UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09174
Aegis Value Fund, Inc.
(Exact name of registrant as specified in charter)
6862 Elm Street, Suite 830, McLean, Virginia 22101
(Address of principal executive offices) (Zip code)
Aegis Financial Corporation
6862 Elm Street, Suite 830, McLean, Virginia 22101
(Name and address of agent for service)
Registrant's telephone number, including area code: (703) 528-7788
Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 – February 28, 2014
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
AEGIS VALUE FUND, INC. PROXY VOTING RECORD
FOR PERIOD JULY 1, 2013 TO FEBRUARY 28, 2014
ALCO STORES INC.
| Security | 001600105 | Meeting Type | SPECIAL | |||
| Ticker Symbol | ALCS | Meeting Date | 30-OCT-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED JULY 25, 2013, AS AMENDED, BY AND AMONG ALCO STORES, INC., MALLARD PARENT, LLC, OR PARENT, AND M ACQUISITION CORPORATION, OR MERGER SUB, A SHOLLY OWNED SUBSIDIARY OF PARENT, AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | Against | Against | ||||
| 02 | NON-BINDING, ADVISORY VOTE TO APPROVE COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY ALCO STORES TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | Against | Against | ||||
| 03 | TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For | ||||
ALLIANCE ONE INTERNATIONAL, INC.
| CUSIP | 018772103 | Meeting Type | ANNUAL | |||
| Ticker Symbol | AOI | Meeting Date | 8-AUG-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | DIRECTOR 1) JEFFREY A. ECKMANN* 2) JOYCE L. FIZPATRICK* 3) CARL L. HAUSMANN# 4) JOHN D. RICE * 5) NORMAN A. SCHER* | Management | For | For | ||||
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | ||||
| 03 | ADOPTION OF A RESOLUTION APPROVING, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
| 04 | APPROVAL OF THE SHAREHOLDER PROPOSAL REQUESTING THE PREPARTION OF ANNUAL REPORTS ON LOBBYING ACTIVITIES. | Management | Against | For | ||||
AMERICAN GREETINGS CORPORATION
| Security | 026375105 | Meeting Type | SPECIAL | |||
| Ticker Symbol | AM | Meeting Date | 7-AUG-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | TO CONSIDER & VOTE ON A PROPOSAL TO ADOPT AGREEMENT & PLAN OF MERGER, DATED AS OF MARCH 29, 2013 & AMENDED ON JULY 3, 2013 (AS SO AMENDED, ‘MERGER AGREEMENT’), BY AND AMONG CENTURY INTERMEDIATE HOLDING COMPANY, A DELAWARE CORPORATION (“PARENT’), CENTURY MERGER COMPANY, AN OHIO CORPORATION AND WHOLLY OWNED SUBSIDIARY OF PARENT, AND AMERICAN GREETINGS CORPORATION. | Management | For | For | ||||
| 02 | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, SPECIFIED COMPENSATION THAT MAY BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF AMERICAN GREETINGS CORPORATION IN CONNECTION WITH THE MERGER. | Management | For | For | ||||
| 03 | TO APPROVE ADJOURNMENT OF SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT TIME OF SPECIAL MEETING TO OBTAIN COMPANY SHAREHOLDER APPROVAL (AS DEFINED IN ENCLOSED PROXY STATEMENT) OF MERGER AGREEMENT OR OBTAIN MAJORITY OF MINORITY SHAREHOLDER APPROVAL (AS DEFINED IN ENCLOSED PROXY STATEMENT) OF MERGER AGREEMENT. | Management | For | For | ||||
AMERICAN SAFETY INSURANCE HOLDINGS, LTD
| Security | G02995101 | Meeting Type | SPECIAL | |||
| Ticker Symbol | ASI | Meeting Date | 26-AUG-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
01
| TO APPROVE & ADOPT THE AGREEMENT & PLAN OF MERGER, AMONG FAIRFAX FINANCIAL HOLDINGS LIMITED, FAIRFAX BERMUDA HOLDINGS LTD. & THE COMPANY, INCLUDING THE BERMUDA MERGER AGREEMENT SET FORTH ON EXHIBIT A THERETO, (“MERGER AGREEMENT”) & TO APPROVE MERGER OF COMPANY & FAIRFAX VERMUDA HOLDIGNS LTD. (“MERGER”) UPON THE TERMS & CONDITIONS SET FORTH IN THE MERGER AGREEMENT. | Management | For | For | ||||
| 02 | TO APPROVE AN ADJOURNMENT OR RECESS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE IN THE VIEW OF THE CHAIRMAN OF THE SPECIAL MEETING, TO ALLOW THE BOARD TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE & ADOPT THE MERGER AGREEMENT & TO APPROVE THE MERGER IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT. | Management | For | For | ||||
03
| TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE AGREMENTS OR UNDERSTANDINGS WITH, AND ITEMS OF COMPENSATION PAYABLE TO, OR WHICH MAY BECOME PAYABLE TO, THE COMPANY’S NAMED EXECUTIVE OFFICERS THAT ARE BASED ON OR OTHERWISE RELATE TO THE MERGER. | Management | For | For | ||||
BOWL AMERICA INCORPORATED
| Security | 102565108 | Meeting Type | ANNUAL | |||
| Ticker Symbol | BWL.A | Meeting Date | 3-DEC-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | DIRECTOR 1) WARRELN T. BRAHAM 2) ALLAN L. SHER | Management | For | For | ||||
| 02 | APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
| 03 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
CALIFORNIA FIRST NATIONAL BANCORP
| Security | 130222102 | Meeting Type | ANNUAL | |||
| Ticker Symbol | CFNB | Meeting Date | 19-NOV-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | DIRECTOR 1) PATRICK E PADDON 2) GLEN T. TSUMA 3) MICHAEL H. LOWRY 4) HARRIS RAVINE 5) DANILO CACCIAMATTA | Management | For | For | ||||
DELTA APPAREL, INC.
| Security | 247368103 | Meeting Type | ANNUAL | |||
| Ticker Symbol | DLA | Meeting Date | 7-NOV-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | DIRECTOR 1) JAMES A. COCHRAN 2) SAM P. CORTEZ 3) DR. E.J. GATEWOOD 4) DR. G. JAY GOGUE 5) ROBERT W. HUMPHREYS 6) DAVID T. PETERSON 7) SUZANNE B. RUDY 8) ROBERT .E STATON, SR. | Management | For | For | ||||
| 02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
| 03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||
FREQUENCY ELECTRONICS, INC.
| Security | 358010106 | Meeting Type | ANNUAL | |||
| Ticker Symbol | FEIM | Meeting Date | 8-OCT-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | DIRECTOR 1) GEN. JOSEPH P. FRANKLIN 2) MARTIN B. BLOCH 3) JOEL GIRSKY 4) ADMIRAL S. ROBERT FOLEY 5) RICHARD SCHWARTZ | Management | For | For | ||||
| 02 | TO CONSIDER AND ACT UPON RATIFYING THE APPOINTMENT OF EISNERAMPER LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR COMMENCINMG MAY 1, 2012 | Management | For | For | ||||
| 03 | TO CONDUCT A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
| 04 | TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE NON-BINDING ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
FRISCH’S RESTAURANTS, INC.
| Security | 358748101 | Meeting Type | ANNUAL | |||
| Ticker Symbol | FRS | Meeting Date | 2-OCT-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | DIRECTOR 1) DALE P. BROWN 2) DANIEL W. GEEDING 3) CRAIG F. MAIER 4) JEROME P. MONTOPOLI | Management | For | For | ||||
| 02 | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
03 | ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | ||||
GLOBUS MARITIME LIMITED
| Security | Y27265209 | Meeting Type | ANNUAL | |||
| Ticker Symbol | GLBS | Meeting Date | 28-AUG-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | DIRECTOR 1) GEORGIOS FEIDAKIS 2) AMIR EILON | Management | For | For | ||||
| 02 | TO APPROVE THE APPOINTMENT OF ERNST & YOUNG (HELLAS) CERTIFIED AUDITORS ACCOUNTANTS S.A. AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | ||||
INTEGRATED ELECTRICAL SERVICES, INC.
| Security | 45811E301 | Meeting Type | SPECIAL | |||
| Ticker Symbol | IESC | Meeting Date | 12-SEP -2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF IES COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 13, 2013, BY AND AMONG IES, MISCOR GROUP, LTD. AND IES SUBSIDIARY HOLDINGS, INC., AS AMENDED BY THE FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 10, 2013. | Management | For | For | ||||
| 02 | ANY PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF IES COMMON STOCK IN THE MERGER. | Management | For | For | ||||
INTEGRATED ELECTRICAL SERVICES, INC.
| Security | 45811E301 | Meeting Type | ANNUAL | |||
| Ticker Symbol | IESC | Meeting Date | 4-FEB -2014 | |||
Item | Proposal | Type | Vote | For/Against | ||||
01
| DIRECTOR 1) JOSEPH L. DOWLING III 2) DAVID B. GENDELL 3) JOE D. KOSHKIN 4) JAMES M. LINDSTROM 5) DONALD L. LUKE | Management | For | For | ||||
| 02 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY. | Management | For | For | ||||
03
| ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT FOR THE 2014 ANNUAL MEETING. | Management | For
| For | ||||
LUBY’S, INC.
| Security | 549282101 | Meeting Type | ANNUAL | |||
| Ticker Symbol | LUB | Meeting Date | 24-JAN-2014 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | DIRECTOR 1) JUDITH CRAVEN 2) ARTHUR EMERSON 3) JILL GRIFFIN 4) J.S.B. JENKINS 5) FRANK MARKANTONIS 6) JOE MCKINNEY 7) GASPER MIR III 8) CHRISTOPHER J. PAPPAS 9) HARRIS J. PAPPAS | Management | For | For | ||||
| 02 | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP. | Management | For | For | ||||
| 03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
| 04 | RATIFICATION OF THE FIRST AMENDMENT TO RIGHTS AGREEMENT. | Management | For | For | ||||
| ||||||||
MAGNUM HUNTER RESOURCES CORPORATION
| Security | 55973B102 | Meeting Type | ANNUAL | |||
| Ticker Symbol | MHR | Meeting Date | 27-SEP-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | DIRECTOR 1) J. RALEIGH BAILES, SR. 2) VICTOR G. CARRILLO 3) GARY C. EVANS 4) STEPHEN C. HURLEY 5) JOE L. MCCLAUGHERTY 6) JEFF SWANSON | Management | For | For | ||||
| 02 | THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS MAGNUM HUNTER’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013 | Management | For | For | ||||
| 03 | THE APPROVAL OF AN ADJOURNMENT OF THE MEETING, IF NECESSARY, TO SOLICIT ADDITIOANL PROXIES IN FAVOR OF THE FOREGOING PROPOSALS | Management
| For
| For | ||||
NASH-FINCH COMPANY
| Security | 631158102 | Meeting Type | SPECIAL | |||
| Ticker Symbol | NAFC | Meeting Date | 18-NOV-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 21, 2013, BY AND AMONG NASH-FINCH COMPANY (THE COMPNAY), SPARTAN STORES, INC. A MICHIGAN CORPORATION (SPARTAN STORES), AND SS DELAWARE, INC., A DELAWARE CORPORATION AND A WHOLLY-OWNED SUBSIDIARY OF SPARTAN STORES, AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | ||||
| 02 | TO APPROVE AN ADVISORY VOTE (NON-BINDING) PROPOSAL ON THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY’S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATED TO THE PROPOSED TRANSACTIONS. | Management | For | For | ||||
| 03 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | For | For | ||||
PLAZACORP RETAIL PROPERTIES LTD
| Security | CA72819R1001 | Meeting Type | SPECIAL | |||
| Ticker Symbol | PLZ | Meeting Date | 11-DEC-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | THE APPROVAL OF THE SPECIAL RESOLUTION OF THE SHAREHOLDERS OF THE CORPORATION REGARDING THE PLAN OF ARRANGEMENT UNDER SECTION 128 OF THE BUSINESS CORPORATIONS ACT (NEW BRUNSWICK) FOR, AMONG OTHER THINGS, THE CONVERSION OF THE CORPORATION INTO A REAL ESTATE INVESTMENT TRUST (THE “CONVERSION”), THE FULL TEXT OF WHICH IS SET OUT IN APPENDIX “A” TO THE CORPORATION’S MANAGEMENT INFORMATION CIRCULAR DATED NOVEMBER 1, 2013. | Management | For | For | ||||
| 02 | ON ANY OTHER BUSINESS WHICH MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT(S) THEREOF, THE PROXY IS AUTHORIZED TO ACT OR VOTE AS HE OR SHE IN HIS OR HER DISCRETION MAY DETERMINE. | Management | Abstain | For | ||||
RETIAL HOLDINGS NV
| Security | N74108106 | Meeting Type | ANNUAL | |||
| Ticker Symbol | RHDGF | Meeting Date | 27-SEP-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | TO APPROVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS WITH RESPECT TO THE COMPANY’S FISCAL YEAR ENDED DECEMBER 31, 2012, AS DESCRIBED IN THE PROXY STATEMENT ACCOMPANYING THIS NOTICE. | Management | For | For | ||||
| 02 | DIRECTOR 1) STEVEN H. GOODMAN 2) ANTONIO COSTA 3) ALEX JOHNSTON 4) STEWART M. KASEN | Management | For | For | ||||
| 03 | TO CONFIRM AND ACCEPT RECOMMENDATION OF BOARD OF DIRECTORS OF THE COMPANY TO REPAY AN AMOUNT FROM THE ACCOUNT PAID IN SURPLUS OF $1.00 PER COMMON SHARE OF THE COMPANY TO SHAREHOLDERS OF RECORD ON SEPTEMBER 27, 2013 AND NOT TO MAKE ANY OTHER DISTRIBUTION TO SHAREHOLDERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||
RUBY TUESDAY, INC.
| Security | 781182100 | Meeting Type | ANNUAL | |||
| Ticker Symbol | RT | Meeting Date | 9-OCT-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | DIRECTOR 1) JAMES J. BUETTGEN 2) MATTHEW A. DRAPKIN 3) BERNARD LANIGAN, JR. | Management | For | For | ||||
| 02 | TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
| 03 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE RUBY TUESDAY, INC. 2003 STOCK INCENTIVE PLAN. | Management | Against | Against | ||||
| 04 | TO RATIFY THE SELECTION OF KPMG LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUE 3, 2014. | Management | For | For |
SWS GROUP INC.
| Security | 78503N107 | Meeting Type | ANNUAL | |||
| Ticker Symbol | SWS | Meeting Date | 14-NOV-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | DIRECTOR 1) ROBERT A. BUCHHOLZ 2) BRODIE L. COBB 3) J. TAYLOR CRANDALL 4) CHRISTIE S. FLANAGAN 5) GERALD J. FORD 6) LARRY A. JOBE 7) TYREE B. MILLER 8) DR. MIKE MOSES 9) JAMES H. ROSS 10) JOEL T. WILLIAMS III | Management | For | For | ||||
| 02 | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
| 03 | THE RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | ||||
THORNTONS PLC
| Security | GB0008901935 | Meeting Type | ANNUAL | |||
| Ticker Symbol | THT | Meeting Date | 24-OCT-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | TO RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL STATEMENTS | Management | For | For | ||||
| 02 | TO APPROVE THE REPORT ON THE DIRECTORS’ REMUNERATION | Management | For | For | ||||
| 03 | TO REAPPOINT J D HART AS A DIRECTOR | Management | For | For | ||||
| 04 | TO REAPPOINT B BLOOMER AS A DIRECTOR | Management | For | For | ||||
| 05 | TO REAPPOINT P N WILKINSON AS A DIRECTOR | Management | For | For | ||||
| 06 | TO REAPPOINT M D KILLICK AS A DIRECTOR | Management | For | For | ||||
| 07 | TO REAPPOINT K G EDELMAN AS A DIRECTOR | Management | For | For | ||||
| 08 | TO REAPPOINT D J HOUGHTON AS A DIRECTOR | Management | For | For | ||||
| 09 | TO REAPPOINT M P GEORGE AS A DIRECTOR | Management | For | For | ||||
| 10 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||
| 11 | TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS’ REMUNERATION | Management | For | For | ||||
| 12 | AUTHORITY TO ALLOT SHARES – SECTION 551 OF THE COMPANIES ACT 2006 | Management | For | For | ||||
| 13 | AUTHORITY TO ALLOT SHARES FOR CASH – SECTION 570 OF THE COMPANIES ACT 2006 | Management | For | For | ||||
| 14 | AUTHORITY TO PURCHASE OWN SHARES – SECTION 701 OF THE COMPANIES ACT 2006 | Management | For | For | ||||
| 15 | TO AMEND THE ARTICLES OF ASSOCIATION | Management | For | For | ||||
| 16 | TO APPROVE THE HOLDING OF GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||
ULTRAPETROL (BAHAMAS) LIMITED
| Security | P94398107 | Meeting Type | ANNUAL | |||
| Ticker Symbol | UPL | Meeting Date | 29-NOV-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | APPROVAL OF THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2012 AND THE AUDITOR’S REPORT THEREON | Management | For | For | ||||
| 02 | RE-ELECTION OF DIRECTOR 1) EDUARDO OJEA QUINTANA 2) HORACIO REYSER 3) FELIPE MENENDEZ ROSS 4) RICARDO MENENDEZ ROSS 5) GONZALO ALENDE SERRA 6) FERNANDO BARROS TOCORNAL 7) GEORGE WOOD | Management | For | For | ||||
| 03 | TO RATIFY AND CONFIRM ALL ACTS, TRANSACTIONS AND PROCEEDINGS OF DIRECTORS, OFFICERS AND EMPLOYEES OF THE COMPANY FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2012 AND INDEMNIFYING THE DIRECTORS, OFFICERS AND EMPLOYEES AGAINST ALL CLAIMS, ACTIONS AND PROCEEDINGS THAT MAY BE BROUGHT AGAINST THEM AS A RESULT OF, …(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | ||||
VERSAR, INC.
| Security | 925297103 | Meeting Type | ANNUAL | |||
| Ticker Symbol | VSR | Meeting Date | 12-NOV-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | DIRECTOR 1) ROBERT L. DURFEE 2) PAUL J. HOEPER 3) JAMES L. GALLAGHER 4) AMORETTA M. HOEBER 5) AMIR A. METRY 6) ANTHONY L. OTTEN 7) RUTH I. DREESSEN 8) J.A. WAGONHURST, SR. | Management | For | For | ||||
| 02 | THE APPROVAL OF AN ADVISORY (NON-BINDING) VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
| 03 | THE APPROVAL OF AN ADVISORY (NON-BINDING) PROPOSAL ON THE FREQUENCY OF STOCKHOLDER VOTES ON NAMED EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
| 04 | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||
VESTIN REALTY MORTGAGE I, INC.
| Security | G9618E107 | Meeting Type | ANNUAL | |||
| Ticker Symbol | WTM | Meeting Date | 22-NOV-2013 | |||
Item | Proposal | Type | Vote | For/Against | ||||
| 01 | DIRECTOR 1) KENNETH A. SELTZER | Management | For | For | ||||
| 02 | TO RATIFY THE APPOINTMENT OF DE JOYA GRIFFITH, LLC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | ||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Aegis Value Fund, Inc. |
| By (Signature and Title) | /s/ Scott L. Barbee |
| Scott L. Barbee, President, Aegis Value Fund, Inc. | |
| Date | April 29, 2014 |
