UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-08549
OAK ASSOCIATES FUNDS
(Exact name of registrant as specified in charter)
101 Federal Street, Boston, Massachusetts 02110
(Address of principal executive offices) (Zip code)
Leslie Manna
Oak Associates Funds
3875 Embassy Parkway, Suite 250
Akron, Ohio 44333-8334
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (330) 668-3334
Date of fiscal year end: October 31
Date of reporting period: July 1, 2010 - June 30, 2011
Item 1. Proxy Voting Record.
NPX Data for Oak Associates Funds 06 30 11
***************************************************** FORM N-PX REPORT *******************************************************
ICA File Number: 811-08549
Reporting Period: 07/01/2010 – 06/30/2011
Oak Associates Funds
==================== BLACK OAK EMERGING TECHNOLOGY SELECT PORTFOLIO ====================
AMERICAN SCIENCE AND ENGINEERING, INC.
Ticker: | ASEI | Security ID: | 029429107 | |||
Meeting Date: | SEP 08, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony R. Fabiano | For | For | Management | ||||
1.2 | Elect Director Denis R. Brown | For | For | Management | ||||
1.3 | Elect Director John A. Gordon | For | For | Management | ||||
1.4 | Elect Director Hamilton W. Helmer | For | For | Management | ||||
1.5 | Elect Director Don R. Kania | For | For | Management | ||||
1.6 | Elect Director Ernest J. Moniz | For | For | Management | ||||
1.7 | Elect Director Mark Thompson | For | For | Management | ||||
1.8 | Elect Director Carl W. Vogt | For | For | Management | ||||
2 | Permit Board to Amend Bylaws Without Shareholder Consent | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
ANSYS, INC.
Ticker: | ANSS | Security ID: | 03662Q105 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James E. Cashman III | For | For | Management | ||||
1.2 | Elect Director William R. McDermott | For | For | Management | ||||
1.3 | Elect Director Ajei S. Gopal | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
APPLE INC.
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: | FEB 23, 2011 | Meeting Type: | Annual |
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Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William V. Campbell | For | For | Management | ||||
1.2 | Elect Director Millard S. Drexler | For | For | Management | ||||
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management | ||||
1.4 | Elect Director Steven P. Jobs | For | For | Management | ||||
1.5 | Elect Director Andrea Jung | For | For | Management | ||||
1.6 | Elect Director Arthur D. Levinson | For | For | Management | ||||
1.7 | Elect Director Ronald D. Sugar | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Adopt Policy on Succession Planning | Against | For | Shareholder | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
ASIAINFO-LINKAGE, INC.
Ticker: | ASIA | Security ID: | 04518A104 | |||
Meeting Date: | SEP 29, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steve Zhang | For | Withhold | Management | ||||
1.2 | Elect Director Thomas Manning | For | Withhold | Management | ||||
1.3 | Elect Director Sean Shao | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
ASIAINFO-LINKAGE, INC.
Ticker: | ASIA | Security ID: | 04518A104 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward Tian | For | Withhold | Management | ||||
1.2 | Elect Director Davin A. Mackenzie | For | For | Management | ||||
1.3 | Elect Director Xiwei Huang | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
CAVIUM NETWORKS, INC.
Ticker: | CAVM | Security ID: | 14965A101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony J. Pantuso | For | For | Management | ||||
1.2 | Elect Director C.N. Reddy | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CERNER CORPORATION
Ticker: | CERN | Security ID: | 156782104 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Denis A. Cortese | For | For | Management | ||||
2 | Elect Director John C. Danforth | For | For | Management | ||||
3 | Elect Director Neal L. Patterson | For | For | Management | ||||
4 | Elect Director William D. Zollars | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
8 | Approve Omnibus Stock Plan | For | For | Management | ||||
9 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
10 | Increase Authorized Common Stock | For | For | Management | ||||
11 | Eliminate Class of Preferred Stock | For | For | Management |
CITRIX SYSTEMS, INC.
Ticker: | CTXS | Security ID: | 177376100 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Murray J. Demo | For | For | Management | ||||
2 | Elect Director Asiff S. Hirji | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: | CTSH | Security ID: | 192446102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert W. Howe | For | For | Management | ||||
2 | Elect Director Robert E. Weissman | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
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4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Increase Authorized Common Stock | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
7 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
CORNING INCORPORATED
Ticker: | GLW | Security ID: | 219350105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John Seely Brown | For | Against | Management | ||||
2 | Elect Director John A. Canning, Jr. | For | For | Management | ||||
3 | Elect Director Gordon Gund | For | Against | Management | ||||
4 | Elect Director Kurt M. Landgraf | For | Against | Management | ||||
5 | Elect Director H. Onno Ruding | For | Against | Management | ||||
6 | Elect Director Glenn F. Tilton | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
DOLBY LABORATORIES, INC.
Ticker: | DLB | Security ID: | 25659T107 | |||
Meeting Date: | FEB 02, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kevin Yeaman | For | For | Management | ||||
1.2 | Elect Director Peter Gotcher | For | For | Management | ||||
1.3 | Elect Director David Dolby | For | For | Management | ||||
1.4 | Elect Director Nicholas Donatiello, Jr | For | For | Management | ||||
1.5 | Elect Director Ted W. Hall | For | For | Management | ||||
1.6 | Elect Director Bill Jasper | For | For | Management | ||||
1.7 | Elect Director Sanford Robertson | For | For | Management | ||||
1.8 | Elect Director Roger Siboni | For | For | Management | ||||
1.9 | Elect Director Avadis Tevanian, Jr. | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
FORTINET, INC.
Ticker: | FTNT | Security ID: | 34959E109 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual |
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Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Walecka | For | For | Management | ||||
1.2 | Elect Director Michael Xie | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ILLUMINA, INC.
Ticker: | ILMN | Security ID: | 452327109 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel M. Bradbury | For | For | Management | ||||
1.2 | Elect Director Roy A. Whitfield | For | For | Management | ||||
1.3 | Elect Director Gerald Moller | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ITRON, INC.
Ticker: | ITRI | Security ID: | 465741106 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jon E. Eliassen | For | For | Management | ||||
2 | Elect Director Charles H. Gaylord Jr. | For | For | Management | ||||
3 | Elect Director Gary E. Pruitt | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MERCADOLIBRE, INC.
Ticker: | MELI | Security ID: | 58733R102 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anton J. Levy | For | Withhold | Management | ||||
1.2 | Elect Director Michael Spence | For | Withhold | Management | ||||
1.3 | Elect Director Mario Eduardo Vazquez | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
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3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
MICREL, INCORPORATED
Ticker: | MCRL | Security ID: | 594793101 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raymond D. Zinn | For | For | Management | ||||
1.2 | Elect Director John E. Bourgoin | For | For | Management | ||||
1.3 | Elect Director Michael J. Callahan | For | For | Management | ||||
1.4 | Elect Director Daniel Heneghan | For | For | Management | ||||
1.5 | Elect Director Neil J. Miotto | For | For | Management | ||||
1.6 | Elect Director Frank W. Schneider | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
MOLYCORP INC (DE)
Ticker: | MCP | Security ID: | 608753109 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Russell D. Ball | For | For | Management | ||||
1.2 | Elect Director Charles R. Henry | For | For | Management | ||||
1.3 | Elect Director Jack E. Thompson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
NETEASE.COM, INC.
Ticker: | NTES | Security ID: | 64110W102 | |||
Meeting Date: | SEP 02, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 22, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Reelect William Ding as Director | For | For | Management | ||||
1b | Reelect Alice Cheng as Director | For | For | Management | ||||
1c | Reelect Denny Lee as Director | For | For | Management | ||||
1d | Reelect Joseph Tong as Director | For | For | Management | ||||
1e | Reelect Lun Feng as Director | For | For | Management | ||||
1f | Reelect Michael Leung as Director | For | For | Management | ||||
1g | Reelect Michael Tong as Director | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | For | For | Management |
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NVIDIA CORPORATION
Ticker: | NVDA | Security ID: | 67066G104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Harvey C. Jones | For | For | Management | ||||
2 | Elect Director William J. Miller | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
QUALCOMM INCORPORATED
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||||
1.11 | Elect Director Francisco Ros | For | For | Management | ||||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||||
1.13 | Elect Director Marc I. Stern | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
RED HAT, INC.
Ticker: | RHT | Security ID: | 756577102 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 16, 2010 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jeffrey J. Clarke | For | For | Management | ||||
2 | Elect Director H. Hugh Shelton | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
SALESFORCE.COM, INC.
Ticker: | CRM | Security ID: | 79466L302 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marc Benioff | For | For | Management | ||||
2 | Elect Director Craig Conway | For | For | Management | ||||
3 | Elect Director Alan Hassenfeld | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Declassify the Board of Directors | Against | For | Shareholder |
SOHU.COM INC.
Ticker: | SOHU | Security ID: | 83408W103 | |||
Meeting Date: | JUL 02, 2010 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward B. Roberts | For | For | Management | ||||
1.2 | Elect Director Zhonghan Deng | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management |
SOHU.COM INC.
Ticker: | SOHU | Security ID: | 83408W103 | |||
Meeting Date: | JUN 17, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles Zhang | For | For | Management | ||||
1.2 | Elect Director Charles Huang | For | For | Management | ||||
1.3 | Elect Director Dave Qi | For | Withhold | Management | ||||
1.4 | Elect Director Shi Wang | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
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VMWARE, INC.
Ticker: | VMW | Security ID: | 928563402 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Renee J. James | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
WIPRO LIMITED
Ticker: | 507685 | Security ID: | 97651M109 | |||
Meeting Date: | JUL 22, 2010 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Dividend of INR 6.00 Per Share | For | For | Management | ||||
3 | Reappoint N. Vaghul as Director | For | For | Management | ||||
4 | Reappoint A. Ganguly as Director | For | For | Management | ||||
5 | Reappoint P.M. Sinha as Director | For | For | Management | ||||
6 | Approve BSR & Co. as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
7 | Appoint H. Kagermann as Director | For | For | Management | ||||
8 | Appoint S. Saran as Director | For | For | Management | ||||
9 | Approve Reappointment and Remuneration of R. Premji, Relative of a Director, as General Manager | For | For | Management | ||||
1 | Approve Scheme of Amalgamation of Wipro Yardley Consumer Care Pvt. Ltd. with WIPRO Ltd. | For | For | Management |
WMS INDUSTRIES INC.
Ticker: | WMS | Security ID: | 929297109 | |||
Meeting Date: | DEC 09, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Bahash | For | For | Management | ||||
1.2 | Elect Director Brian R. Gamache | For | For | Management | ||||
1.3 | Elect Director Patricia M. Nazemetz | For | For | Management | ||||
1.4 | Elect Director Louis J. Nicastro | For | For | Management | ||||
1.5 | Elect Director Neil D. Nicastro | For | For | Management | ||||
1.6 | Elect Director Edward W. Rabin, Jr. | For | For | Management | ||||
1.7 | Elect Director Ira S. Sheinfeld | For | For | Management | ||||
1.8 | Elect Director Bobby L. Siller | For | For | Management | ||||
1.9 | Elect Director William J. Vareschi, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
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=============================== LIVE OAK HEALTH SCIENCES FUND ==============================
AFFYMETRIX, INC.
Ticker: | AFFX | Security ID: | 00826T108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen P.A. Fodor, Ph.D. | For | For | Management | ||||
2 | Elect Director Kevin M. King | For | For | Management | ||||
3 | Elect Director Nelson C. Chan | For | For | Management | ||||
4 | Elect Director John D. Diekman, Ph.D. | For | For | Management | ||||
5 | Elect Director Gary S. Guthart, Ph.D. | For | For | Management | ||||
6 | Elect Director Jami Dover Nachtsheim | For | For | Management | ||||
7 | Elect Director Robert H. Trice, Ph.D. | For | For | Management | ||||
8 | Elect Director Robert P. Wayman | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
AMERISOURCEBERGEN CORPORATION
Ticker: | ABC | Security ID: | 03073E105 | |||
Meeting Date: | FEB 17, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charles H. Cotros | For | For | Management | ||||
2 | Elect Director Jane E. Henney | For | For | Management | ||||
3 | Elect Director R. David Yost | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Declassify the Board of Directors | For | For | Management | ||||
8 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
AMGEN INC.
Ticker: | AMGN | Security ID: | 031162100 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David Baltimore | For | For | Management | ||||
2 | Elect Director Frank J. Biondi, Jr. | For | For | Management | ||||
3 | Elect Director Francois De Carbonnel | For | For | Management | ||||
4 | Elect Director Vance D. Coffman | For | For | Management | ||||
5 | Elect Director Rebecca M. Henderson | For | For | Management | ||||
6 | Elect Director Frank C. Herringer | For | For | Management |
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7 | Elect Director Gilbert S. Omenn | For | For | Management | ||||
8 | Elect Director Judith C. Pelham | For | For | Management | ||||
9 | Elect Director J. Paul Reason | For | For | Management | ||||
10 | Elect Director Leonard D. Schaeffer | For | For | Management | ||||
11 | Elect Director Kevin W. Sharer | For | For | Management | ||||
12 | Elect Director Ronald D. Sugar | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Provide Right to Act by Written Consent | Against | For | Shareholder |
ASTRAZENECA PLC
Ticker: | AZNL | Security ID: | 046353108 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | For | For | Management | ||||
3 | Reappoint KPMG Audit plc as Auditors | For | For | Management | ||||
4 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
5(a) | Re-elect Louis Schweitzer as Director | For | For | Management | ||||
5(b) | Re-elect David Brennan as Director | For | For | Management | ||||
5(c) | Re-elect Simon Lowth as Director | For | For | Management | ||||
5(d) | Elect Bruce Burlington as Director | For | For | Management | ||||
5(e) | Re-elect Jean-Philippe Courtois as Director | For | For | Management | ||||
5(f) | Re-elect Michele Hooper as Director | For | For | Management | ||||
5(g) | Re-elect Rudy Markham as Director | For | For | Management | ||||
5(h) | Re-elect Nancy Rothwell as Director | For | For | Management | ||||
5(i) | Elect Shriti Vadera as Director | For | For | Management | ||||
5(j) | Re-elect John Varley as Director | For | For | Management | ||||
5(k) | Re-elect Marcus Wallenberg as Director | For | For | Management | ||||
6 | Approve Remuneration Report | For | For | Management | ||||
7 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
8 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
9 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
10 | Authorise Market Purchase | For | For | Management | ||||
11 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
BAXTER INTERNATIONAL INC.
Ticker: | BAX | Security ID: | 071813109 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Wayne T. Hockmeyer | For | For | Management | ||||
2 | Elect Director Robert L. Parkinson, Jr. | For | For | Management | ||||
3 | Elect Director Thomas T. Stallkamp | For | For | Management | ||||
4 | Elect Director Albert P.L. Stroucken | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
8 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
9 | Approve Omnibus Stock Plan | For | For | Management | ||||
10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | For | For | Management |
BIOGEN IDEC INC.
Ticker: | BIIB | Security ID: | 09062X103 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Caroline D. Dorsa | For | For | Management | ||||
2 | Elect Director Stelios Papadopoulos | For | For | Management | ||||
3 | Elect Director George A. Scangos | For | For | Management | ||||
4 | Elect Director Lynn Schenk | For | For | Management | ||||
5 | Elect Director Alexander J. Denner | For | For | Management | ||||
6 | Elect Director Nancy L. Leaming | For | For | Management | ||||
7 | Elect Director Richard C. Mulligan | For | For | Management | ||||
8 | Elect Director Robert W. Pangia | For | For | Management | ||||
9 | Elect Director Brian S. Posner | For | For | Management | ||||
10 | Elect Director Eric K. Rowinsky | For | For | Management | ||||
11 | Elect Director Stephen A. Sherwin | For | For | Management | ||||
12 | Elect Director William D. Young | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Declassify the Board of Directors | For | For | Management |
BOSTON SCIENTIFIC CORPORATION
Ticker: | BSX | Security ID: | 101137107 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Katharine T. Bartlett | For | For | Management | ||||
1.2 | Elect Director Bruce L. Byrnes | For | For | Management | ||||
1.3 | Elect Director Nelda J. Connors | For | For | Management | ||||
1.4 | Elect Director J. Raymond Elliott | For | For | Management | ||||
1.5 | Elect Director Kristina M. Johnson | For | For | Management | ||||
1.6 | Elect Director Ernest Mario | For | For | Management | ||||
1.7 | Elect Director N.J. Nicholas, Jr. | For | For | Management | ||||
1.8 | Elect Director Pete M. Nicholas | For | For | Management | ||||
1.9 | Elect Director Uwe E. Reinhardt | For | For | Management |
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1.10 | Elect Director John E. Sununu | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
C. R. BARD, INC.
Ticker: | BCR | Security ID: | 067383109 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John C. Kelly | For | For | Management | ||||
1.2 | Elect Director Gail K. Naughton | For | For | Management | ||||
1.3 | Elect Director John H. Weiland | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Prepare Sustainability Report | Against | For | Shareholder | ||||
6 | Declassify the Board of Directors | Against | For | Shareholder |
CARDINAL HEALTH, INC.
Ticker: | CAH | Security ID: | 14149Y108 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Colleen F. Arnold | For | For | Management | ||||
2 | Elect Director George S. Barrett | For | For | Management | ||||
3 | Elect Director Glenn A. Britt | For | For | Management | ||||
4 | Elect Director Carrie S. Cox | For | For | Management | ||||
5 | Elect Director Calvin Darden | For | For | Management | ||||
6 | Elect Director Bruce L. Downey | For | For | Management | ||||
7 | Elect Director John F. Finn | For | For | Management | ||||
8 | Elect Director Gregory B. Kenny | For | For | Management | ||||
9 | Elect Director James J. Mongan | For | For | Management | ||||
10 | Elect Director Richard C. Notebaert | For | For | Management | ||||
11 | Elect Director David W. Raisbeck | For | For | Management | ||||
12 | Elect Director Jean G. Spaulding | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Permit Board to Amend Bylaws Without Shareholder Consent | For | For | Management | ||||
15 | Performance-Based Equity Awards | Against | For | Shareholder | ||||
16 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
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CAREFUSION CORPORATION
Ticker: | CFN | Security ID: | 14170T101 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David L. Schlotterbeck | For | For | Management | ||||
2 | Elect Director J. Michael Losh | For | For | Management | ||||
3 | Elect Director Edward D. Miller | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Approve Executive Incentive Bonus Plan | For | For | Management |
CENTENE CORPORATION
Ticker: | CNC | Security ID: | 15135B101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael F. Neidorff | For | For | Management | ||||
1.2 | Elect Director Richard A. Gephardt | For | For | Management | ||||
1.3 | Elect Director John R. Roberts | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Other Business | None | None | Management |
CORCEPT THERAPEUTICS INCORPORATED
Ticker: | CORT | Security ID: | 218352102 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director G. Leonard Baker, Jr. | For | For | Management | ||||
1.2 | Elect Director Joseph K. Belanoff, M.D. | For | For | Management | ||||
1.3 | Elect Director Joseph C. Cook, Jr. | For | For | Management | ||||
1.4 | Elect Director Patrick G. Enright | For | For | Management | ||||
1.5 | Elect Director David L. Mahoney | For | For | Management | ||||
1.6 | Elect Director Joseph L. Turner | For | For | Management | ||||
1.7 | Elect Director James N. Wilson | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
ELI LILLY AND COMPANY
Ticker: | LLY | Security ID: | 532457108 | |||
Meeting Date: | APR 18, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 15, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director M.L. Eskew | For | For | Management | ||||
2 | Elect Director A.G. Gilman | For | For | Management | ||||
3 | Elect Director K.N. Horn | For | For | Management | ||||
4 | Elect Director J.C. Lechleiter | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
8 | Declassify the Board of Directors | For | For | Management | ||||
9 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
10 | Approve Executive Incentive Bonus Plan | For | For | Management |
GLAXOSMITHKLINE PLC
Ticker: | GSK | Security ID: | 37733W105 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Elect Simon Dingemans as Director | For | For | Management | ||||
4 | Elect Stacey Cartwright as Director | For | For | Management | ||||
5 | Elect Judy Lewent as Director | For | For | Management | ||||
6 | Re-elect Sir Christopher Gent as Director | For | For | Management | ||||
7 | Re-elect Andrew Witty as Director | For | For | Management | ||||
8 | Re-elect Sir Roy Anderson as Director | For | For | Management | ||||
9 | Re-elect Dr Stephanie Burns as Director | For | For | Management | ||||
10 | Re-elect Larry Culp as Director | For | For | Management | ||||
11 | Re-elect Sir Crispin Davis as Director | For | For | Management | ||||
12 | Re-elect Sir Deryck Maughan as Director | For | For | Management | ||||
13 | Re-elect James Murdoch as Director | For | For | Management | ||||
14 | Re-elect Dr Daniel Podolsky as Director | For | For | Management | ||||
15 | Re-elect Dr Moncef Slaoui as Director | For | For | Management | ||||
16 | Re-elect Tom de Swaan as Director | For | For | Management | ||||
17 | Re-elect Sir Robert Wilson as Director | For | For | Management | ||||
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
19 | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
20 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
21 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
22 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
23 | Authorise Market Purchase | For | For | Management | ||||
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | For | For | Management | ||||
25 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
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INVENTIV HEALTH, INC.
Ticker: | VTIV | Security ID: | 46122E105 | |||||
Meeting Date: | JUL 21, 2010 | Meeting Type: | Special | |||||
Record Date: | JUN 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Mary Sue Coleman | For | For | Management | ||||
2 | Elect Director James G. Cullen | For | For | Management | ||||
3 | Elect Director Ian E.L. Davis | For | For | Management | ||||
4 | Elect Director Michael M.e. Johns | For | For | Management | ||||
5 | Elect Director Susan L. Lindquist | For | For | Management | ||||
6 | Elect Director Anne M. Mulcahy | For | For | Management | ||||
7 | Elect Director Leo F. Mullin | For | For | Management | ||||
8 | Elect Director William D. Perez | For | For | Management | ||||
9 | Elect Director Charles Prince | For | For | Management | ||||
10 | Elect Director David Satcher | For | For | Management | ||||
11 | Elect Director William C. Weldon | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Against | Against | Shareholder | ||||
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant’s Health Status | Against | Against | Shareholder | ||||
17 | Adopt Animal-Free Training Methods | Against | Against | Shareholder |
MCKESSON CORPORATION
Ticker: | MCK | Security ID: | 58155Q103 | |||
Meeting Date: | JUL 28, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Andy D. Bryant | For | For | Management | ||||
2 | Elect Director Wayne A. Budd | For | For | Management | ||||
3 | Elect Director John H. Hammergren | For | For | Management | ||||
4 | Elect Director Alton F. Irby III | For | Against | Management | ||||
5 | Elect Director M. Christine Jacobs | For | Against | Management | ||||
6 | Elect Director Marie L. Knowles | For | For | Management | ||||
7 | Elect Director David M. Lawrence | For | Against | Management | ||||
8 | Elect Director Edward A. Mueller | For | Against | Management | ||||
9 | Elect Director Jane E. Shaw | For | For | Management | ||||
10 | Amend Omnibus Stock Plan | For | For | Management |
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11 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
14 | Report on Pay Disparity | Against | Against | Shareholder |
MEDICIS PHARMACEUTICAL CORPORATION
Ticker: | MRX | Security ID: | 584690309 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Spencer Davidson | For | For | Management | ||||
2 | Elect Director Stuart Diamond | For | For | Management | ||||
3 | Elect Director Peter S. Knight | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Amend Omnibus Stock Plan | For | For | Management |
MEDTRONIC, INC.
Ticker: | MDT | Security ID: | 585055106 | |||
Meeting Date: | AUG 25, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 28, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard H. Anderson | For | For | Management | ||||
1.2 | Elect Director David L. Calhoun | For | For | Management | ||||
1.3 | Elect Director Victor J. Dzau | For | For | Management | ||||
1.4 | Elect Director William A. Hawkins | For | For | Management | ||||
1.5 | Elect Director Shirley A. Jackson | For | For | Management | ||||
1.6 | Elect Director James T. Lenehan | For | For | Management | ||||
1.7 | Elect Director Denise M. O’Leary | For | For | Management | ||||
1.8 | Elect Director Kendall J. Powell | For | For | Management | ||||
1.9 | Elect Director Robert C. Pozen | For | For | Management | ||||
1.10 | Elect Director Jean-Pierre Rosso | For | For | Management | ||||
1.11 | Elect Director Jack W. Schuler | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
MOLINA HEALTHCARE, INC.
Ticker: | MOH | Security ID: | 60855R100 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Mario Molina | For | For | Management | ||||
1.2 | Elect Director Steven J. Orlando | For | For | Management | ||||
1.3 | Elect Director Ronna E. Romney | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
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4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
NOVARTIS AG
Ticker: | NOVN | Security ID: | 66987V109 | |||
Meeting Date: | FEB 22, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | For | For | Management | ||||
4 | Approve Remuneration System | For | Against | Management | ||||
5a | Reelect Ann Fudge as Director | For | For | Management | ||||
5b | Reelect Pierre Landolt as Director | For | For | Management | ||||
5c | Reelect Ulrich Lehner as Director | For | For | Management | ||||
5d | Elect Enrico Vanni as Director | For | For | Management | ||||
6 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||
7 | Additional And/or Counter-proposals Presented At The Meeting | For | Against | Management |
NOVARTIS AG
Ticker: | NOVN | Security ID: | 66987V109 | |||
Meeting Date: | APR 08, 2011 | Meeting Type: | Special | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Approve Merger Agreement with Alcon Inc. | For | For | Management | ||||
1.2 | Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. | For | For | Management | ||||
2 | Additional And/or Counter-proposals Presented At The Meeting | For | Against | Management |
PAR PHARMACEUTICAL COMPANIES, INC.
Ticker: | PRX | Security ID: | 69888P106 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Patrick G. LePore | For | For | Management | ||||
1.2 | Elect Director Ronald M. Nordmann | For | For | Management |
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1.3 | Elect Director Joseph E. Smith | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Dennis A. Ausiello | For | For | Management | ||||
2 | Elect Director Michael S. Brown | For | For | Management | ||||
3 | Elect Director M. Anthony Burns | For | For | Management | ||||
4 | Elect Director W. Don Cornwell | For | For | Management | ||||
5 | Elect Director Frances D. Fergusson | For | For | Management | ||||
6 | Elect Director William H. Gray III | For | For | Management | ||||
7 | Elect Director Constance J. Horner | For | For | Management | ||||
8 | Elect Director James M. Kilts | For | For | Management | ||||
9 | Elect Director George A. Lorch | For | For | Management | ||||
10 | Elect Director John P. Mascotte | For | For | Management | ||||
11 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
12 | Elect Director Ian C. Read | For | For | Management | ||||
13 | Elect Director Stephen W. Sanger | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
17 | Publish Political Contributions | Against | Against | Shareholder | ||||
18 | Report on Public Policy Advocacy Process | Against | Against | Shareholder | ||||
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Against | Against | Shareholder | ||||
20 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
21 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
22 | Report on Animal Testing and Plans for Reduction | Against | Against | Shareholder |
PHARMERICA CORPORATION
Ticker: | PMC | Security ID: | 71714F104 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gregory S. Weishar | For | For | Management | ||||
1.2 | Elect Director W. Robert Dahl, Jr. | For | For | Management | ||||
1.3 | Elect Director Frank E. Collins | For | For | Management | ||||
1.4 | Elect Director Thomas P. Mac Mahon | For | For | Management | ||||
1.5 | Elect Director Marjorie W. Dorr | For | For | Management | ||||
1.6 | Elect Director Thomas P. Gerrity | For | For | Management | ||||
1.7 | Elect Director Robert A. Oakley | For | For | Management | ||||
1.8 | Elect Director Geoffrey G. Meyers | For | For | Management |
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2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
SANOFI AVENTIS
Ticker: | SAN | Security ID: | 80105N105 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 2.5 per Share | For | For | Management | ||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | Management | ||||
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | For | For | Management | ||||
6 | Ratify Appointment of Carole Piwnica as Director | For | For | Management | ||||
7 | Elect Suet Fern Lee as Director | For | For | Management | ||||
8 | Reelect Thierry Desmarest as Director | For | For | Management | ||||
9 | Reelect Igor Landau as Director | For | For | Management | ||||
10 | Reelect Gerard Van Kemmel as Director | For | For | Management | ||||
11 | Reelect Serge Weinberg as Director | For | For | Management | ||||
12 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | For | For | Management | ||||
13 | Appoint Yves Nicolas as Alternate Auditor | For | For | Management | ||||
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | For | For | Management | ||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | For | For | Management | ||||
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Management | ||||
19 | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||
20 | Approve Employee Stock Purchase Plan | For | For | Management | ||||
21 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | For | Against | Management | ||||
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
23 | Amend Article 11 of Bylaws Re: Board Size | For | For | Management |
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24 | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | For | For | Management | ||||
25 | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | For | For | Management | ||||
26 | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | For | For | Management | ||||
27 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
TARGACEPT, INC.
Ticker: | TRGT | Security ID: | 87611R306 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M. James Barrett | For | For | Management | ||||
1.2 | Elect Director Julia R. Brown | For | For | Management | ||||
1.3 | Elect Director J. Donald DeBethizy | For | For | Management | ||||
1.4 | Elect Director John P. Richard | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
TECHNE CORPORATION
Ticker: | TECH | Security ID: | 878377100 | |||
Meeting Date: | OCT 28, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas E. Oland | For | For | Management | ||||
1.2 | Elect Director Roger C. Lucas Phd | For | For | Management | ||||
1.3 | Elect Director Howard V. O’connell | For | For | Management | ||||
1.4 | Elect Director Randolph C Steer Md Phd | For | For | Management | ||||
1.5 | Elect Director Robert V. Baumgartner | For | For | Management | ||||
1.6 | Elect Director Charles A. Dinarello Md | For | For | Management | ||||
1.7 | Elect Director Karen A. Holbrook, Phd | For | For | Management | ||||
1.8 | Elect Director John L. Higgins | For | For | Management | ||||
1.9 | Elect Director Roeland Nusse Phd | For | Withhold | Management | ||||
2 | Fix Number of Directors at Nine | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management |
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 | |||
Meeting Date: | MAY 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William C. Ballard, Jr. | For | For | Management |
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2 | Elect Director Richard T. Burke | For | For | Management | ||||
3 | Elect Director Robert J. Darretta | For | For | Management | ||||
4 | Elect Director Stephen J. Hemsley | For | For | Management | ||||
5 | Elect Director Michele J. Hooper | For | For | Management | ||||
6 | Elect Director Rodger A. Lawson | For | For | Management | ||||
7 | Elect Director Douglas W. Leatherdale | For | For | Management | ||||
8 | Elect Director Glenn M. Renwick | For | For | Management | ||||
9 | Elect Director Kenneth I. Shine | For | For | Management | ||||
10 | Elect Director Gail R. Wilensky | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management |
WATERS CORPORATION
Ticker: | WAT | Security ID: | 941848103 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joshua Bekenstein | For | For | Management | ||||
1.2 | Elect Director Michael J. Berendt | For | For | Management | ||||
1.3 | Elect Director Douglas A. Berthiaume | For | For | Management | ||||
1.4 | Elect Director Edward Conard | For | For | Management | ||||
1.5 | Elect Director Laurie H. Glimcher | For | For | Management | ||||
1.6 | Elect Director Christopher A. Kuebler | For | For | Management | ||||
1.7 | Elect Director William J. Miller | For | For | Management | ||||
1.8 | Elect Director Joann A. Reed | For | For | Management | ||||
1.9 | Elect Director Thomas P. Salice | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
WELLPOINT, INC.
Ticker: | WLP | Security ID: | 94973V107 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Angela F. Braly | For | For | Management | ||||
1.2 | Elect Director Warren Y. Jobe | For | For | Management | ||||
1.3 | Elect Director William G. Mays | For | For | Management | ||||
1.4 | Elect Director William J. Ryan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3a | Reduce Supermajority Vote Requirement Relating to Vote Requirement | For | For | Management | ||||
3b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | For | Management | ||||
3c | Opt Out of State’s Control Share Acquisition Law | For | For | Management |
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3d | Amend Articles of Incorporation to Remove Certain Obsolete Provisions | For | For | Management | ||||
3e | Amend Articles of Incorporation to Remove Other Obsolete Provisions and Make Conforming Changes | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Feasibility Study for Converting to Nonprofit Status | Against | Against | Shareholder | ||||
7 | Reincorporate in Another State [from Indiana to Delaware] | Against | For | Shareholder | ||||
8 | Require Independent Board Chairman | Against | For | Shareholder |
============================= PIN OAK AGGRESSIVE STOCK FUND =============================
AMAZON.COM, INC.
Ticker: | AMZN | Security ID: | 023135106 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jeffrey P. Bezos | For | For | Management | ||||
2 | Elect Director Tom A. Alberg | For | For | Management | ||||
3 | Elect Director John Seely Brown | For | For | Management | ||||
4 | Elect Director William B. Gordon | For | For | Management | ||||
5 | Elect Director Alain Monie | For | For | Management | ||||
6 | Elect Director Jonathan J. Rubinstein | For | For | Management | ||||
7 | Elect Director Thomas O. Ryder | For | For | Management | ||||
8 | Elect Director Patricia Q. Stonesifer | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
12 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
13 | Report on Climate Change | Against | For | Shareholder |
AMDOCS LIMITED
Ticker: | DOX | Security ID: | G02602103 | |||
Meeting Date: | JAN 26, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 22, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.a | Reelect Bruce Anderson as a Director | For | For | Management | ||||
1.b | Reelect Adrian Gardner as a Director | For | For | Management | ||||
1.c | Reelect Charles Foster as a Director | For | For | Management | ||||
1.d | Reelect James Kahan as a Director | For | For | Management | ||||
1.e | Reelect Zohar Zisapel as a Director | For | For | Management | ||||
1.f | Reelect Julian Brodsky as a Director | For | For | Management | ||||
1.g | Reelect Eli Gelman as a Director | For | For | Management | ||||
1.h | Reelect Nehemia Lemelbaum as a Director | For | For | Management | ||||
1.i | Reelect John McLennan as a Director | For | For | Management | ||||
1.j | Reelect Robert Minicucci as a Director | For | For | Management |
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1.k | Reelect Simon Olswang as a Director | For | For | Management | ||||
1.l | Elect Richard Sarnoff as a Director | For | For | Management | ||||
1.m | Reelect Giora Yaron as a Director | For | For | Management | ||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
BIOGEN IDEC INC.
Ticker: | BIIB | Security ID: | 09062X103 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Caroline D. Dorsa | For | For | Management | ||||
2 | Elect Director Stelios Papadopoulos | For | For | Management | ||||
3 | Elect Director George A. Scangos | For | For | Management | ||||
4 | Elect Director Lynn Schenk | For | For | Management | ||||
5 | Elect Director Alexander J. Denner | For | For | Management | ||||
6 | Elect Director Nancy L. Leaming | For | For | Management | ||||
7 | Elect Director Richard C. Mulligan | For | For | Management | ||||
8 | Elect Director Robert W. Pangia | For | For | Management | ||||
9 | Elect Director Brian S. Posner | For | For | Management | ||||
10 | Elect Director Eric K. Rowinsky | For | For | Management | ||||
11 | Elect Director Stephen A. Sherwin | For | For | Management | ||||
12 | Elect Director William D. Young | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Declassify the Board of Directors | For | For | Management |
BLUE NILE, INC.
Ticker: | NILE | Security ID: | 09578R103 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Eric Carlborg | For | For | Management | ||||
1.2 | Elect Director Mark Vadon | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
BMC SOFTWARE, INC.
Ticker: | BMC | Security ID: | 055921100 | |||
Meeting Date: | JUL 21, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 25, 2010 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert E. Beauchamp | For | For | Management | ||||
2 | Elect Director Jon E. Barfield | For | For | Management | ||||
3 | Elect Director Gary L. Bloom | For | For | Management | ||||
4 | Elect Director Meldon K. Gafner | For | For | Management | ||||
5 | Elect Director Mark J. Hawkins | For | For | Management | ||||
6 | Elect Director Stephan A. James | For | For | Management | ||||
7 | Elect Director P. Thomas Jenkins | For | For | Management | ||||
8 | Elect Director Louis J. Lavigne, Jr. | For | For | Management | ||||
9 | Elect Director Kathleen A. O’Neil | For | For | Management | ||||
10 | Elect Director Tom C. Tinsley | For | For | Management | ||||
11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
CAPITAL ONE FINANCIAL CORPORATION
Ticker: | COF | Security ID: | 14040H105 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Patrick W. Gross | For | For | Management | ||||
2 | Elect Director Ann Fritz Hackett | For | For | Management | ||||
3 | Elect Director Pierre E. Leroy | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Declassify the Board of Directors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CIT GROUP INC.
Ticker: | CIT | Security ID: | 125581801 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John A. Thain | For | For | Management | ||||
2 | Elect Director Michael J. Embler | For | For | Management | ||||
3 | Elect Director William M. Freeman | For | For | Management | ||||
4 | Elect Director David M. Moffett | For | For | Management | ||||
5 | Elect Director R. Brad Oates | For | For | Management | ||||
6 | Elect Director Marianne Miller Parrs | For | For | Management | ||||
7 | Elect Director Gerald Rosenfeld | For | For | Management | ||||
8 | Elect Director John R. Ryan | For | For | Management | ||||
9 | Elect Director Seymour Sternberg | For | For | Management | ||||
10 | Elect Director Peter J. Tobin | For | For | Management | ||||
11 | Elect Director Laura S. Unger | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
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DISH NETWORK CORPORATION
Ticker: | DISH | Security ID: | 25470M109 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James Defranco | For | Withhold | Management | ||||
1.2 | Elect Director Cantey Ergen | For | Withhold | Management | ||||
1.3 | Elect Director Charles W. Ergen | For | Withhold | Management | ||||
1.4 | Elect Director Steven R. Goodbarn | For | For | Management | ||||
1.5 | Elect Director Gary S. Howard | For | For | Management | ||||
1.6 | Elect Director David K. Moskowitz | For | Withhold | Management | ||||
1.7 | Elect Director Tom A. Ortolf | For | For | Management | ||||
1.8 | Elect Director Carl E. Vogel | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Adopt a Recapitalization Plan | Against | For | Shareholder | ||||
6 | Other Business | For | Against | Management |
EBAY INC.
Ticker: | EBAY | Security ID: | 278642103 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Fred D. Anderson | For | For | Management | ||||
2 | Elect Director Edward W. Barnholt | For | For | Management | ||||
3 | Elect Director Scott D. Cook | For | For | Management | ||||
4 | Elect Director John J. Donahoe | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
EDISON INTERNATIONAL
Ticker: | EIX | Security ID: | 281020107 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jagjeet S. Bindra | For | For | Management | ||||
2 | Elect Director Vanessa C.L. Chang | For | For | Management | ||||
3 | Elect Director France A. Cordova | For | For | Management | ||||
4 | Elect Director Theodore F. Craver, Jr. | For | For | Management | ||||
5 | Elect Director Charles B. Curtis | For | For | Management | ||||
6 | Elect Director Bradford M. Freeman | For | For | Management |
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7 | Elect Director Luis G. Nogales | For | For | Management | ||||
8 | Elect Director Ronald L. Olson | For | For | Management | ||||
9 | Elect Director James M. Rosser | For | For | Management | ||||
10 | Elect Director Richard T. Schlosberg, III | For | For | Management | ||||
11 | Elect Director Thomas C. Sutton | For | For | Management | ||||
12 | Elect Director Brett White | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Amend Omnibus Stock Plan | For | For | Management |
ENSCO PLC
Ticker: | ESV | Security ID: | 29358Q109 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Re-elect J. Roderick Clark as Director | For | For | Management | ||||
2 | Re-elect Daniel W. Rabun as Director | For | For | Management | ||||
3 | Re-elect Keith O. Rattie as Director | For | For | Management | ||||
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | For | For | Management | ||||
5 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Management | ||||
6 | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
7 | Approve Special Dividends | For | For | Management | ||||
8 | Authorize Associated Deed of Release for Historic Dividends | For | For | Management | ||||
9 | Authorize Release All Claims Against Directors for Historic Dividends | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ENSCO PLC
Ticker: | ESV | Security ID: | 29358Q109 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Special | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management |
FAIR ISAAC CORPORATION
Ticker: | FICO | Security ID: | 303250104 | |||
Meeting Date: | FEB 01, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 08, 2010 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A. George Battle | For | For | Management | ||||
1.2 | Elect Director Nicholas F. Graziano | For | For | Management | ||||
1.3 | Elect Director Mark N. Greene | For | For | Management | ||||
1.4 | Elect Director Alex W. Hart | For | For | Management | ||||
1.5 | Elect Director James D. Kirsner | For | For | Management | ||||
1.6 | Elect Director William J. Lansing | For | For | Management | ||||
1.7 | Elect Director Rahul N. Merchant | For | For | Management | ||||
1.8 | Elect Director Margaret L. Taylor | For | For | Management | ||||
1.9 | Elect Director Duane E. White | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
FIRST BANCORP
Ticker: | FBNC | Security ID: | 318910106 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel T. Blue, Jr. | For | For | Management | ||||
1.2 | Elect Director Jack D. Briggs | For | For | Management | ||||
1.3 | Elect Director R. Walton Brown | For | For | Management | ||||
1.4 | Elect Director David L. Burns | For | For | Management | ||||
1.5 | Elect Director John F. Burns | For | For | Management | ||||
1.6 | Elect Director Mary Clara Capel | For | For | Management | ||||
1.7 | Elect Director James C. Crawford, III | For | For | Management | ||||
1.8 | Elect Director R. Winston Dozier | For | For | Management | ||||
1.9 | Elect Director James G. Hudson, Jr. | For | For | Management | ||||
1.10 | Elect Director Richard H. Moore | For | For | Management | ||||
1.11 | Elect Director Jerry L. Ocheltree | For | For | Management | ||||
1.12 | Elect Director George R. Perkins, Jr. | For | For | Management | ||||
1.13 | Elect Director Thomas F. Phillips | For | For | Management | ||||
1.14 | Elect Director Frederick L. Taylor, II | For | For | Management | ||||
1.15 | Elect Director Virginia C. Thomasson | For | For | Management | ||||
1.16 | Elect Director Goldie H. Wallace | For | For | Management | ||||
1.17 | Elect Director Dennis A. Wicker | For | For | Management | ||||
1.18 | Elect Director John C. Willis | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
GANNETT CO., INC.
Ticker: | GCI | Security ID: | 364730101 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John E. Cody | For | For | Management | ||||
1.2 | Elect Director Craig A. Dubow | For | For | Management | ||||
1.3 | Elect Director Howard D. Elias | For | For | Management | ||||
1.4 | Elect Director Arthur H. Harper | For | For | Management | ||||
1.5 | Elect Director John Jeffry Louis | For | For | Management | ||||
1.6 | Elect Director Marjorie Magner | For | For | Management |
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1.7 | Elect Director Scott K. McCune | For | For | Management | ||||
1.8 | Elect Director Duncan M. McFarland | For | For | Management | ||||
1.9 | Elect Director Neal Shapiro | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
GARMIN LTD.
Ticker: | GRMN | Security ID: | H2906T109 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3.1 | Elect Director Donald H. Eller | For | For | Management | ||||
3.2 | Elect Director Clifton A. Pemble | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Approve Dividends | For | For | Management | ||||
6 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
GOOGLE INC.
Ticker: | GOOG | Security ID: | 38259P508 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | For | Management | ||||
1.2 | Elect Director Sergey Brin | For | For | Management | ||||
1.3 | Elect Director Eric E. Schmidt | For | For | Management | ||||
1.4 | Elect Director L. John Doerr | For | For | Management | ||||
1.5 | Elect Director John L. Hennessy | For | For | Management | ||||
1.6 | Elect Director Ann Mather | For | For | Management | ||||
1.7 | Elect Director Paul S. Otellini | For | For | Management | ||||
1.8 | Elect Director K. Ram Shriram | For | For | Management | ||||
1.9 | Elect Director Shirley M. Tilghman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
7 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder | ||||
8 | Report on Code of Conduct Compliance | Against | Against | Shareholder |
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GREAT SOUTHERN BANCORP, INC.
Ticker: | GSBC | Security ID: | 390905107 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William E. Barclay | For | For | Management | ||||
1.2 | Elect Director Larry D. Frazier | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
HERCULES OFFSHORE, INC.
Ticker: | HERO | Security ID: | 427093109 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas N. Amonett | For | Withhold | Management | ||||
1.2 | Elect Director Thomas J. Madonna | For | Withhold | Management | ||||
1.3 | Elect Director F. Gardner Parker | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
IAC/INTERACTIVECORP
Ticker: | IACI | Security ID: | 44919P508 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gregory R. Blatt | For | For | Management | ||||
1.2 | Elect Director Edgar Bronfman, Jr. | For | For | Management | ||||
1.3 | Elect Director Barry Diller | For | For | Management | ||||
1.4 | Elect Director Michael D. Eisner | For | For | Management | ||||
1.5 | Elect Director Victor A. Kaufman | For | For | Management | ||||
1.6 | Elect Director Donald R. Keough | For | For | Management | ||||
1.7 | Elect Director Bryan Lourd | For | For | Management | ||||
1.8 | Elect Director Arthur C. Martinez | For | For | Management | ||||
1.9 | Elect Director David Rosenblatt | For | For | Management | ||||
1.10 | Elect Director Alan G. Spoon | For | For | Management | ||||
1.11 | Elect Director Alexander von Furstenberg | For | For | Management | ||||
1.12 | Elect Director Richard F. Zannino | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
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INTERNATIONAL BANCSHARES CORPORATION
Ticker: | IBOC | Security ID: | 459044103 | |||
Meeting Date: | MAY 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director I. Greenblum | For | For | Management | ||||
1.2 | Elect Director R.D. Guerra | For | Withhold | Management | ||||
1.3 | Elect Director D.B. Hastings, Jr. | For | For | Management | ||||
1.4 | Elect Director D.B. Howland | For | For | Management | ||||
1.5 | Elect Director I. Navarro | For | Withhold | Management | ||||
1.6 | Elect Director S. Neiman | For | Withhold | Management | ||||
1.7 | Elect Director P.J. Newman | For | For | Management | ||||
1.8 | Elect Director D.E. Nixon | For | Withhold | Management | ||||
1.9 | Elect Director L. Norton | For | For | Management | ||||
1.10 | Elect Director L. Salinas | For | For | Management | ||||
1.11 | Elect Director A.R. Sanchez, Jr. | For | Withhold | Management | ||||
1.12 | Elect Director Guillermo F. Trevino | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
INTERVAL LEISURE GROUP, INC.
Ticker: | IILG | Security ID: | 46113M108 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Craig M. Nash | For | For | Management | ||||
1.2 | Elect Director Gregory R. Blatt | For | Withhold | Management | ||||
1.3 | Elect Director David Flowers | For | For | Management | ||||
1.4 | Elect Director Gary S. Howard | For | For | Management | ||||
1.5 | Elect Director Lewis J. Korman | For | For | Management | ||||
1.6 | Elect Director Thomas J. Kuhn | For | For | Management | ||||
1.7 | Elect Director Thomas J. McInerney | For | For | Management | ||||
1.8 | Elect Director Thomas P. Murphy, Jr. | For | For | Management | ||||
1.9 | Elect Director Avy H. Stein | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
KBR, INC.
Ticker: | KBR | Security ID: | 48242W106 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John R. Huff | For | For | Management |
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1.2 | Elect Director Lester L. Lyles | For | For | Management | ||||
1.3 | Elect Director Richard J. Slater | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | For | Shareholder |
KLA-TENCOR CORPORATION
Ticker: | KLAC | Security ID: | 482480100 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward W. Barnholt | For | For | Management | ||||
1.2 | Elect Director Emiko Higashi | For | For | Management | ||||
1.3 | Elect Director Stephen P. Kaufman | For | For | Management | ||||
1.4 | Elect Director Richard P. Wallace | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
LIVE NATION ENTERTAINMENT, INC.
Ticker: | LYV | Security ID: | 538034109 | |||
Meeting Date: | DEC 02, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Irving L. Azoff | For | Withhold | Management | ||||
1.2 | Elect Director Mark Carleton | For | Withhold | Management | ||||
1.3 | Elect Director Jonathan F. Miller | For | Withhold | Management | ||||
1.4 | Elect Director Michael Rapino | For | Withhold | Management | ||||
1.5 | Elect Director Mark S. Shapiro | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
LOCKHEED MARTIN CORPORATION
Ticker: | LMT | Security ID: | 539830109 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Nolan D. Archibald | For | For | Management | ||||
2 | Elect Director Rosalind G. Brewer | For | For | Management | ||||
3 | Elect Director David B. Burritt | For | For | Management | ||||
4 | Elect Director James O. Ellis, Jr. | For | For | Management | ||||
5 | Elect Director Thomas J. Falk | For | For | Management | ||||
6 | Elect Director Gwendolyn S. King | For | For | Management | ||||
7 | Elect Director James M. Loy | For | For | Management | ||||
8 | Elect Director Douglas H. McCorkindale | For | For | Management | ||||
9 | Elect Director Joseph W. Ralston | For | For | Management | ||||
10 | Elect Director Anne Stevens | For | For | Management |
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11 | Elect Director Robert J. Stevens | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Provide Right to Act by Written Consent | Against | For | Shareholder |
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||||
2 | Elect Director Dina Dublon | For | For | Management | ||||
3 | Elect Director William H. Gates III | For | For | Management | ||||
4 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
5 | Elect Director Reed Hastings | For | For | Management | ||||
6 | Elect Director Maria M. Klawe | For | For | Management | ||||
7 | Elect Director David F. Marquardt | For | For | Management | ||||
8 | Elect Director Charles H. Noski | For | For | Management | ||||
9 | Elect Director Helmut Panke | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder |
MORGAN STANLEY
Ticker: | MS | Security ID: | 617446448 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Roy J. Bostock | For | For | Management | ||||
2 | Elect Director Erskine B. Bowles | For | For | Management | ||||
3 | Elect Director Howard J. Davies | For | For | Management | ||||
4 | Elect Director James P. Gorman | For | For | Management | ||||
5 | Elect Director James H. Hance Jr. | For | For | Management | ||||
6 | Elect Director C. Robert Kidder | For | For | Management | ||||
7 | Elect Director John J. Mack | For | For | Management | ||||
8 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||
9 | Elect Director Hutham S. Olayan | For | For | Management | ||||
10 | Elect Director James. W. Owens | For | For | Management | ||||
11 | Elect Director O. Griffith Sexton | For | For | Management | ||||
12 | Elect Director Masaaki Tanaka | For | For | Management | ||||
13 | Elect Director Laura D. Tyson | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Amend Omnibus Stock Plan | For | Against | Management | ||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
17 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
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NABORS INDUSTRIES LTD.
Ticker: | NBR | Security ID: | G6359F103 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Anthony G. Petrello as Director | For | Withhold | Management | ||||
1.2 | Elect Myron M. Sheinfeld as Director | For | Withhold | Management | ||||
2 | Approve Pricewaterhouse Coopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Declassify the Board of Directors | Against | For | Shareholder |
NOBLE CORPORATION
Ticker: | N0L | Security ID: | H5833N103 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lawrence J. Chazen | For | For | Management | ||||
1.2 | Elect Director Jon A. Marshall | For | For | Management | ||||
1.3 | Elect Director Mary P. Ricciardello | For | For | Management | ||||
2 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | For | For | Management | ||||
4 | Approve CHF 38.4 Million Reduction in Share Capital | For | For | Management | ||||
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | For | For | Management | ||||
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | For | For | Management | ||||
8 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
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PAYCHEX, INC.
Ticker: | PAYX | Security ID: | 704326107 | |||
Meeting Date: | OCT 13, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director B. Thomas Golisano | For | For | Management | ||||
2 | Elect Director David J. S. Flaschen | For | For | Management | ||||
3 | Elect Director Grant M. Inman | For | For | Management | ||||
4 | Elect Director Pamela A. Joseph | For | For | Management | ||||
5 | Elect Director Joseph M. Tucci | For | For | Management | ||||
6 | Elect Director Joseph M. Velli | For | For | Management | ||||
7 | Amend Omnibus Stock Plan | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
PIONEER DRILLING COMPANY
Ticker: | PDC | Security ID: | 723655106 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dean A. Burkhardt | For | For | Management | ||||
1.2 | Elect Director Scott D. Urban | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
RAYTHEON COMPANY
Ticker: | RTN | Security ID: | 755111507 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Vernon E. Clark | For | For | Management | ||||
2 | Elect Director John M. Deutch | For | For | Management | ||||
3 | Elect Director Stephen J. Hadley | For | For | Management | ||||
4 | Elect Director Frederic M. Poses | For | For | Management | ||||
5 | Elect Director Michael C. Ruettgers | For | For | Management | ||||
6 | Elect Director Ronald L. Skates | For | For | Management | ||||
7 | Elect Director William R. Spivey | For | For | Management | ||||
8 | Elect Director Linda G. Stuntz | For | Against | Management | ||||
9 | Elect Director William H. Swanson | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
14 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
15 | Report on Lobbying Contributions and Expenses | Against | For | Shareholder | ||||
16 | Submit SERP to Shareholder Vote | Against | For | Shareholder |
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SUNTRUST BANKS, INC.
Ticker: | STI | Security ID: | 867914103 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert M. Beall, II | For | For | Management | ||||
2 | Elect Director Alston D. Correll | For | For | Management | ||||
3 | Elect Director Jeffrey C. Crowe | For | For | Management | ||||
4 | Elect Director Blake P. Garrett, Jr. | For | For | Management | ||||
5 | Elect Director David H. Hughes | For | For | Management | ||||
6 | Elect Director M. Douglas Ivester | For | For | Management | ||||
7 | Elect Director J. Hicks Lanier | For | For | Management | ||||
8 | Elect Director Kyle Prechtl Legg | For | For | Management | ||||
9 | Elect Director William A. Linnenbringer | For | For | Management | ||||
10 | Elect Director G. Gilmer Minor, III | For | For | Management | ||||
11 | Elect Director Frank S. Royal | For | For | Management | ||||
12 | Elect Director Thomas R. Watjen | For | For | Management | ||||
13 | Elect Director James M. Wells, III | For | For | Management | ||||
14 | Elect Director Phail Wynn, Jr. | For | For | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management | ||||
16 | Ratify Auditors | For | For | Management | ||||
17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
18 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
19 | Prepare Sustainability Report | Against | For | Shareholder |
THE CHARLES SCHWAB CORPORATION
Ticker: | SCHW | Security ID: | 808513105 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Frank C. Herringer | For | For | Management | ||||
2 | Elect Director Stephen T. McLin | For | For | Management | ||||
3 | Elect Director Charles R. Schwab | For | For | Management | ||||
4 | Elect Director Roger O. Walther | For | For | Management | ||||
5 | Elect Director Robert N. Wilson | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Amend Omnibus Stock Plan | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
10 | Report on Political Contributions | Against | For | Shareholder | ||||
11 | Declassify the Board of Directors | None | For | Shareholder |
THE PEP BOYS - MANNY, MOE AND JACK
Ticker: | PBY | Security ID: | 713278109 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jane Scaccetti | For | For | Management | ||||
2 | Elect Director John T. Sweetwood | For | For | Management | ||||
3 | Elect Director M. Shan Atkins | For | For | Management | ||||
4 | Elect Director Robert H. Hotz | For | For | Management | ||||
5 | Elect Director James A. Mitarotonda | For | For | Management | ||||
6 | Elect Director Nick White | For | For | Management | ||||
7 | Elect Director James A. Williams | For | For | Management | ||||
8 | Elect Director Irvin D. Reid | For | For | Management | ||||
9 | Elect Director Michael R. Odell | For | For | Management | ||||
10 | Elect Director Max L. Lukens | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
15 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | Against | Shareholder |
THE SHAW GROUP INC.
Ticker: | SHAW | Security ID: | 820280105 | |||
Meeting Date: | JAN 17, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J.M. Bernhard, Jr. | For | For | Management | ||||
1.2 | Elect Director James F. Barker | For | For | Management | ||||
1.3 | Elect Director Thos. E. Capps | For | For | Management | ||||
1.4 | Elect Director Daniel A. Hoffler | For | For | Management | ||||
1.5 | Elect Director David W. Hoyle | For | For | Management | ||||
1.6 | Elect Director Michael J. Mancuso | For | For | Management | ||||
1.7 | Elect Director Albert D. McAlister | For | For | Management | ||||
1.8 | Elect Director Stephen R. Tritch | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management |
THE TRAVELERS COMPANIES, INC.
Ticker: | TRV | Security ID: | 89417E109 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan L. Beller | For | For | Management | ||||
2 | Elect Director John H. Dasburg | For | For | Management | ||||
3 | Elect Director Janet M. Dolan | For | For | Management | ||||
4 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||
5 | Elect Director Jay S. Fishman | For | For | Management | ||||
6 | Elect Director Lawrence G. Graev | For | For | Management | ||||
7 | Elect Director Patricia L. Higgins | For | For | Management | ||||
8 | Elect Director Thomas R. Hodgson | For | For | Management | ||||
9 | Elect Director Cleve L. Killingsworth, Jr. | For | For | Management | ||||
10 | Elect Director Donald J. Shepard | For | For | Management | ||||
11 | Elect Director Laurie J. Thomsen | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
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13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
THE WESTERN UNION COMPANY
Ticker: | WU | Security ID: | 959802109 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Hikmet Ersek | For | For | Management | ||||
2 | Elect Director Jack M. Greenberg | For | For | Management | ||||
3 | Elect Director Linda Fayne Levinson | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Declassify the Board of Directors | Against | For | Shareholder |
VISTEON CORPORATION
Ticker: | VC | Security ID: | 92839U206 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Duncan H. Cocroft | For | For | Management | ||||
1.2 | Elect Director Philippe Guillemot | For | For | Management | ||||
1.3 | Elect Director Herbert L. Henkel | For | For | Management | ||||
1.4 | Elect Director Mark T. Hogan | For | For | Management | ||||
1.5 | Elect Director Jeffrey D. Jones | For | For | Management | ||||
1.6 | Elect Director Karl J. Krapek | For | Withhold | Management | ||||
1.7 | Elect Director Timothy D. Leuliette | For | For | Management | ||||
1.8 | Elect Director William E. Redmond, Jr. | For | For | Management | ||||
1.9 | Elect Director Donald J. Stebbins | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
WEST BANCORPORATION, INC.
Ticker: | WTBA | Security ID: | 95123P106 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Frank W. Berlin | For | For | Management | ||||
1.2 | Elect Director Thomas A. Carlstrom | For | For | Management | ||||
1.3 | Elect Director Joyce A. Chapman | For | Withhold | Management | ||||
1.4 | Elect Director Steven K. Gaer | For | For | Management | ||||
1.5 | Elect Director Kaye R. Lozier | For | For | Management | ||||
1.6 | Elect Director David R. Milligan | For | For | Management | ||||
1.7 | Elect Director George D. Milligan | For | For | Management | ||||
1.8 | Elect Director David D. Nelson | For | For | Management |
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1.9 | Elect Director James W. Noyce | For | For | Management | ||||
1.10 | Elect Director Robert G. Pulver | For | For | Management | ||||
1.11 | Elect Director Lou Ann Sandburg | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Non-Employee Director Compensation | Against | Against | Shareholder |
XILINX, INC.
Ticker: | XLNX | Security ID: | 983919101 | |||
Meeting Date: | AUG 11, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Philip T. Gianos | For | For | Management | ||||
2 | Elect Director Moshe N. Gavrielov | For | For | Management | ||||
3 | Elect Director John L. Doyle | For | For | Management | ||||
4 | Elect Director Jerald G. Fishman | For | For | Management | ||||
5 | Elect Director William G. Howard, Jr. | For | For | Management | ||||
6 | Elect Director J. Michael Patterson | For | For | Management | ||||
7 | Elect Director Albert A. Pimentel | For | For | Management | ||||
8 | Elect Director Marshall C. Turner | For | For | Management | ||||
9 | Elect Director Elizabeth W. Vanderslice | For | For | Management | ||||
10 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
11 | Amend Omnibus Stock Plan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
========================== RED OAK TECHNOLOGY SELECT PORTFOLIO ==========================
ACCENTURE PLC
Ticker: | CSA | Security ID: | G1151C101 | |||
Meeting Date: | FEB 03, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Reelect Charles H. Giancarlo as a Director | For | For | Management | ||||
3 | Reelect Dennis F. Hightower as a Director | For | For | Management | ||||
4 | Reelect Blythe J. McGarvie as a Director | For | For | Management | ||||
5 | Reelect Mark Moody-Stuart as a Director | For | For | Management | ||||
6 | Reelect Pierre Nanterme as a Director | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | For | For | Management | ||||
11 | Authorize Open-Market Purchases of Class A Ordinary Shares | For | For | Management |
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12 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | For | For | Management |
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: | ADS | Security ID: | 018581108 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bruce K. Anderson | For | For | Management | ||||
1.2 | Elect Director Roger H. Ballou | For | For | Management | ||||
1.3 | Elect Director E. Linn Draper, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
AMAZON.COM, INC.
Ticker: | AMZN | Security ID: | 023135106 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jeffrey P. Bezos | For | For | Management | ||||
2 | Elect Director Tom A. Alberg | For | For | Management | ||||
3 | Elect Director John Seely Brown | For | For | Management | ||||
4 | Elect Director William B. Gordon | For | For | Management | ||||
5 | Elect Director Alain Monie | For | For | Management | ||||
6 | Elect Director Jonathan J. Rubinstein | For | For | Management | ||||
7 | Elect Director Thomas O. Ryder | For | For | Management | ||||
8 | Elect Director Patricia Q. Stonesifer | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
12 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
13 | Report on Climate Change | Against | For | Shareholder |
APPLE INC.
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: | FEB 23, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William V. Campbell | For | For | Management | ||||
1.2 | Elect Director Millard S. Drexler | For | For | Management | ||||
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management | ||||
1.4 | Elect Director Steven P. Jobs | For | For | Management |
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1.5 | Elect Director Andrea Jung | For | For | Management | ||||
1.6 | Elect Director Arthur D. Levinson | For | For | Management | ||||
1.7 | Elect Director Ronald D. Sugar | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Adopt Policy on Succession Planning | Against | For | Shareholder | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
BROADCOM CORPORATION
Ticker: | BRCM | Security ID: | 111320107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nancy H. Handel | For | For | Management | ||||
1.2 | Elect Director Eddy W. Hartenstein | For | For | Management | ||||
1.3 | Elect Director Maria Klawe | For | For | Management | ||||
1.4 | Elect Director John E. Major | For | For | Management | ||||
1.5 | Elect Director Scott A. McGregor | For | For | Management | ||||
1.6 | Elect Director William T. Morrow | For | For | Management | ||||
1.7 | Elect Director Henry Samueli | For | For | Management | ||||
1.8 | Elect Director John A.C. Swainson | For | For | Management | ||||
1.9 | Elect Director Robert E. Switz | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
CA, INC.
Ticker: | CA | Security ID: | 12673P105 | |||
Meeting Date: | JUL 27, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Raymond J. Bromark | For | For | Management | ||||
2 | Elect Director Gary J. Fernandes | For | For | Management | ||||
3 | Elect Director Kay Koplovitz | For | For | Management | ||||
4 | Elect Director Christopher B. Lofgren | For | For | Management | ||||
5 | Elect Director William E. McCracken | For | For | Management | ||||
6 | Elect Director Richard Sulpizio | For | For | Management | ||||
7 | Elect Director Laura S. Unger | For | For | Management | ||||
8 | Elect Director Arthur F. Weinbach | For | For | Management | ||||
9 | Elect Director Renato (Ron) Zambonini | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Shareholder Rights Plan (Poison Pill) | For | For | Management | ||||
12 | Adopt Policy on Bonus Banking | Against | For | Shareholder |
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CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: | CPW | Security ID: | M22465104 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Gil Shwed as Director | For | For | Management | ||||
1.2 | Elect Marius Nacht as Director | For | For | Management | ||||
1.3 | Elect Jerry Ungerman as Director | For | For | Management | ||||
1.4 | Elect Dan Propper as Director | For | For | Management | ||||
1.5 | Elect David Rubner as Director | For | For | Management | ||||
1.6 | Elect Tal Shavit as Director | For | For | Management | ||||
2.1 | Elect Ray Rothrock as External Director | For | For | Management | ||||
2.2 | Elect Irwin Federman as External Director | For | For | Management | ||||
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Amend Compensation of Directors | For | For | Management | ||||
5 | Approve Grant of Options to Executive Director | For | Against | Management |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | For | Management | ||||
13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | For | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Against | Against | Shareholder |
COMPUTER SCIENCES CORPORATION
Ticker: | CSC | Security ID: | 205363104 | |||
Meeting Date: | AUG 09, 2010 | Meeting Type: | Annual |
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Record Date: | JUN 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Irving W. Bailey, II | For | Withhold | Management | ||||
1.2 | Elect Director David J. Barram | For | For | Management | ||||
1.3 | Elect Director Stephen L. Baum | For | For | Management | ||||
1.4 | Elect Director Rodney F. Chase | For | For | Management | ||||
1.5 | Elect Director Judith R. Haberkorn | For | Withhold | Management | ||||
1.6 | Elect Director Michael W. Laphen | For | For | Management | ||||
1.7 | Elect Director F. Warren McFarlan | For | Withhold | Management | ||||
1.8 | Elect Director Chong Sup Park | For | Withhold | Management | ||||
1.9 | Elect Director Thomas H. Patrick | For | For | Management | ||||
2 | Eliminate Cumulative Voting | For | For | Management | ||||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
4 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
EBAY INC.
Ticker: | EBAY | Security ID: | 278642103 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Fred D. Anderson | For | For | Management | ||||
2 | Elect Director Edward W. Barnholt | For | For | Management | ||||
3 | Elect Director Scott D. Cook | For | For | Management | ||||
4 | Elect Director John J. Donahoe | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
EMC CORPORATION
Ticker: | EMC | Security ID: | 268648102 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael W. Brown | For | For | Management | ||||
2 | Elect Director Randolph L. Cowen | For | For | Management | ||||
3 | Elect Director Michael J. Cronin | For | For | Management | ||||
4 | Elect Director Gail Deegan | For | For | Management | ||||
5 | Elect Director James S. DiStasio | For | For | Management | ||||
6 | Elect Director John R. Egan | For | For | Management | ||||
7 | Elect Director Edmund F. Kelly | For | For | Management | ||||
8 | Elect Director Windle B. Priem | For | For | Management | ||||
9 | Elect Director Paul Sagan | For | For | Management | ||||
10 | Elect Director David N. Strohm | For | For | Management | ||||
11 | Elect Director Joseph M. Tucci | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Provide Right to Call Special Meeting | For | For | Management |
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15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
GOOGLE INC.
Ticker: | GOOG | Security ID: | 38259P508 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | For | Management | ||||
1.2 | Elect Director Sergey Brin | For | For | Management | ||||
1.3 | Elect Director Eric E. Schmidt | For | For | Management | ||||
1.4 | Elect Director L. John Doerr | For | For | Management | ||||
1.5 | Elect Director John L. Hennessy | For | For | Management | ||||
1.6 | Elect Director Ann Mather | For | For | Management | ||||
1.7 | Elect Director Paul S. Otellini | For | For | Management | ||||
1.8 | Elect Director K. Ram Shriram | For | For | Management | ||||
1.9 | Elect Director Shirley M. Tilghman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
7 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder | ||||
8 | Report on Code of Conduct Compliance | Against | Against | Shareholder |
IAC/INTERACTIVECORP
Ticker: | IACI | Security ID: | 44919P508 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gregory R. Blatt | For | For | Management | ||||
1.2 | Elect Director Edgar Bronfman, Jr. | For | For | Management | ||||
1.3 | Elect Director Barry Diller | For | For | Management | ||||
1.4 | Elect Director Michael D. Eisner | For | For | Management | ||||
1.5 | Elect Director Victor A. Kaufman | For | For | Management | ||||
1.6 | Elect Director Donald R. Keough | For | For | Management | ||||
1.7 | Elect Director Bryan Lourd | For | For | Management | ||||
1.8 | Elect Director Arthur C. Martinez | For | For | Management | ||||
1.9 | Elect Director David Rosenblatt | For | For | Management | ||||
1.10 | Elect Director Alan G. Spoon | For | For | Management | ||||
1.11 | Elect Director Alexander von Furstenberg | For | For | Management | ||||
1.12 | Elect Director Richard F. Zannino | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
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INTEGRATED DEVICE TECHNOLOGY, INC.
Ticker: | IDTI | Security ID: | 458118106 | |||
Meeting Date: | SEP 23, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 25, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Schofield | For | For | Management | ||||
1.2 | Elect Director Lew Eggebrecht | For | For | Management | ||||
1.3 | Elect Director Umesh Padval | For | For | Management | ||||
1.4 | Elect Director Gordon Parnell | For | For | Management | ||||
1.5 | Elect Director Donald Schrock | For | For | Management | ||||
1.6 | Elect Director Ron Smith | For | For | Management | ||||
1.7 | Elect Director Theodore L. Tewksbury III | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
INTEL CORPORATION
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charlene Barshefsky | For | For | Management | ||||
2 | Elect Director Susan L. Decker | For | For | Management | ||||
3 | Elect Director John J. Donahoe | For | For | Management | ||||
4 | Elect Director Reed E. Hundt | For | For | Management | ||||
5 | Elect Director Paul S. Otellini | For | For | Management | ||||
6 | Elect Director James D. Plummer | For | For | Management | ||||
7 | Elect Director David S. Pottruck | For | For | Management | ||||
8 | Elect Director Jane E. Shaw | For | For | Management | ||||
9 | Elect Director Frank D. Yeary | For | For | Management | ||||
10 | Elect Director David B. Yoffie | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director A. J. P. Belda | For | For | Management | ||||
2 | Elect Director W. R. Brody | For | For | Management | ||||
3 | Elect Director K. I. Chenault | For | For | Management |
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4 | Elect Director M. L. Eskew | For | For | Management | ||||
5 | Elect Director S. A. Jackson | For | For | Management | ||||
6 | Elect Director A. N. Liveris | For | For | Management | ||||
7 | Elect Director W. J. McNerney, Jr. | For | For | Management | ||||
8 | Elect Director J. W. Owens | For | For | Management | ||||
9 | Elect Director S. J. Palmisano | For | For | Management | ||||
10 | Elect Director J. E. Spero | For | For | Management | ||||
11 | Elect Director S. Taurel | For | For | Management | ||||
12 | Elect Director L. H. Zambrano | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Report on Lobbying Expenses | Against | For | Shareholder |
KLA-TENCOR CORPORATION
Ticker: | KLAC | Security ID: | 482480100 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward W. Barnholt | For | For | Management | ||||
1.2 | Elect Director Emiko Higashi | For | For | Management | ||||
1.3 | Elect Director Stephen P. Kaufman | For | For | Management | ||||
1.4 | Elect Director Richard P. Wallace | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
LEXMARK INTERNATIONAL, INC.
Ticker: | LXK | Security ID: | 529771107 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Paul A. Rooke | For | For | Management | ||||
2 | Elect Director Ralph E. Gomory | For | For | Management | ||||
3 | Elect Director Jared L. Cohon | For | For | Management | ||||
4 | Elect Director J. Edward Coleman | For | For | Management | ||||
5 | Elect Director Sandra L. Helton | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MARVELL TECHNOLOGY GROUP LTD
Ticker: | MRVL | Security ID: | G5876H105 | |||
Meeting Date: | JUL 08, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 20, 2010 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Ta-lin Hsu as Director | For | For | Management | ||||
1b | Elect John G. Kassakian as Director | For | For | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Adopt Simple Majority Vote for Election of Directors | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
MARVELL TECHNOLOGY GROUP LTD
Ticker: | MRVL | Security ID: | G5876H105 | |||
Meeting Date: | JUN 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Kuo Wei (Herbert) Chang | For | For | Management | ||||
2 | Elect Director Juergen Gromer | For | For | Management | ||||
3 | Elect Director Arturo Krueger | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Approve Reduction of Share Premium Account | For | For | Management | ||||
7 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
NATIONAL SEMICONDUCTOR CORPORATION
Ticker: | NSM | Security ID: | 637640103 | |||
Meeting Date: | SEP 24, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William J. Amelio | For | For | Management | ||||
2 | Elect Director Steven R. Appleton | For | For | Management | ||||
3 | Elect Director Gary P. Arnold | For | For | Management | ||||
4 | Elect Director Richard J. Danzig | For | For | Management | ||||
5 | Elect Director Robert J. Frankenberg | For | For | Management | ||||
6 | Elect Director Donald Macleod | For | For | Management | ||||
7 | Elect Director Edward R. McCracken | For | For | Management | ||||
8 | Elect Director Roderick C. McGeary | For | For | Management | ||||
9 | Elect Director William E. Mitchell | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management |
NATIONAL SEMICONDUCTOR CORPORATION
Ticker: | NSM | Security ID: | 637640103 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Special |
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Record Date: | MAY 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
NORTHROP GRUMMAN CORPORATION
Ticker: | NOC | Security ID: | 666807102 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Wesley G. Bush | For | For | Management | ||||
2 | Elect Director Lewis W. Coleman | For | For | Management | ||||
3 | Elect Director Victor H. Fazio | For | For | Management | ||||
4 | Elect Director Donald E. Felsinger | For | For | Management | ||||
5 | Elect Director Stephen E. Frank | For | For | Management | ||||
6 | Elect Director Bruce S. Gordon | For | For | Management | ||||
7 | Elect Director Madeleine Kleiner | For | For | Management | ||||
8 | Elect Director Karl J. Krapek | For | For | Management | ||||
9 | Elect Director Richard B. Myers | For | For | Management | ||||
10 | Elect Director Aulana L. Peters | For | For | Management | ||||
11 | Elect Director Kevin W. Sharer | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Provide Right to Act by Written Consent | Against | For | Shareholder |
NOVELLUS SYSTEMS, INC.
Ticker: | NVLS | Security ID: | 670008101 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard S. Hill | For | For | Management | ||||
1.2 | Elect Director Neil R. Bonke | For | For | Management | ||||
1.3 | Elect Director Youssef A. El-Mansy | For | For | Management | ||||
1.4 | Elect Director Glen G. Possley | For | For | Management | ||||
1.5 | Elect Director Ann D. Rhoads | For | For | Management | ||||
1.6 | Elect Director Krishna Saraswat | For | For | Management | ||||
1.7 | Elect Director William R. Spivey | For | For | Management | ||||
1.8 | Elect Director Delbert A. Whitaker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
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SEAGATE TECHNOLOGY PLC
Ticker: | STX | Security ID: | G7945M107 | |||
Meeting Date: | JAN 18, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Reelect Stephen Luczo as a Director | For | For | Management | ||||
1b | Reelect Frank Biondi, Jr. as a Director | For | For | Management | ||||
1c | Reelect Lydia Marshall as a Director | For | For | Management | ||||
1d | Reelect Chong Sup Park as a Director | For | For | Management | ||||
1e | Reelect Albert Pimentel as a Director | For | For | Management | ||||
1f | Reelect Gregorio Reyes as a Director | For | For | Management | ||||
1g | Reelect John Thompson as a Director | For | For | Management | ||||
1h | Reelect Edward Zander as a Director | For | For | Management | ||||
2 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Authorize the Holding of the 2011 AGM at a Location Outside Ireland | For | For | Management | ||||
4 | Authorize Share Repurchase Program | For | Against | Management | ||||
5 | Determine Price Range for Reissuance of Treasury Shares | For | Against | Management | ||||
6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
SIGMA DESIGNS, INC.
Ticker: | SIGM | Security ID: | 826565103 | |||
Meeting Date: | JUL 09, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thinh Q. Tran | For | For | Management | ||||
1.2 | Elect Director William J. Almon | For | Withhold | Management | ||||
1.3 | Elect Director Julien Nguyen | For | Withhold | Management | ||||
1.4 | Elect Director Lung C. Tsai | For | Withhold | Management | ||||
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
SPANSION INC.
Ticker: | CODE | Security ID: | 84649R200 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William E. Mitchell | For | For | Management | ||||
2 | Approve Increase in Size of Board | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
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SPRINT NEXTEL CORPORATION
Ticker: | S | Security ID: | 852061100 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Election Director Robert R. Bennett | For | For | Management | ||||
2 | Election Director Gordon M. Bethune | For | For | Management | ||||
3 | Election Director Larry C. Glasscock | For | For | Management | ||||
4 | Election Director James H. Hance, Jr. | For | For | Management | ||||
5 | Election Director Daniel R. Hesse | For | For | Management | ||||
6 | Election Director V. Janet Hill | For | For | Management | ||||
7 | Election Director Frank Ianna | For | For | Management | ||||
8 | Election Director Sven-Christer Nilsson | For | For | Management | ||||
9 | Election Director William R. Nuti | For | For | Management | ||||
10 | Election Director Rodney O’ Neal | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Report on Political Contributions | Against | For | Shareholder | ||||
15 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
16 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
SYMANTEC CORPORATION
Ticker: | SYMC | Security ID: | 871503108 | |||
Meeting Date: | SEP 20, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen M. Bennett | For | For | Management | ||||
2 | Elect Director Michael A. Brown | For | For | Management | ||||
3 | Elect Director William T. Coleman, III | For | For | Management | ||||
4 | Elect Director Frank E. Dangeard | For | For | Management | ||||
5 | Elect Director Geraldine B. Laybourne | For | For | Management | ||||
6 | Elect Director David L. Mahoney | For | For | Management | ||||
7 | Elect Director Robert S. Miller | For | For | Management | ||||
8 | Elect Director Enrique Salem | For | For | Management | ||||
9 | Elect Director Daniel H. Schulman | For | For | Management | ||||
10 | Elect Director John W. Thompson | For | For | Management | ||||
11 | Elect Director V. Paul Unruh | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
SYNOPSYS, INC.
Ticker: | SNPS | Security ID: | 871607107 | |||
Meeting Date: | MAR 24, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 28, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Aart J. De Geus | For | For | Management | ||||
1.2 | Elect Director Alfred Castino | For | For | Management | ||||
1.3 | Elect Director Chi-Foon Chan | For | For | Management | ||||
1.4 | Elect Director Bruce R. Chizen | For | For | Management | ||||
1.5 | Elect Director Deborah A. Coleman | For | For | Management | ||||
1.6 | Elect Director John Schwarz | For | For | Management | ||||
1.7 | Elect Director Roy Vallee | For | For | Management | ||||
1.8 | Elect Director Steven C. Walske | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
TEXAS INSTRUMENTS INCORPORATED
Ticker: | TXN | Security ID: | 882508104 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director R.W. Babb, Jr. | For | For | Management | ||||
2 | Elect Director D.A. Carp | For | For | Management | ||||
3 | Elect Director C.S. Cox | For | For | Management | ||||
4 | Elect Director S.P. MacMillan | For | For | Management | ||||
5 | Elect Director P.H. Patsley | For | For | Management | ||||
6 | Elect Director R.E. Sanchez | For | For | Management | ||||
7 | Elect Director W.R. Sanders | For | For | Management | ||||
8 | Elect Director R.J. Simmons | For | For | Management | ||||
9 | Elect Director R.K. Templeton | For | For | Management | ||||
10 | Elect Director C.T. Whitman | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
TOTAL SYSTEM SERVICES, INC.
Ticker: | TSS | Security ID: | 891906109 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Kriss Cloninger III | For | For | Management | ||||
2 | Elect Director Sidney E. Harris | For | For | Management | ||||
3 | Elect Director Mason H. Lampton | For | For | Management | ||||
4 | Elect Director H. Lynn Page | For | For | Management | ||||
5 | Elect Director Philip W. Tomlinson | For | For | Management | ||||
6 | Elect Director John T. Turner | For | For | Management | ||||
7 | Elect Director Richard W. Ussery | For | For | Management | ||||
8 | Elect Director M. Troy Woods | For | For | Management | ||||
9 | Elect Director James D. Yancey | For | For | Management | ||||
10 | Elect Director Rebecca K. Yarbrough | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
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13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
WESTERN DIGITAL CORPORATION
Ticker: | WDC | Security ID: | 958102105 | |||
Meeting Date: | NOV 11, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Peter D. Behrendt | For | For | Management | ||||
2 | Elect Director Kathleen A. Cote | For | For | Management | ||||
3 | Elect Director John F. Coyne | For | For | Management | ||||
4 | Elect Director Henry T. DeNero | For | For | Management | ||||
5 | Elect Director William L. Kimsey | For | For | Management | ||||
6 | Elect Director Michael D. Lambert | For | For | Management | ||||
7 | Elect Director Len J. Lauer | For | For | Management | ||||
8 | Elect Director Matthew E. Massengill | For | For | Management | ||||
9 | Elect Director Roger H. Moore | For | For | Management | ||||
10 | Elect Director Thomas E. Pardun | For | For | Management | ||||
11 | Elect Director Arif Shakeel | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
XILINX, INC.
Ticker: | XLNX | Security ID: | 983919101 | |||
Meeting Date: | AUG 11, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Philip T. Gianos | For | For | Management | ||||
2 | Elect Director Moshe N. Gavrielov | For | For | Management | ||||
3 | Elect Director John L. Doyle | For | For | Management | ||||
4 | Elect Director Jerald G. Fishman | For | For | Management | ||||
5 | Elect Director William G. Howard, Jr. | For | For | Management | ||||
6 | Elect Director J. Michael Patterson | For | For | Management | ||||
7 | Elect Director Albert A. Pimentel | For | For | Management | ||||
8 | Elect Director Marshall C. Turner | For | For | Management | ||||
9 | Elect Director Elizabeth W. Vanderslice | For | For | Management | ||||
10 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
11 | Amend Omnibus Stock Plan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
YAHOO! INC.
Ticker: | YHOO | Security ID: | 984332106 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol Bartz | For | For | Management | ||||
2 | Elect Director Roy J. Bostock | For | For | Management | ||||
3 | Elect Director Patti S. Hart | For | For | Management | ||||
4 | Elect Director Susan M. James | For | For | Management |
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5 | Elect Director Vyomesh Joshi | For | For | Management | ||||
6 | Elect Director David W. Kenny | For | For | Management | ||||
7 | Elect Director Arthur H. Kern | For | For | Management | ||||
8 | Elect Director Brad D. Smith | For | For | Management | ||||
9 | Elect Director Gary L. Wilson | For | For | Management | ||||
10 | Elect Director Jerry Yang | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Adopt Human Rights Policies Regarding the Sale of Technology and Technical Assistance | Against | Against | Shareholder |
==================================== RIVER OAK DISCOVERY FUND =============================
AEROVIRONMENT, INC.
Ticker: | AVAV | Security ID: | 008073108 | |||
Meeting Date: | SEP 29, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kenneth R. Baker | For | For | Management | ||||
1.2 | Elect Director Murray Gell-Mann | For | For | Management | ||||
1.3 | Elect Director Charles R. Holland | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
AMERICAN SCIENCE AND ENGINEERING, INC.
Ticker: | ASEI | Security ID: | 029429107 | |||
Meeting Date: | SEP 08, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony R. Fabiano | For | For | Management | ||||
1.2 | Elect Director Denis R. Brown | For | For | Management | ||||
1.3 | Elect Director John A. Gordon | For | For | Management | ||||
1.4 | Elect Director Hamilton W. Helmer | For | For | Management | ||||
1.5 | Elect Director Don R. Kania | For | For | Management | ||||
1.6 | Elect Director Ernest J. Moniz | For | For | Management | ||||
1.7 | Elect Director Mark Thompson | For | For | Management | ||||
1.8 | Elect Director Carl W. Vogt | For | For | Management | ||||
2 | Permit Board to Amend Bylaws Without Shareholder Consent | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
ASIAINFO-LINKAGE, INC.
Ticker: | ASIA | Security ID: | 04518A104 | |||
Meeting Date: | SEP 29, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 23, 2010 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steve Zhang | For | Withhold | Management | ||||
1.2 | Elect Director Thomas Manning | For | Withhold | Management | ||||
1.3 | Elect Director Sean Shao | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
ASIAINFO-LINKAGE, INC.
Ticker: | ASIA | Security ID: | 04518A104 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward Tian | For | Withhold | Management | ||||
1.2 | Elect Director Davin A. Mackenzie | For | For | Management | ||||
1.3 | Elect Director Xiwei Huang | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
B&G FOODS, INC.
Ticker: | BGS | Security ID: | 05508R106 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert C. Cantwell | For | For | Management | ||||
1.2 | Elect Director Cynthia T. Jamison | For | For | Management | ||||
1.3 | Elect Director Charles F. Marcy | For | For | Management | ||||
1.4 | Elect Director Dennis M. Mullen | For | For | Management | ||||
1.5 | Elect Director Cheryl M. Palmer | For | For | Management | ||||
1.6 | Elect Director Alfred Poe | For | For | Management | ||||
1.7 | Elect Director Stephen C. Sherrill | For | For | Management | ||||
1.8 | Elect Director David L. Wenner | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
CARBO CERAMICS INC.
Ticker: | CRR | Security ID: | 140781105 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sigmund L. Cornelius | For | For | Management | ||||
1.2 | Elect Director James B. Jennings | For | For | Management | ||||
1.3 | Elect Director Gary A. Kolstad | For | For | Management | ||||
1.4 | Elect Director H. E. Lentz, Jr. | For | For | Management |
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1.5 | Elect Director Randy L. Limbacher | For | For | Management | ||||
1.6 | Elect Director William C. Morris | For | For | Management | ||||
1.7 | Elect Director Robert S. Rubin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CAVIUM NETWORKS, INC.
Ticker: | CAVM | Security ID: | 14965A101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony J. Pantuso | For | For | Management | ||||
1.2 | Elect Director C.N. Reddy | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CUBIST PHARMACEUTICALS, INC.
Ticker: | CBST | Security ID: | 229678107 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Martin Rosenberg | For | For | Management | ||||
1.2 | Elect Director Matthew Singleton | For | For | Management | ||||
1.3 | Elect Director Michael Wood | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
DRIL-QUIP, INC.
Ticker: | DRQ | Security ID: | 262037104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Mike Walker | For | For | Management | ||||
1.2 | Elect Director John V. Lovoi | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
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EMCOR GROUP, INC.
Ticker: | EME | Security ID: | 29084Q100 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen W. Bershad | For | For | Management | ||||
1.2 | Elect Director David A.B. Brown | For | For | Management | ||||
1.3 | Elect Director Larry J. Bump | For | For | Management | ||||
1.4 | Elect Director Albert Fried, Jr. | For | For | Management | ||||
1.5 | Elect Director Anthony J. Guzzi | For | For | Management | ||||
1.6 | Elect Director Richard F. Hamm, Jr. | For | For | Management | ||||
1.7 | Elect Director David H. Laidley | For | For | Management | ||||
1.8 | Elect Director Frank T. MacInnis | For | For | Management | ||||
1.9 | Elect Director Jerry E. Ryan | For | For | Management | ||||
1.10 | Elect Director Michael T. Yonker | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
ENERGY SOLUTIONS, INC.
Ticker: | ES | Security ID: | 292756202 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven R. Rogel | For | For | Management | ||||
1.2 | Elect Director J. Barnie Beasley, Jr | For | For | Management | ||||
1.3 | Elect Director Val J. Christensen | For | For | Management | ||||
1.4 | Elect Director Pascal Colombani | For | For | Management | ||||
1.5 | Elect Director J.I. Everest, II | For | For | Management | ||||
1.6 | Elect Director David J. Lockwood | For | For | Management | ||||
1.7 | Elect Director Clare Spottiswoode | For | For | Management | ||||
1.8 | Elect Director Robert A. Whitman | For | For | Management | ||||
1.9 | Elect Director David B. Winder | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
EVERGREEN SOLAR, INC.
Ticker: | ESLR | Security ID: | 30033R108 | |||
Meeting Date: | JUL 27, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard M. Feldt | For | For | Management | ||||
1.2 | Elect Director Edward C. Grady | For | Withhold | Management | ||||
2 | Approve Reverse Stock Split | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
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5 | Ratify Auditors | For | For | Management |
EVERGREEN SOLAR, INC.
Ticker: | ESLR | Security ID: | 30033R108 | |||
Meeting Date: | FEB 09, 2011 | Meeting Type: | Special | |||
Record Date: | DEC 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Conversion of Securities | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Adjourn Meeting | For | For | Management | ||||
4 | Other Business | For | Against | Management |
FACTSET RESEARCH SYSTEMS INC.
Ticker: | FDS | Security ID: | 303075105 | |||
Meeting Date: | DEC 14, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph E. Laird | For | For | Management | ||||
1.2 | Elect Director James J. McGonigle | For | For | Management | ||||
1.3 | Elect Director Charles J. Snyder | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management |
FORTINET, INC.
Ticker: | FTNT | Security ID: | 34959E109 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Walecka | For | For | Management | ||||
1.2 | Elect Director Michael Xie | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ITRON, INC.
Ticker: | ITRI | Security ID: | 465741106 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jon E. Eliassen | For | For | Management |
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2 | Elect Director Charles H. Gaylord Jr. | For | For | Management | ||||
3 | Elect Director Gary E. Pruitt | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
JANUS CAPITAL GROUP INC.
Ticker: | JNS | Security ID: | 47102X105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Paul F. Balser | For | For | Management | ||||
2 | Elect Director Jeffrey J. Diermeier | For | For | Management | ||||
3 | Elect Director Glenn S. Schafer | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LONGTOP FINANCIAL TECHNOLOGIES LTD.
Ticker: | LFT | Security ID: | 54318P108 | |||
Meeting Date: | MAR 24, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Yinhua Chen as Director | For | For | Management | ||||
1b | Elect Yifeng Shen as Director | For | For | Management | ||||
2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Auditors | For | For | Management |
MERCADOLIBRE, INC.
Ticker: | MELI | Security ID: | 58733R102 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anton J. Levy | For | Withhold | Management | ||||
1.2 | Elect Director Michael Spence | For | Withhold | Management | ||||
1.3 | Elect Director Mario Eduardo Vazquez | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
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MICREL, INCORPORATED
Ticker: | MCRL | Security ID: | 594793101 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raymond D. Zinn | For | For | Management | ||||
1.2 | Elect Director John E. Bourgoin | For | For | Management | ||||
1.3 | Elect Director Michael J. Callahan | For | For | Management | ||||
1.4 | Elect Director Daniel Heneghan | For | For | Management | ||||
1.5 | Elect Director Neil J. Miotto | For | For | Management | ||||
1.6 | Elect Director Frank W. Schneider | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
MOLYCORP INC (DE)
Ticker: | MCP | Security ID: | 608753109 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Russell D. Ball | For | For | Management | ||||
1.2 | Elect Director Charles R. Henry | For | For | Management | ||||
1.3 | Elect Director Jack E. Thompson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
MORNINGSTAR, INC.
Ticker: | MORN | Security ID: | 617700109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Joe Mansueto | For | For | Management | ||||
2 | Elect Director Don Phillips | For | For | Management | ||||
3 | Elect Director Cheryl Francis | For | For | Management | ||||
4 | Elect Director Steve Kaplan | For | For | Management | ||||
5 | Elect Director Bill Lyons | For | For | Management | ||||
6 | Elect Director Jack Noonan | For | For | Management | ||||
7 | Elect Director Paul Sturm | For | For | Management | ||||
8 | Elect Director Hugh Zentmyer | For | For | Management | ||||
9 | Approve Omnibus Stock Plan | For | Against | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
12 | Ratify Auditors | For | For | Management |
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NETEASE.COM, INC.
Ticker: | NTES | Security ID: | 64110W102 | |||
Meeting Date: | SEP 02, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 22, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Reelect William Ding as Director | For | For | Management | ||||
1b | Reelect Alice Cheng as Director | For | For | Management | ||||
1c | Reelect Denny Lee as Director | For | For | Management | ||||
1d | Reelect Joseph Tong as Director | For | For | Management | ||||
1e | Reelect Lun Feng as Director | For | For | Management | ||||
1f | Reelect Michael Leung as Director | For | For | Management | ||||
1g | Reelect Michael Tong as Director | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | For | For | Management |
OCEANEERING INTERNATIONAL, INC.
Ticker: | OII | Security ID: | 675232102 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director T. Jay Collins | For | For | Management | ||||
1.2 | Elect Director D. Michael Hughes | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
RAVEN INDUSTRIES, INC.
Ticker: | RAVN | Security ID: | 754212108 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony W. Bour | For | For | Management | ||||
1.2 | Elect Director Thomas S. Everist | For | For | Management | ||||
1.3 | Elect Director Mark E. Griffin | For | For | Management | ||||
1.4 | Elect Director Kevin T. Kirby | For | For | Management | ||||
1.5 | Elect Director Marc E. LeBaron | For | For | Management | ||||
1.6 | Elect Director Cynthia H. Milligan | For | For | Management | ||||
1.7 | Elect Director Daniel A. Rykhus | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
SOHU.COM INC.
Ticker: | SOHU | Security ID: | 83408W103 |
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Meeting Date: | JUL 02, 2010 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward B. Roberts | For | For | Management | ||||
1.2 | Elect Director Zhonghan Deng | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management |
SOHU.COM INC.
Ticker: | SOHU | Security ID: | 83408W103 | |||
Meeting Date: | JUN 17, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles Zhang | For | For | Management | ||||
1.2 | Elect Director Charles Huang | For | For | Management | ||||
1.3 | Elect Director Dave Qi | For | Withhold | Management | ||||
1.4 | Elect Director Shi Wang | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
STEC, INC.
Ticker: | STEC | Security ID: | 784774101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Manouch Moshayedi | For | For | Management | ||||
1.2 | Elect Director Mark Moshayedi | For | For | Management | ||||
1.3 | Elect Director F. Michael Ball | For | For | Management | ||||
1.4 | Elect Director Rajat Bahri | For | For | Management | ||||
1.5 | Elect Director Christopher W. Colpitts | For | For | Management | ||||
1.6 | Elect Director Kevin C. Daly | For | For | Management | ||||
1.7 | Elect Director Matthew L. Witte | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
TESCO CORPORATION
Ticker: | TESO | Security ID: | 88157K101 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 16, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Fred J. Dyment as Director | For | For | Management | ||||
1.2 | Elect Gary L. Kott as Director | For | For | Management | ||||
1.3 | Elect r. Vance Milligan as Director | For | For | Management | ||||
1.4 | Elect Julio M. Quintana as Director | For | For | Management | ||||
1.5 | Elect John T. Reynolds as Director | For | For | Management | ||||
1.6 | Elect Norman W. Robertson as Director | For | For | Management | ||||
1.7 | Elect Michael W. Sutherlin as Director | For | For | Management | ||||
1.8 | Elect Clifton T. Weatherford as Director | For | For | Management | ||||
2 | Approve Shareholder Rights Plan | For | For | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
THE BOSTON BEER COMPANY, INC.
Ticker: | SAM | Security ID: | 100557107 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David A. Burwick | For | For | Management | ||||
1.2 | Director Pearson C. Cummin, III | For | For | Management | ||||
1.3 | Director Jean-michel Valette | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
THE MEDICINES COMPANY
Ticker: | MDCO | Security ID: | 584688105 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Hugin | For | For | Management | ||||
1.2 | Elect Director Clive A. Meanwell | For | For | Management | ||||
1.3 | Elect Director Elizabeth H.S. Wyatt | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
USEC INC.
Ticker: | USU | Security ID: | 90333E108 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James R. Mellor | For | For | Management | ||||
1.2 | Elect Director Michael H. Armacost | For | For | Management | ||||
1.3 | Elect Director Joyce F. Brown | For | For | Management | ||||
1.4 | Elect Director Sigmund L. Cornelius | For | For | Management | ||||
1.5 | Elect Director Joseph T. Doyle | For | For | Management | ||||
1.6 | Elect Director H. William Habermeyer | For | For | Management | ||||
1.7 | Elect Director William J. Madia | For | For | Management | ||||
1.8 | Elect Director W. Henson Moore | For | For | Management | ||||
1.9 | Elect Director Walter E. Skowronski | For | For | Management | ||||
1.10 | Elect Director M. Richard Smith | For | For | Management | ||||
1.11 | Elect Director John K. Welch | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
Ticker: | VSEA | Security ID: | 922207105 | |||
Meeting Date: | JAN 20, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 22, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard A. Aurelio | For | For | Management | ||||
1.2 | Elect Director Bin-ming (Benjamin) Tsai | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
VEECO INSTRUMENTS INC.
Ticker: | VECO | Security ID: | 922417100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas Gutierrez | For | For | Management | ||||
1.2 | Elect Director Gordon Hunter | For | For | Management | ||||
1.3 | Elect Director Peter J. Simone | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
VERINT SYSTEMS INC.
Ticker: | VRNT | Security ID: | 92343X100 | |||
Meeting Date: | JAN 06, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 26, 2010 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul D. Baker | For | Withhold | Management | ||||
1.2 | Elect Director Dan Bodner | For | Withhold | Management | ||||
1.3 | Elect Director John Bunyan | For | Withhold | Management | ||||
1.4 | Elect Director Charles Burdick | For | For | Management | ||||
1.5 | Elect Director Andre Dahan | For | Withhold | Management | ||||
1.6 | Elect Director Victor A. DeMarines | For | Withhold | Management | ||||
1.7 | Elect Director Larry Myers | For | Withhold | Management | ||||
1.8 | Elect Director Howard Safir | For | Withhold | Management | ||||
1.9 | Elect Director Shefali Shah | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Other Business | For | Against | Management |
VERINT SYSTEMS INC.
Ticker: | VRNT | Security ID: | 92343X100 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul D. Baker | For | Withhold | Management | ||||
1.2 | Elect Director Dan Bodner | For | Withhold | Management | ||||
1.3 | Elect Director John Bunyan | For | Withhold | Management | ||||
1.4 | Elect Director Charles Burdick | For | Withhold | Management | ||||
1.5 | Elect Director Victor A. DeMarines | For | For | Management | ||||
1.6 | Elect Director Larry Myers | For | For | Management | ||||
1.7 | Elect Director Howard Safir | For | For | Management | ||||
1.8 | Elect Director Shefali Shah | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Other Business | For | Against | Management |
VIASAT, INC.
Ticker: | VSAT | Security ID: | 92552V100 | |||
Meeting Date: | SEP 22, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director B. Allen Lay | For | For | Management | ||||
1.2 | Elect Director Jeffrey M. Nash | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management |
VISTAPRINT NV
Ticker: | VPRT | Security ID: | N93540107 | |||
Meeting Date: | NOV 04, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Louis R. Page to Supervisory Board | For | For | Management |
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2 | Elect Richard T. Riley to Supervisory Board | For | For | Management | ||||
3 | Approve Financial Statements | For | For | Management | ||||
4 | Approve Discharge of Management Board | For | For | Management | ||||
5 | Approve Discharge of Supervisory Board | For | For | Management | ||||
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management | ||||
7 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
8 | Other Business (Non-Voting) | None | None | Management |
WMS INDUSTRIES INC.
Ticker: | WMS | Security ID: | 929297109 | |||
Meeting Date: | DEC 09, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Bahash | For | For | Management | ||||
1.2 | Elect Director Brian R. Gamache | For | For | Management | ||||
1.3 | Elect Director Patricia M. Nazemetz | For | For | Management | ||||
1.4 | Elect Director Louis J. Nicastro | For | For | Management | ||||
1.5 | Elect Director Neil D. Nicastro | For | For | Management | ||||
1.6 | Elect Director Edward W. Rabin, Jr. | For | For | Management | ||||
1.7 | Elect Director Ira S. Sheinfeld | For | For | Management | ||||
1.8 | Elect Director Bobby L. Siller | For | For | Management | ||||
1.9 | Elect Director William J. Vareschi, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
=============================== ROCK OAK CORE GROWTH FUND ================================
AMERICAN EXPRESS COMPANY
Ticker: | AXP | Security ID: | 025816109 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel F. Akerson | For | For | Management | ||||
1.2 | Elect Director Charlene Barshefsky | For | For | Management | ||||
1.3 | Elect Director Ursula M. Burns | For | For | Management | ||||
1.4 | Elect Director Kenneth I. Chenault | For | For | Management | ||||
1.5 | Elect Director Peter Chernin | For | For | Management | ||||
1.6 | Elect Director Theodore J. Leonsis | For | For | Management | ||||
1.7 | Director Jan Leschly | For | For | Management | ||||
1.8 | Director Richard C. Levin | For | For | Management | ||||
1.9 | Director Richard A. McGinn | For | For | Management | ||||
1.10 | Director Edward D. Miller | For | For | Management | ||||
1.11 | Director Steven S. Reinemund | For | For | Management | ||||
1.12 | Director Robert D. Walter | For | For | Management | ||||
1.13 | Director Ronald A. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Provide for Cumulative Voting | Against | For | Shareholder |
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6 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder |
AMERISOURCEBERGEN CORPORATION
Ticker: | ABC | Security ID: | 03073E105 | |||
Meeting Date: | FEB 17, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charles H. Cotros | For | For | Management | ||||
2 | Elect Director Jane E. Henney | For | For | Management | ||||
3 | Elect Director R. David Yost | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Declassify the Board of Directors | For | For | Management | ||||
8 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
BROADCOM CORPORATION
Ticker: | BRCM | Security ID: | 111320107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nancy H. Handel | For | For | Management | ||||
1.2 | Elect Director Eddy W. Hartenstein | For | For | Management | ||||
1.3 | Elect Director Maria Klawe | For | For | Management | ||||
1.4 | Elect Director John E. Major | For | For | Management | ||||
1.5 | Elect Director Scott A. McGregor | For | For | Management | ||||
1.6 | Elect Director William T. Morrow | For | For | Management | ||||
1.7 | Elect Director Henry Samueli | For | For | Management | ||||
1.8 | Elect Director John A.C. Swainson | For | For | Management | ||||
1.9 | Elect Director Robert E. Switz | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
CERNER CORPORATION
Ticker: | CERN | Security ID: | 156782104 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Denis A. Cortese | For | For | Management | ||||
2 | Elect Director John C. Danforth | For | For | Management | ||||
3 | Elect Director Neal L. Patterson | For | For | Management | ||||
4 | Elect Director William D. Zollars | For | For | Management |
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5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
8 | Approve Omnibus Stock Plan | For | For | Management | ||||
9 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
10 | Increase Authorized Common Stock | For | For | Management | ||||
11 | Eliminate Class of Preferred Stock | For | For | Management |
CME GROUP INC.
Ticker: | CME | Security ID: | 12572Q105 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Craig S. Donohue | For | For | Management | ||||
1.2 | Elect Director Timothy S. Bitsberger | For | For | Management | ||||
1.3 | Elect Director Jackie M. Clegg | For | For | Management | ||||
1.4 | Elect Director James A. Donaldson | For | For | Management | ||||
1.5 | Elect Director J. Dennis Hastert | For | For | Management | ||||
1.6 | Elect Director William P. Miller II | For | For | Management | ||||
1.7 | Elect Director Terry L. Savage | For | For | Management | ||||
1.8 | Elect Director Christopher Stewart | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ManagemenT | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: | CTSH | Security ID: | 192446102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert W. Howe | For | For | Management | ||||
2 | Elect Director Robert E. Weissman | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Increase Authorized Common Stock | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
7 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
DISH NETWORK CORPORATION
Ticker: | DISH | Security ID: | 25470M109 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James Defranco | For | Withhold | Management | ||||
1.2 | Elect Director Cantey Ergen | For | Withhold | Management | ||||
1.3 | Elect Director Charles W. Ergen | For | Withhold | Management | ||||
1.4 | Elect Director Steven R. Goodbarn | For | For | Management | ||||
1.5 | Elect Director Gary S. Howard | For | For | Management | ||||
1.6 | Elect Director David K. Moskowitz | For | Withhold | Management | ||||
1.7 | Elect Director Tom A. Ortolf | For | For | Management | ||||
1.8 | Elect Director Carl E. Vogel | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Adopt a Recapitalization Plan | Against | For | Shareholder | ||||
6 | Other Business | For | Against | Management |
DOLBY LABORATORIES, INC.
Ticker: | DLB | Security ID: | 25659T107 | |||
Meeting Date: | FEB 02, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kevin Yeaman | For | For | Management | ||||
1.2 | Elect Director Peter Gotcher | For | For | Management | ||||
1.3 | Elect Director David Dolby | For | For | Management | ||||
1.4 | Elect Director Nicholas Donatiello, Jr | For | For | Management | ||||
1.5 | Elect Director Ted W. Hall | For | For | Management | ||||
1.6 | Elect Director Bill Jasper | For | For | Management | ||||
1.7 | Elect Director Sanford Robertson | For | For | Management | ||||
1.8 | Elect Director Roger Siboni | For | For | Management | ||||
1.9 | Elect Director Avadis Tevanian, Jr. | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
EBAY INC.
Ticker: | EBAY | Security ID: | 278642103 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Fred D. Anderson | For | For | Management | ||||
2 | Elect Director Edward W. Barnholt | For | For | Management | ||||
3 | Elect Director Scott D. Cook | For | For | Management | ||||
4 | Elect Director John J. Donahoe | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
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EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: | EXPD | Security ID: | 302130109 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Mark A. Emmert | For | For | Management | ||||
2 | Elect Director R. Jordan Gates | For | For | Management | ||||
3 | Elect Director Dan P. Kourkoumelis | For | For | Management | ||||
4 | Elect Director Michael J. Malone | For | For | Management | ||||
5 | Elect Director John W. Meisenbach | For | For | Management | ||||
6 | Elect Director Peter J. Rose | For | For | Management | ||||
7 | Elect Director James L.k. Wang | For | For | Management | ||||
8 | Elect Director Robert R. Wright | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
11 | Approve Stock Option Plan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
EXPRESS SCRIPTS, INC.
Ticker: | ESRX | Security ID: | 302182100 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary G. Benanav | For | For | Management | ||||
1.2 | Elect Director Maura C. Breen | For | For | Management | ||||
1.3 | Elect Director Nicholas J. LaHowchic | For | For | Management | ||||
1.4 | Elect Director Thomas P. Mac Mahon | For | For | Management | ||||
1.5 | Elect Director Frank Mergenthaler | For | For | Management | ||||
1.6 | Elect Director Woodrow A. Myers Jr. | For | For | Management | ||||
1.7 | Elect Director John O. Parker, Jr. | For | For | Management | ||||
1.8 | Elect Director George Paz | For | For | Management | ||||
1.9 | Elect Director Samuel K. Skinner | For | For | Management | ||||
1.10 | Elect Director Seymour Sternberg | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Provide Right to Call Special Meeting | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management | ||||
7 | Report on Political Contributions | Against | For | Shareholder |
F5 NETWORKS, INC.
Ticker: | FFIV | Security ID: | 315616102 | |||
Meeting Date: | MAR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John Chapple | For | For | Management |
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2 | Elect Director A. Gary Ames | For | For | Management | ||||
3 | Elect Director Scott Thompson | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Cogan | For | For | Management | ||||
1.2 | Elect Director Etienne F. Davignon | For | For | Management | ||||
1.3 | Elect Director James M. Denny | For | For | Management | ||||
1.4 | Elect Director Carla A. Hills | For | For | Management | ||||
1.5 | Elect Director Kevin E. Lofton | For | For | Management | ||||
1.6 | Elect Director John W. Madigan | For | For | Management | ||||
1.7 | Elect Director John C. Martin | For | For | Management | ||||
1.8 | Elect Director Gordon E. Moore | For | For | Management | ||||
1.9 | Elect Director Nicholas G. Moore | For | For | Management | ||||
1.10 | Elect Director Richard J. Whitley | For | For | Management | ||||
1.11 | Elect Director Gayle E. Wilson | For | For | Management | ||||
1.12 | Elect Director Per Wold-Olsen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ITT CORPORATION
Ticker: | ITT | Security ID: | 450911102 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven R. Loranger | For | For | Management | ||||
1.2 | Elect Director Curtis J. Crawford | For | For | Management | ||||
1.3 | Elect Director Christina A. Gold | For | For | Management | ||||
1.4 | Elect Director Ralph F. Hake | For | For | Management | ||||
1.5 | Elect Director John J. Hamre | For | For | Management | ||||
1.6 | Elect Director Paul J. Kern | For | For | Management | ||||
1.7 | Elect Director Frank T. MacInnis | For | For | Management | ||||
1.8 | Elect Director Surya N. Mohapatra | For | For | Management | ||||
1.9 | Elect Director Linda S. Sanford | For | For | Management | ||||
1.10 | Elect Director Markos I. Tambakeras | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Provide Right to Call Special Meeting | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
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6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Amend Human Rights Policies | Against | Against | Shareholder |
JACOBS ENGINEERING GROUP INC.
Ticker: | JEC | Security ID: | 469814107 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John F. Coyne | For | For | Management | ||||
2 | Elect Director Linda Fayne Levinson | For | For | Management | ||||
3 | Elect Director Craig L. Martin | For | For | Management | ||||
4 | Elect Director John P. Jumper | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
JUNIPER NETWORKS, INC.
Ticker: | JNPR | Security ID: | 48203R104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mary B. Cranston | For | For | Management | ||||
1.2 | Elect Director Kevin R. Johnson | For | For | Management | ||||
1.3 | Elect Director J. Michael Lawrie | For | For | Management | ||||
1.4 | Elect Director David Schlotterbeck | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Declassify the Board of Directors | None | For | Shareholder |
LAS VEGAS SANDS CORP.
Ticker: | LVS | Security ID: | 517834107 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles D. Forman | For | Withhold | Management | ||||
1.2 | Elect Director George P. Koo | For | For | Management | ||||
1.3 | Elect Director Irwin A. Siegel | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
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4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LEGG MASON, INC.
Ticker: | LM | Security ID: | 524901105 | |||
Meeting Date: | JUL 27, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 28, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John T. Cahill | For | For | Management | ||||
1.2 | Elect Director Dennis R. Beresford | For | For | Management | ||||
1.3 | Elect Director Nelson Peltz | For | For | Management | ||||
1.4 | Elect Director W. Allen Reed | For | For | Management | ||||
1.5 | Elect Director Nicholas J. St. George | For | For | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Any Short-term Incentive Plans (STIP) as Applied to Senior Executives | Against | For | Shareholder | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder |
MASTERCARD INCORPORATED
Ticker: | MA | Security ID: | 57636Q104 | |||
Meeting Date: | SEP 21, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
3 | Amend Board Qualifications | For | For | Management | ||||
4 | Amend Stock Ownership Limitations | For | For | Management | ||||
5 | Adjourn Meeting | For | For | Management | ||||
6.1 | Elect Director Nancy J. Karch | For | For | Management | ||||
6.2 | Elect Director Jose Octavio Reyes Lagunes | For | For | Management | ||||
6.3 | Elect Director Edward Suning Tian | For | For | Management | ||||
6.4 | Elect Director Silvio Barzi | For | For | Management | ||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
MASTERCARD INCORPORATED
Ticker: | MA | Security ID: | 57636Q104 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marc Olivie | For | For | Management | ||||
2 | Elect Director Rima Qureshi | For | For | Management | ||||
3 | Elect Director Mark Schwartz | For | For | Management | ||||
4 | Elect Director Jackson P. Tai | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
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7 | Ratify Auditors | For | For | Management |
MCKESSON CORPORATION
Ticker: | MCK | Security ID: | 58155Q103 | |||
Meeting Date: | JUL 28, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Andy D. Bryant | For | For | Management | ||||
2 | Elect Director Wayne A. Budd | For | For | Management | ||||
3 | Elect Director John H. Hammergren | For | For | Management | ||||
4 | Elect Director Alton F. Irby III | For | Against | Management | ||||
5 | Elect Director M. Christine Jacobs | For | Against | Management | ||||
6 | Elect Director Marie L. Knowles | For | For | Management | ||||
7 | Elect Director David M. Lawrence | For | Against | Management | ||||
8 | Elect Director Edward A. Mueller | For | Against | Management | ||||
9 | Elect Director Jane E. Shaw | For | For | Management | ||||
10 | Amend Omnibus Stock Plan | For | For | Management | ||||
11 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
14 | Report on Pay Disparity | Against | Against | Shareholder |
MOLYCORP INC (DE)
Ticker: | MCP | Security ID: | 608753109 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Russell D. Ball | For | For | Management | ||||
1.2 | Elect Director Charles R. Henry | For | For | Management | ||||
1.3 | Elect Director Jack E. Thompson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
NATIONAL OILWELL VARCO, INC.
Ticker: | NOV | Security ID: | 637071101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert E. Beauchamp | For | For | Management | ||||
2 | Elect Director Jeffery A. Smisek | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Declassify the Board of Directors | For | For | Management |
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7 | Increase Authorized Common Stock | For | For | Management | ||||
8 | Report on Political Contributions | Against | For | Shareholder |
NOBLE CORPORATION
Ticker: | N0L | Security ID: | H5833N103 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lawrence J. Chazen | For | For | Management | ||||
1.2 | Elect Director Jon A. Marshall | For | For | Management | ||||
1.3 | Elect Director Mary P. Ricciardello | For | For | Management | ||||
2 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | For | For | Management | ||||
4 | Approve CHF 38.4 Million Reduction in Share Capital | For | For | Management | ||||
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | For | For | Management | ||||
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | For | For | Management | ||||
8 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
NUCOR CORPORATION
Ticker: | NUE | Security ID: | 670346105 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter C. Browning | For | For | Management | ||||
1.2 | Elect Director Victoria F. Haynes | For | For | Management | ||||
1.3 | Elect Director Christopher J. Kearney | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Require Independent Board Chairman | Against | For | Shareholder |
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QUALCOMM INCORPORATED
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||||
1.11 | Elect Director Francisco Ros | For | For | Management | ||||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||||
1.13 | Elect Director Marc I. Stern | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Years | Management | ||||
7 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
ROCKWELL AUTOMATION, INC.
Ticker: | ROK | Security ID: | 773903109 | |||
Meeting Date: | FEB 01, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donald R. Parfet | For | For | Management | ||||
1.2 | Elect Director Steven R. Kalmanson | For | For | Management | ||||
1.3 | Elect Director James P. Keane | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
SALESFORCE.COM, INC.
Ticker: | CRM | Security ID: | 79466L302 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marc Benioff | For | For | Management |
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2 | Elect Director Craig Conway | For | For | Management | ||||
3 | Elect Director Alan Hassenfeld | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Declassify the Board of Directors | Against | For | Shareholder |
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. (SQM)
Ticker: | SQM-B | Security ID: | 833635105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Annual Report, Financial Statements, Supervisory Board’s Report and External Auditor Reports, and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Elect External Auditors and Internal Account Inspectors for Fiscal Year 2010 | For | For | Management | ||||
3 | Receive Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management | ||||
4 | Approve Investment and Financing Policy | For | For | Management | ||||
5 | Approve Allocation of Income and Dividends, and Dividend Policy | For | For | Management | ||||
6 | Approve Board Expenses for Fiscal Year 2010 | For | For | Management | ||||
7 | Elect Directors and Approve their Remuneration | For | Against | Management | ||||
8 | Approve Issues Related to Directors and Audit Committees | For | Against | Management | ||||
9 | Other Business | For | Against | Management |
TRANSOCEAN LTD.
Ticker: | RIGN | Security ID: | H8817H100 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | Against | Management | ||||
3 | Approve Allocation of Income and Omission of Dividends | For | For | Management | ||||
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | For | For | Management | ||||
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | For | For | Management | ||||
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | For | For | Management |
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7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||
8 | Approve Decrease in Size of Board | For | For | Management | ||||
9a | Reelect Jagjeet S. Bindra as Director | For | For | Management | ||||
9b | Reelect Steve Lucas as Director | For | For | Management | ||||
9c | Reelect Tan Ek Kia as Director | For | For | Management | ||||
9d | Reelect Martin B. McNamara as Director | For | For | Management | ||||
9e | Reelect Ian C. Strachan as Director | For | For | Management | ||||
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
VMWARE, INC.
Ticker: | VMW | Security ID: | 928563402 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Renee J. James | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
WEATHERFORD INTERNATIONAL LTD.
Ticker: | WFT | Security ID: | H27013103 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3.1 | Reelect Bernard Duroc-Danner as Director | For | For | Management | ||||
3.2 | Reelect Samuel Bodman, III as Director | For | For | Management | ||||
3.3 | Reelect Nicholas Brady as Director | For | For | Management | ||||
3.4 | Reelect David Butters as Director | For | For | Management | ||||
3.5 | Reelect William Macaulay as Director | For | For | Management | ||||
3.6 | Reelect Robert Millard as Director | For | For | Management | ||||
3.7 | Reelect Robert Moses, Jr. as Director | For | For | Management | ||||
3.8 | Reelect Guilliermo Ortiz as Director | For | For | Management | ||||
3.9 | Reelect Emyr Parry as Director | For | For | Management | ||||
3.10 | Reelect Robert Rayne as Director | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
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WHOLE FOODS MARKET, INC.
Ticker: | WFM | Security ID: | 966837106 | |||
Meeting Date: | FEB 28, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Elstrott | For | For | Management | ||||
1.2 | Elect Director Gabrielle Greene | For | For | Management | ||||
1.3 | Elect Director Shahid (Hass) Hassan | For | For | Management | ||||
1.4 | Elect Director Stephanie Kugelman | For | For | Management | ||||
1.5 | Elect Director John Mackey | For | For | Management | ||||
1.6 | Elect Director Walter Robb | For | For | Management | ||||
1.7 | Elect Director Jonathan Seiffer | For | Withhold | Management | ||||
1.8 | Elect Director Morris (Mo) Siegel | For | For | Management | ||||
1.9 | Elect Director Jonathan Sokoloff | For | Withhold | Management | ||||
1.10 | Elect Director Ralph Sorenson | For | For | Management | ||||
1.11 | Elect Director W. (Kip) Tindell, III | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
5 | Amend Articles/Bylaws/Charter — Removal of Directors | Against | For | Shareholder | ||||
6 | Require Independent Board Chairman | Against | For | Shareholder |
WYNN RESORTS, LIMITED
Ticker: | WYNN | Security ID: | 983134107 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Russell Goldsmith | For | For | Management | ||||
1.2 | Elect Director Robert J. Miller | For | For | Management | ||||
1.3 | Elect Director Kazuo Okada | For | Withhold | Management | ||||
1.4 | Elect Director Allan Zeman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
============================== WHITE OAK GROWTH STOCK FUND ===============================
ACE LIMITED
Ticker: | ACE | Security ID: | H0023R105 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Evan G. Greenberg as Director | For | For | Management |
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1.2 | Elect Leo F. Mullin as Director | For | For | Management | ||||
1.3 | Elect Olivier Steimer as Director | For | For | Management | ||||
1.4 | Elect Michael P. Connors as Director | For | For | Management | ||||
1.5 | Elect Eugene B. Shanks, Jr as Director | For | For | Management | ||||
1.6 | Elect John A. Krol as Director | For | For | Management | ||||
2.1 | Approve Annual Report | For | For | Management | ||||
2.2 | Accept Statutory Financial Statements | For | For | Management | ||||
2.3 | Accept Consolidated Financial Statements | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends | For | For | Management | ||||
4 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
5.1 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||
5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | For | For | Management | ||||
5.3 | Ratify BDO AG as Special Auditors | For | For | Management | ||||
6 | Approve Dividend Distribution from Legal Reserves | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
AMAZON.COM, INC.
Ticker: | AMZN | Security ID: | 023135106 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jeffrey P. Bezos | For | For | Management | ||||
2 | Elect Director Tom A. Alberg | For | For | Management | ||||
3 | Elect Director John Seely Brown | For | For | Management | ||||
4 | Elect Director William B. Gordon | For | For | Management | ||||
5 | Elect Director Alain Monie | For | For | Management | ||||
6 | Elect Director Jonathan J. Rubinstein | For | For | Management | ||||
7 | Elect Director Thomas O. Ryder | For | For | Management | ||||
8 | Elect Director Patricia Q. Stonesifer | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
12 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
13 | Report on Climate Change | Against | For | Shareholder |
AMGEN INC.
Ticker: | AMGN | Security ID: | 031162100 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David Baltimore | For | For | Management | ||||
2 | Elect Director Frank J. Biondi, Jr. | For | For | Management |
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3 | Elect Director Francois De Carbonnel | For | For | Management | ||||
4 | Elect Director Vance D. Coffman | For | For | Management | ||||
5 | Elect Director Rebecca M. Henderson | For | For | Management | ||||
6 | Elect Director Frank C. Herringer | For | For | Management | ||||
7 | Elect Director Gilbert S. Omenn | For | For | Management | ||||
8 | Elect Director Judith C. Pelham | For | For | Management | ||||
9 | Elect Director J. Paul Reason | For | For | Management | ||||
10 | Elect Director Leonard D. Schaeffer | For | For | Management | ||||
11 | Elect Director Kevin W. Sharer | For | For | Management | ||||
12 | Elect Director Ronald D. Sugar | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Provide Right to Act by Written Consent | Against | For | Shareholder |
BROADCOM CORPORATION
Ticker: | BRCM | Security ID: | 111320107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nancy H. Handel | For | For | Management | ||||
1.2 | Elect Director Eddy W. Hartenstein | For | For | Management | ||||
1.3 | Elect Director Maria Klawe | For | For | Management | ||||
1.4 | Elect Director John E. Major | For | For | Management | ||||
1.5 | Elect Director Scott A. McGregor | For | For | Management | ||||
1.6 | Elect Director William T. Morrow | For | For | Management | ||||
1.7 | Elect Director Henry Samueli | For | For | Management | ||||
1.8 | Elect Director John A.C. Swainson | For | For | Management | ||||
1.9 | Elect Director Robert E. Switz | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | For | Management |
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13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | For | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Against | Against | Shareholder |
CIT GROUP INC.
Ticker: | CIT | Security ID: | 125581801 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John A. Thain | For | For | Management | ||||
2 | Elect Director Michael J. Embler | For | For | Management | ||||
3 | Elect Director William M. Freeman | For | For | Management | ||||
4 | Elect Director David M. Moffett | For | For | Management | ||||
5 | Elect Director R. Brad Oates | For | For | Management | ||||
6 | Elect Director Marianne Miller Parrs | For | For | Management | ||||
7 | Elect Director Gerald Rosenfeld | For | For | Management | ||||
8 | Elect Director John R. Ryan | For | For | Management | ||||
9 | Elect Director Seymour Sternberg | For | For | Management | ||||
10 | Elect Director Peter J. Tobin | For | For | Management | ||||
11 | Elect Director Laura S. Unger | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: | CTSH | Security ID: | 192446102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert W. Howe | For | For | Management | ||||
2 | Elect Director Robert E. Weissman | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Increase Authorized Common Stock | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
7 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
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EBAY INC.
Ticker: | EBAY | Security ID: | 278642103 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Fred D. Anderson | For | For | Management | ||||
2 | Elect Director Edward W. Barnholt | For | For | Management | ||||
3 | Elect Director Scott D. Cook | For | For | Management | ||||
4 | Elect Director John J. Donahoe | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
EXPRESS SCRIPTS, INC.
Ticker: | ESRX | Security ID: | 302182100 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary G. Benanav | For | For | Management | ||||
1.2 | Elect Director Maura C. Breen | For | For | Management | ||||
1.3 | Elect Director Nicholas J. LaHowchic | For | For | Management | ||||
1.4 | Elect Director Thomas P. Mac Mahon | For | For | Management | ||||
1.5 | Elect Director Frank Mergenthaler | For | For | Management | ||||
1.6 | Elect Director Woodrow A. Myers Jr. | For | For | Management | ||||
1.7 | Elect Director John O. Parker, Jr. | For | For | Management | ||||
1.8 | Elect Director George Paz | For | For | Management | ||||
1.9 | Elect Director Samuel K. Skinner | For | For | Management | ||||
1.10 | Elect Director Seymour Sternberg | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Provide Right to Call Special Meeting | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management | ||||
7 | Report on Political Contributions | Against | For | Shareholder |
GOLDCORP INC.
Ticker: | G | Security ID: | 380956409 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Ian W. Telfer as Director | For | For | Management | ||||
1.2 | Elect Douglas M. Holtby as Director | For | For | Management | ||||
1.3 | Elect Charles A. Jeannes as Director | For | For | Management | ||||
1.4 | Elect John P. Bell as Director | For | For | Management | ||||
1.5 | Elect Lawrence I. Bell as Director | For | For | Management | ||||
1.6 | Elect Beverley A. Briscoe as Director | For | For | Management |
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1.7 | Elect Peter J. Dey as Director | For | For | Management | ||||
1.8 | Elect P. Randy Reifel as Director | For | For | Management | ||||
1.9 | Elect A. Dan Rovig as Director | For | For | Management | ||||
1.10 | Elect Kenneth F. Williamson as Director | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Amend Stock Option Plan | For | For | Management | ||||
4 | Approve Increase in Size of Board from 10 to 12 | For | For | Management | ||||
5 | Improve Human Rights Standards or Policies | Against | Against | Shareholder |
GOOGLE INC.
Ticker: | GOOG | Security ID: | 38259P508 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | For | Management | ||||
1.2 | Elect Director Sergey Brin | For | For | Management | ||||
1.3 | Elect Director Eric E. Schmidt | For | For | Management | ||||
1.4 | Elect Director L. John Doerr | For | For | Management | ||||
1.5 | Elect Director John L. Hennessy | For | For | Management | ||||
1.6 | Elect Director Ann Mather | For | For | Management | ||||
1.7 | Elect Director Paul S. Otellini | For | For | Management | ||||
1.8 | Elect Director K. Ram Shriram | For | For | Management | ||||
1.9 | Elect Director Shirley M. Tilghman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
7 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder | ||||
8 | Report on Code of Conduct Compliance | Against | Against | Shareholder |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director A. J. P. Belda | For | For | Management | ||||
2 | Elect Director W. R. Brody | For | For | Management | ||||
3 | Elect Director K. I. Chenault | For | For | Management | ||||
4 | Elect Director M. L. Eskew | For | For | Management | ||||
5 | Elect Director S. A. Jackson | For | For | Management | ||||
6 | Elect Director A. N. Liveris | For | For | Management | ||||
7 | Elect Director W. J. McNerney, Jr. | For | For | Management | ||||
8 | Elect Director J. W. Owens | For | For | Management | ||||
9 | Elect Director S. J. Palmisano | For | For | Management |
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10 | Elect Director J. E. Spero | For | For | Management | ||||
11 | Elect Director S. Taurel | For | For | Management | ||||
12 | Elect Director L. H. Zambrano | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Report on Lobbying Expenses | Against | For | Shareholder |
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Crandall C. Bowles | For | For | Management | ||||
2 | Elect Director Stephen B. Burke | For | For | Management | ||||
3 | Elect Director David M. Cote | For | For | Management | ||||
4 | Elect Director James S. Crown | For | For | Management | ||||
5 | Elect Director James Dimon | For | For | Management | ||||
6 | Elect Director Ellen V. Futter | For | For | Management | ||||
7 | Elect Director William H. Gray, III | For | For | Management | ||||
8 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||||
9 | Elect Director David C. Novak | For | For | Management | ||||
10 | Elect Director Lee R. Raymond | For | For | Management | ||||
11 | Elect Director William C. Weldon | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Amend Omnibus Stock Plan | For | Against | Management | ||||
16 | Affirm Political Non-Partisanship | Against | Against | Shareholder | ||||
17 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
18 | Report on Loan Modifications | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | For | Shareholder | ||||
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Against | Against | Shareholder | ||||
21 | Require Independent Board Chairman | Against | Against | Shareholder |
KLA-TENCOR CORPORATION
Ticker: | KLAC | Security ID: | 482480100 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward W. Barnholt | For | For | Management | ||||
1.2 | Elect Director Emiko Higashi | For | For | Management | ||||
1.3 | Elect Director Stephen P. Kaufman | For | For | Management | ||||
1.4 | Elect Director Richard P. Wallace | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
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M&T BANK CORPORATION
Ticker: | MTB | Security ID: | 55261F104 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brent D. Baird | For | For | Management | ||||
1.2 | Elect Director Robert J. Bennett | For | For | Management | ||||
1.3 | Elect Director C. Angela Bontempo | For | For | Management | ||||
1.4 | Elect Director Robert T. Brady | For | Withhold | Management | ||||
1.5 | Elect Director Michael D. Buckley | For | For | Management | ||||
1.6 | Elect Director T. Jefferson Cunningham, III | For | For | Management | ||||
1.7 | Elect Director Mark J. Czarnecki | For | For | Management | ||||
1.8 | Elect Director Gary N. Geisel | For | For | Management | ||||
1.9 | Elect Director Patrick W.E. Hodgson | For | For | Management | ||||
1.10 | Elect Director Richard G. King | For | For | Management | ||||
1.11 | Elect Director Jorge G. Pereira | For | For | Management | ||||
1.12 | Elect Director Michael P. Pinto | For | For | Management | ||||
1.13 | Elect Director Melinda R. Rich | For | For | Management | ||||
1.14 | Elect Director Robert E. Sadler, Jr. | For | For | Management | ||||
1.15 | Elect Director Herbert L. Washington | For | For | Management | ||||
1.16 | Elect Director Robert G. Wilmers | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
QUALCOMM INCORPORATED
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||||
1.11 | Elect Director Francisco Ros | For | For | Management | ||||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||||
1.13 | Elect Director Marc I. Stern | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
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SALESFORCE.COM, INC.
Ticker: | CRM | Security ID: | 79466L302 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marc Benioff | For | For | Management | ||||
2 | Elect Director Craig Conway | For | For | Management | ||||
3 | Elect Director Alan Hassenfeld | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Declassify the Board of Directors | Against | For | Shareholder |
SPRINT NEXTEL CORPORATION
Ticker: | S | Security ID: | 852061100 | |||||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Election Director Robert R. Bennett | For | For | Management | ||||
2 | Election Director Gordon M. Bethune | For | For | Management | ||||
3 | Election Director Larry C. Glasscock | For | For | Management | ||||
4 | Election Director James H. Hance, Jr. | For | For | Management | ||||
5 | Election Director Daniel R. Hesse | For | For | Management | ||||
6 | Election Director V. Janet Hill | For | For | Management | ||||
7 | Election Director Frank Ianna | For | For | Management | ||||
8 | Election Director Sven-Christer Nilsson | For | For | Management | ||||
9 | Election Director William R. Nuti | For | For | Management | ||||
10 | Election Director Rodney O’ Neal | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Report on Political Contributions | Against | For | Shareholder | ||||
15 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
16 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
STRYKER CORPORATION
Ticker: | SYK | Security ID: | 863667101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Howard E. Cox, Jr. | For | For | Management | ||||
1.2 | Elect Director Srikant M. Datar | For | For | Management | ||||
1.3 | Elect Director Roch Doliveux | For | For | Management | ||||
1.4 | Elect Director Louise L. Francesconi | For | For | Management |
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1.5 | Elect Director Allan C. Golston | For | For | Management | ||||
1.6 | Elect Director Howard L. Lance | For | For | Management | ||||
1.7 | Elect Director Stephen P. MacMillan | For | For | Management | ||||
1.8 | Elect Director William U. Parfet | For | For | Management | ||||
1.9 | Elect Director Ronda E. Stryker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Approve Restricted Stock Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
TCF FINANCIAL CORPORATION
Ticker: | TCB | Security ID: | 872275102 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raymond L. Barton | For | For | Management | ||||
1.2 | Elect Director Peter Bell | For | For | Management | ||||
1.3 | Elect Director William F. Bieber | For | Withhold | Management | ||||
1.4 | Elect Director Theodore J. Bigos | For | Withhold | Management | ||||
1.5 | Elect Director William A. Cooper | For | For | Management | ||||
1.6 | Elect Director Thomas A. Cusick | For | For | Management | ||||
1.7 | Elect Director Luella G. Goldberg | For | Withhold | Management | ||||
1.8 | Elect Director Karen L. Grandstrand | For | For | Management | ||||
1.9 | Elect Director George G. Johnson | For | For | Management | ||||
1.10 | Elect Director Vance K. Opperman | For | Withhold | Management | ||||
1.11 | Elect Director Gregory J. Pulles | For | For | Management | ||||
1.12 | Elect Director Gerald A. Schwalbach | For | Withhold | Management | ||||
1.13 | Elect Director Ralph Strangis | For | Withhold | Management | ||||
1.14 | Elect Director Barry N. Winslow | For | For | Management | ||||
1.15 | Elect Director Richard A. Zona | For | For | Management | ||||
2 | Amend Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
8 | Ratify Auditors | For | For | Management |
THE CHARLES SCHWAB CORPORATION
Ticker: | SCHW | Security ID: | 808513105 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Frank C. Herringer | For | For | Management | ||||
2 | Elect Director Stephen T. McLin | For | For | Management | ||||
3 | Elect Director Charles R. Schwab | For | For | Management | ||||
4 | Elect Director Roger O. Walther | For | For | Management |
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5 | Elect Director Robert N. Wilson | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Amend Omnibus Stock Plan | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
10 | Report on Political Contributions | Against | For | Shareholder | ||||
11 | Declassify the Board of Directors | None | For | Shareholder |
TRANSOCEAN LTD.
Ticker: | RIGN | Security ID: | H8817H100 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | Against | Management | ||||
3 | Approve Allocation of Income and Omission of Dividends | For | For | Management | ||||
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | For | For | Management | ||||
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | For | For | Management | ||||
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | For | For | Management | ||||
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||
8 | Approve Decrease in Size of Board | For | For | Management | ||||
9a | Reelect Jagjeet S. Bindra as Director | For | For | Management | ||||
9b | Reelect Steve Lucas as Director | For | For | Management | ||||
9c | Reelect Tan Ek Kia as Director | For | For | Management | ||||
9d | Reelect Martin B. McNamara as Director | For | For | Management | ||||
9e | Reelect Ian C. Strachan as Director | For | For | Management | ||||
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 | |||
Meeting Date: | MAY 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||||
2 | Elect Director Richard T. Burke | For | For | Management | ||||
3 | Elect Director Robert J. Darretta | For | For | Management | ||||
4 | Elect Director Stephen J. Hemsley | For | For | Management |
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5 | Elect Director Michele J. Hooper | For | For | Management | ||||
6 | Elect Director Rodger A. Lawson | For | For | Management | ||||
7 | Elect Director Douglas W. Leatherdale | For | For | Management | ||||
8 | Elect Director Glenn M. Renwick | For | For | Management | ||||
9 | Elect Director Kenneth I. Shine | For | For | Management | ||||
10 | Elect Director Gail R. Wilensky | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management |
YAHOO! INC.
Ticker: | YHOO | Security ID: | 984332106 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol Bartz | For | For | Management | ||||
2 | Elect Director Roy J. Bostock | For | For | Management | ||||
3 | Elect Director Patti S. Hart | For | For | Management | ||||
4 | Elect Director Susan M. James | For | For | Management | ||||
5 | Elect Director Vyomesh Joshi | For | For | Management | ||||
6 | Elect Director David W. Kenny | For | For | Management | ||||
7 | Elect Director Arthur H. Kern | For | For | Management | ||||
8 | Elect Director Brad D. Smith | For | For | Management | ||||
9 | Elect Director Gary L. Wilson | For | For | Management | ||||
10 | Elect Director Jerry Yang | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Adopt Human Rights Policies Regarding the Sale of Technology and Technical Assistance | Against | Against | Shareholder |
========== END NPX REPORT
Page 89
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Oak Associates Funds | ||
By: | /s/ Leslie Manna | |
Leslie Manna | ||
President | ||
Date: | August 31, 2011 |