The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ROYAL GOLD INC | NOTE 2.875% 6/1 | 780287AA6 | 339 | 314,000 | PRN | DFND | 0 | 314,000 | 0 | ||
AEGON N V | NY REGISTRY SH | 007924103 | 66 | 12,983 | SH | DFND | 0 | 12,983 | 0 | ||
ALPINE GLOBAL PREMIER PPTYS | COM SBI | 02083A103 | 136 | 21,465 | SH | DFND | 0 | 21,465 | 0 | ||
ASSOCIATED CAP GROUP INC | CL A | 045528106 | 2,478 | 72,870 | SH | DFND | 0 | 72,870 | 0 | ||
B2GOLD CORP | COM | 11777Q209 | 99 | 35,400 | SH | DFND | 0 | 35,400 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,237 | 7,301 | SH | DFND | 0 | 7,301 | 0 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 441 | 27,698 | SH | DFND | 0 | 27,698 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 471 | 48,472 | SH | DFND | 0 | 48,472 | 0 | ||
CALAMOS GLOBAL TOTAL RETURN | COM SH BEN INT | 128118106 | 327 | 24,817 | SH | DFND | 0 | 24,817 | 0 | ||
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 439 | 41,438 | SH | DFND | 0 | 41,438 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 904 | 12,200 | SH | DFND | 0 | 12,200 | 0 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 621 | 7,689 | SH | DFND | 0 | 7,689 | 0 | ||
COTT CORP QUE | COM | 22163N106 | 5,213 | 360,988 | SH | DFND | 0 | 360,988 | 0 | ||
COVANTA HLDG CORP | COM | 22282E102 | 3,431 | 259,888 | SH | DFND | 0 | 259,888 | 0 | ||
DIVERSIFIED REAL ASSET INC F | COM SHS | 25533B108 | 214 | 12,254 | SH | DFND | 0 | 12,254 | 0 | ||
DTE ENERGY CO | COM | 233331107 | 693 | 6,554 | SH | DFND | 0 | 6,554 | 0 | ||
EATON VANCE MI MUNI INCOME T | SH BEN INT | 27826D106 | 1,120 | 82,810 | SH | DFND | 0 | 82,810 | 0 | ||
ERICSSON | ADR B SEK 10 | 294821608 | 2,065 | 288,001 | SH | DFND | 0 | 288,001 | 0 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 1,661 | 27,366 | SH | DFND | 0 | 27,366 | 0 | ||
FASTENAL CO | COM | 311900104 | 982 | 22,555 | SH | DFND | 0 | 22,555 | 0 | ||
FRANKLIN UNVL TR | SH BEN INT | 355145103 | 8,068 | 1,128,325 | SH | DFND | 0 | 1,128,325 | 0 | ||
GABELLI GLB SML & MD CP VAL | COM | 36249W104 | 797 | 64,503 | SH | DFND | 0 | 64,503 | 0 | ||
GLOBAL SELF STORAGE INC | COM | 37955N106 | 4,337 | 885,164 | SH | DFND | 0 | 885,164 | 0 | ||
GLOBAL WTR RES INC | COM | 379463102 | 4,043 | 408,410 | SH | DFND | 0 | 408,410 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2017 | 18383M548 | 14,171 | 626,751 | SH | DFND | 0 | 626,751 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 4,136 | 180,846 | SH | DFND | 0 | 180,846 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 303 | 1,973 | SH | DFND | 0 | 1,973 | 0 | ||
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 836 | 108,351 | SH | DFND | 0 | 108,351 | 0 | ||
ISHARES TR | 1-3 YR TR BD ETF | 464287457 | 2,454 | 29,050 | SH | DFND | 0 | 29,050 | 0 | ||
ISHARES TR | 7-10YR TR BD ETF | 464287440 | 3,757 | 35,245 | SH | DFND | 0 | 35,245 | 0 | ||
LEGG MASON BW GLB INC OPP FD | COM | 52469B100 | 7,049 | 532,815 | SH | DFND | 0 | 532,815 | 0 | ||
MEDICAL PPTYS TRUST INC | COM | 58463J304 | 8,256 | 641,490 | SH | DFND | 0 | 641,490 | 0 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 503 | 81,082 | SH | DFND | 0 | 81,082 | 0 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 1,343 | 310,818 | SH | DFND | 0 | 310,818 | 0 | ||
MORGAN STANLEY ASIA PAC FD I | COM | 61744U106 | 247 | 14,850 | SH | DFND | 0 | 14,850 | 0 | ||
MORGAN STANLEY EMER MKTS FD | COM | 61744G107 | 274 | 16,985 | SH | DFND | 0 | 16,985 | 0 | ||
NEW SR INVT GROUP INC | COM | 648691103 | 6,860 | 682,564 | SH | DFND | 0 | 682,564 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 7,090 | 1,150,943 | SH | DFND | 0 | 1,150,943 | 0 | ||
NUVEEN MICHIGAN QLT MUN INC | COM | 670979103 | 1,045 | 76,282 | SH | DFND | 0 | 76,282 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 804 | 9,228 | SH | DFND | 0 | 9,228 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 7,548 | 96,562 | SH | DFND | 0 | 96,562 | 0 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 1,204 | 125,327 | SH | DFND | 0 | 125,327 | 0 | ||
SANDSTORM GOLD LTD | COM NEW | 80013R206 | 6,511 | 1,682,307 | SH | DFND | 0 | 1,682,307 | 0 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 3,363 | 62,319 | SH | DFND | 0 | 62,319 | 0 | ||
SPARK NETWORKS INC | COM | 84651P100 | 895 | 932,413 | SH | DFND | 0 | 932,413 | 0 | ||
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 239 | 15,724 | SH | DFND | 0 | 15,724 | 0 | ||
SPECIAL OPPORTUNITIES FD INC | PFD CONV SE B | 84741T302 | 543 | 21,313 | SH | DFND | 0 | 21,313 | 0 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 252 | 12,499 | SH | DFND | 0 | 12,499 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 7,153 | 1,064,493 | SH | DFND | 0 | 1,064,493 | 0 | ||
GDL FUND | COM SH BEN IT | 361570104 | 3,809 | 371,255 | SH | DFND | 0 | 371,255 | 0 | ||
U S GLOBAL INVS INC | CL A | 902952100 | 3,615 | 2,378,219 | SH | DFND | 0 | 2,378,219 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 281 | 1,518 | SH | DFND | 0 | 1,518 | 0 | ||
VEREIT INC | COM | 92339V100 | 5,554 | 682,302 | SH | DFND | 0 | 682,302 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 5,240 | 182,380 | SH | DFND | 0 | 182,380 | 0 | ||
WESTERN ASSET CLYM INFL OPP | COM | 95766R104 | 28,479 | 2,584,285 | SH | DFND | 0 | 2,584,285 | 0 | ||
WESTERN ASSET CLYM INFL SEC | COM SH BEN INT | 95766Q106 | 5,864 | 518,970 | SH | DFND | 0 | 518,970 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 392 | 5,011 | SH | DFND | 0 | 5,011 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 2,297 | 21,617 | SH | DFND | 0 | 21,617 | 0 | ||
WELLS FARGO GLOBAL DIVIDEND | COM | 94987C103 | 133 | 21,720 | SH | DFND | 0 | 21,720 | 0 | ||
180 DEGREE CAP CORP | COM | 68235B109 | 2,615 | 1,614,501 | SH | DFND | 0 | 1,614,501 | 0 | ||
ANALOG DEVICES INC | COM | 032654105 | 205 | 2,632 | SH | DFND | 0 | 2,632 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 204 | 6,504 | SH | DFND | 0 | 6,504 | 0 | ||
ETF SER SOLUTIONS | US GBL GLD PRE | 26922A719 | 726 | 60,911 | SH | DFND | 0 | 60,911 | 0 | ||
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 552 | 49,966 | SH | DFND | 0 | 49,966 | 0 | ||
LIFEWAY FOODS INC | COM | 531914109 | 145 | 15,565 | SH | DFND | 0 | 15,565 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 664 | 4,336 | SH | DFND | 0 | 4,336 | 0 | ||
NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | 272 | 27,000 | SH | DFND | 0 | 27,000 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67062F100 | 561 | 39,000 | SH | DFND | 0 | 39,000 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063C106 | 658 | 48,000 | SH | DFND | 0 | 48,000 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063X100 | 790 | 54,000 | SH | DFND | 0 | 54,000 | 0 | ||
PIMCO ETF TR | 25YR+ ZERO U S | 72201R882 | 4,536 | 38,683 | SH | DFND | 0 | 38,683 | 0 | ||
RICHMONT MINES INC | COM | 76547T106 | 4,274 | 548,008 | SH | DFND | 0 | 548,008 | 0 | ||
SPDR SERIES TRUST | BLOOMBERG LNG TR | 78464A664 | 4,110 | 56,996 | SH | DFND | 0 | 56,996 | 0 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 36,987 | 733,572 | SH | DFND | 0 | 733,572 | 0 | ||
SIBANYE GOLD LTD | SPONSORED ADR | 825724206 | 2,362 | 510,186 | SH | DFND | 0 | 510,186 | 0 | ||
SPIRIT RLTY CAP INC NEW | COM | 84860W102 | 5,997 | 809,339 | SH | DFND | 0 | 809,339 | 0 | ||
VITAMIN SHOPPE INC | COM | 92849E101 | 1,685 | 144,654 | SH | DFND | 0 | 144,654 | 0 | ||
KENNEDY-WILSON HLDGS INC | COM | 489398107 | 8,999 | 472,391 | SH | DFND | 0 | 472,391 | 0 | ||
SEQUENTIAL BRNDS GROUP INC N | COM | 81734P107 | 2,106 | 527,699 | SH | DFND | 0 | 527,699 | 0 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 6,926 | 348,227 | SH | DFND | 0 | 348,227 | 0 | ||
NEW YORK REIT INC | COM | 64976L109 | 5,099 | 590,205 | SH | DFND | 0 | 590,205 | 0 | ||
VIRTUS TOTAL RETURN FUND INC | COM | 92837G100 | 416 | 33,956 | SH | DFND | 0 | 33,956 | 0 |