UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 21, 2016
Interpace Diagnostics Group, Inc.
(Exact name of registrant as specified in its charter)
Delaware | | 000-24249 | | 22-2919486 |
(State or other jurisdictionof incorporation) | | (CommissionFile Number) | | (IRS EmployerIdentification No.) |
Morris Corporate Center 1, Building A
300 Interpace Parkway
Parsippany, NJ 07054
(Address, including zip code, of Principal Executive Offices)
(855)776-6419
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other Events
As previously disclosed in a Current Report on Form 8-K filed on December 19, 2016, Interpace Diagnostics Group, Inc. (the “Company”) announced a registered direct public offering of 2,000,000 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), at a price of $0.53 per share and prefunded warrants to purchase 1,600,000 shares of Common Stock (the “Registered Direct Offering”). A copy of the legal opinion of Pepper Hamilton LLP relating to the legality of the issuance and sale of the shares of Common Stock, warrants and shares of Common Stock issuable upon exercise of the warrants in the Registered Direct Offering is filed herewith as Exhibit 5.1.
The closing of the Registered Direct Offering is expected to take place on December 22, 2016, subject to customary closing conditions.
Forward Looking Statements
This Current Report on Form 8-K contains forward-looking statements. Forward-looking statements include, but are not limited to, statements that expressthe Company’sintentions, beliefs, expectations, strategies, predictions or any other statements related tothe Company’s future activities, or future events or conditions. These statements are based on current expectations, estimates and projections aboutthe Company’s business based, in part, on assumptions made by management. These statements are not guarantees of future performances and involve risks, uncertainties and assumptions that are difficult to predict. Therefore, actual outcomes and results may differ materially from what is expressed or forecasted in the forward-looking statements due to numerous factors, including those risks discussed inthe Company’s Annual Report on Form 10-K and in other documents thatthe Company files from time to time with theU.S. Securities and ExchangeCommission. Any forward-looking statements speak only as of the date on which they are made, andthe Company does not undertake any obligation to update any forward-looking statement to reflect events or circumstances after the date of this report, except as required by law.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
Exhibit Number | Description |
| | |
5.1 | Opinion of Pepper Hamilton LLP |
| | |
23.1 | Consent of Pepper Hamilton LLP (included in Exhibit 5.1) |
signatureS
Pursuant to the requirements of the Securities ExchangeAct of1934, the Registrant has duly causedthis Report to besigned onitsbehalf bythe undersigned hereunto duly authorized.
| Interpace Diagnostics Group, Inc. | |
| | | |
| | | |
Date: December 21, 2016 | By: | /s/ Jack E. Stover | |
| Name: | Jack E. Stover | |
| Title: | President and Chief Executive Officer | |
EXHIBIT INDEX
Exhibit Number | Description |
| | |
5.1 | Opinion of Pepper Hamilton LLP |
| | |
23.1 | Consent of Pepper Hamilton LLP (included in Exhibit 5.1) |
