UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 18, 2014
Alteva, Inc.
(Exact name of registrant as specified in its charter)
New York | | 001-35724 | | 14-1160510 |
(State or other jurisdiction | | (Commission | | (IRS Employer |
of incorporation) | | File Number) | | Identification No.) |
401 Market Street, Philadelphia, Pennsylvania | | 19106 |
(Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code 877-258-3722
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
5.07 Submission of Matters to a Vote of Security Holders.
At the Company’s 2014 Annual Meeting of Shareholders, held on Wednesday, June 18, 2014, the Company’s shareholders voted on the matters brought before the meeting as described below.
| | | | Votes For | | Votes
Against | | Abstain | | Broker
Non-Votes |
| | | | | | | | | | |
Proposal 1 | | To fix the number of directors at five until the next annual meeting of shareholders. | | 4,127,141 | | 1,026,660 | | 66,233 | | 0 |
| | | | Votes For | | Authority
Withheld | | Broker
Non-Votes |
| | | | | | | | |
Proposal 2 | | Election of directors: | | | | | | |
| | Jeffrey D. Alario | | 1,311,862 | | 1,326,476 | | 2,581,696 |
| | Douglas B. Benedict | | 1,314,387 | | 1,323,951 | | 2,581,696 |
| | Kelly C. Bloss | | 1,682,227 | | 956,111 | | 2,581,696 |
| | Brian J. Kelley | | 1,690,865 | | 947,473 | | 2,581,696 |
| | Edward J. Morea | | 1,690,865 | | 947,473 | | 2,581,696 |
| | | | Votes For | | Votes
Against | | Abstain | | Broker
Non-Votes |
| | | | | | | | | | |
Proposal 3 | | To approve the Alteva, Inc. 2014 Omnibus Equity Compensation Plan. | | 1,150,509 | | 1,462,098 | | 25,731 | | 2,581,696 |
| | | | Votes For | | Votes
Against | | Abstain | | Broker
Non-Votes |
| | | | | | | | | | |
Proposal 4 | | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | | 1,640,377 | | 972,183 | | 25,778 | | 2,581,696 |
| | | | Votes For | | Votes
Against | | Abstain | | Broker
Non-Votes |
| | | | | | | | | | |
Proposal 5 | | To ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2014. | | 4,763,097 | | 388,000 | | 68,937 | | 0 |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ALTEVA, INC. |
| |
| | |
Date: June 23, 2014 | By: | /s/ Jennifer M. Brown |
| Name: | Jennifer M. Brown |
| Title: | Executive Vice President, Chief Administrative Officer and Corporate Secretary |
3
