SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 10-K/A
AMENDMENT NO. 1
ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the Fiscal Year Ended August 31, 2001
Commission File No. 0-6936-3
WD-40 COMPANY
(Exact Name of Registrant as specified in Charter)
| Delaware (State or other jurisdiction of incorporation or organization) | 95-1797918 (I.R.S. Employer Identification No.) | |
1061 Cudahy Place, San Diego, California (Address of principal executive offices) | 92110 (Zip Code) |
(619) 275-1400
Registrant's telephone number, including area code
Securities registered pursuant to Section 12(b) of the Act:
Title of Class:None
Securities registered pursuant to Section 12(g) of the Act:
Title of Class:Common Stock, $.001 par value
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days: Yes /x/ No / /
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K: /x/
The aggregate market value (closing price) of the voting stock held by non-affiliates of the Registrant as of October 18, 2001 was $315,648,000.
As of October 18, 2001 the Registrant had 15,723,096 shares of Common Stock outstanding.
DOCUMENTS INCORPORATED BY REFERENCE
The Proxy Statement for the annual meeting of shareholders on December 11, 2001 is incorporated by reference into PART III, Items 10-12.
STATEMENT REGARDING AMENDMENT No. 1
This Amendment No. 1 to the Registrant's Report on Form 10-K filed on November 7, 2001 is filed to supplement the disclosure previously provided in Part III, Item 12, to add a beneficial owner of more than 5% of the Registrant's shares as reported in a recent filing of Form 13F by the owner thereof.
Item 12—Security Ownership of Certain Beneficial Owners and Management
The following table sets forth information concerning those persons known to the Company to be the beneficial owners of more than 5% of the common stock of the Company.
| Name and Address of Beneficial Owner | Amount and Nature of Beneficial Ownership October 12, 2001 | Percent of Class | |||
|---|---|---|---|---|---|
| Mario L. Crivello San Diego, California | 963,0531 | 5.4 | % | ||
Capital Research and Management Company 333 South Hope Street, 55th Floor Los Angeles, CA 90071 | 1,256,7502 | 8.0 |
The remaining information required by this item is incorporated by reference to the Registrant's Proxy Statement filed with the Securities and Exchange Commission in connection with the 2001 Annual Meeting of Stockholders, December 11, 2001, under the heading, "Security Ownership of Directors and Executive Officers".
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Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Amendment No. 1 to its annual report to be signed on its behalf by the undersigned, thereunto duly authorized.
| WD-40 COMPANY Registrant | |||
| By | /s/ MICHAEL J. IRWIN MICHAEL J. IRWIN, Senior Vice President and Chief Financial Officer (Principal Financial Officer) November 23, 2001 | ||
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