Schedule of Investments | |||||||
August 31, 2021 (unaudited) | |||||||
Tanaka Growth Fund | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Shares or Principal |
|
|
Security Description |
|
| Amount ($) |
| Fair Value ($)(1) | ||
|
|
|
|
|
| ||
Common Stocks - 95.00% | |||||||
|
|
|
|
|
|
|
|
Accident & Health Insurance - 3.81% |
|
|
|
|
| ||
Aflac, Inc. |
|
|
|
| 16,700 |
| 946,556 |
|
|
|
|
|
|
|
|
Aerospace & Defense - 1.87% |
|
|
|
|
| ||
Lockheed Martin Corp. |
|
|
| 1,290 |
| 464,142 | |
|
|
|
|
|
|
|
|
Asset Management - 4.36% |
|
|
|
|
| ||
The Carlyle Group, Inc. |
|
|
| 21,925 |
| 1,082,657 | |
|
|
|
|
|
|
|
|
Beverages - 1.13% |
|
|
|
|
|
| |
PepsiCo, Inc. |
|
|
|
| 1,800 |
| 281,502 |
|
|
|
|
|
|
|
|
Cigarettes - 2.26% |
|
|
|
|
|
| |
Philip Morris International, Inc. |
|
| 5,450 |
| 561,350 | ||
|
|
|
|
|
|
|
|
Credit Services - 1.18% |
|
|
|
|
| ||
MasterCard, Inc. Class A |
|
|
| 850 |
| 294,296 | |
|
|
|
|
|
|
|
|
Electronic Computers - 12.56% |
|
|
|
|
| ||
Apple, Inc. |
|
|
|
| 20,543 |
| 3,119,044 |
|
|
|
|
|
|
|
|
Industrial Organic Chemicals - 22.33% |
|
|
|
|
| ||
Amyris, Inc. (2) |
|
|
| 368,597 |
| 5,547,385 | |
|
|
|
|
|
|
|
|
Information Technology Services - 1.07% |
|
|
|
|
| ||
Accenture PLC Class A |
|
|
| 790 |
| 265,882 | |
|
|
|
|
|
|
|
|
Measuring & Controlling Device - 4.68% |
|
|
|
|
| ||
Onto Innovation, Inc. (2) |
|
|
| 15,683 |
| 1,162,581 | |
|
|
|
|
|
|
|
|
Motor Vehicle Parts & Accessories - 0.86% |
|
|
|
|
| ||
Honeywell International, Inc. |
|
| 920 |
| 213,357 | ||
|
|
|
|
|
|
|
|
Motor Vehicles & Passenger Car - 3.14% |
|
|
|
|
| ||
Tesla Motors, Inc. (2) |
|
|
| 1,060 |
| 779,863 | |
|
|
|
|
|
|
|
|
Oil & Gas Field Exploration Se - 3.25% |
|
|
|
|
| ||
NexGen Energy Ltd. (2) |
|
|
| 171,889 |
| 807,304 | |
|
|
|
|
|
|
|
|
Pharmaceutical Preparations - 14.44% |
|
|
|
|
| ||
BeyondSpring, Inc. (2) |
|
|
| 82,595 |
| 2,586,050 | |
Catalyst Pharmaceuticals, Inc. (2) |
|
| 69,598 |
| 383,485 | ||
Corcept Therapeuticals, Inc. (2) |
|
| 16,655 |
| 354,418 | ||
Ionis Pharmaceuticals, Inc. (2) |
|
| 6,590 |
| 262,018 | ||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 3,585,971 |
|
|
|
|
|
|
|
|
Primary Smelting & Refining of - 0.00% |
|
|
|
|
| ||
Blue Earth Refineries, Inc. (2) |
|
| 27,719 |
| 0 | ||
|
|
|
|
|
|
|
|
Radio & TV Broadcasting & Communications Equipment - 2.79% |
|
|
|
|
| ||
Qualcomm, Inc. |
|
|
| 4,723 |
| 692,817 | |
|
|
|
|
|
|
|
|
Retail-Catalog & Mail-Order Houses - 2.63% |
|
|
|
|
| ||
Amazon.com, Inc. (2) |
|
|
| 188 |
| 652,509 | |
|
|
|
|
|
|
|
|
Security Brokers, Dealers & Flotation Companies - 3.15% |
|
|
|
|
| ||
Stifel Financial Corp. |
|
|
| 11,310 |
| 781,521 | |
|
|
|
|
|
|
|
|
Semiconductors & Related Devices - 4.81% |
|
|
|
|
| ||
Applied Materials |
|
|
| 3,870 |
| 522,953 | |
NVIDIA Corp. |
|
|
| 1,620 |
| 362,637 | |
Tower Semiconductors Ltd. (Israel) (2) |
|
| 10,555 |
| 310,317 | ||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1,195,907 |
|
|
|
|
|
|
|
|
Services-Computer Programming, Data Processing, Etc. - 1.97% |
|
|
|
|
| ||
Facebook, Inc. Class A (2) |
|
| 1,290 |
| 489,400 | ||
|
|
|
|
|
|
|
|
Specialty Chemicals - 1.40% |
|
|
|
|
| ||
Nanoco Group PLC (United Kingdom) (2) |
|
| 1,400,668 |
| 348,640 | ||
|
|
|
|
|
|
|
|
Television Broadcasting Stations - 1.31% |
|
|
|
|
| ||
ViacomCBS, Inc. Class B |
|
|
| 7,855 |
| 325,590 | |
|
|
|
|
|
|
|
|
Total Common Stock |
|
|
| (Cost $ 11,267,243) |
| 23,598,274 | |
|
|
|
|
|
|
|
|
Short-Term Investments - 5.07% | |||||||
|
|
|
| ||||
Huntington Conservative Deposit Account (5) | 1,258,462 |
| 1,258,462 | ||||
|
|
|
| ||||
Total Short-Term Investment Companies | 1,258,462 |
| 1,258,462 | ||||
|
|
|
| ||||
Total Investments - 100.07% | (Cost $ 12,525,706) |
| 24,856,736 | ||||
|
|
|
| ||||
Liabilities in Excess of Other Assets - -.07% |
|
| (16,468) | ||||
|
|
|
| ||||
Total Net Assets - 100.00% |
|
| 24,840,268 | ||||
|
|
|
| ||||
|
|
|
|
|
|
|
|
(1) Statement on Financial Accounting Standard No. 157 "Fair Value Measurements" - Various inputs are used in determining the value of the Fund's investments. | |||||||
These inputs are summarized in the three broad levels listed below. | |||||||
• Level 1 - quoted prices in active markets for identical securities | |||||||
• Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) | |||||||
• Level 3 - significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments) | |||||||
| |||||||
The following is a summary of the inputs used as of August 31, 2021 in valuing the Fund's assets carried at fair value: | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Investments in |
| Other Financial |
Valuation Inputs |
|
|
| Securities |
| Instruments (9) | |
Level 1 - Quoted Prices |
|
| $ | 24,856,736 | $ | - | |
Level 2 - Other Significant Observable Inputs |
|
|
|
| - | ||
Level 3 - Significant Unobservable Inputs |
|
|
|
| - | ||
Total |
|
|
| $ | 24,856,736 | $ | 0 |
|
|
|
|
|
|
|
|
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. For example, short-term | |||||||
debt instruments and repurchase agreements with a maturity of less than 60 days are valued using amortized cost, in accordance with rules under the Investment | |||||||
Company Act of 1940. Generally, amortized cost approximates the current fair value of a security, but since the value is not obtained from a quoted price in an active | |||||||
market, such securities are reflected as Level 2. | |||||||
|
|
|
|
|
|
|
|
(2) Represents non-income producing securities. | |||||||
(3) Notional Value is calculated by multiplying outstanding shares by the spot price at August 31, 2021. | |||||||
(4) Investment purchased with cash received as securities lending collateral. The yield shown represents the 7-day yield in effect at August 31, 2021. | |||||||
(5) Investment in affiliate. The yield shown represents the 7-day yield in effect at August 31, 2021. | |||||||
(6) Assets of affiliates to the Conservative Allocation Fund held for the benefit of the Fund's Trustees in connection with the Trustees Deferred Compensation Plan. | |||||||
(7) Fair valued security deemed as Level 3 security. | |||||||
(8) Exchange-traded fund. | |||||||
(9) Other financial instruments are derivative instruments not reflected in the Schedule of Investments, such as futures contracts, which are valued at the unrealized | |||||||
appreciation/depreciation on the instrument. |
- Company Dashboard
- Filings
-
NPORT-P Filing
Tanaka Funds NPORT-PTanaka Growth Fund (Aug 2021 report)
Filed: 27 Oct 21, 4:39pm