UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX/A
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08295
New Providence Investment Trust
(Exact name of registrant as specified in charter)
116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802
(Address of principal executive offices) (Zip code)
A. Vason Hamrick
116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802
(Name and address of agent for service)
Registrant's telephone number, including area code: 252-972-9922
Date of fiscal year end: May 31
Date of reporting period: July 1, 2006 - June 30, 2007
The registrant is amending and restating in its entirety the Form N-PX filed with the U.S. Securities and Exchange Commission on August 31, 2007 for the reporting period of July 1, 2006 - June 30, 2007.
Proxy Voting Records
WISDOM FUND
| Number of Meetings: 64
| ||||||||
Date Range: 07/01/2006 to 06/30/2007 | |||||||||
Meeting | Issuer\ | Security [Symbol] | Meet Type | Vote | For/Agst | Record | Shares | ||
Date | Agenda Items | Prop Type | Cast | Mrv | Date | Voted | |||
9/7/2006 | BLOCK (H&R), INC. | 093671105 [HRB ] | Annual Meeting | 7/5/2006 | 1,000.00 | ||||
Vote Date: | 8/24/2006 | ||||||||
1 | Election of Directors | Mgmt | For | For | 1,000.00 | ||||
2 | Approval of an amendment to the 1999 Stock Option Plan for Seasonal Employees to extend the Plan for three years, such that it will terminate, unless further extended, on December 31, 2009. | Mgmt | For | For | 1,000.00 | ||||
3 | Approval of the material terms of performance goals for performance shares issued pursuant to the 2003 Long-Term Executive Compensation Plan. | Mgmt | For | For | 1,000.00 | ||||
4 | Ratification of the appointment of KPMG LLP as the Company's independent accountants for the year ending April 30, 2007. | Mgmt | For | For | 1,000.00 | ||||
9/18/2006 | NIKE, INC. | 654106103 [NKE ] | Annual Meeting | 7/25/2006 | 3,600.00 | ||||
Vote Date: | 8/28/2006 | ||||||||
1 | Election of Directors | Mgmt | For | For | 3,600.00 | ||||
2 | Shareholder proposal regarding charitable contributions report. | Shldr | Against | For | 3,600.00 | ||||
3 | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Mgmt | For | For | 3,600.00 | ||||
10/10/2006 | PROCTER & GAMBLE COMPANY (THE) | 742718109 [PG ] | Annual Meeting | 8/11/2006 | 46,295.00 | ||||
Vote Date: | 9/11/2006 | ||||||||
1 | Election of Directors | Mgmt | For | For | 46,295.00 | ||||
2 | Approve amendment to the Code of Regulations to decrease the Authorized Number of Directors on the Board. | Mgmt | For | For | 46,295.00 | ||||
3 | Ratify Appointment of the Independent Registered Public Accounting Firm. | Mgmt | For | For | 46,295.00 | ||||
4 | Reapprove and Amend the Material Terms of the Performance Criteria Under the Procter & Gamble 2001 Stock and Incentive Compensation Plan. | Mgmt | For | For | 46,295.00 | ||||
5 | Shareholder Proposal - Award no Future Stock Options. | Shldr | Against | For | 46,295.00 | ||||
10/17/2006 | DIAGEO PLC ADR | 25243Q205 [DEO ] | Annual Meeting | 8/31/2006 | 3,000.00 | ||||
Vote Date: | 10/16/2006 | ||||||||
1 | Report and accounts 2006. | Mgmt | For | For | 3,000.00 | ||||
2 | Directors' remuneration report 2006. | Mgmt | For | For | 3,000.00 | ||||
3 | Declaration of final dividend. | Mgmt | For | For | 3,000.00 | ||||
4 | Re-election of Lord Hollick of Notting Hill. | Mgmt | For | For | 3,000.00 | ||||
5 | Re-election of Mr HT Stitzer. | Mgmt | For | For | 3,000.00 | ||||
6 | Re-election of Mr PS Walsh. | Mgmt | For | For | 3,000.00 | ||||
7 | Election of Ms LM Danon. | Mgmt | For | For | 3,000.00 | ||||
8 | Re-appointment and remuneration of auditor. | Mgmt | For | For | 3,000.00 | ||||
9 | Authority to allot relevant securities. | Mgmt | For | For | 3,000.00 | ||||
10 | Disapplication of pre-emption rights. | Mgmt | For | For | 3,000.00 | ||||
11 | Authority to purchase own ordinary shares. | Mgmt | For | For | 3,000.00 | ||||
12 | Authority to make EU political donations/expenditure. | Mgmt | For | For | 3,000.00 | ||||
13 | Adoption of Diageo plc 2006 Irish Profit Sharing Scheme. | Mgmt | For | For | 3,000.00 | ||||
14 | Amendments to Diageo Executive Share Option Plan. | Mgmt | For | For | 3,000.00 | ||||
10/24/2006 | DUKE ENERGY CORPORATION | 26441C105 [DUK ] | Annual Meeting | 8/25/2006 | 12,500.00 | ||||
Vote Date: | 9/28/2006 | ||||||||
1 | Election of Directors | Mgmt | For | For | 12,500.00 | ||||
2 | Approval of the Duke Energy Corporation 2006 Long-Term Incentive Plan. | Mgmt | For | For | 12,500.00 | ||||
3 | Ratification of Deloitte & Touche LLP as Duke Energy's independent public accountant for 2006. | Mgmt | For | For | 12,500.00 | ||||
10/24/2006 | KENNAMETAL INC. | 489170100 [KMT ] | Annual Meeting | 9/5/2006 | 3,000.00 | ||||
Vote Date: | 10/9/2006 | ||||||||
I | Election of Directors | Mgmt | For | For | 3,000.00 | ||||
II | The approval of the amendment to Kennametal's Amended and Restated Articles of Incorporation. | Mgmt | For | For | 3,000.00 | ||||
III | Ratification of the selection of the independent registered public accounting firm for the fiscal year ending June 30, 2007. | Mgmt | For | For | 3,000.00 | ||||
11/1/2006 | PETROCHINA COMPANY LIMITED ADS | 71646E100 [PTR ] | Special Meeting | 9/20/2006 | 3,000.00 | ||||
Vote Date: | 10/2/2006 | ||||||||
1 | "That the continuing connected transactions arising as a result of the acquisition of a 67% interest in PetroKazakhstan Inc. by PetroChina through CNPC Exploration and development Company Limited ("Acquisition"), as set out in the circular of PetroChina dated 14 September 2006 ("Circular"), which will fall within the scope of the amended comprehensive agreement as approved by the independent shareholders of PetroChina on 8 November 2005 ("Amended Comprehensive Agreement"), and are expected to occur on a regular and continuous basis in the ordinary and usual course of business of PetroChina and its subsidiaries, as the case maybe, and to be conducted on normal commercial terms, be and are hereby generally and unconditionally approved." | Mgmt | For | For | 3,000.00 | ||||
2 | "That the proposed revision to the existing annual caps for the three years from 1 January 2006 to 31 December 2008 of each of the continuing connected transaction under the Amended Comprehensive Agreement as a result of the Acquisition, as set out in the Circular, be and hereby approved, ratified and confirmed." | Mgmt | For | For | 3,000.00 | ||||
3 | "That the proposed revision to the existing annual caps for the three years from 1 January 2006 to 31 December 2008 of each of the continuing connected transaction under the Amended Comprehensive Agreement as a result of changes to PetroChina's production and operational environment, as set out in the Circular, be and hereby approved, ratified and confirmed." | Mgmt | For | For | 3,000.00 | ||||
4 | "That the proposed revision to the existing annual caps for the three years from 1 January 2006 to 31 December 2008 in respect of the products and services to be provided by PetroChina and its subsidiaries to China Railway Materials and Suppliers Corporation ("CRMSC") pursuant to the agreement dated 1 September 2005 entered into between PetroChina and CRMSC in relation to the provision of certain products and services, as set out in the Circular, be and hereby approved, ratified and confirmed." | Mgmt | For | For | 3,000.00 | ||||
5 | "That the proposed amendments to the articles of association of PetroChina as set out in the Circular be and hereby generally and unconditionally approved. The board of directors of PetroChina should be authorized, as proposed to be approved at the EGM, to make such modifications to the proposed amendments to the articles of association as required by the relevant regulatory bodies of the PRC." | Mgmt | For | For | 3,000.00 | ||||
11/10/2006 | SYSCO CORPORATION | 871829107 [SYY ] | Annual Meeting | 9/12/2006 | 8,666.00 | ||||
Vote Date: | 10/9/2006 | ||||||||
1 | Election of Directors | Mgmt | For | For | 8,666.00 | ||||
2 | Approval of the Ratification of Appointment of Ernst & Young LLP as the Company's Independent Accountants for Fiscal 2007. | Mgmt | For | For | 8,666.00 | ||||
3 | Shareholder Proposal requesting that the Board of Directors implement a majority vote policy by taking certain specified actions. | Shldr | Against | For | 8,666.00 | ||||
12/7/2006 | FOMENTO ECONOMICO MEXICANO, S.A.B. DE C.V. | 344419106 [FMX ] | Special Meeting | 11/15/2006 | 2,000.00 | ||||
Vote Date: | 12/4/2006 | ||||||||
EI | To amend the by-laws of the Company to include the formation of committees, and other adjusts to comply with the provisions of the Mexican Securities Market Law (Ley del Mercado de Valores). | Mgmt | For | For | 2,000.00 | ||||
EII | Appointment of delegates to execute and formalize the resolutions adopted during the meeting. | Mgmt | For | For | 2,000.00 | ||||
EIII | Minutes of the Shareholders' Meeting. | Mgmt | For | For | 2,000.00 | ||||
OI | Election and/or ratification of members of the board of directors and secretary and their alternates; qualification of their independence in accordance to the Mexican Securities Market Law, and resolution with respect to their remuneration. | Mgmt | For | For | 2,000.00 | ||||
OII | Proposal to form committees of the Board of Directors, including the Audit and Corporate Practices Committees, appointment of the chairman for such committees, and resolution with respect to their remuneration. | Mgmt | For | For | 2,000.00 | ||||
OIII | Appointment of delegates to execute and formalize the resolutions adopted during the meeting. | Mgmt | For | For | 2,000.00 | ||||
OIV | Minutes of the Shareholders' Meeting. | Mgmt | For | For | 2,000.00 | ||||
12/19/2006 | KINDER MORGAN, INC. | 49455P101 [KMI ] | Special Meeting | 11/8/2006 | 1,140.00 | ||||
Vote Date: | 12/17/2006 | ||||||||
1 | Board proposal to approve and adopt the Agreement and Plan of Merger among Kinder Morgan, Inc., Knight Holdco LLC and Knight Acquisition Co., as it may be amended from time to time. | Mgmt | For | For | 1,140.00 | ||||
2 | Board proposal to adjourn the special meeting to a later date to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve proposal number 1. | Mgmt | For | For | 1,140.00 | ||||
1/31/2007 | COSTCO WHOLESALE CORPORATION | 22160K105 [COST ] | Annual Meeting | 12/1/2006 | 6,500.00 | ||||
Vote Date: | 1/29/2006 | ||||||||
1 | Election of Directors | Mgmt | For | For | 6,500.00 | ||||
2 | Ratification of selection of independent auditors. | Mgmt | For | For | 6,500.00 | ||||
1/31/2007 | SONIC CORP. | 835451105 [SONC ] | Annual Meeting | 12/4/2006 | 1,000.00 | ||||
Vote Date: | 1/29/2006 | ||||||||
1 | Election of Directors | Mgmt | For | For | 1,000.00 | ||||
2 | Ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm. | Mgmt | For | For | 1,000.00 | ||||
3/5/2007 | WHOLE FOODS MARKET, INC. | 966837106 [WFMI ] | Annual Meeting | 1/8/2007 | 3,000.00 | ||||
Vote Date: | 3/1/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 3,000.00 | ||||
2 | Ratification of the appointment of Ernst & Young, LLP as independent public accountants for fiscal year 2007. | Mgmt | For | For | 3,000.00 | ||||
3 | Proposal to approve the consolidation, amendment and restatement of the Company's Stock Option Plans. | Mgmt | For | For | 3,000.00 | ||||
4 | Proposal to approve the amendment and restatement of the Company's Team Member Stock Purchase Plan. | Mgmt | For | For | 3,000.00 | ||||
5 | Shareholder proposal regarding the Company's energy use. | Shldr | Against | For | 3,000.00 | ||||
6 | Shareholder proposal regarding separating the roles of our Company CEO and Chairman of the Board. | Shldr | Against | For | 3,000.00 | ||||
3/6/2007 | NOVARTIS AG ADS | 66987V109 [NVS ] | Annual Meeting | 2/6/2007 | 6,000.00 | ||||
Vote Date: | 3/4/2007 | ||||||||
1 | Approval of the annual report, the financial statements of Novartis AG and the Group consolidated financial statements for the year 2006 | Mgmt | For | For | 6,000.00 | ||||
2 | Approval of the activities of the Board of Directors | Mgmt | For | For | 6,000.00 | ||||
3 | Appropriation of available earnings of Novartis AG as per balance sheet and declaration of dividend | Mgmt | For | For | 6,000.00 | ||||
4.2.1 | Re-election of Hans-Joerg Rudloff for a three-year term | Mgmt | For | For | 6,000.00 | ||||
4.2.2 | Re-election of Dr. Daniel Vasella for a three-year term | Mgmt | For | For | 6,000.00 | ||||
4.3 | Election of new member: Marjorie M. Yang | Mgmt | For | For | 6,000.00 | ||||
5 | Appointment of the auditors and the Group auditors | Mgmt | For | For | 6,000.00 | ||||
6 | Additional and/or counter-proposals presented at the meeting | Mgmt | For | For | 6,000.00 | ||||
3/8/2007 | TYCO INTERNATIONAL LTD. | 902124106 [TYC ] | Annual Meeting | 1/12/2007 | 3,500.00 | ||||
Vote Date: | 3/6/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 3,500.00 | ||||
2 | Re-appointment of Deloitte & Touche LLP as Tyco's independent auditors and authorization for the Audit Committee of the Board of Directors to set the auditors' remuneration. | Mgmt | For | For | 3,500.00 | ||||
3/8/2007 | TYCO INTERNATIONAL LTD. | 902124106 [TYC ] | Special Meeting | 1/16/2007 | 3,500.00 | ||||
Vote Date: | 3/6/2007 | ||||||||
1a | Approval of reverse stock split of the Company's common shares at a split ratio of 1 for 4. | Mgmt | For | For | 3,500.00 | ||||
1b | Approval of consequential amendment to the Company's Amended & Restated By-Laws. | Mgmt | For | For | 3,500.00 | ||||
3/14/2007 | WRIGLEY (WM.) JR. COMPANY | 982526105 [WWY ] | Annual Meeting | 1/12/2007 | 6,800.00 | ||||
Vote Date: | 3/12/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 6,800.00 | ||||
2 | Amendment to the Second Restated Certificate of Incorporation to permit amendment of the Bylaws of the Company to adopt majority voting for the election of directors. | Mgmt | For | For | 6,800.00 | ||||
3 | To ratify the appointment of the Company's independent registered public accounting firm (independent auditors) for the year ending December 31, 2007. | Mgmt | For | For | 6,800.00 | ||||
3/14/2007 | WRIGLEY (WM.) JR. COMPANY | 982526204 [WWY ] | Annual Meeting | 1/12/2007 | 2,450.00 | ||||
Vote Date: | 3/12/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 2,450.00 | ||||
2 | Amendment to the Second Restated Certificate of Incorporation to permit amendment of the Bylaws of the Company to adopt majority voting for the election of directors. | Mgmt | For | For | 2,450.00 | ||||
3 | To ratify the appointment of the Company's independent registered public accounting firm (independent auditors) for the year ending December 31, 2007. | Mgmt | For | For | 2,450.00 | ||||
3/29/2007 | FOMENTO ECONOMICO MEXICANO, S.A.B. DE C.V. | 344419106 [FMX ] | Annual Meeting | 3/1/2007 | 2,000.00 | ||||
Vote Date: | 3/27/2007 | ||||||||
I | Report of the Board of Directors; presentation of the Financial Statements of Fomento Economico Mexicano, S.A.B. de C.V., for the 2006 Fiscal Year, report of the chief executive officer and the opinion of the board of directors with respect to such report, and the reports of the presidents of the audit and corporate practices committees pursuant to Article 172 of the General Law of the Commercial Companies ("Ley General de Sociedades Mercantiles") and the applicable provisions of the Securities Market Law. | Mgmt | For | For | 2,000.00 | ||||
II | Report of the external auditor with respect to the compliance of tax obligations of the Company. | Mgmt | For | For | 2,000.00 | ||||
III | Application of the Results for the 2006 Fiscal Year, including the payment of a cash dividend, in Mexican pesos, in the amount of Ps. $0.2221689269 per Series "B" share, and Ps. $0.2777111586 per each Series "D" share, corresponding to Ps. $1.1108446345 per "B Unit" and Ps. $1.3330135614 per "BD" Unit. | Mgmt | For | For | 2,000.00 | ||||
IV | Proposal to determine the maximum amount to be used in the share repurchase program in the amount of Ps. 3,000,000,000.00 Mexican Pesos. | Mgmt | For | For | 2,000.00 | ||||
V | Proposal to divide all the Series "B" and Series "D" shares of stock outstanding, which form the "B" Units and "BD" Units, in three (3) new shares of the same series. | Mgmt | For | For | 2,000.00 | ||||
VI | Election of Members of the Board of Directors, qualification of their independence in accordance with the Mexican Securities Law, and resolution with respect to their remuneration. | Mgmt | For | For | 2,000.00 | ||||
VII | Proposal to form the committees of the board of directors: (i) finance and planning, (ii) audit, and (iii) corporate practices; appointment of their respective chairperson, and resolution with respect to their remuneration. | Mgmt | For | For | 2,000.00 | ||||
VIII | Appointment of delegates for the Shareholders' Meeting. | Mgmt | For | For | 2,000.00 | ||||
IX | Minutes of the Shareholders' Meeting. | Mgmt | For | For | 2,000.00 | ||||
4/17/2007 | M&T BANK CORPORATION | 55261F104 [MTB ] | Annual Meeting | 2/28/2007 | 2,030.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 2,030.00 | ||||
2 | To ratify the appointment of PricewaterhouseCoopers LLP as the independent public accountant of M&T Bank Corporation for the year ending December 31, 2007. | Mgmt | For | For | 2,030.00 | ||||
4/18/2007 | COCA-COLA COMPANY (THE) | 191216100 [KO ] | Annual Meeting | 2/20/2007 | 55 | ||||
Vote Date: | 8/31/2007 | ||||||||
1.1 | Election of Director: Herbert A. Allen. | Mgmt | For | For | 55 | ||||
1.2 | Election of Director: Ronald W. Allen. | Mgmt | For | For | 55 | ||||
1.3 | Election of Director: Cathleen P. Black. | Mgmt | For | For | 55 | ||||
1.4 | Election of Director: Barry Diller. | Mgmt | For | For | 55 | ||||
1.5 | Election of Director: E. Neville Isdell. | Mgmt | For | For | 55 | ||||
1.6 | Election of Director: Donald R. Keough. | Mgmt | For | For | 55 | ||||
1.7 | Election of Director: Donald F. McHenry. | Mgmt | For | For | 55 | ||||
1.8 | Election of Director: Sam Nunn. | Mgmt | For | For | 55 | ||||
1.9 | Election of Director: James D. Robinson III. | Mgmt | For | For | 55 | ||||
1.1 | Election of Director: Peter V. Ueberroth. | Mgmt | For | For | 55 | ||||
1.11 | Election of Director: James B. Williams. | Mgmt | For | For | 55 | ||||
2 | Ratification of the appointment of Ernst & Young LLP as Independent Auditors. | Mgmt | For | For | 55 | ||||
3 | Approval of the Performance Incentive Plan of The Coca-Cola Company. | Mgmt | For | For | 55 | ||||
4 | Shareowner Proposal Regarding Management Compensation. | Shldr | Against | For | 55 | ||||
5 | Shareowner Proposal Regarding an Advisory Vote on the Compensation Committee Report. | Shldr | Against | For | 55 | ||||
6 | Shareowner Proposal Regarding Chemical and Biological Testing. | Shldr | Against | For | 55 | ||||
7 | Shareowner Proposal Regarding Study and Report on Extraction of Water in India. | Shldr | Against | For | 55 | ||||
8 | Shareowner Proposal Regarding Restricted Stock. | Shldr | Against | For | 55 | ||||
4/18/2007 | SHERWIN-WILLIAMS COMPANY (THE) | 824348106 [SHW ] | Annual Meeting | 3/2/2007 | 6,970.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 6,970.00 | ||||
2 | Approval of the 2007 Executive Performance Bonus Plan. | Mgmt | For | For | 6,970.00 | ||||
3 | Ratification of appointment of independent registered public accounting firm. | Mgmt | For | For | 6,970.00 | ||||
4/23/2007 | AMERICAN EXPRESS COMPANY | 025816109 [AXP ] | Annual Meeting | 2/28/2007 | 41,750.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 41,750.00 | ||||
2 | The selection of PricewaterhouseCoopers LLP as our independent registered public accountants for 2007. | Mgmt | For | For | 41,750.00 | ||||
3 | To approve the American Express Company 2007 Incentive Compensation Plan. | Mgmt | For | For | 41,750.00 | ||||
4 | A shareholder proposal relating to cumulative voting for directors. | Shldr | Against | For | 41,750.00 | ||||
4/24/2007 | GANNETT CO., INC. | 364730101 [GCI ] | Annual Meeting | 2/28/2007 | 4,298.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 4,298.00 | ||||
2 | Proposal to ratify Ernst & Young LLP as the Company's independent registered public accounting firm for the 2007 fiscal year. | Mgmt | For | For | 4,298.00 | ||||
3 | Proposal to amend the Certificate of Incorporation and By-Laws to declassify the Company's board of directors. | Mgmt | For | For | 4,298.00 | ||||
4 | Shareholder proposal concerning independent board chairman. | Shldr | Against | For | 4,298.00 | ||||
4/24/2007 | MOODY'S CORPORATION | 615369105 [MCO ] | Annual Meeting | 3/1/2007 | 13,410.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
I | Election of Directors | Mgmt | For | For | 13,410.00 | ||||
II | Approval of the Amended and Restated 2001 Moody's Corporation Key Employees' Stock Incentive Plan. | Mgmt | For | For | 13,410.00 | ||||
III | Ratification of the appointment of independent registered public accounting firm for 2007. | Mgmt | For | For | 13,410.00 | ||||
IV | Stockholder proposal to elect each director annually. | Shldr | Against | For | 13,410.00 | ||||
4/24/2007 | WELLS FARGO & COMPANY | 949746101 [WFC ] | Annual Meeting | 3/6/2007 | 58 | ||||
Vote Date: | 8/31/2007 | ||||||||
1a | Election of Director: John P. Chen. | Mgmt | For | For | 58 | ||||
1b | Election of Director: Lloyd H. Dean. | Mgmt | For | For | 58 | ||||
1c | Election of Director: Susan E. Engel. | Mgmt | For | For | 58 | ||||
1d | Election of Director: Enrique Hernandez, Jr. | Mgmt | For | For | 58 | ||||
1e | Election of Director: Robert L. Joss. | Mgmt | For | For | 58 | ||||
1f | Election of Director: Richard M. Kovacevich. | Mgmt | For | For | 58 | ||||
1g | Election of Director: Richard D. McCormick. | Mgmt | For | For | 58 | ||||
1h | Election of Director: Cynthia H. Milligan. | Mgmt | For | For | 58 | ||||
1i | Election of Director: Nicholas G. Moore. | Mgmt | For | For | 58 | ||||
1j | Election of Director: Philip J. Quigley. | Mgmt | For | For | 58 | ||||
1k | Election of Director: Donald B. Rice. | Mgmt | For | For | 58 | ||||
1l | Election of Director: Judith M. Runstad. | Mgmt | For | For | 58 | ||||
1m | Election of Director: Stephen W. Sanger. | Mgmt | For | For | 58 | ||||
1n | Election of Director: Susan G. Swenson. | Mgmt | For | For | 58 | ||||
1o | Election of Director: John G. Stumpf. | Mgmt | For | For | 58 | ||||
1p | Election of Director: Michael W. Wright. | Mgmt | For | For | 58 | ||||
2 | Proposal to ratify the appointment of KPMG LLP as independent auditors for 2007. | Mgmt | For | For | 58 | ||||
3 | Stockholder proposal regarding separation of Board Chairman and CEO positions. | Shldr | Against | For | 58 | ||||
4 | Stockholder proposal regarding an advisory vote on executive compensation. | Shldr | Against | For | 58 | ||||
5 | Stockholder proposal regarding adoption of a policy limiting benefits under supplemental executive retirement plan. | Shldr | Against | For | 58 | ||||
6 | Stockholder proposal regarding a report on Home Mortgage Disclosure Act (HMDA) data. | Shldr | Against | For | 58 | ||||
7 | Stockholder proposal regarding emission reduction goals for Wells Fargo and its customers. | Shldr | Against | For | 58 | ||||
4/25/2007 | ANHEUSER-BUSCH COMPANIES, INC. | 035229103 [BUD ] | Annual Meeting | 2/28/2007 | 7,700.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 7,700.00 | ||||
2 | Approval of the 2007 Equity and Incentive Plan. | Mgmt | For | For | 7,700.00 | ||||
3 | Approval of the Global Employee Stock Purchase Plan. | Mgmt | For | For | 7,700.00 | ||||
4 | Approval of independent registered public accounting firm. | Mgmt | For | For | 7,700.00 | ||||
5 | Stockholder proposal concerning a report on charitable contributions. | Shldr | Against | For | 7,700.00 | ||||
4/25/2007 | GENERAL ELECTRIC COMPANY | 369604103 [GE ] | Annual Meeting | 2/26/2007 | 2,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
A | Election of Directors | Mgmt | For | For | 2,000.00 | ||||
B | Ratification of KPMG. | Mgmt | For | For | 2,000.00 | ||||
C | Adoption of majority voting for directors. | Mgmt | For | For | 2,000.00 | ||||
D | Approval of 2007 Long Term Incentive Plan. | Mgmt | For | For | 2,000.00 | ||||
E | Approval of material terms of senior officer performance goals. | Mgmt | For | For | 2,000.00 | ||||
1 | Cumulative Voting. | Shldr | Against | For | 2,000.00 | ||||
2 | Curb Over-Extended Directors. | Shldr | Against | For | 2,000.00 | ||||
3 | One Director from the Ranks of Retirees. | Shldr | Against | For | 2,000.00 | ||||
4 | Independent Board Chairman. | Shldr | Against | For | 2,000.00 | ||||
5 | Eliminate Dividend Equivalents. | Shldr | Against | For | 2,000.00 | ||||
6 | Report on Charitable Contributions. | Shldr | Against | For | 2,000.00 | ||||
7 | Global Warming Report. | Shldr | Against | For | 2,000.00 | ||||
8 | Ethical Criteria for Military Contracts. | Shldr | Against | For | 2,000.00 | ||||
9 | Report on Pay Differential. | Shldr | Against | For | 2,000.00 | ||||
4/26/2007 | JOHNSON & JOHNSON | 478160104 [JNJ ] | Annual Meeting | 2/27/2007 | 3,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 3,000.00 | ||||
2 | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Mgmt | For | For | 3,000.00 | ||||
3 | Proposal on majority voting requirements for director nominees. | Shldr | Against | For | 3,000.00 | ||||
4 | Proposal on supplemental retirement plan. | Shldr | Against | For | 3,000.00 | ||||
5/2/2007 | PEPSICO, INC. | 713448108 [PEP ] | Annual Meeting | 3/9/2007 | 5,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1.1 | Election of Director: D. Dublon. | Mgmt | For | For | 5,000.00 | ||||
1.2 | Election of Director: V.J. Dzau. | Mgmt | For | For | 5,000.00 | ||||
1.3 | Election of Director: R.L. Hunt. | Mgmt | For | For | 5,000.00 | ||||
1.4 | Election of Director: A. Ibarguen. | Mgmt | For | For | 5,000.00 | ||||
1.5 | Election of Director: A.C. Martinez. | Mgmt | For | For | 5,000.00 | ||||
1.6 | Election of Director: I.K. Nooyi. | Mgmt | For | For | 5,000.00 | ||||
1.7 | Election of Director: S.P. Rockefeller. | Mgmt | For | For | 5,000.00 | ||||
1.8 | Election of Director: J.J. Schiro. | Mgmt | For | For | 5,000.00 | ||||
1.9 | Election of Director: D. Vasella. | Mgmt | For | For | 5,000.00 | ||||
1.1 | Election of Director: M.D. White. | Mgmt | For | For | 5,000.00 | ||||
2 | Approval of Independent Registered Public Accountants. | Mgmt | For | For | 5,000.00 | ||||
3 | Approval of 2007 Long-Term Incentive Plan (Proxy Statement p. 37). | Mgmt | For | For | 5,000.00 | ||||
4 | Shareholder Proposal - Charitable Contributions (Proxy Statement p. 44). | Shldr | Against | For | 5,000.00 | ||||
5/3/2007 | AMERICAN STANDARD COMPANIES, INC. | 029712106 [ASD ] | Annual Meeting | 3/9/2007 | 6,190.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 6,190.00 | ||||
2 | Directors' proposal - Amendment to the American Standard Companies Inc. 2002 Omnibus Incentive Plan. | Mgmt | For | For | 6,190.00 | ||||
3 | Directors' proposal - Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2007. | Mgmt | For | For | 6,190.00 | ||||
5/3/2007 | CANADIAN NATURAL RESOURCES LIMITED | 136385101 [CNQ ] | Special Meeting | 3/14/2007 | 6,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 6,000.00 | ||||
2 | The appointment of PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, Alberta, as auditors of the Corporation for the ensuing year and the authorization of the Audit Committee of the Board of Directors of the Corporation to fix their remuneration. | Mgmt | For | For | 6,000.00 | ||||
3 | The ordinary resolution approving the amendments to the Corporation's Amended Compiled and Restated Stock Option Plan as outlined in the Information Circular. | Mgmt | For | For | 6,000.00 | ||||
5/8/2007 | ECHOSTAR COMMUNICATIONS CORPORATION | 278762109 [DISH ] | Annual Meeting | 3/23/2007 | 2,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 2,000.00 | ||||
2 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year ending December 31, 2007. | Mgmt | For | For | 2,000.00 | ||||
3 | To transact such other business as may properly come before the annual meeting or any adjournment thereof. | Mgmt | For | For | 2,000.00 | ||||
5/9/2007 | CONOCOPHILLIPS | 20825C104 [COP ] | Annual Meeting | 3/12/2007 | 2,164.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1.1 | Election of Director: James E. Copeland, Jr. | Mgmt | For | For | 2,164.00 | ||||
1.2 | Election of Director: Kenneth M. Duberstein. | Mgmt | For | For | 2,164.00 | ||||
1.3 | Election of Director: Ruth R. Harkin. | Mgmt | For | For | 2,164.00 | ||||
1.4 | Election of Director: William R. Rhodes. | Mgmt | For | For | 2,164.00 | ||||
1.5 | Election of Director: J. Stapleton Roy. | Mgmt | For | For | 2,164.00 | ||||
1.6 | Election of Director: William E. Wade, Jr. | Mgmt | For | For | 2,164.00 | ||||
2 | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2007. | Mgmt | For | For | 2,164.00 | ||||
3 | Corporate political contributions. | Shldr | Against | For | 2,164.00 | ||||
4 | Global warming - renewables. | Shldr | Against | For | 2,164.00 | ||||
5 | Qualification for director nominees. | Shldr | Against | For | 2,164.00 | ||||
6 | Drilling in sensitive/protected areas. | Shldr | Against | For | 2,164.00 | ||||
7 | Report on recognition of indigenous rights. | Shldr | Against | For | 2,164.00 | ||||
8 | Community accountability. | Shldr | Against | For | 2,164.00 | ||||
5/9/2007 | USG CORPORATION | 903293405 [USG ] | Annual Meeting | 3/12/2007 | 4,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 4,000.00 | ||||
2 | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accountants for the year ending December 31, 2007. | Mgmt | For | For | 4,000.00 | ||||
5/9/2007 | WESCO FINANCIAL CORPORATION | 950817106 [WSC ] | Annual Meeting | 3/13/2007 | 386 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 386 | ||||
5/10/2007 | UNITED PARCEL SERVICE, INC. | 911312106 [UPS ] | Annual Meeting | 3/12/2007 | 1,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 1,000.00 | ||||
2 | Ratification of the appointment of Deloitte & Touche LLP as UPS's independent registered public accountants for the year ending December 31, 2007. | Mgmt | For | For | 1,000.00 | ||||
5/10/2007 | WASHINGTON POST COMPANY (THE) | 939640108 [WPO ] | Annual Meeting | 3/12/2007 | 1,920.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 1,920.00 | ||||
2 | To transact such other business as may properly come before said meeting or any adjournment thereof. | Mgmt | For | For | 1,920.00 | ||||
5/10/2007 | WESTERN UNION COMPANY (THE) | 959802109 [WU ] | Annual Meeting | 3/12/2007 | 11,770.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 11,770.00 | ||||
2 | Approval of the Western Union Company 2006 Long-Term Incentive Plan. | Mgmt | For | For | 11,770.00 | ||||
3 | Approval of the Western Union Company Senior Executive Annual Incentive Plan. | Mgmt | For | For | 11,770.00 | ||||
4 | Ratification of Selection of Auditors. | Mgmt | For | For | 11,770.00 | ||||
5/14/2007 | MARKEL CORPORATION | 570535104 [MKL ] | Annual Meeting | 3/8/2007 | 5,400.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 5,400.00 | ||||
2 | To ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2007. | Mgmt | For | For | 5,400.00 | ||||
3 | To approve the Company's amended Employee Stock Purchase and Bonus Plan. | Mgmt | For | For | 5,400.00 | ||||
5/15/2007 | FIVE STAR QUALITY CARE, INC. | 33832D106 [FVE ] | Annual Meeting | 3/20/2007 | 3 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 3 | ||||
2 | To approve the adjournment or postponement of the meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the meeting to elect a director as proposed in Item 1. | Mgmt | For | For | 3 | ||||
5/16/2007 | AMERICAN INTERNATIONAL GROUP, INC. | 026874107 [AIG ] | Annual Meeting | 3/23/2007 | 12,150.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 12,150.00 | ||||
2 | Ratification of the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2007. | Mgmt | For | For | 12,150.00 | ||||
3 | Adoption of the American International Group, Inc. 2007 Stock Incentive Plan. | Mgmt | For | For | 12,150.00 | ||||
4 | Shareholder proposal relating to performance-based stock options. | Shldr | Against | For | 12,150.00 | ||||
5/16/2007 | MOHAWK INDUSTRIES, INC. | 608190104 [MHK ] | Annual Meeting | 3/26/2007 | 21,495.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 21,495.00 | ||||
2 | The approval of the 2007 Long-Term Incentive Plan. | Mgmt | For | For | 21,495.00 | ||||
5/16/2007 | MOLSON COORS BREWING COMPANY | 60871R209 [TAP ] | Annual Meeting | 3/20/2007 | 1,100.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 1,100.00 | ||||
5/16/2007 | PETROCHINA COMPANY LIMITED ADS | 71646E100 [PTR ] | Special Meeting | 4/9/2007 | 3,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | To consider and approve the Report of the Board of Directors of the Company for the year 2006. | Mgmt | For | For | 3,000.00 | ||||
2 | To consider and approve the Report of the Supervisory Committee of the Company for the year 2006. | Mgmt | For | For | 3,000.00 | ||||
3 | To consider and approve the Audited Financial Statements of the Company for the year 2006. | Mgmt | For | For | 3,000.00 | ||||
4 | To consider and approve the declaration and payment of the final dividends for the year ended 31 December 2006 in the amount and in the manner recommended by the Board of Directors. | Mgmt | For | For | 3,000.00 | ||||
5 | To consider and approve the authorisation of the Board of Directors to determine the distribution of interim dividends for the year 2007. | Mgmt | For | For | 3,000.00 | ||||
6 | To consider and approve the continuation of appointment of PricewaterhouseCoopers, Certified Public Accountants, as the international auditors of the Company and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants, as the domestic auditors of the Company, for the year 2007 and to authorise the Board of Directors to fix their remuneration. | Mgmt | For | For | 3,000.00 | ||||
7 | To consider and approve the re-election of Mr. Jiang Jiemin as Director of the Company. | Mgmt | For | For | 3,000.00 | ||||
8 | To consider and approve the re-election of Mr. Zhou Jiping as Director of the Company. | Mgmt | For | For | 3,000.00 | ||||
9 | To consider and approve the re-election of Mr. Duan Wende as Director of the Company. | Mgmt | For | For | 3,000.00 | ||||
10 | To consider and approve the re-election of Mr. Sun Xianfeng as Supervisor of the Company. | Mgmt | For | For | 3,000.00 | ||||
11 | To consider and approve the election of Mr. Zhang Jinzhu as Supervisor of the Company. | Mgmt | For | For | 3,000.00 | ||||
12 | To consider and approve, by way of special resolution, to grant a general mandate to the Board of Directors to separately or concurrently issue, allot and deal with additional domestic shares and overseas listed foreign shares in the Company not exceeding 20% of each of its existing domestic shares and overseas listed foreign shares of the Company in issue. | Mgmt | For | For | 3,000.00 | ||||
13 | To consider and approve the equity interest transfer agreement dated 18 March 2007 and the transactions contemplated thereunder. | Mgmt | For | For | 3,000.00 | ||||
14 | To consider and approve other matters, if any. | Mgmt | For | For | 3,000.00 | ||||
5/17/2007 | ALLEGHENY ENERGY, INC. | 017361106 [AYE ] | Annual Meeting | 3/12/2007 | 8,900.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 8,900.00 | ||||
2 | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Mgmt | For | For | 8,900.00 | ||||
3 | Shareholder Proposal 1. | Shldr | Against | For | 8,900.00 | ||||
4 | Shareholder Proposal 2. | Shldr | Against | For | 8,900.00 | ||||
5 | Shareholder Proposal 3. | Shldr | Against | For | 8,900.00 | ||||
6 | Shareholder Proposal 4. | Shldr | Against | For | 8,900.00 | ||||
7 | Shareholder Proposal 5. | Shldr | Against | For | 8,900.00 | ||||
8 | Shareholder Proposal 6. | Shldr | Against | For | 8,900.00 | ||||
9 | Shareholder Proposal 7. | Shldr | Against | For | 8,900.00 | ||||
5/17/2007 | YUM! BRANDS, INC. | 988498101 [YUM ] | Annual Meeting | 3/19/2007 | 4,150.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 4,150.00 | ||||
2 | Ratification of Independent Auditors (Page 17 of Proxy). | Mgmt | For | For | 4,150.00 | ||||
3 | Shareholder proposal relating to the MacBride Principles (Page 19 of Proxy). | Shldr | Against | For | 4,150.00 | ||||
4 | Shareholder proposal relating to an Advisory Shareholder vote to Ratify Executive Compensation (Page 21 of Proxy). | Shldr | Against | For | 4,150.00 | ||||
5 | Shareholder proposal relating to a Pay for Superior Performance proposal (Page 24 of Proxy). | Shldr | Against | For | 4,150.00 | ||||
6 | Shareholder proposal relating to a Future Severance Agreements Proposal (Page 27 of Proxy). | Shldr | Against | For | 4,150.00 | ||||
7 | Shareholder proposal relating to Sustainable Fish (Page 29 of Proxy). | Shldr | Against | For | 4,150.00 | ||||
8 | Shareholder proposal relating to a Proposal regarding Animal Welfare (Page 32 of Proxy). | Shldr | Against | For | 4,150.00 | ||||
5/18/2007 | DEAN FOODS COMPANY | 242370104 [DF ] | Annual Meeting | 3/23/2007 | 2,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 2,000.00 | ||||
2 | Approval of a New Equity Incentive Plan. | Mgmt | For | For | 2,000.00 | ||||
3 | Proposal to ratify Deloitte & Touche LLP as independent auditor. | Mgmt | For | For | 2,000.00 | ||||
4 | Stockholder proposal regarding separation of the Chief Executive Officer and Chairman of the Board roles. | Shldr | Against | For | 2,000.00 | ||||
5/21/2007 | WILLIAMS PARTNERS L.P. | 96950F104 [WPZ ] | Special Meeting | 4/9/2007 | 4,100.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | A proposal to approve (a) a change in the terms of our Class B units to provide that each Class B unit is convertible into one of our common units and (b) the issuance of additional common units upon such conversion. | Mgmt | For | For | 4,100.00 | ||||
5/22/2007 | BLUE NILE, INC. | 09578R103 [NILE ] | Annual Meeting | 3/30/2007 | 3,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 3,000.00 | ||||
2 | Appointment of independent accountants. | Mgmt | For | For | 3,000.00 | ||||
5/23/2007 | COMCAST CORPORATION | 20030N101 [CMCSK ] | Annual Meeting | 3/15/2007 | 11,250.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 11,250.00 | ||||
2 | Independent Auditors. | Mgmt | For | For | 11,250.00 | ||||
3 | Prevent the issuance of new stock options. | Shldr | Against | For | 11,250.00 | ||||
4 | Require that the Chairman of the Board not be an employee. | Shldr | Against | For | 11,250.00 | ||||
5 | Require sustainability report. | Shldr | Against | For | 11,250.00 | ||||
6 | Adopt a recapitalization plan. | Shldr | Against | For | 11,250.00 | ||||
7 | Require annual vote on executive compensation. | Shldr | Against | For | 11,250.00 | ||||
8 | Require pay differential report. | Shldr | Against | For | 11,250.00 | ||||
9 | Require disclosure of political contributions. | Shldr | Against | For | 11,250.00 | ||||
5/23/2007 | SUPERIOR ENERGY SERVICES, INC. | 868157108 [SPN ] | Annual Meeting | 3/30/2007 | 5,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 5,000.00 | ||||
2 | Approve the proposed 2007 Employee Stock Purchase Plan. | Mgmt | For | For | 5,000.00 | ||||
3 | Ratify the appointment of KPMG LLP as our registered public accounting firm for 2007. | Mgmt | For | For | 5,000.00 | ||||
5/24/2007 | CADBURY SCHWEPPES PLC ADR | 127209302 [CSG ] | Annual Meeting | 4/2/2007 | 6,500.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Financial Statements. | Mgmt | For | For | 6,500.00 | ||||
2 | Declaration of Final Dividend 2006. | Mgmt | For | For | 6,500.00 | ||||
3 | Directors' Remuneration Report. | Mgmt | For | For | 6,500.00 | ||||
4 | Re-appointment of Sir John Sunderland. | Mgmt | For | For | 6,500.00 | ||||
5 | Re-appointment of Rosemary Thorne. | Mgmt | For | For | 6,500.00 | ||||
6 | Re-appointment of David Thompson. | Mgmt | For | For | 6,500.00 | ||||
7 | Re-appointment of Sanjiv Ahuja. | Mgmt | For | For | 6,500.00 | ||||
8 | Re-appointment of Raymond Viault. | Mgmt | For | For | 6,500.00 | ||||
9 | Re-appointment of Auditors. | Mgmt | For | For | 6,500.00 | ||||
10 | Remuneration of Auditors. | Mgmt | For | For | 6,500.00 | ||||
11 | Approve proposed amendments to the Group Share Plans. | Mgmt | For | For | 6,500.00 | ||||
12 | Authority to allot relevant securities. | Mgmt | For | For | 6,500.00 | ||||
13 | Authority to serve communications by electronic means. | Mgmt | For | For | 6,500.00 | ||||
14 | Authority to disapply pre-emption rights. | Mgmt | For | For | 6,500.00 | ||||
15 | Authority to make market purchases. | Mgmt | For | For | 6,500.00 | ||||
5/24/2007 | HOME DEPOT, INC. (THE) | 437076102 [HD ] | Annual Meeting | 3/26/2007 | 9,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1.1 | Election of Director: David H. Batchelder. | Mgmt | For | For | 9,000.00 | ||||
1.2 | Election of Director: Francis S. Blake. | Mgmt | For | For | 9,000.00 | ||||
1.3 | Election of Director: Gregory D. Brenneman. | Mgmt | For | For | 9,000.00 | ||||
1.4 | Election of Director: John L. Clendenin. | Mgmt | For | For | 9,000.00 | ||||
1.5 | Election of Director: Claudio X. Gonzalez. | Mgmt | For | For | 9,000.00 | ||||
1.6 | Election of Director: Milledge A. Hart, III. | Mgmt | For | For | 9,000.00 | ||||
1.7 | Election of Director: Bonnie G. Hill. | Mgmt | For | For | 9,000.00 | ||||
1.8 | Election of Director: Laban P. Jackson, Jr. | Mgmt | For | For | 9,000.00 | ||||
1.9 | Election of Director: Helen Johnson-Leipold. | Mgmt | For | For | 9,000.00 | ||||
1.1 | Election of Director: Lawrence R. Johnston. | Mgmt | For | For | 9,000.00 | ||||
1.11 | Election of Director: Kenneth G. Langone. | Mgmt | For | For | 9,000.00 | ||||
2 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year ending February 3, 2008. | Mgmt | For | For | 9,000.00 | ||||
3 | Shareholder Proposal regarding poison pill implementation. | Shldr | Against | For | 9,000.00 | ||||
4 | Shareholder Proposal regarding employment diversity report disclosure. | Shldr | Against | For | 9,000.00 | ||||
5 | Shareholder Proposal regarding executive officer compensation. | Shldr | Against | For | 9,000.00 | ||||
6 | Shareholder Proposal regarding management bonuses. | Shldr | Against | For | 9,000.00 | ||||
7 | Shareholder Proposal regarding retirement benefits. | Shldr | Against | For | 9,000.00 | ||||
8 | Shareholder Proposal regarding regarding equity compensation. | Shldr | Against | For | 9,000.00 | ||||
9 | Shareholder Proposal regarding pay-for-performance compensation. | Shldr | Against | For | 9,000.00 | ||||
10 | Shareholder Proposal regarding political nonpartisanship. | Shldr | Against | For | 9,000.00 | ||||
11 | Shareholder Proposal regarding chairman and CEO. | Shldr | Against | For | 9,000.00 | ||||
5/24/2007 | IRON MOUNTAIN INCORPORATED | 462846106 [IRM ] | Annual Meeting | 4/12/2007 | 4,275.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 4,275.00 | ||||
2 | Ratify the selection by the Audit Committee of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2007. | Mgmt | For | For | 4,275.00 | ||||
5/24/2007 | MCDONALD'S CORPORATION | 580135101 [MCD ] | Annual Meeting | 3/26/2007 | 7,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1.1 | Election of Director: Edward A. Brennan. | Mgmt | For | For | 7,000.00 | ||||
1.2 | Election of Director: Walter E. Massey. | Mgmt | For | For | 7,000.00 | ||||
1.3 | Election of Director: John W. Rogers, Jr. | Mgmt | For | For | 7,000.00 | ||||
1.4 | Election of Director: Roger W. Stone. | Mgmt | For | For | 7,000.00 | ||||
2 | Approval of the independent registered public accounting firm. | Mgmt | For | For | 7,000.00 | ||||
3 | Shareholder proposal relating to labeling of genetically modified products. | Shldr | Against | For | 7,000.00 | ||||
4 | Shareholder proposal relating to labor standards. | Shldr | Against | For | 7,000.00 | ||||
5/24/2007 | WHITE MOUNTAINS INSURANCE GROUP, LTD. | G9618E107 [WTM ] | Annual Meeting | 3/26/2007 | 3,500.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 3,500.00 | ||||
7 | Amendment to the Company's Bye-laws. | Mgmt | For | For | 3,500.00 | ||||
8 | Appointment of Independent Registered Public Accounting Firm. | Mgmt | For | For | 3,500.00 | ||||
5/25/2007 | FPL GROUP, INC. | 302571104 [FPL ] | Annual Meeting | 3/26/2007 | 6,800.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 6,800.00 | ||||
2 | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the year 2007. | Mgmt | For | For | 6,800.00 | ||||
3 | Approval of the 2007 Non-Employee Directors Stock Plan. | Mgmt | For | For | 6,800.00 | ||||
5/29/2007 | UNITEDHEALTH GROUP INCORPORATED | 91324P102 [UNH ] | Annual Meeting | 4/9/2007 | 2,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 2,000.00 | ||||
2 | Amendment to Articles of Incorporation requiring a majority vote for election of directors. | Mgmt | For | For | 2,000.00 | ||||
3 | Amendment to Articles of Incorporation and Bylaws providing for the annual election of all members of the Board of Directors. | Mgmt | For | For | 2,000.00 | ||||
4 | Amendment to Articles of Incorporation and Bylaws to eliminate supermajority provisions for the removal of directors. | Mgmt | For | For | 2,000.00 | ||||
5 | Amendment to Articles of Incorporation to eliminate supermajority provisions relating to certain business combinations. | Mgmt | For | For | 2,000.00 | ||||
6 | Adoption of Restated Articles of Incorporation. | Mgmt | For | For | 2,000.00 | ||||
7 | Ratification of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending December 31, 2007. | Mgmt | For | For | 2,000.00 | ||||
8 | Shareholder proposal concerning performance-vesting shares. | Shldr | Against | For | 2,000.00 | ||||
9 | Shareholder proposal concerning supplemental executive retirement plan. | Shldr | Against | For | 2,000.00 | ||||
10 | Shareholder proposal concerning an advisory resolution on compensation of named executive officers. | Shldr | Against | For | 2,000.00 | ||||
11 | Shareholder proposal relating to shareholder nominees for election to UnitedHealth Group's Board of Directors. | Shldr | Against | For | 2,000.00 | ||||
5/30/2007 | FIRST DATA CORPORATION | 319963104 [FDC ] | Annual Meeting | 4/2/2007 | 11,770.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Director: David A. Coulter | Mgmt | For | For | 11,770.00 | ||||
2 | Election of Director: Henry C. Duques | Mgmt | For | For | 11,770.00 | ||||
3 | Election of Director: Richard P. Kiphart | Mgmt | For | For | 11,770.00 | ||||
4 | Election of Director: Joan E. Spero | Mgmt | For | For | 11,770.00 | ||||
5 | The approval of an increase in the number of shares issuable under the Company’s Employee Stock Purchase Plan by 12,500,000 shares of Company Common Stock. | Mgmt | For | For | 11,770.00 | ||||
6 | The approval of the 2006 Non-Employee Director Equity Compensation Plan and the allocation of 1,500,000 shares of Company Common Stock to the Plan. | Mgmt | For | For | 11,770.00 | ||||
7 | The approval of amendments to the Company’s 2002 Long-Term Incentive Plan. | Mgmt | For | For | 11,770.00 | ||||
8 | The ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for the Company for 2007. | Mgmt | For | For | 11,770.00 | ||||
5/31/2007 | SANOFI-AVENTIS | 80105N105 [SNY ] | Annual Meeting | 4/24/2007 | 1,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Approval of the individual company financial statements for the year ended December 31, 2006. | Mgmt | For | For | 1,000.00 | ||||
2 | Approval of the consolidated financial statements for the year ended December 31, 2006. | Mgmt | For | For | 1,000.00 | ||||
3 | Appropriation of profits; declaration of dividend. | Mgmt | For | For | 1,000.00 | ||||
4 | Approval of transactions covered by the Stautory Auditors' Special Report prepared in accordance with article L. 225-40 of the Commercial Code. | Mgmt | For | For | 1,000.00 | ||||
5 | Reappointment of a Director. | Mgmt | For | For | 1,000.00 | ||||
6 | Authorization to the Board of Directors to carry out transactions in shares issued by the company. | Mgmt | For | For | 1,000.00 | ||||
7 | Delegation to the Board of Directors of authority to decide to carry out increases in the share capital by issuance, with preemptive rights maintained, of shares and/or securities giving access to the company's capital and/or securities giving entitlement to the allotment of debt securities. | Mgmt | For | For | 1,000.00 | ||||
8 | Delegation to the Board of Directors of authority to decide to carry out increases in the share capital by issuance, with preemptive rights waived, of shares and/or securities giving access to the company's capital and/or securities giving entitlement to the allotment of debt securities. | Mgmt | For | For | 1,000.00 | ||||
9 | Delegation to the Board of Directors of authority to decide to carry out increases in the share capital by incorporation of share premium, reserves, profits or other items. | Mgmt | For | For | 1,000.00 | ||||
10 | Possibility of issuing without preemptive rights, shares or securities giving access to the company's capital or to securities giving entitlement to the allotment of debt securities as consideration for assets transferred to the company as a capital contribution in kind in the form of shares or securities giving access to capital. | Mgmt | For | For | 1,000.00 | ||||
11 | Delegation to the Board of Directors of authority to decide to carry out increases in the share capital by issuance of shares reserved for employees with waiver of preemptive rights in their favor. | Mgmt | For | For | 1,000.00 | ||||
12 | Authorization to the Board of Directors to grant options to subscribe for or purchase shares. | Mgmt | For | For | 1,000.00 | ||||
13 | Authorization to the Board of Directors to allot existing or new consideration free shares to salaried employees of the Group and corporate officers of the Company or companies of the Group. | Mgmt | For | For | 1,000.00 | ||||
14 | Authorization to the Board of Directors to reduce the share capital by cancellation of treasury shares. | Mgmt | For | For | 1,000.00 | ||||
15 | Authorization to the Board of Directors in the event of a public tender offer for the shares of the company, in cases where the legal reciprocity clause applies. | Mgmt | For | For | 1,000.00 | ||||
16 | Amendment to the bylaws to bring them into compliance with decree no. 2006-1566 of December 11, 2006 amending decree no. 67-236 of March 23, 1967 on commercial companies: (amendments to Article 19, paragraphs 1 and 3 of the bylaws). | Mgmt | For | For | 1,000.00 | ||||
17 | Powers for formalities. | Mgmt | For | For | 1,000.00 | ||||
6/1/2007 | WAL-MART STORES, INC. | 931142103 [WMT ] | Annual Meeting | 4/5/2007 | 10,100.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1.1 | Election of Director: Aida M. Alvarez. | Mgmt | For | For | 10,100.00 | ||||
1.2 | Election of Director: James W. Breyer. | Mgmt | For | For | 10,100.00 | ||||
1.3 | Election of Director: M. Michele Burns. | Mgmt | For | For | 10,100.00 | ||||
1.4 | Election of Director: James I. Cash, Jr. | Mgmt | For | For | 10,100.00 | ||||
1.5 | Election of Director: Roger C. Corbett. | Mgmt | For | For | 10,100.00 | ||||
1.6 | Election of Director: Douglas N. Daft. | Mgmt | For | For | 10,100.00 | ||||
1.7 | Election of Director: David D. Glass. | Mgmt | For | For | 10,100.00 | ||||
1.8 | Election of Director: Roland A. Hernandez. | Mgmt | For | For | 10,100.00 | ||||
1.9 | Election of Director: Allen I. Questrom. | Mgmt | For | For | 10,100.00 | ||||
1.1 | Election of Director: H. Lee Scott, Jr. | Mgmt | For | For | 10,100.00 | ||||
1.11 | Election of Director: Jack C. Shewmaker. | Mgmt | For | For | 10,100.00 | ||||
1.12 | Election of Director: Jim C. Walton. | Mgmt | For | For | 10,100.00 | ||||
1.13 | Election of Director: S. Robson Walton. | Mgmt | For | For | 10,100.00 | ||||
1.14 | Election of Director: Christopher J. Williams. | Mgmt | For | For | 10,100.00 | ||||
1.15 | Election of Director: Linda S. Wolf. | Mgmt | For | For | 10,100.00 | ||||
2 | Ratification of Ernst & Young LLP as Independent Accountants. | Mgmt | For | For | 10,100.00 | ||||
3 | Charitable Contributions Report. | Shldr | Against | For | 10,100.00 | ||||
4 | Universal Health Care Policy. | Shldr | Against | For | 10,100.00 | ||||
5 | Pay-for-Superior-Performance. | Shldr | Against | For | 10,100.00 | ||||
6 | Equity Compensation Glass Ceiling. | Shldr | Against | For | 10,100.00 | ||||
7 | Compensation Disparity. | Shldr | Against | For | 10,100.00 | ||||
8 | Business Social Responsibility Report. | Shldr | Against | For | 10,100.00 | ||||
9 | Executive Compensation Vote. | Shldr | Against | For | 10,100.00 | ||||
10 | Political Contributions Report. | Shldr | Against | For | 10,100.00 | ||||
11 | Social and Reputation Impact Report. | Shldr | Against | For | 10,100.00 | ||||
12 | Cumulative Voting. | Shldr | Against | For | 10,100.00 | ||||
13 | Qualifications for Director Nominee. | Shldr | Against | For | 10,100.00 | ||||
6/6/2007 | INGERSOLL-RAND COMPANY LIMITED | G4776G101 [IR ] | Annual Meeting | 4/9/2007 | 1,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 1,000.00 | ||||
2 | Adoption of the Incentive Stock Plan of 2007. | Mgmt | For | For | 1,000.00 | ||||
3 | Appointment of independent auditors and authorization of Board of Directors to fix the auditors' remuneration. | Mgmt | For | For | 1,000.00 | ||||
4 | Shareholder proposal to require a shareholder vote on an advisory resolution with respect to executive compensation. | Shldr | Against | For | 1,000.00 | ||||
6/28/2007 | PIER 1 IMPORTS, INC. | 720279108 [PIR ] | Annual Meeting | 4/30/2007 | 1,000.00 | ||||
Vote Date: | 8/31/2007 | ||||||||
1 | Election of Directors | Mgmt | For | For | 1,000.00 | ||||
2 | Shareholder proposal - Pay-for-Superior-Performance. | Shldr | Against | For | 1,000.00 | ||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
New Providence Investment Trust
By: (Signature and Title) /s/ C. Douglas Davenport
C. Douglas Davenport
President, Treasurer, Principal Executive Officer, and
Principal Financial Officer
Date: May 19, 2008
