1934 ACT FILE NO. 001-14714
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of July 2016
Yanzhou Coal Mining Company Limited
(Translation of Registrant’s name into English)
298 Fushan South Road
Zoucheng, Shandong Province
People’s Republic of China
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Yanzhou Coal Mining Company Limited | ||||||||
Date July 5, 2016 | By | /s/ Zhang Baocai | ||||||
Name: | Zhang Baocai | |||||||
Title: | Director and Company Secretary |
Certain statements contained in this announcement may be regarded as forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, and as defined in the U.S. Private Securities Litigation Reform Act of 1995. These forward-looking statements involve inherent risks and uncertainties that may cause the actual performance, financial condition or results of operations of the Company to be materially different from any future performance, financial condition or results of operations implied by such forward-looking statements. Further information regarding these risks and uncertainties is included in the Company’s filings with the U.S. Securities and Exchange Commission. The forward-looking statements included in this announcement represent the Company’s views as of the date of this announcement. Except as required by law, the Company undertakes no obligation to update or revise publicly any forward-looking statements, whether as a result of new information, future events or otherwise, after the date on which the statements are made or to reflect the occurrence of unanticipated events. These forward-looking statements should not be relied upon as representing the Company’s views as of any date subsequent to the date of this announcement.
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy): | 30/06/2016 |
To: Hong Kong Exchanges and Clearing Limited
Name of Issuer | Yanzhou Coal Mining Company Limited | |
Date Submitted | 04/07/2016 |
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code: | 600188 (Shanghai Stock Exchange) | Description: | A Shares |
No. of ordinary shares | Par value (State currency) | Authorised share capital (State currency) | ||||
Balance at close of preceding month | 2,960,000,000 | RMB 1.00 | RMB 2,960,000,000 | |||
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Increase/(decrease) | 0 | 0 | ||||
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Balance at close of the month | 2,960,000,000 | RMB 1.00 | RMB 2,960,000,000 | |||
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(2) Stock code: | 01171 | Description: | H Shares |
No. of ordinary shares | Par value (State currency) | Authorised share capital (State currency) | ||||
Balance at close of preceding month | 1,958,400,000 | RMB 1.00 | RMB 1,958,400,000 | |||
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Increase/(decrease) | 0 | 0 | ||||
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Balance at close of the month | 1,958,400,000 | RMB 1.00 | RMB 1,958,400,000 | |||
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2. Preference Shares
Stock code: | — | Description: | — |
No. of preference shares | Par value (State currency) | Authorised share (State currency) | ||||
Balance at close of preceding month | — | — | — | |||
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Increase/(decrease) | — | — | ||||
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Balance at close of the month | — | — | — | |||
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3. Other Classes of Shares
Stock code: | — | Description: | — |
No. of other classes of shares | Par value (State currency) | Authorised share capital (State currency) | ||||||
Balance at close of preceding month | — | — | — | |||||
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Increase/(decrease) | — | — | ||||||
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Balance at close of the month | — | — | — | |||||
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Total authorised share capital at the end of the month(State currency): | RMB 4,918,400,000 | |||||||
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II. Movements in Issued Share Capital
No. of ordinary shares | No of preference shares | No. of other classes of shares | ||||||
(1) | (2) | |||||||
A Shares | H Shares | |||||||
Balance at close of preceding month | 2,960,000,000 | 1,958,400,000 | — | — | ||||
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Increase/ (decrease) during the month | 0 | 0 | — | — | ||||
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Balance at close of the month | 2,960,000,000 | 1,958,400,000 | — | — | ||||
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III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of share option scheme including EGM |
Movement during the month | No. of new shares of | No. of new shares of | |||||||||
Granted | Exercised | Cancelled | Lapsed | |||||||||
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2. | ||||||||||||
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shares |
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Total A. (Ordinary shares) |
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(Preference shares) |
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(Other class) |
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Total funds raised during the month from exercise of | ||||
options (State currency) |
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Warrants to Issue Shares of the Issuer which are to be Listed
Description of warrants (Date of expiry - dd/mm/yyyy) | Currency of nominal value | Nominal value at close of preceding month | Exercised during the month | Nominal value at close of the month | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||||||||||||
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Stock code (if listed) | ||||||||||||||||||
Class of shares issuable(Note 1) | ||||||||||||||||||
Subscription price | ||||||||||||||||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||||||||||||||||
2. | ||||||||||||||||||
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Stock code (if listed) |
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Class of shares issuable(Note 1) |
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Subscription price |
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EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||||||||||||||||
3. | ||||||||||||||||||
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Stock code (if listed) |
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Class of shares issuable(Note 1) |
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Subscription price |
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EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||||||||||||||||
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Stock code (if listed) |
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Class of shares issuable(Note 1) |
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Subscription price |
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EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||||||||||||||||
Total B. | (Ordinary shares) | |||||||||||||||||
(Preference shares) | ||||||||||||||||||
(Other class) |
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
Class and description | Currency of amount outstanding | Amount at close of preceding month | Converted during the month | Amount at close of the month | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||||||
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Stock code (if listed) |
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Class of shares issuable(Note 1) |
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Subscription price |
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EGM approval date (if applicable) (dd/mm/yyyy)) | ( / / ) | |||||||||||
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Stock code (if listed) |
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Subscription price |
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EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||||||||||
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Stock code (if listed) |
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Class of shares issuable(Note 1) |
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Subscription price |
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EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||||||||||
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Stock code (if listed) |
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Class of shares issuable(Note 1) |
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Subscription price |
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EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||||||||||
Total C. (Ordinary shares) | ||||||||||||
(Preference shares) | ||||||||||||
(Other class) |
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares | No. of new shares of thereto as at close of | ||||
1. |
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shares(Note 1) |
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Total D. (Ordinary shares) |
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(Other class) |
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Other Movements in Issued Share Capital
Type of Issue | No. of new shares of issuer issued during the month pursuant thereto | No. of new | ||||||||||||
Class of shares issuable | ||||||||||||||
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1. | Rights issue | At price: | State | Issue and allotment | ( / / ) | |||||||||
currency | date: (dd/mm/yyyy) | |||||||||||||
EGM approval date: | ( / / ) | |||||||||||||
(dd/mm/yyyy) | ||||||||||||||
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Class of shares issuable | ||||||||||||||
(Note 1) | ||||||||||||||
2. | Open offer | At price: | State | Issue and allotment | ( / / ) | |||||||||
currency | date: (dd/mm/yyyy) | |||||||||||||
EGM approval date: | ( / / ) | |||||||||||||
(dd/mm/yyyy) | ||||||||||||||
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Class of shares issuable | ||||||||||||||
(Note 1) | ||||||||||||||
3. | Placing | At price: | State | Issue and allotment | ( / / ) | |||||||||
currency | date: (dd/mm/yyyy) | |||||||||||||
EGM approval date: | ( / / ) | |||||||||||||
(dd/mm/yyyy) | ||||||||||||||
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Class of shares issuable | ||||||||||||||
(Note 1) | ||||||||||||||
Issue and allotment | ( / / ) | |||||||||||||
4. | Bonus issue | date: (dd/mm/yyyy) | ||||||||||||
EGM approval date: | ( / / ) | |||||||||||||
(dd/mm/yyyy) | ||||||||||||||
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Type of Issue | No. of new shares of issuer issued during the month pursuant thereto | No. of new | ||||||||||||
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(Note 1) | ||||||||||||||
5. | Scrip dividend | At price: | State | Issue and allotment | ( / / ) | |||||||||
currency | date: (dd/mm/yyyy) | |||||||||||||
EGM approval date: | ( / / ) | |||||||||||||
(dd/mm/yyyy) | ||||||||||||||
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Class of shares | ||||||||||||||
repurchased(Note 1) | ||||||||||||||
6. | Repurchase of | Cancellation date: | ( / / ) | |||||||||||
shares | (dd/mm/yyyy) | |||||||||||||
EGM approval date: | ( / / ) | |||||||||||||
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Class of shares | ||||||||||||||
redeemed(Note 1) | ||||||||||||||
7. | Redemption of | Redemption date: | ( / / ) | |||||||||||
shares | (dd/mm/yyyy) | |||||||||||||
EGM approval date: | ( / / ) | |||||||||||||
(dd/mm/yyyy) | ||||||||||||||
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Class of shares issuable | ||||||||||||||
(Note 1) | ||||||||||||||
8. | Consideration issue | At price: | State | Issue and allotment | ( / / ) | |||||||||
currency | date: (dd/mm/yyyy) | |||||||||||||
EGM approval date: | ( / / ) | |||||||||||||
(dd/mm/yyyy) | ||||||||||||||
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Type of Issue | No. of new shares of issuer issued during the month pursuant thereto | No. of new | ||||||||||||||
Class of shares issuable | ||||||||||||||||
(Note 1) | ||||||||||||||||
9. | Capital | Issue and allotment | ( / / ) | |||||||||||||
reorganisation | date: (dd/mm/yyyy) | |||||||||||||||
EGM approval date: | ( / / ) | |||||||||||||||
(dd/mm/yyyy) | ||||||||||||||||
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Class of shares issuable | ||||||||||||||||
(Note 1) | ||||||||||||||||
10. | Other | At price: | State | Issue and allotment | ( / / ) | |||||||||||
(Please specify) | currency | date: (dd/mm/yyyy) | ||||||||||||||
EGM approval date: | ( / / ) | |||||||||||||||
(dd/mm/yyyy) | ||||||||||||||||
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Total E. (Ordinary shares) | ||||||||||||||||
(Preference shares) | ||||||||||||||||
(Other class) |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): | (1 | ) | 0 | |||||
(2 | ) | 0 | ||||||
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): | — | |||||||
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): | — |
(These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)
Remarks (if any): |
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Submitted by: | Jin Qing Bin | |||
Title: | Joint Company Secretary | |||
(Director, Secretary or other duly authorised officer) |
Notes:
1. | State the class of shares (e.g. ordinary, preference or other). |
2. | If there is insufficient space, please append the prescribed continuation sheet. |
About the Company
For more information, please contact:
Yanzhou Coal Mining Company Limited
Zhang Baocai, Director and Company Secretary
Tel: +86 537 538 3310
Address: 298 Fushan South Road, Zoucheng, Shandong Province, 273500 PRC