SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 2, 2021
RIVERVIEW BANCORP, INC.
(Exact name of registrant as specified in its charter)
(State or other jurisdiction
|900 Washington Street, Suite 900, Vancouver, Washington||98660|
|(Address of principal executive offices)||(Zip Code)|
Registrant’s telephone number, including area code: (360) 693-6650
|Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.|
|[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
(17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
(17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Name of each exchange on which registered
|Common Stock, Par Value $0.01 per share |
|The NASDAQ Stock Market LLC|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 7.01 Regulation FD Disclosure.*
Riverview Bancorp, Inc.’s Kevin J. Lycklama, President and Chief Executive Officer, David Lam, Chief Financial Officer and Dan Cox, Chief Credit Officer, will be providing an information update on a one-on-one basis at the 2021 Virtual KBW Community Bank Investor Conference on August 3rd and 4th, 2021.
Attached as Exhibit 99.1 is a copy of the investor materials that are being provided in connection with the meeting.
Item 9.01. Financial Statements and Exhibits.*
The information furnished under Item 7.01 and Item 9.01 of this Current Report on Form 8-K, including the exhibit, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liabilities under that Section, nor shall it be deemed incorporated by reference in any registration statement or other filings of Riverview Bancorp, Inc. under the Securities Act of 1933, as amended, except as shall be set forth by specific reference in such filing.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
RIVERVIEW BANCORP, INC.
Date: August 2, 2021
|/s/ David Lam|
Chief Financial Officer
(Principal Financial Officer)