The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
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0001051096 |
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Name of Issuer | |||||||||||||||||
CHICAGO CAPITAL MANAGEMENT, L.P. | |||||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||||
ILLINOIS | |||||||||||||||||
Year of Incorporation/Organization | |||||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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CHICAGO CAPITAL MANAGEMENT, L.P. | |||
Street Address 1 | Street Address 2 | ||
311 SOUTH WACKER DRIVE, SUITE 6025 | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
CHICAGO | ILLINOIS | 60606 | (312) 374-9000 |
3. Related Persons
Last Name | First Name | Middle Name |
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Chicago Capital Management, LLC | N/A | |
Street Address 1 | Street Address 2 | |
311 South Wacker Drive | Suite 6025 | |
City | State/Province/Country | ZIP/PostalCode |
Chicago | ILLINOIS | 60606 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
General PartnerLast Name | First Name | Middle Name |
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Gerbel | Steven | |
Street Address 1 | Street Address 2 | |
311 South Wacker Drive | Suite 6025 | |
City | State/Province/Country | ZIP/PostalCode |
Chicago | ILLINOIS | 60606 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Managing Member of General Partner (Chicago Capital Management, LLC)4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
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No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | X | $50,000,001 - $100,000,000 | ||
Over $100,000,000 | Over $100,000,000 | |||
Decline to Disclose | Decline to Disclose | |||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
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Rule 504 (b)(1)(i) | |||
Rule 504 (b)(1)(ii) | |||
Rule 504 (b)(1)(iii) | |||
Rule 505 | |||
X | Rule 506(b) | ||
Rule 506(c) | |||
Securities Act Section 4(a)(5) |
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7. Type of Filing
New Notice | Date of First Sale | 1998-01-01 | First Sale Yet to Occur | ||||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
Equity | X | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) | ||
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $250,000 | USD |
12. Sales Compensation
Recipient |
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Rick Vogel | 2714420 | ||||||
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Chicago Capital Management LP/BD | 44342 | ||||||
Street Address 1 | Street Address 2 | ||||||
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12033 South 75th Avenue | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Palos Heights | ILLINOIS | 60463 | |||||
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Recipient |
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Jeffrey Newman | 2317856 | ||||||
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Chicago Capital Management LP/BD | 44342 | ||||||
Street Address 1 | Street Address 2 | ||||||
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2180 Oak Hill Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Lisle | ILLINOIS | 60532 | |||||
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Recipient |
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James Casselberry | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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203 North LaSalle Street | Suite 1500 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chicago | ILLINOIS | 60601 | |||||
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Recipient |
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David Clark | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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30 South LaSalle Street | Suite 2020 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chicago | ILLINOIS | 60606 | |||||
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Recipient |
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David Lansburgh | 5462483 | ||||||
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Chicago Capital Management LP/BD | 44342 | ||||||
Street Address 1 | Street Address 2 | ||||||
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1915 North Orchard | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chicago | ILLINOIS | 60614 | |||||
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Recipient |
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Gary Clark | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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10 Universal City Plaza | Suite 2000 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Universal City | CALIFORNIA | 91608 | |||||
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Recipient |
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John David | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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4160 Saxon Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New Smyrna Beach | FLORIDA | 32169 | |||||
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Recipient |
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Josh Scheinfeld | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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107 South Avenue | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Glencoe | ILLINOIS | 60022 | |||||
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Recipient |
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Monarch Trading Ltd. | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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440 South LaSalle | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chicago | ILLINOIS | 60605 | |||||
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Recipient |
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Peregrine Financial Group | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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30 South LaSalle Street | Suite 2020 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chicago | ILLINOIS | 60606 | |||||
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Recipient |
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Perry Jonkheer | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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130 South Canal # 10-S | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chicago | ILLINOIS | 60606 | |||||
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Recipient |
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S-Cubed | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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29 South LaSalle Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chicago | ILLINOIS | 60603 | |||||
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Recipient |
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Steve Walker | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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P.O. Box 382 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Zephyr Cove | NEVADA | 40489 | |||||
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Recipient |
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Subeck & Assoc., Ltd. | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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29 South LaSalle Street | Suite 905 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chicago | ILLINOIS | 60603 | |||||
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Recipient |
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Suzanne Black | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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4160 Saxon Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New Smyrna Beach | FLORIDA | 32169 | |||||
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Recipient |
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Walsten Corporation | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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175 East Delaware Place | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chicago | ILLINOIS | 60611 | |||||
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13. Offering and Sales Amounts
Total Offering Amount | USD |
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Total Amount Sold | $106,471,456 | USD | ||||
Total Remaining to be Sold | USD |
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Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $907,533 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
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Clarification of Response (if Necessary):
The General Partner of the Issuer is entitled to a management fee and performance allocation, both of which are detailed in the Issuer's offering documents.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
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CHICAGO CAPITAL MANAGEMENT, L.P. | /s/ Steven Gerbel | Steven Gerbel | Managing Member of General Partner | 2016-07-22 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.