UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORED OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file numbers 333-40819 and 811-08507
IRONWOOD SERIES TRUST
Three Canal Plaza, Suite 600
Portland, Maine 04101
207-347-2000
Megan Hadley Koehler
Atlantic Fund Administration, LLC
Three Canal Plaza, Suite 600
Portland, Maine 04101
Date of fiscal year end: December 31, 2008
Date of reporting period: July 1, 2007—June 30, 2008
Investment Company Report
DANKA BUSINESS SYSTEMS PLC | ||||||||
Security | 236277109 | Meeting Type | Annual | |||||
Ticker Symbol | DANKY | Meeting Date | 05-Sep-2007 | |||||
ISIN | US2362771097 | Agenda | 932758379 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO RE-ELECT ERIK VONK AS A DIRECTOR | Management | For | For | ||||
02 | TO RE-ELECT J. ERNEST RIDDLE AS A DIRECTOR | Management | For | For | ||||
03 | TO RE-APPOINT THE AUDITORS AND AUTHORISE THE | Management | For | For | ||||
| BOARD OF DIRECTORS, OR A DULY APPOINTED | ||||||||
| COMMITTEE THEREOF, TO FIX THEIR REMUNERATION | ||||||||
04 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||
| FOR THE YEAR ENDED 31ST MARCH, 2007 | ||||||||
THE ALLIED DEFENSE GROUP, INC.
| ||||||||
Security | 019118108 | Meeting Type | Special | |||||
Ticker Symbol | ADG | Meeting Date | 01-Oct-2007 | |||||
ISIN | US0191181082 | Agenda | 932767518 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROVAL OF THE ISSUANCE OF MORE THAN 20% OF THE OUTSTANDING SHARES OF COMMON STOCK. | Management | For | For | ||||
AQUILA, INC. | ||||||||
Security | 03840P102 | Meeting Type | Special | |||||
Ticker Symbol | ILA | Meeting Date | 09-Oct-2007 | |||||
ISIN | US03840P1021 | Agenda | 932770022 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
01 | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 6, 2007, AMONG AQUILA, INC., GREAT PLAINS ENERGY INCORPORATED, GREGORY ACQUISITION CORP., AND BLACK HILLS CORPORATION. | Management | Against | Against | ||||
02 | ADJOURNMENT AND POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER. | Management | Against | Against | ||||
MAGNETEK, INC. | ||||||||
Security | 559424106 | Meeting Type | Annual | |||||
Ticker Symbol | MAG | Meeting Date | 02-Nov-2007 | |||||
ISIN | US5594241060 | Agenda | 932772177 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
| 1 DEWAIN K. CROSS | For | For | ||||||
| 2 YON YOON JORDEN | For | For | ||||||
| 3 MITCHELL I. QUAIN | For | For | ||||||
| 4 DAVID P. REILAND | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008. | Management | For | For | ||||
THE ALLIED DEFENSE GROUP, INC. | ||||||||
Security | 019118108 | Meeting Type | Annual | |||||
Ticker Symbol | ADG | Meeting Date | 22-Jan-2008 | |||||
ISIN | US0191181082 | Agenda | 932799527 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 J.H. BINFORD PEAY, III | For | For | ||||||
| 2 RONALD H. GRIFFITH | For | For | ||||||
| 3 GILBERT F. DECKER | For | For | ||||||
| 4 JOHN G. MEYER, JR. | For | For | ||||||
| 5 CHARLES S. REAM | For | For | ||||||
| 6 JOHN J. MARCELLO | For | For | ||||||
| 7 FREDERICK G. WASSERMAN | For | For | ||||||
| 8 TASSOS RECACHINAS | For | For | ||||||
| 02 | APPOINTMENT OF AUDITORS | Management | For | For | ||||
ANALOGIC CORPORATION | ||||||||
Security | 032657207 | Meeting Type | Annual | |||||
Ticker Symbol | ALOG | Meeting Date | 28-Jan-2008 | |||||
ISIN | US0326572072 | Agenda | 932801409 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 M. ROSS BROWN | For | For | ||||||
| 2 MICHAEL T. MODIC | For | For | ||||||
| 3 EDWARD F. VOBORIL | For | For | ||||||
| 02 | TO DECLASSIFY OUR BOARD OF DIRECTORS. | Management | For | For | ||||
| 03 | TO APPROVE THE ANALOGIC CORPORATION NON- EMPLOYEE DIRECTOR STOCK PLAN. | Management | For | For | ||||
BEACON ROOFING SUPPLY, INC. | ||||||||
Security | 073685109 | Meeting Type | Annual | |||||
Ticker Symbol | BECN | Meeting Date | 07-Feb-2008 | |||||
ISIN | US0736851090 | Agenda | 932804330 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | APPROVAL OF THE COMPANY’S AMENDED AND RESTATED 2004 STOCK PLAN. | Management | For | For | ||||
| 02 | DIRECTOR | Management | ||||||
| 1 ROBERT R. BUCK | For | For | ||||||
| 2 H. ARTHUR BELLOWS, JR. | For | For | ||||||
| 3 JAMES J. GAFFNEY | For | For | ||||||
| 4 PETER M. GOTSCH | For | For | ||||||
| 5 ANDREW R. LOGIE | For | For | ||||||
| 6 STUART A. RANDLE | For | For | ||||||
| 7 WILSON B. SEXTON | For | For | ||||||
SOFTBRANDS, INC. | ||||||||
Security | 83402A107 | Meeting Type | Annual | |||||
Ticker Symbol | SBN | Meeting Date | 19-Feb-2008 | |||||
ISIN | US83402A1079 | Agenda | 932805421 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 DANN V. ANGELOFF | For | For | ||||||
| 2 GEORGE H. ELLIS | For | For | ||||||
| 3 JOHN HUNT | For | For | ||||||
| 02 | TO APPROVE AN AMENDMENT TO THE 2001 STOCK INCENTIVE PLAN TO INCREASE AUTHORIZED SHARES BY 1,500,000. | Management | Against | Against | ||||
WILLIAMS CONTROLS, INC. | ||||||||
Security | 969465608 | Meeting Type | Annual | |||||
Ticker Symbol | WMCO | Meeting Date | 27-Feb-2008 | |||||
ISIN | US9694656086 | Agenda | 932809568 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 PATRICK W. CAVANAGH | For | For | ||||||
| 2 R. EUGENE GOODSON | For | For | ||||||
| 3 SAMUEL H. GREENAWALT | For | For | ||||||
| 4 DOUGLAS E. HAILEY | For | For | ||||||
| 5 CARLOS P. SALAS | For | For | ||||||
| 6 PETER E. SALAS | For | For | ||||||
| 7 DONN J. VIOLA | For | For | ||||||
| 02 | PROPOSAL TO CONSIDER AND APPROVE AN AMENDMENT TO THE COMPANY’S 1995 STOCK OPTION PLAN FOR NON- EMPLOYEE DIRECTORS, TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT THEREUNDER FROM 66,666 TO 86,666. | Management | For | For | ||||
| 03 | PROPOSAL TO CONSIDER AND APPROVE AN AMENDMENT TO THE COMPANY’S RESTATED 1993 STOCK OPTION PLAN, TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT THEREUNDER FROM 750,000 TO 870,000 SHARES. | Management | For | For | ||||
ICO, INC. | ||||||||
Security | 449293109 | Meeting Type | Annual | |||||
Ticker Symbol | ICOC | Meeting Date | 11-Mar-2008 | |||||
ISIN | US4492931096 | Agenda | 932809708 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 DANIEL R. GAUBERT | For | For | ||||||
| 2 WARREN W. WILDER | For | For | ||||||
| 3 KUMAR SHAH | For | For | ||||||
| 02 | APPROVAL OF THE AMENDMENTS TO AND RESTATEMENT OF THE FOURTH AMENDED AND RESTATED 1993 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS OF ICO, INC. | Management | For | For | ||||
| 03 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ICO, INC. FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2008. | Management | For | For | ||||
ACTIVIDENTITY CORPORATION | ||||||||
Security | 00506P103 | Meeting Type | Annual | |||||
Ticker Symbol | ACTI | Meeting Date | 13-Mar-2008 | |||||
ISIN | US00506P1030 | Agenda | 932811133 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 ROBERT BRANDEWIE | For | For | ||||||
| 2 GRANT EVANS | For | For | ||||||
| 3 JAMES FRANKOLA | For | For | ||||||
| 4 THOMAS JAHN | For | For | ||||||
| 5 JASON HART | For | For | ||||||
| 6 STEVEN HUMPHREYS | For | For | ||||||
| 7 JAMES E. OUSLEY | For | For | ||||||
| 8 DAVID WRIGHT | For | For | ||||||
| 02 | RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2008. | Management | For | For | ||||
OMNOVA SOLUTIONS INC. | ||||||||
Security | 682129101 | Meeting Type | Annual | |||||
Ticker Symbol | OMN | Meeting Date | 19-Mar-2008 | |||||
ISIN | US6821291019 | Agenda | 932812476 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 EDWARD P. CAMPBELL | For | For | ||||||
| 2 MICHAEL J. MERRIMAN | For | For | ||||||
| 3 WILLIAM R. SEELBACH | For | For | ||||||
| 02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2008. | Management | For | For | ||||
WESTAFF, INC. | ||||||||
Security | 957070105 | Meeting Type | Annual | |||||
Ticker Symbol | WSTF | Meeting Date | 16-Apr-2008 | |||||
ISIN | US9570701055 | Agenda | 932823152 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 MICHAEL T. WILLIS | For | For | ||||||
| 2 DON K. RICE | For | For | ||||||
| 3 WALTER W. MACAULEY | For | For | ||||||
| 02 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN. | Management | Against | Against | ||||
AMPCO-PITTSBURGH CORPORATION | ||||||||
Security | 032037103 | Meeting Type | Annual | |||||
Ticker Symbol | AP | Meeting Date | 23-Apr-2008 | |||||
ISIN | US0320371034 | Agenda | 932826007 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 WILLIAM K. LIEBERMAN | For | For | ||||||
| 2 STEPHEN E. PAUL | For | For | ||||||
| 3 C.H. PFORZHEIMER, III | For | For | ||||||
| 02 | A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. | Management | For | For | ||||
| 03 | A PROPOSAL TO APPROVE THE AMPCO-PITTSBURGH CORPORATION 2008 OMNIBUS INCENTIVE PLAN. | Management | Against | Against | ||||
OLIN CORPORATION | ||||||||
Security | 680665205 | Meeting Type | Annual | |||||
Ticker Symbol | OLN | Meeting Date | 24-Apr-2008 | |||||
ISIN | US6806652052 | Agenda | 932824875 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 RICHARD M. ROMPALA | For | For | ||||||
| 2 JOSEPH D. RUPP | For | For | ||||||
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
A.M. CASTLE & CO. | ||||||||
Security | 148411101 | Meeting Type | Annual | |||||
Ticker Symbol | CAS | Meeting Date | 24-Apr-2008 | |||||
ISIN | US1484111018 | Agenda | 932827287 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 BRIAN P. ANDERSON | For | For | ||||||
| 2 THOMAS A. DONAHOE | For | For | ||||||
| 3 ANN M. DRAKE | For | For | ||||||
| 4 MICHAEL. H. GOLDBERG | For | For | ||||||
| 5 WILLIAM K. HALL | For | For | ||||||
| 6 ROBERT S. HAMADA | For | For | ||||||
| 7 PATRICK J. HERBERT, III | For | For | ||||||
| 8 TERRENCE J. KEATING | For | For | ||||||
| 9 PAMELA FORBES LIEBERMAN | For | For | ||||||
| 10 JOHN MCCARTNEY | For | For | ||||||
| 11 MICHAEL SIMPSON | For | For | ||||||
| 02 | RATIFICATION OF THE 2008 RESTRICTED STOCK, STOCK OPTION, AND EQUITY COMPENSATION PLAN | Management | Against | Against | ||||
CE FRANKLIN LTD. | ||||||||
Security | 125151100 | Meeting Type | Annual | |||||
Ticker Symbol | CFK | Meeting Date | 24-Apr-2008 | |||||
ISIN | CA1251511004 | Agenda | 932847683 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | ELECTION OF DIRECTORS FOR ALL OF THE NOMINEES AS OUTLINED IN THE INFORMATION CIRCULAR. | Management | For | For | ||||
| 02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA AS AUDITORS OF THE CORPORATION AT SUCH REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. | Management | For | For | ||||
PROLIANCE INTERNATIONAL, INC. | ||||||||
Security | 74340R104 | Meeting Type | Annual | |||||
Ticker Symbol | PLI | Meeting Date | 08-May-2008 | |||||
ISIN | US74340R1041 | Agenda | 932847063 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 BARRY R. BANDUCCI | For | For | ||||||
| 2 CHARLES E. JOHNSON | For | For | ||||||
| 3 VINCENT L. MARTIN | For | For | ||||||
| 02 | APPOINTMENT OF BDO SEIDMAN, LLP AS PROLIANCE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
THE HANOVER INSURANCE GROUP, INC. | ||||||||
Security | 410867105 | Meeting Type | Annual | |||||
Ticker Symbol | THG | Meeting Date | 13-May-2008 | |||||
ISIN | US4108671052 | Agenda | 932836969 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 1A | ELECTION OF DIRECTOR: DAVID J. GALLITANO | Management | For | For | ||||
| 1B | ELECTION OF DIRECTOR: WENDELL J. KNOX | Management | For | For | ||||
| 1C | ELECTION OF DIRECTOR: ROBERT MURRAY | Management | For | For | ||||
| 02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE HANOVER INSURANCE GROUP, INC. FOR 2008. | Management | For | For | ||||
EASTERN INSURANCE HOLDINGS, INC. | ||||||||
Security | 276534104 | Meeting Type | Annual | |||||
Ticker Symbol | EIHI | Meeting Date | 13-May-2008 | |||||
ISIN | US2765341043 | Agenda | 932864475 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 ROBERT M. MCALAINE | For | For | ||||||
| 2 SCOTT C. PENWELL | For | For | ||||||
| 3 C.H. VETTERLEIN, JR. | For | For | ||||||
| 02 | PROPOSAL TO APPROVE THE 2008 AGENCY STOCK PURCHASE PLAN. | Management | For | For | ||||
| 03 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITOR OF EASTERN INSURANCE HOLDINGS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||
CHEMTURA CORPORATION | ||||||||
Security | 163893100 | Meeting Type | Annual | |||||
Ticker Symbol | CEM | Meeting Date | 14-May-2008 | |||||
ISIN | US1638931006 | Agenda | 932848914 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 NIGEL D.T. ANDREWS | For | For | ||||||
| 2 ROBERT A. FOX | For | For | ||||||
| 3 MARTIN M. HALE | For | For | ||||||
| 4 C.A. (LANCE) PICCOLO | For | For | ||||||
| 5 BRUCE F. WESSON | For | For | ||||||
| 6 ROBERT L. WOOD | For | For | ||||||
| 02 | PROPOSAL TO RATIFY CHEMTURA CORPORATION'S SELECTION FOR THE CALENDAR YEAR 2008 OF KPMG LLP AS ITS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
INFOCUS CORPORATION | ||||||||
Security | 45665B106 | Meeting Type | Annual | |||||
Ticker Symbol | INFS | Meeting Date | 14-May-2008 | |||||
ISIN | US45665B1061 | Agenda | 932851668 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 JOHN D. ABOUCHAR | For | For | ||||||
| 2 PETER D. BEHRENDT | For | For | ||||||
| 3 MICHAEL R. HALLMAN | For | For | ||||||
| 4 ROBERT B. LADD | For | For | ||||||
| 5 BERNARD T. MARREN | For | For | ||||||
| 6 ROBERT G. O'MALLEY | For | For | ||||||
| 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||
INTERNATIONAL COAL GROUP, INC. | ||||||||
Security | 45928H106 | Meeting Type | Annual | |||||
Ticker Symbol | ICO | Meeting Date | 14-May-2008 | |||||
ISIN | US45928H1068 | Agenda | 932868055 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 BENNETT K. HATFIELD | For | For | ||||||
| 2 WILBUR L. ROSS, JR. | For | For | ||||||
| 3 WENDY L. TERAMOTO | For | For | ||||||
| 02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||
| 03 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE 2008 ANNUAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | Management | For | For | ||||
POLYONE CORPORATION | ||||||||
Security | 73179P106 | Meeting Type | Annual | |||||
Ticker Symbol | POL | Meeting Date | 15-May-2008 | |||||
ISIN | US73179P1066 | Agenda | 932840095 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 J. DOUGLAS CAMPBELL | For | For | ||||||
| 2 DR. CAROL A. CARTWRIGHT | For | For | ||||||
| 3 GALE DUFF-BLOOM | For | For | ||||||
| 4 RICHARD H. FEARON | For | For | ||||||
| 5 ROBERT A. GARDA | For | For | ||||||
| 6 GORDON D. HARNETT | For | For | ||||||
| 7 EDWARD J. MOONEY | For | For | ||||||
| 8 STEPHEN D. NEWLIN | For | For | ||||||
| 9 FARAH M. WALTERS | For | For | ||||||
| 02 | PROPOSAL TO APPROVE THE POLYONE CORPORATION 2008 EQUITY AND PERFORMANCE INCENTIVE PLAN. | Management | Against | Against | ||||
| 03 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS POLYONE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||
4KIDS ENTERTAINMENT, INC. | ||||||||
Security | 350865101 | Meeting Type | Annual | |||||
Ticker Symbol | KDE | Meeting Date | 20-May-2008 | |||||
ISIN | US3508651011 | Agenda | 932871848 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 RICHARD BLOCK | For | For | ||||||
| 2 JAY EMMETT | For | For | ||||||
| 3 MICHAEL GOLDSTEIN | For | For | ||||||
| 4 ALFRED R. KAHN | For | For | ||||||
| 5 SAMUEL R. NEWBORN | For | For | ||||||
| 6 RANDY O. RISSMAN | For | For | ||||||
| 02 | PROPOSAL TO APPROVE THE RATIFICATION OF THE APPOINTMENT OF EISNER LLP AS 4KIDS’ INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||
| 03 | PROPOSAL TO APPROVE THE 4KIDS 2008 LONG-TERM INCENTIVE COMPENSATION PLAN. | Management | Against | Against | ||||
PETROHAWK ENERGY CORPORATION | ||||||||
Security | 716495106 | Meeting Type | Annual | |||||
Ticker Symbol | HK | Meeting Date | 20-May-2008 | |||||
ISIN | US7164951060 | Agenda | 932872028 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 FLOYD C. WILSON | For | For | ||||||
| 2 TUCKER S. BRIDWELL | For | For | ||||||
| 3 GARY A. MERRIMAN | For | For | ||||||
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2008. | Management | For | For | ||||
CHIQUITA BRANDS INTERNATIONAL, INC. | ||||||||
Security | 170032809 | Meeting Type | Annual | |||||
Ticker Symbol | CQB | Meeting Date | 22-May-2008 | |||||
ISIN | US1700328099 | Agenda | 932874832 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 FERNANDO AGUIRRE | For | For | ||||||
| 2 HOWARD W. BARKER, JR. | For | For | ||||||
| 3 WILLIAM H. CAMP | For | For | ||||||
| 4 ROBERT W. FISHER | For | For | ||||||
| 5 CLARE M. HASLER | For | For | ||||||
| 6 DURK I. JAGER | For | For | ||||||
| 7 JAIME SERRA | For | For | ||||||
| 8 STEVEN P. STANBROOK | For | For | ||||||
| 02 | REAPPROVE THE PERFORMANCE MEASURES APPLICABLE TO PERFORMANCE-BASED AWARDS UNDER THE CHIQUITA STOCK AND INCENTIVE PLAN. | Management | For | For | ||||
CITIZENS FIRST BANCORP, INC. | ||||||||
Security | 17461R106 | Meeting Type | Annual | |||||
Ticker Symbol | CTZN | Meeting Date | 22-May-2008 | |||||
ISIN | US17461R1068 | Agenda | 932881370 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 RONALD W. COOLEY | For | For | ||||||
| 2 DANIEL G. LOCKWOOD | For | For | ||||||
| 3 DAN L. DEGROW | For | For | ||||||
02 | TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||
| 03 | TO APPROVE THE AMENDED AND RESTATED CITIZENS FIRST BANCORP, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | Against | Against | ||||
ORE PHARMACEUTICALS, INC. | ||||||||
Security | 685776106 | Meeting Type | Annual | |||||
Ticker Symbol | ORXE | Meeting Date | 23-May-2008 | |||||
ISIN | Agenda | 932881471 – Management | ||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 J. STARK THOMPSON | For | For | ||||||
| 2 MARK GESSLER | For | For | ||||||
| 02 | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY TO GIVE EFFECT TO A ONE-FOR-FIVE REVERSE STOCK SPLIT OF THE COMPANY’S COMMON STOCK. | Management | For | For | ||||
| 03 | TO RATIFY THE SELECTION OF ERNST & YOUNG, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||
NOVAGOLD RESOURCES INC. | ||||||||
Security | 66987E206 | Meeting Type | Annual | |||||
Ticker Symbol | NG | Meeting Date | 28-May-2008 | |||||
ISIN | CA66987E2069 | Agenda | 932897931 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 PATRICK G. DOWNEY | Withheld | Against | ||||||
| 2 TONY GIARDINI | Withheld | Against | ||||||
| 3 KALIDAS MADHAVPEDDI | Withheld | Against | ||||||
| 4 GERALD J. MCCONNELL | Withheld | Against | ||||||
| 5 COLE E. MCFARLAND | Withheld | Against | ||||||
| 6 CLYNTON R. NAUMAN | Withheld | Against | ||||||
| 7 JAMES L. PHILIP | Withheld | Against | ||||||
| 8 RICK VAN NIEUWENHUYSE | Withheld | Against | ||||||
| 02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||
ARIAD PHARMACEUTICALS, INC. | ||||||||
Security | 04033A100 | Meeting Type | Annual | |||||
Ticker Symbol | ARIA | Meeting Date | 12-Jun-2008 | |||||
ISIN | US04033A1007 | Agenda | 932892664 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 JAY R. LAMARCHE | For | For | ||||||
| 2 SANDFORD D. SMITH | For | For | ||||||
| 3 ELIZABETH H.S. WYATT | For | For | ||||||
| 02 | APPROVAL OF THE AMENDMENT TO THE 1997 EMPLOYEE STOCK PURCHASE PLAN AND THE RESERVATION OF AN ADDITIONAL 500,000 SHARES OF OUR COMMON STOCK UNDER THE PLAN WILL ENABLE US TO CONTINUE TO PROVIDE EMPLOYEES WITH THE OPPORTUNITY TO PURCHASE SHARES OF OUR COMMON STOCK THROUGH PAYROLL DEDUCTION, ASSISTING US TO ATTRACT AND RETAIN TALENTED EMPLOYEES. | Management | For | For | ||||
| 03 | THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS HAS SELECTED DELOITTE & TOUCHE LLP TO BE OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. THE BOARD OF DIRECTORS HAS RATIFIED THIS SELECTION. DELOITTE & TOUCHE LLP HAS SERVED AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SINCE 1991. | Management | For | For | ||||
NOVAVAX, INC. | ||||||||
Security | 670002104 | Meeting Type | Annual | |||||
Ticker Symbol | NVAX | Meeting Date | 18-Jun-2008 | |||||
ISIN | US6700021040 | Agenda | 932886697 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 JOHN LAMBERT | For | For | ||||||
| 2 RAHUL SINGHVI, PH.D. | For | For | ||||||
| 02 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP, AN INDEPENDENT REGISTERED ACCOUNTING FIRM, AS THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||
| 03 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | For | For | ||||
MFRI, INC. | ||||||||
Security | 552721102 | Meeting Type | Annual | |||||
Ticker Symbol | MFRI | Meeting Date | 19-Jun-2008 | |||||
ISIN | US5527211024 | Agenda | 932915892 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 DAVID UNGER | For | For | ||||||
| 2 HENRY M. MAUTNER | For | For | ||||||
| 3 BRADLEY E. MAUTNER | For | For | ||||||
| 4 ARNOLD F. BROOKSTONE | For | For | ||||||
| 5 EUGENE MILLER | For | For | ||||||
| 6 STEPHEN B. SCHWARTZ | For | For | ||||||
| 7 DENNIS KESSLER | For | For | ||||||
| 02 | PROPOSAL: “WE RECOMMEND THAT MFRI HIRE AN ACCREDITED INVESTMENT BANKER TO ADVISE IT ON WAYS TO INCREASE STOCKHOLDER VALUE, EITHER THROUGH A SALE THROUGH AUCTION OR VIA A MERGER.” | Shareholder | For | Against | ||||
DURECT CORPORATION | ||||||||
Security | 266605104 | Meeting Type | Annual | |||||
Ticker Symbol | DRRX | Meeting Date | 25-Jun-2008 | |||||
ISIN | US2666051048 | Agenda | 932897498 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 DAVID R. HOFFMANN | For | For | ||||||
| 2 JON S. SAXE | For | For | ||||||
| 02 | THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
MATERIAL SCIENCES CORPORATION | ||||||||
Security | 576674105 | Meeting Type | Annual | |||||
Ticker Symbol | MSC | Meeting Date | 26-Jun-2008 | |||||
ISIN | US5766741053 | Agenda | 932922544 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 01 | DIRECTOR | Management | ||||||
| 1 AVRUM GRAY | For | For | ||||||
| 2 FRANK L. HOHMANN III | For | For | ||||||
| 3 SAMUEL LICAVOLI | For | For | ||||||
| 4 PATRICK J. MCDONNELL | For | For | ||||||
| 5 DR. RONALD A. MITSCH | For | For | ||||||
| 6 CLIFFORD D. NASTAS | For | For | ||||||
| 7 JOHN P. REILLY | For | For | ||||||
| 8 DOMINICK J. SCHIANO | For | For | ||||||
| 02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2009. | Management | For | For | ||||
DANKA BUSINESS SYSTEMS PLC | ||||||||
Security | 236277109 | Meeting Type | Contested-Special | |||||
Ticker Symbol | DANKY | Meeting Date | 27-Jun-2008 | |||||
ISIN | US2362771097 | Agenda | 932925122 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| O1 | ORDINARY RESOLUTION TO APPROVE THE SALE OF THE COMPANY’S U.S. BUSINESS IN ACCORDANCE WITH THE STOCK PURCHASE AGREEMENT, BY AND AMONG THE COMPANY, DANKA HOLDING COMPANY AND KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., DATED AS OF APRIL 8, 2008. | Management | ||||||
| S2 | SPECIAL RESOLUTION TO APPROVE THE VOLUNTARY WINDING UP OF THE COMPANY. | Management | ||||||
| O3 | ORDINARY RESOLUTION TO APPOINT JEREMY SPRATT AND FINBARR O’CONNELL OF KPMG LLP AS JOINT LIQUIDATORS FOR THE PURPOSE OF THE VOLUNTARY WINDING UP OF THE COMPANY. | Management | ||||||
| S4 | TO AUTHORIZE THE JOINT LIQUIDATORS TO EXERCISE POWERS LAID DOWN IN SCHEDULE 4, PART I, OF THE UK INSOLVENCY ACT 1986; AND NOTWITHSTANDING THE APPOINTMENT OF JOINT LIQUIDATORS, TO AUTHORIZE THE DIRECTORS TO TAKE ANY AND ALL ACTIONS REQUIRED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | ||||||
| O5 | ORDINARY RESOLUTION TO APPROVE THE REMUNERATION OF THE JOINT LIQUIDATORS. | Management | ||||||
| O6 | ORDINARY RESOLUTION TO AUTHORIZE THE JOINT LIQUIDATORS TO DO ALL SUCH THINGS AS ARE NECESSARY TO WIND UP THE REMAINING SUBSIDIARIES OF THE COMPANY. | Management | ||||||
| O7 | ORDINARY RESOLUTION TO APPROVE A U.S. $5 MILLION TERMINATION FEE TO BE PAID TO KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., INC. IN THE EVENT THE STOCK PURCHASE AGREEMENT IS TERMINATED UNDER CERTAIN CIRCUMSTANCES. | Management | ||||||
DANKA BUSINESS SYSTEMS PLC | ||||||||
Security | 236277109 | Meeting Type | Contested-Special | |||||
Ticker Symbol | DANKY | Meeting Date | 27-Jun-2008 | |||||
ISIN | US2362771097 | Agenda | 932928964 – Management | |||||
| Item | Proposal | Type | Vote | For/Against Management | ||||
| 1A | ORDINARY RESOLUTION TO AMEND THE RESOLUTION NUMBERED 1 BELOW SUCH THAT THE SALE OF THE COMPANY’S U.S. BUSINESS IN ACCORDANCE WITH THE STOCK PURCHASE AGREEMENT, BY AND AMONG THE COMPANY, DANKA HOLDING COMPANY AND KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., INC U.S.A., DATED AS OF APRIL 8, 2008, AS AMENDED, IS NOT CONDITIONED UPON APPROVAL OR RESOLUTION NUMBERED 2 BELOW TO APPROVE THE VOLUNTARY WINDING UP OF THE COMPANY. | Management | Against | Against | ||||
| 1B | ORDINARY RESOLUTION TO APPROVE THE SALE OF THE COMPANY’S U.S. BUSINESS IN ACCORDANCE WITH THE STOCK PURCHASE AGREEMENT, BY AND AMONG THE COMPANY, DANKA HOLDING COMPANY AND KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., INC DATED AS OF APRIL 8, 2008, AS AMENDED. | Management | Against | Against | ||||
| 01 | ORDINARY RESOLUTION TO APPROVE THE SALE OF THE COMPANY’S U.S. BUSINESS IN ACCORDANCE WITH THE STOCK PURCHASE AGREEMENT, BY AND AMONG THE COMPANY, DANKA HOLDING COMPANY AND KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., DATED AS OF APRIL 8, 2008. | Management | Against | Against | ||||
| 02 | SPECIAL RESOLUTION TO APPROVE THE WINDING UP OF THE COMPANY. | Management | Against | Against | ||||
| 03 | ORDINARY RESOLUTION TO APPOINT JEREMY SPRATT AND FINBARR O’CONNELL OF KPMG LLP AS JOINT LIQUIDATORS FOR THE PURPOSE OF THE VOLUNTARY WINDING UP OF THE COMPANY. | Management | Against | Against | ||||
| 04 | TO AUTHORIZE THE JOINT LIQUIDATORS TO EXERCISE POWERS LAID DOWN IN SCHEDULE 4, PART I, OF THE UK INSOLVENCY ACT 1986; AND NOTWITHSTANDING THE APPOINTMENT OF JOINT LIQUIDATORS, TO AUTHORIZE THE DIRECTORS TO TAKE ANY AND ALL ACTIONS REQUIRED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | Against | Against | ||||
| 05 | ORDINARY RESOLUTION TO APPROVE THE REMUNERATION OF THE JOINT LIQUIDATORS. | Management | Against | Against | ||||
| 06 | ORDINARY RESOLUTION TO AUTHORIZE THE JOINT LIQUIDATORS TO DO ALL SUBSIDIARIES OF THE COMPANY. | Management | Against | Against | ||||
| 07 | ORDINARY RESOLUTION TO APPROVE A U.S. $5 MILLION TERMINATION FEE TO BE PAID TO KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., INC. IN THE EVENT THE STOCK PURCHASE AGREEMENT IS TERMINATED UNDER CERTAIN CIRCUMSTANCES. | Management | Against | Against | ||||
HOOKER FURNITURE CORPORATION | ||||||||
Security | 439038100 | Meeting Type | Annual | |||||
Ticker Symbol | HOFT | Meeting Date | 30-Jun-2008 | |||||
ISIN | US4390381006 | Agenda | 932917125 – Management | |||||
| Item Proposal | Type | Vote | For/Against Management | |||||
| 01 | DIRECTOR | Management | ||||||
| 1 PAUL B. TOMS, JR. | For | For | ||||||
| 2 W.C. BEELER, JR. | For | For | ||||||
| 3 JOHN L. GREGORY, III | For | For | ||||||
| 4 MARK F. SCHREIBER | For | For | ||||||
| 5 DAVID G. SWEET | For | For | ||||||
| 6 H.G. WILLIAMSON, JR. | For | For | ||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| IRONWOOD SERIES TRUST | ||
| By: | /s/ Warren J. Isabelle | |
| Warren J. Isabelle, President | ||
Date: 08/12/08
