UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
| Date of report (Date of earliest event reported) | August 25, 2022
|
PEAPACK GLADSTONE FINANCIAL CORP
(Exact Name of Registrant as Specified in Charter)
New Jersey
| 001-16197
| 22-3537895
|
| (State or Other Jurisdiction | (Commission | (I.R.S. Employer |
| of Incorporation) | File Number) | Identification No.) |
500 Hills Drive, Suite 300, Bedminster, New Jersey | 07921
|
| (Address of Principal Executive Offices) | (Zip Code) |
| Registrant’s telephone number, including area code | (908) 234-0700 |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | | Trading Symbol(s) | | Name of each exchange on which registered |
Common
| | PGC
| | The NASDAQ Stock Market LLC
|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| | ☐
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| | ☐
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| | ☐
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| | ☐
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 (a) of the Exchange Act. ☐
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On August 25, 2022, Jeffrey J. Carfora, Senior Executive Vice President and Chief Financial Officer (“CFO”) of Peapack-Gladstone Financial Corporation (the “Company”) and its wholly-owned subsidiary Peapack-Gladstone Bank, informed the Company that he intends to retire April 7, 2023, and will step down as CFO upon the earlier of the Company securing his replacement or April 7, 2023. The Company has begun a search for qualified candidates for the CFO position. Upon a new CFO joining the Company, Mr. Carfora would remain with the Company as a senior officer until April 7, 2023, to assist the Company and the new CFO with transitional matters.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | PEAPACK-GLADSTONE FINANCIAL CORPORATION |
| | | |
| Dated: August 25, 2022 | By:
| /s/ Douglas L. Kennedy |
| | | Douglas L. Kennedy |
| | | President and Chief Executive Officer |
