Exhibit D
OTHER FUNDS SUBADVISED BY
MARSICO CAPITAL MANAGEMENT, LLC
MCM ASSETS | ||
as of 06/30/07 | SUB-ADVISORY FEE | |
CLIENT | ($ million) | PAID TO MCM |
AEGON/Transamerica & Transamerica IDEX | ||
ATST Marsico Growth Fund | $615.4 | 0.40% |
TA/IDEX Marsico International Growth Fund | $485.0 | 0.50% on first $300 million |
0.45% on > $300 - $400 million | ||
0.40% on > $400 million - $1 billion | ||
0.35% on assets > $1 billion | ||
TA/IDEX Marsico Growth Fund | $340.0 | 0.40% |
Advanced Series Trust /Prudential Investments | ||
AST Marsico Capital Growth | $4,892.5 | 0.40% on first $1.5 billion |
AST Advanced Strategies Portfolio* | $164.9 | 0.35% on all assets > $1.5 billion |
Target Portfolio Trust - Large Cap Growth* | $160.7 | |
Target Conservative Allocation Fund* | $19.1 | |
Target Moderate Allocation Fund* | $62.7 | |
Target Growth Allocation Fund* | $68.3 | |
Prudential Series Fund Global Portfolio* | $230.3 | |
AST International Growth Portfolio* | $777.9 | 0.45% on first $500 million |
PSF SP International Growth Portfolio* | $154.4 | 0.40% from $500 million - $1 billion |
0.35% on assets > $1 billion |
D-1
MCM ASSETS | ||
as of 06/30/07 | SUB-ADVISORY FEE | |
CLIENT | ($ million) | PAID TO MCM |
AXA Equitable Funds | ||
AXA Premier VIP International Equity Fund* | $892.0 | 0.50% |
AXA Premier VIP Aggressive Equity Portfolio* | $639.3 | 0.27% |
EQ/Marsico Focus Portfolio | $3,869.9 | 0.45% on first $400 million |
EQ Market PLUS Large Cap Growth Portfolio | $263.8 | 0.40% on assets > $400 million - $1 billion |
0.375% on assets > $1 billion - $1.5 billion | ||
0.35% on assets > $1.5 billion | ||
Columbia Funds (formerly Nations Funds) | ||
Columbia Marsico Focused Equities Master Portfolio | $4,723.7 | 0.45% |
Columbia Marsico Growth Master Portfolio | $6,263.2 | |
Columbia Marsico 21st Century Master Portfolio | $6,196.4 | |
Columbia Marsico International Opportunities Fund | $3,193.3 | |
Columbia Multi-Advisor International Equity Fund* | $1,335.7 | |
Columbia Marsico Focused Equities Fund, VariableSeries | $196.6 | |
Columbia Marsico Growth Fund, Variable Series | $771.9 | |
Columbia Marsico 21st Century Fund, Variable Series | $58.1 | |
Columbia Marsico Int'l Opportunities Fund, Variable Series | $504.2 | |
Diversified Investors Funds Group | ||
Diversified Investors Equity Growth Fund* | $979.3 | 0.30% on first $1 billion |
0.25% on > $1 billion - $2 billion | ||
0.27% for entire portfolio if portfolio > $2 billion |
D-2
MCM ASSETS | ||
as of 06/30/07 | SUB-ADVISORY FEE | |
CLIENT | ($ million) | PAID TO MCM |
Russell Investment Company | ||
Equity I Fund* | $187.1 | 0.325% on first $500 million |
Diversified Equity Fund* | $440.8 | 0.275% on assets > $500 million - $750 million |
0.225% on assets> $750 million | ||
International Fund* | $207.9 | 0.45% on first $750 million |
International Securities Fund* | $398.7 | 0.40% on assets > $750 million - $1.5 billion |
0.35% on assets > $1.5 billion | ||
GuideStone Funds | ||
Growth Equity Fund* | $406.5 | 0.45% on first $400 million |
0.40% on assets > $400 million | ||
Harbor Fund | ||
Harbor International Growth Fund | $788.2 | 0.45% on first $250 million |
0.40% on assets > $250 million - $500 million | ||
0.35% on assets > $500 million | ||
ING Investors Trust | ||
ING Marsico Growth Portfolio | $914.4 | 0.45% on first $500 million |
ING Marsico International Opportunities Portfolio | $419.8 | 0.40% on > $500 million - $1.5 billion |
0.35% on assets > $1.5 billion | ||
Lincoln Variable Insurance Products Trust | ||
LVIP Marsico International Growth Fund | $161.9 | 0.50% |
John Hancock Trust | ||
International Opportunities Trust | $858.0 | 0.45% on first $750 million |
0.40% on > $750 million - $1.5 billion | ||
(Funds II) International Opportunities Fund | $785.5 | 0.35% on assets > $1.5 billion |
Masters Select Funds Trust | ||
Masters Select International Fund* | $292.0 | 0.50% |
Merrill Lynch/Black Rock | ||
Marsico Growth FDP Fund of FDP Series, Inc. | $150.2 | 0.40% |
Roszel/Marsico Large Cap Growth Portfolio | $40.4 | 0.40% |
D-3
MCM ASSETS | ||
as of 06/30/07 | SUB-ADVISORY FEE | |
CLIENT | ($ million) | PAID TO MCM |
Optimum Fund Trust | ||
Optimum Large Cap Growth Fund* | $437.8 | 0.50% on first $300 million |
0.45% on assets > $300 million - $400 million | ||
0.40% on assets > $400 million | ||
RiverSource | ||
RiverSource International Equity Fund* | $108.1 | 0.55% on first $100 million |
0.45% on assets > $100 million | ||
SunAmerica | ||
Focused Series Large Cap Growth Portfolio* | $380.3 | 0.40% |
Focused Series Growth and Income Portfolio* | $137.3 | 0.45% |
Focused Series International Equity Portfolio* | $125.0 | 0.45% |
Seasons Series Trust Focus Growth Portfolio* | $40.8 | 0.40% |
Seasons Series Trust Focus Growth & Income Portfolio* | $27.1 | 0.45% |
SunAmerica Series Trust Marsico Focused Growth Portfolio | $145.1 | 0.45% |
SunAmerica Focused Alpha Growth Fund* | $274.6 | 0.40% |
SunAmerica Focused Alpha Large-Cap Fund* | $100.4 | 0.40% |
UBS Pace Select Advisors Trust | ||
UBS Pace Large Company Growth Equity Investments Fund* | $476.8 | 0.30% |
USAA | ||
USAA Growth Fund* | $339.5 | 0.35% |
USAA Aggressive Growth Fund | $1,250.2 | 0.35% |
* | Denotes multi-manager fund. Assets reflect the MCM-managed portion. |
D-4