As filed with the Securities and Exchange Commission on January 29, 2015
Registration Nos. 333-114405; 333-117866; 333-127775;
333-142526; 333-148971; 333-157089; 333-164685
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO
Form S-8 Registration Statement No. 333-114405
Form S-8 Registration Statement No. 333-117866
Form S-8 Registration Statement No. 333-127775
Form S-8 Registration Statement No. 333-142526
Form S-8 Registration Statement No. 333-148971
Form S-8 Registration Statement No. 333-157089
Form S-8 Registration Statement No. 333-164685
UNDER
THE SECURITIES ACT OF 1933

BROADCOM CORPORATION
(Exact name of registrant as specified in its charter)
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California | | 33-0480482 |
(State of Incorporation) | | (I.R.S. Employer Identification No.) |
5300 California Avenue
Irvine, California 92617
(Address of principal executive offices, including zip code)
Broadcom Corporation 1998 Stock Incentive Plan
Broadcom Corporation 1998 Employee Stock Purchase Plan
Broadcom Corporation 2007 International Employee Stock Purchase Plan
Sand Video, Inc. 2002 Stock Incentive Plan (as assumed by Broadcom Corporation)
Siliquent Technologies Inc. 2001 Omnibus Stock Option and Restricted Stock Incentive Plan (as assumed by Broadcom Corporation)
Zyray Wireless Inc. 2001 Equity Incentive Plan (as assumed by Broadcom Corporation)
Zyray Wireless Inc. 2004 Stock Option Plan (as assumed by Broadcom Corporation)
(Full title of the plan)
| | |
Arthur Chong, Esq. | | Copy to: |
Executive Vice President, General Counsel | | Joseph M. Yaffe |
and Secretary | | Skadden, Arps, Slate, Meagher & Flom LLP |
5300 California Avenue | | 525 University Avenue, Suite 1100 |
Irvine, California 92617 | | Palo Alto, California 94301 |
(949) 926-5000 | | (650) 470-4500 |
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act (Check one):
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Large Accelerated filer | | x | | Accelerated filer | | ¨ |
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Non-Accelerated filer | | ¨ (Do not check if a smaller reporting company) | | Smaller reporting company | | ¨ |
EXPLANATORY NOTE / DEREGISTRATION OF UNSOLD SECURITIES
Broadcom Corporation (the “Company”) previously registered shares of the Company’s Class A common stock, $0.0001 par value per share under the following registration statements (the “Registration Statements”) concerning shares issuable or issued under certain employee benefit and equity plans and agreements. The Company is filing these post-effective amendments to the Registration Statements (“Post-Effective Amendments”) to deregister any securities registered and unsold under the Registration Statements and to terminate the Registration Statements. The approximate number of unsold shares is set forth below with respect to the Registration Statements under the column “approximate number of shares deregistered.” Such shares are being removed from registration and the Registration Statements are being terminated because such shares have either now expired, or been terminated, or because they are no longer available for issuance under the referenced plan.
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Registration No. | | Date Filed With the SEC | | | Name of Equity Plan or Agreement | | Number of Class A Shares Originally Registered1 | | | Approximate Number of Shares Deregistered2 | |
333-114405 | | | 4/12/2004 | | | Sand Video, Inc. 2002 Stock Incentive Plan | | | 322,472 | | | | 21,205 | |
333-117866 | | | 8/2/2004 | | | Zyray Wireless Inc. 2001 Equity Incentive Plan | | | 47,184 | | | | 28,598 | |
| | | | | | Zyray Wireless Inc. 2004 Stock Option Plan | | | 468,311 | | | | 52,123 | |
333-127775 | | | 8/23/2005 | | | Broadcom Corporation 1998 Stock Incentive Plan | | | 37,309,326 | | | | 37,309,326 | |
| | | | | | Broadcom Corporation 1998 Employee Stock Purchase Plan | | | 4,409,667 | | | | 0 | |
| | | | | | Siliquent Technologies Inc. 2001 Omnibus Stock Option and Restricted Stock Incentive Plan | | | 239,513 | | | | 57,927 | |
333-142526 | | | 5/1/2007 | | | Broadcom Corporation 1998 Stock Incentive Plan | | | 24,674,139 | | | | 24,674,139 | |
| | | | | | Broadcom Corporation 1998 Employee Stock Purchase Plan | | | 3,600,000 | | | | 0 | |
| | | | | | Broadcom Corporation 2007 International Employee Stock Purchase Plan | | | 900,000 | | | | 0 | |
333-148971 | | | 1/31/2008 | | | Broadcom Corporation 1998 Stock Incentive Plan | | | 24,176,632 | | | | 24,176,632 | |
| | | | | | Broadcom Corporation 1998 Employee Stock Purchase Plan | | | 4,029,439 | | | | 0 | |
| | | | | | Broadcom Corporation 2007 International Employee Stock Purchase Plan | | | 1,343,146 | | | | 0 | |
333-157089 | | | 2/4/2009 | | | Broadcom Corporation 1998 Stock Incentive Plan | | | 22,005,812 | | | | 22,005,812 | |
| | | | | | Broadcom Corporation 1998 Employee Stock Purchase Plan | | | 6,112,725 | | | | 0 | |
333-164685 | | | 2/3/2010 | | | Broadcom Corporation 1998 Stock Incentive Plan | | | 22,300,027 | | | | 22,300,027 | |
| | | | | | Broadcom Corporation 1998 Employee Stock Purchase Plan | | | 6,194,452 | | | | 0 | |
1 | The number of shares originally registered have been adjusted to reflect (i) the two-for-one split on February 11, 2000; and (ii) the three-for-two stock split on February 21, 2006. |
2 | A “0” in this column indicates that all shares originally registered under the registration statement were issued. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and Rule 478 thereunder, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused these Post-Effective Amendments to the Registration Statements on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Irvine, State of California, on this 29th day of January, 2015.
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BROADCOM CORPORATION |
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By: | | /S/ SCOTT A. MCGREGOR |
| | Scott A. McGregor |
| | President and Chief Executive Officer |