SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
(Amendment No. 10 )*
Under the Securities Exchange Act of 1934
Chief Financial Officer of Grupo México, S.A.B. de C.V.
Attorney-in-Fact of Infraestructura y Transportes México, S.A. de C.V.
Grupo México, S.A.B. de C.V.
Campos Elíseos No. 400
Colonia Lomas de Chapultepec
México City, México 11000
011-5255-1103-5000
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes).
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CUSIP No. | 400506101 |
1 | NAMES OF REPORTING PERSONS Grupo México, S.A.B. de C.V. I.R.S. Identification Nos. of above persons (entities only) 13-1808503 | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
WC | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Mexico | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 56,100,000 (See Item 5) | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 56,100,000 (See Item 5) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 56,100,000 (See Item 5) | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
56,100,000 (See Item 5) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
112,200,000 (See Item 5) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
23.5% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
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CUSIP No. | . 400506101 |
1 | NAMES OF REPORTING PERSONS Infraestructura y Transportes México, S.A. de C.V. | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
WC | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Mexico | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 (See Item 5) | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 56,100,000 (See Item 5) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 (See Item 5) | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
56,100,000 (See Item 5) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
56,100,000 (See Item 5) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
11.8% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
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Daily | |||||||||||
Weighted Average | Daily | ||||||||||
Date of | Number of Shares | Price Per Share | Range of Prices | ||||||||
Transaction | Purchased | (U.S.$)* | (U.S.$)* | ||||||||
3/15/2011 | 320,000 | *** | 4.04 | 4.01-4.08 | |||||||
3/15/2011 | 80,000 | 4.06 | ** | 4.05-4.07** | |||||||
3/16/2011 | 355,000 | *** | 4.00 | 3.95-4.04 | |||||||
3/16/2011 | 45,000 | 3.99 | ** | 3.98-4.00** | |||||||
3/17/2011 | 340,000 | *** | 4.02 | 3.97-4.04 | |||||||
3/17/2011 | 58,000 | 4.03 | ** | 3.99-4.04** | |||||||
3/18/2011 | 750,000 | *** | 3.95 | 3.91-3.99 | |||||||
3/21/2011 | 60,000 | *** | 4.04 | 3.98-4.07 | |||||||
3/22/2011 | 360,000 | *** | 4.05 | 4.00-4.08 | |||||||
3/22/2011 | 80,000 | 4.06 | ** | 4.01-4.06** | |||||||
3/23/2011 | 224,000 | *** | 4.05 | 4.03-4.07 | |||||||
3/23/2011 | 60,000 | 4.05 | ** | 4.03-4.06** |
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Daily | ||||||||||
Weighted Average | Daily | |||||||||
Date of | Number of Shares | Price Per Share | Range of Prices | |||||||
Transaction | Purchased | (U.S.$)* | (U.S.$)* | |||||||
3/24/2011 | 240,000 | *** | 4.07 | 4.04-4.11 | ||||||
3/24/2011 | 78,000 | 4.06 | ** | 3.98-4.10** | ||||||
3/25/2011 | 265,000 | *** | 4.09 | 4.06-4.13 | ||||||
3/25/2011 | 60,000 | 4.09 | ** | 4.06-4.12** | ||||||
3/28/2011 | 237,000 | *** | 4.09 | 4.06-4.12 | ||||||
3/28/2011 | 143,600 | 4.09 | ** | 4.06-4.12** | ||||||
3/29/2011 | 221,000 | *** | 4.16 | 4.07-4.19 | ||||||
3/29/2011 | 130,000 | 4.18 | ** | 4.16-4.18** | ||||||
3/30/2011 | 450,000 | *** | 4.15 | 4.12-4.21 | ||||||
3/30/2011 | 150,000 | 4.13 | ** | 4.12-4.19** | ||||||
3/31/2011 | 50,000 | *** | 4.20 | 4.18-4.22 | ||||||
4/8/2011 | 2,076,450 | 4.26 | ** | 4.17-4.27** | ||||||
4/8/2011 | 100,000 | 4.27 | ** | 4.27** |
* | Prices do not include broker commissions. | |
** | Reported prices reflect conversion into U.S. dollars based upon the peso/dollar exchange ratio at close for such date (as reported by Bloomberg L.P.). | |
*** | Open market purchases of ADSs on the NYSE in U.S. dollars. |
Exhibit No. | Title | |||
1 | Letter, dated March 18, 2011, from the Reporting Persons to the Nominations and Compensation Committee of the Issuer (without enclosure) | |||
2 | Letter, dated March 30, 2011, from the Reporting Persons to the Nominations and Compensation Committee of the Issuer |
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GRUPO MÉXICO, S.A.B. DE C.V. | ||||
By: | /s/ Daniel Muñiz Quintanilla | |||
Name: | Daniel Muñiz Quintanilla | |||
Title: | Chief Financial Officer | |||
INFRAESTRUCTURA Y TRANSPORTES MÉXICO, S.A. DE C.V. | ||||
By: | /s/ Daniel Muñiz Quintanilla | |||
Name: | Daniel Muñiz Quintanilla | |||
Title: | Attorney-in-Fact | |||
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Exhibit No. | Title | |
1 | Letter, dated March 18, 2011, from the Reporting Persons to the Nominations and Compensation Committee of the Issuer (without enclosure) | |
2 | Letter, dated March 30, 2011, from the Reporting Persons to the Nominations and Compensation Committee of the Issuer |
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