UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-121
NAME OF REGISTRANT: VANGUARD WELLINGTON FUND
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA
NAME AND ADDRESS OF AGENT FOR SERVICE: R. GREGORY BARTON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610)
DATE OF FISCAL YEAR END: November 30, 2003
DATE OF REPORTING PERIOD: JULY 1, 2003 - JUNE 30,
Fund VANGUARD WELLINGTON FUND
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Issuer: ABBOTT LABORATORIES
Ticker: ABT CUSIP: 002824100
Meeting Date 4/23/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: B. POWELL JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.A. GONZALEZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.S. AUSTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.L. FULLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.D. SMITHBURG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.B. RAND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.D. WHITE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.M. GREENBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.M. LEIDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.A.L. OWEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.A. REYNOLDS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.S. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. WALTER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS.
PROPOSAL #03: SHAREHOLDER PROPOSAL - PRESCRIPTION DRUGS. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #04: SHAREHOLDER PROPOSAL - POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
PROPOSAL #05: SHAREHOLDER PROPOSAL - OPTION GRANTS FOR SHAREHOLDER YES AGAINST FOR
SENIOR EXECUTIVES.
PROPOSAL #06: SHAREHOLDER PROPOSAL - GLOBAL INFECTIOUS SHAREHOLDER YES ABSTAIN AGAINST
DISEASES.
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Issuer: ACCENTURE LTD
Ticker: ACN CUSIP: G1150G111
Meeting Date 2/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WULF VON SCHIMMELMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS F. HIGHTOWER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT I. LIPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #02: RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS FOR THE 2004 FISCAL YEAR AND AUTHORIZATION OF
THE BOARD OF DIRECTORS TO DETERMINE KPMG LLP'S
REMUNERATION.
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Issuer: ACE LIMITED
Ticker: ACE CUSIP: G0070K103
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PETER MENIKOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN DUPERREAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT RIPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DERMOT F. SMURFIT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #B: PROPOSAL TO APPROVE THE ACE LIMITED 2004 ISSUER YES FOR FOR
LONG-TERM INCENTIVE PLAN.
PROPOSAL #C: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS
OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
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Issuer: ALCAN INC.
Ticker: AL CUSIP: 013716105
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: M.K. WONG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.R. LOOMIS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: C. MORIN-POSTEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: Y. MANSION ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.E. NEWALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G. SAINT-PIERRE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.-P. JACAMON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. BERGER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: L.D. DESAUTELS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T. ENGEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.Y. FORTIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.M. TELLIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G. SCHULMEYER ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF AUDITORS: ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP
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Issuer: ALCOA INC.
Ticker: AA CUSIP: 013817101
Meeting Date 4/30/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: HENRY B. SCHACHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANKLIN A. THOMAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARLOS GHOSN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAIN J.P. BELDA ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO APPROVE THE 2004 ALCOA STOCK ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #3A: SHAREHOLDER PROPOSAL RELATING TO PAY SHAREHOLDER YES AGAINST FOR
DISPARITY
PROPOSAL #3B: SHAREHOLDER PROPOSAL RELATING TO CHANGE IN SHAREHOLDER YES AGAINST FOR
CONTROL SEVERANCE PLAN
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Issuer: ALLTEL CORPORATION
Ticker: AT CUSIP: 020039103
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: SCOTT T. FORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD TOWNSEND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.L. GELLERSTEDT, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EMON A. MAHONY, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENTS OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
PROPOSAL #03: STOCKHOLDER PROPOSAL- EMPLOYMENT SHAREHOLDER YES ABSTAIN AGAINST
OPPORTUNITY POLICY
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Issuer: ALTRIA GROUP, INC.
Ticker: MO CUSIP: 02209S103
Meeting Date 4/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ELIZABETH E. BAILEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN S. REED ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. DUDLEY FISHBURN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LUCIO A. NOTO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOUIS C. CAMILLERI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARLOS SLIM HELU ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN M. WOLF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT E. R. HUNTLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS W. JONES ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS
PROPOSAL #03: STOCKHOLDER PROPOSAL NO. 1 SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #04: STOCKHOLDER PROPOSAL NO. 2 SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: STOCKHOLDER PROPOSAL NO. 3 SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: STOCKHOLDER PROPOSAL NO. 4 SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: STOCKHOLDER PROPOSAL NO. 5 SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #08: STOCKHOLDER PROPOSAL NO. 6 SHAREHOLDER YES AGAINST FOR
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Issuer: AMBAC FINANCIAL GROUP, INC.
Ticker: ABK CUSIP: 023139108
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JILL M. CONSIDINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAURA S. UNGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. GRANT GREGORY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. GENADER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD DULUDE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RENSO L. CAPORALI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILLIP B. LASSITER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY D.G. WALLACE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. CALLEN ISSUER YES FOR FOR
PROPOSAL #02: AMEND THE CERTIFICATE OF INCORPORATION TO ISSUER YES AGAINST AGAINST
INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 200 MILLION TO 350 MILLION.
PROPOSAL #03: APPROVE AMENDMENTS TO THE AMBAC 1997 ISSUER YES FOR FOR
NON-EMPLOYEE DIRECTORS EQUITY PLAN.
PROPOSAL #04: RATIFY SELECTION OF KPMG LLP AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS FOR 2004.
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Issuer: AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG CUSIP: 026874107
Meeting Date 5/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: M. GREENBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. KANAK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. HOLBROOKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. AIDINOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F. HOENEMEYER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. HILLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. SULLIVAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. FUTTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. FELDSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. COHEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. TSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F. ZARB ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P. CHIA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. COHEN ISSUER YES FOR FOR
PROPOSAL #02: ADOPT CHIEF EXECUTIVE OFFICER ANNUAL ISSUER YES FOR FOR
COMPENSATION PLAN
PROPOSAL #03: ADOPT A DIRECTOR STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #04: RATIFICATION OF INDEPENDENT ACCOUNTANTS ISSUER YES FOR FOR
PROPOSAL #05: SHAREHOLDER PROPOSAL I DESCRIBED IN THE SHAREHOLDER YES ABSTAIN AGAINST
PROXY STATEMENT
PROPOSAL #06: SHAREHOLDER PROPOSAL II DESCRIBED IN THE SHAREHOLDER YES ABSTAIN AGAINST
PROXY STATEMENT
PROPOSAL #07: SHAREHOLDER PROPOSAL III DESCRIBED IN THE SHAREHOLDER YES ABSTAIN AGAINST
PROXY STATEMENT
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Issuer: ANADARKO PETROLEUM CORPORATION
Ticker: APC CUSIP: 032511107
Meeting Date 5/6/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES T. HACKETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LARRY BARCUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES L. BRYAN ISSUER YES FOR FOR
PROPOSAL #02: AMENDMENT TO THE ANNUAL INCENTIVE BONUS ISSUER YES FOR FOR
PLAN
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
ACCOUNTANTS
PROPOSAL #04: STOCKHOLDER PROPOSAL - CLIMATE CHANGE SHAREHOLDER YES ABSTAIN AGAINST
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Issuer: APPLE COMPUTER, INC.
Ticker: AAPL CUSIP: 037833100
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ALBERT A. GORE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MILLARD S. DREXLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARTHUR D. LEVINSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN P. JOBS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEROME B. YORK ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2004.
PROPOSAL #03: TO CONSIDER A SHAREHOLDER PROPOSAL IF SHAREHOLDER YES AGAINST FOR
PROPERLY PRESENTED AT THE MEETING.
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Issuer: ARCHSTONE-SMITH TRUST
Ticker: ASN CUSIP: 039583109
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: NED S. HOLMES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. SCOT SELLERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUTH ANN M. GILLIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERNEST A. GERARDI, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
AUDITORS FOR CURRENT FISCAL YEAR.
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING SEVERANCE SHAREHOLDER YES FOR AGAINST
AGREEMENTS.
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Issuer: ASTRAZENECA PLC
Ticker: AZN CUSIP: 046353108
Meeting Date 4/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: TO RECEIVE THE DIRECTORS REPORT AND ISSUER YES FOR FOR
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2003
PROPOSAL #02: TO CONFIRM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #03: TO RE-APPOINT KPMG AUDIT PLC, LONDON AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #04: TO AUTHORIZE THE DIRECTORS TO AGREE THE ISSUER YES FOR FOR
REMUNERATION OF THE AUDITOR
ELECTION OF DIRECTOR: MARCUS WALLENBERG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LOUIS SCHWEITZER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAME BRIDGET OGILVIE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PERCY BARNEVIK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JANE HENNEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HAKAN MOGREN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: SIR TOM MCKILLOP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JONATHAN SYMONDS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERNA MOLLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN BUCHANAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHELE HOOPER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOE JIMENEZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR PETER BONFIELD ISSUER YES WITHHOLD AGAINST
PROPOSAL #06: TO APPROVE THE DIRECTORS REMUNERATION ISSUER YES ABSTAIN AGAINST
REPORT FOR THE YEAR ENDED DECEMBER 31, 2003
PROPOSAL #07: TO ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #08: TO AUTHORIZE LIMITED EU POLITICAL DONATIONS ISSUER YES ABSTAIN AGAINST
PROPOSAL #09: TO AUTHORIZE THE DIRECTORS TO ALLOT ISSUER YES FOR FOR
UNISSUED SHARES
PROPOSAL #10: TO AUTHORIZE THE DIRECTORS TO DISAPPLY ISSUER YES FOR FOR
PRE-EMPTION RIGHTS
PROPOSAL #11: TO AUTHORIZE THE COMPANY TO PURCHASE ITS ISSUER YES FOR FOR
OWN SHARES
PROPOSAL #12: TO AUTHORIZE INCREASE OF CAP ON ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS REMUNERATION
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Issuer: AT&T CORP.
Ticker: T CUSIP: 001957505
Meeting Date 5/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: K.T. DERR ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: W.F. ALDINGER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: D.W. DORMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.L. HENKEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.A. JACKSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: T.L. WHITE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: M.K. EICKHOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.C. MADONNA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.F. MCHENRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.C. HERRINGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: APPROVE THE AT&T 2004 LONG TERM INCENTIVE ISSUER YES AGAINST AGAINST
PROGRAM
PROPOSAL #04: TERM LIMITS FOR OUTSIDE DIRECTORS SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: POISON PILL SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: SEPARATE THE CHAIR AND CEO POSITION SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
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Issuer: AVENTIS S.A.
Ticker: AVE CUSIP: 053561106
Meeting Date 6/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #E7: APPROVAL TO AMEND ARTICLE 7 OF THE ARTICLES ISSUER NO N/A N/A
OF ASSOCIATION AND BY-LAWS
PROPOSAL #E8: APPROVAL TO AMEND ARTICLE 11 OF THE ISSUER NO N/A N/A
ARTICLES OF ASSOCIATION AND BY-LAWS-MANAGEMENT BOARD
PROPOSAL #E9: APPROVAL TO AMEND ARTICLE 13 OF THE ISSUER NO N/A N/A
ARTICLES OF ASSOCIATION AND BY-LAWS-SUPERVISORY BOARD
PROPOSAL #O1: APPROVAL OF THE 2003 PARENT-COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS
PROPOSAL #O2: APPROVAL OF THE CONSOLIDATED FINANCIAL ISSUER NO N/A N/A
STATEMENTS 2003
PROPOSAL #O3: APPROVAL OF THE APPROPRIATION OF EARNINGS ISSUER NO N/A N/A
AND APPROVAL OF A DIVIDEND OF EURO 0.82 FOR DISTRIBUTION
PROPOSAL #O4: APPROVAL OF REGULATED AGREEMENTS ISSUER NO N/A N/A
PROPOSAL #O5: APPROVAL OF THE INSTITUTION OF A SHARE ISSUER NO N/A N/A
REPURCHASE PROGRAM
PROPOSAL #O6: APPROVAL OF THE APPOINTMENT OF MR. YVES ISSUER NO N/A N/A
NICOLAS 32 RUE GUERSANT - 75017 PARIS, AS SUBSTITUTE
AUDITOR
PROPOSAL #O10: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. JEAN-MARC BRUEL
PROPOSAL #O11: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. MARTIN FRUEHAUF
PROPOSAL #O12: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. SERGE KAMPF
PROPOSAL #O13: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. HUBERT MARKL
PROPOSAL #O14: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. GUNTER METZ
PROPOSAL #O15: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. DIDIER PINEAU-VALENCIENNE
PROPOSAL #O16: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MS. SEHAM RAZZOUQI
PROPOSAL #O17: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. MICHEL RENAULT
PROPOSAL #O18: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. HANS-JUERGEN SCHINZLER
PROPOSAL #O19: APPROVAL OF THE RENEWAL OF THE MANDATE OF ISSUER NO N/A N/A
A SUPERVISORY BOARD MEMBER, MR. MARC VIENOT
PROPOSAL #O20: APPROVAL OF THE GRANTING OF ISSUER NO N/A N/A
POWER-OF-ATTORNEY FOR ALL FORMALITIES IN CONNECTION WITH
THE ANNUAL GENERAL MEETING
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Issuer: AVERY DENNISON CORPORATION
Ticker: AVY CUSIP: 053611109
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: FRANK V. CAHOUET ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE E. KARATZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER W. MULLIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP M. NEAL ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR, WHICH ENDS ON
JANUARY 1, 2005
PROPOSAL #03: REAPPROVAL OF THE SENIOR EXECUTIVE ISSUER YES FOR FOR
LEADERSHIP COMPENSATION PLAN
PROPOSAL #04: REAPPROVAL OF THE EXECUTIVE LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN
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Issuer: BANK OF AMERICA CORPORATION
Ticker: BAC CUSIP: 060505104
Meeting Date 3/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: ADOPTION OF THE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #02: ADOPTION OF BANK OF AMERICA'S AMENDED STOCK ISSUER YES FOR FOR
PLAN
PROPOSAL #03: ADOPTION OF AN AMENDMENT TO INCREASE THE ISSUER YES FOR FOR
NUMBER OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK
PROPOSAL #04: APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF ISSUER YES FOR FOR
AMERICA SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES
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Issuer: BANK OF AMERICA CORPORATION
Ticker: BAC CUSIP: 060505104
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KENNETH D. LEWIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD E. GUINN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY L. COUNTRYMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM BARNET, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES W. COKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. STEVEN MCMILLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE M. MCQUADE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA E. MITCHELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WALTER E. MASSEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD L. ROMERO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS J. MAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MEREDITH R. SPANGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACKIE M. WARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES H. HANCE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES K. GIFFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL FULTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN T. COLLINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS M. RYAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS
PROPOSAL #03: STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: STOCKHOLDER PROPOSAL - NOMINATION OF SHAREHOLDER YES AGAINST FOR
DIRECTORS
PROPOSAL #05: STOCKHOLDER PROPOSAL - CHARITABLE SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS
PROPOSAL #06: STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING SHAREHOLDER YES AGAINST FOR
POLICIES
PROPOSAL #07: STOCKHOLDER PROPOSAL - PRIVACY AND SHAREHOLDER YES ABSTAIN AGAINST
INFORMATION SECURITY
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Issuer: BANK ONE CORPORATION
Ticker: ONE CUSIP: 06423A103
Meeting Date 5/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: MERGER PROPOSAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FAY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROGERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACKSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BURKE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: KESSLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CROWN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LIPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MANOOGIAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: NOVAK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DIMON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STRATTON ISSUER YES FOR FOR
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITOR
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Issuer: BAXTER INTERNATIONAL INC.
Ticker: BAX CUSIP: 071813109
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN D. FORSYTH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GAIL D. FOSLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CAROLE J. UHRICH ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #03: PROPOSAL RELATING TO CUMULATIVE VOTING IN SHAREHOLDER YES AGAINST FOR
THE ELECTION OF DIRECTORS
- ----------------------------------------------------------------------------------------------------
Issuer: BECTON, DICKINSON AND COMPANY
Ticker: BDX CUSIP: 075887109
Meeting Date 2/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES F. ORR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY P. BECTON, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD F. DEGRAAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARGARETHA AF UGGLAS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS. ISSUER YES FOR FOR
PROPOSAL #03: ADOPTION OF 2004 EMPLOYEE AND DIRECTOR ISSUER YES FOR FOR
EQUITY-BASED COMPENSATION PLAN. THE BOARD OF DIRECTORS
RECOMMENDS A VOTE AGAINST PROPOSAL 4.
PROPOSAL #04: CUMULATIVE VOTING. SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------
Issuer: BELLSOUTH CORPORATION
Ticker: BLS CUSIP: 079860102
Meeting Date 4/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: LEO F. MULLIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES H. BLANCHARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARMANDO M. CODINA ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE INDEPENDENT AUDITOR ISSUER YES FOR FOR
PROPOSAL #03: APPROVE AMENDMENT TO ELECT DIRECTORS ISSUER YES FOR FOR
ANNUALLY
PROPOSAL #04: APPROVE THE STOCK AND INCENTIVE ISSUER YES FOR FOR
COMPENSATION PLAN
PROPOSAL #05: SHAREHOLDER PROPOSAL RE: EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #06: SHAREHOLDER PROPOSAL RE: CEO COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: SHAREHOLDER PROPOSAL RE: DISCLOSURE OF SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS
- ----------------------------------------------------------------------------------------------------
Issuer: BP P.L.C.
Ticker: BP CUSIP: 055622104
Meeting Date 4/15/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DR B E GROTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR R L OLVER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR ROBIN NICHOLSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: SIR IAN PROSSER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LORD BROWNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MR H M P MILES ISSUER YES WITHHOLD AGAINST
PROPOSAL #07: TO ELECT MR A BURGMANS AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #08: TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #09: TO AMEND THE ARTICLES OF ASSOCIATION OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #10: TO GIVE AUTHORITY TO ALLOT SHARES UP TO A ISSUER YES FOR FOR
SPECIFIED AMOUNT
PROPOSAL #11: SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ISSUER YES FOR FOR
ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING
AN OFFER TO SHAREHOLDERS
PROPOSAL #12: SPECIAL RESOLUTION: TO GIVE LIMITED ISSUER YES FOR FOR
AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE
COMPANY
PROPOSAL #13: TO AUTHORISE THE USE OF TREASURY SHARES FOR ISSUER YES FOR FOR
EMPLOYEE SHARE SCHEMES
PROPOSAL #14: TO APPROVE THE DIRECTORS REMUNERATION ISSUER YES ABSTAIN AGAINST
REPORT
PROPOSAL #15: TO DETERMINE THE LIMIT FOR THE AGGREGATE ISSUER YES FOR FOR
REMUNERATION OF THE NON-EXECUTIVE DIRECTORS
PROPOSAL #16: TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ISSUER YES FOR FOR
THE ACCOUNTS
PROPOSAL #17: SPECIAL SHAREHOLDER RESOLUTION: TO INSTRUCT SHAREHOLDER YES ABSTAIN AGAINST
THE COMPANY TO PREPARE A REPORT MAKING CERTAIN
DISCLOSURES ON MATTERS OF CONTROL AND RISK IN PROTECTED
AND SENSITIVE AREAS
- ----------------------------------------------------------------------------------------------------
Issuer: BRITISH AIRWAYS PLC
Ticker: BAB CUSIP: 110419306
Meeting Date 7/15/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: REPORT AND ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #02: REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #03: ADOPTION OF NEW ARTICLE 78 ISSUER YES FOR FOR
PROPOSAL #04: RE-ELECTION OF RODERICK EDDINGTON ISSUER YES FOR FOR
PROPOSAL #05: RE-ELECTION OF MARTIN BROUGHTON ISSUER YES FOR FOR
PROPOSAL #06: RE-ELECTION OF BARONESS O CATHAIN ISSUER YES FOR FOR
PROPOSAL #07: RE-ELECTION OF DR MARTIN READ ISSUER YES FOR FOR
PROPOSAL #08: RE-APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #09: REMUNERATION OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: ALLOTMENT OF SHARES ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: BURLINGTON RESOURCES INC.
Ticker: BR CUSIP: 122014103
Meeting Date 4/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: W.E. WADE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: B.S. SHACKOULS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.I. GRANT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.F. MCDONALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.A. RUNDE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: B.T. ALEXANDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.T. LAMACCHIA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. LIMBACHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.F. SCHWARZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.J. SHAPIRO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.J. HARDING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.W. ORCE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: R.V. ANDERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.M. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AN AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY TO
650,000,000.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: CANADIAN NATIONAL RAILWAY
Ticker: CNI CUSIP: 136375102
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: A. CHARLES BAILLIE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL R. ARMELLINO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDITH E. HOLIDAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT PACE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.V. RAYMOND CYR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PURDY CRAWFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HUGH J. BOLTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: AMB. GORDON D. GIFFIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. HUNTER HARRISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V.M. KEMPSTON DARKES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES K. GRAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID G.A. MCLEAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HON. EDWARD C. LUMLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GILBERT H. LAMPHERE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENIS LOSIER ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF KPMG LLP AS AUDITORS. ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: CANADIAN PACIFIC RAILWAY LIMITED
Ticker: CP CUSIP: 13645T100
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MADELEINE PAQUIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES E. NEWALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACQUES LAMARRE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: TIM W. FAITHFULL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN E. CLEGHORN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN E. BACHAND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL W. WRIGHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. RITCHIE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER PHILLIPS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. JAMES R. NININGER ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
AS AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: CARDINAL HEALTH, INC.
Ticker: CAH CUSIP: 14149Y108
Meeting Date 11/5/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT D. WALTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVE BING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN F. FINN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN F. HAVENS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID W. RAISBECK ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: CATERPILLAR INC.
Ticker: CAT CUSIP: 149123101
Meeting Date 4/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WILLIAM A. OSBORN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN T. DILLON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JUAN GALLARDO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GORDON R. PARKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #02: AMEND OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #03: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #04: STOCKHOLDER PROPOSAL - RIGHTS PLAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: STOCKHOLDER PROPOSAL - SALE OF EQUIPMENT TO SHAREHOLDER YES ABSTAIN AGAINST
ISRAEL
PROPOSAL #06: STOCKHOLDER PROPOSAL - HIV/AIDS SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: CHEVRONTEXACO CORPORATION
Ticker: CVX CUSIP: 166764100
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: S. NUNN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.R. SHOEMATE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.A. HILLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. GINN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.J. ROBERTSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.G. JENIFER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. WARE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.B. JOHNSTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.J. EATON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.J. O'REILLY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.E. DENHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT ACCOUNTANTS ISSUER YES FOR FOR
PROPOSAL #03: SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS ISSUER YES FOR FOR
PLAN POLICY
PROPOSAL #04: APPROVAL OF THE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #05: HIV/AIDS, TUBERCULOSIS, AND MALARIA SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: POLITICAL DISCLOSURE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: DIRECTOR ELECTION VOTE THRESHOLD SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: REPORT ON ECUADOR SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #09: RENEWABLE ENERGY SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: CINERGY CORP.
Ticker: CIN CUSIP: 172474108
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DUDLEY S. TAFT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE C. JUILFS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL G. BROWNING ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
THE COMPANY'S INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: CITIGROUP INC.
Ticker: C CUSIP: 172967101
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: R. HERNANDEZ RAMIREZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT B. WILLUMSTAD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN M. DEUTCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD D. PARSONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DUDLEY C. MECUM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE DAVID ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SANFORD I. WEILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT E. RUBIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANN DIBBLE JORDAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH T. DERR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAIN J.P. BELDA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES PRINCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANKLIN A. THOMAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDRALL E. PEARSON ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF KPMG ISSUER YES FOR FOR
LLP AS CITIGROUP'S INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: STOCKHOLDER PROPOSAL REQUESTING A CURB ON SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND
NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
PROPOSAL #04: STOCKHOLDER PROPOSAL REQUESTING A REPORT ON SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS.
PROPOSAL #05: STOCKHOLDER PROPOSAL REQUESTING A SHAREHOLDER YES AGAINST FOR
DISCONTINUATION OF ALL RIGHTS, OPTIONS, SAR'S AND
POSSIBLE SEVERANCE PAYMENTS TO THE TOP 5 OF MANAGEMENT.
PROPOSAL #06: STOCKHOLDER PROPOSAL REQUESTING THAT THE SHAREHOLDER YES AGAINST FOR
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
- ----------------------------------------------------------------------------------------------------
Issuer: COCA-COLA ENTERPRISES INC.
Ticker: CCE CUSIP: 191219104
Meeting Date 4/30/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: J. TREVOR EYTON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN R. ALM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. PHILLIP HUMANN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: PAULA G. ROSPUT ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GARY P. FAYARD ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE EXECUTIVE MANAGEMENT ISSUER YES FOR FOR
INCENTIVE PLAN (EFFECTIVE JANUARY 1, 2004)
PROPOSAL #03: TO APPROVE THE 2004 STOCK AWARD PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #04: TO APPROVE THE DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
FOR NONEMPLOYEE DIRECTORS (AS AMENDED AND RESTATED
EFFECTIVE FEBRUARY 17, 2004)
PROPOSAL #05: TO APPROVE THE UK EMPLOYEE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #06: TO APPROVE THE STOCK SAVINGS PLAN (BELGIUM) ISSUER YES FOR FOR
PROPOSAL #07: TO RATIFY THE APPOINTMENT OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE 2004
FISCAL YEAR THE BOARD OF DIRECTORS RECOMMENDS A VOTE
AGAINST PROPOSALS 8 AND 9
PROPOSAL #08: SHAREOWNER PROPOSAL TO REQUEST SHAREOWNER SHAREHOLDER YES FOR AGAINST
APPROVAL OF CERTAIN SEVERANCE AGREEMENTS
PROPOSAL #09: SHAREOWNER PROPOSAL TO REQUEST ADOPTION OF SHAREHOLDER YES ABSTAIN AGAINST
PUBLICLY STATED GOALS FOR ENHANCED RATE OF BEVERAGE
CONTAINER RECOVERY IN THE UNITED STATES.
- ----------------------------------------------------------------------------------------------------
Issuer: COLGATE-PALMOLIVE COMPANY
Ticker: CL CUSIP: 194162103
Meeting Date 5/7/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: R. MARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.K. CONWAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.M. GUTIERREZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.J. KOGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.W. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.E. LEWIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.M. HANCOCK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.E. FERGUSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.A. MONRAD ISSUER YES FOR FOR
PROPOSAL #02: RATIFY SELECTION OF PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS INDEPENDENT AUDITORS
PROPOSAL #03: REAPPROVAL OF PORTIONS OF THE COMPANY'S ISSUER YES FOR FOR
STOCKHOLDER-APPROVED EXECUTIVE INCENTIVE COMPENSATION
PLAN
PROPOSAL #04: STOCKHOLDER PROPOSAL ON GOLDEN PARACHUTE SHAREHOLDER YES AGAINST FOR
SEVERANCE PAY
PROPOSAL #05: STOCKHOLDER PROPOSAL ON WORKPLACE HUMAN SHAREHOLDER YES ABSTAIN AGAINST
RIGHTS
PROPOSAL #06: STOCKHOLDER PROPOSAL ON INDEPENDENT SHAREHOLDER YES AGAINST FOR
CHAIRMAN
- ----------------------------------------------------------------------------------------------------
Issuer: COMCAST CORPORATION
Ticker: CMCSA CUSIP: 20030N101
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DR. JUDITH RODIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JULIAN A. BRODSKY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH J. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN L. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH L. CASTLE, II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH J. BACON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHELDON M. BONOVITZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. DECKER ANSTROM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. MICHAEL COOK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL I. SOVERN ISSUER YES FOR FOR
PROPOSAL #02: INDEPENDENT AUDITORS. ISSUER YES FOR FOR
PROPOSAL #03: 2002 RESTRICTED STOCK PLAN. ISSUER YES FOR FOR
PROPOSAL #04: AMENDMENT TO ARTICLES OF INCORPORATION. ISSUER YES FOR FOR
PROPOSAL #05: ESTABLISH A TWO-THIRDS INDEPENDENT BOARD. SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: DISCLOSE POLITICAL CONTRIBUTIONS. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: NOMINATE TWO DIRECTORS FOR EVERY OPEN SHAREHOLDER YES AGAINST FOR
DIRECTORSHIP.
PROPOSAL #08: LIMIT COMPENSATION FOR SENIOR EXECUTIVES. SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: ADOPT A RECAPITALIZATION PLAN. SHAREHOLDER YES FOR AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: CONOCOPHILLIPS
Ticker: COP CUSIP: 20825C104
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUTH R. HARKIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID L. BOREN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. STAPLETON ROY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. RHODES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
PROPOSAL #03: AUTHORIZE THE 2004 OMNIBUS STOCK AND ISSUER YES FOR FOR
PERFORMANCE INCENTIVE PLAN
PROPOSAL #04: OFFICER & DIRECTOR COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: COMMONSENSE EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: ANWR DRILLING SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: CORNING INCORPORATED
Ticker: GLW CUSIP: 219350105
Meeting Date 4/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JEREMY R. KNOWLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE C. SIT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HANSEL E. TOOKES II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT
AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2004.
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO SEVERANCE SHAREHOLDER YES FOR AGAINST
AGREEMENTS WITH SENIOR EXECUTIVES.
- ----------------------------------------------------------------------------------------------------
Issuer: CSX CORPORATION
Ticker: CSX CUSIP: 126408103
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: F.S. ROYAL, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.M. RATCLIFFE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. BURRUS, JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: E.E. BAILEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.J. SHEPARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.J. MORCOTT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.D. KUNISCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.J. WARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.C. RICHARDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.E. RICE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS.
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING POISON PILL SHAREHOLDER YES AGAINST FOR
PROVISIONS.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING SEVERANCE SHAREHOLDER YES FOR AGAINST
AGREEMENTS.
- ----------------------------------------------------------------------------------------------------
Issuer: DELL COMPUTER CORPORATION
Ticker: DELL CUSIP: 247025109
Meeting Date 7/18/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MORTON L. TOPFER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. MILES ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ALEX J. MANDL ISSUER YES FOR FOR
PROPOSAL #02: ELIMINATION OF CLASSIFIED BOARD ISSUER YES FOR FOR
PROPOSAL #03: CHANGE OF COMPANY NAME TO DELL INC. ISSUER YES FOR FOR
PROPOSAL #04: APPROVAL OF EXECUTIVE ANNUAL INCENTIVE ISSUER YES AGAINST AGAINST
BONUS PLAN
- ----------------------------------------------------------------------------------------------------
Issuer: DELTA AIR LINES, INC.
Ticker: DAL CUSIP: 247361108
Meeting Date 4/23/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: EDWARD H. BUDD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN F. SMITH, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE M.C. FISHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LARRY D. THOMPSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID R. GOODE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOAN E. SPERO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERALD GRINSTEIN ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
PROPOSAL #03: RELATED TO CUMULATIVE VOTING FOR DIRECTORS. SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: RELATED TO RESTRICTED SHARE PROGRAMS. SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: RELATED TO RETIREMENT BENEFITS FOR SENIOR SHAREHOLDER YES AGAINST FOR
EXECUTIVES.
PROPOSAL #06: RELATED TO PROHIBITION ON COMPENSATION SHAREHOLDER YES AGAINST FOR
INCREASES OR BENEFIT ENHANCEMENTS FOR EXECUTIVES.
- ----------------------------------------------------------------------------------------------------
Issuer: DEUTSCHE TELEKOM AG
Ticker: DT CUSIP: 251566105
Meeting Date 5/18/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #02: APPROVAL OF THE RESOLUTION ON THE ISSUER YES FOR FOR
APPROPRIATION OF NET INCOME.
PROPOSAL #03: APPROVAL OF ACTIONS BY THE BOARD OF ISSUER YES FOR FOR
MANAGEMENT FOR THE FINANCIAL YEAR 2003.
PROPOSAL #04: APPROVAL OF ACTIONS BY THE SUPERVISORY ISSUER YES FOR FOR
BOARD FOR THE FINANCIAL YEAR 2003.
PROPOSAL #05: APPROVAL TO APPOINT INDEPENDENT AUDITOR AND ISSUER YES ABSTAIN AGAINST
GROUP AUDITOR FOR THE 2004 FINANCIAL YEAR.
PROPOSAL #06: APPROVAL OF THE RESOLUTION AUTHORIZING THE ISSUER YES FOR FOR
COMPANY TO PURCHASE AND USE ITS OWN SHARES.
PROPOSAL #07: APPROVAL OF THE RESOLUTION ON PARTIAL ISSUER YES AGAINST AGAINST
REVOCATION OF AS YET UNUSED PART OF AUTHORIZATION TO
GRANT SUBSCRIPTION RIGHTS.
PROPOSAL #08: APPROVAL OF THE RESOLUTION ON THE ISSUER YES FOR FOR
CANCELLATION OF THE APPROVED CAPITAL 2000 AND THE
CREATION OF NEW APPROVED CAPITAL 2004.
PROPOSAL #09: APPROVAL TO CONCLUDE A PROFIT AND LOSS ISSUER YES FOR FOR
TRANSFER AGREEMENT WITH T-PUNKT VERTRIEBSGESELLSCHAFT
MBH.
PROPOSAL #10: APPROVAL TO CONCLUDE A PROFIT AND LOSS ISSUER YES FOR FOR
TRANSFER AGREEMENT WITH TRAVIATA
TELEKOMMUNIKATIONSDIENSTE GMBH.
PROPOSAL #11: APPROVAL TO CONCLUDE A PROFIT AND LOSS ISSUER YES FOR FOR
TRANSFER AGREEMENT WITH NORMA TELEKOMMUNIKATIONSDIENSTE
GMBH.
PROPOSAL #12: APPROVAL TO CONCLUDE A PROFIT AND LOSS ISSUER YES FOR FOR
TRANSFER AGREEMENT WITH CARMEN TELEKOMMUNIKATIONSDIENSTE
GMBH.
PROPOSAL #13: APPROVAL OF THE RESOLUTION ON THE AMENDMENT ISSUER YES FOR FOR
OF SECTION 13 OF THE ARTICLES OF INCORPORATION.
PROPOSAL #14: APPROVAL OF THE RESOLUTION ON THE AMENDMENT ISSUER YES FOR FOR
OF SECTION 14 OF THE ARTICLES OF INCORPORATION.
- ----------------------------------------------------------------------------------------------------
Issuer: DOLLAR GENERAL CORPORATION
Ticker: DG CUSIP: 256669102
Meeting Date 5/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: BARBARA M. KNUCKLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: REGINALD D. DICKSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARBARA L. BOWLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID L. BERE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES D. ROBBINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS C. BOTTORFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID A. PERDUE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. GORDON GEE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. NEAL PURCELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES L. CLAYTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID M. WILDS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------------------------
Issuer: E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD CUSIP: 263534109
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: C.J. CRAWFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.T. DILLON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.C. DUEMLING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.O. HOLLIDAY, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.C. HOPKINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.R. SHARP, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. NAITOH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.M. VEST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.H. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.K. REILLY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.J.P. BELDA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.D. JULIBER ISSUER YES FOR FOR
PROPOSAL #02: ON RATIFICATION OF ACCOUNTANTS ISSUER YES FOR FOR
PROPOSAL #03: ON GOVERNMENT SERVICE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #04: ON INTERNATIONAL WORKPLACE STANDARDS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: ON EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------
Issuer: ELI LILLY AND COMPANY
Ticker: LLY CUSIP: 532457108
Meeting Date 4/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: F.G. PRENDERGAST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.C. BEERING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. BISCHOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.P. SEIFERT ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT BY THE ISSUER YES FOR FOR
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: APPROVE THE ELI LILLY AND COMPANY BONUS ISSUER YES FOR FOR
PLAN.
PROPOSAL #04: PROPOSAL BY SHAREHOLDERS THAT THE BOARD SHAREHOLDER YES AGAINST FOR
ADOPT A COMPENSATION PROGRAM LIMITING THE COMPENSATION OF
SENIOR EXECUTIVES TO SPECIFIED LEVELS.
PROPOSAL #05: PROPOSAL BY SHAREHOLDERS THAT THE BOARD SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
- ----------------------------------------------------------------------------------------------------
Issuer: EMERSON ELECTRIC CO.
Ticker: EMR CUSIP: 291011104
Meeting Date 2/3/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: G.A. LODGE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.E. WHITACRE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. RIDGWAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.F. KNIGHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. FERNANDEZ G. ISSUER YES FOR FOR
PROPOSAL #02: RE-APPROVAL OF PERFORMANCE MEASURES UNDER ISSUER YES FOR FOR
THE EMERSON ELECTRIC CO. 1997 INCENTIVE SHARES PLAN
PROPOSAL #03: RATIFICATION OF INDEPENDENT AUDITORS ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: ENCANA CORPORATION
Ticker: ECA CUSIP: 292505104
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PATRICK D. DANIEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARRY W. HARRISON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD F. HASKAYNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DALE A. LUCAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. GRANDIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IAN W. DELANEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS A. SHARP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH S. CUNNINGHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL N. CHERNOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. STANFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JANE L. PEVERETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID P. O'BRIEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: VALERIE A.A. NIELSEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GWYN MORGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KEN F. MCCREADY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. FATT ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF AUDITORS - ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED
BY THE BOARD OF DIRECTORS.
PROPOSAL #03: CONFIRMATION OF NEW BY-LAW NO. 1 (AS ISSUER YES FOR FOR
DESCRIBED ON PAGE 8 AND IN APPENDIX A OF THE
ACCOMPANYING INFORMATION CIRCULAR).
PROPOSAL #04: APPROVAL OF AMENDMENTS AND RECONFIRMATION ISSUER YES FOR FOR
OF THE SHAREHOLDER RIGHTS PLAN (AS DESCRIBED ON PAGES
8-11 AND IN APPENDIX B OF THE ACCOMPANYING INFORMATION
CIRCULAR).
- ----------------------------------------------------------------------------------------------------
Issuer: EXELON CORPORATION
Ticker: EXC CUSIP: 30161N101
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: EDGAR D. JANNOTTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SUE L. GIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G. FRED DIBONA, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT ACCOUNTANTS ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF ANNUAL INCENTIVE PLAN FOR ISSUER YES FOR FOR
SENIOR EXECUTIVES
- ----------------------------------------------------------------------------------------------------
Issuer: EXXON MOBIL CORPORATION
Ticker: XOM CUSIP: 30231G102
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: W.V. SHIPLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.R. HOWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. HOUGHTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.J. BOSKIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.A. MCKINNELL, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.W. TILLERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.J. LONGWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.R. RAYMOND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.E. LIPPINCOTT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.C. KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.C. NELSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS (PAGE ISSUER YES FOR FOR
27).
PROPOSAL #03: APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR ISSUER YES FOR FOR
RESTRICTED STOCK PLAN (PAGE 28).
PROPOSAL #04: POLITICAL CONTRIBUTIONS (PAGE 30). SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: POLITICAL CONTRIBUTIONS REPORT (PAGE 32). SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE SHAREHOLDER YES ABSTAIN AGAINST
34).
PROPOSAL #07: BOARD CHAIRMAN AND CEO (PAGE 37). SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: EXECUTIVE COMPENSATION (PAGE 39). SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: EQUITY COMPENSATION REPORT (PAGE 40). SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: AMENDMENT OF EEO POLICY (PAGE 42). SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #11: CLIMATE SCIENCE REPORT (PAGE 44). SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: FEDERAL HOME LOAN MORTGAGE CORPORATI
Ticker: FRE CUSIP: 313400301
Meeting Date 3/31/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHELLE ENGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD F. POE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN B. MCCOY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN A. ROSS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTINA SEIX ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD J. SCHUENKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOAN E. DONOGHUE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE D. GOULD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHAUN F. O'MALLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD F. SYRON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM J. TURNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY KAUFMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD KARL GOELTZ ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR
THE YEAR 2003
- ----------------------------------------------------------------------------------------------------
Issuer: FEDEX CORPORATION
Ticker: FDX CUSIP: 31428X106
Meeting Date 9/29/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: AUGUST A. BUSCH IV ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. EDWARDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE J. MITCHELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF INCENTIVE STOCK PLAN. ISSUER YES FOR FOR
PROPOSAL #03: RATIFICATION OF INDEPENDENT AUDITORS. ISSUER YES FOR FOR
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES FOR AGAINST
DECLASSIFICATION OF THE BOARD OF DIRECTORS.
- ----------------------------------------------------------------------------------------------------
Issuer: FPL GROUP, INC.
Ticker: FPL CUSIP: 302571104
Meeting Date 5/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PAUL R. TREGURTHA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDERIC V. MALEK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. HYATT BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES L. CAMAREN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEWIS HAY III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL H. THAMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHERRY S. BARRAT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. JESSE ARNELLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK G. ZARB ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT M. BEALL, II ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP AS AUDITORS.
PROPOSAL #03: APPROVAL OF THE AMENDED AND RESTATED LONG ISSUER YES FOR FOR
TERM INCENTIVE PLAN, IN AN AMENDED FORM.
PROPOSAL #04: APPROVAL OF THE ANNUAL INCENTIVE PLAN AS ISSUER YES FOR FOR
REQUIRED BY THE INTERNAL REVENUE CODE.
PROPOSAL #05: APPROVAL OF THE PERFORMANCE-BASED AWARDS ISSUER YES FOR FOR
PROVISIONS OF THE AMENDED AND RESTATED LONG TERM
INCENTIVE PLAN AS REQUIRED BY THE INTERNAL REVENUE CODE.
PROPOSAL #06: APPROVAL OF AN AMENDMENT TO THE RESTATED ISSUER YES FOR FOR
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
- ----------------------------------------------------------------------------------------------------
Issuer: GANNETT CO., INC.
Ticker: GCI CUSIP: 364730101
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES A. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN P. MUNN ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS THE COMPANY'S AUDITORS.
PROPOSAL #03: PROPOSAL TO AMEND 2001 OMNIBUS INCENTIVE ISSUER YES FOR FOR
COMPENSATION PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL CONCERNING EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION.
- ----------------------------------------------------------------------------------------------------
Issuer: GENERAL DYNAMICS CORPORATION
Ticker: GD CUSIP: 369550108
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: L. CROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.L. LYLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.M. KEANE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.G. KAMINSKI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. WALMSLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.S. CROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.H. GOODMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N.D. CHABRAJA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.A. JOULWAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.E. MUNDY, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.P. FRICKS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE EQUITY COMPENSATION PLAN. ISSUER YES FOR FOR
PROPOSAL #03: SHAREHOLDER PROPOSAL WITH REGARD TO POISON SHAREHOLDER YES AGAINST FOR
PILLS.
PROPOSAL #04: SHAREHOLDER PROPOSAL WITH REGARD TO FOREIGN SHAREHOLDER YES ABSTAIN AGAINST
MILITARY SALES.
- ----------------------------------------------------------------------------------------------------
Issuer: GENERAL MILLS, INC.
Ticker: GIS CUSIP: 370334104
Meeting Date 9/22/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RAYMOND G. VIAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN R. DEMERITT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LIVIO D. DESIMONE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: HEIDI G. MILLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN M. KEENAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM T. ESREY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JUDITH R. HOPE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOROTHY A. TERRELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. MICHAEL SPENCE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: PAUL S. WALSH ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STEPHEN W. SANGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT L. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: H. OCHOA-BRILLEMBOURG ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR.
PROPOSAL #03: ADOPTION OF THE GENERAL MILLS, INC. 2003 ISSUER YES AGAINST AGAINST
STOCK COMPENSATION PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: GENERAL MOTORS CORPORATION
Ticker: GM CUSIP: 370442105
Meeting Date 6/2/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: K. KRESA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.G. LAFLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.H. BRYAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: E.S. O'NEAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.M. CODINA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.R. WAGONER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. PFEIFFER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.A. LASKAWY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.M.C. FISHER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: P.N. BARNEVIK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K. KATEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFY SELECTION OF INDEPENDENT ACCOUNTANTS ISSUER YES FOR FOR
PROPOSAL #03: ELIMINATE AWARDING, REPRICING, OR RENEWING SHAREHOLDER YES AGAINST FOR
STOCK OPTIONS
PROPOSAL #04: ELIMINATE OPTIONS, SARS, AND SEVERANCE SHAREHOLDER YES AGAINST FOR
PAYMENTS
PROPOSAL #05: REQUIRE AN INDEPENDENT CHAIRMAN SEPARATE SHAREHOLDER YES AGAINST FOR
FROM CHIEF EXECUTIVE OFFICER
PROPOSAL #06: APPOINT INDEPENDENT DIRECTORS TO KEY BOARD SHAREHOLDER YES AGAINST FOR
COMMITTEES
PROPOSAL #07: REPORT ON GREENHOUSE GAS EMISSIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #08: APPROVE GOLDEN PARACHUTES SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: REQUIRE SENIOR EXECUTIVES AND DIRECTORS TO SHAREHOLDER YES AGAINST FOR
RETAIN STOCK OBTAINED BY EXERCISING OPTIONS
- ----------------------------------------------------------------------------------------------------
Issuer: HEWLETT-PACKARD COMPANY
Ticker: HPQ CUSIP: 428236103
Meeting Date 3/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: R.E. KNOWLING, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.M. LITVACK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: R.A. HACKBORN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.S. FIORINA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.C. DUNN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. RYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.A. KEYWORTH II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.T. BABBIO, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.S. SALHANY ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY ERNST & YOUNG LLP AS ISSUER YES FOR FOR
HEWLETT-PACKARD COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2004.
PROPOSAL #03: APPROVAL OF THE HEWLETT-PACKARD COMPANY ISSUER YES FOR FOR
2004 STOCK INCENTIVE PLAN
PROPOSAL #04: SHAREOWNER PROPOSAL ENTITLED STOCK OPTION SHAREHOLDER YES FOR AGAINST
EXPENSING PROPOSAL
- ----------------------------------------------------------------------------------------------------
Issuer: HONEYWELL INTERNATIONAL INC.
Ticker: HON CUSIP: 438516106
Meeting Date 4/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES J. HOWARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE KARATZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUSSELL E. PALMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERIC K. SHINSEKI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IVAN G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF INDEPENDENT ACCOUNTANTS ISSUER YES FOR FOR
PROPOSAL #03: ANNUAL ELECTION OF DIRECTORS SHAREHOLDER YES FOR AGAINST
PROPOSAL #04: SHAREOWNER VOTING PROVISIONS SHAREHOLDER YES FOR AGAINST
PROPOSAL #05: SHAREOWNER INPUT - GOLDEN PARACHUTES SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: RESOLUTION ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------
Issuer: INTERNATIONAL BUSINESS MACHINES CORP
Ticker: IBM CUSIP: 459200101
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: K.I. CHENAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.M. VEST ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: C.F. KNIGHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. GHOSN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. BLACK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.J. PALMISANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.A. NOTO ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: S. TAUREL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: L.H. ZAMBRANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.E. SPERO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N.O. KEOHANE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.B. SLAUGHTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES AGAINST AGAINST
ACCOUNTANTS (PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
ACCOUNTANTS FOR THE BUSINESS CONSULTING SERVICES UNIT
(ERNST & YOUNG LLP) (PAGE 22)
PROPOSAL #04: APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE ISSUER YES FOR FOR
TERMS FOR CERTAIN EXECUTIVES (PAGE 23)
PROPOSAL #05: STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
(PAGE 25)
PROPOSAL #06: STOCKHOLDER PROPOSAL ON: PENSION AND SHAREHOLDER YES AGAINST FOR
RETIREMENT MEDICAL (PAGE 25)
PROPOSAL #07: STOCKHOLDER PROPOSAL ON: EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION (PAGE 26)
PROPOSAL #08: STOCKHOLDER PROPOSAL ON: EXPENSING STOCK SHAREHOLDER YES FOR AGAINST
OPTIONS (PAGE 28)
PROPOSAL #09: STOCKHOLDER PROPOSAL ON: DISCLOSURE OF SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION (PAGE 29)
PROPOSAL #10: STOCKHOLDER PROPOSAL ON: CHINA BUSINESS SHAREHOLDER YES ABSTAIN AGAINST
PRINCIPLES (PAGE 30)
PROPOSAL #11: STOCKHOLDER PROPOSAL ON: POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS (PAGE 31)
PROPOSAL #12: STOCKHOLDER PROPOSAL ON: A REVIEW OF SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION POLICIES (PAGE 32)
- ----------------------------------------------------------------------------------------------------
Issuer: INTERNATIONAL PAPER COMPANY
Ticker: IP CUSIP: 460146103
Meeting Date 5/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT M. AMEN** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARTHA F. BROOKS* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. CRAIG MCCLELLAND* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. HENDERSON* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT D. KENNEDY* ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
THE COMPANY'S INDEPENDENT AUDITOR FOR 2004.
PROPOSAL #03: APPROVAL OF THE AMENDED LONG-TERM INCENTIVE ISSUER YES FOR FOR
COMPENSATION PLAN.
PROPOSAL #04: REAFFIRMATION OF THE PERFORMANCE GOALS ISSUER YES FOR FOR
UNDER THE LONG-TERM INCENTIVE COMPENSATION PLAN.
PROPOSAL #05: PROPOSAL RELATING TO LIMITING COMPENSATION SHAREHOLDER YES AGAINST FOR
OF CHIEF EXECUTIVE OFFICER.
- ----------------------------------------------------------------------------------------------------
Issuer: KELLOGG COMPANY
Ticker: K CUSIP: 487836108
Meeting Date 4/23/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: BENJAMIN S. CARSON, SR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GORDON GUND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. MCLAUGHLIN KOROLOGOS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOROTHY A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITOR FOR ISSUER YES FOR FOR
2004
PROPOSAL #03: REPORT ON IMPACTS OF GENETICALLY ENGINEERED SHAREHOLDER YES ABSTAIN AGAINST
FOOD
- ----------------------------------------------------------------------------------------------------
Issuer: KEYCORP
Ticker: KEY CUSIP: 493267108
Meeting Date 5/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: EDUARDO R. MENASCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALEXANDER M. CUTLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: HENRY L. MEYER III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS J. MCGREGOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER G. TEN EYCK, II ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE KEYCORP 2004 EQUITY ISSUER YES AGAINST AGAINST
COMPENSATION PLAN.
PROPOSAL #03: APPROVAL OF THE KEYCORP ANNUAL PERFORMANCE ISSUER YES FOR FOR
PLAN.
PROPOSAL #04: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: KIMBERLY-CLARK CORPORATION
Ticker: KMB CUSIP: 494368103
Meeting Date 4/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: LINDA JOHNSON RICE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PASTORA S.J. CAFFERTY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARC J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AMENDMENTS TO 2001 EQUITY ISSUER YES FOR FOR
PARTICIPATION PLAN
PROPOSAL #03: APPROVAL OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING THE SHAREHOLDER YES FOR AGAINST
CORPORATION'S AMENDED AND RESTATED RIGHTS AGREEMENT
- ----------------------------------------------------------------------------------------------------
Issuer: KRAFT FOODS INC.
Ticker: KFT CUSIP: 50075N104
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: W. JAMES FARRELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARY L. SCHAPIRO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES R. WALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEBORAH C. WRIGHT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER K. DEROMEDI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN C. POPE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DINYAR S. DEVITRE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BETSY D. HOLDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOUIS C. CAMILLERI ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS
- ----------------------------------------------------------------------------------------------------
Issuer: MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC CUSIP: 571748102
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEWIS W. BERNARD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RAY J. GROVES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: OSCAR FANJUL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ZACHARY W. CARTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT F. ERBURU ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: MBIA INC.
Ticker: MBI CUSIP: 55262C100
Meeting Date 5/6/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DANIEL P. KEARNEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEBRA J. PERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDA S. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY C. DUNTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID C. CLAPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAIRE L. GAUDIANI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. EDWARD CHAPLIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH W. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. LEBENTHAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. ROLLS ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: MCDONALD'S CORPORATION
Ticker: MCD CUSIP: 580135101
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: EDWARD A. BRENNAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WALTER E. MASSEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANNE-MARIE SLAUGHTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER W. STONE ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF MCDONALD'S CORPORATION AMENDED ISSUER YES FOR FOR
AND RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN
PROPOSAL #04: APPROVAL OF MCDONALD'S CORPORATION 2004 ISSUER YES FOR FOR
CASH INCENTIVE PLAN
- ----------------------------------------------------------------------------------------------------
Issuer: MERRILL LYNCH & CO., INC.
Ticker: MER CUSIP: 590188108
Meeting Date 4/23/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOSEPH W. PRUEHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID K. NEWBIGGING ISSUER YES FOR FOR
PROPOSAL #02: RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP ISSUER YES FOR FOR
AS INDEPENDENT AUDITOR
PROPOSAL #03: INSTITUTE CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: INDEPENDENT CHAIRMAN SEPARATE FROM CHIEF SHAREHOLDER YES AGAINST FOR
EXECUTIVE OFFICER
- ----------------------------------------------------------------------------------------------------
Issuer: MICROSOFT CORPORATION
Ticker: MSFT CUSIP: 594918104
Meeting Date 11/11/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JON A. SHIRLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID F. MARQUARDT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM H. GATES III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN A. BALLMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WM. G. REED JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES H. NOSKI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES I. CASH JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: HELMUT PANKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. MCLAUGHLIN KOROLOGOS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: ADOPTION OF THE AMENDMENTS TO THE 2001 ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #03: ADOPTION OF THE AMENDMENTS TO THE 1999 ISSUER YES AGAINST AGAINST
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
PROPOSAL #04: SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS SHAREHOLDER YES ABSTAIN AGAINST
A VOTE AGAINST THIS PROPOSAL)
- ----------------------------------------------------------------------------------------------------
Issuer: MORGAN STANLEY
Ticker: MWD CUSIP: 617446448
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: SIR HOWARD DAVIES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. MADIGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. KLAUS ZUMWINKEL ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT AUDITORS
PROPOSAL #03: SHAREHOLDER PROPOSAL TO DECLASSIFY THE SHAREHOLDER YES FOR AGAINST
BOARD OF DIRECTORS
PROPOSAL #04: SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER SHAREHOLDER YES AGAINST FOR
APPROVAL OF GOLDEN PARACHUTE AGREEMENTS
PROPOSAL #05: SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS
- ----------------------------------------------------------------------------------------------------
Issuer: MOTOROLA, INC.
Ticker: MOT CUSIP: 620076109
Meeting Date 5/3/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: J. WHITE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. ZAFIROVSKI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: I. NOOYI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: S. SCOTT III ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J. PEPPER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. MASSEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. LEWENT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.L. FULLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. WARNER III ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: N. NEGROPONTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. ZANDER ISSUER YES FOR FOR
PROPOSAL #02: SHAREHOLDER PROPOSAL RE: COMMONSENSE SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION
PROPOSAL #03: SHAREHOLDER PROPOSAL RE: PERFORMANCE AND SHAREHOLDER YES AGAINST FOR
TIME-BASED RESTRICTED SHARES
- ----------------------------------------------------------------------------------------------------
Issuer: NOKIA CORPORATION
Ticker: NOK CUSIP: 654902204
Meeting Date 3/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #1A: APPROVAL OF THE INCOME STATEMENTS AND THE ISSUER YES FOR FOR
BALANCE SHEETS.
PROPOSAL #1B: APPROVAL OF A DIVIDEND OF EUR 0.30 PER ISSUER YES FOR FOR
SHARE.
PROPOSAL #1C: APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, ISSUER YES FOR FOR
THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
ELECTION OF DIRECTOR: GEORG EHRNROOTH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL J. COLLINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARNE WESSBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VESA VAINIO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARJORIE SCARDINO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JORMA OLLILA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BENGT HOLMSTROM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PER KARLSSON ISSUER YES FOR FOR
PROPOSAL #1G: APPROVAL OF THE APPOINTMENT OF THE AUDITOR. ISSUER YES AGAINST AGAINST
( FOR AND ABSTAIN ARE THE ONLY VALID VOTING OPTIONS)
PROPOSAL #2: APPROVAL OF THE PROPOSAL OF THE BOARD TO ISSUER YES FOR FOR
REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA
SHARES HELD BY THE COMPANY
PROPOSAL #3: APPROVAL OF THE AUTHORIZATION TO THE BOARD ISSUER YES FOR FOR
TO INCREASE THE SHARE CAPITAL OF THE COMPANY.
PROPOSAL #4: APPROVAL OF THE AUTHORIZATION TO THE BOARD ISSUER YES FOR FOR
TO REPURCHASE NOKIA SHARES.
PROPOSAL #5: APPROVAL OF THE AUTHORIZATION TO THE BOARD ISSUER YES FOR FOR
TO DISPOSE NOKIA SHARES HELD BY THE COMPANY.
PROPOSAL #6: APPROVAL OF THE PROPOSAL OF THE BOARD TO ISSUER YES AGAINST AGAINST
INCREASE THE CAPITAL OF THE FOUNDATION OF NOKIA
CORPORATION.
PROPOSAL #7: MARK THE FOR BOX IF YOU WISH TO INSTRUCT ISSUER YES AGAINST N/A
THE DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA
UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF
NOKIA CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL
POWER OF SUBSTITUTION) TO VOTE, IN THEIR DISCRETION, ON
YOUR BEHALF ONLY UPON ITEM 7 OF THE ANNUAL MEETING AND
ANY ADJOURNMENTS OR POSTPONEMENT THEREOF.
- ----------------------------------------------------------------------------------------------------
Issuer: NORFOLK SOUTHERN CORPORATION
Ticker: NSC CUSIP: 655844108
Meeting Date 5/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: BURTON M. JOYCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JANE MARGARET O'BRIEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALSTON D. CORRELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LANDON HILLIARD ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: PALL CORPORATION
Ticker: PLL CUSIP: 696429307
Meeting Date 11/19/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: EDWARD L. SNYDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES D. WATSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARCUS WILSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERIC KRASNOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL J. CARROLL, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVAL OF THE 2004 EXECUTIVE INCENTIVE ISSUER YES FOR FOR
BONUS PLAN.
PROPOSAL #03: APPROVAL OF THE PROPOSED AMENDMENT TO THE ISSUER YES FOR FOR
MANAGEMENT STOCK PURCHASE PLAN.
PROPOSAL #04: APPROVAL OF THE PROPOSED AMENDMENT TO THE ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: PARKER-HANNIFIN CORPORATION
Ticker: PH CUSIP: 701094104
Meeting Date 10/22/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KLAUS-PETER MULLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. KOHLHEPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GIULIO MAZZALUPI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DUANE E. COLLINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALLAN L. RAYFIELD ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR FY04.
PROPOSAL #03: APPROVAL OF THE PARKER-HANNIFIN CORPORATION ISSUER YES AGAINST AGAINST
2003 STOCK INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: PEPSICO, INC.
Ticker: PEP CUSIP: 713448108
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: A.C. MARTINEZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. VASELLA ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J.F. AKERS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: S.D. TRUJILLO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.D. RAINES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.P. ROCKEFELLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J.J. SCHIRO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.E. ALLEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: S.S. REINEMUND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: I.K. NOOYI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.M. TRUDELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.A. THOMAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. HUNT ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVAL OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF THE 2004 EXECUTIVE INCENTIVE ISSUER YES FOR FOR
COMPENSATION PLAN
PROPOSAL #04: SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: PETROLEO BRASILEIRO S.A. - PETROBRAS
Ticker: PBR CUSIP: 71654V408
Meeting Date 3/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #A1: APPROVAL OF THE MANAGEMENT REPORT, THE ISSUER NO N/A N/A
FINANCIAL STATEMENTS AND AUDIT COMMITTEE'S OPINION FOR
THE FISCAL YEAR 2003.
PROPOSAL #A2: APPROVAL OF THE CAPITAL EXPENDITURES ISSUER NO N/A N/A
BUDGET FOR THE FISCAL YEAR 2004.
PROPOSAL #A3: APPROVAL OF THE DISTRIBUTION OF RESULTS FOR ISSUER NO N/A N/A
THE FISCAL YEAR 2003.
PROPOSAL #A4: APPROVAL OF THE ELECTION OF MEMBERS TO THE ISSUER NO N/A N/A
BOARD OF DIRECTORS, AUDIT COMMITTEE AND THEIR RESPECTIVE
SUBSTITUTES, TO VOTE IN THE SAME MANNER AS THE MAJORITY
OF THE SHAREHOLDERS AT THE MEETING.*
PROPOSAL #E1: APPROVAL OF THE INCREASE IN CAPITAL STOCK ISSUER NO N/A N/A
THROUGH THE INCORPORATION OF PART OF THE REVENUE RESERVES
CONSTITUTED IN PREVIOUS FISCAL YEARS AMOUNTING TO R$
13,033 MILLION, INCREASING THE CAPITAL STOCK FROM R$
19,863 MILLION TO R$ 32,896 MILLION WITHOUT ANY CHANGE TO
THE NUMBER OF ISSUED SHARES.
PROPOSAL #E2: APPROVAL OF THE INCREASE IN THE LIMIT OF ISSUER NO N/A N/A
AUTHORIZED CAPITAL FROM R$ 30 BILLION TO R$ 60 BILLION.
PROPOSAL #E3: APPROVAL OF THE ESTABLISHMENT OF THE ISSUER NO N/A N/A
COMPENSATION OF MANAGEMENT AND EFFECTIVE MEMBERS OF THE
AUDIT COMMITTEE, AS WELL AS THEIR PARTICIPATION IN THE
PROFITS.
- ----------------------------------------------------------------------------------------------------
Issuer: PFIZER INC.
Ticker: PFE CUSIP: 717081103
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT N. BURT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CONSTANCE J. HORNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM H. GRAY III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STANLEY O. IKENBERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANKLIN D. RAINES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. ANTHONY BURNS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. DON CORNWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL S. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. HOWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEAN-PAUL VALLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUTH J. SIMMONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE A. LORCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY A. MCKINNELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANA G. MEAD ISSUER YES FOR FOR
PROPOSAL #02: A PROPOSAL TO APPROVE THE APPOINTMENT OF ISSUER YES FOR FOR
KPMG LLP AS INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: A PROPOSAL TO APPROVE THE PFIZER INC. 2004 ISSUER YES FOR FOR
STOCK PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL REQUESTING REVIEW OF SHAREHOLDER YES ABSTAIN AGAINST
THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY'S BUSINESS STRATEGY.
PROPOSAL #05: SHAREHOLDER PROPOSAL RELATING TO POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
PROPOSAL #06: SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
PROPOSAL #07: SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM SHAREHOLDER YES AGAINST FOR
LIMITS ON DIRECTORS.
PROPOSAL #08: SHAREHOLDER PROPOSAL REQUESTING A REPORT ON SHAREHOLDER YES ABSTAIN AGAINST
INCREASING ACCESS TO PFIZER PRODUCTS.
PROPOSAL #09: SHAREHOLDER PROPOSAL ON STOCK OPTIONS. SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: SHAREHOLDER PROPOSAL ON IN VITRO TESTING. SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW CUSIP: 723484101
Meeting Date 5/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KATHRYN L. MUNRO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM L. STEWART ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROY A. HERBERGER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HUMBERTO S. LOPEZ ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING
DECEMBER 31, 2004
PROPOSAL #03: VOTE ON SHAREHOLDER PROPOSAL SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: PITNEY BOWES INC.
Ticker: PBI CUSIP: 724479100
Meeting Date 5/10/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: EDUARDO R. MENASCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LINDA G. ALVARADO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN S. MCFARLANE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERNIE GREEN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
AS INDEPENDENT ACCOUNTANTS FOR 2004.
PROPOSAL #03: STOCKHOLDER PROPOSAL RELATING TO POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
- ----------------------------------------------------------------------------------------------------
Issuer: PPG INDUSTRIES, INC.
Ticker: PPG CUSIP: 693506107
Meeting Date 4/15/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: VICTORIA F. HAYNES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALLEN J. KROWE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES G. BERGES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO ENDORSE THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS AUDITORS FOR 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: PROGRESS ENERGY, INC.
Ticker: PGN CUSIP: 743263105
Meeting Date 5/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: C. COKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. WITTNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. MCGEHEE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P. RUMMELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. MCKEE ISSUER YES FOR FOR
PROPOSAL #02: SHAREHOLDER PROPOSAL RELATING TO STOCK SHAREHOLDER YES AGAINST FOR
OPTIONS FOR DIRECTORS AND CERTAIN EXECUTIVE OFFICERS AS
SET FORTH IN THE PROXY STATEMENT.
- ----------------------------------------------------------------------------------------------------
Issuer: REPSOL YPF, S.A.
Ticker: REP CUSIP: 76026T205
Meeting Date 3/31/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: THE CONSOLIDATED ANNUAL FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF REPSOL YPF, S.A., AND ITS SUBSIDIARIES
FOR THE FISCAL YEAR ENDED 31ST DECEMBER 2003.
PROPOSAL #02: APPOINTMENT, RATIFICATION, RE-ELECTION, OR ISSUER YES ABSTAIN AGAINST
STATUTORY RENEWAL OF TERM OF OFFICE OF THE BOARD MEMBERS.
PROPOSAL #03: APPOINTMENT OR RE-ELECTION OF THE AUDITOR ISSUER YES FOR FOR
OF THE FINANCIAL STATEMENTS OF REPSOL YPF, S.A., AND
ITS CONSOLIDATED GROUP.
PROPOSAL #04: AUTHORIZATION OF THE BOARD OF DIRECTORS FOR ISSUER YES FOR FOR
THE DERIVATIVE ACQUISITION OF SHARES OF REPSOL YPF,
S.A., DIRECTLY OR THROUGH CONTROLLED COMPANIES.
PROPOSAL #05: AMENDMENT OF ARTICLES 1 ( DENOMINATION ), ISSUER YES FOR FOR
15 ( SHAREHOLDERS MEETING ), 23 ( RIGHT OF ATTENDANCE ),
24 ( REPRESENTATION ), 30 ( COMPOSITION OF THE BOARD ),
AND 33 ( LIABILITY ) OF THE CORPORATE BYLAWS TO MAKE THEM
CONSISTENT WITH THE PROVISIONS OF LAW 26/2003 OF 17TH
JULY.
PROPOSAL #06: AMENDMENT OF ARTICLES 6, 7, AND 8 OF THE ISSUER YES FOR FOR
REGULATIONS OF THE GENERAL SHAREHOLDER'S MEETINGS TO
MAKE THEM CONSISTENT WITH THE REQUIREMENTS OF LAW 26/2003
OF 17TH JULY.
PROPOSAL #07: DELEGATION OF POWERS TO COMPLEMENT, ISSUER YES FOR FOR
DEVELOP, IMPLEMENT, CORRECT AND FORMALIZE RESOLUTIONS
ADOPTED BY THE SHAREHOLDERS MEETING.
- ----------------------------------------------------------------------------------------------------
Issuer: RIO TINTO PLC
Ticker: RTP CUSIP: 767204100
Meeting Date 4/7/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: AUTHORITY TO ALLOT RELEVANT SECURITIES ISSUER YES FOR FOR
UNDER SECTION 80 OF THE COMPANIES ACT 1955
PROPOSAL #02: AUTHORITY TO ALLOT EQUITY SECURITIES FOR ISSUER YES FOR FOR
CASH UNDER SECTION 89 OF THE COMPANIES ACT 1955
PROPOSAL #03: AUTHORITY TO PURCHASE RIO TINTO PLC SHARES ISSUER YES FOR FOR
BY THE COMPANY OR RIO TINTO LIMITED
PROPOSAL #04: APPROVAL OF THE MINING COMPANIES ISSUER YES FOR FOR
COMPARATIVE PLAN 2004 AND THE RIO TINTO SHARE OPTION PLAN
2004
PROPOSAL #05: ELECTION OF SIR JOHN KERR AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #06: RE-ELECTION OF MR LEIGH CLIFFORD AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #07: RE-ELECTION OF MR GUY ELLIOTT AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #08: RE-ELECTION OF SIR RICHARD SYKES AS A ISSUER YES FOR FOR
DIRECTOR (MEMBER OF THE REMUNERATIONS COMMITTEE)
PROPOSAL #09: RE-ELECTION OF RICHARD GIORDANO AS A ISSUER YES FOR FOR
DIRECTOR (MEMBER OF THE AUDIT, NOMINATIONS,
SOCIAL/ENVIRONMENTAL ACCOUNT. COMMITTEES)
PROPOSAL #10: RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS ISSUER YES AGAINST AGAINST
LLP AS AUDITORS AND AUTHORITY TO DETERMINE THEIR
REMUNERATION
PROPOSAL #11: APPROVAL OF REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #12: RECEIVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2003
- ----------------------------------------------------------------------------------------------------
Issuer: ROHM AND HAAS COMPANY
Ticker: ROH CUSIP: 775371107
Meeting Date 5/3/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: R.L. GUPTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.A. HENDERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. KEYSER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.W. HAAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.M. FITZPATRICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.P. MONTOYA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.O. MOOSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.G. GRAVES, SR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.J. AVERY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.W. HAAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.S. OMENN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.L. ROGERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.H. SCHMITZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.C. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF A PROPOSAL TO ADOPT THE 2004 ISSUER YES FOR FOR
ROHM AND HAAS COMPANY ANNUAL INCENTIVE PLAN.
PROPOSAL #03: APPROVAL OF A PROPOSAL TO ADOPT THE 2004 ISSUER YES FOR FOR
ROHM AND HAAS COMPANY LONG-TERM PERFORMANCE SHARE PLAN.
PROPOSAL #04: APPROVAL OF THE 2004 AMENDED AND RESTATED ISSUER YES FOR FOR
ROHN AND HAAS COMPANY STOCK PLAN.
PROPOSAL #05: RATIFICATION OF PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
AS ROHM AND HAAS COMPANY'S INDEPENDENT AUDITOR FOR 2004.
PROPOSAL #06: TO TRANSACT ANY OTHER BUSINESS AS MAY ISSUER YES AGAINST AGAINST
PROPERLY COME BEFORE THE MEETING.
- ----------------------------------------------------------------------------------------------------
Issuer: ROYAL DUTCH PETROLEUM COMPANY
Ticker: RD CUSIP: 780257804
Meeting Date 6/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #2A: FINALIZATION OF THE BALANCE SHEET AS AT ISSUER YES FOR FOR
DECEMBER 31, 2003, THE PROFIT AND LOSS ACCOUNT FOR THE
YEAR 2003 AND THE NOTES TO THE BALANCE SHEET AND THE
PROFIT AND LOSS ACCOUNT.
PROPOSAL #2B: DECLARATION OF THE TOTAL DIVIDEND FOR THE ISSUER YES FOR FOR
YEAR 2003.
PROPOSAL #2C: DISCHARGE OF THE MANAGING DIRECTORS OF ISSUER YES FOR FOR
RESPONSIBILITY IN RESPECT OF THEIR MANAGEMENT FOR THE
YEAR 2003.
PROPOSAL #2D: DISCHARGE OF THE MEMBERS OF THE SUPERVISORY ISSUER YES FOR FOR
BOARD OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE
YEAR 2003.
PROPOSAL #03: APPOINTMENT OF MS. L.Z. COOK AS A MANAGING ISSUER YES ABSTAIN AGAINST
DIRECTOR OF THE COMPANY.*
PROPOSAL #04: APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A ISSUER YES ABSTAIN AGAINST
MEMBER OF THE SUPERVISORY BOARD.*
PROPOSAL #05: APPOINTMENT OF MR. M.A. VAN DEN BERGH AS A ISSUER YES ABSTAIN AGAINST
MEMBER OF THE SUPERVISORY BOARD OWING TO RETIREMENT BY
ROTATION.*
PROPOSAL #06: REDUCTION OF THE ISSUED SHARE CAPITAL WITH ISSUER YES FOR FOR
A VIEW TO CANCELLA TION OF THE SHARES ACQUIRED BY THE
COMPANY IN ITS OWN CAPITAL.
PROPOSAL #07: AUTHORIZATION OF THE BOARD OF MANAGEMENT, ISSUER YES FOR FOR
PURSUANT TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL
CODE, AS THE COMPETENT BODY TO ACQUIRE SHARES IN THE
CAPITAL OF THE COMPANY.
- ----------------------------------------------------------------------------------------------------
Issuer: SARA LEE CORPORATION
Ticker: SLE CUSIP: 803111103
Meeting Date 10/30/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: J. MANLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. VAN LEDE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARY D. MCMILLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. THOMAS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V. JORDAN, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. RIDGWAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. CROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.T. BATTENBERG III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. COKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. STEVEN MCMILLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. KOELLNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. DAVIS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS SARA LEE'S INDEPENDENT
ACCOUNTANTS FOR FISCAL 2004.
PROPOSAL #03: TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES ABSTAIN AGAINST
CHARITABLE CONTRIBUTIONS.
PROPOSAL #04: TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES ABSTAIN AGAINST
SARA LEE'S CODE OF CONDUCT.
- ----------------------------------------------------------------------------------------------------
Issuer: SBC COMMUNICATIONS INC.
Ticker: SBC CUSIP: 78387G103
Meeting Date 4/30/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES A. HENDERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. DONLEY RITCHEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOYCE M. ROCHE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES E. BARNES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA P. UPTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN B. MCCOY ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF INDEPENDENT AUDITORS. ISSUER YES FOR FOR
PROPOSAL #03: APPROVE AN AMENDMENT TO SBC'S BYLAWS. ISSUER YES FOR FOR
PROPOSAL #04: STOCKHOLDER PROPOSAL A. SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: STOCKHOLDER PROPOSAL B. SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------
Issuer: SCHERING-PLOUGH CORPORATION
Ticker: SGP CUSIP: 806605101
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PHILIP LEDER, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE R. MCGRATH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRED HASSAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD DE J. OSBORNE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF DESIGNATION OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
PROPOSAL #03: APPROVAL OF THE OPERATIONS MANAGEMENT TEAM ISSUER YES FOR FOR
INCENTIVE PLAN
- ----------------------------------------------------------------------------------------------------
Issuer: SCHLUMBERGER LIMITED (SCHLUMBERGER N
Ticker: SLB CUSIP: 806857108
Meeting Date 4/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: A. LEVY-LANG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T. SANDVOLD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N. SEYDOUX ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. PRIMAT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.S. GORELICK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J. DEUTCH ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: A. LAJOUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T. ISAAC ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. GOULD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #02: ADOPTION AND APPROVAL OF FINANCIALS AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #03: APPROVAL OF ADOPTION OF THE 2004 STOCK AND ISSUER YES FOR FOR
DEFERRAL PLAN FOR NON-EMPLOYEE DIRECTORS
PROPOSAL #04: APPROVAL OF AUDITORS ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: SONY CORPORATION
Ticker: SNE CUSIP: 835699307
Meeting Date 6/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #C1: TO AMEND A PART OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
INCORPORATION.
PROPOSAL #C2: TO ELECT 16 DIRECTORS. ISSUER YES ABSTAIN AGAINST
PROPOSAL #C3: TO ISSUE STOCK ACQUISITION RIGHTS FOR THE ISSUER YES FOR FOR
SHARES OF COMMON STOCK OF THE CORPORATION FOR THE PURPOSE
OF GRANTING STOCK OPTIONS.
PROPOSAL #C4: TO ISSUE STOCK ACQUISITION RIGHTS FOR THE ISSUER YES FOR FOR
SHARES OF SUBSIDIARY TRACKING STOCK OF THE CORPORATION
FOR THE PURPOSE OF GRANTING STOCK OPTIONS.
PROPOSAL #S5: TO AMEND THE ARTICLES OF INCORPORATION WITH SHAREHOLDER YES AGAINST FOR
RESPECT TO DISCLOSURE TO SHAREHOLDERS OF REMUNERATION
AND OTHER AMOUNTS PAID TO EACH DIRECTOR AND CORPORATE
EXECUTIVE OFFICER.
- ----------------------------------------------------------------------------------------------------
Issuer: TARGET CORPORATION
Ticker: TGT CUSIP: 87612E106
Meeting Date 5/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WARREN R. STALEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHELE J. HOOPER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANNE M. MULCAHY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN W. SANGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS.
PROPOSAL #03: APPROVAL OF THE TARGET CORPORATION ISSUER YES FOR FOR
LONG-TERM INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: TEMPLE-INLAND INC.
Ticker: TIN CUSIP: 879868107
Meeting Date 5/7/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DONALD M. CARLTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. LINN DRAPER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY M. HELLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH M. JASTROW, II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITORS OF TEMPLE-INLAND INC.
FOR THE FISCAL YEAR ENDING JANUARY 1, 2005.
- ----------------------------------------------------------------------------------------------------
Issuer: TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN CUSIP: 882508104
Meeting Date 4/15/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: J.R. ADAMS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.R. SANDERS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: R.K. TEMPLETON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.T. WHITMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: D.R. GOODE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: D.L. BOREN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: D.A. CARP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.J. SIMMONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.J. ENGIBOUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.W. FRONTERHOUSE ISSUER YES FOR FOR
PROPOSAL #02: BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR 2004.
PROPOSAL #03: STOCKHOLDER PROPOSAL REGARDING EXPENSING OF SHAREHOLDER YES FOR AGAINST
STOCK OPTIONS.
- ----------------------------------------------------------------------------------------------------
Issuer: THE DOW CHEMICAL COMPANY
Ticker: DOW CUSIP: 260543103
Meeting Date 5/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JEFF M. FETTIG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. RINGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN C. DANFORTH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDREW N. LIVERIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM S. STAVROPOULOS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP AS DOW'S INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: AMENDMENT OF THE RESTATED CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION FOR THE ANNUAL ELECTION OF DIRECTORS.
PROPOSAL #04: STOCKHOLDER PROPOSAL ON BHOPAL. SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: THE GILLETTE COMPANY
Ticker: G CUSIP: 375766102
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JORGE PAULO LEMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD F. DEGRAAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. KILTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILBUR H. GANTZ ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF AUDITOR. ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF THE 2004 LONG-TERM INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #05: SHAREHOLDER PROPOSAL TO LIMIT SERVICES SHAREHOLDER YES AGAINST FOR
PROVIDED BY THE AUDITOR.
PROPOSAL #06: SHAREHOLDER PROPOSAL TO EXPENSE STOCK SHAREHOLDER YES FOR AGAINST
OPTIONS.
- ----------------------------------------------------------------------------------------------------
Issuer: THE HARTFORD FINANCIAL SVCS GROUP, I
Ticker: HIG CUSIP: 416515104
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: THOMAS M. MARRA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GORDON I. ULMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. PATRICK SWYGERT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID K. ZWIENER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL G. KIRK, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAMANI AYER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GAIL J. MCGOVERN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD E. FERGUSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD J. KELLY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT W. SELANDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES B. STRAUSS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
PROPOSAL #03: PROPOSAL BY SHAREHOLDER RELATING TO SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION.
- ----------------------------------------------------------------------------------------------------
Issuer: TIME WARNER INC.
Ticker: TWX CUSIP: 887317105
Meeting Date 5/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MILES R. GILBURNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH J. NOVACK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES L. BARKSDALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK J. CAUFIELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN M. CASE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANCIS T. VINCENT, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.E. TURNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT C. CLARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD D. PARSONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. MILES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARLA A. HILLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: REUBEN MARK ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF AUDITORS. ISSUER YES FOR FOR
PROPOSAL #03: STOCKHOLDER PROPOSAL REGARDING CHINA SHAREHOLDER YES ABSTAIN AGAINST
BUSINESS PRINCIPLES.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING REPORT ON SHAREHOLDER YES AGAINST FOR
PAY DISPARITY.
- ----------------------------------------------------------------------------------------------------
Issuer: TOTAL S.A.
Ticker: TOT CUSIP: 89151E109
Meeting Date 5/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: APPROVAL OF CERTAIN REPORTS AND OF THE ISSUER YES FOR FOR
PARENT COMPANY'S FINANCIAL STATEMENTS
PROPOSAL #02: APPROVAL OF CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #03: ALLOCATION OF INCOME, APPROVAL OF THE ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #04: AGREEMENTS MENTIONED IN ARTICLE L. 225-38 ISSUER YES FOR FOR
OF THE FRENCH COMMERCIAL CODE
PROPOSAL #05: AUTHORIZATION TO TRADE THE COMPANY'S OWN ISSUER YES FOR FOR
SHARES
PROPOSAL #06: AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUER YES FOR FOR
ISSUE DEBT SECURITIES AND/OR PERPETUAL SUBORDINATED
NOTES FOR A MAXIMUM NOMINAL AMOUNT OF 10 BILLION EUROS
ELECTION OF DIRECTOR: MR. THIERRY DESMAREST ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MR. SERGE TCHURUK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MR. THIERRY DE RUDDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #10: APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR ISSUER YES ABSTAIN AGAINST
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION
PROPOSAL #11: APPOINTMENT OF PHILIPPE MARCHANDISE AS A ISSUER YES ABSTAIN AGAINST
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN
APPLICATION OF ARTICLE 11 OF THE ARTICLES OF
INCORPORATION
PROPOSAL #12: APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR ISSUER YES ABSTAIN AGAINST
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION
PROPOSAL #13: APPOINTMENT OF ALAN CRAMER AS A DIRECTOR ISSUER YES ABSTAIN AGAINST
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION
PROPOSAL #14: APPOINTMENT OF STATUTORY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: RENEWAL OF STATUTORY AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: APPOINTMENT OF AN ALTERNATE AUDITOR ISSUER YES FOR FOR
PROPOSAL #17: APPOINTMENT OF AN ALTERNATE AUDITOR ISSUER YES FOR FOR
PROPOSAL #18: DETERMINATION OF THE TOTAL AMOUNT OF ISSUER YES FOR FOR
DIRECTORS COMPENSATION
PROPOSAL #19: AUTHORIZATION TO AWARD OPTIONS TO SUBSCRIBE ISSUER YES FOR FOR
FOR OR PURCHASE STOCK OF THE COMPANY IN FAVOUR OF THE
MANAGEMENT AND KEY EMPLOYEES OF THE GROUP
PROPOSAL #20: AUTHORIZATION FOR ISSUING CONVERTIBLE OR ISSUER YES AGAINST AGAINST
OTHER EQUITY SECURITIES
PROPOSAL #21: AUTHORIZATION TO USE THE ABOVE DELEGATION ISSUER YES AGAINST AGAINST
WITHOUT MAINTENANCE OF PREFERENTIAL SUBSCRIPTION RIGHTS,
BUT WITH AN OPTION TO GRANT A PRIORITY PERIOD
PROPOSAL #22: CAPITAL INCREASE RESERVED FOR EMPLOYEES ISSUER YES AGAINST AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: TXU CORP.
Ticker: TXU CUSIP: 873168108
Meeting Date 5/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ERLE NYE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HERBERT H. RICHARDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL W. RANGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEREK C. BONHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. GAIL DE PLANQUE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KERNEY LADAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.E. OESTERREICHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. JOHN WILDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACK E. LITTLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM M. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AUDITORS - DELOITTE & TOUCHE ISSUER YES FOR FOR
LLP
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATED TO OFFICERS SHAREHOLDER YES AGAINST FOR
SALES OF RESTRICTED STOCK
- ----------------------------------------------------------------------------------------------------
Issuer: TYCO INTERNATIONAL LTD.
Ticker: TYC CUSIP: 902124106
Meeting Date 3/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: BRENDAN R. O'NEILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H. CARL MCCALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MACKEY J. MCDONALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. KROL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD D. BREEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SANDRA S. WIJNBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE S. GORDON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN DUPERREAULT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE W. BUCKLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS C. BLAIR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEROME B. YORK ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
TYCO'S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
PROPOSAL #03: ADOPTION OF THE AMENDED AND RESTATED ISSUER YES FOR FOR
BYE-LAWS.
PROPOSAL #04: APPROVAL OF TYCO 2004 STOCK AND INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES FOR FOR
ENVIRONMENTAL REPORTING.
PROPOSAL #06: SHAREHOLDER PROPOSAL TO CHANGE TYCO'S SHAREHOLDER YES AGAINST FOR
JURISDICTION OF INCORPORATION FROM BERMUDA TO A U.S.
STATE.
PROPOSAL #07: SHAREHOLDER PROPOSAL ON COMMON SENSE SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION.
- ----------------------------------------------------------------------------------------------------
Issuer: U.S. BANCORP
Ticker: USB CUSIP: 902973304
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RICHARD G. REITEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V. BUYNISKI GLUCKMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JERRY W. LEVIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS E. PETRY ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFY SELECTION OF ERNST & YOUNG LLP AS ISSUER YES AGAINST AGAINST
INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR.
PROPOSAL #03: SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM SHAREHOLDER YES AGAINST FOR
FOR SENIOR EXECUTIVES.
PROPOSAL #04: SHAREHOLDER PROPOSAL: SUPPLEMENTAL SHAREHOLDER YES AGAINST FOR
EXECUTIVE RETIREMENT BENEFITS.
PROPOSAL #05: SHAREHOLDER PROPOSAL: SIMPLE MAJORITY SHAREHOLDER YES FOR AGAINST
VOTING.
- ----------------------------------------------------------------------------------------------------
Issuer: UBS AG
Ticker: UBS CUSIP: H8920M855
Meeting Date 4/15/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: ANNUAL REPORT, GROUP AND PARENT COMPANY ISSUER YES FOR FOR
ACCOUNTS FOR 2003. REPORTS OF THE GROUP AND STATUTORY
AUDITORS
PROPOSAL #02: APPROPRIATION OF RETAINED EARNINGS. ISSUER YES FOR FOR
DIVIDEND FOR FINANCIAL YEAR 2003
PROPOSAL #03: DISCHARGE OF THE MEMBERS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND THE GROUP EXECUTIVE BOARD
PROPOSAL #4A: RE-ELECTION OF BOARD MEMBER: SIR PETER ISSUER YES FOR FOR
DAVIS
PROPOSAL #4B1: ELECTION OF NEW BOARD MEMBER: STEPHAN ISSUER YES FOR FOR
HAERINGER
PROPOSAL #4B2: ELECTION OF NEW BOARD MEMBER: HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #4B3: ELECTION OF NEW BOARD MEMBER: PETER ISSUER YES FOR FOR
SPUHLER
PROPOSAL #4C: RE-ELECTION OF GROUP AND STATUTORY AUDITORS ISSUER YES FOR FOR
ERNST & YOUNG LTD., BASEL
PROPOSAL #5A: CAPITAL REDUCTION: CANCELLATION OF SHARES ISSUER YES FOR FOR
REPURCHASED UNDER THE 2003/2004 SHARE BUYBACK PROGRAM AND
RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE ARTICLES OF
ASSOCIATION
PROPOSAL #5B: CAPITAL REDUCTION: APPROVAL OF A NEW ISSUER YES FOR FOR
2004/2005 SHARE BUYBACK PROGRAM
PROPOSAL #06: IN CASE OF AD-HOC SHAREHOLDERS MOTIONS ISSUER YES AGAINST AGAINST
DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR
PROXY TO VOTE IN ACCORDANCE WITH THE BOARD OF DIRECTORS
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Issuer: UNION PACIFIC CORPORATION
Ticker: UNP CUSIP: 907818108
Meeting Date 4/16/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: A.W. DUNHAM ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: I.J. EVANS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.R. ROGEL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: E. ZEDILLO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.F. ECCLES ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J.R. HOPE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.K. DAVIDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.W. MCCONNELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.F. ANSCHUTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.J. DONOHUE ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: ADOPT THE UNION PACIFIC CORPORATION 2004 ISSUER YES AGAINST AGAINST
STOCK INCENTIVE PLAN.
PROPOSAL #03: RATIFY APPOINTMENT OF DELOITTE & TOUCHE AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING SENIOR SHAREHOLDER YES AGAINST FOR
EXECUTIVE EQUITY PLANS.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
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Issuer: VERIZON COMMUNICATIONS INC.
Ticker: VZ CUSIP: 92343V104
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: J.R. STAFFORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. NEUBAUER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. CARRION ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. BARKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.V. SHIPLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.W. LANE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.H. O'BRIEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.O. MOOSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.B. PRICE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.D. STOREY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: I.G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITOR ISSUER YES FOR FOR
PROPOSAL #03: CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: BOARD COMPOSITION SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: SEPARATE CHAIRMAN AND CEO SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: FUTURE POISON PILL SHAREHOLDER YES AGAINST FOR
PROPOSAL #07: SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS SHAREHOLDER YES AGAINST FOR
PROPOSAL #08: OPTIONS OR STOCK GRANTS BASED ON TRACKING SHAREHOLDER YES AGAINST FOR
STOCK
PROPOSAL #09: DIVERSITY REPORT ON OPTION GRANTS TO SHAREHOLDER YES ABSTAIN AGAINST
EMPLOYEES
PROPOSAL #10: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #11: COLLECTION OF UNIVERSAL SERVICE AND NUMBER SHAREHOLDER YES ABSTAIN AGAINST
PORTABILIY FEES
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Issuer: WACHOVIA CORPORATION
Ticker: WB CUSIP: 929903102
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOSEPH NEUBAUER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES S. BALLOUN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN T. CASTEEN, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONA DAVIS YOUNG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LANTY L. SMITH ISSUER YES FOR FOR
PROPOSAL #02: A WACHOVIA PROPOSAL TO RATIFY THE ISSUER YES FOR FOR
APPOINTMENT OF KPMG LLP AS AUDITORS FOR THE YEAR 2004.
PROPOSAL #03: A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT SHAREHOLDER YES AGAINST FOR
OPPOSES, REGARDING NOMINATING DIRECTORS.
PROPOSAL #04: A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT SHAREHOLDER YES ABSTAIN AGAINST
OPPOSES, REGARDING REPORTING POLITICAL INFORMATION.
PROPOSAL #05: A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT SHAREHOLDER YES AGAINST FOR
OPPOSES, REGARDING SEPARATING THE OFFICES OF CHAIRMAN AND
CHIEF EXECUTIVE OFFICER.
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Issuer: WASTE MANAGEMENT, INC.
Ticker: WMI CUSIP: 94106L109
Meeting Date 5/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: A. MAURICE MYERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PASTORA CAFFERTY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: FRANK M. CLARK, JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN C. POPE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. ROBERT REUM ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DAVID P. STEINER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARL W. VOGT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS THE INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: TO VOTE ON A PROPOSAL TO APPROVE OUR 2004 ISSUER YES AGAINST AGAINST
STOCK INCENTIVE PLAN.
PROPOSAL #04: TO VOTE ON A PROPOSAL TO APPROVE OUR 2005 ISSUER YES FOR FOR
ANNUAL INCENTIVE PLAN.
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Issuer: WEYERHAEUSER COMPANY
Ticker: WY CUSIP: 962166104
Meeting Date 4/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES N. SULLIVAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM D. RUCKELSHAUS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RICHARD H. SINKFIELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN R. ROGEL ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE WEYERHAEUSER COMPANY 2004 ISSUER YES FOR FOR
LONG TERM INCENTIVE PLAN
PROPOSAL #03: PROPOSAL TO AMEND THE COMPANY'S RESTATED ISSUER YES FOR AGAINST
ARTICLES OF INCORPORATION TO AUTHORIZE ANNUAL ELECTION OF
THE BOARD OF DIRECTORS
PROPOSAL #04: SHAREHOLDER PROPOSAL RELATING TO ACCOUNTING SHAREHOLDER YES FOR AGAINST
FOR STOCK OPTIONS
PROPOSAL #05: SHAREHOLDER PROPOSAL RELATING TO EQUITY SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #06: SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER YES ABSTAIN AGAINST
ENVIRONMENTAL REPORTING
PROPOSAL #07: SHAREHOLDER PROPOSAL RELATING TO OLD GROWTH SHAREHOLDER YES ABSTAIN AGAINST
AND ENDANGERED FORESTS
PROPOSAL #08: APPROVAL ON AN ADVISORY BASIS, OF THE ISSUER YES FOR FOR
APPOINTMENT OF AUDITORS
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Issuer: WYETH
Ticker: WYE CUSIP: 983024100
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: J.R. TORELL III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.V. SHIPLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. LANGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.D. FEERICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. ESSNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.L. POLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: I.G. SEIDENBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.P. MASCOTTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. CARRION ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.L. ALEXANDER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.A. BENNACK, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF PRINCIPAL INDEPENDENT ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS
PROPOSAL #03: ADOPTION OF THE STOCKHOLDER PROPOSAL ON SHAREHOLDER YES ABSTAIN AGAINST
ACCESS TO AND AFFORDABILITY OF PRESCRIPTION DRUGS
PROPOSAL #04: ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL SHAREHOLDER YES ABSTAIN AGAINST
TESTING
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
VANGUARD WELLINGTON FUND
By: /s/John J. Brennan
(Heidi Stam)
John J. Brennan*
Chairman & Chief Executive Officer
Date: August 31, 2004
* By Power of Attorney. See File Number 2-57689, filed on December 26, 2002.
Incorporated by reference.
