working Days' Notice | Management | For | For |
| INFOMART CORPORATION Meeting Date: MAR 24, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 2492 Security ID: J24436107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5.9 | Management | For | For |
| 2.1 | Elect Director Murakami, Katsuteru | Management | For | For |
| 2.2 | Elect Director Metabi, Shoji | Management | For | For |
| 2.3 | Elect Director Fujita, Naotake | Management | For | For |
| 2.4 | Elect Director Nagahama, Osamu | Management | For | For |
| 2.5 | Elect Director Nakajima, Ken | Management | For | For |
| 2.6 | Elect Director Oshima, Daigoro | Management | For | For |
| 2.7 | Elect Director Kato, Kazutaka | Management | For | For |
| 2.8 | Elect Director Okahashi, Terukazu | Management | For | For |
| 3 | Appoint Statutory Auditor Okawa, Keinosuke | Management | For | For |
| IPSEN Meeting Date: JUN 07, 2017 Record Date: JUN 02, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: IPN Security ID: F5362H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 0.85 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Agreement and Additional Pension Scheme Agreement with Marc de Garidel, Chairman | Management | For | Against |
| 6 | Approve Severance Agreement and Additional Pension Scheme Agreement with David Meek, CEO | Management | For | Against |
| 7 | Renew Appointment of KPMG SA as Auditor | Management | For | For |
| 8 | Elect Margaret Liu as Director | Management | For | For |
| 9 | Elect Carol Stuckley as Director | Management | For | For |
| 10 | Elect David Meek as Director | Management | For | For |
| 11 | Reelect Antoine Flochel as Director | Management | For | Against |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million | Management | For | For |
| 13 | Non-Binding Vote on Compensation of Christel Bories, Vice-CEO until March 13, 2016 | Management | For | Against |
| 14 | Non-Binding Vote on Compensation of Marc de Garidel, Chairman and CEO until July 18, 2016 and Chairman since this date | Management | For | Against |
| 15 | Approve Remuneration Policy of Chairman | Management | For | For |
| 16 | Non-Binding Vote on Compensation of David Meek, CEO since July 18, 2016 | Management | For | Against |
| 17 | Approve Remuneration Policy of CEO | Management | For | Against |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capitalization of Reserves of up to 20 Percent of Issued Share Capital for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 20 Percent of Issued Share Capital | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital | Management | For | For |
| 23 | Approve Issuance of up to 10 Percent of Issued Capital Per Year for a Private Placement | Management | For | For |
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above, under Items 21-23 | Management | For | For |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 27 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 28 | Amend Article 4, 19 and 20 of Bylaws to Comply with New Regulation Re: Headquarters, Corporate Officers Compensation and Auditors | Management | For | For |
| 29 | Delegate Power to the Board of Directors to Amend the Bylaws to Comply with New Regulation | Management | For | Against |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ISTYLE INC. Meeting Date: SEP 28, 2016 Record Date: JUN 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 3660 Security ID: J25587106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoshimatsu, Tetsuro | Management | For | Against |
| 1.2 | Elect Director Hara, Meyumi | Management | For | For |
| 1.3 | Elect Director Sugawara, Kei | Management | For | For |
| 1.4 | Elect Director Tsukuda, Shinichiro | Management | For | For |
| 1.5 | Elect Director Takamatsu, Yuko | Management | For | For |
| 1.6 | Elect Director Naka, Michimasa | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | Against |
| J D WETHERSPOON PLC Meeting Date: NOV 10, 2016 Record Date: NOV 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: JDW Security ID: G5085Y147 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Tim Martin as Director | Management | For | For |
| 5 | Re-elect John Hutson as Director | Management | For | For |
| 6 | Re-elect Su Cacioppo as Director | Management | For | For |
| 7 | Re-elect Debra van Gene as Director | Management | For | Against |
| 8 | Re-elect Elizabeth McMeikan as Director | Management | For | Against |
| 9 | Re-elect Sir Richard Beckett as Director | Management | For | For |
| 10 | Re-elect Ben Whitley as Director | Management | For | For |
| 11 | Elect Harry Morley as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Approve the Making of the Long-Service Payments to John Hutson and Su Cacioppo | Management | For | For |
| 15 | Approve the Making of the Revised DBS Payments to John Hutson, Su Cacioppo and Ben Whitley | Management | For | Against |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| J D WETHERSPOON PLC Meeting Date: NOV 10, 2016 Record Date: NOV 08, 2016 Meeting Type: SPECIAL | ||||
| Ticker: JDW Security ID: G5085Y147 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Waiver on Tender-Bid Requirement | Management | For | Against |
| JOHNSON MATTHEY PLC Meeting Date: JUL 20, 2016 Record Date: JUL 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: JMAT Security ID: ADPV34060 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Tim Stevenson as Director | Management | For | For |
| 5 | Re-elect Odile Desforges as Director | Management | For | For |
| 6 | Re-elect Alan Ferguson as Director | Management | For | For |
| 7 | Re-elect Robert MacLeod as Director | Management | For | For |
| 8 | Re-elect Colin Matthews as Director | Management | For | For |
| 9 | Re-elect Chris Mottershead as Director | Management | For | For |
| 10 | Re-elect John Walker as Director | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| KONINKLIJKE DSM NV Meeting Date: MAY 03, 2017 Record Date: APR 05, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DSM Security ID: N5017D122 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5a | Amend Article 32.3 Re: Dividend on Cumulative Preference Shares | Management | For | For |
| 5b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5c | Approve Dividends of EUR 1.75 Per Share | Management | For | For |
| 6a | Approve Discharge of Management Board | Management | For | For |
| 6b | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Reelect Dimitri de Vreeze to Management Board | Management | For | For |
| 8a | Elect John Ramsay to Supervisory Board | Management | For | For |
| 8b | Elect Frits Dirk van Paaschen to Supervisory Board | Management | For | For |
| 9 | Ratify KPMG as Auditors | Management | For | For |
| 10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 10b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 13 | Allow Questions | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| KYORIN HOLDINGS INC Meeting Date: JUN 23, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 4569 Security ID: J37996113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yamashita, Masahiro | Management | For | For |
| 1.2 | Elect Director Hogawa, Minoru | Management | For | For |
| 1.3 | Elect Director Matsumoto, Tomiharu | Management | For | For |
| 1.4 | Elect Director Ogihara, Yutaka | Management | For | For |
| 1.5 | Elect Director Ogihara, Shigeru | Management | For | For |
| 1.6 | Elect Director Akutsu, Kenji | Management | For | For |
| 1.7 | Elect Director Sasahara, Tomiya | Management | For | For |
| 1.8 | Elect Director Onota, Michiro | Management | For | For |
| 1.9 | Elect Director Shikanai, Noriyuki | Management | For | For |
| 1.10 | Elect Director Shigematsu, Ken | Management | For | For |
| 1.11 | Elect Director Goto, Yo | Management | For | For |
| KYOWA HAKKO KIRIN CO LTD Meeting Date: MAR 23, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 4151 Security ID: J38296117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Management | For | For |
| 2.1 | Elect Director Hanai, Nobuo | Management | For | Against |
| 2.2 | Elect Director Kawai, Hiroyuki | Management | For | For |
| 2.3 | Elect Director Tachibana, Kazuyoshi | Management | For | For |
| 2.4 | Elect Director Mikayama, Toshifumi | Management | For | For |
| 2.5 | Elect Director Miyamoto, Masashi | Management | For | For |
| 2.6 | Elect Director Yokota, Noriya | Management | For | For |
| 2.7 | Elect Director Nishikawa, Koichiro | Management | For | For |
| 2.8 | Elect Director Leibowitz, Yoshiko | Management | For | For |
| 3 | Appoint Statutory Auditor Arai, Jun | Management | For | For |
| 4 | Approve Compensation Ceiling for Directors | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| 6 | Approve Deep Discount Stock Option Plan | Management | For | For |
| LANXESS AG Meeting Date: MAY 26, 2017 Record Date: MAY 04, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LXS Security ID: D5032B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Matthias Zachert for Fiscal 2016 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Hubert Fink for Fiscal 2016 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Michael Pontzen for Fiscal 2016 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Rainier van Roessel for Fiscal 2016 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Rolf Stomberg for Fiscal 2016 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Werner Czaplik for Fiscal 2016 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Hans-Dieter Gerriets for Fiscal 2016 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Heike Hanagarth for Fiscal 2016 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Friedrich Janssen for Fiscal 2016 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Thomas Meiers for Fiscal 2016 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Claudia Nemat for Fiscal 2016 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Lawrence Rosen for Fiscal 2016 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Gisela Seidel for Fiscal 2016 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Ralf Sikorski for Fiscal 2016 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Manuela Strauch for Fiscal 2016 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Ifraim Tairi for Fiscal 2016 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Theo Walthie for Fiscal 2016 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Matthias Wolfgruber for Fiscal 2016 | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for the First Half of Fiscal 2017 | Management | For | For |
| 6 | Elect Heike Hanagarth to the Supervisory Board | Management | For | For |
| 7 | Approve Creation of EUR 9.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
| LIFULL CO., LTD. Meeting Date: JUN 28, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 2120 Security ID: J4914W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5.66 | Management | For | For |
| 2 | Amend Articles to Change Company Name - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings - Change Fiscal Year End | Management | For | For |
| 3.1 | Elect Director Inoue, Takashi | Management | For | For |
| 3.2 | Elect Director Yamada, Takashi | Management | For | For |
| 3.3 | Elect Director Hisamatsu, Yosuke | Management | For | For |
| 3.4 | Elect Director Takahashi, Masato | Management | For | For |
| 3.5 | Elect Director Morikawa, Akira | Management | For | For |
| 3.6 | Elect Director Yamada, Yoshihisa | Management | For | For |
| 4.1 | Appoint Statutory Auditor Shishido, Kiyoshi | Management | For | For |
| 4.2 | Appoint Statutory Auditor Matsushima, Hideki | Management | For | Against |
| 4.3 | Appoint Statutory Auditor Hanai, Takeshi | Management | For | Against |
| 4.4 | Appoint Statutory Auditor Nakamori, Makiko | Management | For | For |
| 5 | Appoint PricewaterhouseCoopers Aarata LLC as New External Audit Firm | Management | For | For |
| LIXIL GROUP CORPORATION Meeting Date: JUN 22, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 5938 Security ID: J3893W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ushioda, Yoichiro | Management | For | For |
| 1.2 | Elect Director Seto, Kinya | Management | For | For |
| 1.3 | Elect Director Kanamori, Yoshizumi | Management | For | For |
| 1.4 | Elect Director Kikuchi, Yoshinobu | Management | For | For |
| 1.5 | Elect Director Ina, Keiichiro | Management | For | For |
| 1.6 | Elect Director Kawaguchi, Tsutomu | Management | For | For |
| 1.7 | Elect Director Koda, Main | Management | For | For |
| 1.8 | Elect Director Barbara Judge | Management | For | For |
| 1.9 | Elect Director Yamanashi, Hirokazu | Management | For | For |
| 1.10 | Elect Director Yoshimura, Hiroto | Management | For | For |
| LONZA GROUP LTD. Meeting Date: APR 25, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: LONN Security ID: H50524133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For |
| 5.1a | Reelect Patrick Aebischer as Director | Management | For | For |
| 5.1b | Reelect Werner Bauer as Director | Management | For | For |
| 5.1c | Reelect Jean-Daniel Gerber as Director | Management | For | For |
| 5.1d | Reelect Christoph Maeder as Director | Management | For | For |
| 5.1e | Reelect Barbara Richmond as Director | Management | For | For |
| 5.1f | Reelect Margot Scheltema as Director | Management | For | For |
| 5.1g | Reelect Rolf Soiron as Director | Management | For | For |
| 5.1h | Reelect Juergen Steinemann as Director | Management | For | For |
| 5.1i | Reelect Antonio Trius as Director | Management | For | For |
| 5.2 | Elect Albert Baehny as Director | Management | For | For |
| 5.3 | Elect Rolf Soiron as Board Chairman | Management | For | For |
| 5.4a | Appoint Jean-Daniel Gerber as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.4b | Appoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.4c | Appoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | For |
| 6 | Ratify KPMG AG as Auditors | Management | For | For |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of CHF 3 Million | Management | For | For |
| 9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5 Million | Management | For | For |
| 9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 4.3 Million | Management | For | For |
| 9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 6.8 Million | Management | For | For |
| 10 | Approve CHF 22 Million Share Capital Increase Via the Issuance of New Shares with Preemptive Rights | Management | For | For |
| 11 | Approve Creation of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights | Management | For | For |
| 12 | Approve CHF 2.5 Million Increase in Pool of Conditional Capital without Preemptive Rights | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | For | Against |
| MAZOR ROBOTICS LTD. Meeting Date: NOV 28, 2016 Record Date: OCT 26, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: MZOR Security ID: 57886P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint Somekh Chaikin as Auditors | Management | For | For |
| 1A | Vote FOR if you have a personal interest in item 1, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 2 | Elect Jonathan Adereth as Director and Approve Director's Remuneration Including Grant of Options | Management | For | Against |
| 2A | Vote FOR if you have a personal interest in item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 3 | Reelect Ori Hadomi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3A | Vote FOR if you have a personal interest in item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 4 | Reelect Michael Berman as Director and Approve Grant of Options | Management | For | Against |
| 4A | Vote FOR if you have a personal interest in item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 5 | Reelect Sarit Soccary Ben-Yochanan as Director and Approve Grant of Options | Management | For | Against |
| 5A | Vote FOR if you have a personal interest in item 5, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 6 | Reelect Gil Bianco as External Director and Approve Grant of Options | Management | For | Against |
| 6A | Vote FOR if you have a personal interest in item 6, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 7 | Appoint Yuval Yanai as External Director and Approve Grant of Options | Management | For | Against |
| 7A | Vote FOR if you have a personal interest in item 7, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 8 | Accelerate Vesting Period of Options Granted to David Schlachet | Management | For | For |
| 8A | Vote FOR if you have a personal interest in item 8, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 9 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 9A | Vote FOR if you have a personal interest in item 9, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| MEDIVIR Meeting Date: FEB 02, 2017 Record Date: JAN 27, 2017 Meeting Type: SPECIAL | ||||
| Ticker: MVIR B Security ID: W56151108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Reduction in Share Capital; Approve Bonus Issue | Management | For | Did Not Vote |
| MELLANOX TECHNOLOGIES, LTD. Meeting Date: APR 25, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MLNX Security ID: M51363113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irwin Federman | Management | For | For |
| 1.2 | Elect Director Eyal Waldman | Management | For | For |
| 1.3 | Elect Director Dov Baharav | Management | For | For |
| 1.4 | Elect Director Shai Cohen | Management | For | For |
| 1.5 | Elect Director Glenda Dorchak | Management | For | For |
| 1.6 | Elect Director David Perlmutter | Management | For | For |
| 1.7 | Elect Director Thomas Weatherford | Management | For | For |
| 2A | Approve Salary Increase, Contributions to Severance, Pensions and Education Funds, and Cash Bonus to Eyal Waldman | Management | For | For |
| 2B | If you do have a Personal Interest in 2A Please Select "FOR". If you do not have a Personal Interest in 2A Please Select "AGAINST". | Management | None | Against |
| 3A | Approve the Grant of Restricted Shares to Eyal Waldman | Management | For | For |
| 3B | If you do have a Personal Interest in 3A Please Select "FOR". If you do not have a Personal Interest in 3A Please Select "AGAINST". | Management | None | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Certain Changes to the Annual Retainer Fees and Equity Awards to Non-Employee Directors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| METRO BANK PLC Meeting Date: APR 25, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MTRO Security ID: G60640102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Vernon Hill II as Director | Management | For | For |
| 5 | Re-elect Craig Donaldson as Director | Management | For | For |
| 6 | Re-elect Michael Brierley as Director | Management | For | For |
| 7 | Re-elect Alastair Gunn as Director | Management | For | For |
| 8 | Re-elect Stuart Bernau as Director | Management | For | For |
| 9 | Re-elect Keith Carby as Director | Management | For | For |
| 10 | Re-elect Lord Flight as Director | Management | For | For |
| 11 | Re-elect Eugene Lockhart as Director | Management | For | For |
| 12 | Re-elect Roger Farah as Director | Management | For | For |
| 13 | Re-elect Sir Michael Snyder as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| METSO CORPORATION Meeting Date: MAR 23, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: METSO Security ID: X53579102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.05 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 110,000 for Chairman, EUR 62,000 for Vice Chairman and EUR 50,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work | Management | For | For |
| 11 | Fix Number of Directors at Seven | Management | For | For |
| 12 | Reelect Mikael Lilius (Chairman), Christer Gardell, Peter Carlsson, Ozey Horton, Lars Josefsson, Nina Kopola and Arja Talma as Directors | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify Ernst & Young as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Approve Charitable Donations of up to EUR 1 Million | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| MINDTREE LIMITED Meeting Date: JUL 19, 2016 Record Date: JUL 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 532819 Security ID: Y60362103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividends and Approve Final Dividend | Management | For | For |
| 3 | Reelect V. G. Siddhartha as Director | Management | For | Against |
| 4 | Approve Deloitte Haskin & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Adopt New Articles of Association | Management | For | For |
| 6 | Elect Milind Sarwate as Independent Director | Management | For | For |
| MITSUBISHI PENCIL CO. LTD. Meeting Date: MAR 30, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 7976 Security ID: J44260107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 21 | Management | For | For |
| 2.1 | Elect Director Suhara, Eiichiro | Management | For | For |
| 2.2 | Elect Director Suhara, Tetsuro | Management | For | For |
| 2.3 | Elect Director Tomaru, Jun | Management | For | For |
| 2.4 | Elect Director Yokoishi, Hiroshi | Management | For | For |
| 2.5 | Elect Director Nagasawa, Nobuyuki | Management | For | For |
| 2.6 | Elect Director Fukai, Akira | Management | For | For |
| 2.7 | Elect Director Kirita, Kazuhisa | Management | For | For |
| 2.8 | Elect Director Suzuki, Hitoshi | Management | For | For |
| 2.9 | Elect Director Suhara, Shigehiko | Management | For | For |
| 2.10 | Elect Director Hasegawa, Naoto | Management | For | For |
| 2.11 | Elect Director Yamamura, Nobuo | Management | For | For |
| 2.12 | Elect Director Yoshimura, Toshihide | Management | For | For |
| 2.13 | Elect Director Seno, Kenichiro | Management | For | For |
| 3.1 | Appoint Statutory Auditor Aoyama, Tojiro | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kajikawa, Toru | Management | For | For |
| 4 | Approve Bonus Related to Retirement Bonus System Abolition | Management | For | Against |
| MONEYSUPERMARKET.COM GROUP PLC Meeting Date: MAY 04, 2017 Record Date: MAY 02, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MONY Security ID: G6258H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Bruce Carnegie-Brown as Director | Management | For | For |
| 6 | Re-elect Sally James as Director | Management | For | For |
| 7 | Re-elect Matthew Price as Director | Management | For | For |
| 8 | Re-elect Andrew Fisher as Director | Management | For | For |
| 9 | Re-elect Genevieve Shore as Director | Management | For | For |
| 10 | Re-elect Robin Freestone as Director | Management | For | For |
| 11 | Elect Mark Lewis as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Long-Term Incentive Plan | Management | For | For |
| 19 | Approve Deferred Bonus Plan | Management | For | For |
| 20 | Approve Share Incentive Plan | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| MONOTARO CO LTD Meeting Date: MAR 24, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 3064 Security ID: J46583100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | Management | For | For |
| 2.1 | Elect Director Seto, Kinya | Management | For | For |
| 2.2 | Elect Director Suzuki, Masaya | Management | For | For |
| 2.3 | Elect Director Miyajima, Masanori | Management | For | For |
| 2.4 | Elect Director Yamagata, Yasuo | Management | For | Against |
| 2.5 | Elect Director Kitamura, Haruo | Management | For | For |
| 2.6 | Elect Director Kishida, Masahiro | Management | For | For |
| 2.7 | Elect Director David L. Rawlinson II | Management | For | For |
| MORPHOSYS AG Meeting Date: MAY 17, 2017 Record Date: APR 25, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MOR Security ID: D55040105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 5 | Approve Creation of EUR 2.9 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 6 | Approve Creation of EUR 11.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7.1 | Elect Frank Morich to the Supervisory Board | Management | For | For |
| 7-2 | Elect Klaus Kuehn to the Supervisory Board | Management | For | For |
| 7.3 | Elect Wendy Johnson to the Supervisory Board | Management | For | For |
| 7.4 | Elect Krisja Vermeylen to the Supervisory Board | Management | For | For |
| MOSCOW EXCHANGE MICEX-RTS PJSC Meeting Date: SEP 02, 2016 Record Date: AUG 01, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MOEX Security ID: X5504J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reorganization of Moscow Exchange MICEX-RTS via Acquisition of ZAO FB MMVB and OOO MB Tekhnologii | Management | For | For |
| 2 | Approve New Edition of Charter | Management | For | For |
| NABTESCO CORP. Meeting Date: MAR 28, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 6268 Security ID: J4707Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 26 | Management | For | For |
| 2.1 | Elect Director Kotani, Kazuaki | Management | For | For |
| 2.2 | Elect Director Teramoto, Katsuhiro | Management | For | For |
| 2.3 | Elect Director Osada, Nobutaka | Management | For | For |
| 2.4 | Elect Director Yoshikawa, Toshio | Management | For | For |
| 2.5 | Elect Director Juman, Shinji | Management | For | For |
| 2.6 | Elect Director Hakoda, Daisuke | Management | For | For |
| 2.7 | Elect Director Hashimoto, Goro | Management | For | For |
| 2.8 | Elect Director Fujiwara, Yutaka | Management | For | For |
| 2.9 | Elect Director Uchida, Norio | Management | For | For |
| 2.10 | Elect Director Yamazaki, Naoko | Management | For | For |
| 3 | Approve Aggregate Compensation Ceiling for Directors | Management | For | For |
| 4 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| 5 | Approve Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
| NEMETSCHEK SE Meeting Date: JUN 01, 2017 Record Date: MAY 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NEM Security ID: D56134105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 6.1 | Elect Kurt Dobitsch to the Supervisory Board | Management | For | Against |
| 6.2 | Elect Ruediger Herzog to the Supervisory Board | Management | For | Against |
| 6.3 | Elect Georg Nemetschek to the Supervisory Board | Management | For | Against |
| 7 | Approve Remuneration of First Supervisory Board of Nemetschek SE | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board and Amend Articles | Management | For | For |
| 9 | Approve Increase in Size of Board to Four Members | Management | For | For |
| NEUROCRINE BIOSCIENCES, INC. Meeting Date: MAY 22, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NBIX Security ID: 64125C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 1.3 | Elect Director Alfred W. Sandrock, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEURODERM LTD. Meeting Date: MAR 02, 2017 Record Date: JAN 31, 2017 Meeting Type: SPECIAL | ||||
| Ticker: NDRM Security ID: M74231107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Employment Terms of the company's CEO: Increase Salary and Grant Options | Management | For | For |
| 2 | Approve Compensation of Independent Directors | Management | For | For |
| 3 | Grant Larry Ellberger, Director, Options to Purchase Shares | Management | For | For |
| A | Vote FOR if you are a not a controlling shareholder or do not have a personal interest in one or several resolutions, as indicated in the proxy card; You may not abstain. If you do not vote FOR, please provide an explanation to your account manager | Management | None | For |
| NEVRO CORP. Meeting Date: MAY 25, 2017 Record Date: APR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NVRO Security ID: 64157F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank Fischer | Management | For | Withhold |
| 1.2 | Elect Director Shawn T McCormick | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NICE LTD. Meeting Date: DEC 21, 2016 Record Date: NOV 21, 2016 Meeting Type: SPECIAL | ||||
| Ticker: NICE Security ID: 653656108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles | Management | For | For |
| 2 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2a | Vote FOR if you are a controlling shareholder or have a personal interest in item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| NICE LTD. Meeting Date: JUN 27, 2017 Record Date: MAY 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NICE Security ID: 653656108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect David Kostman as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1b | Reelect Rimon Ben-Shaoul as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1c | Reelect Yehoshua (Shuki) Ehrlich as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1d | Reelect Leo Apotheker as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1e | Reelect Joseph (Joe) Cowan as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Approve Grant of Options and Restricted Shares Units to Directors | Management | For | For |
| 3 | Approve One-Time Grant of Options to the Chairman of the Board | Management | For | For |
| 3A | Vote FOR if you are a controlling shareholder or have a personal interest in item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 4 | Approve Employment Terms of Barak Eilam, CEO | Management | For | For |
| 4A | Vote FOR if you are a controlling shareholder or have a personal interest in item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 5 | Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board for 2016 | Management | None | None |
| NIPPON SHINYAKU CO. LTD. Meeting Date: JUN 29, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 4516 Security ID: J55784102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2 | Amend Articles to Amend Provisions on Number of Directors - Amend Provisions on Number of Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Maekawa, Shigenobu | Management | For | For |
| 3.2 | Elect Director Tanaka, Tsugio | Management | For | For |
| 3.3 | Elect Director Matsura, Akira | Management | For | For |
| 3.4 | Elect Director Yura, Yoshiro | Management | For | For |
| 3.5 | Elect Director Saito, Hitoshi | Management | For | For |
| 3.6 | Elect Director Kobayashi, Kenro | Management | For | For |
| 3.7 | Elect Director Sano, Shozo | Management | For | For |
| 3.8 | Elect Director Sugiura, Yukio | Management | For | For |
| 3.9 | Elect Director Sakata, Hitoshi | Management | For | For |
| 3.10 | Elect Director Sakurai, Miyuki | Management | For | For |
| 4 | Approve Compensation Ceiling for Directors | Management | For | For |
| NOVADAQ TECHNOLOGIES INC. Meeting Date: MAY 17, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: NDQ Security ID: 66987G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa Colleran | Management | For | For |
| 1.2 | Elect Director Anthony Griffiths | Management | For | For |
| 1.3 | Elect Director Karen A. Licitra | Management | For | For |
| 1.4 | Elect Director William A. Mackinnon | Management | For | For |
| 1.5 | Elect Director Rick Mangat | Management | For | For |
| 1.6 | Elect Director Patrice Merrin | Management | For | For |
| 1.7 | Elect Director Thomas Wellner | Management | For | For |
| 1.8 | Elect Director Robert S. White | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Re-approve Long Term Incentive Plan | Management | For | For |
| OBEROI REALTY LTD. Meeting Date: AUG 19, 2016 Record Date: AUG 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 533273 Security ID: Y6424D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend as Final Dividend | Management | For | For |
| 3 | Reelect Saumil Daru as Director | Management | For | For |
| 4 | Approve P. Raj & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Remuneration of Cost Auditors | Management | For | For |
| 6 | Approve Borrowings from Vikas Oberoi | Management | For | For |
| 7 | Authorize Issuance of Non-Convertible Debentures | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| OBIC BUSINESS CONSULTANTS CO. LTD. Meeting Date: JUN 26, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 4733 Security ID: J59469106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
| 2.1 | Elect Director Noda, Masahiro | Management | For | For |
| 2.2 | Elect Director Wada, Shigefumi | Management | For | For |
| 2.3 | Elect Director Wada, Hiroko | Management | For | For |
| 2.4 | Elect Director Nakayama, Shigeru | Management | For | For |
| 2.5 | Elect Director Kimura, Hiroshi | Management | For | For |
| 2.6 | Elect Director Tachibana, Shoichi | Management | For | For |
| 2.7 | Elect Director Ito, Chiaki | Management | For | For |
| 2.8 | Elect Director Okihara, Takamune | Management | For | For |
| 2.9 | Elect Director Karakama, Katsuhiko | Management | For | For |
| 2.10 | Elect Director Ogino, Toshio | Management | For | For |
| 3 | Approve Director Retirement Bonus | Management | For | Against |
| 4 | Approve Annual Bonus | Management | For | For |
| OBIC CO LTD Meeting Date: JUN 29, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 4684 Security ID: J5946V107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 47.5 | Management | For | For |
| 2 | Amend Articles to Reduce Directors' Term | Management | For | For |
| 3.1 | Elect Director Noda, Masahiro | Management | For | For |
| 3.2 | Elect Director Tachibana, Shoichi | Management | For | For |
| 3.3 | Elect Director Kano, Hiroshi | Management | For | For |
| 3.4 | Elect Director Kawanishi, Atsushi | Management | For | For |
| 3.5 | Elect Director Noda, Mizuki | Management | For | For |
| 3.6 | Elect Director Fujimoto, Takao | Management | For | For |
| 3.7 | Elect Director Ida, Hideshi | Management | For | For |
| 3.8 | Elect Director Ueno, Takemitsu | Management | For | For |
| 3.9 | Elect Director Sato, Noboru | Management | For | For |
| 3.10 | Elect Director Gomi, Yasumasa | Management | For | For |
| 3.11 | Elect Director Ejiri, Takashi | Management | For | For |
| 4.1 | Appoint Statutory Auditor Koyamachi, Akira | Management | For | For |
| 4.2 | Appoint Statutory Auditor Sakawa, Shohei | Management | For | Against |
| 4.3 | Appoint Statutory Auditor Nagao, Kenta | Management | For | For |
| 5 | Approve Director and Statutory Auditor Retirement Bonus | Management | For | Against |
| OCADO GROUP PLC Meeting Date: MAY 03, 2017 Record Date: APR 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: OCDO Security ID: G6718L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Lord Rose as Director | Management | For | For |
| 5 | Re-elect Tim Steiner as Director | Management | For | For |
| 6 | Re-elect Duncan Tatton-Brown as Director | Management | For | For |
| 7 | Re-elect Neill Abrams as Director | Management | For | For |
| 8 | Re-elect Mark Richardson as Director | Management | For | For |
| 9 | Re-elect Jorn Rausing as Director | Management | For | For |
| 10 | Re-elect Ruth Anderson as Director | Management | For | For |
| 11 | Re-elect Douglas McCallum as Director | Management | For | For |
| 12 | Re-elect Alex Mahon as Director | Management | For | For |
| 13 | Re-elect Andrew Harrison as Director | Management | For | For |
| 14 | Elect Emma Lloyd as Director | Management | For | For |
| 15 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA) Meeting Date: APR 27, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: OPAP Security ID: X3232T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board and Auditors | Management | For | For |
| 4 | Approve Director Remuneration for 2016 | Management | For | For |
| 5 | Pre-approve Director Remuneration for 2017 | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Authorize Board to Participate in Companies with Similar Business Interests | Management | For | For |
| 8.1 | Ratify Lease Agreement with Horse Races S.A. Regarding Use of Office Building | Management | For | For |
| 8.2 | Ratify Lease Agreement with OPAP Services S.A. Regarding Use of Office Building | Management | For | For |
| 8.3 | Ratify Sublease Agreement with TORA DIRECT S.A. Regarding Use of Office Building | Management | For | For |
| 8.4 | Ratify Sublease Agreement with TORA WALLET S.A. Regarding Use of Office Building | Management | For | For |
| 8.5 | Ratify Executed Contract with Horse Races S.A. Regarding a Trademark License Agreement | Management | For | For |
| 8.6 | Ratify Executed Contract with Hellenic Lotteries S.A. Regarding a Trademark License Agreement | Management | For | For |
| 8.7 | Approve Guarantee in Favor of Subsidiary Hellenic-Lotteries S.A. in the Context of a Bond Loan Amounting up to EUR 50 million | Management | For | For |
| 8.8 | Approve EUR 33.5 Million Guarantee in Favor of Subsidiary Hellenic-Lotteries S.A | Management | For | For |
| 8.9 | Approve GBP 100,000 Guarantee in Favor of Subsidiary Horse Races S.A. | Management | For | For |
| 8.10 | Approve EUR 2 Million Guarantee in Favor of Subsidiary Horse Races S.A. | Management | For | For |
| 8.11 | Approve EUR 632,499 Guarantee in Favor of Subsidiary Horse Races S.A. | Management | For | For |
| 8.12 | Approve EUR 5 Million Guarantee in Favor of Subsidiary Horse Races S.A. | Management | For | For |
| 8.13 | Approve EUR 550,000 Guarantee in Favor of Subsidiary OPAP Sports Ltd. | Management | For | For |
| 8.14 | Approve EUR 7 Million Guarantee in Favor of Subsidiary TORA DIRECT S.A. | Management | For | For |
| 8.15 | Approve EUR 3 Million Guarantee in Favor of Subsidiary Neurosoft | Management | For | For |
| 8.16 | Approve Agreement with Emerging Markets Capital for the Provision of Consulting and Other Services | Management | For | Against |
| 9 | Ratify Director Appointment | Management | For | Against |
| 10 | Amend Corporate Purpose | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| 12 | Approve Distribution of Part of 2016 Net Profits to Executive Management and Key Management Personnel | Management | For | Against |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| OSG CORPORATION Meeting Date: FEB 18, 2017 Record Date: NOV 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 6136 Security ID: J63137103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Management | For | For |
| 2.1 | Elect Director Ishikawa, Norio | Management | For | For |
| 2.2 | Elect Director Sonobe, Koji | Management | For | For |
| 2.3 | Elect Director Endo, Toru | Management | For | For |
| 2.4 | Elect Director Osawa, Nobuaki | Management | For | For |
| 2.5 | Elect Director Hayasaka, Tetsuro | Management | For | For |
| 2.6 | Elect Director Osawa, Jiro | Management | For | For |
| 2.7 | Elect Director Yoshizaki, Toshitaka | Management | For | For |
| 2.8 | Elect Director Osawa, Hideaki | Management | For | For |
| 3 | Approve Annual Bonus | Management | For | For |
| OSSUR HF. Meeting Date: MAR 09, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: OSSRU Security ID: X6026B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of DKK 0.12 per Share | Management | For | For |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 4 | Receive Board of Director Report on Remuneration and Benefits | Management | None | None |
| 5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 6 | Approve Remuneration of Directors in the Amount of USD 91,200 for Chairman, USD 54,600 for Vice Chairman, and USD 36,600 for Other Directors | Management | For | For |
| 7.1 | Reelect Niels Jacobsen as Director | Management | For | For |
| 7.2 | Reelect Kristjan Ragnarsson as Director | Management | For | For |
| 7.3 | Reelect Arne Nielsen as Director | Management | For | For |
| 7.4 | Reelect Gubjorg Eggertsdottir as Director | Management | For | For |
| 7.5 | Reelect Svafa Gronfeldt as Director | Management | For | For |
| 8 | Ratify Deloitte as Auditors | Management | For | For |
| 9 | Approve ISK 5.84 Million Reduction of Share Capital; Amend Articles Accordingly | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| PANALPINA WELTTRANSPORT (HOLDING) AG Meeting Date: MAY 03, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: PWTN Security ID: H60147107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 3.75 per Share | Management | For | For |
| 4 | Approve Creation of CHF 300,000 Pool of Capital without Preemptive Rights | Management | For | For |
| 5.1 | Approve Remuneration of Board of Directors in the Amount of CHF 2.5 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 17.5 Million | Management | For | For |
| 5.3 | Approve Remuneration Report | Management | For | For |
| 6.1 | Reelect Peter Ulber as Director and Board Chairman | Management | For | For |
| 6.2 | Elect Beat Walti as Director | Management | For | For |
| 6.3 | Reelect Thomas Kern as Director | Management | For | For |
| 6.4 | Reelect Pamela Knapp as Director | Management | For | For |
| 6.5 | Reelect Ilias Laeber as Director | Management | For | For |
| 6.6 | Reelect Chris Muntwyler as Director | Management | For | For |
| 6.7 | Reelect Knud Stubkjaer as Director | Management | For | For |
| 6.8 | Elect Dirk Reich as Director | Management | For | For |
| 7.1 | Reappoint Peter Ulber as Member of the Compensation Committee | Management | For | For |
| 7.2 | Reappoint Thomas Kern as Member of the Compensation Committee | Management | For | For |
| 7.3 | Reappoint Chris Muntwyler as Member of the Compensation Committee | Management | For | For |
| 7.4 | Reappoint Knud Stubkjaer as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Peter Zahn as Independent Proxy | Management | For | For |
| 9.1 | Ratify KPMG AG as Auditors (Voting Item) | Management | None | Against |
| 9.2 | Ratify Deloitte AG as Auditors (Voting Item) | Management | None | Against |
| 9.3 | Ratify Ernst & Young AG as Auditors (Voting Item) | Management | None | Against |
| 9.4 | Ratify PricewaterhouseCoopers AG as Auditors (Voting Item) | Management | None | Against |
| 10 | Transact Other Business (Voting) | Management | For | Abstain |
| PATHEON N.V. Meeting Date: MAR 07, 2017 Record Date: FEB 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PTHN Security ID: N6865W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director James C. Mullen | Management | For | Against |
| 1B | Elect Director Stephan B. Tanda | Management | For | Against |
| 1C | Elect Director Jeffrey P. McMullen | Management | For | Against |
| 1D | Elect Director Gary P. Pisano | Management | For | Against |
| 1E | Elect Director Charles I. Cogut | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 7 | Authorize Repurchase of Up to 50 Percent of Issued Share Capital | Management | For | Against |
| 8 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital Plus 15,356,685 Shares | Management | For | Against |
| 9 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| PESCANOVA SA Meeting Date: SEP 20, 2016 Record Date: SEP 15, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: PVA Security ID: E8013L130 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board of Directors Report | Management | None | None |
| 2 | Approve Financial Statements and Discharge of Board | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Advisory Vote on Remuneration Report | Management | For | For |
| 5.1 | Fix Number of Directors at 7 | Management | For | For |
| 5.2 | Elect Carlos Federico Sanz Navarro as Director | Management | For | For |
| 5.3 | Elect Cesar Real Rodriguez as Director | Management | For | Against |
| 5.4 | Elect Leopoldo Fernandez Zugazabeitia as Director | Management | For | For |
| 5.5 | Fix Number of Directors at 6 | Shareholder | None | Against |
| 5.6 | Dismiss Cesar Mata as Director | Shareholder | None | Against |
| 5.7 | Elect Luis Chicharro as Director | Shareholder | None | Against |
| 5.8 | Elect Wilson Hudkins Caceres as Director | Shareholder | None | Against |
| 5.9 | Elect Luis Aurelio Martin as Director | Shareholder | None | Against |
| 6 | Authorize Board of Pescanova SA to Vote on the Next Meeting of Members of Nueva Pescanova SL | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| PESCANOVA SA Meeting Date: MAR 21, 2017 Record Date: MAR 16, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 0FQS Security ID: E8013L130 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board of Directors Report | Management | None | None |
| 2.A | Ratify Resolution and Vote Instructions of the AGM/EGM Held on September 21, 2016 Against the Exchange of Debt for Equity in the Terms Proposed by Nueva Pescanova SL to Reinforce its Own Funds | Management | None | For |
| 2.B | Void Resolution and Vote Instructions of the AGM/EGM Held on September 21, 2016 Against the Exchange of Debt for Equity in the Terms Proposed by Nueva Pescanova SL to Reinforce its Own Funds | Management | None | Did Not Vote |
| 3.A | Instruct the Board to Accept the Invite of Nueva Pescanova SL to Capitalize Certain Long-Term Pescanova Credits to Pay the Creditors Subject to Certain Conditions | Management | None | Against |
| 3.B | Instruct the Board to Reject the Invite of Nueva Pescanova SL to Capitalize Certain Long-Term Pescanova Credits to Pay the Creditors Subject to Certain Conditions | Management | None | For |
| 4.1 | Elect Alejandro Fernandez Zugazabeitia as Director | Management | For | For |
| 4.2 | Elect Luis Malo de Molina Lezama-Leguizamon as Director | Management | For | For |
| 4.3 | Elect Juan Manuel Ginzo Santiso as Director | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| PI INDUSTRIES LTD Meeting Date: SEP 09, 2016 Record Date: SEP 02, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 523642 Security ID: Y6978D141 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividends | Management | For | For |
| 3 | Reelect Rajnish Sarna as Director | Management | For | Against |
| 4 | Approve S.S. Kothari Mehta & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Ravi Narain as Independent Director | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| PI INDUSTRIES LTD Meeting Date: MAY 03, 2017 Record Date: MAR 17, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 523642 Security ID: Y6978D141 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Appointment and Remuneration of Salil Singhal as Advisor | Management | For | For |
| PROTHENA CORPORATION PLC Meeting Date: MAY 17, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PRTA Security ID: G72800108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lars G. Ekman | Management | For | For |
| 1b | Elect Director Gene G. Kinney | Management | For | For |
| 1c | Elect Director Dennis J. Selkoe | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Authorize Issuance of Equity Securities with Preemptive Rights | Management | For | Against |
| 6 | Authorize Issuance of Equity Securities without Preemptive Rights | Management | For | Against |
| 7 | Adjourn Meeting | Management | For | Against |
| QLIRO GROUP AB Meeting Date: MAY 08, 2017 Record Date: MAY 02, 2017 Meeting Type: ANNUAL | ||||
| Ticker: QLRO Security ID: W4656E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Board Chairman's Report | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 10 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 11 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 12 | Approve Discharge of Board and President | Management | For | For |
| 13 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | For |
| 14 | Approve Remuneration of Directors in the Amount of SEK 670,000 for Chairman and SEK 325,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 15a | Reelect Caren Genthner-Kappesz as Director | Management | For | For |
| 15b | Reelect Lars-Johan Jarnheimer as Director | Management | For | For |
| 15c | Reelect Daniel Mytnik as Director | Management | For | For |
| 15d | Reelect Peter Sjunnesson as Director | Management | For | For |
| 15e | Elect Christoffer Haggblom as New Director | Management | For | For |
| 15f | Elect Erika Johnson as New Director | Management | For | For |
| 15g | Elect Jessica Thorell as New Director | Management | For | For |
| 16 | Reappoint Lars-Johan Jarnheimer as Board Chairman | Management | For | For |
| 17 | Determine Number of Auditors (1) and Deputy Auditors (0); Ratify KPMG as Auditors | Management | For | For |
| 18 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 20 | Approve Performance Stock Plan | Management | For | For |
| 21 | Approve Synthetic Stock Option Plan for Key Employees of Qliro Financial Services | Management | For | For |
| 22a | Approve Issuance of Class C Shares | Management | For | For |
| 22b | Authorize the Board to Resolve to Repurchase Class C Shares | Management | For | For |
| 22c | Approve Transfer of Repurchased Shares in Connection with LTIP 2017 | Management | For | For |
| 23 | Authorize Share Repurchase Program | Management | For | For |
| 24 | Close Meeting | Management | None | None |
| RADIUS HEALTH, INC. Meeting Date: JUN 07, 2017 Record Date: APR 12, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RDUS Security ID: 750469207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willard H. Dere | Management | For | Withhold |
| 1.2 | Elect Director Kurt C. Graves | Management | For | Withhold |
| 1.3 | Elect Director Anthony Rosenberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RAKUTEN INC. Meeting Date: MAR 30, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 4755 Security ID: J64264104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Business Lines | Management | For | For |
| 2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
| 2.2 | Elect Director Hosaka, Masayuki | Management | For | For |
| 2.3 | Elect Director Charles B. Baxter | Management | For | For |
| 2.4 | Elect Director Kutaragi, Ken | Management | For | For |
| 2.5 | Elect Director Joshua G. James | Management | For | For |
| 2.6 | Elect Director Mitachi, Takashi | Management | For | For |
| 2.7 | Elect Director Murai, Jun | Management | For | For |
| 2.8 | Elect Director Youngme Moon | Management | For | For |
| 3 | Approve Deep Discount Stock Option Plan for Inside Directors, Executive Officers and Employees | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan for Outside Directors | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan for Statutory Auditors | Management | For | For |
| RENISHAW PLC Meeting Date: OCT 13, 2016 Record Date: OCT 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RSW Security ID: G75006117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir David McMurtry as Director | Management | For | Against |
| 5 | Re-elect John Deer as Director | Management | For | Against |
| 6 | Re-elect Allen Roberts as Director | Management | For | For |
| 7 | Re-elect Geoff McFarland as Director | Management | For | For |
| 8 | Re-elect Sir David Grant as Director | Management | For | For |
| 9 | Re-elect Carol Chesney as Director | Management | For | For |
| 10 | Re-elect John Jeans as Director | Management | For | For |
| 11 | Re-elect Kath Durrant as Director | Management | For | For |
| 12 | Elect Will Lee as Director | Management | For | For |
| 13 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| REPLIGEN CORPORATION Meeting Date: MAY 18, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RGEN Security ID: 759916109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicolas M. Barthelemy | Management | For | For |
| 1.2 | Elect Director Glenn L. Cooper | Management | For | For |
| 1.3 | Elect Director John G. Cox | Management | For | For |
| 1.4 | Elect Director Karen A. Dawes | Management | For | For |
| 1.5 | Elect Director Glenn P. Muir | Management | For | For |
| 1.6 | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
| 1.7 | Elect Director Tony J. Hunt | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
| 7 | Amend Bylaws | Management | For | For |
| ROHM CO. LTD. Meeting Date: JUN 29, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 6963 Security ID: J65328122 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Management | For | For |
| 2.1 | Elect Director Sawamura, Satoshi | Management | For | For |
| 2.2 | Elect Director Azuma, Katsumi | Management | For | For |
| 2.3 | Elect Director Fujiwara, Tadanobu | Management | For | For |
| 2.4 | Elect Director Matsumoto, Isao | Management | For | For |
| 2.5 | Elect Director Yamazaki, Masahiko | Management | For | For |
| 2.6 | Elect Director Sakai, Masaki | Management | For | For |
| 2.7 | Elect Director Sato, Kenichiro | Management | For | For |
| 2.8 | Elect Director Kawamoto, Hachiro | Management | For | For |
| 2.9 | Elect Director Nishioka, Koichi | Management | For | For |
| 2.10 | Elect Director Suenaga, Yoshiaki | Management | For | For |
| ROHTO PHARMACEUTICAL CO. LTD. Meeting Date: JUN 23, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 4527 Security ID: J65371106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yamada, Kunio | Management | For | For |
| 1.2 | Elect Director Yoshino, Toshiaki | Management | For | For |
| 1.3 | Elect Director Yoshida, Akiyoshi | Management | For | For |
| 1.4 | Elect Director Lekh Raj Juneja | Management | For | For |
| 1.5 | Elect Director Kambara, Yoichi | Management | For | For |
| 1.6 | Elect Director Kunisaki, Shinichi | Management | For | For |
| 1.7 | Elect Director Masumoto, Takeshi | Management | For | For |
| 1.8 | Elect Director Saito, Masaya | Management | For | For |
| 1.9 | Elect Director Yamada, Yasuhiro | Management | For | For |
| 1.10 | Elect Director Matsunaga, Mari | Management | For | For |
| 1.11 | Elect Director Torii, Shingo | Management | For | For |
| SALVATORE FERRAGAMO S.P.A Meeting Date: APR 27, 2017 Record Date: APR 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SFER Security ID: T80736100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Elect Director | Management | For | For |
| 4.1 | Slate Submitted by Ferragamo Finanziaria SpA | Shareholder | None | Did Not Vote |
| 4.2 | Slate Submitted by Institutional Shareholders (Assogestioni) | Shareholder | None | For |
| 5 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| SANTEN PHARMACEUTICAL CO. LTD. Meeting Date: JUN 23, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 4536 Security ID: J68467109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
| 2.1 | Elect Director Kurokawa, Akira | Management | For | For |
| 2.2 | Elect Director Ito, Takeshi | Management | For | For |
| 2.3 | Elect Director Tsujimura, Akihiro | Management | For | For |
| 2.4 | Elect Director Taniuchi, Shigeo | Management | For | For |
| 2.5 | Elect Director Katayama, Takayuki | Management | For | For |
| 2.6 | Elect Director Oishi, Kanoko | Management | For | For |
| 2.7 | Elect Director Shintaku, Yutaro | Management | For | For |
| SCSK CORP. Meeting Date: JUN 23, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 9719 Security ID: J70081104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings | Management | For | For |
| 2.1 | Elect Director Kanegae, Michihiko | Management | For | For |
| 2.2 | Elect Director Tanihara, Toru | Management | For | For |
| 2.3 | Elect Director Mikogami, Daisuke | Management | For | For |
| 2.4 | Elect Director Fukunaga, Tetsuya | Management | For | For |
| 2.5 | Elect Director Endo, Masatoshi | Management | For | For |
| 2.6 | Elect Director Tamefusa, Koji | Management | For | For |
| 2.7 | Elect Director Koike, Hiroyuki | Management | For | For |
| 2.8 | Elect Director Tsuyuguchi, Akira | Management | For | For |
| 2.9 | Elect Director Matsuda, Kiyoto | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Anzai, Yasunori | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Yabuki, Kimitoshi | Management | For | For |
| 3.3 | Elect Director and Audit Committee Member Nakamura, Masaichi | Management | For | For |
| SEB SA Meeting Date: MAY 11, 2017 Record Date: MAY 08, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SK Security ID: F82059100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.72 per Share | Management | For | For |
| 4 | Reelect Yseulys Costes as Director | Management | For | For |
| 5 | Reelect FFP Invest as Director | Management | For | For |
| 6 | Ratify Appointment of Delphine Bertrand as Director | Management | For | Against |
| 7 | Elect Brigitte Forestier as Representative of Employee Shareholders to the Board | Management | For | Against |
| 8 | Approve Remuneration Policy of Thierry de la Tour d'Artaise, Chairman and CEO and Bertrand Neuschwander, Vice- CEO | Management | For | For |
| 9 | Non-Binding Vote on Compensation of Thierry de la Tour d'Artaise, Chairman and CEO | Management | For | Against |
| 10 | Non-Binding Vote on Compensation of Bertrand Neuschwander, Vice-CEO | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | Against |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | Against |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 5 Million | Management | For | Against |
| 16 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 13-15 at EUR 10 Million | Management | For | For |
| 17 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 18 | Authorize up to 196,000 Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Amend Article 16 of Bylaws Re: Election of Employee Representative to the board | Management | For | For |
| 21 | Amend Articles 17,19 and 22 of Bylaws Re: Age Limit for Directors, Chairman, CEO and Vice-CEO | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SERIA CO. LTD. Meeting Date: JUN 23, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 2782 Security ID: J7113X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| 2.1 | Elect Director Kawai, Eiji | Management | For | For |
| 2.2 | Elect Director Iwama, Yasushi | Management | For | For |
| 2.3 | Elect Director Tanaka, Masahiro | Management | For | For |
| 2.4 | Elect Director Kobayashi, Masanori | Management | For | For |
| SHRIRAM TRANSPORT FINANCE COMPANY LIMITED Meeting Date: JUL 27, 2016 Record Date: JUL 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 511218 Security ID: Y7758E119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Approve S. R. Batliboi & Co. LLP and G. D. Apte & Co.as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve that the Vacancy on the Board Resulting from the Retirement of Umesh Revankar Not be Filled | Management | For | For |
| 5 | Elect Jasmit Singh Gujral as Director | Management | For | For |
| 6 | Approve Appointment and Remuneration of Jasmit Singh Gujral as Managing Director and CEO | Management | For | For |
| 7 | Approve Increase in Borrowing Powers | Management | For | For |
| 8 | Approve Pledging of Assets for Debt | Management | For | For |
| 9 | Authorize Issuance of Non-Convertible Debentures | Management | For | For |
| 10 | Amend Articles of Association Re: Common Seal | Management | For | For |
| SHRIRAM TRANSPORT FINANCE COMPANY LIMITED Meeting Date: JUN 29, 2017 Record Date: JUN 22, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 511218 Security ID: Y7758E119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | For | For |
| 3 | Reelect Gerrit Lodewyk Van Heerde as Director | Management | For | For |
| 4 | Approve Haribhakti & Co. LLP, Chartered Accountants, Mumbai and Pijush Gupta & Co. Chartered Accountants, Kolkata as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Umesh Revankar as Director | Management | For | For |
| 6 | Approve Appointment and Remuneration of Umesh Revankar as Managing Director and CEO | Management | For | For |
| 7 | Approve Increase in Borrowing Powers | Management | For | For |
| 8 | Approve Pledging of Assets for Debt | Management | For | For |
| 9 | Approve Issuance of Debt Securities on Private Placement Basis | Management | For | For |
| 10 | Approve Commission to Independent Directors | Management | For | For |
| SIKA AG Meeting Date: APR 11, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SIK Security ID: H7631K158 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 102 per Bearer Share and CHF 17 per Registered Share | Management | For | For |
| 3.1.1 | Approve Discharge of Board Member Urs Burkard | Management | For | Against |
| 3.1.2 | Approve Discharge of Board Member Frits van Dijk | Management | For | For |
| 3.1.3 | Approve Discharge of Board Member Paul Haelg | Management | For | For |
| 3.1.4 | Approve Discharge of Board Member Willi Leimer | Management | For | Against |
| 3.1.5 | Approve Discharge of Board Member Monika Ribar | Management | For | For |
| 3.1.6 | Approve Discharge of Board Member Daniel Sauter | Management | For | For |
| 3.1.7 | Approve Discharge of Board Member Ulrich Suter | Management | For | For |
| 3.1.8 | Approve Discharge of Board Member Juergen Tinggren | Management | For | Against |
| 3.1.9 | Approve Discharge of Board Member Christoph Tobler | Management | For | For |
| 3.2 | Approve Discharge of Senior Management | Management | For | For |
| 4.1.1 | Reelect Paul Haelg as Director | Management | For | For |
| 4.1.2 | Reelect Urs Burkard as Director (Representing Holders of Registered Shares) | Management | For | Against |
| 4.1.3 | Reelect Frits van Dijk as Director (Representing Holders of Bearer Shares) | Management | For | For |
| 4.1.4 | Reelect Willi Leimer as Director | Management | For | Against |
| 4.1.5 | Reelect Monika Ribar as Director | Management | For | For |
| 4.1.6 | Reelect Daniel Sauter as Director | Management | For | For |
| 4.1.7 | Reelect Ulrich Suter as Director | Management | For | For |
| 4.1.8 | Reelect Juergen Tinggren as Director | Management | For | Against |
| 4.1.9 | Reelect Christoph Tobler as Director | Management | For | For |
| 4.2 | Reelect Paul Haelg as Board Chairman | Management | For | For |
| 4.3.1 | Appoint Frits van Dijk as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Urs Burkard as Member of the Compensation Committee | Management | For | Against |
| 4.3.3 | Appoint Daniel Sauter as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify Ernst and Young AG as Auditors | Management | For | For |
| 4.5 | Designate Jost Windlin as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Board of Directors in the Amount of CHF 2.87 Million for the Period from the 2015 to 2016 Ordinary General Meetings | Management | For | For |
| 5.2 | Approve Remuneration of Board of Directors in the Amount of CHF 2.87 Million for the Period from the 2016 to 2017 Ordinary General Meetings | Management | For | For |
| 5.3 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 5.4 | Approve Remuneration of Board of Directors in the Amount of CHF 3 Million for the Period from the 2017 to 2018 Ordinary General Meetings | Management | For | For |
| 5.5 | Approve Remuneration of Executive Committee in the Amount of CHF 19 Million | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | Against | Against |
| SIMCORP A/S Meeting Date: MAR 29, 2017 Record Date: MAR 22, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SIM Security ID: K8851Q129 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income | Management | For | Did Not Vote |
| 4a | Reelect Jesper Brandgaard as Director | Management | For | Did Not Vote |
| 4b | Reelect Peter Schutze as Director | Management | For | Did Not Vote |
| 4c | Reelect Herve Couturier as Director | Management | For | Did Not Vote |
| 4d | Reelect Simon Jeffreys as Director | Management | For | Did Not Vote |
| 4e | Reelect Patrice McDonald as Director | Management | For | Did Not Vote |
| 4f | Elect Adam Warby as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 6a | Approve DKK 1 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 6b | Approve Creation of DKK 4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6c | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 6d | Approve Remuneration of Directors in the Amount of DKK 625,000 for Chairman, DKK 375,000 for Vice Chairman and DKK 250,000 for Regular Directors; Approve Compensation for Committee Work | Management | For | Did Not Vote |
| 6e | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7 | Other Business | Management | None | None |
| SIMCORP A/S Meeting Date: APR 26, 2017 Record Date: APR 19, 2017 Meeting Type: SPECIAL | ||||
| Ticker: SIM Security ID: K8851Q129 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve DKK 1 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 2 | Approve Creation of DKK 4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 3 | Other Business | Management | None | None |
| SPIRAX-SARCO ENGINEERING PLC Meeting Date: MAY 09, 2017 Record Date: MAY 05, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SPX Security ID: G83561129 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Amend Performance Share Plan | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Final Dividend | Management | For | For |
| 6 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Re-elect Bill Whiteley as Director | Management | For | For |
| 9 | Re-elect Nicholas Anderson as Director | Management | For | For |
| 10 | Elect Kevin Boyd as Director | Management | For | For |
| 11 | Re-elect Neil Daws as Director | Management | For | For |
| 12 | Re-elect Jay Whalen as Director | Management | For | For |
| 13 | Re-elect Jamie Pike as Director | Management | For | For |
| 14 | Elect Jane Kingston as Director | Management | For | For |
| 15 | Re-elect Dr Trudy Schoolenberg as Director | Management | For | For |
| 16 | Re-elect Clive Watson as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Approve Scrip Dividend Alternative | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| SSP GROUP PLC Meeting Date: MAR 13, 2017 Record Date: MAR 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SSPG Security ID: G8402N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Vagn Sorensen as Director | Management | For | For |
| 5 | Re-elect John Barton as Director | Management | For | For |
| 6 | Re-elect Kate Swann as Director | Management | For | For |
| 7 | Re-elect Jonathan Davies as Director | Management | For | For |
| 8 | Re-elect Ian Dyson as Director | Management | For | For |
| 9 | Re-elect Denis Hennequin as Director | Management | For | For |
| 10 | Re-elect Per Utnegaard as Director | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ST. JAMES'S PLACE PLC Meeting Date: MAY 04, 2017 Record Date: MAY 02, 2017 Meeting Type: ANNUAL | ||||
| Ticker: STJ Security ID: G5005D124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sarah Bates as Director | Management | For | For |
| 4 | Re-elect David Bellamy as Director | Management | For | For |
| 5 | Re-elect Iain Cornish as Director | Management | For | For |
| 6 | Re-elect Andrew Croft as Director | Management | For | For |
| 7 | Re-elect Ian Gascoigne as Director | Management | For | For |
| 8 | Re-elect Simon Jeffreys as Director | Management | For | For |
| 9 | Re-elect David Lamb as Director | Management | For | For |
| 10 | Re-elect Patience Wheatcroft as Director | Management | For | For |
| 11 | Re-elect Roger Yates as Director | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 20 | Adopt New Articles of Association | Management | For | For |
| START TODAY CO LTD Meeting Date: JUN 27, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 3092 Security ID: J7665M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 16 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines - Amend Provisions on Number of Directors | Management | For | For |
| 3.1 | Elect Director Maezawa, Yusaku | Management | For | Against |
| 3.2 | Elect Director Yanagisawa, Koji | Management | For | For |
| 3.3 | Elect Director Oishi, Akiko | Management | For | For |
| 3.4 | Elect Director Muto, Takanobu | Management | For | For |
| 3.5 | Elect Director Okura, Mineki | Management | For | For |
| 3.6 | Elect Director Sawada, Kotaro | Management | For | For |
| 3.7 | Elect Director Shimizu, Toshiaki | Management | For | For |
| 3.8 | Elect Director Ito, Masahiro | Management | For | For |
| 3.9 | Elect Director Ono, Koji | Management | For | For |
| 4 | Approve Compensation Ceiling for Directors | Management | For | For |
| STRATEC BIOMEDICAL SYSTEMS AG Meeting Date: JUN 14, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SBS Security ID: D8171G205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.77 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify Ebner Stolz GmbH & Co. KG as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Elect Rainer Baule to the Supervisory Board | Management | For | For |
| 7 | Approve Affiliation Agreements with Subsidiary STRATEC PS Holding GmbH | Management | For | For |
| SUPERGROUP PLC Meeting Date: SEP 14, 2016 Record Date: SEP 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SGP Security ID: G8585P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peter Bamford as Director | Management | For | For |
| 5 | Re-elect Julian Dunkerton as Director | Management | For | For |
| 6 | Re-elect Keith Edelman as Director | Management | For | For |
| 7 | Re-elect Penny Hughes as Director | Management | For | For |
| 8 | Re-elect Minnow Powell as Director | Management | For | For |
| 9 | Re-elect Euan Sutherland as Director | Management | For | For |
| 10 | Re-elect Nick Wharton as Director | Management | For | For |
| 11 | Elect Steve Sunnucks as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SYMRISE AG Meeting Date: MAY 17, 2017 Record Date: APR 25, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SY1 Security ID: D827A1108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify Ernst & Young as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 20 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| TECAN GROUP AG Meeting Date: APR 11, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: TECN Security ID: H84774167 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 1.75 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Heinrich Fischer as Director | Management | For | For |
| 4.1.2 | Reelect Oliver Fetzer as Director | Management | For | For |
| 4.1.3 | Reelect Lars Holmqvist as Director | Management | For | For |
| 4.1.4 | Reelect Karen Huebscher as Director | Management | For | For |
| 4.1.5 | Reelect Christa Kreuzburg as Director | Management | For | For |
| 4.1.6 | Reelect Gerard Vaillant as Director | Management | For | For |
| 4.1.7 | Reelect Rolf Classon as Director | Management | For | For |
| 4.2 | Elect Rolf Classon as Board Chairman | Management | For | For |
| 4.3.1 | Appoint Oliver Fetzer as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Christa Kreuzburg as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Gerard Vaillant as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify Ernst & Young as Auditors | Management | For | For |
| 4.5 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration Report | Management | For | For |
| 5.2 | Approve Remuneration of Directors in the Amount of CHF 1.5 Million | Management | For | For |
| 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 18.5 Million | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| TECH MAHINDRA LTD. Meeting Date: AUG 02, 2016 Record Date: JUL 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TECHM Security ID: Y85491127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Standalone Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Dividend | Management | For | For |
| 4 | Reelect C. P. Gurnani as Director | Management | For | For |
| 5 | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect Vineet Nayyar as Director | Management | For | For |
| 7 | Elect V. S. Parthasarathy as Director | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| THE MEDICINES COMPANY Meeting Date: MAY 25, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MDCO Security ID: 584688105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William W. Crouse | Management | For | For |
| 1b | Elect Director Fredric N. Eshelman | Management | For | For |
| 1c | Elect Director Robert J. Hugin | Management | For | For |
| 1d | Elect Director John C. Kelly | Management | For | For |
| 1e | Elect Director Clive A. Meanwell | Management | For | For |
| 1f | Elect Director Paris Panayiotopoulos | Management | For | For |
| 1g | Elect Director Hiroaki Shigeta | Management | For | For |
| 1h | Elect Director Elizabeth H.S. Wyatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TOBII AB Meeting Date: NOV 30, 2016 Record Date: NOV 24, 2016 Meeting Type: SPECIAL | ||||
| Ticker: TOBII Security ID: W9T29E101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 6 | Approve Creation of Pool of Capital with Preemptive Rights | Management | For | For |
| 7 | Close Meeting | Management | None | None |
| TOPCON CORP. Meeting Date: JUN 28, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 7732 Security ID: J87473112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hirano, Satoshi | Management | For | For |
| 1.2 | Elect Director Iwasaki, Makoto | Management | For | For |
| 1.3 | Elect Director Eto, Takashi | Management | For | For |
| 1.4 | Elect Director Fukuma, Yasufumi | Management | For | For |
| 1.5 | Elect Director Akiyama, Haruhiko | Management | For | For |
| 1.6 | Elect Director Yamazaki, Takayuki | Management | For | For |
| 1.7 | Elect Director Matsumoto, Kazuyuki | Management | For | For |
| 1.8 | Elect Director Sudo, Akira | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Kadota, Takeshi | Management | For | For |
| 3 | Approve Compensation Ceiling for Directors | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| TREASURY WINE ESTATES LTD. Meeting Date: NOV 10, 2016 Record Date: NOV 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TWE Security ID: Q9194S107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Paul Rayner as Director | Management | For | For |
| 2b | Elect Warwick Every-Burns as Director | Management | For | For |
| 2c | Elect Peter Hearl as Director | Management | For | For |
| 2d | Elect Lauri Shanahan as Director | Management | For | For |
| 3 | Approve Proportional Takeover Provision | Management | For | For |
| 4 | Approve the Remuneration Report | Management | For | For |
| 5 | Approve the Grant of Performance Rights to Michael Clarke, Chief Executive Officer and Executive Director of the Company | Management | For | For |
| 6 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | Against |
| TRELLEBORG AB Meeting Date: APR 27, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TREL B Security ID: W96297101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Receive President's Report | Management | None | None |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive Board's Report | Management | None | None |
| 9a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9b | Approve Allocation of Income and Dividends of SEK 4.25 Per Share | Management | For | For |
| 9c | Approve Discharge of Board and President | Management | For | For |
| 10 | Receive Nominating Committee's Report | Management | None | None |
| 11 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | For |
| 12 | Approve Remuneration of Directors in the Amount of SEK 1.55 Million for Chairman, and SEK 550,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 13 | Reelect Hans Biorck, Gunilla Fransson, Johan Malmquist, Soren Mellstig (Chairman), Peter Nilsson, Anne Mette Olesen, Susanne Pahlen Aklundh and Bo Risberg as Directors; Ratify Deloitte as Auditors | Management | For | For |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
| 15 | Authorize Representatives of Five of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 16 | Close Meeting | Management | None | None |
| UCB SA Meeting Date: APR 27, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: UCB Security ID: B93562120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Approve Financial Statements, Allocation of Income, Including Dividends of EUR 1.15 per Share | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Approve Discharge of Auditors | Management | For | For |
| 8.1a | Reelect Viviane Monges as Director | Management | For | For |
| 8.1b | Indicate Viviane Monges as Independent Board Member | Management | For | For |
| 8.2a | Reelect Albrecht De Graeve as Director | Management | For | For |
| 8.2b | Indicate Albrecht De Graeve as Independent Board Member | Management | For | For |
| 8.3 | Elect Roch Doliveux as Director | Management | For | For |
| 9.1 | Approve Restricted Stock Plan Re: Issuance of 1,054,000 Restricted Shares | Management | For | For |
| 9.2 | Amend US Employee Stock Purchase Plan | Management | For | For |
| 10 | Approve Change-of-Control Clause Re : EMTN Program | Management | For | For |
| VECTURA GROUP PLC Meeting Date: SEP 07, 2016 Record Date: SEP 05, 2016 Meeting Type: ANNUAL | ||||
| Ticker: VEC Security ID: G9325J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect James Ward-Lilley as Director | Management | For | For |
| 4 | Elect Frank Condella as Director | Management | For | Against |
| 5 | Elect Andrew Derodra as Director | Management | For | For |
| 6 | Elect Dr Thomas Werner as Director | Management | For | For |
| 7 | Re-elect Bruno Angelici as Director | Management | For | For |
| 8 | Re-elect Dr Trevor Phillips as Director | Management | For | For |
| 9 | Re-elect Dr Susan Foden as Director | Management | For | For |
| 10 | Re-elect Neil Warner as Director | Management | For | For |
| 11 | Re-elect Dr Per-Olof Andersson as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve Share Incentive Plan | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| VECTURA GROUP PLC Meeting Date: MAY 25, 2017 Record Date: MAY 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: VEC Security ID: G9325J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Dr Per-Olof Andersson as Director | Management | For | For |
| 5 | Re-elect Bruno Angelici as Director | Management | For | For |
| 6 | Re-elect Frank Condella as Director | Management | For | For |
| 7 | Re-elect Andrew Derodra as Director | Management | For | For |
| 8 | Re-elect Dr Susan Foden as Director | Management | For | For |
| 9 | Re-elect James Ward-Lilley as Director | Management | For | For |
| 10 | Re-elect Neil Warner as Director | Management | For | For |
| 11 | Re-elect Dr Thomas Werner as Director | Management | For | For |
| 12 | Appoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Approve Deferred Share Bonus Plan | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| VZ HOLDING AG Meeting Date: APR 06, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: VZN Security ID: H9239A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 4.20 per Share | Management | For | For |
| 4.1.1 | Reelect Fred Kindle as Director and Board Chairman | Management | For | For |
| 4.1.2 | Reelect Roland Iff as Director | Management | For | For |
| 4.1.3 | Reelect Albrecht Langhart as Director | Management | For | For |
| 4.1.4 | Reelect Roland Ledergerber as Director | Management | For | For |
| 4.1.5 | Reelect Olivier de Perregaux as Director | Management | For | For |
| 4.2.1 | Appoint Fred Kindle as Member of the Compensation Committee | Management | For | For |
| 4.2.2 | Appoint Roland Ledergerber as Member of the Compensation Committee | Management | For | For |
| 5 | Designate Andreas Keller as Independent Proxy | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 7.1 | Approve Remuneration of Directors in the Amount of CHF 345,000 | Management | For | For |
| 7.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 4.1 Million | Management | For | For |
| 7.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 1.6 Million | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| WARTSILA OYJ Meeting Date: MAR 02, 2017 Record Date: FEB 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WRT1V Security ID: X98155116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.30 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 130,000 for Chairman, EUR 99,000 for Vice Chairman, and EUR 66,000 for Other Directors; Approve Meeting Fees | Management | For | For |
| 11 | Fix Number of Directors at Eight | Management | For | For |
| 12 | Reelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh, Tom Johnstone, Mikael Lilius, Risto Murto and Markus Rauramo as Directors; Elect Karin Falk and Johan Forssell as New Directors | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify PricewaterhouseCoopers as auditor | Management | For | For |
| 15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 16 | Close Meeting | Management | None | None |
| WIRECARD AG Meeting Date: JUN 20, 2017 Record Date: MAY 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WDI Security ID: D22359133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.16 per Share | Management | For | Against |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| XING AG Meeting Date: MAY 16, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: O1BC Security ID: D9829E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Ordinary Dividends of EUR 1.37 per Share and a Special Dividend of EUR 1.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Change of Corporate Form into a European Company (SE) | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 7 | Elect Andreas Rittstieg to the Supervisory Board | Management | For | For |
| 8 | Approve Affiliation Agreement with Subsidiary XING News GmbH | Management | For | For |
| XXL ASA Meeting Date: JUN 07, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: XXL Security ID: R4S26S101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.00 Per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors in the Amount of NOK 400,000 for Chairman and NOK 250,000 for Other Directors; Approve Committee Fees | Management | For | Did Not Vote |
| 6 | Elect Tore Valderhaug, Ronny Blomseth, Anna Attemark, and Anette Mellbye as Directors | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 9 | Elect Ingar Solheim, Robert Iversen, and Ottar Haugerud as Members of Nominating Committee | Management | For | Did Not Vote |
| 10 | Approve Creation of Capital in Connection with Share Incentive Program | Management | For | Did Not Vote |
| 11 | Approve Acquisition of Shares in Connection with Share Incentive Program | Management | For | Did Not Vote |
| 12 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| YASKAWA ELECTRIC CORP. Meeting Date: JUN 15, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 6506 Security ID: J9690T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Change Fiscal Year End | Management | For | For |
| 2.1 | Elect Director Tsuda, Junji | Management | For | For |
| 2.2 | Elect Director Ogasawara, Hiroshi | Management | For | For |
| 2.3 | Elect Director Murakami, Shuji | Management | For | For |
| 2.4 | Elect Director Minami, Yoshikatsu | Management | For | For |
| 2.5 | Elect Director Takamiya, Koichi | Management | For | For |
| 2.6 | Elect Director Nakayama, Yuji | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Oda, Masahiko | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Noda, Konosuke | Management | For | For |
| 3.3 | Elect Director and Audit Committee Member Akita, Yoshiki | Management | For | For |
| 3.4 | Elect Director and Audit Committee Member Tatsumi, Kazumasa | Management | For | For |
| 3.5 | Elect Director and Audit Committee Member Sakane, Junichi | Management | For | For |
| 4 | Elect Alternate Director and Audit Committee Member Honda, Masaya | Management | For | For |
| 5 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| 6 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| YOKOGAWA ELECTRIC CORP. Meeting Date: JUN 27, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 6841 Security ID: J97272124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Management | For | For |
| 2.1 | Elect Director Kaihori, Shuzo | Management | For | For |
| 2.2 | Elect Director Nishijima, Takashi | Management | For | For |
| 2.3 | Elect Director Kurosu, Satoru | Management | For | For |
| 2.4 | Elect Director Nara, Hitoshi | Management | For | For |
| 2.5 | Elect Director Nakahara, Masatoshi | Management | For | For |
| 2.6 | Elect Director Anabuki, Junichi | Management | For | For |
| 2.7 | Elect Director Urano, Mitsudo | Management | For | For |
| 2.8 | Elect Director Uji, Noritaka | Management | For | For |
| 2.9 | Elect Director Seki, Nobuo | Management | For | For |
| 2.10 | Elect Director Sugata, Shiro | Management | For | For |
| 3.1 | Appoint Statutory Auditor Maemura, Koji | Management | For | For |
| 3.2 | Appoint Statutory Auditor Takayama, Yasuko | Management | For | For |
| YOOX NET-A-PORTER GROUP SPA Meeting Date: APR 21, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: YNAP Security ID: T9846S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | Against |
| 3 | Elect Cedric Charles Marcel Bossert as Director | Management | For | For |
| 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| ZALANDO SE Meeting Date: MAY 31, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ZAL Security ID: D98423102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5.1 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 5.2 | Ratify Ernst & Young as Auditors Until the 2018 AGM | Management | For | For |
| 6.1 | Elect Dominik Asam to the Supervisory Board | Management | For | For |
| 6.2 | Elect Lothar Lanz to the Supervisory Board | Management | For | For |
| 6.3 | Elect Jorgen Lindemann to the Supervisory Board | Management | For | For |
| 6.4 | Elect Anders Povlsen to the Supervisory Board | Management | For | For |
| 6.5 | Elect Shanna Preve to the Supervisory Board | Management | For | For |
| 6.6 | Elect Alexander Samwer to the Supervisory Board | Management | For | For |
| 7 | Approve Affiliation Agreement with Tradebyte Software GmbH | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| ZEALAND PHARMA A/S Meeting Date: APR 05, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ZEAL Security ID: K9898X127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 4a | Reelect Rosemary Crane as Director | Management | For | Did Not Vote |
| 4b | Reelect Catherine Moukheibir as Director | Management | For | Did Not Vote |
| 4c | Reelect Alain Munoz as Director | Management | For | Did Not Vote |
| 4d | Reelect Martin Nicklasson as Director | Management | For | Did Not Vote |
| 4e | Reelect Michael Owen as Director | Management | For | Did Not Vote |
| 5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 6 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 9 | Approve Continuation of Non-Board Nomination Committee | Management | For | Did Not Vote |
| 10 | Amend Articles Re: Composition and Tasks of Nomination Committee | Management | For | Did Not Vote |
| 11 | Approve the Updated Instructions to Nominating Committee | Management | For | Did Not Vote |
| 12a | Elect Agnete Raaschou-Nielsen as Member of the Nomination Committee | Management | For | Did Not Vote |
| 12b | Elect Peter Benson as Member of the Nomination Committee | Management | For | Did Not Vote |
| 13 | Approve Publication of Information in English | Management | For | Did Not Vote |
| 14 | Other Business | Management | None | None |
| ZOOPLA PROPERTY GROUP PLC Meeting Date: FEB 02, 2017 Record Date: JAN 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ZPLA Security ID: G98930103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Mike Evans as Director | Management | For | For |
| 5 | Re-elect Alex Chesterman as Director | Management | For | For |
| 6 | Re-elect Duncan Tatton-Brown as Director | Management | For | For |
| 7 | Re-elect Sherry Coutu as Director | Management | For | For |
| 8 | Re-elect Robin Klein as Director | Management | For | For |
| 9 | Re-elect Vin Murria as Director | Management | For | For |
| 10 | Re-elect Grenville Turner as Director | Management | For | For |
| 11 | Elect James Welsh as Director | Management | For | For |
| 12 | Elect Kevin Beatty as Director | Management | For | For |
| 13 | Elect Andy Botha as Director | Management | For | For |
| 14 | Reappoint Deloitte as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights for the Purposes of Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve Waiver on Tender-Bid Requirement | Management | For | Against |
| 21 | Approve EU Political Donations and Expenditure | Management | For | For |
| 22 | Approve Change of Registered Name to ZPG plc | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | Oppenheimer International Small-Mid Company Fund |
| By: | Arthur P. Steinmetz* |
| Arthur P. Steinmetz, |
Trustee, President and Principal Executive Officer |
Date: August 29, 2017
| *By: | /s/ Taylor V. Edwards | |
| ------------------------------------------ | ||
| Taylor V. Edwards, Attorney in Fact |