UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Amendment No. 1
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported):February 6, 2017
Agritech Worldwide, Inc.
(Exact name of Registrant as specified in its charter)
Nevada | | 001-32134 | | 36-4197173 |
(State or other jurisdiction | | (Commission | | (I.R.S. Employer |
of incorporation) | | File Number) | | Identification No.) |
1101 Campus Drive
Mundelein, Illinois 60060
(Address of principal Mr. Kahn offices)
Registrant’s telephone number, including area code:(847) 549-6002
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Explanatory Note
On February 6, 2017, Agritech Worldwide, Inc. (the “Company”), filed a Current Report on Form8-K (the “Original Form 8-K”) that included an exhibit for which confidential treatment was requested from the Securities and Exchange Commission (the “SEC”). The purpose of this amendment on Form 8-K (this “Amendment”) is to refile Exhibit 10.1 to include certain information that was previously redacted. Exhibit 10.1 to this document supersedes Exhibit 10.1 filed with the Original Form 8-K. The exhibit filed with this Amendment otherwise remains unchanged from Exhibit 10.1 filed with the Original Form 8-K and nothing else in the Original Form 8-K is being amended.
This Amendment should be read in conjunction with the Original Form 8-K and the Company’s other filings with the SEC. Except as stated herein, this Amendment does not reflect events occurring after the filing of the Original Form 8-K with the SEC on February 6, 2017, and no attempt has been made in this Amendment to modify or update other disclosures as presented in the Original Form 8-K.
Item 9.01. Financial Statements and Exhibits.
(d) List of Exhibits
EXHIBIT NO. | | DESCRIPTION |
| | |
10.1* | | Security and Loan Agreement and dated February 1, 2017 by and among Agritech Worldwide, Inc., various lenders and GSK Funding LLC, as administrative agent |
* Certain information in this exhibit has been omitted and filed separately with the Securities and Exchange Commission pursuant to a Confidential Treatment Request submitted to the Securities and Exchange Commission pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: April 7, 2017 | Agritech Worldwide, Inc. |
| | |
| By: | /s/ Edward B. Smith |
| Name: | Edward B. Smith |
| Title: | Director |
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