SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/06/2024 |
3. Issuer Name and Ticker or Trading Symbol
Innovex International, Inc. [ INVX ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
Remarks: |
Due to limitations of the electronic filing system, certain of the reporting persons, including Amberjack Capital Partners, L.P., Amberjack Management, LLC, Amberjack Capital Fund II, L.P., Amberjack Capital GP II, L.P., Amberjack Capital Associates II, LLC, Innovex Co-Invest Fund II, L.P., Innovex Co-Invest Fund II GP, L.P., Innovex Co-Invest Associates, LLC, Patrick Connelly and Jason Turowsky are filing a separate Form 3. Patrick Connelly and Jason Turowsky, co-managing partners of Amberjack Management, LLC, serve on the Board of Directors of Innovex International, Inc. (the "Issuer"). By virtue of their representation on the Board of Directors of the Issuer, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the reporting persons other than Mr. Connelly and Mr. Turowsky are deemed directors by deputization of the Issuer. |
No securities are beneficially owned. |
INNOVEX CO-INVEST FUND, L.P., By: Innovex Co-Invest Fund GP, L.P., its general partner, By: Innovex Co-Invest Associates, LLC, its general partner, By: /s/ W. Patrick Connelly, Name: W. Patrick Connelly, Title: Partner | 09/10/2024 | |
INNOVEX CO-INVEST FUND GP, L.P., By: Innovex Co-Invest Associates, LLC, its general partner, By: /s/ W. Patrick Connelly, Name: W. Patrick Connelly, Title: Partner, | 09/10/2024 | |
INTERVALE CAPITAL FUND II, L.P., By: Intervale Capital GP II, L.P., its general partner, By: Intervale Capital Associates II, LLC, its general partner, By: /s/ W. Patrick Connelly, Name: W. Patrick Connelly, Title: Partner | 09/10/2024 | |
INTERVALE CAPITAL GP II, L.P., By: Intervale Capital Associates II, LLC, its general partner, By: /s/ W. Patrick Connelly, Name: W. Patrick Connelly, Title: Partner | 09/10/2024 | |
INTERVALE CAPITAL ASSOCIATES II, LLC , By: /s/ W. Patrick Connelly, Name: W. Patrick Connelly, Title: Partner | 09/10/2024 | |
INTERVALE CAPITAL FUND II-A, L.P., By Intervale Capital GP II, L.P., its general partner, By: Intervale Capital Associates II, LLC, its general partner, By: /s/ W. Patrick Connelly, Name: W. Patrick Connelly, Title: Partner | 09/10/2024 | |
INTERVALE CAPITAL FUND III, L.P., By: Intervale Capital GP III, L.P., its general partner, By: Intervale Capital Associates III, LLC, its general partner, By: /s/ W. Patrick Connelly, Name: W. Patrick Connelly, Title: Partner | 09/10/2024 | |
INTERVALE CAPITAL GP III, L.P., By: Intervale Capital Associates III, LLC, its general partner, By: /s/ W. Patrick Connelly, Name: W. Patrick Connelly, Title: Partner | 09/10/2024 | |
INTERVALE CAPITAL ASSOCIATES III, LLC , By: /s/ W. Patrick Connelly, Name: W. Patrick Connelly, Title: Partner | 09/10/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |