UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: December 07, 2023
UBS AG
(Registrant's Name)
Bahnhofstrasse 45, 8001 Zurich, Switzerland
Aeschenvorstadt 1, 4051 Basel, Switzerland
(Address of principal executive offices)
Commission File Number: 1-15060
Credit Suisse AG
(Registrant's Name)
Paradeplatz 8, 8001 Zurich, Switzerland
(Address of principal executive office)
Commission File Number: 1-33434
Indicate by check mark whether the registrants file or will file annual reports under cover of Form
20-F or Form 40-
F.
Form 20-F
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THIS FORM 6-K IS HEREBY INCORPORATED BY REFERENCE INTO (1) THE REGISTRATION
STATEMENT ON FORM F-3 (REGISTRATION NUMBER 333-263376), AND INTO EACH PROSPECTUS
OUTSTANDING UNDER THE FOREGOING REGISTRATION STATEMENT, (2) ANY OUTSTANDING
OFFERING CIRCULAR OR SIMILAR DOCUMENT ISSUED OR AUTHORIZED BY UBS AG THAT
INCORPORATES BY REFERENCE ANY FORMS 6-K OF UBS AG THAT ARE INCORPORATED INTO ITS
REGISTRATION STATEMENTS FILED WITH THE SEC, AND (3) THE BASE PROSPECTUS OF
CORPORATE ASSET BACKED CORPORATION (“CABCO”) DATED JUNE 23, 2004 (REGISTRATION
NUMBER 333-111572), THE FORM 8-K OF CABCO FILED AND DATED JUNE 23, 2004 (SEC FILE
NUMBER 001-13444), AND THE PROSPECTUS SUPPLEMENTS RELATING TO THE CABCO SERIES 2004-
101 TRUST DATED MAY 10, 2004 AND MAY 17, 2004 (REGISTRATION NUMBER 033-91744 AND 033-
91744-05). THIS REPORT SHALL BE A PART THEREOF FROM THE DATE ON WHICH THIS REPORT IS
FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY
FILED OR FURNISHED.
EXPLANATORY NOTE
UBS AG has determined that, for purposes of Rule 3-05 of Regulation S-X, the proposed combination
with Credit Suisse AG requires it to incorporate historical financial statements for Credit Suisse AG in the
outstanding registration statements indicated on the cover of this Form 6-K. In addition, pursuant to
Article 11 of Regulation S-X, UBS AG is required to incorporate in such registration statements unaudited
pro forma condensed combined financial information prepared to reflect the proposed combination. Such
pro forma financial information is based on the historical consolidated financial statements of UBS AG
and the historical consolidated financial statements of Credit Suisse AG, and is presented for illustrative
purposes only and does not reflect the results of operations or the financial position of UBS AG that would
have resulted had the combination occurred at the dates indicated, or project the results of operations or
financial position of UBS AG for any future date or period.
The audited consolidated income statements, statements of comprehensive income, cash flow statements
and statements of changes in equity of Credit Suisse AG for the three years ended 31 December 2022,
2021 and 2020, and the audited consolidated balance sheets of Credit Suisse AG as of 31 December 2022
and 2021, including the notes thereto and the report of the independent accountant thereon, are filed as
Exhibit 99.2 to this report on Form 6-K.
The unaudited consolidated income statements, statements of comprehensive income, cash flow
statements, and statements of changes in equity of Credit Suisse AG for the six months ended 30 June
2023 and 2022, and the unaudited consolidated balance sheet of Credit Suisse AG as of 30 June 2023
including the notes thereto, are filed as Exhibit 99.3 to this report on Form 6-K.
The unaudited pro forma condensed combined income statements for the year ended 31 December 2022
and for the six months ended 30 June 2023 and the unaudited pro forma condensed combined balance
sheet as of 30 June 2023, are attached hereto as Exhibit 99.4 to this report on Form 6-K.
EXHIBIT INDEX
Exhibit No.
99.1
99.2 Audited consolidated financial statements of Credit Suisse AG as of December 31, 2022 and
2021 and for the three year period ended December 31, 2022, and the accompanying notes
thereto (
99.3 Unaudited condensed consolidated financial statements of Credit Suisse AG as of and for the
six months ended June 30, 2023 and 2022 (
Form 6-K filed by Credit Suisse AG on September 29, 2023 (Film No: 231291782)
99.4
December 31, 2022 and the six months ended June 30, 2023
99.5
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly
caused this report to be signed on their behalf by the undersigned, thereunto duly authorized.
UBS AG
By: /s/ David Kelly
Name: David Kelly
Title: Managing Director
By: s/ Ella Campi
Name: Ella Campi
Title: Executive Director
Credit Suisse AG
By: /s/ Reto Hösli
Name: Reto Hösli
Title: Director
By: /s/ Peter Simon
Name: Peter Simon
Title: Director
Date: December 7, 2023