Exhibit 107.1
Calculation of Filing Fee Tables
Form S-3
(Form Type)
AXT, Inc.
(Exact name of registrant as specified in its charter)
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Table 1 – Newly Registered Securities | |||||||
Security Type | Security Class Title | Fee Calculation Rule | Amount Registered(1)(2) | Proposed Maximum Offering Price Per Unit(3) | Maximum Aggregate Offering Price(3)(4) | Fee Rate | Amount of Registration Fee |
Equity | Common Stock, $0.0001 par value per share | | | | | | |
Equity | Preferred Stock, par value $0.001 per share | | | | | | |
Debt | Debt Securities | | | | | | |
Equity | Depositary Shares | | | | | | |
Other | Warrants | | | | | | |
Other | Subscription Rights | | | | | | |
Other | Purchase Contracts | | | | | | |
Other | Units | | | | | | |
Unallocated (Universal) Shelf | — | 457(o) | | | $60,000,000 | $109.1 per $1,000,000 | $6,546 |
Total Offering Amounts | | $60,000,000 | $109.1 per $1,000,000 | $6,546 | |||
Total Fees Previously Paid | | | | $6,546 | |||
Total Fee Offsets | | | | — | |||
Net Fee Due | | | | $0 |
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(2) | Pursuant to Rule 416 under the Securities Act of 1933, as amended, or the Securities Act, this registration statement shall also cover any additional shares of the registrant’s securities that become issuable by reason of any share splits, share dividends or similar transactions. |
(3) | The proposed maximum offering price per security and proposed maximum aggregate offering price per class of security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities, or that are issued in units. |
(4) | Estimated solely for the purpose of calculating the registration fee. Subject to Rule 462(b) under the Securities Act, the aggregate maximum offering price of all securities issued by the registrant pursuant to this registration statement will not exceed $60,000,000. |
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| Table 2 – Fee Offset Claims and Sources | |||||||||
| Registrant or Filer Name | Form or Filing Type | File Number | Initial Filing Date | Filing Date | Fee Offset Claimed | Security Type Associated with Fee Offset Claimed | Unsold Securities Associated with Fee Offset Claimed | Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | Fee Paid with Fee Offset Source |
Rules 457(p) | ||||||||||
Fee Offset Claims | | | | | | | | | | |
Fee Offset Sources | | | | | | | | | | |
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