The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BANK AMER CORP | *W EXP 01/16/201 | 060505146 | 22,329 | 1,269,078 | SH | SOLE | 1,269,078 | 0 | 0 | ||
ZIONS BANCORPORATION | *W EXP 05/22/202 | 989701115 | 25,555 | 1,376,859 | SH | SOLE | 1,376,859 | 0 | 0 | ||
QUDIAN INC | ADR | 747798106 | 4,802 | 382,900 | SH | DFND | 1 | 0 | 382,900 | 0 | |
QUDIAN INC | ADR | 747798106 | 4,943 | 394,200 | SH | Put | DFND | 1 | 0 | 394,200 | 0 |
CHEETAH MOBILE INC | ADR | 163075104 | 356 | 29,500 | SH | DFND | 1 | 0 | 29,500 | 0 | |
CHEETAH MOBILE INC | ADR | 163075104 | 356 | 29,500 | SH | Put | DFND | 1 | 0 | 29,500 | 0 |
JIANPU TECHNOLOGY INC | ADR | 47738D101 | 19 | 2,912 | SH | DFND | 1 | 0 | 2,912 | 0 | |
JIANPU TECHNOLOGY INC | ADR | 47738D101 | 16,511 | 2,548,027 | SH | SOLE | 2,548,027 | 0 | 0 | ||
ICICI BK LTD | ADR | 45104G104 | 1,765 | 181,368 | SH | SOLE | 181,368 | 0 | 0 | ||
SEA LTD | ADR | 81141R100 | 811 | 60,835 | SH | DFND | 1 | 0 | 60,835 | 0 | |
SEA LTD | ADR | 81141R100 | 93,560 | 7,018,741 | SH | SOLE | 7,018,741 | 0 | 0 | ||
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 1,000 | 9,832 | SH | SOLE | 9,832 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 2,073 | 47,000 | SH | DFND | 1 | 0 | 47,000 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 2,073 | 47,000 | SH | Put | DFND | 1 | 0 | 47,000 | 0 |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 3,228 | 73,200 | SH | Call | SOLE | 73,200 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 21,124 | 479,000 | SH | Put | SOLE | 479,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 47 | 45 | SH | DFND | 1 | 0 | 45 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 6,592 | 6,300 | SH | Call | DFND | 1 | 0 | 6,300 | 0 |
ALPHABET INC | CAP STK CL C | 02079K107 | 2,227 | 2,128 | SH | SOLE | 2,128 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 551,767 | 527,300 | SH | Call | SOLE | 527,300 | 0 | 0 | |
AIR LEASE CORP | CL A | 00912X302 | 3,376 | 70,210 | SH | SOLE | 70,210 | 0 | 0 | ||
AIR LEASE CORP | CL A | 00912X302 | 2,405 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 101 | 575 | SH | DFND | 1 | 0 | 575 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 3,829 | 21,700 | SH | Call | DFND | 1 | 0 | 21,700 | 0 |
FACEBOOK INC | CL A | 30303M102 | 13,033 | 73,860 | SH | SOLE | 73,860 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 309,776 | 1,755,500 | SH | Call | SOLE | 1,755,500 | 0 | 0 | |
FITBIT INC | CL A | 33812L102 | 176 | 30,800 | SH | DFND | 1 | 0 | 30,800 | 0 | |
FITBIT INC | CL A | 33812L102 | 198 | 34,700 | SH | Put | DFND | 1 | 0 | 34,700 | 0 |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 2,147 | 6,391 | SH | DFND | 1 | 0 | 6,391 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 181,870 | 541,344 | SH | SOLE | 541,344 | 0 | 0 | ||
BLUE APRON HLDGS INC | CL A | 09523Q101 | 3,083 | 765,000 | SH | DFND | 1 | 0 | 765,000 | 0 | |
BLUE APRON HLDGS INC | CL A | 09523Q101 | 3,143 | 780,000 | SH | Put | DFND | 1 | 0 | 780,000 | 0 |
GOPRO INC | CL A | 38268T103 | 4,584 | 605,600 | SH | DFND | 1 | 0 | 605,600 | 0 | |
GOPRO INC | CL A | 38268T103 | 462 | 61,000 | SH | Call | DFND | 1 | 0 | 61,000 | 0 |
GOPRO INC | CL A | 38268T103 | 3,337 | 440,800 | SH | Put | DFND | 1 | 0 | 440,800 | 0 |
FREDS INC | CL A | 356108100 | 482 | 118,900 | SH | DFND | 1 | 0 | 118,900 | 0 | |
FREDS INC | CL A | 356108100 | 482 | 118,900 | SH | Put | DFND | 1 | 0 | 118,900 | 0 |
GAMESTOP CORP NEW | CL A | 36467W109 | 1,077 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
GAMESTOP CORP NEW | CL A | 36467W109 | 1,077 | 60,000 | SH | Put | DFND | 1 | 0 | 60,000 | 0 |
NUTANIX INC | CL A | 67059N108 | 6,650 | 188,500 | SH | DFND | 1 | 0 | 188,500 | 0 | |
NUTANIX INC | CL A | 67059N108 | 6,679 | 189,300 | SH | Put | DFND | 1 | 0 | 189,300 | 0 |
PBF ENERGY INC | CL A | 69318G106 | 4,360 | 123,000 | SH | DFND | 1 | 0 | 123,000 | 0 | |
PBF ENERGY INC | CL A | 69318G106 | 4,360 | 123,000 | SH | Put | DFND | 1 | 0 | 123,000 | 0 |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 2,286 | 15,103 | SH | DFND | 1 | 0 | 15,103 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 222,897 | 1,472,628 | SH | SOLE | 1,472,628 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 3,625 | 84,703 | SH | DFND | 1 | 0 | 84,703 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 179,195 | 4,186,793 | SH | SOLE | 4,186,793 | 0 | 0 | ||
VERSO CORP | CL A | 92531L207 | 0 | 12,463 | SH | DFND | 1 | 0 | 12,463 | 0 | |
VERSO CORP | CL A | 92531L207 | 0 | 89,584 | SH | SOLE | 89,584 | 0 | 0 | ||
VIACOM INC NEW | CL A | 92553P102 | 1,047 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
WAYFAIR INC | CL A | 94419L101 | 1,316 | 16,400 | SH | DFND | 1 | 0 | 16,400 | 0 | |
WAYFAIR INC | CL A | 94419L101 | 1,316 | 16,400 | SH | Put | DFND | 1 | 0 | 16,400 | 0 |
TWILIO INC | CL A | 90138F102 | 8,359 | 354,200 | SH | DFND | 1 | 0 | 354,200 | 0 | |
TWILIO INC | CL A | 90138F102 | 3,870 | 164,000 | SH | Put | DFND | 1 | 0 | 164,000 | 0 |
UNDER ARMOUR INC | CL A | 904311107 | 17,105 | 1,185,400 | SH | DFND | 1 | 0 | 1,185,400 | 0 | |
UNDER ARMOUR INC | CL A | 904311107 | 17,228 | 1,193,900 | SH | Put | DFND | 1 | 0 | 1,193,900 | 0 |
REGAL ENTMT GROUP | CL A | 758766109 | 2,057 | 89,400 | SH | DFND | 1 | 0 | 89,400 | 0 | |
REGAL ENTMT GROUP | CL A | 758766109 | 2,057 | 89,400 | SH | Put | DFND | 1 | 0 | 89,400 | 0 |
SNAP INC | CL A | 83304A106 | 47,675 | 3,263,200 | SH | DFND | 1 | 0 | 3,263,200 | 0 | |
SNAP INC | CL A | 83304A106 | 48,625 | 3,328,200 | SH | Put | DFND | 1 | 0 | 3,328,200 | 0 |
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 4,248 | 281,300 | SH | DFND | 1 | 0 | 281,300 | 0 | |
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 3,456 | 228,900 | SH | Put | DFND | 1 | 0 | 228,900 | 0 |
REVLON INC | CL A NEW | 761525609 | 1,458 | 66,900 | SH | DFND | 1 | 0 | 66,900 | 0 | |
REVLON INC | CL A NEW | 761525609 | 1,458 | 66,900 | SH | Put | DFND | 1 | 0 | 66,900 | 0 |
LENNAR CORP | CL B | 526057302 | 16,598 | 321,172 | SH | SOLE | 321,172 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 3,755 | 332,900 | SH | DFND | 1 | 0 | 332,900 | 0 | |
GOGO INC | COM | 38046C109 | 3,755 | 332,900 | SH | Put | DFND | 1 | 0 | 332,900 | 0 |
IMMERSION CORP | COM | 452521107 | 226 | 32,000 | SH | DFND | 1 | 0 | 32,000 | 0 | |
IMMERSION CORP | COM | 452521107 | 226 | 32,000 | SH | Put | DFND | 1 | 0 | 32,000 | 0 |
JUNO THERAPEUTICS INC | COM | 48205A109 | 549 | 12,000 | SH | DFND | 1 | 0 | 12,000 | 0 | |
JUNO THERAPEUTICS INC | COM | 48205A109 | 549 | 12,000 | SH | Put | DFND | 1 | 0 | 12,000 | 0 |
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 361 | 53,100 | SH | DFND | 1 | 0 | 53,100 | 0 | |
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 388 | 57,100 | SH | Put | DFND | 1 | 0 | 57,100 | 0 |
LANNET INC | COM | 516012101 | 193 | 8,300 | SH | DFND | 1 | 0 | 8,300 | 0 | |
LANNET INC | COM | 516012101 | 193 | 8,300 | SH | Put | DFND | 1 | 0 | 8,300 | 0 |
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 4,568 | 206,685 | SH | DFND | 1 | 0 | 206,685 | 0 | |
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 12,991 | 587,847 | SH | SOLE | 587,847 | 0 | 0 | ||
HESS CORP | COM | 42809H107 | 1,078 | 22,700 | SH | Call | DFND | 1 | 0 | 22,700 | 0 |
HESS CORP | COM | 42809H107 | 55,910 | 1,177,800 | SH | Call | SOLE | 1,177,800 | 0 | 0 | |
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 1,559 | 19,522 | SH | DFND | 1 | 0 | 19,522 | 0 | |
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 149,589 | 1,873,139 | SH | SOLE | 1,873,139 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 10,673 | 182,700 | SH | DFND | 1 | 0 | 182,700 | 0 | |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 10,673 | 182,700 | SH | Put | DFND | 1 | 0 | 182,700 | 0 |
INTREXON CORP | COM | 46122T102 | 2,218 | 192,500 | SH | DFND | 1 | 0 | 192,500 | 0 | |
INTREXON CORP | COM | 46122T102 | 2,218 | 192,500 | SH | Put | DFND | 1 | 0 | 192,500 | 0 |
IROBOT CORP | COM | 462726100 | 9,595 | 125,100 | SH | DFND | 1 | 0 | 125,100 | 0 | |
IROBOT CORP | COM | 462726100 | 9,595 | 125,100 | SH | Put | DFND | 1 | 0 | 125,100 | 0 |
GENERAL CABLE CORP DEL NEW | COM | 369300108 | 1,678 | 56,700 | SH | Put | DFND | 1 | 0 | 56,700 | 0 |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 463 | 18,500 | SH | DFND | 1 | 0 | 18,500 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 463 | 18,500 | SH | Put | DFND | 1 | 0 | 18,500 | 0 |
FORTERRA INC | COM | 34960W106 | 1,128 | 101,600 | SH | DFND | 1 | 0 | 101,600 | 0 | |
FORTERRA INC | COM | 34960W106 | 1,128 | 101,600 | SH | Put | DFND | 1 | 0 | 101,600 | 0 |
FOSSIL GROUP INC | COM | 34988V106 | 2,319 | 298,400 | SH | DFND | 1 | 0 | 298,400 | 0 | |
FOSSIL GROUP INC | COM | 34988V106 | 2,319 | 298,400 | SH | Put | DFND | 1 | 0 | 298,400 | 0 |
GREENBRIER COS INC | COM | 393657101 | 6,225 | 116,796 | SH | SOLE | 116,796 | 0 | 0 | ||
GREENBRIER COS INC | COM | 393657101 | 2,132 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
HD SUPPLY HLDGS INC | COM | 40416M105 | 2,043 | 51,026 | SH | DFND | 1 | 0 | 51,026 | 0 | |
HD SUPPLY HLDGS INC | COM | 40416M105 | 184,044 | 4,597,656 | SH | SOLE | 4,597,656 | 0 | 0 | ||
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 359 | 9,500 | SH | DFND | 1 | 0 | 9,500 | 0 | |
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 390 | 10,300 | SH | Put | DFND | 1 | 0 | 10,300 | 0 |
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 2,421 | 34,000 | SH | Call | DFND | 1 | 0 | 34,000 | 0 |
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 167,028 | 2,345,900 | SH | Call | SOLE | 2,345,900 | 0 | 0 | |
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 576 | 127,200 | SH | DFND | 1 | 0 | 127,200 | 0 | |
AUTOLIV INC | COM | 052800109 | 288 | 2,269 | SH | DFND | 1 | 0 | 2,269 | 0 | |
AUTOLIV INC | COM | 052800109 | 12,420 | 97,731 | SH | SOLE | 97,731 | 0 | 0 | ||
AUTONATION INC | COM | 05329W102 | 4,497 | 87,600 | SH | DFND | 1 | 0 | 87,600 | 0 | |
AUTONATION INC | COM | 05329W102 | 4,497 | 87,600 | SH | Put | DFND | 1 | 0 | 87,600 | 0 |
AXOVANT SCIENCES LTD | COM | G0750W104 | 177 | 33,500 | SH | DFND | 1 | 0 | 33,500 | 0 | |
AXOVANT SCIENCES LTD | COM | G0750W104 | 177 | 33,500 | SH | Put | DFND | 1 | 0 | 33,500 | 0 |
BANK AMER CORP | COM | 060505104 | 3,175 | 107,563 | SH | DFND | 1 | 0 | 107,563 | 0 | |
BANK AMER CORP | COM | 060505104 | 3,900 | 132,100 | SH | Call | DFND | 1 | 0 | 132,100 | 0 |
BANK AMER CORP | COM | 060505104 | 281,501 | 9,535,947 | SH | SOLE | 9,535,947 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 345,715 | 11,711,200 | SH | Call | SOLE | 11,711,200 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 14,728 | 210,851 | SH | DFND | 1 | 0 | 210,851 | 0 | |
ALTABA INC | COM | 021346101 | 836,261 | 11,972,244 | SH | SOLE | 11,972,244 | 0 | 0 | ||
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 1,391 | 53,100 | SH | DFND | 1 | 0 | 53,100 | 0 | |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 1,391 | 53,100 | SH | Put | DFND | 1 | 0 | 53,100 | 0 |
ACHAOGEN INC | COM | 004449104 | 531 | 49,400 | SH | DFND | 1 | 0 | 49,400 | 0 | |
ACHAOGEN INC | COM | 004449104 | 531 | 49,400 | SH | Put | DFND | 1 | 0 | 49,400 | 0 |
AETNA INC NEW | COM | 00817Y108 | 9,524 | 52,799 | SH | DFND | 1 | 0 | 52,799 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 611,972 | 3,392,492 | SH | SOLE | 3,392,492 | 0 | 0 | ||
BUCKLE INC | COM | 118440106 | 311 | 13,100 | SH | DFND | 1 | 0 | 13,100 | 0 | |
BUCKLE INC | COM | 118440106 | 311 | 13,100 | SH | Put | DFND | 1 | 0 | 13,100 | 0 |
BIG 5 SPORTING GOODS CORP | COM | 08915P101 | 1,010 | 132,900 | SH | DFND | 1 | 0 | 132,900 | 0 | |
BIG 5 SPORTING GOODS CORP | COM | 08915P101 | 1,010 | 132,900 | SH | Put | DFND | 1 | 0 | 132,900 | 0 |
BLACKBERRY LTD | COM | 09228F103 | 101 | 9,000 | SH | Call | DFND | 1 | 0 | 9,000 | 0 |
BLACKBERRY LTD | COM | 09228F103 | 11,649 | 1,042,900 | SH | Call | SOLE | 1,042,900 | 0 | 0 | |
CARA THERAPEUTICS INC | COM | 140755109 | 428 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
CARBO CERAMICS INC | COM | 140781105 | 114 | 11,200 | SH | DFND | 1 | 0 | 11,200 | 0 | |
CARS COM INC | COM | 14575E105 | 2,327 | 80,700 | SH | DFND | 1 | 0 | 80,700 | 0 | |
CARS COM INC | COM | 14575E105 | 2,327 | 80,700 | SH | Put | DFND | 1 | 0 | 80,700 | 0 |
FIREEYE INC | COM | 31816Q101 | 1,960 | 138,000 | SH | DFND | 1 | 0 | 138,000 | 0 | |
FIREEYE INC | COM | 31816Q101 | 1,960 | 138,000 | SH | Put | DFND | 1 | 0 | 138,000 | 0 |
EQT CORP | COM | 26884L109 | 133,250 | 2,341,000 | SH | Call | SOLE | 2,341,000 | 0 | 0 | |
EXTRACTION OIL AND GAS INC | COM | 30227M105 | 150,403 | 10,510,377 | SH | OTR | 0 | 0 | 0 | ||
UBIQUITI NETWORKS INC | COM | 90347A100 | 10,191 | 143,500 | SH | Call | DFND | 1 | 0 | 143,500 | 0 |
UBIQUITI NETWORKS INC | COM | 90347A100 | 5,192 | 73,100 | SH | Put | DFND | 1 | 0 | 73,100 | 0 |
TESLA INC | COM | 88160R101 | 3,830 | 12,300 | SH | Call | DFND | 1 | 0 | 12,300 | 0 |
TESLA INC | COM | 88160R101 | 3,830 | 12,300 | SH | Put | DFND | 1 | 0 | 12,300 | 0 |
TESLA INC | COM | 88160R101 | 571,535 | 1,835,666 | SH | Put | SOLE | 1,835,666 | 0 | 0 | |
REDFIN CORP | COM | 75737F108 | 241 | 7,700 | SH | DFND | 1 | 0 | 7,700 | 0 | |
SUNPOWER CORP | COM | 867652406 | 105 | 12,500 | SH | Put | SOLE | 12,500 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 1,647 | 25,936 | SH | DFND | 1 | 0 | 25,936 | 0 | |
T MOBILE US INC | COM | 872590104 | 132,380 | 2,084,402 | SH | SOLE | 2,084,402 | 0 | 0 | ||
TELADOC INC | COM | 87918A105 | 335 | 9,600 | SH | DFND | 1 | 0 | 9,600 | 0 | |
TELADOC INC | COM | 87918A105 | 335 | 9,600 | SH | Put | DFND | 1 | 0 | 9,600 | 0 |
VIRNETX HLDG CORP | COM | 92823T108 | 286 | 77,200 | SH | DFND | 1 | 0 | 77,200 | 0 | |
VIRNETX HLDG CORP | COM | 92823T108 | 286 | 77,200 | SH | Put | DFND | 1 | 0 | 77,200 | 0 |
VISTRA ENERGY CORP | COM | 92840M102 | 14,028 | 771,579 | SH | DFND | 1 | 0 | 771,579 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 169,172 | 9,323,868 | SH | SOLE | 9,323,868 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 7,940 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 7,940 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 240 | 19,200 | SH | DFND | 1 | 0 | 19,200 | 0 | |
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 232 | 18,500 | SH | Put | DFND | 1 | 0 | 18,500 | 0 |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 2,967 | 749,200 | SH | DFND | 1 | 0 | 749,200 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 2,967 | 749,200 | SH | Put | DFND | 1 | 0 | 749,200 | 0 |
CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | 6,797 | 421,100 | SH | DFND | 1 | 0 | 421,100 | 0 | |
CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | 6,797 | 421,100 | SH | Put | DFND | 1 | 0 | 421,100 | 0 |
MONSANTO CO NEW | COM | 61166W101 | 1,989 | 17,031 | SH | DFND | 1 | 0 | 17,031 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 173,849 | 1,488,685 | SH | SOLE | 1,488,685 | 0 | 0 | ||
NAVISTAR INTL CORP NEW | COM | 63934E108 | 134,369 | 3,133,600 | SH | Put | SOLE | 3,133,600 | 0 | 0 | |
NEOPHOTONICS CORP | COM | 64051T100 | 961 | 146,100 | SH | DFND | 1 | 0 | 146,100 | 0 | |
NEOPHOTONICS CORP | COM | 64051T100 | 961 | 146,100 | SH | Put | DFND | 1 | 0 | 146,100 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 9,153 | 78,174 | SH | DFND | 1 | 0 | 78,174 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 2,775 | 23,700 | SH | Call | DFND | 1 | 0 | 23,700 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 805,816 | 6,882,022 | SH | SOLE | 6,882,022 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 226,991 | 1,938,600 | SH | Call | SOLE | 1,938,600 | 0 | 0 | |
MATTEL INC | COM | 577081102 | 10,445 | 679,100 | SH | DFND | 1 | 0 | 679,100 | 0 | |
MATTEL INC | COM | 577081102 | 10,445 | 679,100 | SH | Put | DFND | 1 | 0 | 679,100 | 0 |
MBIA INC | COM | 55262C100 | 2,335 | 319,000 | SH | DFND | 1 | 0 | 319,000 | 0 | |
MBIA INC | COM | 55262C100 | 388 | 53,000 | SH | Call | DFND | 1 | 0 | 53,000 | 0 |
MBIA INC | COM | 55262C100 | 2,833 | 387,000 | SH | Put | DFND | 1 | 0 | 387,000 | 0 |
MICROSOFT CORP | COM | 594918104 | 3,933 | 45,975 | SH | DFND | 1 | 0 | 45,975 | 0 | |
MICROSOFT CORP | COM | 594918104 | 323,082 | 3,776,972 | SH | SOLE | 3,776,972 | 0 | 0 | ||
MIMEDX GROUP INC | COM | 602496101 | 557 | 44,200 | SH | DFND | 1 | 0 | 44,200 | 0 | |
MIMEDX GROUP INC | COM | 602496101 | 557 | 44,200 | SH | Put | DFND | 1 | 0 | 44,200 | 0 |
PENNEY J C INC | COM | 708160106 | 2,297 | 727,000 | SH | DFND | 1 | 0 | 727,000 | 0 | |
PENNEY J C INC | COM | 708160106 | 2,342 | 741,000 | SH | Put | DFND | 1 | 0 | 741,000 | 0 |
PETMED EXPRESS INC | COM | 716382106 | 1,711 | 37,600 | SH | DFND | 1 | 0 | 37,600 | 0 | |
PETMED EXPRESS INC | COM | 716382106 | 1,711 | 37,600 | SH | Put | DFND | 1 | 0 | 37,600 | 0 |
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 533 | 8,295 | SH | SOLE | 8,295 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 3,531 | 55,000 | SH | Call | SOLE | 55,000 | 0 | 0 | |
NEWELL BRANDS INC | COM | 651229106 | 7 | 219 | SH | DFND | 1 | 0 | 219 | 0 | |
NEWELL BRANDS INC | COM | 651229106 | 4,872 | 157,681 | SH | SOLE | 157,681 | 0 | 0 | ||
OPKO HEALTH INC | COM | 68375N103 | 1,129 | 230,400 | SH | DFND | 1 | 0 | 230,400 | 0 | |
OPKO HEALTH INC | COM | 68375N103 | 1,129 | 230,400 | SH | Put | DFND | 1 | 0 | 230,400 | 0 |
PANDORA MEDIA INC | COM | 698354107 | 3,748 | 777,500 | SH | DFND | 1 | 0 | 777,500 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 5,435 | 1,127,500 | SH | Put | DFND | 1 | 0 | 1,127,500 | 0 |
PARTY CITY HOLDCO INC | COM | 702149105 | 834 | 59,800 | SH | DFND | 1 | 0 | 59,800 | 0 | |
PARTY CITY HOLDCO INC | COM | 702149105 | 834 | 59,800 | SH | Put | DFND | 1 | 0 | 59,800 | 0 |
PROGRESSIVE CORP OHIO | COM | 743315103 | 1,666 | 29,573 | SH | DFND | 1 | 0 | 29,573 | 0 | |
PROGRESSIVE CORP OHIO | COM | 743315103 | 148,509 | 2,636,872 | SH | SOLE | 2,636,872 | 0 | 0 | ||
PTC INC | COM | 69370C100 | 1,908 | 31,400 | SH | DFND | 1 | 0 | 31,400 | 0 | |
PTC INC | COM | 69370C100 | 181,033 | 2,978,980 | SH | SOLE | 2,978,980 | 0 | 0 | ||
RH | COM | 74967X103 | 9,733 | 112,900 | SH | Put | SOLE | 112,900 | 0 | 0 | |
ROYAL GOLD INC | COM | 780287108 | 263 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 6,570 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
RPC INC | COM | 749660106 | 2,464 | 96,500 | SH | DFND | 1 | 0 | 96,500 | 0 | |
RPC INC | COM | 749660106 | 2,464 | 96,500 | SH | Put | DFND | 1 | 0 | 96,500 | 0 |
SANCHEZ ENERGY CORP | COM | 79970Y105 | 2,361 | 444,600 | SH | DFND | 1 | 0 | 444,600 | 0 | |
SANCHEZ ENERGY CORP | COM | 79970Y105 | 2,361 | 444,600 | SH | Put | DFND | 1 | 0 | 444,600 | 0 |
E L F BEAUTY INC | COM | 26856L103 | 1,040 | 46,600 | SH | DFND | 1 | 0 | 46,600 | 0 | |
E L F BEAUTY INC | COM | 26856L103 | 1,040 | 46,600 | SH | Put | DFND | 1 | 0 | 46,600 | 0 |
ENERGOUS CORP | COM | 29272C103 | 2,727 | 140,200 | SH | DFND | 1 | 0 | 140,200 | 0 | |
ENERGOUS CORP | COM | 29272C103 | 3,116 | 160,200 | SH | Put | DFND | 1 | 0 | 160,200 | 0 |
EQT CORP | COM | 26884L109 | 2,937 | 51,603 | SH | DFND | 1 | 0 | 51,603 | 0 | |
EQT CORP | COM | 26884L109 | 1,599 | 28,100 | SH | Call | DFND | 1 | 0 | 28,100 | 0 |
EQT CORP | COM | 26884L109 | 267,546 | 4,700,381 | SH | SOLE | 4,700,381 | 0 | 0 | ||
REDFIN CORP | COM | 75737F108 | 241 | 7,700 | SH | Put | DFND | 1 | 0 | 7,700 | 0 |
CONCORDIA INTERNATIONAL CORP | COM | 20653P102 | 13 | 19,400 | SH | DFND | 1 | 0 | 19,400 | 0 | |
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 5,495 | 295,600 | SH | DFND | 1 | 0 | 295,600 | 0 | |
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 5,551 | 298,600 | SH | Put | DFND | 1 | 0 | 298,600 | 0 |
DOWDUPONT INC | COM | 26078J100 | 5,478 | 76,920 | SH | DFND | 1 | 0 | 76,920 | 0 | |
DOWDUPONT INC | COM | 26078J100 | 468,101 | 6,572,600 | SH | SOLE | 6,572,600 | 0 | 0 | ||
SORL AUTO PTS INC | COM | 78461U101 | 848 | 126,200 | SH | DFND | 1 | 0 | 126,200 | 0 | |
SORL AUTO PTS INC | COM | 78461U101 | 848 | 126,200 | SH | Put | DFND | 1 | 0 | 126,200 | 0 |
SUNPOWER CORP | COM | 867652406 | 105 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
SILICON LABORATORIES INC | COM | 826919102 | 4,898 | 55,467 | SH | SOLE | 55,467 | 0 | 0 | ||
SILICON LABORATORIES INC | COM | 826919102 | 3,532 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 946 | 176,500 | SH | DFND | 1 | 0 | 176,500 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 289 | 54,000 | SH | Put | DFND | 1 | 0 | 54,000 | 0 |
SEABRIDGE GOLD INC | COM | 811916105 | 102 | 9,000 | SH | DFND | 1 | 0 | 9,000 | 0 | |
SEABRIDGE GOLD INC | COM | 811916105 | 102 | 9,000 | SH | Put | DFND | 1 | 0 | 9,000 | 0 |
SEARS HLDGS CORP | COM | 812350106 | 521 | 145,443 | SH | DFND | 1 | 0 | 145,443 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 18 | 5,000 | SH | Call | DFND | 1 | 0 | 5,000 | 0 |
SEARS HLDGS CORP | COM | 812350106 | 639 | 178,500 | SH | Put | DFND | 1 | 0 | 178,500 | 0 |
SEARS HLDGS CORP | COM | 812350106 | 8,358 | 2,334,600 | SH | Put | SOLE | 2,334,600 | 0 | 0 | |
SEAWORLD ENTMT INC | COM | 81282V100 | 4,071 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
SEAWORLD ENTMT INC | COM | 81282V100 | 4,071 | 300,000 | SH | Put | DFND | 1 | 0 | 300,000 | 0 |
COTY INC | COM CL A | 222070203 | 1,753 | 88,113 | SH | DFND | 1 | 0 | 88,113 | 0 | |
COTY INC | COM CL A | 222070203 | 147,985 | 7,440,160 | SH | SOLE | 7,440,160 | 0 | 0 | ||
OCEAN RIG UDW INC | COM CL A | G66964118 | 17,351 | 647,417 | SH | DFND | 1 | 0 | 647,417 | 0 | |
OCEAN RIG UDW INC | COM CL A | G66964118 | 98,505 | 3,675,559 | SH | SOLE | 3,675,559 | 0 | 0 | ||
CME GROUP INC | COM CL A | 12572Q105 | 4,382 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 8,538 | 186,700 | SH | DFND | 1 | 0 | 186,700 | 0 | |
THE TRADE DESK INC | COM CL A | 88339J105 | 8,538 | 186,700 | SH | Put | DFND | 1 | 0 | 186,700 | 0 |
FIVE POINT HOLDINGS LLC | COM CL A | 33833Q106 | 28,320 | 2,008,496 | SH | DFND | 1 | 0 | 2,008,496 | 0 | |
FIVE POINT HOLDINGS LLC | COM CL A | 33833Q106 | 39,856 | 2,826,698 | SH | SOLE | 2,826,698 | 0 | 0 | ||
GNC HLDGS INC | COM CL A | 36191G107 | 996 | 269,900 | SH | DFND | 1 | 0 | 269,900 | 0 | |
GNC HLDGS INC | COM CL A | 36191G107 | 963 | 260,900 | SH | Put | DFND | 1 | 0 | 260,900 | 0 |
GNC HLDGS INC | COM CL A | 36191G107 | 3,600 | 975,573 | SH | SOLE | 975,573 | 0 | 0 | ||
GNC HLDGS INC | COM CL A | 36191G107 | 4,353 | 1,179,700 | SH | Put | SOLE | 1,179,700 | 0 | 0 | |
HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 407 | 16,300 | SH | DFND | 1 | 0 | 16,300 | 0 | |
HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 407 | 16,300 | SH | Put | DFND | 1 | 0 | 16,300 | 0 |
DULUTH HLDGS INC | COM CL B | 26443V101 | 598 | 33,500 | SH | DFND | 1 | 0 | 33,500 | 0 | |
DULUTH HLDGS INC | COM CL B | 26443V101 | 598 | 33,500 | SH | Put | DFND | 1 | 0 | 33,500 | 0 |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 1,348 | 16,586 | SH | DFND | 1 | 0 | 16,586 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 120,831 | 1,486,608 | SH | SOLE | 1,486,608 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 233 | 4,160 | SH | SOLE | 4,160 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 16,923 | 302,200 | SH | Put | SOLE | 302,200 | 0 | 0 | |
RESOLUTE ENERGY CORP | COM NEW | 76116A306 | 252 | 8,000 | SH | DFND | 1 | 0 | 8,000 | 0 | |
RESOLUTE ENERGY CORP | COM NEW | 76116A306 | 252 | 8,000 | SH | Put | DFND | 1 | 0 | 8,000 | 0 |
STAMPS COM INC | COM NEW | 852857200 | 1,918 | 10,200 | SH | DFND | 1 | 0 | 10,200 | 0 | |
STAMPS COM INC | COM NEW | 852857200 | 1,918 | 10,200 | SH | Put | DFND | 1 | 0 | 10,200 | 0 |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 335 | 49,500 | SH | DFND | 1 | 0 | 49,500 | 0 | |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 567 | 83,826 | SH | Call | DFND | 1 | 0 | 83,826 | 0 |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 2,998 | 443,500 | SH | Put | DFND | 1 | 0 | 443,500 | 0 |
INSYS THERAPEUTICS INC NEW | COM NEW | 45824V209 | 777 | 80,800 | SH | DFND | 1 | 0 | 80,800 | 0 | |
INSYS THERAPEUTICS INC NEW | COM NEW | 45824V209 | 854 | 88,800 | SH | Put | DFND | 1 | 0 | 88,800 | 0 |
F M C CORP | COM NEW | 302491303 | 1,517 | 16,028 | SH | DFND | 1 | 0 | 16,028 | 0 | |
F M C CORP | COM NEW | 302491303 | 123,637 | 1,306,120 | SH | SOLE | 1,306,120 | 0 | 0 | ||
EXPEDIA INC DEL | COM NEW | 30212P303 | 4,684 | 39,106 | SH | SOLE | 39,106 | 0 | 0 | ||
EXPEDIA INC DEL | COM NEW | 30212P303 | 10,528 | 87,900 | SH | Call | SOLE | 87,900 | 0 | 0 | |
CALIFORNIA RES CORP | COM NEW | 13057Q206 | 974 | 50,100 | SH | DFND | 1 | 0 | 50,100 | 0 | |
CALIFORNIA RES CORP | COM NEW | 13057Q206 | 974 | 50,100 | SH | Put | DFND | 1 | 0 | 50,100 | 0 |
3-D SYS CORP DEL | COM NEW | 88554D205 | 5,991 | 693,400 | SH | DFND | 1 | 0 | 693,400 | 0 | |
3-D SYS CORP DEL | COM NEW | 88554D205 | 2,246 | 260,000 | SH | Call | DFND | 1 | 0 | 260,000 | 0 |
3-D SYS CORP DEL | COM NEW | 88554D205 | 8,605 | 995,900 | SH | Put | DFND | 1 | 0 | 995,900 | 0 |
TIME WARNER INC | COM NEW | 887317303 | 1,744 | 19,066 | SH | DFND | 1 | 0 | 19,066 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 339,356 | 3,710,022 | SH | SOLE | 3,710,022 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 4,550 | 300,100 | SH | DFND | 1 | 0 | 300,100 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 4,550 | 300,100 | SH | Put | DFND | 1 | 0 | 300,100 | 0 |
SUPERVALU INC | COM NEW | 868536301 | 1,279 | 59,228 | SH | SOLE | 59,228 | 0 | 0 | ||
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 991 | 444,200 | SH | DFND | 1 | 0 | 444,200 | 0 | |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 991 | 444,200 | SH | Put | DFND | 1 | 0 | 444,200 | 0 |
CIT GROUP INC | COM NEW | 125581801 | 1,674 | 34,000 | SH | DFND | 1 | 0 | 34,000 | 0 | |
CIT GROUP INC | COM NEW | 125581801 | 1,674 | 34,000 | SH | Put | DFND | 1 | 0 | 34,000 | 0 |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 6,202 | 115,200 | SH | Put | SOLE | 115,200 | 0 | 0 | |
VUZIX CORP | COM NEW | 92921W300 | 359 | 57,500 | SH | DFND | 1 | 0 | 57,500 | 0 | |
OCLARO INC | COM NEW | 67555N206 | 2,585 | 383,500 | SH | DFND | 1 | 0 | 383,500 | 0 | |
OCLARO INC | COM NEW | 67555N206 | 2,585 | 383,500 | SH | Put | DFND | 1 | 0 | 383,500 | 0 |
RADIUS HEALTH INC | COM NEW | 750469207 | 3,587 | 112,900 | SH | DFND | 1 | 0 | 112,900 | 0 | |
RADIUS HEALTH INC | COM NEW | 750469207 | 3,615 | 113,800 | SH | Put | DFND | 1 | 0 | 113,800 | 0 |
OREXIGEN THERAPEUTICS INC | COM NEW | 686164302 | 35 | 27,200 | SH | DFND | 1 | 0 | 27,200 | 0 | |
OREXIGEN THERAPEUTICS INC | COM NEW | 686164302 | 35 | 27,200 | SH | Put | DFND | 1 | 0 | 27,200 | 0 |
PRICELINE GRP INC | COM NEW | 741503403 | 5,735 | 3,300 | SH | Call | SOLE | 3,300 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 1,761 | 141,000 | SH | SOLE | 141,000 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 8,743 | 700,000 | SH | Put | SOLE | 700,000 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 1,462 | 248,300 | SH | SOLE | 248,300 | 0 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 3,722 | 632,000 | SH | Put | SOLE | 632,000 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 1,770 | 51,803 | SH | DFND | 1 | 0 | 51,803 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 114,235 | 3,344,121 | SH | SOLE | 3,344,121 | 0 | 0 | ||
HERBALIFE LTD | COM USD SHS | G4412G101 | 7,822 | 115,500 | SH | DFND | 1 | 0 | 115,500 | 0 | |
HERBALIFE LTD | COM USD SHS | G4412G101 | 7,822 | 115,500 | SH | Put | DFND | 1 | 0 | 115,500 | 0 |
HERBALIFE LTD | COM USD SHS | G4412G101 | 13,736 | 202,832 | SH | SOLE | 202,832 | 0 | 0 | ||
HERBALIFE LTD | COM USD SHS | G4412G101 | 101,065 | 1,492,400 | SH | Put | SOLE | 1,492,400 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 34,422 | 1,994,328 | SH | DFND | 1 | 0 | 1,994,328 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 32,336 | 1,873,490 | SH | SOLE | 1,873,490 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | DBCV 1.000%12/0 | 62952QAB6 | 54,316 | 43,792,000 | PRN | SOLE | 43,792,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 11,740 | 17,077,000 | PRN | SOLE | 17,077,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 26,024 | 37,243,000 | PRN | SOLE | 37,243,000 | 0 | 0 | ||
SOUTHWESTERN ENERGY CO | DEP SHS 1/20 B | 845467208 | 6,299 | 520,205 | SH | DFND | 1 | 0 | 520,205 | 0 | |
GENERAL CABLE CORP DEL NEW | FRNT 4.500%11/1 | 369300AL2 | 25,853 | 24,447,000 | PRN | DFND | 1 | 0 | 24,447,000 | 0 | |
TESLA INC | NOTE 0.250% 3/0 | 88160RAB7 | 59,522 | 56,240,000 | PRN | SOLE | 56,240,000 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 48,010 | 34,750,000 | PRN | SOLE | 34,750,000 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 1.000% 3/1 | 741503AQ9 | 178,383 | 97,166,000 | PRN | SOLE | 97,166,000 | 0 | 0 | ||
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 45,122 | 23,601,000 | PRN | SOLE | 23,601,000 | 0 | 0 | ||
TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 98,853 | 91,509,000 | PRN | SOLE | 91,509,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 4,599 | 3,900,000 | PRN | SOLE | 3,900,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | NOTE 1.375%10/1 | 531229AB8 | 16,077 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 24,679 | 18,000,000 | PRN | SOLE | 18,000,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 77,413 | 45,395,000 | PRN | SOLE | 45,395,000 | 0 | 0 | ||
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 4,479 | 2,610,000 | PRN | SOLE | 2,610,000 | 0 | 0 | ||
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 50,097 | 49,750,000 | PRN | SOLE | 49,750,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 86,102 | 57,310,000 | PRN | SOLE | 57,310,000 | 0 | 0 | ||
TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 2,328 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
ENSCO JERSEY FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | 6,245 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 15,509 | 10,750,000 | PRN | SOLE | 10,750,000 | 0 | 0 | ||
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 6,977 | 6,393,000 | PRN | SOLE | 6,393,000 | 0 | 0 | ||
CEMEX SAB DE CV | NOTE 3.750% 3/1 | 151290BC6 | 19,722 | 19,450,000 | PRN | SOLE | 19,450,000 | 0 | 0 | ||
UNISYS CORP | NOTE 5.500% 3/0 | 909214BS6 | 13,539 | 12,023,000 | PRN | SOLE | 12,023,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 7/0 | 697435AB1 | 59,277 | 43,346,000 | PRN | SOLE | 43,346,000 | 0 | 0 | ||
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 901 | 216,000 | SH | DFND | 1 | 0 | 216,000 | 0 | |
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 901 | 216,000 | SH | Put | DFND | 1 | 0 | 216,000 | 0 |
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 2,696 | 2,066 | SH | DFND | 1 | 0 | 2,066 | 0 | |
FRONTIER COMMUNICATIONS CORP | PFD CONV SER-A | 35906A207 | 4,788 | 465,990 | SH | DFND | 1 | 0 | 465,990 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 2,958 | 277,000 | SH | DFND | 1 | 0 | 277,000 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 2,958 | 277,000 | SH | Put | DFND | 1 | 0 | 277,000 | 0 |
TRANSOCEAN LTD | REG SHS | H8817H100 | 1,140 | 106,700 | SH | SOLE | 106,700 | 0 | 0 | ||
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 31,243 | 14,068,000 | PRN | DFND | 1 | 0 | 14,068,000 | 0 | |
VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 96,521 | 28,891,000 | PRN | SOLE | 28,891,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 2,318 | 23,700 | SH | Put | DFND | 1 | 0 | 23,700 | 0 |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 230,509 | 2,356,700 | SH | Put | SOLE | 2,356,700 | 0 | 0 | |
COCA COLA EUROPEAN PARTNERS | SHS | G25839104 | 562 | 14,091 | SH | DFND | 1 | 0 | 14,091 | 0 | |
COCA COLA EUROPEAN PARTNERS | SHS | G25839104 | 55,509 | 1,392,946 | SH | SOLE | 1,392,946 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 218,003 | 1,332,700 | SH | Call | SOLE | 1,332,700 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 8,555 | 52,300 | SH | Put | SOLE | 52,300 | 0 | 0 | |
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 3,100 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
EROS INTL PLC | SHS NEW | G3788M114 | 3,081 | 319,300 | SH | DFND | 1 | 0 | 319,300 | 0 | |
EROS INTL PLC | SHS NEW | G3788M114 | 1,924 | 199,400 | SH | Put | DFND | 1 | 0 | 199,400 | 0 |
JD COM INC | SPON ADR CL A | 47215P106 | 2,302 | 55,580 | SH | DFND | 1 | 0 | 55,580 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 202,676 | 4,893,190 | SH | SOLE | 4,893,190 | 0 | 0 | ||
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 2,965 | 1,240,497 | SH | SOLE | 1,240,497 | 0 | 0 | ||
TRIVAGO N V | SPON ADS A SHS | 89686D105 | 492 | 71,900 | SH | DFND | 1 | 0 | 71,900 | 0 | |
TRIVAGO N V | SPON ADS A SHS | 89686D105 | 492 | 71,900 | SH | Put | DFND | 1 | 0 | 71,900 | 0 |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 13,221 | 196,506 | SH | DFND | 1 | 0 | 196,506 | 0 | |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 40,481 | 601,685 | SH | SOLE | 601,685 | 0 | 0 | ||
SILICONWARE PRECISION INDS L | SPONSD ADR SPL | 827084864 | 513 | 61,030 | SH | SOLE | 61,030 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 3,781 | 10,958 | SH | DFND | 1 | 0 | 10,958 | 0 | |
NETEASE INC | SPONSORED ADR | 64110W102 | 339,842 | 984,849 | SH | SOLE | 984,849 | 0 | 0 | ||
CHINA LODGING GROUP LTD | SPONSORED ADR | 16949N109 | 34 | 232 | SH | DFND | 1 | 0 | 232 | 0 | |
CHINA LODGING GROUP LTD | SPONSORED ADR | 16949N109 | 29,147 | 201,810 | SH | SOLE | 201,810 | 0 | 0 | ||
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 1,718 | 108,397 | SH | DFND | 1 | 0 | 108,397 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 63 | 4,000 | SH | Put | DFND | 1 | 0 | 4,000 | 0 |
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 134,363 | 8,477,148 | SH | SOLE | 8,477,148 | 0 | 0 | ||
WEIBO CORP | SPONSORED ADR | 948596101 | 11,505 | 111,200 | SH | DFND | 1 | 0 | 111,200 | 0 | |
WEIBO CORP | SPONSORED ADR | 948596101 | 11,588 | 112,000 | SH | Put | DFND | 1 | 0 | 112,000 | 0 |
XUNLEI LTD | SPONSORED ADR | 98419E108 | 2,078 | 135,000 | SH | DFND | 1 | 0 | 135,000 | 0 | |
XUNLEI LTD | SPONSORED ADR | 98419E108 | 1,154 | 75,000 | SH | Call | DFND | 1 | 0 | 75,000 | 0 |
XUNLEI LTD | SPONSORED ADR | 98419E108 | 2,478 | 161,000 | SH | Put | DFND | 1 | 0 | 161,000 | 0 |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 10,582 | 902,900 | SH | Put | SOLE | 902,900 | 0 | 0 | |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 9,091 | 872,500 | SH | DFND | 1 | 0 | 872,500 | 0 | |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 9,185 | 881,500 | SH | Put | DFND | 1 | 0 | 881,500 | 0 |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 22 | 2,100 | SH | Put | SOLE | 2,100 | 0 | 0 | |
BAOZUN INC | SPONSORED ADR | 06684L103 | 4,403 | 139,500 | SH | DFND | 1 | 0 | 139,500 | 0 | |
BAOZUN INC | SPONSORED ADR | 06684L103 | 4,485 | 142,100 | SH | Put | DFND | 1 | 0 | 142,100 | 0 |
LOMA NEGRA CORP | SPONSORED ADS | 54150E104 | 2,290 | 99,397 | SH | SOLE | 99,397 | 0 | 0 | ||
MAZOR ROBOTICS LTD | SPONSORED ADS | 57886P103 | 599 | 11,600 | SH | DFND | 1 | 0 | 11,600 | 0 | |
MAZOR ROBOTICS LTD | SPONSORED ADS | 57886P103 | 599 | 11,600 | SH | Put | DFND | 1 | 0 | 11,600 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 91,266 | 342,000 | SH | Call | DFND | 1 | 0 | 342,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,231,212 | 27,097,400 | SH | Call | SOLE | 27,097,400 | 0 | 0 |