The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
| ||||||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 273 | 333,333 | SH | SOLE | 333,333 | 0 | 0 | ||
| ZIONS BANCORPORATION N A | *W EXP 05/21/202 | 989701115 | 18,278 | 1,376,859 | SH | SOLE | 1,376,859 | 0 | 0 | ||
| FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 1,300 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 738 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | 81728P113 | 161 | 233,333 | SH | SOLE | 233,333 | 0 | 0 | ||
| DANAHER CORPORATION | 4.75 MND CV PFD | 235851300 | 42,516 | 40,500 | SH | SOLE | 40,500 | 0 | 0 | ||
| FORTIVE CORP | 5% PFD CNV SER A | 34959J207 | 33,609 | 31,888 | SH | DFND | 1 | 0 | 31,888 | 0 | |
| CROWN CASTLE INTL CORP NEW | 6.875% CON PFD A | 22822V309 | 84,807 | 71,585 | SH | DFND | 1 | 0 | 71,585 | 0 | |
| MOMO INC | ADR | 60879B107 | 66,167 | 1,730,300 | SH | Put | SOLE | 1,730,300 | 0 | 0 | |
| ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 42,668 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
| ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 10,667 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | 90,140 | 76,592 | SH | SOLE | 76,592 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 107,450 | 91,300 | SH | Call | SOLE | 91,300 | 0 | 0 | |
| CARVANA CO | CL A | 146869102 | 5,034 | 86,700 | SH | DFND | 1 | 0 | 86,700 | 0 | |
| CARVANA CO | CL A | 146869102 | 5,034 | 86,700 | SH | Put | DFND | 1 | 0 | 86,700 | 0 |
| CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 130,509 | 376,203 | SH | SOLE | 376,203 | 0 | 0 | ||
| MASTERCARD INC | CL A | 57636Q104 | 326,240 | 1,385,601 | SH | SOLE | 1,385,601 | 0 | 0 | ||
| NEW YORK TIMES CO | CL A | 650111107 | 168,898 | 5,141,492 | SH | SOLE | 5,141,492 | 0 | 0 | ||
| SNAP INC | CL A | 83304A106 | 2,857 | 259,300 | SH | DFND | 1 | 0 | 259,300 | 0 | |
| SNAP INC | CL A | 83304A106 | 2,857 | 259,300 | SH | Put | DFND | 1 | 0 | 259,300 | 0 |
| SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 7,028 | 699,999 | SH | SOLE | 699,999 | 0 | 0 | ||
| LYFT INC | CL A COM | 55087P104 | 64,589 | 825,000 | SH | SOLE | 825,000 | 0 | 0 | ||
| LEVI STRAUSS & CO NEW | CL A COM STK | 52736R102 | 11,676 | 495,816 | SH | SOLE | 495,816 | 0 | 0 | ||
| LENNAR CORP | CL B | 526057302 | 15,096 | 385,901 | SH | SOLE | 385,901 | 0 | 0 | ||
| MERCK & CO INC | COM | 58933Y105 | 58,375 | 701,877 | SH | SOLE | 701,877 | 0 | 0 | ||
| MGM RESORTS INTERNATIONAL | COM | 552953101 | 4,185 | 163,100 | SH | SOLE | 163,100 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 238,741 | 2,024,259 | SH | SOLE | 2,024,259 | 0 | 0 | ||
| MODERNA INC | COM | 60770K107 | 1,711 | 84,100 | SH | DFND | 1 | 0 | 84,100 | 0 | |
| MODERNA INC | COM | 60770K107 | 1,711 | 84,100 | SH | Put | DFND | 1 | 0 | 84,100 | 0 |
| NEPTUNE WELLNESS SOLUTIONS I | COM | 64079L105 | 720 | 225,700 | SH | DFND | 1 | 0 | 225,700 | 0 | |
| NEPTUNE WELLNESS SOLUTIONS I | COM | 64079L105 | 720 | 225,700 | SH | Put | DFND | 1 | 0 | 225,700 | 0 |
| NEW AGE BEVERAGES CORP | COM | 64157V108 | 1,243 | 236,300 | SH | DFND | 1 | 0 | 236,300 | 0 | |
| NEW AGE BEVERAGES CORP | COM | 64157V108 | 1,296 | 246,300 | SH | Put | DFND | 1 | 0 | 246,300 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 | 67,434 | 348,822 | SH | SOLE | 348,822 | 0 | 0 | ||
| PAPA JOHNS INTL INC | COM | 698813102 | 3,511 | 66,300 | SH | DFND | 1 | 0 | 66,300 | 0 | |
| PAPA JOHNS INTL INC | COM | 698813102 | 3,511 | 66,300 | SH | Put | DFND | 1 | 0 | 66,300 | 0 |
| PG&E CORP | COM | 69331C108 | 1,995 | 112,100 | SH | DFND | 1 | 0 | 112,100 | 0 | |
| PG&E CORP | COM | 69331C108 | 1,995 | 112,100 | SH | Put | DFND | 1 | 0 | 112,100 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 315,819 | 3,573,016 | SH | SOLE | 3,573,016 | 0 | 0 | ||
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 152,809 | 1,728,800 | SH | Call | SOLE | 1,728,800 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 2,749 | 31,100 | SH | Put | SOLE | 31,100 | 0 | 0 | |
| OMEROS CORP | COM | 682143102 | 1,947 | 112,100 | SH | DFND | 1 | 0 | 112,100 | 0 | |
| OMEROS CORP | COM | 682143102 | 1,947 | 112,100 | SH | Put | DFND | 1 | 0 | 112,100 | 0 |
| OVERSTOCK COM INC DEL | COM | 690370101 | 3,804 | 228,900 | SH | DFND | 1 | 0 | 228,900 | 0 | |
| OVERSTOCK COM INC DEL | COM | 690370101 | 831 | 50,000 | SH | Call | DFND | 1 | 0 | 50,000 | 0 |
| OVERSTOCK COM INC DEL | COM | 690370101 | 3,289 | 197,900 | SH | Put | DFND | 1 | 0 | 197,900 | 0 |
| LGI HOMES INC | COM | 50187T106 | 3,524 | 58,500 | SH | DFND | 1 | 0 | 58,500 | 0 | |
| LGI HOMES INC | COM | 50187T106 | 3,524 | 58,500 | SH | Put | DFND | 1 | 0 | 58,500 | 0 |
| LILLY ELI & CO | COM | 532457108 | 12,976 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
| LIQUIDIA TECHNOLOGIES INC | COM | 53635D202 | 1,138 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| LIVENT CORP | COM | 53814L108 | 184 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
| LIVENT CORP | COM | 53814L108 | 184 | 15,000 | SH | Put | DFND | 1 | 0 | 15,000 | 0 |
| LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 3,502 | 97,156 | SH | DFND | 1 | 0 | 97,156 | 0 | |
| LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 8,539 | 236,857 | SH | SOLE | 236,857 | 0 | 0 | ||
| LOWES COS INC | COM | 548661107 | 260,380 | 2,378,555 | SH | SOLE | 2,378,555 | 0 | 0 | ||
| INTREXON CORP | COM | 46122T102 | 406 | 77,258 | SH | SOLE | 77,258 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 108,348 | 1,070,311 | SH | SOLE | 1,070,311 | 0 | 0 | ||
| KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 1,644 | 293,100 | SH | DFND | 1 | 0 | 293,100 | 0 | |
| KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 1,644 | 293,100 | SH | Put | DFND | 1 | 0 | 293,100 | 0 |
| APHRIA INC | COM | 03765K104 | 700 | 75,100 | SH | DFND | 1 | 0 | 75,100 | 0 | |
| APHRIA INC | COM | 03765K104 | 700 | 75,100 | SH | Put | DFND | 1 | 0 | 75,100 | 0 |
| APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 899 | 73,700 | SH | DFND | 1 | 0 | 73,700 | 0 | |
| APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 899 | 73,700 | SH | Put | DFND | 1 | 0 | 73,700 | 0 |
| ASSURANT INC | COM | 04621X108 | 7,379 | 77,749 | SH | SOLE | 77,749 | 0 | 0 | ||
| CANNTRUST HLDGS INC | COM | 137800207 | 747 | 96,200 | SH | DFND | 1 | 0 | 96,200 | 0 | |
| ILLUMINA INC | COM | 452327109 | 2,827 | 9,100 | SH | SOLE | 9,100 | 0 | 0 | ||
| INSEEGO CORP | COM | 45782B104 | 1,464 | 310,100 | SH | DFND | 1 | 0 | 310,100 | 0 | |
| INSEEGO CORP | COM | 45782B104 | 1,464 | 310,100 | SH | Put | DFND | 1 | 0 | 310,100 | 0 |
| CERIDIAN HCM HLDG INC | COM | 15677J108 | 3,848 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| CHARLES RIV LABS INTL INC | COM | 159864107 | 12,694 | 87,394 | SH | DFND | 1 | 0 | 87,394 | 0 | |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 31,614 | 217,652 | SH | SOLE | 217,652 | 0 | 0 | ||
| CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 1,043 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 1,043 | 150,000 | SH | Put | DFND | 1 | 0 | 150,000 | 0 |
| CRONOS GROUP INC | COM | 22717L101 | 1,305 | 70,800 | SH | DFND | 1 | 0 | 70,800 | 0 | |
| CRONOS GROUP INC | COM | 22717L101 | 1,305 | 70,800 | SH | Put | DFND | 1 | 0 | 70,800 | 0 |
| CELGENE CORP | COM | 151020104 | 157,997 | 1,674,764 | SH | SOLE | 1,674,764 | 0 | 0 | ||
| CENTENE CORP DEL | COM | 15135B101 | 37,243 | 701,366 | SH | SOLE | 701,366 | 0 | 0 | ||
| CANNTRUST HLDGS INC | COM | 137800207 | 747 | 96,200 | SH | Put | DFND | 1 | 0 | 96,200 | 0 |
| CANOPY GROWTH CORP | COM | 138035100 | 3,652 | 84,200 | SH | DFND | 1 | 0 | 84,200 | 0 | |
| CANOPY GROWTH CORP | COM | 138035100 | 9,849 | 227,100 | SH | Call | DFND | 1 | 0 | 227,100 | 0 |
| CANOPY GROWTH CORP | COM | 138035100 | 13,536 | 312,100 | SH | Put | DFND | 1 | 0 | 312,100 | 0 |
| ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 67,220 | 2,096,035 | SH | SOLE | 2,096,035 | 0 | 0 | ||
| ENERGOUS CORP | COM | 29272C103 | 204 | 32,200 | SH | DFND | 1 | 0 | 32,200 | 0 | |
| ENERGOUS CORP | COM | 29272C103 | 204 | 32,200 | SH | Put | DFND | 1 | 0 | 32,200 | 0 |
| DOWDUPONT INC | COM | 26078J100 | 207,610 | 3,894,400 | SH | Call | SOLE | 3,894,400 | 0 | 0 | |
| EVOLUS INC | COM | 30052C107 | 1,772 | 78,500 | SH | DFND | 1 | 0 | 78,500 | 0 | |
| EVOLUS INC | COM | 30052C107 | 86 | 3,800 | SH | Call | DFND | 1 | 0 | 3,800 | 0 |
| EVOLUS INC | COM | 30052C107 | 1,496 | 66,300 | SH | Put | DFND | 1 | 0 | 66,300 | 0 |
| EXTRACTION OIL AND GAS INC | COM | 30227M105 | 4,352 | 1,028,951 | SH | OTR | 0 | 0 | 0 | ||
| ALTABA INC | COM | 021346101 | 697,339 | 9,408,240 | SH | SOLE | 9,408,240 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 335,711 | 188,522 | SH | SOLE | 188,522 | 0 | 0 | ||
| AKCEA THERAPEUTICS INC | COM | 00972L107 | 5,669 | 200,100 | SH | DFND | 1 | 0 | 200,100 | 0 | |
| AKCEA THERAPEUTICS INC | COM | 00972L107 | 5,711 | 201,600 | SH | Put | DFND | 1 | 0 | 201,600 | 0 |
| AURORA CANNABIS INC | COM | 05156X108 | 6,736 | 743,500 | SH | DFND | 1 | 0 | 743,500 | 0 | |
| AURORA CANNABIS INC | COM | 05156X108 | 4,741 | 523,300 | SH | Put | DFND | 1 | 0 | 523,300 | 0 |
| AUTODESK INC | COM | 052769106 | 207,873 | 1,334,059 | SH | SOLE | 1,334,059 | 0 | 0 | ||
| AVEO PHARMACEUTICALS INC | COM | 053588109 | 298 | 362,800 | SH | DFND | 1 | 0 | 362,800 | 0 | |
| AVEO PHARMACEUTICALS INC | COM | 053588109 | 298 | 362,800 | SH | Put | DFND | 1 | 0 | 362,800 | 0 |
| BANK AMER CORP | COM | 060505104 | 325,182 | 11,786,224 | SH | SOLE | 11,786,224 | 0 | 0 | ||
| GTT COMMUNICATIONS INC | COM | 362393100 | 1,402 | 40,400 | SH | DFND | 1 | 0 | 40,400 | 0 | |
| GTT COMMUNICATIONS INC | COM | 362393100 | 1,402 | 40,400 | SH | Put | DFND | 1 | 0 | 40,400 | 0 |
| HD SUPPLY HLDGS INC | COM | 40416M105 | 173,423 | 4,000,522 | SH | SOLE | 4,000,522 | 0 | 0 | ||
| HEXO CORP | COM | 428304109 | 707 | 106,600 | SH | DFND | 1 | 0 | 106,600 | 0 | |
| HEXO CORP | COM | 428304109 | 707 | 106,600 | SH | Put | DFND | 1 | 0 | 106,600 | 0 |
| HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 316,949 | 3,813,612 | SH | SOLE | 3,813,612 | 0 | 0 | ||
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 1,261 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 1,261 | 60,000 | SH | Put | DFND | 1 | 0 | 60,000 | 0 |
| ACELRX PHARMACEUTICALS INC | COM | 00444T100 | 278 | 79,800 | SH | DFND | 1 | 0 | 79,800 | 0 | |
| ACELRX PHARMACEUTICALS INC | COM | 00444T100 | 278 | 79,800 | SH | Put | DFND | 1 | 0 | 79,800 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 3,736 | 146,400 | SH | Put | SOLE | 146,400 | 0 | 0 | |
| PTC INC | COM | 69370C100 | 238,467 | 2,586,970 | SH | SOLE | 2,586,970 | 0 | 0 | ||
| PYXUS INTL INC | COM | 74737V106 | 4,608 | 192,900 | SH | DFND | 1 | 0 | 192,900 | 0 | |
| PYXUS INTL INC | COM | 74737V106 | 4,608 | 192,900 | SH | Put | DFND | 1 | 0 | 192,900 | 0 |
| RED HAT INC | COM | 756577102 | 156,741 | 857,916 | SH | SOLE | 857,916 | 0 | 0 | ||
| SONOS INC | COM | 83570H108 | 1,152 | 112,000 | SH | DFND | 1 | 0 | 112,000 | 0 | |
| SONOS INC | COM | 83570H108 | 1,152 | 112,000 | SH | Put | DFND | 1 | 0 | 112,000 | 0 |
| UNIVAR INC | COM | 91336L107 | 5,376 | 242,604 | SH | SOLE | 242,604 | 0 | 0 | ||
| VERASTEM INC | COM | 92337C104 | 151 | 51,100 | SH | DFND | 1 | 0 | 51,100 | 0 | |
| VERASTEM INC | COM | 92337C104 | 151 | 51,100 | SH | Put | DFND | 1 | 0 | 51,100 | 0 |
| VERSUM MATLS INC | COM | 92532W103 | 57,869 | 1,150,240 | SH | SOLE | 1,150,240 | 0 | 0 | ||
| VICI PPTYS INC | COM | 925652109 | 30,379 | 1,388,453 | SH | DFND | 1 | 0 | 1,388,453 | 0 | |
| VICI PPTYS INC | COM | 925652109 | 105,771 | 4,834,126 | SH | SOLE | 4,834,126 | 0 | 0 | ||
| VIKING THERAPEUTICS INC | COM | 92686J106 | 4,330 | 435,600 | SH | DFND | 1 | 0 | 435,600 | 0 | |
| VIKING THERAPEUTICS INC | COM | 92686J106 | 4,345 | 437,100 | SH | Put | DFND | 1 | 0 | 437,100 | 0 |
| VISTRA ENERGY CORP | COM | 92840M102 | 11,453 | 445,817 | SH | DFND | 1 | 0 | 445,817 | 0 | |
| VISTRA ENERGY CORP | COM | 92840M102 | 129,607 | 5,068,770 | SH | SOLE | 5,068,770 | 0 | 0 | ||
| WELLCARE HEALTH PLANS INC | COM | 94946T106 | 36,431 | 135,056 | SH | SOLE | 135,056 | 0 | 0 | ||
| ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 985 | 255,800 | SH | DFND | 1 | 0 | 255,800 | 0 | |
| ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 985 | 255,800 | SH | Put | DFND | 1 | 0 | 255,800 | 0 |
| ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 486 | 89,700 | SH | DFND | 1 | 0 | 89,700 | 0 | |
| ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 486 | 89,700 | SH | Put | DFND | 1 | 0 | 89,700 | 0 |
| TESLA INC | COM | 88160R101 | 417,103 | 1,490,400 | SH | Put | SOLE | 1,490,400 | 0 | 0 | |
| SHERWIN WILLIAMS CO | COM | 824348106 | 256,493 | 595,512 | SH | SOLE | 595,512 | 0 | 0 | ||
| SUNPOWER CORP | COM | 867652406 | 382 | 58,700 | SH | DFND | 1 | 0 | 58,700 | 0 | |
| T MOBILE US INC | COM | 872590104 | 152,492 | 2,206,824 | SH | SOLE | 2,206,824 | 0 | 0 | ||
| TELLURIAN INC NEW | COM | 87968A104 | 900 | 80,400 | SH | DFND | 1 | 0 | 80,400 | 0 | |
| TELLURIAN INC NEW | COM | 87968A104 | 900 | 80,400 | SH | Put | DFND | 1 | 0 | 80,400 | 0 |
| WYNN RESORTS LTD | COM | 983134107 | 210,548 | 1,764,565 | SH | SOLE | 1,764,565 | 0 | 0 | ||
| WYNN RESORTS LTD | COM | 983134107 | 277,813 | 2,328,300 | SH | Call | SOLE | 2,328,300 | 0 | 0 | |
| YETI HLDGS INC | COM | 98585X104 | 2,136 | 70,600 | SH | DFND | 1 | 0 | 70,600 | 0 | |
| YETI HLDGS INC | COM | 98585X104 | 2,136 | 70,600 | SH | Put | DFND | 1 | 0 | 70,600 | 0 |
| TILRAY INC | COM CL 2 | 88688T100 | 3,872 | 59,100 | SH | DFND | 1 | 0 | 59,100 | 0 | |
| TILRAY INC | COM CL 2 | 88688T100 | 3,997 | 61,000 | SH | Put | DFND | 1 | 0 | 61,000 | 0 |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 261,182 | 2,853,510 | SH | SOLE | 2,853,510 | 0 | 0 | ||
| STITCH FIX INC | COM CL A | 860897107 | 3,735 | 132,300 | SH | DFND | 1 | 0 | 132,300 | 0 | |
| STITCH FIX INC | COM CL A | 860897107 | 3,735 | 132,300 | SH | Put | DFND | 1 | 0 | 132,300 | 0 |
| HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 4,334 | 161,600 | SH | DFND | 1 | 0 | 161,600 | 0 | |
| HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 4,334 | 161,600 | SH | Put | DFND | 1 | 0 | 161,600 | 0 |
| GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 15,030 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
| FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 29,850 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
| EVENTBRITE INC | COM CL A | 29975E109 | 585 | 30,500 | SH | DFND | 1 | 0 | 30,500 | 0 | |
| EVENTBRITE INC | COM CL A | 29975E109 | 585 | 30,500 | SH | Put | DFND | 1 | 0 | 30,500 | 0 |
| PLURALSIGHT INC | COM CL A | 72941B106 | 5,866 | 184,800 | SH | SOLE | 184,800 | 0 | 0 | ||
| NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 10,000 | 999,999 | SH | SOLE | 999,999 | 0 | 0 | ||
| INSYS THERAPEUTICS INC NEW | COM NEW | 45824V209 | 236 | 51,100 | SH | DFND | 1 | 0 | 51,100 | 0 | |
| INSYS THERAPEUTICS INC NEW | COM NEW | 45824V209 | 236 | 51,100 | SH | Put | DFND | 1 | 0 | 51,100 | 0 |
| AMYRIS INC | COM NEW | 03236M200 | 587 | 281,100 | SH | DFND | 1 | 0 | 281,100 | 0 | |
| AMYRIS INC | COM NEW | 03236M200 | 587 | 281,100 | SH | Put | DFND | 1 | 0 | 281,100 | 0 |
| TRANSENTERIX INC | COM NEW | 89366M201 | 376 | 157,900 | SH | DFND | 1 | 0 | 157,900 | 0 | |
| TRANSENTERIX INC | COM NEW | 89366M201 | 376 | 157,900 | SH | Put | DFND | 1 | 0 | 157,900 | 0 |
| TURTLE BEACH CORP | COM NEW | 900450206 | 926 | 81,500 | SH | DFND | 1 | 0 | 81,500 | 0 | |
| TURTLE BEACH CORP | COM NEW | 900450206 | 971 | 85,500 | SH | Put | DFND | 1 | 0 | 85,500 | 0 |
| CRYOPORT INC | COM PAR $0.001 | 229050307 | 258 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| CRYOPORT INC | COM PAR $0.001 | 229050307 | 258 | 20,000 | SH | Put | DFND | 1 | 0 | 20,000 | 0 |
| LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 170,654 | 4,868,887 | SH | SOLE | 4,868,887 | 0 | 0 | ||
| CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 35,162 | 25,775,000 | PRN | SOLE | 25,775,000 | 0 | 0 | ||
| LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 7,232 | 10,577,000 | PRN | SOLE | 10,577,000 | 0 | 0 | ||
| LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 19,014 | 27,383,000 | PRN | SOLE | 27,383,000 | 0 | 0 | ||
| CENTERPOINT ENERGY INC | DEP RP PFD CV B | 15189T503 | 25,428 | 480,000 | SH | DFND | 1 | 0 | 480,000 | 0 | |
| ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 138 | 3,800 | SH | DFND | 1 | 0 | 3,800 | 0 | |
| ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 138 | 3,800 | SH | Put | DFND | 1 | 0 | 3,800 | 0 |
| DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 10,902 | 1,342,600 | SH | SOLE | 1,342,600 | 0 | 0 | ||
| DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 10,902 | 1,342,600 | SH | Put | SOLE | 1,342,600 | 0 | 0 | |
| WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 50,763 | 35,895,000 | PRN | SOLE | 35,895,000 | 0 | 0 | ||
| TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 38,381 | 40,721,000 | PRN | SOLE | 40,721,000 | 0 | 0 | ||
| NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 23,677 | 23,000,000 | PRN | SOLE | 23,000,000 | 0 | 0 | ||
| TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 105,739 | 102,730,000 | PRN | SOLE | 102,730,000 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 54,425 | 33,241,000 | PRN | DFND | 1 | 0 | 33,241,000 | 0 | |
| HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 79,015 | 63,455,000 | PRN | SOLE | 63,455,000 | 0 | 0 | ||
| ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 199,789 | 61,135,000 | PRN | SOLE | 61,135,000 | 0 | 0 | ||
| WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 53,932 | 34,750,000 | PRN | SOLE | 34,750,000 | 0 | 0 | ||
| AEROJET ROCKETDYNE HLDGS INC | NOTE 2.250%12/1 | 007800AB1 | 24,242 | 16,339,000 | PRN | SOLE | 16,339,000 | 0 | 0 | ||
| TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 7,117 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
| ISTAR INC | NOTE 3.125% 9/1 | 45031UCB5 | 11,016 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
| J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 6,270 | 4,680,000 | PRN | DFND | 1 | 0 | 4,680,000 | 0 | |
| J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 36,059 | 26,914,000 | PRN | SOLE | 26,914,000 | 0 | 0 | ||
| ARES CAP CORP | NOTE 4.625% 3/0 | 04010LAW3 | 2,194 | 2,209,000 | PRN | SOLE | 2,209,000 | 0 | 0 | ||
| UNISYS CORP | NOTE 5.500% 3/0 | 909214BS6 | 23,543 | 16,795,000 | PRN | SOLE | 16,795,000 | 0 | 0 | ||
| PROSPECT CAPITAL CORPORATION | NOTE 6.375% 3/0 | 74348TAT9 | 6,414 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
| RESTORATION HARDWARE HLDGS I | NOTE 6/1 | 761283AD2 | 10,281 | 10,208,000 | PRN | SOLE | 10,208,000 | 0 | 0 | ||
| FARFETCH LTD | ORD SH CL A | 30744W107 | 6,728 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 3,524 | 1,874,622 | SH | SOLE | 1,874,622 | 0 | 0 | ||
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 143 | 7,900 | SH | DFND | 1 | 0 | 7,900 | 0 | |
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 143 | 7,900 | SH | Put | DFND | 1 | 0 | 7,900 | 0 |
| NIO INC | SPON ADS | 62914V106 | 192 | 37,600 | SH | DFND | 1 | 0 | 37,600 | 0 | |
| NIO INC | SPON ADS | 62914V106 | 154 | 30,200 | SH | Call | DFND | 1 | 0 | 30,200 | 0 |
| NIO INC | SPON ADS | 62914V106 | 288 | 56,500 | SH | Put | DFND | 1 | 0 | 56,500 | 0 |
| PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 7,486 | 271,509 | SH | DFND | 1 | 0 | 271,509 | 0 | |
| PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 44,562 | 1,616,330 | SH | SOLE | 1,616,330 | 0 | 0 | ||
| BILIBILI INC | SPONS ADS REP Z | 090040106 | 1,112 | 58,700 | SH | DFND | 1 | 0 | 58,700 | 0 | |
| BILIBILI INC | SPONS ADS REP Z | 090040106 | 1,137 | 60,000 | SH | Put | DFND | 1 | 0 | 60,000 | 0 |
| HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 337 | 105,550 | SH | DFND | 1 | 0 | 105,550 | 0 | |
| HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 337 | 105,500 | SH | Put | DFND | 1 | 0 | 105,500 | 0 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 9,982 | 246,886 | SH | SOLE | 246,886 | 0 | 0 | ||
| BAOZUN INC | SPONSORED ADR | 06684L103 | 4,353 | 104,800 | SH | DFND | 1 | 0 | 104,800 | 0 | |
| BAOZUN INC | SPONSORED ADR | 06684L103 | 4,353 | 104,800 | SH | Put | DFND | 1 | 0 | 104,800 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 214,379 | 1,175,000 | SH | Put | SOLE | 1,175,000 | 0 | 0 | |
| BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 339 | 21,300 | SH | DFND | 1 | 0 | 21,300 | 0 | |
| BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 339 | 21,300 | SH | Put | DFND | 1 | 0 | 21,300 | 0 |
| IQIYI INC | SPONSORED ADS | 46267X108 | 7,225 | 302,060 | SH | SOLE | 302,060 | 0 | 0 | ||
| IQIYI INC | SPONSORED ADS | 46267X108 | 55,140 | 2,305,200 | SH | Put | SOLE | 2,305,200 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,557,074 | 26,752,600 | SH | Call | SOLE | 26,752,600 | 0 | 0 | |
| COLFAX CORP | UNIT 01/15/2022T | 194014205 | 13,349 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
| AMERICAN ELEC PWR CO INC | UNIT 03/15/2022 | 025537127 | 3,834 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| DTE ENERGY CO | UNIT 99/99/9999 | 233331883 | 21,614 | 390,000 | SH | DFND | 1 | 0 | 390,000 | 0 | |
| SENTINEL ENERGY SVCS INC | UNIT 99/99/9999 | 81728P204 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||