| UNITED STATES | OMB APPROVAL |
| SECURITIES AND EXCHANGE COMMISSION | OMB Number: 3235-0582 |
| Expires: March 31, 2006 | |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-8471 | |
| |
Morgan Stanley Aggressive Equity Fund | |
(Exact name of registrant as specified in charter) | |
| |
1221 Avenue of the Americas, New York, New York | 10020 |
(Address of principal executive offices) | (Zip code) |
| |
Barry Fink Esq. | |
(Name and address of agent for service) | |
| |
Registrant’s telephone number, including area code: 800-869-6397 | |
| |
Date of fiscal year end: 7/31/04 | |
| |
Date of reporting period: 6/30/04 |
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
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(b) | The exchange ticker symbol of the portfolio security; |
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(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
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(d) | The shareholder meeting date; |
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(e) | A brief identification of the matter voted on; |
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(f) | Whether the matter was proposed by the issuer or by a security holder; |
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(g) | Whether the registrant cast its vote on the matter; |
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(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
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(i) | Whether the registrant cast its vote for or against management. |
FORM N-PX REPORT
ICA File Number: 811-08471
Reporting Period: 07/01/2003 - 06/30/2004
Morgan Stanley Aggressive Equity Fund
MORGAN STANLEY AGGRESSIVE EQUITY FUND
ACCENTURE LTD BERMUDA
Ticker: | ACN | Security ID: | G1150G111 |
Meeting Date: | FEB 5, 2004 | Meeting Type: | Annual |
Record Date: | DEC 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Appoint Dennis F. Hightower, William L. Kimsey, Robert I. Lipp, and Wulf von Schimmelmann as Directors |
| For |
| For |
| Management |
|
2 |
| Approve KPMG LLP as Independent Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
3 |
| Transact Other Business (Non-Voting) |
| None |
| None |
| Management |
|
AIR PRODUCTS & CHEMICALS, INC.
Ticker: | APD | Security ID: | 009158106 |
Meeting Date: | JAN 22, 2004 | Meeting Type: | Annual |
Record Date: | NOV 28, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director W. Douglas Ford |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James F. Hardymon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Paula G. Rosput |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Lawrason D. Thomas |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
AKAMAI TECHNOLOGIES, INC.
Ticker: | AKAM | Security ID: | 00971T101 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ronald Graham |
| For |
| For |
| Management |
|
1.2 |
| Elect Director F. Thomson Leighton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Naomi Seligman |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
1
ALCATEL (FORMERLY ALCATEL ALSTHOM)
Ticker: | ALA | Security ID: | 013904305 |
Meeting Date: | JUN 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 28, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2003. |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2003. |
| For |
| For |
| Management |
|
3 |
| RESULT FOR THE FISCAL YEAR-APPROPRIATION. |
| For |
| For |
| Management |
|
4 |
| APPROVAL OF REGULATED AGREEMENTS. |
| For |
| For |
| Management |
|
5 |
| RENEWAL OF THE TERM OF MR. JOZEF CORNU AS DIRECTOR. |
| For |
| For |
| Management |
|
6 |
| AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO ISSUE DEBT SECURITIES, AND PARTICULARLY BONDS. |
| For |
| Against |
| Management |
|
7 |
| AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS OWN SHARES. |
| For |
| For |
| Management |
|
8 |
| AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL OF THE COMPANY. |
| For |
| For |
| Management |
|
9 |
| DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY. |
| For |
| For |
| Management |
|
10 |
| DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. |
| For |
| For |
| Management |
|
11 |
| LIMITATION OF THE OVERALL AMOUNT OF ISSUES TO BE MADE PURSUANT TO THE 9TH AND 10TH RESOLUTIONS. |
| For |
| For |
| Management |
|
12 |
| DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY. |
| For |
| For |
| Management |
|
13 |
| POWERS TO IMPLEMENT THE DECISIONS OF THE SHAREHOLDERS MEETING AND TO CARRY OUT THE CORRESPONDING FORMALITIES. |
| For |
| For |
| Management |
|
14 |
| TO TRANSACT SUCH OTHER ORDINARY BUSINESS OF AN ANNUAL GENERAL MEETING AS MAY PROPERLY BE RAISED. |
| For |
| Against |
| Management |
|
2
ALCON INC
Ticker: | ACL | Security ID: | H01301102 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE 2003 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2003 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES |
| For |
| For |
| Management |
|
2 |
| APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2003 |
| For |
| For |
| Management |
|
3 |
| DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS |
| For |
| For |
| Management |
|
4 |
| ELECTION TO THE BOARD OF DIRECTORS OF: WERNER J. BAUER |
| For |
| For |
| Management |
|
5 |
| ELECTION TO THE BOARD OF DIRECTORS OF: FRANCISCO CASTANER |
| For |
| For |
| Management |
|
6 |
| ELECTION TO THE BOARD OF DIRECTORS OF: LODEWIJK J.R. DE VINK |
| For |
| For |
| Management |
|
7 |
| ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER SA, ZURICH, AS GROUP AND PARENT COMPANY AUDITORS |
| For |
| For |
| Management |
|
8 |
| ELECTION OF ZENSOR REVISIONS AG, ZUG, AS SPECIAL AUDITORS |
| For |
| For |
| Management |
|
AMERICAN STANDARD COMPANIES, INC.
Ticker: | ASD | Security ID: | 029712106 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven E. Anderson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James F. Hardymon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ruth Ann Marshall |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
AMGEN, INC.
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank J. Biondi, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jerry D. Choate |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Frank C. Herringer |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gilbert S. Omenn |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Prepare Glass Ceiling Report |
| Against |
| Against |
| Shareholder |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
ANALOG DEVICES, INC.
Ticker: | ADI | Security ID: | 032654105 |
Meeting Date: | MAR 9, 2004 | Meeting Type: | Annual |
Record Date: | JAN 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jerald G. Fishman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director F. Grant Saviers |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Victor S. Liss |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James W. McDowell, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George A. Schaefer, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jackie M. Ward |
| For |
| For |
| Management |
|
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Issue Shares in Connection with an Acquisition |
| For |
| For |
| Management |
|
2 |
| Change Company Name |
| For |
| For |
| Management |
|
APACHE CORP.
Ticker: | APA | Security ID: | 037411105 |
Meeting Date: | DEC 18, 2003 | Meeting Type: | Special |
Record Date: | OCT 29, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
APACHE CORP.
Ticker: | APA | Security ID: | 037411105 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Eugene C. Fiedorek |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Patricia Albjerg Graham |
| For |
| For |
| Management |
|
1.3 |
| Elect Director F. H. Merelli |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Raymond Plank |
| For |
| For |
| Management |
|
2 |
| Report on Greenhouse Gas Emissions |
| Against |
| Against |
| Shareholder |
|
4
APPLEBEE’S INTERNATIONAL, INC.
Ticker: | APPB | Security ID: | 037899101 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jack P. Helms |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lloyd L. Hill |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Burton M. Sack |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael A. Volkema |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Steven K. Lumpkin |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Genetically Modified Organisms |
| Against |
| Against |
| Shareholder |
|
APPLIED MATERIALS, INC.
Ticker: | AMAT | Security ID: | 038222105 |
Meeting Date: | MAR 24, 2004 | Meeting Type: | Annual |
Record Date: | JAN 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael H. Armacost |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Deborah A. Coleman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Herbert M. Dwight, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Philip V. Gerdine |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Paul R. Low |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Dan Maydan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven L. Miller |
| For |
| For |
| Management |
|
1.8 |
| Elect Director James C. Morgan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Gerhard H. Parker |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Michael R. Splinter |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
AUTODESK, INC.
Ticker: | ADSK | Security ID: | 052769106 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | MAY 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Carol A. Bartz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mark A. Bertelsen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Crawford W. Beveridge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director J. Hallam Dawson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Michael J. Fister |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Per-Kristian Halvorsen |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven Scheid |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Mary Alice Taylor |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Larry W. Wangberg |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Adopt Policy Regarding Equity-Based Compensation for Executives |
| Against |
| Against |
| Shareholder |
|
5
BED BATH & BEYOND INC.
Ticker: | BBBY | Security ID: | 075896100 |
Meeting Date: | JUL 1, 2004 | Meeting Type: | Annual |
Record Date: | MAY 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Warren Eisenberg |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Victoria A. Morrison |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stanley Barshay |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Fran Stoller |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jordan Heller |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Glass Ceiling |
| Against |
| Against |
| Shareholder |
|
5 |
| Adopt Retention Ratio for Executives |
| Against |
| Against |
| Shareholder |
|
BIOGEN IDEC INC
Ticker: | BIIB | Security ID: | 09062X103 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan Belzer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mary L. Good |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James C. Mullen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Bruce R. Ross |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BIOGEN IDEC INC
Ticker: | BIIB | Security ID: | 449370105 |
Meeting Date: | NOV 12, 2003 | Meeting Type: | Special |
Record Date: | SEP 25, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| Against |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
BOSTON SCIENTIFIC CORP.
Ticker: | BSX | Security ID: | 101137107 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ursula M. Burns |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Marye Anne Fox |
| For |
| For |
| Management |
|
1.3 |
| Elect Director N.J. Nicholas, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John E. Pepper |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6
BOSTON SCIENTIFIC CORP.
Ticker: | BSX | Security ID: | 101137107 |
Meeting Date: | OCT 6, 2003 | Meeting Type: | Special |
Record Date: | AUG 27, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
BROADCOM CORP.
Ticker: | BRCM | Security ID: | 111320107 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director George L. Farinsky |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John Major |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alan E. Ross |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Henry Samueli, Ph.D. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert E. Switz |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Werner F. Wolfen |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
C. R. BARD, INC.
Ticker: | BCR | Security ID: | 067383109 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Anthony Welters |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Tony L. White |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Theodore E. Martin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Timothy M. Ring |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
7
CAPITAL ONE FINANCIAL CORP.
Ticker: | COF | Security ID: | 14040H105 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | FEB 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director W. Ronald Dietz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lewis Hay, III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mayo A. Shattuck, III |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
CAREMARK RX, INC.
Ticker: | CMX | Security ID: | 141705103 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edwin M. Banks |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Colleen C. Welch, Ph.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Roger L. Headrick |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jean-Pierre Millon |
| For |
| For |
| Management |
|
CAREMARK RX, INC.
Ticker: | CMX | Security ID: | 141705103 |
Meeting Date: | MAR 22, 2004 | Meeting Type: | Special |
Record Date: | FEB 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
2 |
| Approve Issuance of Stock in Connection with Merger Agreement |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Preferred Stock |
| For |
| Against |
| Management |
|
4 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Allow Postponement or Adjournment of Special Meeting |
| For |
| Against |
| Management |
|
CELGENE CORP.
Ticker: | CELG | Security ID: | 151020104 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: | APR 28, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John W. Jackson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Sol J. Barer, Ph.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert J. Hugin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jack L. Bowman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Frank T. Cary |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Michael D. Casey |
| For |
| For |
| Management |
|
1.7 |
| Elect Director A. Hull Hayes, Jr, M.D. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Gilla Kaplan, Ph.D. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard C.E. Morgan |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter L. Robb, Ph.D. |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
8
CHECK POINT SOFTWARE TECHNOLOGIES INC
Ticker: | CHKP | Security ID: | M22465104 |
Meeting Date: | JUN 30, 2004 | Meeting Type: | Annual |
Record Date: | MAY 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| ELECTION OF DIRECTORS (OTHER THAN OUTSIDE DIRECTORS): (NOTE: DIRECTORS ARE ELECTED AS A GROUP, NOT INDIVIDUALLY): GIL SHWED, MARIUS NACHT, DAVID RUBNER, TAL SHAVIT. |
| For |
| For |
| Management |
|
2 |
| TO RATIFY THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2003. |
| For |
| For |
| Management |
|
3 |
| TO RATIFY THE APPOINTMENT AND COMPENSATION OF THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS. |
| For |
| For |
| Management |
|
4 |
| TO APPROVE AMENDMENT TO DIRECTORS COMPENSATION. |
| For |
| For |
| Management |
|
5 |
| TO APPROVE EXECUTIVE OFFICERS COMPENSATION. |
| For |
| For |
| Management |
|
CHICAGO BRIDGE & IRON CO.
Ticker: | CBI | Security ID: | 167250109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| FIRST POSITION: BALLENGEE |
| For |
| For |
| Management |
|
2 |
| FIRST POSITION: BORDAGES |
| Against |
| Against |
| Management |
|
3 |
| SECOND POSITION: SIMPSON |
| For |
| For |
| Management |
|
4 |
| SECOND POSITION: LEVENTRY |
| Against |
| Against |
| Management |
|
5 |
| TO AUTHORIZE THE PREPARATION OF THE ANNUAL ACCOUNTS AND ANNUAL REPORT IN THE ENGLISH LANGUAGE AND ADOPT DUTCH STATUTORY ANNUAL ACCOUNTS |
| For |
| For |
| Management |
|
6 |
| TO DISCHARGE MANAGEMENT BOARD AND SUPERVISORY BOARD FROM LIABILITY IN EXERCISE OF THEIR DUTIES |
| For |
| For |
| Management |
|
7 |
| TO RESOLVE THE FINAL DIVIDEND |
| For |
| For |
| Management |
|
8 |
| TO REPURCHASE UP TO 30% OF THE ISSUED SHARE CAPITAL |
| For |
| Against |
| Management |
|
9 |
| TO CANCEL SHARES TO BE ACQUIRED BY THE COMPANY IN ITS OWN SHARE CAPITAL |
| For |
| For |
| Management |
|
10 |
| TO APPROVE THE EXTENSION OF THE AUTHORITY TO ISSUE AND/OR GRANT RIGHTS ON SHARES AND TO LIMIT OR EXCLUDE PREEMPTIVE RIGHTS |
| For |
| For |
| Management |
|
11 |
| TO INCREASE THE AMOUNT OF THE AUTHORIZED SHARE CAPITAL |
| For |
| For |
| Management |
|
12 |
| TO APPOINT DELOITTE & TOUCHE AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS |
| For |
| For |
| Management |
|
9
CHICO’S FAS, INC.
Ticker: | CHS | Security ID: | 168615102 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Helene B. Gralnick |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Verna K. Gibson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Betsy S. Atkins |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Scott A. Edmonds |
| For |
| For |
| Management |
|
2 |
| Change Range for Size of the Board |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Carol A. Bartz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Larry R. Carter |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John T. Chambers |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dr. James F. Gibbons |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dr. John L. Hennessy |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roderick C. McGeary |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James C. Morgan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John P. Morgridge |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Donald T. Valentine |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Steven M. West |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jerry Yang |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Report on Company Products Used by the Government to Monitor the Internet |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Michael Armstrong |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alain J.P. Belda |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George David |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kenneth T. Derr |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John M. Deutch |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roberto Hernandez Ramirez |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ann Dibble Jordan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dudley C. Mecum |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Andrall E. Pearson |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Charles Prince |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Robert E. Rubin |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Sanford I. Weill |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert B. Willumstad |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
10
CLAIRE
Ticker: | CLE | Security ID: | 179584107 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | APR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Marla L. Schaefer |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director E. Bonnie Schaefer |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Ira D. Kaplan |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Bruce G. Miller |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Steven H. Tishman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Todd D. Jick |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ann Spector Leiff |
| For |
| For |
| Management |
|
2 |
| Adopt MacBride Principles |
| Against |
| Against |
| Shareholder |
|
COCA-COLA COMPANY, THE
Ticker: | KO | Security ID: | 191216100 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Herbert A. Allen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ronald W. Allen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Cathleen P. Black |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Warren E. Buffett |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Douglas N. Daft |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Barry Diller |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald R. Keough |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Susan Bennett King |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Maria Elena Lagomasino |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Donald F. Mchenry |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Robert L. Nardelli |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Sam Nunn |
| For |
| For |
| Management |
|
1.13 |
| Elect Director J. Pedro Reinhard |
| For |
| For |
| Management |
|
1.14 |
| Elect Director James D. Robinson III |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Peter V. Ueberroth |
| For |
| For |
| Management |
|
1.16 |
| Elect Director James B. Williams |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Operational Impact of HIV/AIDS Pandemic |
| For |
| For |
| Shareholder |
|
4 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
8 |
| Implement China Principles |
| Against |
| Against |
| Shareholder |
|
9 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
11
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Ticker: | CTSH | Security ID: | 192446102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 13, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lakshmi Narayanan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John E. Klein |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock and Eliminate Class of Common Stock |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
COMPUTER ASSOCIATES INTERNATIONAL, INC.
Ticker: | CA | Security ID: | 204912109 |
Meeting Date: | AUG 27, 2003 | Meeting Type: | Annual |
Record Date: | JUL 2, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Russell M. Artzt |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Kenneth Cron |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alfonse M. D’Amato |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gary J. Fernandes |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Sanjay Kumar |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert E. La Blanc |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Jay W. Lorsch |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Lewis S. Ranieri |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Walter P. Schuetze |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Alex Serge Vieux |
| For |
| For |
| Management |
|
2 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
COMVERSE TECHNOLOGY, INC.
Ticker: | CMVT | Security ID: | 205862402 |
Meeting Date: | DEC 16, 2003 | Meeting Type: | Annual |
Record Date: | OCT 28, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Kobi Alexander |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Raz Alon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Itsik Danziger |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John H. Friedman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ron Hiram |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Sam Oolie |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William F. Sorin |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
12
COOPER INDUSTRIES LTD
Ticker: | CBE | Security ID: | G24182100 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Stephen G. Butler, Dan F. Smith, and Gerald B. Smith as Directors |
| For |
| For |
| Management |
|
2 |
| Appoint Ernst & Young as Independent Auditors For the Year Ending 12/31/2004 |
| For |
| For |
| Management |
|
3 |
| Increase Number of Shares Reserved Under Stock Option Plan from 12 Million to 17 Million |
| For |
| For |
| Management |
|
4 |
| Report on Social and Environmental Issues Related to Sustainability |
| Against |
| For |
| Shareholder |
|
5 |
| Establish Performance-Based and Time-Based Restricted Stock Plan in Lieu of Stock Options. |
| Against |
| Against |
| Shareholder |
|
COOPER INDUSTRIES LTD
Ticker: | CBE | Security ID: | G24182100 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director S.G. Butler |
| For |
| For |
| Management |
|
1.2 |
| Elect Director D.F. Smith |
| For |
| For |
| Management |
|
1.3 |
| Elect Director G.B. Smith |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE PLAN. |
| For |
| For |
| Management |
|
4 |
| SHAREHOLDER PROPOSAL RELATING TO SOCIAL AND ENVIRONMENTAL ISSUES RELATED TO SUSTAINABILITY. |
| Against |
| Against |
| Shareholder |
|
5 |
| SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE EQUITY COMPENSATION PLANS. |
| Against |
| Against |
| Shareholder |
|
CORINTHIAN COLLEGES, INC.
Ticker: | COCO | Security ID: | 218868107 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | Annual |
Record Date: | OCT 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Paul R. St. Pierre |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Linda Arey Skladany, Esq. |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
13
COTT CORP.
Ticker: | BCB | Security ID: | 22163N106 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Colin J. Adair |
| For |
| For |
| Management |
|
1.2 |
| Elect Director W. John Bennett |
| For |
| For |
| Management |
|
1.3 |
| Elect Director C. Hunter Boll |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Serge Gouin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Thomas M. Hagerty |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Stephen H. Halperin |
| For |
| For |
| Management |
|
1.7 |
| Elect Director David V. Harkins |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Philip B. Livingston |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Christine A. Magee |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John K. Sheppard |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Donald G. Watt |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Frank E. Weise III |
| For |
| For |
| Management |
|
2 |
| Ratify PricewaterhouseCoopers LLP as Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Investment Share Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
CYPRESS SEMICONDUCTOR CORP.
Ticker: | CY | Security ID: | 232806109 |
Meeting Date: | APR 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director T.J. Rodgers |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Fred B. Bialek |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Eric A. Benhamou |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John C. Lewis |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Alan F. Shugart |
| For |
| For |
| Management |
|
1.6 |
| Elect Director James R. Long |
| For |
| For |
| Management |
|
1.7 |
| Elect Director W. Steve Albrecht |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
DANAHER CORP.
Ticker: | DHR | Security ID: | 235851102 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven M. Rales |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John T. Schwieters |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alan G. Spoon |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Develop Charter Language on Board Diversity |
| Against |
| Against |
| Shareholder |
|
14
DELL INC.
Ticker: | DELL | Security ID: | 24702R101 |
Meeting Date: | JUL 16, 2004 | Meeting Type: | Annual |
Record Date: | MAY 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Donald J. Carty |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael S. Dell |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William H. Gray, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Judy C. Lewent |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Thomas W. Luce, III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Klaus S. Luft |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Alex J. Mandl |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Michael A. Miles |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Samuel A. Nunn, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Kevin B. Rollins |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
DELL INC.
Ticker: | DELL | Security ID: | 247025109 |
Meeting Date: | JUL 18, 2003 | Meeting Type: | Annual |
Record Date: | MAY 23, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael A. Miles |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alex J. Mandl |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Morton L. Topfer |
| For |
| For |
| Management |
|
2 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
3 |
| Change Company Name |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
DICKS SPORTING GOODS INC
Ticker: | DKS | Security ID: | 253393102 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Emanuel Chirico |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Walter Rossi |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
15
DOLLAR GENERAL CORP.
Ticker: | DG | Security ID: | 256669102 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David L. Bere |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dennis C. Bottorff |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Barbara L. Bowles |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James L. Clayton |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Reginald D. Dickson |
| For |
| For |
| Management |
|
1.6 |
| Elect Director E. Gordon Gee |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Barbara M. Knuckles |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David A. Perdue |
| For |
| For |
| Management |
|
1.9 |
| Elect Director J. Neal Purcell |
| For |
| For |
| Management |
|
1.10 |
| Elect Director James D. Robbins |
| For |
| For |
| Management |
|
1.11 |
| Elect Director David M. Wilds |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
DR. REDDY’S LABORATORIES
Ticker: | DZDY10 | Security ID: | 256135203 |
Meeting Date: | AUG 25, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Dividends of INR 5 Per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Reappoint O. Goswami as Director |
| For |
| Did Not Vote |
| Management |
|
4 |
| Reappoint V. Mohan as Director |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Retirement of A. Venkateswarlu as Director |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Bharat S. Raut & Co. as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Delisting of Company Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Sale of Company Assets |
| For |
| Did Not Vote |
| Management |
|
E.W. SCRIPPS CO. (THE)
Ticker: | SSP | Security ID: | 811054204 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David A. Galloway |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Nicholas B. Paumgarten |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Ronald W. Tysoe |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Julie A. Wrigley |
| For |
| For |
| Management |
|
16
EATON CORP.
Ticker: | ETN | Security ID: | 278058102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Critelli |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ernie Green |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kiran M. Patel |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
EBAY INC.
Ticker: | EBAY | Security ID: | 278642103 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Philippe Bourguignon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas J. Tierney |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Margaret C. Whitman |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
ECHOSTAR COMMUNICATIONS CORP.
Ticker: | DISH | Security ID: | 278762109 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael T. Dugan |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director James Defranco |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Cantey Ergen |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Charles W. Ergen |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Raymond L. Friedlob |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Steven R. Goodbarn |
| For |
| For |
| Management |
|
1.7 |
| Elect Director David K. Moskowitz |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director C. Michael Schroeder |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Other Business |
| For |
| Against |
| Management |
|
17
EMC CORP.
Ticker: | EMC | Security ID: | 268648102 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John R. Egan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael C. Ruettgers |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David N. Strohm |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
EMERSON ELECTRIC CO.
Ticker: | EMR | Security ID: | 291011104 |
Meeting Date: | FEB 3, 2004 | Meeting Type: | Annual |
Record Date: | NOV 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Fernandez G. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director C.F. Knight |
| For |
| For |
| Management |
|
1.3 |
| Elect Director G.A. Lodge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.L. Ridgway |
| For |
| For |
| Management |
|
1.5 |
| Elect Director E.E. Whitacre, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ENERGIZER HOLDINGS, INC.
Ticker: | ENR | Security ID: | 29266R108 |
Meeting Date: | JAN 26, 2004 | Meeting Type: | Annual |
Record Date: | NOV 21, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John R. Roberts |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John E. Klein |
| For |
| For |
| Management |
|
1.3 |
| Elect Director R. David Hoover |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Patrick McGinnis |
| For |
| For |
| Management |
|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: | FCS | Security ID: | 303726103 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Kirk P. Pond |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph R. Martin |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles P. Carinalli |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard M. Cashin, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Charles M. Clough |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert F. Friel |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas L. Magnanti |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Bryan R. Roub |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Paul C. Schorr IV |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Ronald W. Shelly |
| For |
| For |
| Management |
|
1.11 |
| Elect Director William N. Stout |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
18
FANNIE MAE
Ticker: | FNM | Security ID: | 313586109 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen B. Ashley |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Kenneth M. Duberstein |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas P. Gerrity |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Timothy Howard |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ann Korologos |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Frederic V. Malek |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald B. Marron |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Daniel H. Mudd |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Anne M. Mulcahy |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Joe K. Pickett |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Leslie Rahl |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.13 |
| Elect Director H. Patrick Swygert |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
FEDEX CORPORATION
Ticker: | FDX | Security ID: | 31428X106 |
Meeting Date: | SEP 29, 2003 | Meeting Type: | Annual |
Record Date: | AUG 4, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director August A. Busch IV |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John A. Edwardson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George J. Mitchell |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Joshua I. Smith |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Declassify the Board of Directors |
| Against |
| Against |
| Shareholder |
|
FILENET CORP.
Ticker: | FILE | Security ID: | 316869106 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director L. George Klaus |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William P. Lyons |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Lee D. Roberts |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John C. Savage |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Roger S. Siboni |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Theodore J. Smith |
| For |
| Withhold |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
19
FOREST LABORATORIES, INC.
Ticker: | FRX | Security ID: | 345838106 |
Meeting Date: | AUG 11, 2003 | Meeting Type: | Annual |
Record Date: | JUN 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Howard Solomon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William J. Candee, III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George S. Cohan |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dan L. Goldwasser |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Lester B. Salans, M.D. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Kenneth E. Goodman |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Phillip M. Satow |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
FOX ENTERTAINMENT GROUP, INC.
Ticker: | FOX | Security ID: | 35138T107 |
Meeting Date: | NOV 25, 2003 | Meeting Type: | Annual |
Record Date: | SEP 29, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director K. Rupert Murdoch, AC |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Peter Chernin |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David F. DeVoe |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Arthur M. Siskind |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Lachlan K. Murdoch |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Christos M. Cotsakos |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas W. Jones |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Peter Powers |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
FRANKLIN RESOURCES, INC.
Ticker: | BEN | Security ID: | 354613101 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Harmon E. Burns |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles Crocker |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert D. Joffe |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Charles B. Johnson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Rupert H. Johnson, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas H. Kean |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James A. McCarthy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Chutta Ratnathicam |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Peter M. Sacerdote |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Anne M. Tatlock |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Louis E. Woodworth |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
20
GENENTECH, INC.
Ticker: | DNA | Security ID: | 368710406 |
Meeting Date: | APR 16, 2004 | Meeting Type: | Written Consent |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles/Bylaws/Charter-Non-Routine |
| For |
| For |
| Management |
|
2.1 |
| Elect Director Herbert W. Boyer |
| For |
| Withhold |
| Management |
|
2.2 |
| Elect Director Arthur D. Levinson |
| For |
| Withhold |
| Management |
|
2.3 |
| Elect Director Mark Richmond |
| For |
| For |
| Management |
|
2.4 |
| Elect Director Charles A. Sanders |
| For |
| For |
| Management |
|
2.5 |
| Elect Director William M. Burns |
| For |
| Withhold |
| Management |
|
2.6 |
| Elect Director Erich Hunziker |
| For |
| Withhold |
| Management |
|
2.7 |
| Elect Director Jonathan K.C. Knowles |
| For |
| Withhold |
| Management |
|
3 |
| Elect Director M. Burns |
| For |
| Withhold |
| Management |
|
4 |
| Elect Director Erich Hunziker |
| For |
| Withhold |
| Management |
|
5 |
| Elect Director Jonathan K.C. Knowles |
| For |
| Withhold |
| Management |
|
6 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
7 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
8 |
| Ratify Auditors |
| For |
| For |
| Management |
|
GENERAL ELECTRIC CO.
Ticker: | GE | Security ID: | 369604103 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James I. Cash, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dennis D. Dammerman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ann M. Fudge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Claudio X. Gonzalez |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Jeffrey R. Immelt |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Andrea Jung |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Alan G. Lafley |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Kenneth G. Langone |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Ralph S. Larsen |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Rochelle B. Lazarus |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Sam Nunn |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Roger S. Penske |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Robert J. Swieringa |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Douglas A. Warner III |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert C. Wright |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
5 |
| Eliminate Animal Testing |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Nuclear Fuel Storage Risks |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on PCB Clean-up |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Foreign Outsourcing |
| Against |
| Against |
| Shareholder |
|
9 |
| Prepare Sustainability Report |
| Against |
| Against |
| Shareholder |
|
10 |
| Limit Composition of Management Development and Compensation Committee to Independent Directors |
| Against |
| Against |
| Shareholder |
|
11 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
12 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
13 |
| Limit Board Service for Other Companies |
| Against |
| For |
| Shareholder |
|
14 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
15 |
| Hire Advisor/Maximize Shareholder Value |
| Against |
| Against |
| Shareholder |
|
16 |
| Adopt a Retention Ratio for Executives and Directors |
| Against |
| Against |
| Shareholder |
|
17 |
| Require 70% to 80% Independent Board |
| Against |
| Against |
| Shareholder |
|
18 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
21
GOLDMAN SACHS GROUP, INC., THE
Ticker: | GS | Security ID: | 38141G104 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lloyd C. Blankfein |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lord Browne Of Madingley |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Claes Dahlback |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James A. Johnson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Lois D. Juliber |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| Against |
| Shareholder |
|
GTECH HOLDINGS CORP.
Ticker: | GTK | Security ID: | 400518106 |
Meeting Date: | AUG 2, 2004 | Meeting Type: | Annual |
Record Date: | JUN 11, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Christine M. Cournoyer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert M. Dewey, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Philip R. Lochner, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
GTECH HOLDINGS CORP.
Ticker: | GTK | Security ID: | 400518106 |
Meeting Date: | AUG 4, 2003 | Meeting Type: | Annual |
Record Date: | JUN 13, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Burnett W. Donoho |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James F. McCann |
| For |
| For |
| Management |
|
1.3 |
| Elect Director W. Bruce Turner |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
22
GUIDANT CORP.
Ticker: | GDT | Security ID: | 401698105 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 11, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Maurice A. Cox, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Nancy-Ann Min DeParle |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ronald W. Dollens |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Enrique C. Falla |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Kristina M. Johnson, Ph.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: | HIG | Security ID: | 416515104 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ramani Ayer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ronald E. Ferguson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edward J. Kelly, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Paul G. Kirk, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Thomas M. Marra |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Gail J. McGovern |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Robert W. Selander |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Charles B. Strauss |
| For |
| For |
| Management |
|
1.9 |
| Elect Director H. Patrick Swygert |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Gordon I. Ulmer |
| For |
| For |
| Management |
|
1.11 |
| Elect Director David K. Zwiener |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
HOT TOPIC, INC.
Ticker: | HOTT | Security ID: | 441339108 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Cynthia Cohen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Corrado Federico |
| For |
| For |
| Management |
|
1.3 |
| Elect Director W. Scott Hedrick |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Elizabeth McLaughlin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Bruce Quinnell |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Andrew Schuon |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
23
IAC / INTERACTIVECORP
Ticker: | IACI | Security ID: | 45840Q101 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | APR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard N. Barton |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert R. Bennett |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edgar Bronfman, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Barry Diller |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Victor A. Kaufman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Donald R. Keough |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Marie-Josee Kravis |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John C. Malone |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Steven Rattner |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Gen. H.N. Schwarzkopf |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Alan G. Spoon |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Diane Von Furstenberg |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
INAMED CORP.
Ticker: | IMDC | Security ID: | 453235103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Nicholas L. Teti |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James E. Bolin |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Malcolm R. Currie, Ph.D. |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director John C. Miles II |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Mitchell S. Rosenthal, M.D. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Joy A. Amundson |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Terry E. Vandewarker |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Amend Restricted Stock Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| Other Business |
| For |
| Against |
| Management |
|
INGERSOLL-RAND COMPANY LIMITED
Ticker: | IR | Security ID: | G4776G101 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect P.C. Godsoe as a Director |
| For |
| For |
| Management |
|
1.2 |
| Elect C.J. Horner as a Director |
| For |
| For |
| Management |
|
1.3 |
| Elect O,R. Smith as a Director |
| For |
| For |
| Management |
|
2 |
| Increase Number of Shares Reserved Under 1998 Stock Option Plan by 12 Million Shares |
| For |
| For |
| Management |
|
3 |
| Amend Articles RE: Quorum Requirements, Voting Rights, Voting Requirements for General Meetings, Removal of Directors, Indemnification of Directors and Officers, Business Combinations With Interested Shareholders |
| For |
| For |
| Management |
|
4 |
| Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Declassify the Board of Directors |
| Against |
| Against |
| Shareholder |
|
6 |
| Reincorporate From Bermuda to a U.S. State |
| Against |
| Against |
| Shareholder |
|
7 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
24
INGERSOLL-RAND COMPANY LIMITED
Ticker: | IR | Security ID: | G4776G101 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director P.C. Godsoe |
| For |
| For |
| Management |
|
1.2 |
| Elect Director C.J. Horner |
| For |
| For |
| Management |
|
1.3 |
| Elect Director O.R. Smith |
| For |
| For |
| Management |
|
2 |
| ADOPTION OF AMENDED AND RESTATED INCENTIVE STOCK PLAN OF 1998. |
| For |
| For |
| Management |
|
3 |
| APPROVAL OF AMENDED AND RESTATED BYE-LAWS. |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. |
| Against |
| Against |
| Shareholder |
|
6 |
| SHAREHOLDER PROPOSAL TO CHANGE THE COMPANY S JURISDICTION OF INCORPORATION. |
| Against |
| Against |
| Shareholder |
|
7 |
| SHAREHOLDER PROPOSAL TO REQUIRE THE SEPARATION OF THE CHIEF EXECUTIVE OFFICER AND THE CHAIR OF THE BOARD. |
| Against |
| Against |
| Shareholder |
|
INTEGRATED CIRCUIT SYSTEMS, INC.
Ticker: | ICST | Security ID: | 45811K208 |
Meeting Date: | OCT 29, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Hock E. Tan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Nam P. Suh, Ph.D. |
| For |
| For |
| Management |
|
25
INTEL CORP.
Ticker: | INTC | Security ID: | 458140100 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Craig R. Barrett |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charlene Barshefsky |
| For |
| For |
| Management |
|
1.3 |
| Elect Director E. John P. Browne |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Andrew S. Grove |
| For |
| For |
| Management |
|
1.5 |
| Elect Director D. James Guzy |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Reed E. Hundt |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Paul S. Otellini |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David S. Pottruck |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jane E. Shaw |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John L. Thornton |
| For |
| For |
| Management |
|
1.11 |
| Elect Director David B. Yoffie |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
5 |
| Limit/Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Performance- Based/Indexed Options |
| Against |
| Against |
| Shareholder |
|
INTERNATIONAL GAME TECHNOLOGY
Ticker: | IGT | Security ID: | 459902102 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual |
Record Date: | JAN 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director G. Thomas Baker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Neil Barsky |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert A. Bittman |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard R. Burt |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Leslie S. Heisz |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert A. Mathewson |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas J. Matthews |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert Miller |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Frederick B. Rentschler |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ITT EDUCATIONAL SERVICES, INC.
Ticker: | ESI | Security ID: | 45068B109 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Rene R. Champagne |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John F. Cozzi |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James D. Fowler, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Harris N. Miller |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
26
JOY GLOBAL, INC.
Ticker: | JOYG | Security ID: | 481165108 |
Meeting Date: | FEB 24, 2004 | Meeting Type: | Annual |
Record Date: | JAN 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven L. Gerard |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John Nils Hanson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ken C. Johnsen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James R. Klauser |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard B. Loynd |
| For |
| For |
| Management |
|
1.6 |
| Elect Director P. Eric Siegert |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James H. Tate |
| For |
| For |
| Management |
|
JUNIPER NETWORKS, INC.
Ticker: | JNPR | Security ID: | 48203R104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pradeep Sindhu |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert M. Calderoni |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kenneth Levy |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
JUNIPER NETWORKS, INC.
Ticker: | JNPR | Security ID: | 48203R104 |
Meeting Date: | APR 16, 2004 | Meeting Type: | Special |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Issue Shares in Connection with an Acquisition |
| For |
| For |
| Management |
|
LEGG MASON, INC.
Ticker: | LM | Security ID: | 524901105 |
Meeting Date: | JUL 20, 2004 | Meeting Type: | Annual |
Record Date: | MAY 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Harold L. Adams |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director James W. Brinkley |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Raymond A. Mason |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Margaret Milner Richardson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Kurt L. Schmoke |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
27
LEGG MASON, INC.
Ticker: | LM | Security ID: | 524901105 |
Meeting Date: | JUL 22, 2003 | Meeting Type: | Annual |
Record Date: | MAY 23, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Carl Bildt |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Harry M. Ford, Jr. |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director John E. Koerner, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Peter F. O’Malley |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James E. Ukrop |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Dennis R. Beresford |
| For |
| For |
| Management |
|
LEHMAN BROTHERS HOLDINGS INC.
Ticker: | LEH | Security ID: | 524908100 |
Meeting Date: | APR 2, 2004 | Meeting Type: | Annual |
Record Date: | FEB 13, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Roger S. Berlind |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Marsha Johnson Evans |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Sir Christopher Gent |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dina Merrill |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
LINEAR TECHNOLOGY CORP.
Ticker: | LLTC | Security ID: | 535678106 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert H. Swanson, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David S. Lee |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leo T. McCarthy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard M. Moley |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Thomas S. Volpe |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
LINENS ‘N THINGS, INC.
Ticker: | LIN | Security ID: | 535679104 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stanley P. Goldstein |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert Kamerschen |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
28
MANOR CARE, INC.
Ticker: | HCR | Security ID: | 564055101 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Virgis W. Colbert |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director William H. Longfield |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Paul A. Ormond |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| Against |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
MANPOWER INC.
Ticker: | MAN | Security ID: | 56418H100 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephanie A. Burns |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Willie D. Davis |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jack M. Greenberg |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Terry A. Hueneke |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MARVELL TECHNOLOGY GROUP LTD
Ticker: | MRVL | Security ID: | G5876H105 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Paul M. Cioffi as Director |
| For |
| For |
| Management |
|
1.2 |
| Elect Paul R. Gray as Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Douglas King as Director |
| For |
| For |
| Management |
|
2 |
| Reappoint PricewaterhouseCoopers LLP as Auditors |
| For |
| For |
| Management |
|
3 |
| Authorize Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
4 |
| Approve Increase in Authorized Share Capital of 250 Million Shares to Reflect Bonus Issue and Related Stock Split |
| For |
| For |
| Management |
|
5 |
| Transact Other Business (Non-Voting) |
| None |
| None |
| Management |
|
29
MARVELL TECHNOLOGY GROUP LTD
Ticker: | MRVL | Security ID: | G5876H105 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dr. John M. Cioffi, Phd |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dr. Paul R. Gray, Ph.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Douglas King |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION FOR THE 2005 FISCAL YEAR ENDING JANUARY 29, 2005. |
| For |
| For |
| Management |
|
4 |
| TO APPROVE AN INCREASE TO THE COMPANY S AUTHORIZED SHARE CAPITAL. |
| For |
| For |
| Management |
|
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: | MXIM | Security ID: | 57772K101 |
Meeting Date: | NOV 13, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Bergman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John F. Gifford |
| For |
| For |
| Management |
|
1.3 |
| Elect Director B. Kipling Hagopian |
| For |
| For |
| Management |
|
1.4 |
| Elect Director M. D. Sampels |
| For |
| For |
| Management |
|
1.5 |
| Elect Director A. R. Frank Wazzan |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MEDCO HEALTH SOLUTIONS INC
Ticker: | MHS | Security ID: | 58405U102 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David B. Snow, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Howard W. Barker, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Brian L. Strom, Md, Mph |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MEDTRONIC, INC.
Ticker: | MDT | Security ID: | 585055106 |
Meeting Date: | AUG 28, 2003 | Meeting Type: | Annual |
Record Date: | JUL 3, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard H. Anderson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael R. Bonsignore |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gordon M. Sprenger |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
30
MERCURY INTERACTIVE CORP.
Ticker: | MERQ | Security ID: | 589405109 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Amnon Landan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Igal Kohavi |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Clyde Ostler |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Yair Shamir |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Giora Yaron |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Anthony Zingale |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MERCURY INTERACTIVE CORP.
Ticker: | MERQ | Security ID: | 589405109 |
Meeting Date: | DEC 10, 2003 | Meeting Type: | Special |
Record Date: | OCT 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William H. Gates, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Steven A. Ballmer |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James I. Cash, Jr., Ph.D. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Raymond V. Gilmartin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ann McLaughlin Korologos |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David F. Marquardt |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Charles H. Noski |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dr. Helmut Panke |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Wm. G. Reed, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Jon A. Shirley |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Refrain from Giving Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
31
MICROSTRATEGY INC.
Ticker: | MSTR | Security ID: | 594972408 |
Meeting Date: | JUL 8, 2004 | Meeting Type: | Annual |
Record Date: | MAY 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Saylor |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Sanju K. Bansal |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director David B. Blundin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director F. David Fowler |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Carl J. Rickertsen |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Stuart B. Ross |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ralph S. Terkowitz |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NABI BIOPHARMACEUTICALS
Ticker: | NABI | Security ID: | 629519109 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David L. Castaldi |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Geoffrey F. Cox, Ph.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George W. Ebright |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard A. Harvey, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Linda Jenckes |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas H. McLain |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Stephen G. Sudovar |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
NATIONAL-OILWELL, INC.
Ticker: | NOI | Security ID: | 637071101 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Roger L. Jarvis |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Merrill A. Miller, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Frederick W. Pheasey |
| For |
| For |
| Management |
|
NAVISTAR INTERNATIONAL CORP.
Ticker: | NAV | Security ID: | 63934E108 |
Meeting Date: | FEB 17, 2004 | Meeting Type: | Annual |
Record Date: | JAN 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael N. Hammes |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James H. Keyes |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Southwood J. Morcott |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
32
NEIMAN MARCUS GROUP, INC. , THE
Ticker: | NMG.A | Security ID: | 640204202 |
Meeting Date: | JAN 16, 2004 | Meeting Type: | Annual |
Record Date: | NOV 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard A. Smith |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert A. Smith |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Paula Stern |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gary L. Countryman |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
NETWORK APPLIANCE, INC.
Ticker: | NTAP | Security ID: | 64120L104 |
Meeting Date: | SEP 2, 2003 | Meeting Type: | Annual |
Record Date: | JUL 7, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel J. Warmenhoven |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Donald T. Valentine |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Sanjiv Ahuja |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Carol A. Bartz |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Michael R. Hallman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Nicholas G. Moore |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Dr. Sachio Semmoto |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert T. Wall |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Other Business |
| For |
| For |
| Management |
|
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: | NEM | Security ID: | 651639106 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Glen A. Barton |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Vincent A. Calarco |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael S. Hamson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Leo I. Higdon, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Pierre Lassonde |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert J. Miller |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Wayne W. Murdy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robin A. Plumbridge |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John B. Prescott |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Michael K. Reilly |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Seymour Schulich |
| For |
| For |
| Management |
|
1.12 |
| Elect Director James V. Taranik |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
33
NEWS CORPORATION LTD.
Ticker: | NWS | Security ID: | 652487703 |
Meeting Date: | OCT 15, 2003 | Meeting Type: | Annual |
Record Date: | OCT 13, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Lachlan Murdoch as Director |
| For |
| For |
| Management |
|
2 |
| Elect Thomas Perkins as Director |
| For |
| For |
| Management |
|
3 |
| Elect Stanley Shuman as Director |
| For |
| For |
| Management |
|
4 |
| Elect Arthur Siskind as Director |
| For |
| For |
| Management |
|
5 |
| Approve Stock Option Plan Grants to Executive Directors |
| For |
| For |
| Management |
|
6 |
| Approve Remuneration of Directors in the Amount of Up to AUD 1.85 Million |
| For |
| For |
| Management |
|
NEXTEL COMMUNICATIONS, INC.
Ticker: | NXTL | Security ID: | 65332V103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Keith J. Bane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director V. Janet Hill |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
NITTO DENKO CORP.
Ticker: |
| Security ID: | 6641801 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Allocation of Income, Including the Following Dividends: Interim JY 17, Final JY 23, Special JY 0 |
| For |
| For |
| Management |
|
2 |
| Amend Articles to: Reduce Board Size - Increase Number of Internal Auditors - Abolish Retirement Bonus System - Authorize Share Repurchases at Board’s Discretion - Streamline Board Structure |
| For |
| For |
| Management |
|
3 |
| Approve Executive Stock Option Plan |
| For |
| For |
| Management |
|
4.1 |
| Elect Director |
| For |
| For |
| Management |
|
4.2 |
| Elect Director |
| For |
| For |
| Management |
|
4.3 |
| Elect Director |
| For |
| For |
| Management |
|
4.4 |
| Elect Director |
| For |
| For |
| Management |
|
4.5 |
| Elect Director |
| For |
| For |
| Management |
|
5.1 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5.2 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5.3 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
5.4 |
| Appoint Internal Statutory Auditor |
| For |
| For |
| Management |
|
6 |
| Approve Deep Discount Stock Option Plan |
| For |
| For |
| Management |
|
7 |
| Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors |
| For |
| For |
| Management |
|
8 |
| Approve Retirement Bonuses for Directors and Statutory Auditors |
| For |
| For |
| Management |
|
9 |
| Approve Special Payments to Directors and Statutory Auditors in Connection with the Abolition of Retirement Bonus System |
| For |
| For |
| Management |
|
34
NOKIA CORP.
Ticker: | NKCAF | Security ID: | 654902204 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | JAN 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE SHEETS. |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. |
| For |
| For |
| Management |
|
3 |
| APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. |
| For |
| For |
| Management |
|
4.1 |
| Elect Director Paul J. Collins |
| For |
| For |
| Management |
|
4.2 |
| Elect Director Georg Ehrnrooth |
| For |
| For |
| Management |
|
4.3 |
| Elect Director Bengt Holmstrom |
| For |
| For |
| Management |
|
4.4 |
| Elect Director Per Karlsson |
| For |
| For |
| Management |
|
4.5 |
| Elect Director Jorma Ollila |
| For |
| For |
| Management |
|
4.6 |
| Elect Director Marjorie Scardino |
| For |
| For |
| Management |
|
4.7 |
| Elect Director Vesa Vainio |
| For |
| For |
| Management |
|
4.8 |
| Elect Director Arne Wessberg |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY THE COMPANY |
| For |
| For |
| Management |
|
7 |
| APPROVAL OF THE AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY. |
| For |
| For |
| Management |
|
8 |
| APPROVAL OF THE AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA SHARES. |
| For |
| For |
| Management |
|
9 |
| APPROVAL OF THE AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA SHARES HELD BY THE COMPANY. |
| For |
| For |
| Management |
|
10 |
| APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION. |
| For |
| For |
| Management |
|
11 |
| MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL POWER OF SUBSTITUTION) TO VOTE, IN THEIR DISCR |
| None |
| Against |
| Management |
|
35
NOVELL, INC.
Ticker: | NOVL | Security ID: | 670006105 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Albert Aiello |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Fred Corrado |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard L. Crandall |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Wayne Mackie |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Claudia B. Malone |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jack L. Messman |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard L. Nolan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Thomas G. Plaskett |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John W. Poduska, Sr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director James D. Robinson, III |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Kathy Brittain White |
| For |
| For |
| Management |
|
2 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
3 |
| Performance-Based/Indexed Options |
| Against |
| For |
| Shareholder |
|
4 |
| Prohibit Auditor from Providing Non-Audit Services |
| Against |
| Against |
| Shareholder |
|
NPS PHARMACEUTICALS, INC.
Ticker: | NPSP | Security ID: | 62936P103 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 21, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Santo J. Costa, J.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John R. Evans, M.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James G. Groninger |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Hunter Jackson, Ph.D. |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Joseph Klein, III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Donald E. Kuhla, Ph.D. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas N. Parks, Ph.D. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Calvin R. Stiller, M.D. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Peter G. Tombros |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
36
OMNICARE, INC.
Ticker: | OCR | Security ID: | 681904108 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward L. Hutton |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joel F. Gemunder |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles H. Erhart, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David W. Froesel, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Sandra E. Laney |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Andrea R. Lindell, DNSc, RN |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Sheldon Margen, M.D. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John H. Timoney |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Amy Wallman |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
OMNICOM GROUP INC.
Ticker: | OMC | Security ID: | 681919106 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John D. Wren |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Bruce Crawford |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert Charles Clark |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Leonard S. Coleman, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Errol M. Cook |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Susan S. Denison |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael A. Henning |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John R. Murphy |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John R. Purcell |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Linda Johnson Rice |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gary L. Roubos |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
OMNIVISION TECHNOLOGIES, INC.
Ticker: | OVTI | Security ID: | 682128103 |
Meeting Date: | OCT 1, 2003 | Meeting Type: | Annual |
Record Date: | AUG 28, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Director Joseph Jeng |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
4 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
37
ORACLE CORP.
Ticker: | ORCL | Security ID: | 68389X105 |
Meeting Date: | OCT 13, 2003 | Meeting Type: | Annual |
Record Date: | AUG 21, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lawrence J. Ellison |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Donald L. Lucas |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael J. Boskin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jeffrey O. Henley |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jack F. Kemp |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jeffrey Berg |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Safra Catz |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Hector Garcia-Molina |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Joseph A. Grundfest |
| For |
| For |
| Management |
|
1.10 |
| Elect Director H. Raymond Bingham |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Amend Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Implement China Principles |
| Against |
| Against |
| Shareholder |
|
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John F. Akers |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Allen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ray L. Hunt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Arthur C. Martinez |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Indra K. Nooyi |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven S. Reinemund |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Sharon Percy Rockefeller |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James J. Schiro |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Cynthia M. Trudell |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Solomon D. Trujillo |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Daniel Vasella |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
PETSMART
Ticker: | PETM | Security ID: | 716768106 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Barbara A. Munder |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas G. Stemberg |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Nancy J. Pedot |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jeffery W. Yabuki |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Rita V. Foley |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
38
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael S. Brown |
| For |
| For |
| Management |
|
1.2 |
| Elect Director M. Anthony Burns |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert N. Burt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Don Cornwell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William H. Gray III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Constance J. Horner |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Stanley O. Ikenberry |
| For |
| For |
| Management |
|
1.9 |
| Elect Director George A. Lorch |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Henry A. Mckinnell |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Dana G. Mead |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Ruth J. Simmons |
| For |
| For |
| Management |
|
1.14 |
| Elect Director William C. Steere, Jr. |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Jean-Paul Valles |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
5 |
| Cease Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
7 |
| Establish Term Limits for Directors |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
9 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
10 |
| Amend Animal Testing Policy |
| Against |
| Against |
| Shareholder |
|
PHELPS DODGE CORP.
Ticker: | PD | Security ID: | 717265102 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Marie L. Knowles |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jon C. Madonna |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gordon R. Parker |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert D. Johnson |
| For |
| For |
| Management |
|
2 |
| Cease Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
39
PIXAR, INC.
Ticker: | PIXR | Security ID: | 725811103 |
Meeting Date: | SEP 5, 2003 | Meeting Type: | Annual |
Record Date: | JUL 23, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steve Jobs |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dr. Edwin E. Catmull |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Skip M. Brittenham |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joseph A. Graziano |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Lawrence B. Levy |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Joe Roth |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Larry W. Sonsini |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John S. Wadsworth, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PMC-SIERRA, INC.
Ticker: | PMCS | Security ID: | 69344F106 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert Bailey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alexandre Balkanski |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard Belluzzo |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James Diller |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jonathan Judge |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William Kurtz |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Frank Marshall |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Lewis Wilks |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PROCTER & GAMBLE COMPANY, THE
Ticker: | PG | Security ID: | 742718109 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: | AUG 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Norman R. Augustine |
| For |
| For |
| Management |
|
1.2 |
| Elect Director A.G. Lafley |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Johnathan A. Rodgers |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John F. Smith, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Margaret C. Whitman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Declassify the Board of Directors |
| Against |
| Against |
| Shareholder |
|
5 |
| Label Genetically Engineered Foods |
| Against |
| Against |
| Shareholder |
|
QUALCOMM INC.
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual |
Record Date: | JAN 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Adelia A. Coffman |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Raymond V. Dittamore |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Irwin Mark Jacobs |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard Sulpizio |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Declassify the Board of Directors |
| Against |
| Against |
| Shareholder |
|
40
ROCKWELL AUTOMATION INC
Ticker: | ROK | Security ID: | 773903109 |
Meeting Date: | FEB 4, 2004 | Meeting Type: | Annual |
Record Date: | DEC 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
A.1 |
| Elect Director Don H. Davis, Jr. |
| For |
| For |
| Management |
|
A.2 |
| Elect Director William H. Gray, III |
| For |
| For |
| Management |
|
A.3 |
| Elect Director William T. McCormick, Jr. |
| For |
| For |
| Management |
|
A.4 |
| Elect Director Keith D. Nosbusch |
| For |
| For |
| Management |
|
B |
| Ratify Auditors |
| For |
| For |
| Management |
|
C |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
ROYAL CARIBBEAN CRUISES LTD.
Ticker: | RCL | Security ID: | V7780T103 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Directors |
| For |
| For |
| Management |
|
2 |
| Amend 2000 Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Ratify PricewaterhouseCoopers LLP as Auditors |
| For |
| For |
| Management |
|
4 |
| Transact Other Business (Voting) |
| For |
| Against |
| Management |
|
ROYAL CARIBBEAN CRUISES LTD.
Ticker: | RCL | Security ID: | V7780T103 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Tor B. Arneberg |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William L. Kimsey |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gert W. Munthe |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas J. Pritzker |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF THE AMENDED AND RESTATED 2000 STOCK AWARD PLAN. |
| For |
| For |
| Management |
|
3 |
| RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004. |
| For |
| For |
| Management |
|
41
SAP AG
Ticker: | SZXP10 | Security ID: | 803054204 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF THE FISCAL YEAR 2003 |
| For |
| For |
| Management |
|
2 |
| RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN THE FISCAL YEAR 2003 |
| For |
| For |
| Management |
|
3 |
| RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN THE FISCAL YEAR 2003 |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| RESOLUTION ON ADJUSTMENTS TO SECTION 4 OF THE ARTICLES OF ASSOCIATION |
| For |
| For |
| Management |
|
6 |
| RESOLUTION ON THE AUTHORIZATION TO ACQUIRE AND USE TREASURY SHARES |
| For |
| For |
| Management |
|
7 |
| RESOLUTION ON THE AUTHORIZATION TO USE EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES |
| For |
| Against |
| Management |
|
SCHLUMBERGER LTD.
Ticker: | SLB | Security ID: | 806857108 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J. Deutch |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J.S. Gorelick |
| For |
| For |
| Management |
|
1.3 |
| Elect Director A. Gould |
| For |
| For |
| Management |
|
1.4 |
| Elect Director T. Isaac |
| For |
| For |
| Management |
|
1.5 |
| Elect Director A. Lajous |
| For |
| For |
| Management |
|
1.6 |
| Elect Director A. Levy-Lang |
| For |
| For |
| Management |
|
1.7 |
| Elect Director D. Primat |
| For |
| For |
| Management |
|
1.8 |
| Elect Director T. Sandvold |
| For |
| For |
| Management |
|
1.9 |
| Elect Director N. Seydoux |
| For |
| For |
| Management |
|
1.10 |
| Elect Director L.G. Stuntz |
| For |
| For |
| Management |
|
2 |
| ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS |
| For |
| For |
| Management |
|
3 |
| APPROVAL OF ADOPTION OF THE 2004 STOCK AND DEFERRAL PLAN FOR NON-EMPLOYEE DIRECTORS |
| For |
| For |
| Management |
|
4 |
| APPROVAL OF AUDITORS |
| For |
| For |
| Management |
|
SEAGATE TECHNOLOGY
Ticker: | STX | Security ID: | G7945J104 |
Meeting Date: | OCT 29, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1-01 |
| Elect David Bonderman as Director |
| For |
| For |
| Management |
|
1-02 |
| Elect William W. Bradley as Director |
| For |
| For |
| Management |
|
1-03 |
| Elect James G. Coulter as Director |
| For |
| For |
| Management |
|
1-04 |
| Elect James A. Davidson as Director |
| For |
| For |
| Management |
|
1-05 |
| Elect Glenn H. Hutchins as Director |
| For |
| For |
| Management |
|
1-06 |
| Elect Donald E. Kiernan as Director |
| For |
| For |
| Management |
|
1-07 |
| Elect Stephen J. Luczo as Director |
| For |
| For |
| Management |
|
1-08 |
| Elect David F. Marquardt as Director |
| For |
| For |
| Management |
|
1-09 |
| Elect John W. Thompson as Director |
| For |
| For |
| Management |
|
1-10 |
| Elect William D. Watkins as Director |
| For |
| For |
| Management |
|
1-11 |
| Elect Edward J. Zander as Director |
| For |
| For |
| Management |
|
2 |
| Approve Section 162(m) Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Ernst & Young LLP as Auditors |
| For |
| For |
| Management |
|
42
SMITH INTERNATIONAL, INC.
Ticker: | SII | Security ID: | 832110100 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Gibbs |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jerry W. Neely |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ST. JUDE MEDICAL, INC.
Ticker: | STJ | Security ID: | 790849103 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael A. Rocca |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David A. Thompson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stefan K. Widensohler |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
STARBUCKS CORP.
Ticker: | SBUX | Security ID: | 855244109 |
Meeting Date: | MAR 30, 2004 | Meeting Type: | Annual |
Record Date: | JAN 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William W. (Bill) Bradley |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gregory B. Maffei |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Orin C. Smith |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Olden Lee |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
43
SYMANTEC CORP.
Ticker: | SYMC | Security ID: | 871503108 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Tania Amochaev |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William Coleman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dr. Per-Kristian Halvorsen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David Mahoney |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert S. Miller |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Bill Owens |
| For |
| For |
| Management |
|
1.7 |
| Elect Director George Reyes |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Daniel H. Schulman |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John W. Thompson |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
TARGET CORPORATION
Ticker: | TGT | Security ID: | 87612E106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Calvin Darden |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michele J. Hooper |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Anne M. Mulcahy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Stephen W. Sanger |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Warren R. Staley |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
TEMPUR-PEDIC INTL INC
Ticker: | TPX | Security ID: | 88023U101 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert B. Trussell, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director P. Andrews McLane |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jeffrey S. Barber |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Tully M. Friedman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Christopher A. Masto |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Francis A. Doyle |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Nancy F. Koehn |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
44
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: | TEVA | Security ID: | 881624209 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO RECEIVE AND DISCUSS THE COMPANY S CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2003 AND THE CONSOLIDATED STATEMENTS. |
| For |
| Did Not Vote |
| Management |
|
2 |
| TO APPROVE THE BOARD OF DIRECTORS RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2003, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 1.44 (APPROXIMATELY US$0.322) PER ORDINARY SHARE, BE DECLARED FINAL. |
| For |
| Did Not Vote |
| Management |
|
3 |
| TO ELECT ABRAHAM E. COHEN TO SERVE FOR A THREE-YEAR TERM. |
| For |
| Did Not Vote |
| Management |
|
4 |
| TO ELECT LESLIE DAN TO SERVE FOR A THREE-YEAR TERM. |
| For |
| Did Not Vote |
| Management |
|
5 |
| TO ELECT PROF. MEIR HETH TO SERVE FOR A THREE-YEAR TERM. |
| For |
| Did Not Vote |
| Management |
|
6 |
| TO ELECT PROF. MOSHE MANY TO SERVE FOR A THREE-YEAR TERM. |
| For |
| Did Not Vote |
| Management |
|
7 |
| TO ELECT DOV SHAFIR TO SERVE FOR A THREE-YEAR TERM. |
| For |
| Did Not Vote |
| Management |
|
8 |
| TO APPROVE THE PURCHASE OF DIRECTOR S AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. |
| For |
| Did Not Vote |
| Management |
|
9 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: | TEVA | Security ID: | 881624209 |
Meeting Date: | OCT 27, 2003 | Meeting Type: | Special |
Record Date: | SEP 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect G. Shalev as an External Director |
| For |
| For |
| Management |
|
2 |
| Approve Increase in Remuneration of Directors other than the Chairman |
| For |
| For |
| Management |
|
TEXAS INSTRUMENTS INC.
Ticker: | TXN | Security ID: | 882508104 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Adams |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David L. Boren |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Daniel A. Carp |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas J. Engibous |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Gerald W. Fronterhouse |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David R. Goode |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Wayne R. Sanders |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Ruth J. Simmons |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard K. Templeton |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Christine Todd Whitman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
45
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James L. Barksdale |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Stephen F. Bollenbach |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stephen M. Case |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Frank J. Caufield |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert C. Clark |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Miles R. Gilburne |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Carla A. Hills |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Reuben Mark |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Michael A. Miles |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Kenneth J. Novack |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.12 |
| Elect Director R. E. Turner |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Francis T. Vincent, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Adopt China Principles |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A)
Ticker: | TOT | Security ID: | 4905413 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
3 |
| Approve Allocation of Income and Net Dividends of EUR 4.70 per Share |
| For |
| For |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| For |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
6 |
| Authorize Issuance of Bonds/Debentures |
| For |
| For |
| Management |
|
7 |
| Reelect Thierry Desmarest as Director |
| For |
| For |
| Management |
|
8 |
| Reelect Thierry de Rudder as Director |
| For |
| For |
| Management |
|
9 |
| Reelect Serge Tchuruk as Director |
| For |
| For |
| Management |
|
10 |
| Elect Daniel Boeuf as Representative of Employee Shareholders to the Board |
| For |
| For |
| Management |
|
11 |
| Elect Philippe Marchandise as Representative of Employee Shareholders to the Board |
| Against |
| Against |
| Management |
|
12 |
| Elect Cyril Mouche as Representative of Employee Shareholders to the Board |
| Against |
| Against |
| Management |
|
13 |
| Elect Alan Cramer as Representative of Employee Shareholders to the Board |
| Against |
| Against |
| Management |
|
14 |
| Ratify Ernst & Young Audit as Auditors |
| For |
| For |
| Management |
|
15 |
| Ratify KPMG Audit as Auditors |
| For |
| For |
| Management |
|
16 |
| Ratify Pierre Jouanne as Alternate Auditor |
| For |
| For |
| Management |
|
17 |
| Ratify Jean-Luc Decornoy as Alternate Auditor |
| For |
| For |
| Management |
|
18 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 |
| For |
| For |
| Management |
|
19 |
| Approve Stock Option Plan Grants |
| For |
| For |
| Management |
|
20 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion |
| For |
| For |
| Management |
|
21 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion |
| For |
| For |
| Management |
|
22 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| For |
| Management |
|
46
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A)
Ticker: | TOT | Security ID: | 4905413 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Net Dividends of EUR 4.70 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Issuance of Bonds/Debentures |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Thierry Desmarest as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Thierry de Rudder as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Serge Tchuruk as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Elect Daniel Boeuf as Representative of Employee Shareholders to the Board |
| For |
| Did Not Vote |
| Management |
|
11 |
| Elect Philippe Marchandise as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
12 |
| Elect Cyril Mouche as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
13 |
| Elect Alan Cramer as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
14 |
| Ratify Ernst & Young Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
15 |
| Ratify KPMG Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
16 |
| Ratify Pierre Jouanne as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
17 |
| Ratify Jean-Luc Decornoy as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
18 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 |
| For |
| Did Not Vote |
| Management |
|
19 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
20 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion |
| For |
| Did Not Vote |
| Management |
|
21 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion |
| For |
| Did Not Vote |
| Management |
|
22 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
47
TUESDAY MORNING CORP.
Ticker: | TUES | Security ID: | 899035505 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Benjamin D. Chereskin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Kathleen Mason |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director W. J. Hunckler, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robin P. Selati |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Sally Frame Kasaks |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Henry F. Frigon |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Giles H. Bateman |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
UCBH HOLDINGS, INC.
Ticker: | UCBH | Security ID: | 90262T308 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | FEB 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Anthony Y. Chan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph J. Jou |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dr. Godwin Wong |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas S. Wu |
| For |
| For |
| Management |
|
2 |
| Amend Certificate to Remove Anti-Takeover Provision |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William C. Ballard, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard T. Burke |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stephen J. Hemsley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Donna E. Shalala |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
4 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
48
UNIVISION COMMUNICATIONS INC.
Ticker: | UVN | Security ID: | 914906102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. Jerrold Perenchio |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Fernando Aguirre |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Harold Gaba |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alan F. Horn |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John G. Perenchio |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Ray Rodriguez |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director McHenry T. Tichenor, Jr. |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
UTSTARCOM, INC.
Ticker: | UTSI | Security ID: | 918076100 |
Meeting Date: | SEP 24, 2003 | Meeting Type: | Special |
Record Date: | AUG 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
VARIAN MEDICAL SYSTEMS INC
Ticker: | VAR | Security ID: | 92220P105 |
Meeting Date: | FEB 19, 2004 | Meeting Type: | Annual |
Record Date: | DEC 22, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John Seely Brown |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Samuel Hellman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Terry R. Lautenbach |
| For |
| For |
| Management |
|
2 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
49
VODAFONE GROUP PLC
Ticker: |
| Security ID: | 92857W100 |
Meeting Date: | JUL 27, 2004 | Meeting Type: | Annual |
Record Date: | JUN 11, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL STATEMENTS |
| For |
| For |
| Management |
|
2 |
| TO APPROVE THE REMUNERATION REPORT |
| For |
| For |
| Management |
|
3 |
| TO RE-ELECT PETER BAMFORD AS A DIRECTOR |
| For |
| For |
| Management |
|
4 |
| TO RE-ELECT JULIAN HORN-SMITH AS A DIRECTOR |
| For |
| For |
| Management |
|
5 |
| TO RE-ELECT SIR DAVID SCHOLEY AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE AND AUDIT COMMITTEE) |
| For |
| For |
| Management |
|
6 |
| TO ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) |
| For |
| For |
| Management |
|
7 |
| TO APPROVE A FINAL DIVIDEND OF 1.07800 PENCE PER ORDINARY SHARE |
| For |
| For |
| Management |
|
8 |
| Ratify Auditors |
| For |
| For |
| Management |
|
9 |
| TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION |
| For |
| For |
| Management |
|
10 |
| TO AUTHORIZE DONATIONS UNDER THE POLITICAL PARTIES, ELECTIONS AND REFERENDUMS ACT 2000 |
| For |
| For |
| Management |
|
11 |
| TO RENEW AUTHORITY TO ALLOT SHARES UNDER ARTICLE 16.2 OF THE COMPANY S ARTICLES OF ASSOCIATION |
| For |
| For |
| Management |
|
12 |
| TO RENEW AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS UNDER ARTICLE 16.3 OF THE COMPANY S ARTICLES OF ASSOCIATION+ |
| For |
| For |
| Management |
|
13 |
| TO AUTHORIZE THE COMPANY S PURCHASE OF ITS OWN SHARES+ |
| For |
| For |
| Management |
|
14 |
| TO AUTHORIZE THE COMPANY S PURCHASE OF ITS OWN SHARES PURSUANT TO CONTINGENT PURCHASE CONTRACTS AND OFF-MARKET PURCHASES+ |
| For |
| For |
| Management |
|
VODAFONE GROUP PLC
Ticker: |
| Security ID: | 92857W100 |
Meeting Date: | JUL 30, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Reelect Lord MacLaurin of Knebworth as Director |
| For |
| For |
| Management |
|
4 |
| Reelect Kenneth Hydon as Director |
| For |
| For |
| Management |
|
5 |
| Reelect Thomas Geitner as Director |
| For |
| For |
| Management |
|
6 |
| Reelect Alec Broers as Director |
| For |
| For |
| Management |
|
7 |
| Reelect Juergen Schrempp as Director |
| For |
| For |
| Management |
|
8 |
| Elect John Buchanan as Director |
| For |
| For |
| Management |
|
9 |
| Approve Final Dividend of 0.8983 Pence Per Share |
| For |
| For |
| Management |
|
10 |
| Ratify Deloitte and Touche as Auditors |
| For |
| For |
| Management |
|
11 |
| Authorize Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
12 |
| Authorize EU Political Donations up to GBP 100,000 |
| For |
| For |
| Management |
|
13 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of USD 900,000,000 |
| For |
| For |
| Management |
|
14 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 340,000,000 |
| For |
| For |
| Management |
|
15 |
| Authorize 6,800,000,000 Shares for Share Repurchase Program |
| For |
| For |
| Management |
|
50
WENDY’S INTERNATIONAL, INC.
Ticker: | WEN | Security ID: | 950590109 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Janet Hill |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul D. House |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John R. Thompson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director J. Randolph Lewis |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
WYNN RESORTS LTD
Ticker: | WYNN | Security ID: | 983134107 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen A. Wynn |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alvin V. Shoemaker |
| For |
| For |
| Management |
|
1.3 |
| Elect Director D. Boone Wayson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Stanley R. Zax |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
XILINX, INC.
Ticker: | XLNX | Security ID: | 983919101 |
Meeting Date: | AUG 7, 2003 | Meeting Type: | Annual |
Record Date: | JUN 9, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Willem P. Roelandts |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John L. Doyle |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jerald G. Fishman |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Philip T. Gianos |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William G. Howard, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Harold E. Hughes, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard W. Sevcik |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Elizabeth Vanderslice |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
51
YAHOO!, INC.
Ticker: | YHOO | Security ID: | 984332106 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Terry S. Semel |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Jerry Yang |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Roy J. Bostock |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Ronald W. Burkle |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Eric Hippeau |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Arthur H. Kern |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Robert A. Kotick |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director Edward R. Kozel |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director Gary L. Wilson |
| For |
| Withhold |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
ZEBRA TECHNOLOGIES CORP.
Ticker: | ZBRA | Security ID: | 989207105 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gerhard Cless |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael A. Smith |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Adopt Charter Language on Board Diversity |
| Against |
| Against |
| Shareholder |
|
ZIMMER HOLDINGS INC
Ticker: | ZMH | Security ID: | 98956P102 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Larry C. Glasscock |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director John L. McGoldrick |
| For |
| Withhold |
| Management |
|
2 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
3 |
| Ratify Auditors |
| Against |
| For |
| Shareholder |
|
52
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Morgan Stanley Aggressive Equity Fund | ||
| |||
By (Signature and Title)* | /s/ Ronald E. Robison | ||
|
| ||
| Principal Executive Officer | ||
| |||
Date | August 27, 2004 | ||
*Print the name and title of each signing officer under his or her signature.
53