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Prospectus Supplement #1 (to Prospectus dated May 7, 2004) | | Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-114382 |
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BROADCOM CORPORATION
1,450,358 shares of Class A common stock
This prospectus supplement relates to the resale of shares of our Class A common stock, which we issued in connection with our acquisition of Sand Video, Inc., by certain existing shareholders of Broadcom. You should read this prospectus supplement in conjunction with our prospectus dated May 7, 2004, which is to be delivered with this prospectus supplement.
Investing in our Class A common stock involves a high degree of risk. See the sections entitled “Risk Factors” in the documents we file with the Securities and Exchange Commission that are incorporated by reference in the prospectus for certain risks and uncertainties you should consider.
Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or passed upon the adequacy or accuracy of the prospectus or this prospectus supplement. Any representation to the contrary is a criminal offense.
The date of this prospectus supplement is May 12, 2004.
The information in the table appearing under the heading “Selling Shareholders” in the prospectus is amended and superseded in part by the information appearing in the table below:
| | | | | | | | | | | | |
| | | | | | | | | | Number of Shares |
| | Shares of Class A common stock | | of Class A common |
| | Beneficially Owned Prior | | stock |
Shareholder
| | to Offering (1)
| | Being Offered
|
| | Number
| | Percentage
| | | | |
CommonAngels Fund I, LLC(2) | | | 9,641 | | | | * | | | | 9,641 | |
John Beard | | | 422 | | | | * | | | | 422 | |
Grindle Hill Partners II | | | 422 | | | | * | | | | 422 | |
Peter Cowie | | | 844 | | | | * | | | | 844 | |
Paul Egerman | | | 675 | | | | * | | | | 675 | |
Levey-Fishman Family Trust | | | 844 | | | | * | | | | 844 | |
Ingrates Restated Profit Sharing Plan | | | 844 | | | | * | | | | 844 | |
Tuan Ha-Ngoc | | | 844 | | | | * | | | | 844 | |
Alain Hanover | | | 844 | | | | * | | | | 844 | |
Chad Jackson | | | 168 | | | | * | | | | 168 | |
Larry Katz | | | 844 | | | | * | | | | 844 | |
John Keane | | | 844 | | | | * | | | | 844 | |
Steve Levisohn | | | 422 | | | | * | | | | 422 | |
Steve Levy | | | 844 | | | | * | | | | 844 | |
Tim Litle | | | 844 | | | | * | | | | 844 | |
William Midon | | | 3,378 | | | | * | | | | 3,378 | |
Ken and Laura Morse | | | 844 | | | | * | | | | 844 | |
Al Noyes | | | 506 | | | | * | | | | 506 | |
David Orfao | | | 844 | | | | * | | | | 844 | |
Cornelius Peterson | | | 844 | | | | * | | | | 844 | |
M.N. Romeri Trust No. 1 | | | 1,689 | | | | * | | | | 1,689 | |
Jamey Rosenfield | | | 844 | | | | * | | | | 844 | |
Beatrice Roy (as executor of estate of Joc Roy) | | | 675 | | | | * | | | | 675 | |
Gabriel Schmergel | | | 844 | | | | * | | | | 844 | |
Frank Selldorff | | | 1,689 | | | | * | | | | 1,689 | |
Stata Venture Partners LLC | | | 1,689 | | | | * | | | | 1,689 | |
Ira Stepanian | | | 844 | | | | * | | | | 844 | |
Jim Tenner | | | 844 | | | | * | | | | 844 | |
| | | | | | | | | | | | |
Total | | | 34,880 | | | | | | | | 34,880 | |
* | | Less than one percent. |
|
(1) | | Beneficial ownership is determined in accordance with the rules of the SEC, and includes voting or investment power with respect to the shares of Class A common stock. Unless otherwise indicated, to our knowledge, all persons named in the table have sole voting and investment power with respect to their shares of Class A common stock, except to the extent authority is shared by spouses under applicable law. The inclusion of any shares in this table does not constitute an admission of beneficial ownership for the person named below. |
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(2) | | As of May 11, 2004, the CommonAngels Fund I, LLC has distributed an aggregate of 25,239 of the 34,880 shares of Broadcom Class A common stock that it acquired in connection with Broadcom’s acquisition of Sand Video to the selling shareholders listed in the above table. |