As filed with the Securities and Exchange Commission on February 1, 2012
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO
Form S-8 Registration Statement No. 333-49158
Form S-8 Registration Statement No. 333-49680
Form S-8 Registration Statement No. 333-51632
Form S-8 Registration Statement No. 333-53492
Form S-8 Registration Statement No. 333-58498
Form S-8 Registration Statement No. 333-58574
Form S-8 Registration Statement No. 333-67702
Form S-8 Registration Statement No. 333-107882
Form S-8 Registration Statement No. 333-140188
UNDER
THE SECURITIES ACT OF 1933

BROADCOM CORPORATION
(Exact name of registrant as specified in its charter)
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California | | 33-0480482 |
(State of Incorporation) | | (I.R.S. Employer Identification No.) |
5300 California Avenue
Irvine, California 92617
(Address of principal executive offices, including zip code)
Broadcom Corporation 1998 Stock Incentive Plan
Broadcom Corporation 1998 Employee Stock Purchase Plan
Broadcom Corporation 2007 International Employee Stock Purchase Plan
Each, as assumed by Broadcom Corporation:
Altima Communications, Inc. 1997 Stock Option Plan
Innovent Systems, Inc. 1999 Stock Option/Stock Issuance Plan
Innovent Systems, Inc. 2000 Stock Option/Stock Issuance Plan
Kimalink 2000 Equity Incentive Plan
Portatec Corporation Amended and Restated Stock Option/Stock Issuance Plan
Amended and Restated Puyallup Integrated Circuit Company 1996 Stock Option Plan
Newport Communications, Inc. 1998 Stock Option/Stock Issuance Plan
Silicon Spice, Inc. 1996 Stock Option Plan
Element 14, Inc. Unapproved Share Option Scheme
Allayer Communications 1997 Equity Incentive Plan
SiByte, Inc. 2000 Key Employee Stock Plan
SiByte, Inc. 1998 Stock Incentive Plan
Serverworks Corporation 2000 Long Term Incentive Plan
Serverworks Corporation Stock Option Plan 1.1, as Amended and Restated
Options Granted By VisionTech Ltd. To Certain Service Providers
(Full title of the plan)
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Arthur Chong, Esq. | | Copy to: |
Executive Vice President, General Counsel | | Joseph M. Yaffe |
and Secretary | | Skadden, Arps, Slate, Meagher & Flom LLP |
5300 California Avenue | | 525 University Avenue, Suite 1100 |
Irvine, California 92617 | | Palo Alto, California 94301 |
(949) 926-5000 | | (650) 470-4500 |
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act (Check one):
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Large Accelerated filer | | x | | Accelerated filer | | ¨ |
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Non-Accelerated filer | | ¨ (Do not check if a smaller reporting company) | | Smaller reporting company | | ¨ |
TABLE OF CONTENTS
EXPLANATORY NOTE / DEREGISTRATION OF UNSOLD SECURITIES
Broadcom Corporation (the “Company”) previously registered shares of the Company’s Class A common stock, $0.0001 par value per share, and/or the Company’s Class B Common Stock, $0.0001 par value per share, under the following registration statements (the “Registration Statements”) concerning shares issuable or issued under certain employee benefit and equity plans and agreements. The Company is filing these post-effective amendments to the Registration Statements (“Post-Effective Amendments”) to deregister any securities registered and unsold under the Registration Statements and to terminate the Registration Statements. The approximate number of unsold shares is set forth below with respect to each Registration Statement under the column “approximate number of shares deregistered”. Such shares are being removed from registration and the Registration Statements are being terminated because such shares have either now expired, or been terminated, or because they are no longer available for issuance under the referenced plan.
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Registration No. | | Date Filed With the SEC | | Name of Equity Plan or Agreement | | Number of Shares Originally Registered1 | | | Approximate Number of Shares Deregistered2 | |
333-49158 | | 11/02/2000 | | Altima Communications, Inc. 1997 Stock Option Plan | | | 1,312,554 Class A | | | | 953,002 Class A | |
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| | | | Innovent Systems, Inc. 1999 Stock Option/Stock Issuance Plan | | | 43,337 Class A | | | | 5,345 Class A | |
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| | | | Innovent Systems, Inc. 2000 Stock Option/Stock Issuance Plan | | | 865,553 Class A | | | | 673,987 Class A | |
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| | | | Amended and Restated Puyallup Integrated Circuit Company 1996 Stock Option Plan | | | 209,990 Class A | | | | 180,916 Class A | |
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333-49680 | | 11/09/2000 | | Newport Communications, Inc. 1998 Stock Option/Stock Issuance Plan | | | 616,632 Class A | | | | 378,527 Class A | |
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| | | | Silicon Spice, Inc. 1996 Stock Option Plan | | | 1,630,920 Class A | | | | 1,488,686 Class A | |
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333-51632 | | 12/11/2000 | | Element 14, Inc. Unapproved Share Option Scheme | | | 1,398,542 Class A | | | | 334,105 Class A | |
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333-53492 | | 01/10/2001 | | Allayer Communications 1997 Equity Incentive Plan | | | 837,842 Class A | | | | 745,088 Class A | |
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| | | | SiByte, Inc. 2000 Key Employee Stock Plan | | | 383,738 Class A | | | | 383,618 Class A | |
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| | | | SiByte, Inc. 1998 Stock Incentive Plan | | | 1,079,291 Class A | | | | 612,799 Class A | |
1 | The number of shares originally registered have been adjusted as appropriate to reflect the following stock splits effected by the Company: 2 for 1 stock split on February 17, 1999; 2 for 1 stock split on February 11, 2000; and 3 for 2 stock split on February 21, 2006. |
2 | A “0” in this column indicates that all shares originally registered under the registration statement were issued. |
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Registration No. | | Date Filed With the SEC | | Name of Equity Plan or Agreement | | Number of Shares Originally Registered1 | | | Approximate Number of Shares Deregistered2 | |
333-58498 | | 04/06/2001 | | Broadcom Corporation 1998 Stock Incentive Plan | | | 16,491,728 Class A | | | | 0 | |
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| | | | Serverworks Corporation 2000 Long Term Incentive Plan Serverworks Corporation Stock Option Plan 1.1, as Amended and Restated | | | 4,069,277 Class A 4,708,282 Class A | | | | 0 599,051 Class A | |
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333-58574 | | 04/09/2001 | | Options Granted By VisionTech Ltd. To Certain Service Providers | | | 1,183,898 Class A | | | | 130,979 Class A | |
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333-67702 | | 08/16/2001 | | Kimalink 2000 Equity Incentive Plan Portatec Corporation Amended and Restated Stock Option/Stock Issuance Plan | | | 128,700 Class A 179,438 Class A | | | | 39,782 Class A 44,673 Class A | |
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333-107882 | | 08/12/2003 | | Broadcom Corporation 1998 Stock Incentive Plan Broadcom Corporation 1998 Employee Stock Purchase Plan | | | 38,251,766 Class A 1,041,764 Class A | | | | 0 0 | |
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333-140188 | | 01/24/2007 | | Broadcom Corporation 2007 International Employee Stock Purchase Plan | | | 2,500,000 Class A | | | | 0 | |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing these Post-Effective Amendments and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Irvine, State of California, on this 1st day of February, 2012.
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BROADCOM CORPORATION |
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By: | | /s/ SCOTT A. MCGREGOR |
| | Scott A. McGregor |
| | President and Chief Executive Officer |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS,that the undersigned officers and directors of Broadcom Corporation, a California corporation, do hereby constitute and appoint Scott A. McGregor and Eric K. Brandt and each of them, their lawful attorneys-in-fact and agents with full power and authority to do any and all acts and things and to execute any and all instruments which said attorneys and agents, and any one of them, determine may be necessary or advisable or required to enable said corporation to comply with the Securities Act of 1933, as amended, and any rules or regulations or requirements of the Securities and Exchange Commission in connection with the Registration Statements listed herein above. Without limiting the generality of the foregoing power and authority, the powers granted include the power and authority to sign the names of the undersigned officers and directors in the capacities indicated below to the Registration Statements, to any and all amendments, both pre-effective and post-effective, and supplements to the Registration Statements, and to any and all instruments or documents filed as part of or in conjunction with the Registration Statements or amendments or supplements thereof, and each of the undersigned hereby ratifies and confirms all that said attorneys and agents, or any one of them, shall do or cause to be done by virtue hereof. This Power of Attorney may be signed in several counterparts.
IN WITNESS WHEREOF, each of the undersigned has executed this Power of Attorney as of the date indicated. Pursuant to the requirements of the Securities Act of 1933, as amended, these Post-Effective Amendments have been signed below by the following persons in the capacities and on the dates indicated.
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Signature | | Title | | Date |
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/s/ SCOTT A. MCGREGOR Scott A. McGregor | | President, Chief Executive Officer and Director (Principal Executive Officer) | | February 1, 2012 |
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/s/ HENRY SAMUELI, PH.D. Henry Samueli, Ph.D. | | Chief Technical Officer and Director | | February 1, 2012 |
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/s/ ERIC K. BRANDT Eric K. Brandt | | Executive Vice President and Chief Financial Officer (Principal Financial Officer) | | February 1, 2012 |
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/s/ ROBERT L. TIRVA Robert L. Tirva | | Senior Vice President, Corporate Controller (Principal Accounting Officer) | | February 1, 2012 |
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/s/ ROBERT J. FINOCCHIO, JR. Robert J. Finocchio, Jr. | | Director | | February 1, 2012 |
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/s/ NANCY H. HANDEL Nancy H. Handel | | Director | | February 1, 2012 |
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/s/ EDDY W. HARTENSTEIN Eddy W. Hartenstein | | Director | | February 1, 2012 |
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Signature | | Title | | Date |
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/s/ MARIA M. KLAWE, PH.D. Maria M. Klawe, Ph.D. | | Director | | February 1, 2012 |
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/s/ JOHN E. MAJOR John E. Major | | Chairman of the Board | | February 1, 2012 |
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/s/ WILLIAM T. MORROW William T. Morrow | | Director | | February 1, 2012 |
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/s/ JOHN A.C. SWAINSON John A.C. Swainson | | Director | | February 1, 2012 |
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/s/ ROBERT E. SWITZ Robert E. Switz | | Director | | February 1, 2012 |
EXHIBIT INDEX
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Exhibit Number | | Description |
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24.1 | | Power of Attorney (included on signature page) |