The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
| ||||||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| GORES HLDGS IV INC | *W EXP 01/22/202 | 382865111 | 60 | 33,750 | SH | SOLE | 33,750 | 0 | 0 | ||
| DMY TECHNOLOGY GROUP INC | *W EXP 02/21/202 | 233253111 | 538 | 359,931 | SH | SOLE | 359,931 | 0 | 0 | ||
| FLYING EAGLE ACQUISITION COR | *W EXP 02/26/202 | 34407Y111 | 42 | 13,863 | SH | SOLE | 13,863 | 0 | 0 | ||
| CHURCHILL CAP CORP III | *W EXP 03/01/202 | 17144C112 | 138 | 46,629 | SH | SOLE | 46,629 | 0 | 0 | ||
| FORTRESS VALUE ACQUISITION C | *W EXP 05/04/202 | 34962V114 | 141 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 131 | 250,100 | SH | SOLE | 250,100 | 0 | 0 | ||
| NIKOLA CORP | *W EXP 06/03/202 | 654110113 | 1,335 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| GRAF INDL CORP | *W EXP 12/31/202 | 384278115 | 82 | 36,023 | SH | SOLE | 36,023 | 0 | 0 | ||
| DANAHER CORPORATION | 4.75 MND CV PFD | 235851300 | 41,324 | 33,000 | SH | DFND | 1 | 0 | 33,000 | 0 | |
| BOSTON SCIENTIFIC CORP | 5.50% CNV PFD A | 101137206 | 7,879 | 75,165 | SH | DFND | 1 | 0 | 75,165 | 0 | |
| SEMPRA ENERGY | 6% PFD CONV A | 816851406 | 45,726 | 466,610 | SH | DFND | 1 | 0 | 466,610 | 0 | |
| BK OF AMERICA CORP | 7.25%CNV PFD L | 060505682 | 16,049 | 11,906 | SH | DFND | 1 | 0 | 11,906 | 0 | |
| MOMO INC | ADR | 60879B107 | 16,279 | 931,300 | SH | Put | SOLE | 931,300 | 0 | 0 | |
| TALEND S A | ADS | 874224207 | 527 | 15,416 | SH | SOLE | 15,416 | 0 | 0 | ||
| JOYY INC | ADS REPSTG COM A | 46591M109 | 71,228 | 804,380 | SH | SOLE | 804,380 | 0 | 0 | ||
| JOYY INC | ADS REPSTG COM A | 46591M109 | 38,909 | 439,400 | SH | Put | SOLE | 439,400 | 0 | 0 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | 113,434 | 79,993 | SH | SOLE | 79,993 | 0 | 0 | ||
| ALTICE USA INC | CL A | 02156K103 | 7,070 | 313,685 | SH | SOLE | 313,685 | 0 | 0 | ||
| APPIAN CORP | CL A | 03782L101 | 4,018 | 78,400 | SH | DFND | 1 | 0 | 78,400 | 0 | |
| APPIAN CORP | CL A | 03782L101 | 4,018 | 78,400 | SH | Put | DFND | 1 | 0 | 78,400 | 0 |
| AZEK CO INC | CL A | 05478C105 | 6,372 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 63,102 | 123,719 | SH | SOLE | 123,719 | 0 | 0 | ||
| DILLARDS INC | CL A | 254067101 | 1,457 | 56,500 | SH | DFND | 1 | 0 | 56,500 | 0 | |
| DILLARDS INC | CL A | 254067101 | 1,457 | 56,500 | SH | Put | DFND | 1 | 0 | 56,500 | 0 |
| FACEBOOK INC | CL A | 30303M102 | 285,027 | 1,255,240 | SH | SOLE | 1,255,240 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 180,680 | 795,700 | SH | Call | SOLE | 795,700 | 0 | 0 | |
| GAMESTOP CORP NEW | CL A | 36467W109 | 1,017 | 234,400 | SH | DFND | 1 | 0 | 234,400 | 0 | |
| GAMESTOP CORP NEW | CL A | 36467W109 | 1,018 | 234,500 | SH | Put | DFND | 1 | 0 | 234,500 | 0 |
| MADISON SQUARE GRDN SPRT COR | CL A | 55825T103 | 51,675 | 351,794 | SH | SOLE | 351,794 | 0 | 0 | ||
| MASTERCARD INCORPORATED | CL A | 57636Q104 | 105,357 | 356,296 | SH | SOLE | 356,296 | 0 | 0 | ||
| NEW YORK TIMES CO | CL A | 650111107 | 141,584 | 3,368,647 | SH | SOLE | 3,368,647 | 0 | 0 | ||
| REVOLVE GROUP INC | CL A | 76156B107 | 932 | 62,700 | SH | DFND | 1 | 0 | 62,700 | 0 | |
| REVOLVE GROUP INC | CL A | 76156B107 | 932 | 62,700 | SH | Put | DFND | 1 | 0 | 62,700 | 0 |
| DATADOG INC | CL A COM | 23804L103 | 4,513 | 51,900 | SH | SOLE | 51,900 | 0 | 0 | ||
| AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 64 | 15,000 | SH | Put | DFND | 1 | 0 | 15,000 | 0 |
| NIKE INC | CL B | 654106103 | 96,982 | 989,109 | SH | SOLE | 989,109 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 50,503 | 248,160 | SH | SOLE | 248,160 | 0 | 0 | ||
| ON SEMICONDUCTOR CORP | COM | 682189105 | 20 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
| PARK HOTELS RESORTS INC | COM | 700517105 | 9,930 | 1,004,016 | SH | OTR | 0 | 0 | 0 | ||
| PARTY CITY HOLDCO INC | COM | 702149105 | 83 | 55,400 | SH | DFND | 1 | 0 | 55,400 | 0 | |
| PARTY CITY HOLDCO INC | COM | 702149105 | 83 | 55,400 | SH | Put | DFND | 1 | 0 | 55,400 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 248,538 | 4,033,392 | SH | SOLE | 4,033,392 | 0 | 0 | ||
| RITE AID CORP | COM | 767754872 | 2,127 | 124,700 | SH | DFND | 1 | 0 | 124,700 | 0 | |
| RITE AID CORP | COM | 767754872 | 2,127 | 124,700 | SH | Put | DFND | 1 | 0 | 124,700 | 0 |
| SALESFORCE COM INC | COM | 79466L302 | 154,702 | 825,825 | SH | SOLE | 825,825 | 0 | 0 | ||
| PAGERDUTY INC | COM | 69553P100 | 1,623 | 56,700 | SH | SOLE | 56,700 | 0 | 0 | ||
| PRECIGEN INC | COM | 74017N105 | 386 | 77,258 | SH | SOLE | 77,258 | 0 | 0 | ||
| REGENERON PHARMACEUTICALS | COM | 75886F107 | 6,132 | 9,833 | SH | SOLE | 9,833 | 0 | 0 | ||
| REMARK HLDGS INC | COM | 75955K102 | 989 | 419,000 | SH | DFND | 1 | 0 | 419,000 | 0 | |
| REMARK HLDGS INC | COM | 75955K102 | 989 | 419,000 | SH | Put | DFND | 1 | 0 | 419,000 | 0 |
| NATIONAL BEVERAGE CORP | COM | 635017106 | 1,318 | 21,600 | SH | DFND | 1 | 0 | 21,600 | 0 | |
| NATIONAL BEVERAGE CORP | COM | 635017106 | 1,318 | 21,600 | SH | Put | DFND | 1 | 0 | 21,600 | 0 |
| NETFLIX INC | COM | 64110L106 | 138,115 | 303,523 | SH | SOLE | 303,523 | 0 | 0 | ||
| NEW AGE BEVERAGES CORP | COM | 64157V108 | 275 | 179,800 | SH | DFND | 1 | 0 | 179,800 | 0 | |
| NEW AGE BEVERAGES CORP | COM | 64157V108 | 290 | 189,800 | SH | Put | DFND | 1 | 0 | 189,800 | 0 |
| LIVONGO HEALTH INC | COM | 539183103 | 2,985 | 39,700 | SH | SOLE | 39,700 | 0 | 0 | ||
| LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 4,463 | 228,639 | SH | DFND | 1 | 0 | 228,639 | 0 | |
| LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 10,554 | 540,659 | SH | SOLE | 540,659 | 0 | 0 | ||
| MACERICH CO | COM | 554382101 | 2,413 | 269,000 | SH | DFND | 1 | 0 | 269,000 | 0 | |
| MACERICH CO | COM | 554382101 | 2,413 | 269,000 | SH | Put | DFND | 1 | 0 | 269,000 | 0 |
| MACYS INC | COM | 55616P104 | 8,303 | 1,206,900 | SH | DFND | 1 | 0 | 1,206,900 | 0 | |
| MACYS INC | COM | 55616P104 | 8,476 | 1,232,000 | SH | Call | DFND | 1 | 0 | 1,232,000 | 0 |
| MACYS INC | COM | 55616P104 | 8,938 | 1,299,200 | SH | Put | DFND | 1 | 0 | 1,299,200 | 0 |
| KALA PHARMACEUTICALS INC | COM | 483119103 | 141 | 13,400 | SH | DFND | 1 | 0 | 13,400 | 0 | |
| KALA PHARMACEUTICALS INC | COM | 483119103 | 147 | 14,000 | SH | Put | DFND | 1 | 0 | 14,000 | 0 |
| LAKELAND INDS INC | COM | 511795106 | 1,604 | 71,500 | SH | DFND | 1 | 0 | 71,500 | 0 | |
| LAKELAND INDS INC | COM | 511795106 | 1,604 | 71,500 | SH | Put | DFND | 1 | 0 | 71,500 | 0 |
| INSEEGO CORP | COM | 45782B104 | 3,779 | 325,800 | SH | DFND | 1 | 0 | 325,800 | 0 | |
| INSEEGO CORP | COM | 45782B104 | 3,779 | 325,800 | SH | Put | DFND | 1 | 0 | 325,800 | 0 |
| INVITAE CORP | COM | 46185L103 | 7,367 | 243,200 | SH | DFND | 1 | 0 | 243,200 | 0 | |
| INVITAE CORP | COM | 46185L103 | 7,367 | 243,200 | SH | Put | DFND | 1 | 0 | 243,200 | 0 |
| IROBOT CORP | COM | 462726100 | 12,786 | 152,400 | SH | DFND | 1 | 0 | 152,400 | 0 | |
| IROBOT CORP | COM | 462726100 | 2,098 | 25,000 | SH | Call | DFND | 1 | 0 | 25,000 | 0 |
| IROBOT CORP | COM | 462726100 | 14,884 | 177,400 | SH | Put | DFND | 1 | 0 | 177,400 | 0 |
| TESLA INC | COM | 88160R101 | 3,277,007 | 3,034,800 | SH | Put | SOLE | 3,034,800 | 0 | 0 | |
| UBER TECHNOLOGIES INC | COM | 90353T100 | 101,421 | 3,263,220 | SH | SOLE | 3,263,220 | 0 | 0 | ||
| UBER TECHNOLOGIES INC | COM | 90353T100 | 88,326 | 2,841,900 | SH | Call | SOLE | 2,841,900 | 0 | 0 | |
| UNITED AIRLS HLDGS INC | COM | 910047109 | 7,275 | 210,200 | SH | DFND | 1 | 0 | 210,200 | 0 | |
| UNITED AIRLS HLDGS INC | COM | 910047109 | 7,275 | 210,200 | SH | Put | DFND | 1 | 0 | 210,200 | 0 |
| UNITED STATES STL CORP NEW | COM | 912909108 | 7,154 | 990,900 | SH | DFND | 1 | 0 | 990,900 | 0 | |
| UNITED STATES STL CORP NEW | COM | 912909108 | 7,154 | 990,900 | SH | Put | DFND | 1 | 0 | 990,900 | 0 |
| SPIRIT AIRLS INC | COM | 848577102 | 4,322 | 242,800 | SH | DFND | 1 | 0 | 242,800 | 0 | |
| SPIRIT AIRLS INC | COM | 848577102 | 3,715 | 208,700 | SH | Call | DFND | 1 | 0 | 208,700 | 0 |
| SPIRIT AIRLS INC | COM | 848577102 | 4,452 | 250,100 | SH | Put | DFND | 1 | 0 | 250,100 | 0 |
| T-MOBILE US INC | COM | 872590104 | 92,691 | 889,979 | SH | SOLE | 889,979 | 0 | 0 | ||
| TAILORED BRANDS INC | COM | 87403A107 | 325 | 346,500 | SH | DFND | 1 | 0 | 346,500 | 0 | |
| TAILORED BRANDS INC | COM | 87403A107 | 30 | 32,300 | SH | Put | DFND | 1 | 0 | 32,300 | 0 |
| VIRGIN GALACTIC HOLDINGS INC | COM | 92766K106 | 9,980 | 610,800 | SH | DFND | 1 | 0 | 610,800 | 0 | |
| VIRGIN GALACTIC HOLDINGS INC | COM | 92766K106 | 6,536 | 400,000 | SH | Call | DFND | 1 | 0 | 400,000 | 0 |
| VIRGIN GALACTIC HOLDINGS INC | COM | 92766K106 | 9,980 | 610,800 | SH | Put | DFND | 1 | 0 | 610,800 | 0 |
| VISTRA ENERGY CORP | COM | 92840M102 | 5,812 | 318,833 | SH | DFND | 1 | 0 | 318,833 | 0 | |
| VISTRA ENERGY CORP | COM | 92840M102 | 59,746 | 3,297,484 | SH | SOLE | 3,297,484 | 0 | 0 | ||
| WYNN RESORTS LTD | COM | 983134107 | 25,534 | 342,779 | SH | SOLE | 342,779 | 0 | 0 | ||
| ZENDESK INC | COM | 98936J101 | 2,293 | 25,900 | SH | SOLE | 25,900 | 0 | 0 | ||
| ZSCALER INC | COM | 98980G102 | 5,650 | 51,600 | SH | SOLE | 51,600 | 0 | 0 | ||
| ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 277 | 82,100 | SH | DFND | 1 | 0 | 82,100 | 0 | |
| ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 277 | 82,100 | SH | Put | DFND | 1 | 0 | 82,100 | 0 |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,307 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,307 | 100,000 | SH | Put | DFND | 1 | 0 | 100,000 | 0 |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,344 | 102,800 | SH | SOLE | 102,800 | 0 | 0 | ||
| ALTRIA GROUP INC | COM | 02209S103 | 72,883 | 1,856,895 | SH | SOLE | 1,856,895 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 334,402 | 121,212 | SH | SOLE | 121,212 | 0 | 0 | ||
| AGNC INVT CORP | COM | 00123Q104 | 22,464 | 1,741,411 | SH | DFND | 1 | 0 | 1,741,411 | 0 | |
| AGNC INVT CORP | COM | 00123Q104 | 76,866 | 5,958,589 | SH | SOLE | 5,958,589 | 0 | 0 | ||
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 136 | 9,000 | SH | DFND | 1 | 0 | 9,000 | 0 | |
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 136 | 9,000 | SH | Put | DFND | 1 | 0 | 9,000 | 0 |
| ALLEGHENY TECHNOLOGIES INC | COM | 01741R102 | 1,330 | 130,500 | SH | SOLE | 130,500 | 0 | 0 | ||
| ALPHA PRO TECH LTD | COM | 020772109 | 1,478 | 83,500 | SH | DFND | 1 | 0 | 83,500 | 0 | |
| ALPHA PRO TECH LTD | COM | 020772109 | 1,478 | 83,500 | SH | Put | DFND | 1 | 0 | 83,500 | 0 |
| AVIS BUDGET GROUP | COM | 053774105 | 6,508 | 284,300 | SH | DFND | 1 | 0 | 284,300 | 0 | |
| AVIS BUDGET GROUP | COM | 053774105 | 6,508 | 284,300 | SH | Put | DFND | 1 | 0 | 284,300 | 0 |
| AXONICS MODULATION TECHNOLOG | COM | 05465P101 | 281 | 8,000 | SH | DFND | 1 | 0 | 8,000 | 0 | |
| AXONICS MODULATION TECHNOLOG | COM | 05465P101 | 281 | 8,000 | SH | Put | DFND | 1 | 0 | 8,000 | 0 |
| APHRIA INC | COM | 03765K104 | 113 | 26,300 | SH | DFND | 1 | 0 | 26,300 | 0 | |
| APHRIA INC | COM | 03765K104 | 112 | 26,000 | SH | Put | DFND | 1 | 0 | 26,000 | 0 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 | 9,927 | 124,654 | SH | DFND | 1 | 0 | 124,654 | 0 | |
| ANAPLAN INC | COM | 03272L108 | 141,255 | 3,117,518 | SH | SOLE | 3,117,518 | 0 | 0 | ||
| CHEESECAKE FACTORY INC | COM | 163072101 | 3,702 | 161,500 | SH | DFND | 1 | 0 | 161,500 | 0 | |
| CHEESECAKE FACTORY INC | COM | 163072101 | 3,702 | 161,500 | SH | Put | DFND | 1 | 0 | 161,500 | 0 |
| CHILDRENS PL INC | COM | 168905107 | 4,150 | 110,900 | SH | DFND | 1 | 0 | 110,900 | 0 | |
| CHILDRENS PL INC | COM | 168905107 | 4,150 | 110,900 | SH | Put | DFND | 1 | 0 | 110,900 | 0 |
| CANOPY GROWTH CORP | COM | 138035100 | 6,202 | 383,800 | SH | DFND | 1 | 0 | 383,800 | 0 | |
| CANOPY GROWTH CORP | COM | 138035100 | 6,490 | 401,600 | SH | Put | DFND | 1 | 0 | 401,600 | 0 |
| BOOKING HOLDINGS INC | COM | 09857L108 | 103,865 | 65,228 | SH | SOLE | 65,228 | 0 | 0 | ||
| BOOKING HOLDINGS INC | COM | 09857L108 | 181,049 | 113,700 | SH | Call | SOLE | 113,700 | 0 | 0 | |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 21,285 | 122,081 | SH | DFND | 1 | 0 | 122,081 | 0 | |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 50,709 | 290,845 | SH | SOLE | 290,845 | 0 | 0 | ||
| BED BATH & BEYOND INC | COM | 075896100 | 7,100 | 669,800 | SH | DFND | 1 | 0 | 669,800 | 0 | |
| BED BATH & BEYOND INC | COM | 075896100 | 7,100 | 669,800 | SH | Put | DFND | 1 | 0 | 669,800 | 0 |
| BEYOND MEAT INC | COM | 08862E109 | 5,292 | 39,500 | SH | DFND | 1 | 0 | 39,500 | 0 | |
| BEYOND MEAT INC | COM | 08862E109 | 5,292 | 39,500 | SH | Put | DFND | 1 | 0 | 39,500 | 0 |
| AURORA CANNABIS INC | COM | 05156X884 | 922 | 74,200 | SH | DFND | 1 | 0 | 74,200 | 0 | |
| AURORA CANNABIS INC | COM | 05156X884 | 993 | 79,952 | SH | Put | DFND | 1 | 0 | 79,952 | 0 |
| DAVE & BUSTERS ENTMT INC | COM | 238337109 | 1,221 | 91,600 | SH | DFND | 1 | 0 | 91,600 | 0 | |
| DAVE & BUSTERS ENTMT INC | COM | 238337109 | 1,221 | 91,600 | SH | Put | DFND | 1 | 0 | 91,600 | 0 |
| CRONOS GROUP INC | COM | 22717L101 | 3,549 | 590,500 | SH | DFND | 1 | 0 | 590,500 | 0 | |
| CRONOS GROUP INC | COM | 22717L101 | 3,665 | 609,800 | SH | Put | DFND | 1 | 0 | 609,800 | 0 |
| CLEARSIGN TECHNOLOGIES CORP | COM | 185064102 | 168 | 80,900 | SH | DFND | 1 | 0 | 80,900 | 0 | |
| CLEARSIGN TECHNOLOGIES CORP | COM | 185064102 | 168 | 80,900 | SH | Put | DFND | 1 | 0 | 80,900 | 0 |
| CLOVIS ONCOLOGY INC | COM | 189464100 | 334 | 49,500 | SH | DFND | 1 | 0 | 49,500 | 0 | |
| CLOVIS ONCOLOGY INC | COM | 189464100 | 334 | 49,500 | SH | Put | DFND | 1 | 0 | 49,500 | 0 |
| CONDUENT INC | COM | 206787103 | 1,140 | 477,104 | SH | SOLE | 477,104 | 0 | 0 | ||
| EURONET WORLDWIDE INC | COM | 298736109 | 3,114 | 32,500 | SH | Call | SOLE | 32,500 | 0 | 0 | |
| EVOLUS INC | COM | 30052C107 | 187 | 35,200 | SH | DFND | 1 | 0 | 35,200 | 0 | |
| EVOLUS INC | COM | 30052C107 | 187 | 35,200 | SH | Put | DFND | 1 | 0 | 35,200 | 0 |
| ENERGOUS CORP | COM | 29272C103 | 98 | 34,700 | SH | DFND | 1 | 0 | 34,700 | 0 | |
| ENERGOUS CORP | COM | 29272C103 | 98 | 34,700 | SH | Put | DFND | 1 | 0 | 34,700 | 0 |
| ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 6,840 | 133,300 | SH | DFND | 1 | 0 | 133,300 | 0 | |
| ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 6,840 | 133,300 | SH | Put | DFND | 1 | 0 | 133,300 | 0 |
| GOGO INC | COM | 38046C109 | 320 | 101,400 | SH | DFND | 1 | 0 | 101,400 | 0 | |
| GOGO INC | COM | 38046C109 | 320 | 101,400 | SH | Put | DFND | 1 | 0 | 101,400 | 0 |
| GRUBHUB INC | COM | 400110102 | 7,339 | 104,400 | SH | DFND | 1 | 0 | 104,400 | 0 | |
| GRUBHUB INC | COM | 400110102 | 7,339 | 104,400 | SH | Put | DFND | 1 | 0 | 104,400 | 0 |
| FUELCELL ENERGY INC | COM | 35952H601 | 382 | 169,000 | SH | DFND | 1 | 0 | 169,000 | 0 | |
| FUELCELL ENERGY INC | COM | 35952H601 | 382 | 169,000 | SH | Put | DFND | 1 | 0 | 169,000 | 0 |
| HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 1,210 | 857,900 | SH | Call | DFND | 1 | 0 | 857,900 | 0 |
| HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 307 | 217,800 | SH | Put | DFND | 1 | 0 | 217,800 | 0 |
| HEXO CORP | COM | 428304109 | 16 | 21,900 | SH | DFND | 1 | 0 | 21,900 | 0 | |
| HEXO CORP | COM | 428304109 | 16 | 21,900 | SH | Put | DFND | 1 | 0 | 21,900 | 0 |
| HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 116,152 | 1,581,380 | SH | SOLE | 1,581,380 | 0 | 0 | ||
| HUBSPOT INC | COM | 443573100 | 1,615 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 1,494 | 4,035 | SH | SOLE | 4,035 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 7,407 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
| TILRAY INC | COM CL 2 | 88688T100 | 103 | 14,500 | SH | DFND | 1 | 0 | 14,500 | 0 | |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 124,840 | 5,214,706 | SH | SOLE | 5,214,706 | 0 | 0 | ||
| STITCH FIX INC | COM CL A | 860897107 | 5,407 | 216,800 | SH | DFND | 1 | 0 | 216,800 | 0 | |
| STITCH FIX INC | COM CL A | 860897107 | 5,532 | 221,800 | SH | Put | DFND | 1 | 0 | 221,800 | 0 |
| ZOOMINFO TECHNOLOGIES INC | COM CL A | 98980F104 | 5,394 | 105,700 | SH | DFND | 1 | 0 | 105,700 | 0 | |
| ZOOMINFO TECHNOLOGIES INC | COM CL A | 98980F104 | 5,394 | 105,700 | SH | Put | DFND | 1 | 0 | 105,700 | 0 |
| WARNER MUSIC GROUP CORP | COM CL A | 934550203 | 42,041 | 1,425,132 | SH | SOLE | 1,425,132 | 0 | 0 | ||
| IHEARTMEDIA INC | COM CL A | 45174J509 | 11,543 | 1,382,416 | SH | DFND | 1 | 0 | 1,382,416 | 0 | |
| IHEARTMEDIA INC | COM CL A | 45174J509 | 10,861 | 1,300,717 | SH | SOLE | 1,300,717 | 0 | 0 | ||
| FORTRESS VALUE ACQUISITION C | COM CL A | 34962V106 | 2,991 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| GORES HLDGS IV INC | COM CL A | 382865103 | 1,369 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
| DRAFTKINGS INC | COM CL A | 26142R104 | 2,820 | 84,800 | SH | DFND | 1 | 0 | 84,800 | 0 | |
| DRAFTKINGS INC | COM CL A | 26142R104 | 2,824 | 84,900 | SH | Put | DFND | 1 | 0 | 84,900 | 0 |
| FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 14,042 | 1,371,325 | SH | SOLE | 1,371,325 | 0 | 0 | ||
| BLOOM ENERGY CORP | COM CL A | 093712107 | 284 | 26,100 | SH | DFND | 1 | 0 | 26,100 | 0 | |
| BLOOM ENERGY CORP | COM CL A | 093712107 | 284 | 26,100 | SH | Put | DFND | 1 | 0 | 26,100 | 0 |
| BRAINSTORM CELL THERAPEUTICS | COM NEW | 10501E201 | 143 | 12,800 | SH | DFND | 1 | 0 | 12,800 | 0 | |
| BRAINSTORM CELL THERAPEUTICS | COM NEW | 10501E201 | 143 | 12,800 | SH | Put | DFND | 1 | 0 | 12,800 | 0 |
| CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 | 110 | 33,900 | SH | DFND | 1 | 0 | 33,900 | 0 | |
| CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 | 110 | 33,900 | SH | Put | DFND | 1 | 0 | 33,900 | 0 |
| AMYRIS INC | COM NEW | 03236M200 | 64 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
| AMYRIS INC | COM NEW | 03236M200 | 64 | 15,000 | SH | Put | DFND | 1 | 0 | 15,000 | 0 |
| INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | 8,309 | 308,300 | SH | DFND | 1 | 0 | 308,300 | 0 | |
| INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | 2,695 | 100,000 | SH | Call | DFND | 1 | 0 | 100,000 | 0 |
| INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | 11,341 | 420,800 | SH | Put | DFND | 1 | 0 | 420,800 | 0 |
| WORKHORSE GROUP INC | COM NEW | 98138J206 | 4,299 | 247,200 | SH | Call | DFND | 1 | 0 | 247,200 | 0 |
| SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 664 | 105,700 | SH | DFND | 1 | 0 | 105,700 | 0 | |
| SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 664 | 105,700 | SH | Put | DFND | 1 | 0 | 105,700 | 0 |
| YRC WORLDWIDE INC | COM PAR $.01 | 984249607 | 131 | 70,700 | SH | DFND | 1 | 0 | 70,700 | 0 | |
| YRC WORLDWIDE INC | COM PAR $.01 | 984249607 | 131 | 70,700 | SH | Put | DFND | 1 | 0 | 70,700 | 0 |
| LIBERTY MEDIA CORP DEL | COM SER C FRMLA | 531229854 | 181,880 | 5,735,728 | SH | SOLE | 5,735,728 | 0 | 0 | ||
| CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 19,905 | 21,775,000 | PRN | SOLE | 21,775,000 | 0 | 0 | ||
| NRG ENERGY INC | DBCV 2.750% 6/0 | 629377CG5 | 14,598 | 14,339,000 | PRN | SOLE | 14,339,000 | 0 | 0 | ||
| RESTORATION HARDWARE HLDGS I | DBCV 7/1 | 761283AC4 | 15,592 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
| CHEGG INC | NOTE 0.125% 3/1 | 163092AD1 | 7,796 | 5,500,000 | PRN | SOLE | 5,500,000 | 0 | 0 | ||
| COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | 157,501 | 86,730,000 | PRN | SOLE | 86,730,000 | 0 | 0 | ||
| ZENDESK INC | NOTE 0.250% 3/1 | 98936JAB7 | 3,370 | 2,250,000 | PRN | SOLE | 2,250,000 | 0 | 0 | ||
| CHEGG INC | NOTE 0.250% 5/1 | 163092AB5 | 28,518 | 11,348,000 | PRN | SOLE | 11,348,000 | 0 | 0 | ||
| WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 40,316 | 29,211,000 | PRN | SOLE | 29,211,000 | 0 | 0 | ||
| EXACT SCIENCES CORP | NOTE 0.375% 3/0 | 30063PAC9 | 7,198 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
| CHINA LODGING GROUP LTD | NOTE 0.375%11/0 | 16949NAC3 | 2,514 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| SQUARE INC | NOTE 0.500% 5/1 | 852234AD5 | 2,234 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
| SYNAPTICS INC | NOTE 0.500% 6/1 | 87157DAD1 | 37,134 | 34,750,000 | PRN | SOLE | 34,750,000 | 0 | 0 | ||
| SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 5,604 | 3,893,000 | PRN | SOLE | 3,893,000 | 0 | 0 | ||
| DOCUSIGN INC | NOTE 0.500% 9/1 | 256163AB2 | 76,280 | 31,306,000 | PRN | SOLE | 31,306,000 | 0 | 0 | ||
| YY INC | NOTE 0.750% 6/1 | 98426TAD8 | 24,891 | 22,725,000 | PRN | SOLE | 22,725,000 | 0 | 0 | ||
| DEXCOM INC | NOTE 0.750%12/0 | 252131AH0 | 62,175 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
| FORTIVE CORP | NOTE 0.875% 2/1 | 34959JAK4 | 22,043 | 22,500,000 | PRN | SOLE | 22,500,000 | 0 | 0 | ||
| PRICELINE GRP INC | NOTE 0.900% 9/1 | 741503AX4 | 29,730 | 28,000,000 | PRN | SOLE | 28,000,000 | 0 | 0 | ||
| ISIS PHARMACEUTICALS INC DEL | NOTE 1.000%11/1 | 464337AJ3 | 6,886 | 6,250,000 | PRN | SOLE | 6,250,000 | 0 | 0 | ||
| ON SEMICONDUCTOR CORP | NOTE 1.000%12/0 | 682189AK1 | 44,481 | 38,000,000 | PRN | SOLE | 38,000,000 | 0 | 0 | ||
| SPLUNK INC | NOTE 1.125% 9/1 | 848637AD6 | 70,448 | 48,000,000 | PRN | SOLE | 48,000,000 | 0 | 0 | ||
| WAYFAIR INC | NOTE 1.125%11/0 | 94419LAD3 | 40,349 | 22,500,000 | PRN | SOLE | 22,500,000 | 0 | 0 | ||
| TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 536,585 | 178,644,000 | PRN | SOLE | 178,644,000 | 0 | 0 | ||
| GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 9,901 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 70,836 | 59,000,000 | PRN | SOLE | 59,000,000 | 0 | 0 | ||
| MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 6,941 | 9,000,000 | PRN | SOLE | 9,000,000 | 0 | 0 | ||
| BILIBILI INC | NOTE 1.375% 4/0 | 090040AB2 | 34,496 | 18,000,000 | PRN | SOLE | 18,000,000 | 0 | 0 | ||
| BIOMARIN PHARMACEUTICAL INC | NOTE 1.500%10/1 | 09061GAF8 | 15,846 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC. | NOTE 1.625% 2/1 | 595017AD6 | 87,271 | 38,980,000 | PRN | DFND | 1 | 0 | 38,980,000 | 0 | |
| BAOZUN INC | NOTE 1.625% 5/0 | 06684LAB9 | 10,105 | 10,447,000 | PRN | SOLE | 10,447,000 | 0 | 0 | ||
| TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 8,807 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
| JAZZ INVESTMENTS I LTD | NOTE 1.875% 8/1 | 472145AB7 | 8,356 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
| IQIYI INC | NOTE 2.000% 4/0 | 46267XAD0 | 4,470 | 4,500,000 | PRN | SOLE | 4,500,000 | 0 | 0 | ||
| TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 166,784 | 47,500,000 | PRN | SOLE | 47,500,000 | 0 | 0 | ||
| GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 44,381 | 27,400,000 | PRN | SOLE | 27,400,000 | 0 | 0 | ||
| ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 362,060 | 55,122,000 | PRN | SOLE | 55,122,000 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC. | NOTE 2.250% 2/1 | 595017AH7 | 18,285 | 12,500,000 | PRN | DFND | 1 | 0 | 12,500,000 | 0 | |
| NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 41,122 | 37,500,000 | PRN | SOLE | 37,500,000 | 0 | 0 | ||
| TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 164,322 | 49,500,000 | PRN | SOLE | 49,500,000 | 0 | 0 | ||
| OASIS PETROLEUM INC | NOTE 2.625% 9/1 | 674215AJ7 | 640 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
| PENN NATL GAMING INC | NOTE 2.750% 5/1 | 707569AU3 | 18,415 | 12,278,000 | PRN | SOLE | 12,278,000 | 0 | 0 | ||
| ISTAR INC | NOTE 3.125% 9/1 | 45031UCB5 | 26,338 | 24,500,000 | PRN | SOLE | 24,500,000 | 0 | 0 | ||
| WORLD WRESTLING ENTMT INC | NOTE 3.375%12/1 | 98156QAB4 | 18,655 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| ETSY INC | NOTE 3/0 | 29786AAC0 | 44,057 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| AMERICAN AIRLS GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 | 2,352 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| RH | NOTE 6/1 | 74967XAA1 | 39,971 | 28,500,000 | PRN | SOLE | 28,500,000 | 0 | 0 | ||
| WIX COM LTD | NOTE 7/0 | 92940WAB5 | 7,431 | 3,998,000 | PRN | SOLE | 3,998,000 | 0 | 0 | ||
| T-MOBILE US INC | RIGHT 07/27/2020 | 872590112 | 87 | 549,857 | SH | SOLE | 549,857 | 0 | 0 | ||
| WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 1,251 | 120,200 | SH | DFND | 1 | 0 | 120,200 | 0 | |
| NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 4,740 | 288,500 | SH | DFND | 1 | 0 | 288,500 | 0 | |
| NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 4,740 | 288,500 | SH | Put | DFND | 1 | 0 | 288,500 | 0 |
| MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 435 | 162,200 | SH | DFND | 1 | 0 | 162,200 | 0 | |
| MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 435 | 162,200 | SH | Put | DFND | 1 | 0 | 162,200 | 0 |
| APTIV PLC | SHS | G6095L109 | 4,044 | 51,895 | SH | SOLE | 51,895 | 0 | 0 | ||
| YANDEX N V | SHS CLASS A | N97284108 | 39,421 | 788,100 | SH | Put | SOLE | 788,100 | 0 | 0 | |
| VALARIS PLC | SHS CLASS A | G9402V109 | 157 | 240,700 | SH | DFND | 1 | 0 | 240,700 | 0 | |
| VALARIS PLC | SHS CLASS A | G9402V109 | 157 | 240,700 | SH | Put | DFND | 1 | 0 | 240,700 | 0 |
| CANADA GOOSE HLDGS INC | SHS SUB VTG | 135086106 | 3,598 | 155,300 | SH | DFND | 1 | 0 | 155,300 | 0 | |
| CANADA GOOSE HLDGS INC | SHS SUB VTG | 135086106 | 3,598 | 155,300 | SH | Put | DFND | 1 | 0 | 155,300 | 0 |
| AUTOHOME INC | SP ADR RP CL A | 05278C107 | 107,500 | 1,423,842 | SH | SOLE | 1,423,842 | 0 | 0 | ||
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 18,648 | 7,063,778 | SH | SOLE | 7,063,778 | 0 | 0 | ||
| PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 2,848 | 271,509 | SH | DFND | 1 | 0 | 271,509 | 0 | |
| PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 15,378 | 1,465,973 | SH | SOLE | 1,465,973 | 0 | 0 | ||
| BILIBILI INC | SPONS ADS REP Z | 090040106 | 54,885 | 1,184,900 | SH | Put | SOLE | 1,184,900 | 0 | 0 | |
| BHP GROUP PLC | SPONSORED ADR | 05545E209 | 19,988 | 485,724 | SH | SOLE | 485,724 | 0 | 0 | ||
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 57,387 | 1,164,035 | SH | SOLE | 1,164,035 | 0 | 0 | ||
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 168,128 | 3,410,300 | SH | Call | SOLE | 3,410,300 | 0 | 0 | |
| BAOZUN INC | SPONSORED ADR | 06684L103 | 1,227 | 31,900 | SH | DFND | 1 | 0 | 31,900 | 0 | |
| BAOZUN INC | SPONSORED ADR | 06684L103 | 1,230 | 32,000 | SH | Put | DFND | 1 | 0 | 32,000 | 0 |
| BAOZUN INC | SPONSORED ADR | 06684L103 | 4,116 | 107,053 | SH | SOLE | 107,053 | 0 | 0 | ||
| BAOZUN INC | SPONSORED ADR | 06684L103 | 4,333 | 112,700 | SH | Call | SOLE | 112,700 | 0 | 0 | |
| BAOZUN INC | SPONSORED ADR | 06684L103 | 10,228 | 266,000 | SH | Put | SOLE | 266,000 | 0 | 0 | |
| LINE CORP | SPONSORED ADR | 53567X101 | 496 | 9,900 | SH | SOLE | 9,900 | 0 | 0 | ||
| IQIYI INC | SPONSORED ADS | 46267X108 | 67,325 | 2,903,200 | SH | Put | SOLE | 2,903,200 | 0 | 0 | |
| REDHILL BIOPHARMA LTD | SPONSORED ADS | 757468103 | 176 | 26,300 | SH | DFND | 1 | 0 | 26,300 | 0 | |
| REDHILL BIOPHARMA LTD | SPONSORED ADS | 757468103 | 176 | 26,300 | SH | Put | DFND | 1 | 0 | 26,300 | 0 |
| SEA LTD | SPONSORED ADS | 81141R100 | 28,451 | 265,300 | SH | Put | SOLE | 265,300 | 0 | 0 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 256,250 | 1,187,992 | SH | SOLE | 1,187,992 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 670,698 | 3,109,400 | SH | Call | SOLE | 3,109,400 | 0 | 0 | |
| GSX TECHEDU INC | SPONSORED ADS | 36257Y109 | 20,133 | 335,600 | SH | Call | DFND | 1 | 0 | 335,600 | 0 |
| GSX TECHEDU INC | SPONSORED ADS | 36257Y109 | 20,253 | 337,600 | SH | Put | DFND | 1 | 0 | 337,600 | 0 |
| GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 52,018 | 653,000 | SH | Put | SOLE | 653,000 | 0 | 0 | |
| GORES HLDGS IV INC | UNIT 02/01/2023 | 382865202 | 6 | 600 | SH | SOLE | 600 | 0 | 0 | ||
| HUDSON EXECUTIVE INVT CORP | UNIT 06/21/2025 | 443761200 | 18,348 | 1,790,000 | SH | SOLE | 1,790,000 | 0 | 0 | ||
| NEXTERA ENERGY INC | UNIT 09/01/2022S | 65339F796 | 35,355 | 725,000 | SH | DFND | 1 | 0 | 725,000 | 0 | |
| LONGVIEW ACQUISITION CORP | UNIT 99/99/9999 | 543195200 | 2,525 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| TREBIA ACQUISITION CORP | UNIT 99/99/9999 | G9027T125 | 12,958 | 1,240,000 | SH | SOLE | 1,240,000 | 0 | 0 | ||
| GS ACQUISITION HLDGS CORP II | UNIT 99/99/9999 | 36258Q204 | 13,138 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
| FOLEY TRASIMENE ACQUISTN COR | UNIT 99/99/9999 | 34431F203 | 1,825 | 171,050 | SH | SOLE | 171,050 | 0 | 0 | ||
| FUSION ACQUISITION CORP | UNIT 99/99/9999 | 36118H204 | 14,224 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
| FORTRESS VALUE ACQUISITION C | UNIT 99/99/9999 | 34962V205 | 3,086 | 299,634 | SH | SOLE | 299,634 | 0 | 0 | ||
| DOMINION ENERGY INC | UNIT 99/99/9999 | 25746U133 | 13,237 | 130,000 | SH | DFND | 1 | 0 | 130,000 | 0 | |
| CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 13,118 | 798,900 | SH | DFND | 1 | 0 | 798,900 | 0 | |
| CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 12,478 | 759,900 | SH | Put | DFND | 1 | 0 | 759,900 | 0 |
| CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 2,809 | 171,100 | SH | Put | SOLE | 171,100 | 0 | 0 | |