UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the Securities
Exchange Act of 1934
(Amendment No. )
Filed by the Registrant x
Filed by a Party other than the Registrant ¨
Check the appropriate box:
| ¨ | Preliminary proxy statement |
| ¨ | Definitive proxy statement |
| x | Definitive additional materials |
| ¨ | Soliciting material under Rule 14a-12 |
| ¨ | Confidential, for use of the Commission only (as permitted by Rule 14a 6(e)(2)) |
Hartford Series Fund, Inc.
Hartford HLS Series Fund II, Inc.
(Name of Registrants as Specified in Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of filing fee (check the appropriate box):
| ¨ | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11 |
| (1) | Title of each class of securities to which transaction applies: |
| (2) | Aggregate number of securities to which transaction applies: |
| (3) | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): |
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| ¨ | Fee paid previously with preliminary materials |
| ¨ | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing |
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| (2) | Form, Schedule or Registration Statement No.: |
Thomas R. Phillips
Deputy General Counsel
Direct Dial: (610) 386-4068
thomas.phillips@hartfordfunds.com
October 13, 2020
Re: Proxy Solicitation Materials
Dear Valued Investor:
Enclosed you will find proxy materials in connection with the joint special meeting of shareholders of the Hartford Funds Family of Funds (the “Funds”). The meeting will be held virtually and currently is scheduled for October 21, 2020, at 10:00 a.m. (Eastern time).
The Funds initially mailed the proxy materials in September. We recently learned that, as a result of an error by a third-party vendor selected by certain financial intermediaries, there was a delay in processing the mailing to certain investors who have selected one or more of the Funds as investment options under variable annuity contracts or variable life insurance policies (“Contract Holders”). It appears that you were among the Contract Holders for which there was a delay in processing the mailing.
As a result of this delay, the Funds’ officers will take the necessary steps to adjourn the above-referenced shareholder meeting with respect to Hartford Series Fund, Inc. and Hartford HLS Series Fund II, Inc., which are the two trust-level entities offering Funds that are available as investment options to the Contract Holders under the variable annuity contracts or variable life insurance policies. For Hartford Series Fund, Inc. and Hartford HLS Series Fund II, Inc., the adjourned meeting will take place on Monday, November 2, 2020, at 10:00 a.m. (Eastern time). The enclosed proxy materials provides information regarding how to participate in the meeting.
If you have any questions, we encourage you to speak with your financial professional. Thank you for your continued selection of the Funds.
Sincerely,
![](https://capedge.com/proxy/DEFA14A/0001104659-20-115204/image_001.jpg)
Thomas R. Phillips
Deputy General Counsel
Hartford Funds Management Company, LLC
690 Lee Road | Wayne, PA 19087
![](https://capedge.com/proxy/DEFA14A/0001104659-20-115204/image_002.gif)
Hartford Mutual Funds are distributed by Hartford Funds Distributors, LLC (HFD) (610) 386-4088
Hartford Exchange-Traded Funds are distributed by ALPS Distributors, Inc. (ALPS)
ALPS is not affiliated with Hartford Funds Management Company, LLC or HFD